Stock Institutional Ownership and Shareholders

SecurityHIG / Hartford Financial Services Group, Inc. (The) (416515104)
Chairman and CEOSwift Christopher
Institutional Owners618
Institutional Shares319,148,440
Institutional Value$ 131,029,136,000 USD
Related HGH / Hartford Financial Services Group, 7.875% Fixed/Float, Jr Sub Debentures 4/15/42
HIG.WS / Hartford Financial Services Group, Inc. (The)
416515AV6 / Hartford Financial Services Group, Inc. (The) Bond

Hartford Financial Services Group, Inc. (The) (NYSE:HIG) has 618 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 319,148,440 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Jp Morgan Chase & Co, State Street Corp, Invesco Ltd., FMR LLC / Fidelity Management & Research, Wellington Management Group Llp, Bank of New York Mellon Corp, Franklin Resources Inc, and Lsv Asset Management.



Hartford Financial Services Group, Inc. (The) (NYSE:HIG) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR Vident Investment Advisory, LLC 53,521 61,300 14.53 2,814 3,398 20.75
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,172,360 1,330,142 13.46 61,631 73,730 19.63
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 20,293 17,095 -15.76 1,067 948 -11.15
2017-11-14 13F-HR/A-1 UBS Group AG Call 265,000 0 -100.00 12,739 0 -100.00
2017-10-12 13F-HR Gemmer Asset Management LLC 421 421 0.00 22 23 4.55
2017-11-17 13F-HR Coastline Trust Co 9,325 8,595 -7.83 490 476 -2.86
2017-11-06 13F-HR NTV ASSET MANAGEMENT LLC 13,917 13,576 -2.45 731 753 3.01
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 8,700 0 482
2017-10-23 13F-HR EVERMAY WEALTH MANAGEMENT LLC 5,939 5,939 0.00 312 329 5.45
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 54,652 445,407 714.99 2,873 24,688 759.31
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 1,074,952 1,017,885 -5.31 56,511 56,422 -0.16
2017-11-14 13F-HR HBK Sorce Advisory LLC 5,273 5,097 -3.34 277 283 2.17
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 131 131 0.00 7 7 0.00
2017-11-13 13F-HR BB&T SECURITIES, LLC 27,114 28,158 3.85 1,424 1,561 9.62
2017-08-09 13F-HR Timber Hill LLC Put 20,000 0 -100.00 961 0 -100.00
2017-11-13 13F-HR ARGI Investment Services, LLC 3,993 0 -100.00 210 0 -100.00
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 3,991 221
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 1,510 1,510 0.00 79 84 6.33
2017-10-10 13F-HR West Oak Capital, LLC 1,068 1,068 0.00 56,145 59,199 5.44
2017-11-13 13F-HR Utah Retirement Systems 66,793 66,893 0.15 3,511 3,708 5.61
2017-11-09 13F-HR JP MORGAN CHASE & CO 30,070,898 25,416,707 -15.48 1,580,827 1,400,968 -11.38
2017-11-13 13F-HR Quantitative Investment Management, LLC 572,200 465,400 -18.66 30,080 25,797 -14.24
2017-11-14 13F-HR Squarepoint Ops LLC 68,335 13,800 -79.81 3,592 765 -78.70
2017-08-10 13F-HR Concert Wealth Management Inc. 28,826 0 -100.00 1,374 0 -100.00
2017-11-13 13F-HR SCHNEIDER CAPITAL MANAGEMENT CORP 12,445 0 -100.00 654 0 -100.00
2017-11-13 13F-HR Hillsdale Investment Management Inc. 7,350 7,350 0.00 386 407 5.44
2017-11-08 13F-HR Horan Capital Advisors, LLC. 750 42
2017-11-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 55,761 51,611 -7.44 2,931 2,861 -2.39
2017-11-14 13F-HR PROSPECTOR PARTNERS LLC 225,000 221,300 -1.64 11,828 12,267 3.71
2017-11-14 13F-HR GAM Holding AG 33,869 0 -100.00 1,780 0 -100.00
2017-10-02 13F-HR HALL LAURIE J TRUSTEE 1,300 1,300 0.00 68,341 72,059 5.44
2017-11-13 13F-HR WELCH & FORBES LLC 5,346 5,346 0.00 281 296 5.34
2017-11-14 13F-HR/A-1 U S GLOBAL INVESTORS INC 9,283 9,283 0.00 488 515 5.53
2017-10-25 13F-HR Korea Investment CORP 120,214 194,114 61.47 6,320 10,760 70.25
2017-11-02 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 138,307 129,915 -6.07 7,271 7,201 -0.96
2017-11-14 13F-HR Natixis 343,109 204,979 -40.26 18,037 11,362 -37.01
2017-11-13 13F-HR ProShare Advisors LLC 103,215 104,522 1.27 5,426 5,794 6.78
2017-11-14 13F-HR Covington Capital Management 295 16
2017-10-23 13F-HR Nationwide Fund Advisors 192,381 187,191 -2.70 10,113 10,376 2.60
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 2,072 2,072 0.00 88 107 21.59
2017-11-14 13F-HR BARCLAYS PLC Call 64,100 6,800 -89.39 3,370 377 -88.81
2017-11-13 13F-HR Private Advisor Group, LLC 14,844 13,814 -6.94 785 768 -2.17
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 1,118,080 1,121,307 0.29 58,777 62,154 5.75
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 653 350 -46.40 34,319 19,402 -43.47
2017-08-14 13F-HR C M BIDWELL & ASSOCIATES LTD 0 39 0 2
2017-11-13 13F-HR BOSTON PRIVATE WEALTH LLC 6,449 6,285 -2.54 340 348 2.35
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 760,606 299,167 -60.67 39,985 16,583 -58.53
2017-11-07 13F-HR Stratos Wealth Partners, LTD. 6,526 4,472 -31.47 343 248 -27.70
2017-08-14 13F-HR CREDIT SUISSE AG/ Call 74,100 0 -100.00 3,562 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC 13,661 3,435 -74.86 718 190 -73.54
2017-11-14 13F-HR Institute for Wealth Management, LLC. 31,434 1,668 1,747 4.74
2017-11-09 13F-HR Achmea Investment Management B.V. 10,041 555
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 31,151 30,182 -3.11 1,638 1,673 2.14
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 3,195,210 2,844,849 -10.97 167,973 157,691 -6.12
2017-11-08 13F-HR Norinchukin Bank, The 49,228 49,830 1.22 2,588 2,762 6.72
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 244,900 245,400 0.20 12,874 13,603 5.66
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 65,841 45,903 -30.28 3,460 2,539 -26.62
2017-11-14 13F-HR M&R CAPITAL MANAGEMENT INC 1,000 1,000 0.00 56 55 -1.79
2017-11-14 13F-HR CARLSON CAPITAL L P 288,643 0 -100.00 15,174 0 -100.00
2017-11-14 13F-HR RR PARTNERS LP 5,412,771 4,365,441 -19.35 284,549 241,976 -14.96
2017-11-06 13F-HR AllSquare Wealth Management LLC 0 8 0 0
2017-11-14 13F-HR JANE STREET GROUP, LLC 5,615 5,393 -3.95 295 299 1.36
2017-11-03 13F-HR PAX WORLD MANAGEMENT LLC 12,281 12,281 0.00 646 681 5.42
2017-11-14 13F-HR LPL Financial LLC 38,681 52,163 34.85 2,033 2,891 42.20
2017-11-06 13F-HR TCW GROUP INC 2,644,053 2,677,291 1.26 138,998 148,403 6.77
2017-08-02 13F-HR/A-2 JENNISON ASSOCIATES LLC 6,244 0 -100.00 298 0 -100.00
2017-11-08 13F-HR KARPAS STRATEGIES LLC 5,000 5,000 0.00 263 277 5.32
2017-11-14 13F-HR ZACKS INVESTMENT MANAGEMENT 345,532 292,695 -15.29 18,165 16,224 -10.69
2017-10-18 13F-HR Mutual of America Capital Management LLC 81,459 80,995 -0.57 4,282 4,490 4.86
2017-11-09 13F-HR ETRADE Capital Management LLC 7,660 8,567 11.84 403 475 17.87
2017-10-30 13F-HR BBVA COMPASS BANCSHARES, INC 123,647 125,064 1.15 6,500 6,932 6.65
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 10,061 9,714 -3.45 529 538 1.70
2017-10-27 13F-HR Cable Hill Partners, LLC 87 87 0.00 5 5 0.00
2017-11-06 13F-HR SEI INVESTMENTS CO 112,790 146,842 30.19 5,929 8,140 37.29
2017-11-13 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 7,000 5,500 -21.43 368 305 -17.12
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 51,437 54,257 5.48 2,704 3,007 11.21
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 119,171 95,343 -19.99 6,265 5,285 -15.64
2017-11-13 13F-HR Sarasin & Partners LLP 636,283 499,678 -21.47 33,449 27,697 -17.20
2017-10-16 13F-HR CULLINAN ASSOCIATES INC 37,900 0 -100.00 1,992 0 -100.00
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,326,105 1,599,579 20.62 69,714 88,665 27.18
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 14,035 0 -100.00 738 0 -100.00
2017-11-09 13F-HR Legal & General Group Plc 1,982,654 2,012,207 1.49 104,236 111,534 7.00
2017-11-14 13F-HR PRUDENTIAL PLC 4,101,510 3,976,171 -3.06 215,616 220,400 2.22
2017-11-14 13F-HR EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 180,996 175,161 -3.22 8,467 8,756 3.41
2017-08-14 13F-HR CAPITAL GUARDIAN TRUST CO 2,031 0 -100.00 98 0 -100.00
2017-11-03 13F-HR FDx Advisors, Inc. 0 4,852 0 269
2017-11-13 13F-HR FDO Partners, LLC 89,689 0 -100.00 4,715 0 -100.00
2017-11-14 13F-HR RMB Capital Management, LLC Put 0 136,000 0 7,538
2017-11-08 13F-HR MACQUARIE GROUP LTD 13,100 14,500 10.69 689 804 16.69
2017-11-14 13F-HR WESTWOOD HOLDINGS GROUP INC 1,376,511 995,365 -27.69 72,419 55,173 -23.81
2017-11-14 13F-HR TLP GROUP LLC 8,508 8,572 0.75 447 475 6.26
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 29,287 57,087 94.92 1,540 3,164 105.45
2017-10-23 13F-HR WHITTIER TRUST CO 427 427 0.00 22 24 9.09
2017-11-14 13F-HR Moore Capital Management, LP 300,000 0 -100.00 15,771 0 -100.00
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 40,951 40,121 -2.03 2,153 2,224 3.30
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 44,405 45,805 3.15 2,334 2,539 8.78
2017-11-13 13F-HR GREENLEAF TRUST 1,012 56
2017-11-06 13F-HR Jarislowsky, Fraser Ltd 109,923 109,358 -0.51 5,778 6,061 4.90
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 4,700 5,732 21.96 247 318 28.74
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 178,070 173,008 -2.84 9,361 9,590 2.45
2017-11-14 13F-HR GLG LLC 20,047 18,342 -8.51 1,054 1,017 -3.51
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 105,000 0 -100.00 5,520 0 -100.00
2017-11-08 13F-HR NEXT Financial Group, Inc 3,575 2,115 -40.84 188,000 118 -99.94
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 12 1
2017-11-14 13F-HR Walleye Trading LLC 46,185 808 -98.25 2,428 45 -98.15
2017-10-31 13F-HR EVERENCE CAPITAL MANAGEMENT INC 9,080 9,080 0.00 477 503 5.45
2017-11-02 13F-HR HOWARD HUGHES MEDICAL INSTITUTE 2,807 0 -100.00 148 0 -100.00
2017-11-13 13F-HR BAHL & GAYNOR INC 4,339 0 -100.00 207 0 -100.00
2017-11-14 13F-HR COHEN & STEERS INC 292,115 236,665 -18.98 15,356 13,118 -14.57
2017-11-09 13F-HR AMALGAMATED BANK 41,868 41,901 0.08 2,201 2,323 5.54
2017-07-21 13F-HR Cornerstone Financial Partners, LLC 12,074 0 -100.00 580 0 -100.00
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 4,308 4,527 5.08 226 251 11.06
2017-11-16 13F-HR AMERICAFIRST CAPITAL MANAGEMENT, LLC 0 1,438 0 79,708
2017-08-09 13F-HR JP MORGAN CHASE & CO Call 73,700 0 -100.00 3,543 0 -100.00
2017-08-11 13F-HR KCG HOLDINGS, INC. 41,217 0 -100.00 1,981 0 -100.00
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 1,256,775 1,281,293 1.95 66,069 71,022 7.50
2017-11-13 13F-HR Citizens Financial Group Inc/RI 2,558 2,301 -10.05 134 128 -4.48
2017-11-13 13F-HR Goss Wealth Management LLC 953 0 -100.00 50,385 0 -100.00
2017-10-27 13F-HR K.J. Harrison & Partners Inc 25,130 0 -100.00 1,321 0 -100.00
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 17,617 18,307 3.92 930 1,019 9.57
2017-11-15 13F-HR IFM Investors Pty Ltd 10,617 10,786 1.59 558 598 7.17
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 70,221 67,221 -4.27 3,692 3,726 0.92
2017-11-14 13F-HR Walleye Trading LLC Put 7,100 1,900 -73.24 373 107 -71.31
2017-11-14 13F-HR AlphaOne Investment Services, LLC 1,341 74
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 1,720 1,720 0.00 90 95 5.56
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 369 3 -99.19 20 0 -100.00
2017-11-14 13F-HR Adage Capital Partners GP LLC 975,000 975,000 0.00 45,747 48,394 5.79
2017-10-18 13F-HR WealthTrust-Arizona, LLC 250 250 0.00 13 14 7.69
2017-11-14 13F-HR Pacific Global Investment Management CO 11,252 11,135 -1.04 592 617 4.22
2017-11-14 13F-HR Neuburgh Advisers LLC 118,592 178,670 50.66 6,234 9,904 58.87
2017-11-03 13F-HR World Asset Management Inc 34,485 33,925 -1.62 1,813 1,880 3.70
2017-11-13 13F-HR MONETARY MANAGEMENT GROUP INC 2,760 2,760 0.00 145 153 5.52
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 219,100 207,800 -5.16 11,518 11,518 0.00
2017-11-09 13F-HR Shamrock Asset Management LLC 71 71 0.00 4 4 0.00
2017-11-13 13F-HR/A-1 NORGES BANK 2,355,626 2,358,501 0.12 104,543 96,458 -7.73
2017-11-14 13F-HR Richard Bernstein Advisors LLC 113,475 113,475 0.00 5,965 6,290 5.45
2017-11-02 13F-HR WESBANCO BANK INC 0 3,715 0 206
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 1,135 1,346 18.59 60 75 25.00
2017-10-24 13F-HR BOSTON ADVISORS LLC 22,819 22,547 -1.19 1,200 1,250 4.17
2017-11-13 13F-HR Twin Tree Management, LP 12,817 0 -100.00 674 0 -100.00
2017-10-24 13F-HR HM Capital Management, LLC 3,900 3,900 0.00 205 216 5.37
2017-08-10 13F-HR FNY Partners Fund LP Call 64 0 -100.00 2 0 -100.00
2017-11-07 13F-HR Commonwealth Equity Services, Inc 65,858 65,176 -1.04 3,462 3,612 4.33
2017-11-13 13F-HR STIFEL FINANCIAL CORP 68,626 76,662 11.71 3,616 4,236 17.15
2017-08-10 13F-HR Standard Life Investments LTD 2,389,399 552,131 -76.89 114,834 29,019 -74.73
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 10,126 10,126 0.00 532 561 5.45
2017-11-14 13F-HR Magnetar Financial LLC 0 5,604 0 311
2017-11-08 13F-HR Adirondack Research & Management Inc. 17,425 16,250 -6.74 916 901 -1.64
2017-11-13 13F-HR Renaissance Technologies LLC 234,100 351,100 49.98 12,307 19,461 58.13
2017-11-07 13F-HR SG Americas Securities, LLC Put 69,400 27
2017-11-06 13F-HR HM PAYSON & CO 19,118 19,336 1.14 1,005 1,072 6.67
2017-10-31 13F-HR WEDBUSH SECURITIES INC 5,374 5,162 -3.94 282 286 1.42
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 9,009,376 8,936,451 -0.81 473,624 495,348 4.59
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 28 0 -100.00 1 0 -100.00
2017-11-13 13F-HR CIBC World Markets Inc. 35,723 50,379 41.03 1,878 2,793 48.72
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 172,000 172,000 0.00 9,042 9,534 5.44
2017-08-14 13F-HR Jabre Capital Partners S.A. 100,000 0 -100.00 4,807 0 -100.00
2017-11-07 13F-HR/A-1 COMMERCE BANK 11,314 11,678 3.22 595 648 8.91
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 716,364 645,152 -9.94 37,659 35,761 -5.04
2017-07-11 13F-HR CENTRAL BANK & TRUST CO 150 0 -100.00 7 0 -100.00
2017-10-12 13F-HR MAI Capital Management 6,141 4,666 -24.02 323 259 -19.81
2017-10-24 13F-HR MOUNT VERNON ASSOCIATES INC /MD/ 16,166 15,816 -2.17 850 877 3.18
2017-11-14 13F-HR Close Asset Management Ltd 31,415 33,715 7.32 1,651 1,869 13.20
2017-11-14 13F-HR SRB Corp 3,621 0 -100.00 190 0 -100.00
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 154,534 166,347 7.64 8,124 9,221 13.50
2017-11-14 13F-HR JET CAPITAL INVESTORS L P 2,128,119 0 -100.00 111,875 0 -100.00
2017-07-13 13F-HR Princeton Alpha Management LP 14,480 0 -100.00 696 0 -100.00
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 318,011 319,038 0.32 16,718 17,683 5.77
2017-10-06 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 5,777 5,274 -8.71 304 292 -3.95
2017-10-10 13F-HR Baystate Wealth Management LLC 10 10 0.00 1 1 0.00
2017-11-07 13F-HR Timber Hill LLC Call 7,700 0 -100.00 405 0 -100.00
2017-08-14 13F-HR Elliott Management Corporation 500,000 0 -100.00 20,868 0 -100.00
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 270 15
2017-11-03 13F-HR Global X Management CO LLC 7,553 8,151 7.92 397 452 13.85
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 2,000 2,000 0.00 105 111 5.71
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 75,274 212,595 182.43 3,957 11,784 197.80
2017-11-13 13F-HR Bellwether Investment Group, LLC 6,308 0 -100.00 332 0 -100.00
2017-10-23 13F-HR REGIONS FINANCIAL CORP 8,399 7,094 -15.54 441 394 -10.66
2017-11-13 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 16,930 16,845 -0.50 890 934 4.94
2017-10-31 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 55,000 55,000 0.00 2,891 3,049 5.47
2017-11-13 13F-HR Evercore Wealth Management, LLC 3,136 3,136 0.00 165 174 5.45
2017-11-07 13F-HR IBM Retirement Fund 8,890 8,890 0.00 523 542 3.63
2017-11-14 13F-HR First Allied Advisory Services, Inc. 12,501 6,532 -47.75 659 354 -46.28
2017-10-18 13F-HR Quotient Investors, LLC 0 0 1,001 770 -23.08
2017-10-30 13F-HR NJ State Employees Deferred Compensation Plan 10,000 10,000 0.00 526 554 5.32
2017-11-14 13F-HR CREDIT SUISSE AG/ 617,051 642,453 4.12 32,438 35,612 9.78
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 19,200 19,200 0.00 1,009 1,064 5.45
2017-11-14 13F-HR HSBC HOLDINGS PLC 511,558 631,575 23.46 26,894 35,007 30.17
2017-11-09 13F-HR Estabrook Capital Management 700 700 0.00 36,799 38,801 5.44
2017-08-14 13F-HR Viking Global Investors LP 1,663,469 0 -100.00 79,963 0 -100.00
2017-10-18 13F-HR PGGM Investments 254,536 752,785 195.75 13,381 41,727 211.84
2017-08-15 13F-HR Highlander Capital Management, LLC 728 728 0.00 35 38 8.57
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 700 700 0.00 38 39 2.63
2017-11-06 13F-HR YHB Investment Advisors, Inc. 4,905 4,705 -4.08 258 261 1.16
2017-11-13 13F-HR People's United Financial, Inc. 425 0 -100.00 22 0 -100.00
2017-11-13 13F-HR US BANCORP \DE\ 49,648 46,467 -6.41 2,610 2,576 -1.30
2017-11-14 13F-HR DIAM Co., Ltd. 622,520 605,244 -2.78 32,731 33,540 2.47
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 5,018 4,658 -7.17 264 258 -2.27
2017-11-06 13F-HR Ballentine Partners, LLC 4,663 258
2017-11-15 13F-HR Cambria Investment Management, L.P. 23,577 22,593 -4.17 1,239 1,252 1.05
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 60,100 60,100 0.00 3,159 3,331 5.44
2017-10-12 13F-HR Hanson McClain, Inc. 54 54 0.00 3 3 0.00
2017-11-03 13F-HR Essex Financial Services, Inc. 6,240 6,240 0.00 328 346 5.49
2017-11-14 13F-HR NGAM ADVISORS, L.P. 120,413 114,113 -5.23 6,331 6,324 -0.11
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 110,347 132,088 19.70 5,800 7,319 26.19
2017-06-20 13F-HR/A-1 SYMPHONY ASSET MANAGEMENT LLC 35,989 0 -100.00 1,715 0 -100.00
2017-10-16 13F-HR Louisiana State Employees Retirement System 22,800 22,700 -0.44 1,199 1,258 4.92
2017-11-13 13F-HR Vantage Investment Advisors, LLC 272 272 0.00 14 15 7.14
2017-08-08 13F-HR SCOUT INVESTMENTS, INC. 433,151 0 -100.00 19,960 0 -100.00
2017-10-31 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 252,812 155,139 -38.63 13,290 8,599 -35.30
2017-10-12 13F-HR FIRST CITIZENS BANK & TRUST CO 36,244 27,377 -24.46 1,905 1,518 -20.31
2017-10-11 13F-HR UMB BANK N A/MO 68,948 66,253 -3.91 3,625 3,673 1.32
2017-11-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 0 46,299 0 2,566
2017-11-14 13F-HR ROYAL BANK OF CANADA 725,016 100 -99.99 40,188 5 -99.99
2017-11-14 13F-HR Zions Bancorporation 92 903 881.52 5 50 900.00
2017-11-01 13F-HR Bt Investment Management Ltd 14,170 0 -100.00 744,916 0 -100.00
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 91,289 93,089 1.97 4,786 5,182 8.27
2017-11-01 13F-HR State of Tennessee, Treasury Department 181,948 182,022 0.04 9,565 10,089 5.48
2017-10-19 13F-HR Kistler-Tiffany Companies, LLC 333 333 0.00 18 18 0.00
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 80,137 89,083 11.16 4,213 4,938 17.21
2017-11-02 13F-HR Jacobi Capital Management LLC 200 200 0.00 11 11 0.00
2017-08-10 13F-HR Israel Discount Bank of New York 2,000 0 -100.00 96 0 -100.00
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 32,430 29,730 -8.33 1,705 1,648 -3.34
2017-11-09 13F-HR FNY Partners Fund LP 1,500 0 -100.00 78 0 -100.00
2017-11-03 13F-HR SMITHFIELD TRUST CO 4,500 4,500 0.00 237 249 5.06
2017-11-14 13F-HR Summit Global Investments 9,832 20,319 106.66 517 1,126 117.79
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 51,916 53,066 2.22 2,729 2,941 7.77
2017-10-25 13F-HR Capital Advisors, Ltd. LLC 220 220 0.00 12 12 0.00
2017-11-06 13F-HR Milestone Group, Inc. 29,809 27,911 -6.37 1,567 1,547 -1.28
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 197 167 -15.23 7 2 -71.43
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 9,022 8,954 -0.75 474 496 4.64
2017-11-06 13F-HR TORONTO DOMINION BANK 125,161 138,995 11.05 6,578 7,704 17.12
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 654,328 640,739 -2.08 34,398 35,516 3.25
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 14,932 43,532 191.53 785 2,413 207.39
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 242 222 -8.26 12 12 0.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 48 13 -72.92 14 5 -64.29
2017-10-12 13F-HR ORRSTOWN FINANCIAL SERVICES INC 20,488 17,558 -14.30 1,077 973 -9.66
2017-10-24 13F-HR TRUST CO OF VERMONT 1,791 1,763 -1.56 94 98 4.26
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 582,617 582,017 -0.10 30,628 32,261 5.33
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 82 83 1.22 4 5 25.00
2017-11-14 13F-HR CHEMICAL BANK 7,540 6,660 -11.67 396 370 -6.57
2017-11-14 13F-HR MENTA CAPITAL LLC 21,167 9,767 -53.86 1,113 541 -51.39
2017-11-13 13F-HR Invictus RG 2,317 5,679 145.10 122 315 158.20
2017-11-08 13F-HR HUNTINGTON ASSET ADVISORS, INC. 3,851 3,851 0.00 202 213 5.45
2017-11-13 13F-HR NEW VERNON INVESTMENT MANAGEMENT LLC 120,345 120,345 0.00 6,326 6,671 5.45
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 22,400 16,900 -24.55 1,178 937 -20.46
2017-07-07 13F-HR QUANTRES ASSET MANAGEMENT Ltd 7,400 0 -100.00 356 0 -100.00
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 30,896 900 -97.09 1,449 44 -96.96
2017-11-13 13F-HR Transamerica Financial Advisors, Inc. 11,833 11,489 -2.91 623 637 2.25
2017-10-13 13F-HR FIRST FINANCIAL CORP /IN/ 212 212 0.00 11 12 9.09
2017-11-06 13F-HR Retirement Systems of Alabama 401,047 392,423 -2.15 21,083 21,752 3.17
2017-11-08 13F-HR Bdo Wealth Advisors, Llc 1,310 1,310 0.00 69 73 5.80
2017-11-14 13F-HR/A-1 CRAMER ROSENTHAL MCGLYNN LLC 675,015 635,695 -5.83 35,486 35,237 -0.70
2017-11-14 13F-HR Standard Life Aberdeen Plc 138,624 7,684
2017-10-24 13F-HR Marathon Asset Management LLP 887,773 931,898 4.97 46,841 51,853 10.70
2017-11-08 13F-HR FIRST INTERSTATE BANK 83 83 0.00 4 5 25.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 1,314,512 1,601,100 21.80 69,105 88,749 28.43
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4,166 4,090 -1.82 219 227 3.65
2017-08-14 13F-HR Point72 Europe (London) LLP 316,288 0 -100.00 15,204 0 -100.00
2017-11-14 13F-HR RMB Capital Management, LLC 0 827 0 46
2017-10-19 13F-HR APG Asset Management N.V. 112,737 154,837 37.34 5,927 8,583 44.81
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 3,762 559 -85.14 197 31 -84.26
2017-08-14 13F-HR Interval Partners, LP Put 60,000 0 -100.00 2,884 0 -100.00
2017-10-18 13F-HR Assenagon Asset Management S.A. 120,812 6,697
2017-11-06 13F-HR COMERICA BANK 105,753 121,684 15.06 5,679 6,714 18.23
2017-11-14 13F-HR CSS LLC/IL 243,142 4,162 -98.29 13,477 193 -98.57
2017-11-13 13F-HR Hudson Bay Capital Management LP Call 100,000 100,000 0.00 5,257 5,543 5.44
2017-11-13 13F-HR Meiji Yasuda Life Insurance Co 0 6,900 0 382
2017-11-01 13F-HR KLINGENSTEIN FIELDS & CO LLC 550,903 544,393 -1.18 28,961 30,176 4.20
2017-10-17 13F-HR Cohen Klingenstein, LLC 46,750 46,750 0.00 2,458 2,591 5.41
2017-10-27 13F-HR Hudock Capital Group, LLC 334 334 0.00 17 18 5.88
2017-11-13 13F-HR Allianz Asset Management AG 498,700 410,436 -17.70 26,332 22,751 -13.60
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 13,270 0 -100.00 698 0 -100.00
2017-11-07 13F-HR Russell Investments Group, Ltd. 583,481 726,675 24.54 30,673 40,277 31.31
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 5,688,545 5,349,563 -5.96 299,059 296,515 -0.85
2017-11-14 13F-HR Veritable, L.P. 5,759 5,804 0.78 303 322 6.27
2017-11-14 13F-HR CLEARARC CAPITAL INC 8,999 9,341 3.80 473 518 9.51
2017-11-14 13F-HR NUMERIC INVESTORS LLC 129,900 43,500 -66.51 6,829 2,411 -64.69
2017-11-08 13F-HR Meiji Yasuda Asset Management Co Ltd. 14,561 12,431 -14.63 765 689 -9.93
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 805,900 817,900 1.49 42,366 45,336 7.01
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 14,219 14,013 -1.45 751 776 3.33
2017-08-09 13F-HR NORTHERN CAPITAL MANAGEMENT LLC 17,000 0 -100.00 817 0 -100.00
2017-11-14 13F-HR Arizona State Retirement System 91,141 167,406 83.68 4,791 9,279 93.68
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 2,220,234 1,647,098 -25.81 116,718 91,299 -21.78
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 5,200 0 -100.00 273 0 -100.00
2017-10-30 13F-HR Westpac Banking Corp 34,157 32,404 -5.13 1,795,633 1,796,154 0.03
2017-11-03 13F-HR Advantus Capital Management Inc 36,974 36,611 -0.98 1,944 2,029 4.37
2017-11-07 13F-HR SG Americas Securities, LLC 42,832 86,565 102.10 2,252 4,798 113.06
2017-10-17 13F-HR Fisher Asset Management, LLC 10,671 10,426 -2.30 561 578 3.03
2017-11-13 13F-HR AVIVA PLC 234,468 234,588 0.05 12,324 13,003 5.51
2017-08-15 13F-HR Alpine Partners VI, LLC 11,864 0 -100.00 570 0 -100.00
2017-11-13 13F-HR WBI INVESTMENTS, INC. 197,046 0 -100.00 10,359 0 -100.00
2017-11-14 13F-HR Omnia Family Wealth, LLC 1,200 1,200 0.00 63 67 6.35
2017-11-16 13F-HR Moors & Cabot, Inc. 13,692 14,545 6.23 722 808 11.91
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 43,914 43,914 0.00 2,308 2,434 5.46
2017-10-19 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 13,642 13,642 0.00 717 756 5.44
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 588,412 1,921,539 226.56 30,933 106,511 244.33
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 1,740 1,740 0.00 91 96 5.49
2017-11-14 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 1,030 1,030 0.00 54 57 5.56
2017-10-27 13F-HR BREMER TRUST NATIONAL ASSOCIATION 7,633 4,070 -46.68 401 226 -43.64
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 128,564 69,129 -46.23 6,757 3,831 -43.30
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 30,014 36,765 22.49 1,578 2,038 29.15
2017-11-13 13F-HR Seven Bridges Advisors LLC 48,921 44,071 -9.91 2,572 2,443 -5.02
2017-10-20 13F-HR/A-1 Shell Asset Management Co 19,811 12,936 -34.70 1,041 717 -31.12
2017-11-06 13F-HR RHUMBLINE ADVISERS 652,572 655,167 0.40 34,306 36,316 5.86
2017-08-15 13F-HR Psagot Investment House Ltd. 308 0 -100.00 15 0 -100.00
2017-10-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 15,000 15,000 0.00 789 831 5.32
2017-11-13 13F-HR Tredje AP-fonden 67,460 99,960 48.18 3,565 5,558 55.90
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 123,783 123,483 -0.24 6,507 6,844 5.18
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 200,338 121,475 -39.36 10,532 6,733 -36.07
2017-11-01 13F-HR Newfound Research LLC 34 33 -2.94 2 2 0.00
2017-11-08 13F-HR ASSETMARK, INC 530 444 -16.23 28 25 -10.71
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC Put 120,000 0 -100.00 6,308 0 -100.00
2017-10-06 13F-HR North Star Investment Management Corp. 5,505 5,509 0.07 289 305 5.54
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 712,538 683,885 -4.02 37,458 37,908 1.20
2017-10-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 625,546 588,045 -5.99 32,885 32,595 -0.88
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Put 1,988 2,554 28.47 10,451 14,157 35.46
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 84,299 81,676 -3.11 4,432 4,527 2.14
2017-11-08 13F-HR SECURITY NATIONAL TRUST CO 239 239 0.00 13 13 0.00
2017-11-07 13F-HR PRIVATE MANAGEMENT GROUP INC 315,034 180,629 -42.66 16,561 10,012 -39.54
2017-11-14 13F-HR QS Investors, LLC 8,056 64,436 699.85 424 3,572 742.45
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 9,587 38,624 302.88 504 2,141 324.80
2017-11-07 13F-HR SG Americas Securities, LLC Call 0 48,600 0 93
2017-11-08 13F-HR Pacer Advisors, Inc. 7,796 8,600 10.31 410 477 16.34
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 373,920 368,637 -1.41 19,657 20,434 3.95
2017-10-16 13F-HR National Pension Service 371,998 387,436 4.15 19,623 21,355 8.83
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 211,761 182,190 -13.96 11,132 10,099 -9.28
2017-11-13 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC 140,500 138,300 -1.57 7,386 7,666 3.79
2017-11-03 13F-HR BESSEMER GROUP INC 2,820 47,791 1,594.72 148 2,650 1,690.54
2017-11-13 13F-HR Evercore Trust Company, N.A. 4,369,342 4,248,671 -2.76 229,696 235,504 2.53
2017-11-14 13F-HR BlackRock Inc. 200 27,681,269 13,840,534.50 10 1,534,373 15,343,630.00
2017-11-08 13F-HR Connecticut Wealth Management, LLC 4,042 3,792 -6.19 214 211 -1.40
2017-11-13 13F-HR GREAT LAKES ADVISORS, LLC 6,762 0 -100.00 355 0 -100.00
2017-10-26 13F-HR Paragon Capital Management Ltd 5,618 5,748 2.31 295 319 8.14
2017-10-26 13F-HR BALDWIN BROTHERS INC/MA 202 201 -0.50 11 11 0.00
2017-11-03 13F-HR GHP Investment Advisors, Inc. 48,220 52,039 7.92 2,535 2,885 13.81
2017-08-07 13F-HR Karp Capital Management Corp 216,302 0 -100.00 10,398 0 -100.00
2017-10-13 13F-HR BTIM Corp. 4,129 4,129 0.00 217 229 5.53
2017-11-14 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 28,700 21,300 -25.78 1,508,759 1,180,659 -21.75
2017-11-14 13F-HR Baird Financial Group, Inc. 70,964 43,711 -38.40 3,731 2,423 -35.06
2017-11-08 13F-HR Kentucky Retirement Systems 23,549 22,556 -4.22 1,238 1,250 0.97
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 12,967 24,055 85.51 682 1,333 95.45
2017-10-12 13F-HR DAVENPORT & Co LLC 6,779 6,447 -4.90 356,355 357,349 0.28
2017-10-18 13F-HR DIAMOND HILL CAPITAL MANAGEMENT INC 6,161,222 5,436,411 -11.76 323,895 301,340 -6.96
2017-11-30 13F-HR Asset Planning Services, Ltd. 100 100 0.00 5 6 20.00
2017-11-07 13F-HR Advisors Asset Management, Inc. 5,159 2,177 -57.80 271 121 -55.35
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 27,293 29,627 8.55 1,435 1,642 14.43
2017-10-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 202 202 0.00 11 11 0.00
2017-08-14 13F-HR Gillson Capital LP 318,132 0 -100.00 15,293 0 -100.00
2017-11-08 13F-HR Edge Advisors, Llc 394 270 -31.47 20 14 -30.00
2017-11-06 13F-HR Spot Trading L.l.c. 5,110 0 -100.00 269 0 -100.00
2017-08-29 13F-HR/A-1 FIL Ltd 251,098 0 -100.00 12,071 0 -100.00
2017-11-14 13F-HR Natixis Asset Management 2,160 2,129 -1.44 114 118 3.51
2017-10-20 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 0 624 0 35
2017-10-30 13F-HR IFP Advisors, Inc 5,442 200 -96.32 302 10 -96.69
2017-11-03 13F-HR PITCAIRN CO 23,691 21,052 -11.14 1,245 1,167 -6.27
2017-10-12 13F-HR Regent Investment Management LLC 8,600 8,000 -6.98 452 443 -1.99
2017-11-14 13F-HR HENDERSON GROUP PLC 3,181,908 4,168,047 30.99 167,272 231,034 38.12
2017-11-13 13F-HR Bridgewater Associates, LP 0 21,211 0 1,176
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 70,533 66,526 -5.68 3,708 3,688 -0.54
2017-11-09 13F-HR ZEKE CAPITAL ADVISORS, LLC 4,038 8,794 117.78 212 487 129.72
2017-10-26 13F-HR Acrospire Investment Management LLC 1,700 0 -100.00 89 0 -100.00
2017-11-13 13F-HR Quadrature Capital LTD 18,543 1,028
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 167,210 161,500 -3.41 8,790 8,952 1.84
2017-11-03 13F-HR Sandy Spring Bank 1,690 1,185 -29.88 89 66 -25.84
2017-11-06 13F-HR Zweig-DiMenna Associates LLC 0 60,000 0 3,326
2017-11-06 13F-HR Spot Trading L.l.c. Call 900 5,200 477.78 47 288 512.77
2017-11-14 13F-HR MENDON CAPITAL ADVISORS CORP Put 0 64,000 0 3,548
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 50 93 86.00 3 5 66.67
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 27,100 30,800 13.65 1,430 1,707 19.37
2017-11-14 13F-HR Proficio Capital Partners LLC 32 32 0.00 2 2 0.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 100 400 300.00 5 22 340.00
2017-11-13 13F-HR Bb&t Investment Services, Inc. 6,198 6,238 0.65 327 346 5.81
2017-11-14 13F-HR Kemnay Advisory Services Inc. 14,801 820
2017-11-13 13F-HR CITIGROUP INC 319,679 310,303 -2.93 16,806 17,201 2.35
2017-11-16 13F-HR Cetera Advisor Networks LLC 0 7,213 0 401
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 144,007 0 7,982
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 314,645 230,998 -26.58 16,541 12,804 -22.59
2017-11-02 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 4,714 4,714 0.00 248 261 5.24
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 287,010 286,481 -0.18 15,066 15,765 4.64
2017-11-14 13F-HR Crestline Management, LP 69,571 3,856
2017-11-14 13F-HR Capital Bank & Trust Co 2,031 2,541 25.11 107 141 31.78
2017-11-14 13F-HR GAMBLE JONES INVESTMENT COUNSEL 5,000 5,000 0.00 263 277 5.32
2017-08-14 13F-HR Point72 Asset Management, L.P. 881,360 0 -100.00 42,367 0 -100.00
2017-11-14 13F-HR Verition Fund Management LLC 0 4,474 0 248
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 39,950 2,100
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 435,649 382,316 -12.24 22,902 21,192 -7.47
2017-10-25 13F-HR Calamos Advisors LLC 65,450 67,081 2.49 3,441 3,718 8.05
2017-11-09 13F-HR PIONEER INVESTMENT MANAGEMENT INC 3,189,410 4,202,001 31.75 167,667 232,917 38.92
2017-11-03 13F-HR Sterling Investment Advisors, Ltd. 100 100 0.00 5 6 20.00
2017-10-25 13F-HR FIRST MANHATTAN CO 969 969 0.00 50 53 6.00
2017-10-18 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 74,844 78,569 4.98 3,964 4,370 10.24
2017-11-06 13F-HR ANCHOR CAPITAL ADVISORS LLC 713,948 528,283 -26.01 37,532 29,283 -21.98
2017-11-14 13F-HR Capital Returns Management, LLC 457,608 237,350 -48.13 24,105 13,156 -45.42
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 181,775 180,475 -0.72 9,556 10,004 4.69
2017-11-06 13F-HR Migdal Insurance & Financial Holdings Ltd. 6,700 0 -100.00 353 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Put 18,500 2,800 -84.86 973 155 -84.07
2017-08-29 13F-HR/A-1 AKRE CAPITAL MANAGEMENT LLC 50,761 0 -100.00 2,116 0 -100.00
2017-11-14 13F-HR Clearbridge Investments, LLC 1,560,573 1,396,776 -10.50 82,039 77,423 -5.63
2017-11-14 13F-HR STATE STREET CORP 22,753,317 22,313,045 -1.93 1,196,194 1,236,882 3.40
2017-10-25 13F-HR Cornerstone Advisors, Inc. 874 874 0.00 46 48 4.35
2017-11-13 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 4,123 9,362 127.07 217 244 12.44
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 0 14,591 0 809
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 47,279 35,167 -25.62 2,485 1,949 -21.57
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 221 225 1.81 11 13 18.18
2017-08-14 13F-HR BlueCrest Capital Management Ltd Call 200,000 0 -100.00 9,614 0 -100.00
2017-11-14 13F-HR HighTower Advisors, LLC 23,992 80,079 233.77 1,260 4,431 251.67
2017-11-15 13F-HR Janney Montgomery Scott LLC 77,363 73,031 -5.60 4,067 4,048 -0.47
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 13,700 13,700 0.00 720 759 5.42
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 2,909,742 2,572,883 -11.58 152,965 142,615 -6.77
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 3,240,383 2,852,134 -11.98 170,347 158,094 -7.19
2017-08-03 13F-HR Jaffetilchin Investment Partners, LLC 8,147 0 -100.00 392 0 -100.00
2017-11-14 13F-HR FIFTH THIRD BANCORP 23,681 28,298 19.50 1,245 1,569 26.02
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 90,000 113,900 26.56 4,731 6,313 33.44
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 82,387 66,803 -18.92 4,331 3,703 -14.50
2017-11-09 13F-HR TWIN CAPITAL MANAGEMENT INC 72,262 77,945 7.86 3,799 4,320 13.71
2017-11-09 13F-HR FNY Managed Accounts LLC 7,500 804 -89.28 360 44 -87.78
2017-11-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 361,289 444,761 23.10 18,993 24,653 29.80
2017-08-11 13F-HR STEVENS CAPITAL MANAGEMENT LP 170,893 0 -100.00 8,215 0 -100.00
2017-11-08 13F-HR ICON ADVISERS INC/CO 20,400 0 -100.00 1,072 0 -100.00
2017-11-14 13F-HR Voya Investment Management LLC 3,734,623 3,318,221 -11.15 196,328 183,929 -6.32
2017-11-07 13F-HR OAK ASSOCIATES LTD /OH/ 6,950 6,950 0.00 365 385 5.48
2017-11-07 13F-HR DEPRINCE RACE & ZOLLO INC 710,014 0 -100.00 37,325 0 -100.00
2017-11-13 13F-HR Elkhorn Investments, LLC 23,688 1,313
2017-11-06 13F-HR First Eagle Investment Management, LLC 200 200 0.00 11 11 0.00
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 300 300 0.00 16 17 6.25
2017-11-07 13F-HR QUANTUM CAPITAL MANAGEMENT 8,617 8,770 1.78 453 486 7.28
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 11,826 12,053 1.92 592 667 12.67
2017-11-08 13F-HR ProVise Management Group, LLC 5,400 0 -100.00 284 0 -100.00
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 5,300 2,600 -50.94 279 144 -48.39
2017-11-13 13F-HR BlueMountain Capital Management, LLC 11,988 15,897 32.61 630 881 39.84
2017-11-08 13F-HR AT Bancorp 31,103 31,185 0.26 1,634 1,729 5.81
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 320,951 448,894 39.86 16,872,395 24,882,194 47.47
2017-11-13 13F-HR Argent Trust Co 12,129 12,024 -0.87 638 666 4.39
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 95 5
2017-08-03 13F-HR BNP PARIBAS ARBITRAGE, SA Call 25 0 -100.00 2,600 0 -100.00
2017-10-31 13F-HR Andra AP-fonden 113,300 108,300 -4.41 5,956 6,003 0.79
2017-11-13 13F-HR Lido Advisors, LLC 0 3,735 0 205
2017-11-03 13F-HR Breton Hill Capital Ltd. 11,593 12,061 4.04 609 669 9.85
2017-10-11 13F-HR Ipswich Investment Management Co., Inc. 5,970 5,970 0.00 314 331 5.41
2017-08-14 13F-HR CLINTON GROUP INC 21,455 0 -100.00 1,031,342 0 -100.00
2017-10-12 13F-HR Portfolio Solutions, LLC 2,000 0 -100.00 105 0 -100.00
2017-11-09 13F-HR Aviance Capital Partners, LLC 7,320 7,320 0.00 385 406 5.45
2017-11-01 13F-HR/A-1 Financial Architects, Inc 1,028 1,005 -2.24 54 56 3.70
2017-07-12 13F-HR Cohen Capital Management, Inc. 300 0 -100.00 14 0 -100.00
2017-11-14 13F-HR Dynamic Capital Management Ltd 4,599 17,369 277.67 242 963 297.93
2017-07-12 13F-HR BANCED CORP 12,365 0 -100.00 595 0 -100.00
2017-11-14 13F-HR CAXTON ASSOCIATES LP 160,900 12,000 -92.54 8,459 665 -92.14
2017-10-23 13F-HR LOEB PARTNERS CORP 11,500 637
2017-11-14 13F-HR Flinton Capital Management LLC 97,664 147,140 50.66 5,134 8,156 58.86
2017-10-16 13F-HR RNC CAPITAL MANAGEMENT LLC 42,489 42,159 -0.78 2,234 2,337 4.61
2017-11-06 13F-HR Advisor Group, Inc. 18,897 18,091 -4.27 994 1,003 0.91
2017-11-13 13F-HR RidgeWorth Capital Management LLC 708,207 550,300 -22.30 37,344 30,630 -17.98
2017-11-14 13F-HR GLENMEDE TRUST CO NA 4,862 4,710 -3.13 233 260 11.59
2017-10-26 13F-HR Segment Wealth Management, LLC 4,350 4,350 0.00 229 241 5.24
2017-11-09 13F-HR Johnson Financial Group, Inc. 10,914 11,313 3.66 574 627 9.23
2017-11-14 13F-HR VANGUARD GROUP INC 36,517,346 36,345,074 -0.47 1,919,716 2,014,608 4.94
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 2,691 2,684 -0.26 141 149 5.67
2017-10-25 13F-HR REGENTATLANTIC CAPITAL LLC 71,701 64,622 -9.87 3,769 3,582 -4.96
2017-10-12 13F-HR Advisory Services Network, LLC 3,320 3,224 -2.89 175 179 2.29
2017-11-08 13F-HR Malaga Cove Capital, LLC 82,086 0 -100.00 4,303 0 -100.00
2017-11-13 13F-HR TEACHERS ADVISORS INC 2,173,419 2,125,375 -2.21 114,257 117,810 3.11
2017-11-13 13F-HR Allianz Asset Management AG Put 109,100 202,800 85.88 5,735 11,241 96.01
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 98,135 98,135 0.00 5,159 5,440 5.45
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 3,657,893 3,755,747 2.68 191,967 207,773 8.23
2017-11-13 13F-HR FRANKLIN RESOURCES INC 5,995,841 5,988,295 -0.13 315,201 331,932 5.31
2017-11-14 13F-HR BALTIMORE CAPITAL MANAGEMENT, INC 21,450 21,050 -1.86 1,006 1,054 4.77
2017-10-24 13F-HR VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 863,300 772,715 -10.49 45,384 42,832 -5.62
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 65,200 67,300 3.22 3,439 3,730 8.46
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES Call 73,700 0 -100.00 127 0 -100.00
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 201 201 0.00 11 11 0.00
2017-10-31 13F-HR FORSTA AP-FONDEN 63,700 3,531
2017-11-13 13F-HR Winton Capital Group Ltd 59,246 7,554 -87.25 3,115 419 -86.55
2017-11-14 13F-HR Cantab Capital Partners LLP 9,308 36,935 296.81 489,000 2,047,000 318.61
2017-11-14 13F-HR AHL Partners LLP 130,779 44,397 -66.05 6,875 2,461 -64.20
2017-10-17 13F-HR Cutler Group LP 143,200 1,990 -98.61 6,698 110 -98.36
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 103,218 100,958 -2.19 5,426 5,596 3.13
2017-10-16 13F-HR Gradient Investments LLC 1 0 -100.00 0 0
2017-11-08 13F-HR ING GROEP NV 0 6,094 0 338
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 301,911 500,327 65.72 15,871 27,733 74.74
2017-11-13 13F-HR EATON VANCE MANAGEMENT 58,451 58,494 0.07 3,073 3,242 5.50
2017-11-15 13F-HR Wunderlich Capital Managemnt 34,161 33,994 -0.49 1,796 1,884 4.90
2017-11-14 13F-HR BARCLAYS PLC 140,165 162,915 16.23 7,367 9,030 22.57
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,131,691 1,174,021 3.74 59,493 65,076 9.38
2017-11-09 13F-HR NorthCoast Asset Management LLC 294,054 279,862 -4.83 15,458 15,513 0.36
2017-11-15 13F-HR WOLVERINE TRADING, LLC 11,675 18,999 62.73 616 1,053 70.94
2017-11-14 13F-HR Invesco Ltd. 13,707,671 15,188,923 10.81 720,612 841,922 16.83
2017-10-18 13F-HR PEOPLES FINANCIAL SERVICES CORP. 373 373 0.00 20 21 5.00
2017-11-13 13F-HR KBC Group NV 200,395 53,484 -73.31 10,535 2,964 -71.87
2017-11-14 13F-HR Itau Unibanco Holding S.A. 5,207 1,496 -71.27 274 263 -4.01
2017-11-03 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 0 125,181 0 6,939
2017-11-14 13F-HR BOKF, NA 85,832 84,524 -1.52 4,512 4,685 3.83
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 1,518 1,518 0.00 80 84 5.00
2017-11-01 13F-HR First Personal Financial Services 3,043 2,962 -2.66 160 164 2.50
2017-08-14 13F-HR A.R.T. Advisors, LLC 121,000 0 -100.00 5,816 0 -100.00
2017-10-16 13F-HR CWM, LLC 306 321 4.90 16 18 12.50
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 95,700 103,800 8.46 5,031 5,754 14.37
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 41,560 0 -100.00 2,192 0 -100.00
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 189,497 158,054 -16.59 9,962 8,761 -12.06
2017-11-03 13F-HR Swiss National Bank 1,352,615 1,355,815 0.24 71,107 75,153 5.69
2017-11-14 13F-HR Brandywine Global Investment Management, LLC 335,540 323,980 -3.45 17,640 17,959 1.81
2017-10-11 13F-HR DnB Asset Management AS 42,373 41,373 -2.36 2,227,549 2,293,305 2.95
2017-11-13 13F-HR Hudson Bay Capital Management LP 100,000 0 -100.00 5,257 0 -100.00
2017-10-10 13F-HR ATALANTA SOSNOFF CAPITAL, LLC 578,543 1,073,284 85.51 30,414 59,492 95.61
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 30,040 29,071 -3.23 1,579 1,611 2.03
2017-08-08 13F-HR Airain ltd 72,915 0 -100.00 3,505 0 -100.00
2017-07-13 13F-HR HALLMARK CAPITAL MANAGEMENT INC 368 0 -100.00 18 0 -100.00
2017-10-17 13F-HR CENTRAL TRUST Co 700 750 7.14 37 42 13.51
2017-11-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 840,345 1,091,139 29.84 44,177 60,482 36.91
2017-11-14 13F-HR SCOTIA CAPITAL INC. 33,319 38,028 14.13 1,751 2,107 20.33
2017-11-13 13F-HR Glassman Wealth Services 260 176 -32.31 14 10 -28.57
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 5,495 4,995 -9.10 289 277 -4.15
2017-11-09 13F-HR South Dakota Investment Council 27,700 1,535
2017-11-14 13F-HR AJO, LP 8,677 14,046 61.88 456 779 70.83
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 475,000 0 -100.00 24,971 0 -100.00
2017-10-17 13F-HR TOMPKINS FINANCIAL CORP 1,028 1,028 0.00 54 57 5.56
2017-11-06 13F-HR CIBC Asset Management Inc 36,190 35,544 -1.79 1,903 1,970 3.52
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 8,676 8,676 0.00 456 468 2.63
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 51,165 51,341 0.34 2,460 2,699 9.72
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 54,117 54,554 0.81 2,845 3,024 6.29
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 913,582 967,139 5.86 48,027 53,608 11.62
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 39,800 39,800 0.00 2,092 2,206 5.45
2017-11-14 13F-HR CLEARBRIDGE, LLC 1,061,470 1,006,630 -5.17 55,801 55,798 -0.01
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 350,065 386,715 10.47 18,404 21,436 16.47
2017-11-09 13F-HR ROBECOSAM AG 16,842 16,842 0.00 888 928 4.50
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 0 7,036 0 390
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 156,270 108,616 -30.49 8,215 6,021 -26.71
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 108,684 138,011 26.98 5,224 7,255 38.88
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 108,786 0 -100.00 5,719 0 -100.00
2017-11-14 13F-HR COMPTON CAPITAL MANAGEMENT INC /RI 3,631 201
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 0 110 0 6
2017-11-13 13F-HR Laurion Capital Management LP 0 180,000 0 9,977
2017-10-23 13F-HR RDL FINANCIAL INC 30,343 17,730 -41.57 1,595 994 -37.68
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 89,426 87,167 -2.53 4,701 4,832 2.79
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 3,558 3,551 -0.20 188 197 4.79
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 1,623 1,359 -16.27 89 76 -14.61
2017-11-13 13F-HR Strategic Advisors LLC 8,312 8,332 0.24 437 462 5.72
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 2,700 2,700 0.00 142 150 5.63
2017-11-14 13F-HR Paloma Partners Management Co 22,792 20,104 -11.79 1,198 1,114 -7.01
2017-11-13 13F-HR WILKINS INVESTMENT COUNSEL INC 10,400 10,400 0.00 547 576 5.30
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 13,826 25,165 82.01 726 1,394 92.01
2017-11-06 13F-HR Mraz, Amerine & Associates, Inc. 10,600 10,400 -1.89 557 576 3.41
2017-10-19 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 290 290 0.00 15,245 16,075 5.44
2017-11-14 13F-HR Interval Partners, LP 77,670 0 -100.00 4,083 0 -100.00
2017-10-13 13F-HR CrestPoint Capital Management, LLC 4,300 0 -100.00 226 0 -100.00
2017-11-14 13F-HR SAMLYN CAPITAL, LLC 592,200 524,435 -11.44 31,132 29,070 -6.62
2017-10-30 13F-HR NORTH POINT PORTFOLIO MANAGERS CORP/OH 280,963 280,467 -0.18 14,770 15,546 5.25
2017-10-11 13F-HR CHARTER TRUST CO 13,325 13,285 -0.30 700 736 5.14
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,544 1,562 1.17 85 87 2.35
2017-11-15 13F-HR GUARDIAN CAPITAL ADVISORS LP 6,175 6,275 1.62 329 354 7.60
2017-10-30 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 4,389 3,795 -13.53 231 210 -9.09
2017-11-01 13F-HR SAGE FINANCIAL GROUP INC 1,500 1,500 0.00 79 83 5.06
2017-11-14 13F-HR CARRET ASSET MANAGEMENT, LLC 82,380 80,280 -2.55 4,331 4,450 2.75
2017-11-14 13F-HR Nuveen Asset Management, LLC 10,011 9,810 -2.01 526 544 3.42
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 0 4,249 0 235
2017-11-13 13F-HR M&T BANK CORP 34,000 35,145 3.37 1,787 1,947 8.95
2017-11-14 13F-HR HBK INVESTMENTS L P 0 9,970 0 553
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 98,257 96,952 -1.33 5,165 5,374 4.05
2017-11-14 13F-HR BlueCrest Capital Management Ltd 73,960 0 -100.00 3,888 0 -100.00
2017-11-15 13F-HR Neuberger Berman Group LLC 118,003 111,829 -5.23 6,203 6,199 -0.06
2017-11-09 13F-HR LMR Partners LLP 49,165 0 -100.00 2,585 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 3,369,410 4,045,507 20.07 177,130 224,242 26.60
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 2,265,786 1,828,299 -19.31 119,137 101,360 -14.92
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 9,613 11,547 20.12 505 640 26.73
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 52,269 52,269 0.00 2,897 2,897 0.00
2017-11-13 13F-HR COCONUT GROVE BANK 8,224 8,520 3.60 432 472 9.26
2017-11-13 13F-HR PineBridge Investments, L.P. 0 172,657 0 9,570
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 72,908 77,207 5.90 3,833 4,280 11.66
2017-12-05 13F-HR Perigon Wealth Management, LLC 155 51 -67.10 8 3 -62.50
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 2,257 1,604 -28.93 119 89 -25.21
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 33,800 37,500 10.95 1,777 2,079 16.99
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 838 828 -1.19 44 46 4.55
2017-10-16 13F-HR State of Alaska, Department of Revenue 10,118 25,968 156.65 531 1,439 171.00
2017-11-14 13F-HR BARCLAYS PLC Put 1,200 8,000 566.67 63 443 603.17
2017-10-23 13F-HR Advisors Capital Management, LLC 49,485 51,060 3.18 2,601 2,830 8.80
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 7,821 8,298 6.10 411 460 11.92
2017-11-03 13F-HR WESPAC Advisors SoCal, LLC 200 200 0.00 10 11 10.00
2017-10-06 13F-HR CenturyLink Investment Management Co 0 18,244 0 1,011
2017-11-13 13F-HR Resources Investment Advisors, Inc. 847 856 1.06 45 47 4.44
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 120,775 110,575 -8.45 6,349 6,129 -3.47
2017-11-01 13F-HR GABELLI FUNDS LLC 425,000 391,000 -8.00 22,342 21,673 -2.99
2017-11-13 13F-HR Rafferty Asset Management, LLC 54,194 61,040 12.63 2,849 3,383 18.74
2017-08-04 13F-HR Mosaic Family Wealth, LLC 107 0 -100.00 5 0 -100.00
2017-08-04 13F-HR Apriem Advisors 27 0 -100.00 1 0 -100.00
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 5,116 5,116 0.00 269 284 5.58
2017-11-03 13F-HR ALPS ADVISORS INC 12,656 15,852 25.25 665 879 32.18
2017-11-09 13F-HR TDAM USA INC. 0 3,748 0 208
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 36 36 0.00 2 2 0.00
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 5,109 4,000 -21.71 283 200 -29.33
2017-11-13 13F-HR WETHERBY ASSET MANAGEMENT INC 6,859 6,927 0.99 360 384 6.67
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 136,335 116,960 -14.21 7,167 6,483 -9.54
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 12,500 100 -99.20 657 6 -99.09
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 1,531,051 462,979 -69.76 80,487 25,663 -68.12
2017-11-06 13F-HR INTRUST BANK NA 14,954 15,998 6.98 787 887 12.71
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 72,740 0 -100.00 3,824 0 -100.00
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 12,400 9,410 -24.11 652 522 -19.94
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 46 0 -100.00 2 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 250,903 258,041 2.84 13,189 14,303 8.45
2017-10-23 13F-HR STRS OHIO 173,786 173,085 -0.40 9,135 9,594 5.02
2017-10-05 13F-HR First National Bank of Mount Dora, Trust Investment Services 49,965 49,615 -0.70 2,626 2,751 4.76
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 114,099 146,542 28.43 5,998 8,123 35.43
2017-10-19 13F-HR Tarbox Group, Inc. 297 297 0.00 16 16 0.00
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 331,206 411,506 24.24 16,358 22,809 39.44
2017-11-09 13F-HR Trexquant Investment LP 0 4,217 0 234
2017-08-10 13F-HR Reservoir Operations, L.P. 51,249 0 -100.00 2,464 0 -100.00
2017-10-31 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 6,400 6,400 0.00 336 355 5.65
2017-11-15 13F-HR Krilogy Financial LLC 0 590 0 33
2017-11-09 13F-HR FFCM LLC 107 107 0.00 6 6 0.00
2017-11-13 13F-HR Brave Asset Management Inc 8,459 8,459 0.00 445 469 5.39
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Call 15 15 0.00 79 83 5.06
2017-08-14 13F-HR Cubist Systematic Strategies, LLC 3,441 0 -100.00 165 0 -100.00
2017-11-07 13F-HR SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 3,000 3,000 0.00 158 166 5.06
2017-10-30 13F-HR BP PLC 45,000 45,000 0.00 2,365 2,494 5.45
2017-11-13 13F-HR HGK ASSET MANAGEMENT INC 297,239 258,759 -12.95 15,626 14,343 -8.21
2017-11-14 13F-HR Nuveen Fund Advisors, LLC 10,202 5,901 -42.16 536 327 -38.99
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 314 130 -58.60 17 7 -58.82
2017-11-14 13F-HR UBS Group AG 4,475 832,753 18,509.01 224 46,160 20,507.14
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 24,000 6,000 -75.00 1,262 333 -73.61
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 0 14,353 0 796
2017-11-14 13F-HR Tyers Asset Management LLC 76,736 115,610 50.66 4,034 6,408 58.85
2017-10-17 13F-HR Creative Planning 49,153 49,292 0.28 2,584 2,732 5.73
2017-10-27 13F-HR Parkside Financial Bank & Trust 159 159 0.00 8 9 12.50
2017-11-07 13F-HR Motco 131 131 0.00 7 7 0.00
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 537,682 483,171 -10.14 28,266 26,782 -5.25
2017-11-14 13F-HR MORGAN STANLEY 919,263 1,001,034 8.90 48,325 55,487 14.82
2017-10-20 13F-HR CONNING INC. 11,280 11,160 -1.06 593 619 4.38
2017-11-13 13F-HR PROFUND ADVISORS LLC 8,265 8,687 5.11 434 482 11.06
2017-10-19 13F-HR LS Investment Advisors, LLC 17,681 37,847 114.05 929 2,098 125.83
2017-11-14 13F-HR PagnatoKarp Partners LLC 3,783 211
2017-11-13 13F-HR SNOW CAPITAL MANAGEMENT LP 432,471 412,860 -4.53 22,735 22,885 0.66
2017-11-13 13F-HR Cito Capital Group, Llc 25,000 1,385,750
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 269 269 0.00 14 15 7.14
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 84,175 87,364 3.79 4,424 4,837 9.34
2017-11-13 13F-HR EAGLE GLOBAL ADVISORS LLC 86,920 87,072 0.17 4,569 4,826 5.62
2017-10-10 13F-HR Ledyard National Bank 3,343 3,283 -1.79 176 182 3.41
2017-11-13 13F-HR SALZHAUER MICHAEL 53,218 53,218 0.00 2,497 2,664 6.69
2017-11-14 13F-HR Focused Wealth Management, Inc 3,350 0 -100.00 176 0 -100.00
2017-11-14 13F-HR NOMURA HOLDINGS INC 27,820 175,777 531.84 1,462 9,731 565.60
2017-10-31 13F-HR Goelzer Investment Management, Inc. 96,467 96,170 -0.31 5,071 5,331 5.13
2017-11-13 13F-HR PHILADELPHIA TRUST CO 6,500 6,125 -5.77 342 340 -0.58
2017-11-07 13F-HR PALLADIUM PARTNERS LLC 19,976 19,581 -1.98 1,050 1,085 3.33
2017-11-13 13F-HR Allianz Asset Management AG Call 26,300 44,300 68.44 1,383 2,456 77.58
2017-10-25 13F-HR Clear Harbor Asset Management, LLC 181,248 180,268 -0.54 9,583 9,992 4.27
2017-11-03 13F-HR BRADLEY FOSTER & SARGENT INC/CT 5,950 4,665 -21.60 313 259 -17.25
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 55,500 34,500 -37.84 2,918 1,912 -34.48
2017-10-20 13F-HR JFS WEALTH ADVISORS, LLC 352 352 0.00 19 20 5.26
2017-11-14 13F-HR WEALTHFRONT INC 0 13,106 0 726
2017-11-03 13F-HR Tradewinds Capital Management, LLC 446 446 0.00 23 25 8.70
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 16,593 17,678 6.54 872 980 12.39
2017-11-15 13F-HR Tortoise Investment Management, LLC 500 500 0.00 26 28 7.69
2017-11-15 13F-HR Balentine LLC 610 610 0.00 32 34 6.25
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 58,257 57,873 -0.66 3,065 3,207 4.63
2017-11-08 13F-HR D.A. DAVIDSON & CO. 5,332 6,863 28.71 280 380 35.71
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 132,667 131,017 -1.24 6,865 7,262 5.78
2017-11-14 13F-HR Glen Harbor Capital Management LLC 55,808 84,080 50.66 2,934 4,661 58.86
2017-08-09 13F-HR SYNOVUS FINANCIAL CORP 2,064 0 -100.00 98 0 -100.00
2017-08-14 13F-HR ENDEAVOUR CAPITAL ADVISORS INC 22,149 0 -100.00 1,065 0 -100.00
2017-11-08 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 80 80 0.00 4 4 0.00
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 1,677,720 1,452,942 -13.40 88,198 80,537 -8.69
2017-11-08 13F-HR Oakworth Capital, Inc. 240 240 0.00 13 13 0.00
2017-11-06 13F-HR HighPoint Advisor Group LLC 10,550 6,732 -36.19 594 375 -36.87
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 4,300 30,800 616.28 226 1,707 655.31
2017-07-18 13F-HR/A-2 BOOTHBAY FUND MANAGEMENT, LLC 0 0 -100.00 0 0
2017-11-14 13F-HR Bayesian Capital Management, LP 0 31,044 0 1,721
2017-10-18 13F-HR SIT INVESTMENT ASSOCIATES INC 43 43 0.00 2 2 0.00
2017-11-13 13F-HR CITIGROUP INC Call 59,600 54,600 -8.39 3,133 3,026 -3.42
2017-11-06 13F-HR Bank of New York Mellon Corp 7,528,791 7,485,839 -0.57 395,789 414,941 4.84
2017-11-08 13F-HR STEPHENS INC /AR/ 149,664 149,211 -0.30 7,868 8,271 5.12
2017-11-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 5,829 6,149 5.49 306 340 11.11
2017-11-14 13F-HR Sciencast Management LP 4,500 0 -100.00 237 0 -100.00
2017-10-27 13F-HR American Assets Investment Management, LLC 40,119 40,119 0.00 2,109 2,224 5.45
2017-11-01 13F-HR Old Mutual Global Investors (UK) Ltd. 0 563,646 0 31,242
2017-08-04 13F-HR Algebris Investments (UK) LLP Call 90,000 0 -100.00 4,326 0
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 3,003,975 2,658,041 -11.52 157,919 147,335 -6.70
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,818,124 1,636,693 -9.98 95,579 90,722 -5.08
2017-08-14 13F-HR/A-1 IHT Wealth Management, LLC 46 0 -100.00 2 0 -100.00
2017-11-13 13F-HR LSV ASSET MANAGEMENT 5,879,555 5,952,091 1.23 309,088 329,924 6.74
2017-11-13 13F-HR NORTHERN TRUST CORP 4,096,124 4,322,813 5.53 215,333 239,614 11.28
2017-10-23 13F-HR BB&T CORP 54,040 51,861 -4.03 2,841 2,875 1.20
2017-10-13 13F-HR JAMES INVESTMENT RESEARCH INC 29,900 1,657
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 127,389 119,816 -5.94 6,697 6,641 -0.84
2017-11-13 13F-HR Westside Investment Management, Inc. 2,165 2,111 -2.49 114,463 117,328 2.50
2017-11-13 13F-HR SII INVESTMENTS INC/WI 33,878 34,936 3.12 1,780 1,937 8.82
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 87,566 131,728 50.43 4,603 7,302 58.64
2017-10-13 13F-HR Vigilant Capital Management, LLC 6,000 6,000 0.00 315 333 5.71
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 264,410 268,119 1.40 14,020 15,254 8.80
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,497,678 1,420,869 -5.13 78,732,934 78,758,767 0.03
2017-08-09 13F-HR Sheaff Brock Investment Advisors, LLC 8,950 0 -100.00 430 0 -100.00
2017-11-02 13F-HR Daiwa Securities Group Inc. 31,490 26,657 -15.35 1,656 1,478 -10.75
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 163,043 200,000 22.67 8,571 11,086 29.34
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 701,993 652,727 -7.02 36,904 36,181 -1.96
2017-11-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 598,460 598,460 0.00 31,461 33,173 5.44
2017-10-17 13F-HR Cutler Group LP Put 100 500 400.00 0 0
2017-11-13 13F-HR Frontier Wealth Management LLC 6,068 6,068 0.00 319 336 5.33
2017-11-14 13F-HR DREMAN VALUE MANAGEMENT, L L C 36,044 21,957 -39.08 1,895 1,217 -35.78
2017-11-14 13F-HR Jefferies Group LLC 46,074 82,251 78.52 2,422 4,559 88.23
2017-10-18 13F-HR HOWE & RUSLING INC 3,221 3,041 -5.59 169 169 0.00
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 66 0 -100.00 3 0 -100.00
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 6,593 6,447 -2.21 316,926 338,919 6.94
2017-11-13 13F-HR Marshall Wace North America L.P. 24,478 14,480 -40.84 1,297 797 -38.55
2017-11-09 13F-HR CITADEL ADVISORS LLC 132,986 193,761 45.70 6,393 10,740 68.00
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 757,759 638,902 -15.69 39,836 35,415 -11.10
2017-10-18 13F-HR EXANE DERIVATIVES 1,131 1,093 -3.36 59,445 60,575 1.90
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 50,986 50,572 -0.81 2,680 2,803 4.59
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 0 8,885 0 492
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 2,822,781 2,226,877 -21.11 148,394 123,436 -16.82
2017-10-25 13F-HR Carroll Financial Associates, Inc. 541 141 -73.94 28 7 -75.00
2017-10-31 13F-HR Savant Capital, LLC 11,790 11,810 0.17 620 655 5.65
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 25,524 25,524 0.00 1,342 1,415 5.44
2017-11-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 15,019 15,020 0.01 790 833 5.44
2017-10-25 13F-HR Aperio Group, LLC 237,939 250,571 5.31 12,508 13,889 11.04
2017-07-20 13F-HR MEYER HANDELMAN CO 4,500 0 -100.00 216 0 -100.00
2017-11-13 13F-HR MUFG Americas Holdings Corp 2,300 2,300 0.00 121 127 4.96
2017-10-31 13F-HR Foundry Partners, LLC 385,632 351,679 -8.80 20,273 19,494 -3.84
2017-11-14 13F-HR BANK OF NOVA SCOTIA 83,219 63,522 -23.67 4,375 3,521 -19.52
2017-12-06 13F-HR/A-2 SHELTON CAPITAL MANAGEMENT 20,733 14,733 -28.94 920 631 -31.41
2017-11-14 13F-HR CREDIT AGRICOLE S A 127,856 151,502 18.49 6,721 8,399 24.97
2017-11-13 13F-HR National Asset Management, Inc. 10,779 10,661 -1.09 568 592 4.23
2017-11-13 13F-HR Employees Retirement System of Texas 23,000 23,000 0.00 1,209 1,275 5.46
2017-11-14 13F-HR Walleye Trading LLC Call 2,900 5,800 100.00 153 323 111.11
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 1,062,159 1,065,361 0.30 55,836 59,049 5.75
2017-11-08 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 27,000 21,000 -22.22 1,419 1,164 -17.97
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 214,027 214,027 0.00 11,251 11,864 5.45
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 4,111 4,011 -2.43 216 222 2.78
2017-11-14 13F-HR AMP Capital Investors Ltd 267,982 273,812 2.18 14,137 15,175 7.34
2017-11-13 13F-HR Ferris Capital, Llc 637 0 -100.00 33 0 -100.00
2017-11-13 13F-HR BROWN ADVISORY INC 40,282 33,606 -16.57 2,118 1,863 -12.04
2017-08-09 13F-HR Timber Hill LLC 16,497 0 -100.00 793 0 -100.00
2017-08-14 13F-HR Alyeska Investment Group, L.P. 122,390 0 -100.00 5,883 0 -100.00
2017-10-17 13F-HR Cutler Group LP Call 26,000 34,000 30.77 43 106 146.51
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 5,724 0 -100.00 301 0 -100.00
2017-08-09 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 6,722 0 -100.00 323 0 -100.00
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 7,079,010 10,584,271 49.52 372,144 586,686 57.65
2017-11-14 13F-HR Horizon Investments, LLC 10,722 15,574 45.25 526 764 45.25
2017-11-13 13F-HR COOKSON PEIRCE & CO INC 5,430 301
2017-11-13 13F-HR THOMAS WHITE INTERNATIONAL LTD 24,863 24,863 0.00 1,307 1,378 5.43
2017-10-24 13F-HR RAYMOND JAMES TRUST N.A. 7,640 7,626 -0.18 402 423 5.22
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 25,834 9,200 -64.39 1,433 461 -67.83
2017-08-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 63,177 0 -100.00 3,037 0 -100.00
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 56,598 56,291 -0.54 2,975 3,120 4.87
2017-11-14 13F-HR ROYAL BANK OF CANADA Call 500 500 0.00 26 28 7.69
2017-11-03 13F-HR ADVISOR PARTNERS LLC 11,706 11,607 -0.85 615 643 4.55
2017-10-16 13F-HR Hartford Financial Management Inc. 2,803 2,803 0.00 147 155 5.44
2017-11-14 13F-HR SUNTRUST BANKS INC 255,129 238,198 -6.64 13,410 13,202 -1.55
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 72,272 72,272 0.00 3,799 4,006 5.45
2017-11-08 13F-HR Cipher Capital LP 37,569 83,652 122.66 1,975 4,637 134.78
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 2,546,363 2,588,836 1.67 133,862 143,498 7.20
2017-10-13 13F-HR Benin Management CORP 198,441 189,996 -4.26 10,432 10,531 0.95
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 34,191 34,191 0.00 1,881 1,895 0.74
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 46,734 133,505 185.67 2,457 7,400 201.18
2017-11-14 13F-HR GROUP ONE TRADING, L.P. 11,526 0 -100.00 606 0 -100.00
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 766,059 786,590 2.68 40,272 43,601 8.27
2017-11-14 13F-HR DEUTSCHE BANK AG\ 1,439,377 1,056,126 -26.63 75,664 58,537 -22.64
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,326,759 1,690,942 27.45 69,748 93,729 34.38
2017-11-13 13F-HR CITIGROUP INC Put 4,800 6,500 35.42 252 360 42.86
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 500 0 -100.00 26 0 -100.00
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 24,196 16,355 -32.41 1,271 907 -28.64
2017-11-14 13F-HR MADISON INVESTMENT HOLDINGS INC 223,315 221,869 -0.65 11,740 12,298 4.75
2017-11-03 13F-HR PZENA INVESTMENT MANAGEMENT LLC 314,390 314,390 0.00 16,527 17,427 5.45
CUSIP: 416515104