SecurityHFC / HollyFrontier Corp. (436106108)
Institutional Owners613 (141 N-Q Owners)
Institutional Shares151,702,913 - 85.51% (ex. N-Q)
Common Stock Shares Outstanding177,407,622 shares (as of 2017-12-31)
Institutional Value$ 59,426,126,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

HFC / HollyFrontier Corp. Institutional Ownership

HollyFrontier Corp. (NYSE:HFC) has 613 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 151,702,913 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, TCTC Holdings, LLC, State Street Corp, Goldman Sachs Group Inc, Dimensional Fund Advisors Lp, Norges Bank, Bank of New York Mellon Corp, Aqr Capital Management Llc, and Principal Financial Group Inc.
HollyFrontier Corp. (NYSE:HFC) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

Embed this chart! (it updates automatically)
<a href="https://fintel.io/so/us/hfc"><img src="https://images.fintel.io/us-hfc-so.png" alt="HFC / HollyFrontier Corp. Institutional Ownership"><a>

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-08 13F-HR Neuburgh Advisers LLC 93,302 117,612 26.06 4,779 5,746 20.23
2018-05-14 13F-HR Pin Oak Investment Advisors Inc 768 768 0.00 39 38 -2.56
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 1,266,003 911,542 -28.00 64,844 44,540 -31.31
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-15 13F-HR STATE STREET CORP 7,659,838 7,261,606 -5.20 392,335 354,792 -9.57
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 294,924 285,441 -3.22 15,105 13,947 -7.67
2018-05-01 13F-HR Dynamic Advisors Solutions LLC 5,325 0 -100.00 273 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 196 134 -31.63 166 74 -55.42
2018-05-11 13F-HR Russell Investments Group, Ltd. 491,252 386,283 -21.37 25,298 18,862 -25.44
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 152,300 0 -100.00 7,801 0 -100.00
2018-05-11 13F-HR SEI INVESTMENTS CO 54,772 61,701 12.65 2,806 3,015 7.45
2018-05-18 13F-HR/A OLD REPUBLIC INTERNATIONAL CORP 402,000 402,000 0.00 20,590 19,642 -4.60
2018-03-28 N-Q Old Westbury Funds Inc (see advisory)
2018-04-25 13F-HR Bowling Portfolio Management LLC 51,483 86,450 67.92 2,637 4,224 60.18
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 494,781 542,940 9.73 25,343 26,528 4.68
2018-03-30 N-Q Commerce Funds (see advisory)
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 1,112,268 230,045 -79.32 56,969 11,240 -80.27
2018-02-14 13F-HR Integral Derivatives, LLC Call 21,500 0 -100.00 773 0 -100.00
2018-04-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-05-14 13F-HR Vident Investment Advisory, LLC 100,293 77,929 -22.30 5,137 4,465 -13.08
2018-05-15 13F-HR Paloma Partners Management Co Put 8,400 410
2018-05-14 13F-HR Bayesian Capital Management, LP 9,100 0 -100.00 466 0 -100.00
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 589,433 0 -100.00 30,191 0 -100.00
2018-05-15 13F-HR Chiron Investment Management, LLC 2,800 137
2018-05-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 277,316 0 -100.00 14,204 0 -100.00
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 460,219 429,105 -6.76 23,572 20,966 -11.06
2018-04-10 13F-HR Lourd Capital, LLC 4,048 0 -100.00 207 0 -100.00
2018-04-18 13F-HR Cornerstone Advisors, Inc. 0 34 0 2
2018-05-15 13F-HR Man Group plc 193,466 9,453
2018-01-25 13F-HR Moloney Securities Asset Management, LLC 6,111 0 -100.00 220 0 -100.00
2018-05-04 13F-HR Campbell & CO Investment Adviser LLC 0 16,333 0 798
2018-04-27 13F-HR Chicago Partners Investment Group LLC 1,600 1,600 0.00 82 78 -4.88
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 63,076 61,376 -2.70 3,231 2,999 -7.18
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 41,275 38,180 -7.50 2,114 1,865 -11.78
2018-04-30 N-Q Tortoise Power & Energy Infrastructure Fund Inc (see advisory)
2018-05-09 13F-HR Northwest Bancshares, Inc. 4,400 4,400 0.00 225 215 -4.44
2018-05-11 13F-HR Westover Capital Advisors, LLC 27,657 24,135 -12.73 1,417 1,179 -16.80
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 374,251 388,283 3.75 19,169 18,972 -1.03
2018-05-08 13F-HR Aperio Group, LLC 63,185 74,511 17.93 3,236 3,641 12.52
2018-05-10 13F-HR BESSEMER GROUP INC 70,983 77,492 9.17 3,636 3,786 4.13
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 492 492 0.00 25 24 -4.00
2018-02-27 N-Q Thornburg Investment Trust (see advisory)
2018-05-14 13F-HR AJO, LP 344,191 361,951 5.16 17,629 17,685 0.32
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 0 3,072 0 151
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-01-26 N-Q Etf Series Solutions (see advisory)
2018-05-08 13F-HR Alambic Investment Management, L.P. 21,710 0 -100.00 1,112 0 -100.00
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 738,385 660,551 -10.54 37,820 32,275 -14.66
2018-02-27 N-Q Advisors Series Trust (see advisory)
2018-04-11 13F-HR ALPHA WINDWARD LLC 12,233 11,753 -3.92 627 574 -8.45
2018-03-27 N-Q Transamerica Funds (see advisory)
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 82,800 82,800 0.00 4,241 4,046 -4.60
2018-05-15 13F-HR Rafferty Asset Management, LLC 115,448 0 -100.00 5,913 0 -100.00
2018-02-27 N-Q Buffalo Funds (see advisory)
2018-05-11 13F-HR CITIGROUP INC Call 57,800 32,300 -44.12 2,961 1,578 -46.71
2018-05-15 13F-HR Credit Capital Investments LLC 14,000 0 -100.00 717 0 -100.00
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 355,565 280,828 -21.02 18,212 13,721 -24.66
2018-05-14 13F-HR Capital Analysts, Inc. 55 55 0.00 3 3 0.00
2018-05-07 13F-HR Vantage Financial Partners Ltd., Inc. 3,900 0 -100.00 201 0 -100.00
2018-05-03 13F-HR ADVISOR PARTNERS LLC 4,661 4,573 -1.89 237 223 -5.91
2018-05-02 13F-HR HENNESSY ADVISORS INC 717,600 745,400 3.87 36,755 36,420 -0.91
2018-05-11 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 3,978,708 2,019,047 -49.25 203,789 98,651 -51.59
2018-05-10 13F-HR Employees Retirement System of Texas 40,000 40,000 0.00 2,049 1,954 -4.64
2018-03-01 N-Q Mutual Fund Series Trust (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 427 32 -92.51 3 2 -33.33
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 0 15,900 0 777
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 20,846 0 1,019
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 1,893 0 -100.00 97 0 -100.00
2018-05-07 13F-HR Zweig-DiMenna Associates LLC 0 5,500 0 269
2018-05-04 13F-HR Financial Gravity Companies, Inc. 204 92 -54.90 10 6 -40.00
2018-05-15 13F-HR Robertson Opportunity Capital, LLC 188,500 188,500 0.00 9,655 9,210 -4.61
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 101,800 130,200 27.90 5,214 6,362 22.02
2018-04-19 13F-HR Janney Montgomery Scott LLC 17,486 15,848 -9.37 896 774 -13.62
2018-05-11 13F-HR Peregrine Asset Advisers, Inc. 4,000 0 -100.00 205 0 -100.00
2018-05-09 13F-HR Lee Financial CORP 3,270 3,270 0.00 167 160 -4.19
2018-05-15 13F-HR Ionic Capital Management LLC Put 125,000 0 -100.00 6,403 0 -100.00
2018-03-01 N-Q Managed Portfolio Series (see advisory)
2018-05-15 13F-HR Brasada Capital Management, Lp 4,000 0 -100.00 205 0 -100.00
2018-02-23 13F-HR/A COWEN GROUP, INC. 52,100 0 -100.00 1,874 0 -100.00
2018-02-14 13F-HR Folger Hill Asset Management LP Put 500,000 0 -100.00 17,985 0 -100.00
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 255,401 247,346 -3.15 13,082 12,085 -7.62
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-05-18 13F-HR HUNTINGTON ASSET ADVISORS, INC. 0 76 0 4
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 15,300 77,200 404.58 784 3,772 381.12
2018-05-14 13F-HR BOKF, NA 43,782 44,420 1.46 2,242 2,171 -3.17
2018-01-30 N-Q Shelton Funds (see advisory)
2018-05-14 13F-HR Laurion Capital Management LP 40,793 66,022 61.85 2,089 3,226 54.43
2018-05-15 13F-HR Verition Fund Management LLC 0 12,883 0 629
2018-05-02 13F-HR Intrinsic Edge Capital Management LLC 30,000 0 -100.00 1,537 0 -100.00
2018-05-14 13F-HR Arizona State Retirement System 127,602 120,002 -5.96 6,536 5,863 -10.30
2018-04-06 13F-HR Carroll Financial Associates, Inc. 3,647 3,647 0.00 186 178 -4.30
2018-05-15 13F-HR CREDIT SUISSE AG/ Put 200,000 0 -100.00 10,244 0 -100.00
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 12,700 12,700 0.00 650 621 -4.46
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 10,023 10,598 5.74 513 518 0.97
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-05-15 13F-HR Wellington Management Group LLP 2,161,477 333,134 -84.59 110,710 16,277 -85.30
2018-04-23 13F-HR Brookstone Capital Management 7,767 8,798 13.27 398 430 8.04
2018-05-10 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 9,822 9,822 0.00 503,083 479,903 -4.61
2018-02-27 N-Q Bernstein Sanford C Fund Inc (see advisory)
2018-05-09 13F-HR Tredje AP-fonden 20,020 10,980 -45.15 1,025 536 -47.71
2018-05-09 13F-HR Oakworth Capital, Inc. 960 935 -2.60 42 57 35.71
2018-05-04 13F-HR Sandy Spring Bank 2,230 0 -100.00 114 0 -100.00
2018-05-15 13F-HR Magnetar Financial LLC 6,436 0 -100.00 330 0 -100.00
2018-05-15 13F-HR Independent Advisor Alliance 0 5,776 0 271
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 1,063,358 67,686 -93.63 54,465 3,307 -93.93
2018-02-28 N-Q Timothy Plan (see advisory)
2018-04-27 13F-HR HWG Holdings LP 299 301 0.67 15 15 0.00
2018-05-14 13F-HR DIAM Co., Ltd. 286,371 296,893 3.67 14,681 14,506 -1.19
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 5,040 5,155 2.28 258 252 -2.33
2018-05-02 13F-HR ALGERT GLOBAL LLC 35,396 48,315 36.50 1,813 2,361 30.23
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 314,815 313,533 -0.41 16,124 15,319 -4.99
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 1,814 1,689 -6.89 93 83 -10.75
2018-03-29 N-Q Aberdeen Investment Funds (see advisory)
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 1,205 1,177 -2.32 62 58 -6.45
2018-05-15 13F-HR 1832 Asset Management L.P. 135 135 0.00 7 7 0.00
2018-01-19 13F-HR/A Adams Asset Advisors, LLC 215,095 0 -100.00 7,736 0 -100.00
2018-05-08 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 48,540 49,674 2.34 2,486 2,427 -2.37
2018-02-28 N-Q Metropolitan West Funds (see advisory)
2018-04-23 13F-HR Douglas Lane & Associates, LLC 1,473,432 644,950 -56.23 75,469 31,512 -58.25
2018-05-04 13F-HR FFCM LLC 508 14,984 2,849.61 26 757 2,811.54
2018-05-15 13F-HR QS Investors, LLC 28,455 60,834 113.79 1,457 2,972 103.98
2018-03-05 13F-HR/A NORGES BANK 2,198,732 3,565,445 62.16 62,312 182,622 193.08
2018-05-14 13F-HR APG Asset Management N.V. 2,065,017 2,101,517 1.77 88,083 83,490 -5.21
2018-01-09 13F-HR Fruth Investment Management 5,044 258
2018-05-15 13F-HR Squarepoint Ops LLC 206,857 48,362 -76.62 10,595 2,363 -77.70
2018-05-15 13F-HR Blackhawk Capital Partners Llc. 1,276 1,276 0.00 65 62 -4.62
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 87,340 89,083 2.00 4,474 4,353 -2.70
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 14,000 4,200 -70.00 717 205 -71.41
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-04-02 N-Q Two Roads Shared Trust (see advisory)
2018-04-13 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 120 6
2018-05-15 N-Q Absolute Shares Trust (see advisory)
2018-02-28 N-Q Transparent Value Trust (see advisory)
2018-02-01 13F-HR Nationwide Fund Advisors 554,285 0 -100.00 19,938 0 -100.00
2018-05-01 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 20,999 20,808 -0.91 1,076 1,017 -5.48
2018-03-29 N-Q Ishares U.s. Etf Trust (see advisory)
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 35,021 16,647 -52.47 1,793 814 -54.60
2018-02-27 N-Q Reynolds Funds Inc (see advisory)
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 163 163 0.00 8 8 0.00
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 77,388 73,969 -4.42 3,964 3,614 -8.83
2018-03-26 N-Q Forum Funds Ii (see advisory)
2018-05-02 13F-HR HANSEATIC MANAGEMENT SERVICES INC 8,011 8,383 4.64 410 410 0.00
2018-04-19 13F-HR VALLEY NATIONAL ADVISERS INC 80 80 0.00 4 4 0.00
2018-05-14 13F-HR PineBridge Investments, L.P. 4,102 0 -100.00 211 0 -100.00
2018-04-20 13F-HR Ausdal Financial Partners, Inc. 4,750 4,350 -8.42 243 213 -12.35
2018-05-15 13F-HR Morris Capital Advisors, LLC 5,459 5,459 0.00 280 267 -4.64
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 800 0 -100.00 41 0 -100.00
2018-05-03 13F-HR W. E. Donoghue & Co., Llc 12,603 616
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 19,900 0 -100.00 1,017 0 -100.00
2018-05-17 13F-HR Legal & General Group Plc 1,156,138 1,089,638 -5.75 59,223 53,240 -10.10
2018-05-07 13F-HR Garrison Financial Corp 3,973 0 -100.00 203 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC 152,099 124,217 -18.33 7,788 6,073 -22.02
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 176,627 245,531 39.01 9,047 11,997 32.61
2018-04-19 13F-HR Versant Capital Management, Inc 116 95 -18.10 5 4 -20.00
2018-05-11 13F-HR Cutler Group LP Call 14,500 7,800 -46.21 111 25 -77.48
2018-01-22 13F-HR Cornerstone Financial Partners, LLC 90,868 87,123 -4.12 3,274 4,461 36.26
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-14 13F-HR Convergence Investment Partners, LLC 125,641 117,711 -6.31 6,435 5,751 -10.63
2018-05-14 13F-HR BlueMountain Capital Management, LLC 110,409 0 -100.00 5,655 0 -100.00
2018-05-15 13F-HR Paloma Partners Management Co 0 15,254 0 745
2018-04-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-05-01 13F-HR OPPENHEIMER & CO INC 84,054 69,967 -16.76 4,306 3,418 -20.62
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 27 27 0.00 1 1 0.00
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-05-08 13F-HR Tyers Asset Management LLC 118,748 149,688 26.06 6,082 7,314 20.26
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-03-01 N-Q Forum Funds (see advisory)
2018-05-09 13F-HR Venturi Wealth Management, LLC 6,300 308
2018-04-27 N-Q Cushing Renaissance Fund (see advisory)
2018-05-10 13F-HR Norinchukin Bank, The 5,500 5,500 0.00 282 269 -4.61
2018-05-15 13F-HR BARCLAYS PLC 69,490 70,384 1.29 3,558 3,439 -3.34
2018-05-10 13F-HR Wagner Wealth Management, Llc 33 33 0.00 2 2 0.00
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 32,500 1,588
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 69,100 3,376
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 180,605 144,011 -20.26 9,251 7,035 -23.95
2018-01-31 13F-HR Resources Investment Advisors, Inc. 1,967 0 -100.00 71 0 -100.00
2018-01-17 13F-HR DAVENPORT & Co LLC 9,425 0 -100.00 339,017 0 -100.00
2018-05-01 13F-HR WEDBUSH SECURITIES INC 9,614 9,704 0.94 492 474 -3.66
2018-05-15 13F-HR UBS Group AG 382,563 311,478 -18.58 19,595 15,219 -22.33
2018-05-09 13F-HR Korea Investment CORP 128,800 148,917 15.62 6,597 7,276 10.29
2018-02-07 13F-HR Old Mutual Global Investors (UK) Ltd. 30,300 0 -100.00 1,089 0 -100.00
2018-03-29 N-Q Financial Investors Trust (see advisory)
2018-05-02 13F-HR FTB Advisors, Inc. 114 114 0.00 6 6 0.00
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 106,138 133,968 26.22 5,436 6,546 20.42
2018-05-11 13F-HR Mutual of America Capital Management LLC 144,081 145,822 1.21 7,380 7,125 -3.46
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 299,450 6,086 -97.97 15,338 297 -98.06
2018-05-10 13F-HR Vantage Investment Advisors, LLC 130 130 0.00 7 6 -14.29
2018-05-14 13F-HR Meiji Yasuda Asset Management Co Ltd. 0 4,200 0 205
2018-05-14 13F-HR Banco Santander, S.A. 6,109 298
2018-04-16 13F-HR Coastline Trust Co 15,115 13,740 -9.10 774 671 -13.31
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 0 32,541 0 1,590
2018-05-15 13F-HR UBS Group AG Put 0 77,000 0 3,762
2018-05-02 13F-HR Daiwa Securities Group Inc. 5,000 5,000 0.00 256 244 -4.69
2018-05-11 13F-HR Teza Capital Management LLC 14,404 6,665 -53.73 738 326 -55.83
2018-05-03 13F-HR STEPHENS INC /AR/ 12,195 8,319 -31.78 625 406 -35.04
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-05-15 13F-HR Point72 Asset Management, L.P. Put 100,000 0 -100.00 5,122 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 139,500 147,200 5.52 7,145 7,192 0.66
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 24,742 22,607 -8.63 1,267 1,105 -12.79
2018-04-09 13F-HR First PREMIER Bank 144 7
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 110,675 171,773 55.20 5,669 8,393 48.05
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 34,894 23,378 -33.00 1,787 1,142 -36.09
2018-05-21 13F-HR/A PLATINUM INVESTMENT MANAGEMENT LTD 134,600 0 -100.00 6,894 0 -100.00
2018-05-23 13F-HR Bdo Wealth Advisors, Llc 0 1,079 0 53
2018-05-15 13F-HR Keeley-Teton Advisors, LLC 56,112 33,843 -39.69 2,874 1,654 -42.45
2018-04-06 13F-HR Eqis Capital Management, Inc. 5,624 0 -100.00 288 0 -100.00
2018-05-15 13F-HR Ionic Capital Management LLC 1,300 0 -100.00 67 0 -100.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 36,635 36,657 0.06 1,006 1,319 31.11
2018-04-13 13F-HR Visionary Asset Management, Inc. 7,228 7,262 0.47 370 361 -2.43
2018-04-17 13F-HR Calton & Associates, Inc. 1,640 0 -100.00 84 0 -100.00
2018-04-25 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 400 400 0.00 20 20 0.00
2018-05-14 13F-HR ZACKS INVESTMENT MANAGEMENT 14,968 18,578 24.12 767 908 18.38
2018-05-15 13F-HR Walleye Trading LLC Put 637,500 113,900 -82.13 32,651 5,565 -82.96
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 603,074 528,095 -12.43 30,890 25,803 -16.47
2018-05-14 13F-HR MORGAN STANLEY 1,277,560 1,486,579 16.36 65,436 72,634 11.00
2018-01-29 N-Q Nuveen Investment Trust Ii (see advisory)
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 23,217 36,292 56.32 1,189 1,773 49.12
2018-04-30 13F-HR Advantus Capital Management Inc 21,835 21,735 -0.46 1,118 1,062 -5.01
2018-03-28 N-Q Putnam Investment Funds (see advisory)
2018-05-14 13F-HR Stone Ridge Asset Management LLC 9,700 9,700 0.00 497 474 -4.63
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 21,878 19,231 -12.10 1,124 940 -16.37
2018-05-09 13F-HR Twin Tree Management, LP Call 283,100 111,400 -60.65 14,500 5,443 -62.46
2018-02-28 N-Q Vanguard Malvern Funds (see advisory)
2018-05-10 13F-HR Flinton Capital Management LLC 144,194 181,764 26.06 7,385 8,881 20.26
2018-05-07 13F-HR ETRADE Capital Management LLC 11,756 10,825 -7.92 602 529 -12.13
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 34,899 0 -100.00 1,788 0 -100.00
2018-02-27 N-Q Northern Funds (see advisory)
2018-05-21 13F-HR Mcilrath & Eck, Llc 651 504 -22.58 33 25 -24.24
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 346,472 365,000 5.35 17,746 17,834 0.50
2018-04-16 N-Q Kavilco Inc/wa/ (see advisory)
2018-05-15 13F-HR GV Financial Advisors 28 1
2018-05-07 13F-HR QUANTUM CAPITAL MANAGEMENT 16,058 10,857 -32.39 822 530 -35.52
2018-05-15 13F-HR National Asset Management, Inc. 14,007 6,107 -56.40 718 299 -58.36
2018-05-21 13F-HR Winton Capital Group Ltd 91,250 182,369 99.86 4,674 8,911 90.65
2018-05-22 N-Q Transamerica Series Trust (see advisory)
2018-05-10 13F-HR FRANKLIN RESOURCES INC 188,000 134,764 -28.32 9,629 6,584 -31.62
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 72,111 82,094 13.84 3,694 4,011 8.58
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 314,734 260,756 -17.15 16,120 12,741 -20.96
2018-04-26 13F-HR Lingohr & Partner Asset Management GmbH 19,100 19,100 0.00 978 933 -4.60
2018-05-15 13F-HR Walleye Trading LLC Call 168,800 54,300 -67.83 8,643 2,653 -69.30
2018-04-26 13F-HR TOMPKINS FINANCIAL CORP 0 500 0 24
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 82,100 0 -100.00 4,205 0 -100.00
2018-05-09 13F-HR Investors Research Corp 7,900 7,900 0.00 405 386 -4.69
2018-04-12 13F-HR VIKING FUND MANAGEMENT LLC 800 0 -100.00 41 0 -100.00
2018-05-22 N-Q Securian Funds Trust (see advisory)
2018-05-01 13F-HR Westpac Banking Corp 9,025 18,190 101.55 462,261 888,764 92.26
2018-05-02 13F-HR Fulton Bank, N.A. 6,000 0 -100.00 307 0 -100.00
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-04-04 13F-HR First National Bank of Mount Dora, Trust Investment Services 31,549 29,162 -7.57 1,616 1,425 -11.82
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 50,781 51,180 0.79 2,601 2,500,655 96,042.06
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 144,086 132,526 -8.02 7,375 6,470 -12.27
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 5,300 23,200 337.74 271 1,134 318.45
2018-02-08 13F-HR Trexquant Investment LP 30,764 0 -100.00 1,107 0 -100.00
2018-05-14 13F-HR Icon Wealth Partners, Llc 914 0 -100.00 47 0 -100.00
2018-05-08 13F-HR Bt Investment Management Ltd 0 86,782 0 4,240,169
2018-05-11 13F-HR Cambria Investment Management, L.P. 0 5,436 0 266
2018-05-15 13F-HR Bridgewater Associates, LP 16,123 247,274 1,433.67 826 12,082 1,362.71
2018-05-14 13F-HR Precocity Capital LP 250,000 0 -100.00 12,805 0 -100.00
2018-05-14 13F-HR Perigon Wealth Management, LLC 242 242 0.00 12 12 0.00
2018-05-14 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 60 3
2018-05-09 13F-HR NORTHERN TRUST CORP 2,278,765 2,360,873 3.60 116,718 115,351 -1.17
2018-05-11 13F-HR MACQUARIE GROUP LTD 14,100 11,100 -21.28 1,033 543 -47.43
2018-04-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 164 164 0.00 8 8 0.00
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 84,769 65,451 -22.79 4,342 3,198 -26.35
2018-02-14 13F-HR Zions Bancorporation 97 0 -100.00 3 0 -100.00
2018-04-04 13F-HR CENTRAL TRUST Co 2,000 2,000 0.00 102 98 -3.92
2018-05-15 13F-HR HighTower Advisors, LLC 45,572 43,143 -5.33 2,331 2,109 -9.52
2018-04-30 13F-HR Dorsey Wright & Associates 83,962 4,102
2017-12-29 N-Q Permanent Portfolio Family Of Funds (see advisory)
2018-05-09 13F-HR KBC Group NV 314,936 163,943 -47.94 16,131 8,010 -50.34
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 52,081 52,048 -0.06 2,447 2,543 3.92
2018-04-06 13F-HR Kistler-Tiffany Companies, LLC 951 951 0.00 49 46 -6.12
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 85,872 74,043 -13.78 4,398 3,618 -17.74
2018-05-14 13F-HR GREEN SQUARE CAPITAL LLC 220,339 153,031 -30.55 11,286 7,477 -33.75
2018-04-27 13F-HR DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 49,112 47,200 -3.89 2,516 2,306 -8.35
2018-05-11 13F-HR CITIGROUP INC Put 101,600 64,100 -36.91 5,204 3,132 -39.82
2018-02-15 13F-HR Bb&t Investment Services, Inc. 11 40 263.64 0 3
2018-04-23 13F-HR Nikko Asset Management Americas, Inc. 3,700 0 -100.00 133 0 -100.00
2018-05-15 13F-HR Paloma Partners Management Co Call 14,100 689
2018-05-01 13F-HR KLINGENSTEIN FIELDS & CO LLC 7,000 7,000 0.00 359 342 -4.74
2018-04-25 13F-HR WRIGHT INVESTORS SERVICE INC 28,413 29,540 3.97 1,455 1,444 -0.76
2018-05-10 13F-HR WBI INVESTMENTS, INC. 44,672 44,040 -1.41 2,288 2,152 -5.94
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 7,120 4,490 -36.94 365 219 -40.00
2018-05-11 13F-HR CITIGROUP INC 69,354 121,176 74.72 3,552 5,922 66.72
2018-05-11 13F-HR Parisi Gray Wealth Management 696 696 0.00 36 35 -2.78
2018-05-11 13F-HR CHEMICAL BANK 4,375 4,375 0.00 224 214 -4.46
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 22,752 22,448 -1.34 1,165 1,097 -5.84
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 94,773 77,073 -18.68 4,853 3,765 -22.42
2018-05-14 13F-HR Proficio Capital Partners LLC 1,016 851 -16.24 52 42 -19.23
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-14 13F-HR Veritable, L.P. 4,305 4,305 0.00 221 210 -4.98
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 12,161 24,844 104.29 623 1,214 94.86
2018-05-11 13F-HR STIFEL FINANCIAL CORP 24,200 20,794 -14.07 1,237 1,016 -17.87
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 90,695 89,484 -1.34 4,645 4,372 -5.88
2018-05-02 13F-HR RHUMBLINE ADVISERS 326,801 317,241 -2.93 16,739 15,500 -7.40
2018-05-15 13F-HR GAM Holding AG 9,147 8,447 -7.65 468 412 -11.97
2018-05-10 13F-HR Avestar Capital, Llc 0 1
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 121,400 58,000 -52.22 6,218 2,834 -54.42
2018-05-15 13F-HR Bank of New York Mellon Corp 2,952,567 3,299,215 11.74 151,230 161,201 6.59
2018-05-15 13F-HR Advisor Group, Inc. 29,778 33,566 12.72 1,526 1,641 7.54
2018-05-14 13F-HR Nissay Asset Management Corp /japan/ /adv 12,959 13,208 1.92 664 645 -2.86
2018-05-15 13F-HR CoreCommodity Management, LLC 30,996 30,808 -0.61 1,588 1,505 -5.23
2018-05-14 13F-HR HENDERSON GROUP PLC 163,717 1,338,224 717.40 8,386 65,385 679.69
2018-05-14 13F-HR Camelot Portfolios, LLC 28,335 29,575 4.38 1,451 1,445 -0.41
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-17 13F-HR/A BARROW HANLEY MEWHINNEY & STRAUSS LLC 747 747 0.00 38 36 -5.26
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 8,937 40,637 354.71 458 1,986 333.62
2018-05-14 13F-HR Pacer Advisors, Inc. 44,468 52,487 18.03 2,278 2,565 12.60
2018-05-08 13F-HR Neuberger Berman Group LLC 158,473 51,015 -67.81 8,117 2,506 -69.13
2018-02-14 13F-HR CAXTON ASSOCIATES LP 123,000 0 -100.00 4,424 0 -100.00
2018-05-15 13F-HR Syntal Capital Partners, LLC 10,569 8,772 -17.00 541 426 -21.26
2018-05-14 13F-HR S&T BANK/PA 120,020 113,227 -5.66 6,147 5,533 -9.99
2018-05-02 13F-HR Paulson Wealth Management Inc. 119 0 -100.00 6 0 -100.00
2018-05-02 13F-HR SNS Financial Group, LLC 4,300 4,300 0.00 220 210 -4.55
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC 4,807 4,607 -4.16 246 225 -8.54
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 1,538,160 1,626,557 5.75 78,644 79,562 1.17
2018-01-29 13F-HR PGGM Investments 22,732 0 -100.00 818 0 -100.00
2018-02-14 13F-HR FRIESS ASSOCIATES LLC 535,700 0 -100.00 19,269 0 -100.00
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-02-16 13F-HR/A J. Goldman & Co LP 7,640 0 -100.00 275 0 -100.00
2018-04-23 13F-HR Whitener Capital Management, Inc. 6,397 5,357 -16.26 327 261 -20.18
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 70,053 70,953 1.28 3,588 3,467 -3.37
2018-02-26 N-Q Keeley Funds, Inc. (see advisory)
2018-05-11 13F-HR Delpha Capital Management, Llc 958 0 -100.00 49 0 -100.00
2018-04-26 13F-HR Ifg Advisory, Llc 14,982 11,134 -25.68 767 544 -29.07
2018-05-14 13F-HR CASTLEARK MANAGEMENT LLC 58,000 85,500 47.41 2,971 4,178 40.63
2018-04-20 N-Q Exchange Listed Funds Trust (see advisory)
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-04-27 N-Q Fidelity Advisor Series I (see advisory)
2018-05-15 13F-HR SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 104,900 5,125
2018-05-15 13F-HR 361 CAPITAL LLC 21,279 0 -100.00 1,090 0 -100.00
2018-04-25 N-Q Unified Series Trust (see advisory)
2018-05-14 13F-HR AVIVA PLC 98,957 90,356 -8.69 5,069 4,415 -12.90
2018-05-16 13F-HR Lara, May & Associates, Llc 4,535 222
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 11,691 9,737 -16.71 598 475 -20.57
2018-05-15 13F-HR GLENMEDE TRUST CO NA 56 56 0.00 2 2 0.00
2018-05-15 13F-HR Sterling Capital Management LLC 89,490 93,960 4.99 4,584 4,591 0.15
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-05-14 13F-HR Renaissance Technologies LLC 112,558 907,582 706.32 5,765 44,344 669.19
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 564,896 569,520 0.82 28,934 27,795 -3.94
2018-04-18 13F-HR Smith, Graham & Co., Investment Advisors, LP 156,320 154,590 -1.11 8,007 7,553 -5.67
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-08 13F-HR SIGNATUREFD, LLC 0 978 0 48
2018-05-14 13F-HR NOMURA HOLDINGS INC 36,953 1,827
2018-01-26 N-Q Monteagle Funds (see advisory)
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 0 2,400 0 117
2018-05-15 13F-HR Natixis Asset Management 0 13,474 0 658
2018-05-17 13F-HR HELLMAN JORDAN MANAGEMENT CO INC /MA/ 29,372 24,240 -17.47 1,504 1,184 -21.28
2018-01-26 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 106,632 0 -100.00 3,836 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC Put 20,300 16,800 -17.24 1,040 821 -21.06
2017-12-29 N-Q Sunamerica Series Trust (see advisory)
2018-05-15 13F-HR Achmea Investment Management B.V. 37,181 45,463 22.27 1,904 2,218 16.49
2018-05-14 13F-HR Shell Asset Management Co 34,825 37,894 8.81 1,784 1,852 3.81
2018-05-14 13F-HR Invictus RG 5,218 0 -100.00 267 0 -100.00
2018-05-10 13F-HR SMITHFIELD TRUST CO 105 105 0.00 5 5 0.00
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 6,101 5,612 -8.02 312 274 -12.18
2018-05-15 13F-HR Natixis 0 19,587 0 957
2018-05-15 13F-HR Game Creek Capital, Lp 12,800 0 -100.00 656 0 -100.00
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 23,000 27,645 20.20 1,178 1,351 14.69
2018-03-01 N-Q Aqr Funds (see advisory)
2018-02-14 13F-HR NOMURA HOLDINGS INC Call 90,000 0 -100.00 3,236 0 -100.00
2018-04-23 13F-HR DENALI ADVISORS LLC 0 1,900 0 93
2018-05-04 13F-HR D.A. DAVIDSON & CO. 25,648 18,498 -27.88 1,314 904 -31.20
2018-05-15 13F-HR Castleark Alternatives, Llc 78,450 111,000 41.49 4,018 5,423 34.97
2018-05-14 13F-HR IHT Wealth Management, LLC 10,063 5,934 -41.03 520 287 -44.81
2018-02-26 N-Q Bernstein Fund Inc (see advisory)
2018-05-08 13F-HR Penserra Capital Management LLC 544 825 51.65 27 40 48.15
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 385 591 53.51 20 29 45.00
2018-05-15 13F-HR CREDIT SUISSE AG/ Call 200,000 0 -100.00 10,244 0 -100.00
2018-05-09 13F-HR Private Advisor Group, LLC 4,651 0 -100.00 240 0 -100.00
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 500 500 0.00 26 24 -7.69
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-01-24 13F-HR Sg3 Management, Llc 0 0 0 0
2018-05-10 13F-HR TORONTO DOMINION BANK 11,850 13,451 13.51 608 657 8.06
2018-04-18 13F-HR REGIONS FINANCIAL CORP 755,796 338,706 -55.19 38,712 16,549 -57.25
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-05-08 13F-HR LS Investment Advisors, LLC 14,171 12,604 -11.06 726 616 -15.15
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 314,173 0 15,350
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 5,368,366 5,381,730 0.25 274,975 262,951 -4.37
2018-02-14 13F-HR Dynamic Capital Management Ltd 5,933 0 -100.00 213 0 -100.00
2018-02-12 13F-HR Hutchin Hill Capital, LP 14,101 9,400 -33.34 507 481 -5.13
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 451,200 481,300 6.67 23,110 23,516 1.76
2018-05-08 13F-HR ClariVest Asset Management LLC 4,173 3,957 -5.18 214 194 -9.35
2018-05-15 13F-HR Edgestream Partners, L.P. 51,933 2,537
2018-04-30 13F-HR Assenagon Asset Management S.A. 226,830 0 -100.00 11,618 0 -100.00
2018-04-26 N-Q Ab Trust (see advisory)
2018-04-30 13F-HR Glassman Wealth Services 7 12 71.43 0 1
2018-02-01 13F-HR ZWJ INVESTMENT COUNSEL INC 6,000 0 -100.00 216 0 -100.00
2018-05-15 13F-HR DEUTSCHE BANK AG\ 451,159 797,809 76.84 23,104 38,977 68.70
2018-04-16 13F-HR Ledyard National Bank 2,565 0 -100.00 131 0 -100.00
2018-05-15 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 1,189,000 1,189,000 0.00 60,901 58,095 -4.61
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 25,265 30,720 21.59 1,293 1,501 16.09
2018-03-29 N-Q VANGUARD WINDSOR FUNDS (see advisory)
2018-04-27 N-Q Ab Cap Fund, Inc. (see advisory)
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 68,800 64,900 -5.67 3,524 3,171 -10.02
2018-05-07 13F-HR Engineers Gate Manager LP 99,301 14,782 -85.11 5,086 722 -85.80
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 38,140 37,701 -1.15 1,954 1,842 -5.73
2018-05-04 13F-HR River Road Asset Management, LLC 190,780 0 -100.00 9,772 0 -100.00
2018-02-23 N-Q Sterling Capital Funds (see advisory)
2018-04-26 N-Q Federated Income Securities Trust (see advisory)
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-05-03 13F-HR MACKAY SHIELDS LLC 779,350 38,079
2018-05-15 13F-HR PEAK6 Investments, L.P. 17,519 0 -100.00 897 0 -100.00
2018-02-05 13F-HR DEAN INVESTMENT ASSOCIATES, LLC 43,717 0 -100.00 1,573 0 -100.00
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 36,474 32,552 -10.75 1,868 1,590 -14.88
2018-05-15 13F-HR CRAWFORD INVESTMENT COUNSEL INC 27,305 18,885 -30.84 1,399 923 -34.02
2018-05-15 13F-HR JANE STREET GROUP, LLC 19,179 4,139 -78.42 982 202 -79.43
2018-05-15 13F-HR RBF Capital, LLC 10,000 10,000 0.00 512 489 -4.49
2018-05-18 13F-HR CIBC World Markets Inc. 0 50,065 0 2,446
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 753,427 738,185 -2.02 27,100 37,809 39.52
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 140,786 134,462 -4.49 7,211 6,570 -8.89
2018-02-13 13F-HR LAZARD ASSET MANAGEMENT LLC 123,815 0 -100.00 4,453 0 -100.00
2018-05-15 13F-HR Advisors Asset Management, Inc. 395,537 383,348 -3.08 20,259 16,419 -18.95
2018-04-26 13F-HR SIMPLEX TRADING, LLC 8,424 0 -100.00 431 0 -100.00
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 32,539 32,389 -0.46 1,666 1,583 -4.98
2018-05-15 13F-HR We Are One Seven, Llc 461 461 0.00 24 23 -4.17
2018-05-15 13F-HR Quantitative Investment Management, LLC 0 107,900 0 5,271
2018-04-25 13F-HR NORTH POINT PORTFOLIO MANAGERS CORP/OH 4,600 4,600 0.00 236 225 -4.66
2018-04-18 13F-HR/A FNY Managed Accounts LLC 65 205 215.38 3 10 233.33
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-05-15 13F-HR VANGUARD GROUP INC 18,175,724 18,840,510 3.66 930,961 920,547 -1.12
2018-04-24 13F-HR Cornerstone Wealth Management, LLC 7,603 0 -100.00 393 0 -100.00
2018-02-23 N-Q Mfs Series Trust Xi (see advisory)
2018-05-10 13F-HR Nicollet Investment Management, Inc. 12,440 12,440 0.00 637 608 -4.55
2018-05-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 23,387 23,461 0.32 1,198 1,146 -4.34
2018-05-15 13F-HR Legg Mason Asset Management (Japan) Co., Ltd. 27,800 27,200 -2.16 1,424 1,329 -6.67
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 112 112 0.00 5,738 5,474 -4.60
2018-05-15 13F-HR AMP Capital Investors Ltd 100,389 197,270 96.51 5,142 9,382 82.46
2018-04-23 13F-HR Vision Capital Management, Inc. 55,660 51,796 -6.94 2,851 2,531 -11.22
2018-05-15 13F-HR HBK INVESTMENTS L P 16,201 0 -100.00 830 0 -100.00
2018-04-19 13F-HR State of Alaska, Department of Revenue 10,600 13,920 31.32 542 680 25.46
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 53,620 55,110 2.78 2,746 2,693 -1.93
2018-05-10 13F-HR RFG Advisory Group, LLC 10,665 9,385 -12.00 551 459 -16.70
2018-05-15 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 17,019 17,281 1.54 872 845 -3.10
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 2,035 2,035 0.00 101 94 -6.93
2018-01-10 13F-HR Weaver C. Barksdale & Associates, Inc. 1,941 1,522 -21.59 70 78 11.43
2018-02-14 13F-HR AHL Partners LLP 18,927 41,530 119.42 681 2,128 212.48
2018-05-04 13F-HR Ddd Partners, Llc 131,854 0 -100.00 6,754 0 -100.00
2018-05-10 13F-HR Elkfork Partners LLC 118,748 0 -100.00 6,082 0 -100.00
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 0 4,800 0 235
2018-04-12 13F-HR CITY HOLDING CO 5,000 5,000 0.00 256 244 -4.69
2018-05-11 13F-HR Cutler Group LP Put 15,800 2,500 -84.18 2 3 50.00
2018-05-11 13F-HR SevenBridge Financial Group, LLC 155 155 0.00 8 8 0.00
2018-04-20 13F-HR/A Fisher Asset Management, LLC 6,414 313
2018-04-23 13F-HR Financial Architects, Inc 192 192 0.00 10 9 -10.00
2018-04-27 N-Q Virtus Total Return Fund Inc. (see advisory)
2018-05-11 13F-HR Clarus Wealth Advisors 8,187 5,869 -28.31 419 287 -31.50
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 296,110 521,610 76.15 15,167 25,486 68.04
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 80 80 0.00 4 4 0.00
2018-02-13 13F-HR CREDIT AGRICOLE S A 1,327,691 0 -100.00 47,756 0 -100.00
2018-05-07 13F-HR EATON VANCE MANAGEMENT 7,233 7,208 -0.35 370 352 -4.86
2018-02-23 N-Q Icon Funds (see advisory)
2018-05-15 13F-HR HighVista Strategies LLC 12,800 9,800 -23.44 656 479 -26.98
2018-04-30 13F-HR Price Capital Management, Inc. 23,259 0 -100.00 1,191 0 -100.00
2018-05-11 13F-HR Covington Capital Management 1,450 1,450 0.00 74 71 -4.05
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 212,017 191,545 -9.66 10,860 9,359 -13.82
2018-05-09 13F-HR BlackRock Inc. 21,620,652 21,700,608 0.37 1,107,409 1,060,291 -4.25
2018-05-15 13F-HR Invesco Ltd. 499,525 1,226,753 145.58 25,586 59,939 134.26
2018-04-12 13F-HR Advocacy Wealth Management Services, LLC 406 227 -44.09 21 11 -47.62
2018-05-22 N-Q Transamerica Etf Trust (see advisory)
2018-05-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC Call 44 0 -100.00 225 0 -100.00
2018-03-29 N-Q VANGUARD WHITEHALL FUNDS (see advisory)
2018-03-29 N-Q Nuveen Investment Funds Inc (see advisory)
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 629,816 672,387 6.76 32,259,178 32,852,830 1.84
2018-04-10 13F-HR ROCKLAND TRUST CO 32,988 23,601 -28.46 1,690 1,153 -31.78
2018-05-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 4,171 0 -100.00 214 0 -100.00
2018-04-26 N-Q Federated Total Return Series Inc (see advisory)
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 26,771 20,393 -23.82 1,371 997 -27.28
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,043,398 0 -100.00 53,443 0 -100.00
2018-05-10 13F-HR BRINKER CAPITAL INC 7,600 7,663 0.83 389 374 -3.86
2018-05-15 13F-HR Lombard Odier Asset Management (Switzerland) SA 0 16,458 0 804
2018-05-15 13F-HR BARCLAYS PLC Put 267,700 173,600 -35.15 13,712 8,483 -38.13
2018-04-30 N-Q Trust For Professional Managers (see advisory)
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 12,127 7,393 -39.04 621 361 -41.87
2018-04-30 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 1,528,620 1,371,740 -10.26 78,296 67,023 -14.40
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 63,690 64,690 1.57 3,262 3,161 -3.10
2018-05-22 N-Q Blackrock Funds (see advisory)
2018-05-11 13F-HR Stevens First Principles Investment Advisors 387 0 -100.00 20 0 -100.00
2018-02-28 N-Q Gps Funds I (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC 104,365 109,073 4.51 5,346 5,329 -0.32
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 4,113 0 -100.00 210 0 -100.00
2018-05-15 13F-HR Frontier Wealth Management LLC 4,633 226
2018-05-18 13F-HR Xact Kapitalforvaltning AB 17,035 19,793 16.19 873 967 10.77
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 4,718 0 -100.00 242 0 -100.00
2017-12-28 N-Q Federated Mdt Series (see advisory)
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 8,118 8,421 3.73 416 411 -1.20
2018-05-14 13F-HR PROFUND ADVISORS LLC 24,731 23,305 -5.77 1,267 1,139 -10.10
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-02-09 13F-HR ARP AMERICAS LLC 17,700 0 -100.00 637 0 -100.00
2018-05-07 13F-HR Focused Wealth Management, Inc 4,800 4,800 0.00 246 235 -4.47
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 2,238 1,721 -23.10 115 84 -26.96
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 100,709 21,521 -78.63 5,187 1,052 -79.72
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 12,500 79,400 535.20 640 3,879 506.09
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-05-08 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 5,429 5,684 4.70 278 278 0.00
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-05-14 13F-HR MACKENZIE FINANCIAL CORP 115,279 5,633
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 5,366 5,366 0.00 275 262 -4.73
2018-05-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 71 0 -100.00 4 0 -100.00
2018-05-11 13F-HR State of Tennessee, Treasury Department 111,470 71,470 -35.88 5,709 3,492 -38.83
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 102,761 103,363 0.59 5,263 5,050 -4.05
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 361,954 374,743 3.53 18,539 18,310 -1.24
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 433 433 0.00 22 21 -4.55
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 12,897 12,421 -3.69 661 607 -8.17
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 95,900 15,800 -83.52 4,912 772 -84.28
2018-01-25 N-Q Usaa Etf Trust (see advisory)
2018-04-18 13F-HR Creative Planning 25,843 31,602 22.28 1,324 1,544 16.62
2018-05-11 13F-HR CULLEN/FROST BANKERS, INC. 14,000 14,000 0.00 717 684 -4.60
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Put 20,000 87,900 339.50 1,024 4,295 319.43
2018-05-15 13F-HR BANK OF NOVA SCOTIA 142,000 478,700 237.11 7,274 23,389 221.54
2018-05-22 N-Q Master Investment Portfolio (see advisory)
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 3,019,761 2,605,480 -13.72 154,673 127,304 -17.69
2018-04-03 13F-HR USA Financial Portformulas Corp 9,608 469
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 151,866 166,455 9.61 7,779 7,896 1.50
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 442,750 418,750 -5.42 22,678 20,460 -9.78
2018-04-19 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 6,000 6,000 0.00 307 293 -4.56
2017-12-28 N-Q Fidelity Devonshire Trust (see advisory)
2018-05-14 13F-HR SUNTRUST BANKS INC 57,213 57,246 0.06 2,929 2,796 -4.54
2018-05-08 13F-HR Parallel Advisors, LLC 44 44 0.00 2 2 0.00
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,559,691 1,757,360 12.67 79,839 85,796 7.46
2018-05-14 13F-HR Tobam 0 35,807 0 1,750
2018-04-24 13F-HR McAdam, LLC 27 1
2018-05-14 13F-HR OAK ASSOCIATES LTD /OH/ 0 7,685 0 375
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 180,305 209,782 16.35 9,235,222 10,249,948 10.99
2018-03-29 N-Q Vanguard Trustees' Equity Fund (see advisory)
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 9,472 38,430 305.72 485 1,878 287.22
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-04-27 N-Q Ultimus Managers Trust (see advisory)
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 102,564 0 -100.00 5,253 0 -100.00
2018-04-27 13F-HR Retirement Systems of Alabama 229,231 229,386 0.07 11,741 11,208 -4.54
2018-01-26 N-Q Voya Natural Resources Equity Income Fund (see advisory)
2018-05-15 13F-HR Jefferies Group LLC 0 13,489 0 659
2018-05-15 13F-HR Unison Advisors Llc 4,738 4,738 0.00 242 232 -4.13
2018-04-18 13F-HR Louisiana State Employees Retirement System 44,900 46,600 3.79 2,300 2,277 -1.00
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 9,246 0 -100.00 332 0 -100.00
2018-05-17 13F-HR/A TORTOISE CAPITAL ADVISORS, L.L.C. 35,071 38,625 10.13 1,796 1,887 5.07
2018-04-11 13F-HR Country Club Trust Company, n.a. 5,200 5,000 -3.85 266 244 -8.27
2018-04-24 N-Q Voya Series Fund Inc (see advisory)
2018-05-11 13F-HR M&R CAPITAL MANAGEMENT INC 96 96 0.00 4 4 0.00
2018-05-09 13F-HR IFP Advisors, Inc 5,449 4,557 -16.37 279 223 -20.07
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 78,756 92,166 17.03 4,034 4,503 11.63
2018-04-23 13F-HR Advisory Services Network, LLC 1,351 1,010 -25.24 69 49 -28.99
2018-02-15 13F-HR Argent Trust Co 7,427 0 -100.00 267 0 -100.00
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 26,233 26,233 0.00 1,119 1,282 14.57
2018-05-14 13F-HR Nuveen Asset Management, LLC 773,461 800,689 3.52 39,617 39,122 -1.25
2018-04-24 13F-HR Rehmann Capital Advisory Group 0 126 0 6
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 5,917 30,052 407.89 303 1,468 384.49
2018-05-04 13F-HR Swiss National Bank 619,507 538,307 -13.11 31,731 26,302 -17.11
2018-03-29 N-Q Hennessy Funds Trust (see advisory)
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 1,463,977 1,596,072 9.02 74,985 77,984 4.00
2018-04-20 13F-HR FIRST QUADRANT L P/CA 101,522 0 -100.00 5,200 0 -100.00
2018-05-15 13F-HR Gotham Asset Management, LLC 392,065 0 -100.00 20,082 0 -100.00
2018-05-15 13F-HR Standard Life Aberdeen Plc 128,353 128,198 -0.12 6,574 6,263 -4.73
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 119,835 117,416 -2.02 6,138 5,737 -6.53
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 295,750 292,518 -1.09 15,148 14,292 -5.65
2018-05-15 13F-HR SECOR Capital Advisors, LP 88,325 0 -100.00 4,524 0 -100.00
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-03-30 N-Q Fidelity Capital Trust (see advisory)
2018-04-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 110 400 263.64 6 20 233.33
2018-02-14 13F-HR CUSHING ASSET MANAGEMENT, LP Put 90,000 0 -100.00 3 0 -100.00
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 364,452 361,452 -0.82 18,667 17,661 -5.39
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 67,327 0 -100.00 3,448 0 -100.00
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES Call 13,100 0 -100.00 69 0 -100.00
2018-05-15 13F-HR People's United Financial, Inc. 0 6,740 0 329
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 47 0 -100.00 2 0 -100.00
2018-05-14 13F-HR Axa 12,266 4,499 -63.32 628 220 -64.97
2018-05-14 13F-HR Evercore Wealth Management, LLC 1,656 0 -100.00 85 0 -100.00
2018-05-14 N-Q Wright Managed Equity Trust (see advisory)
2018-01-29 13F-HR NewSquare Capital LLC 116 0 -100.00 4 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 97,500 0 -100.00 4,994 0 -100.00
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 602,277 527,736 -12.38 30,849 25,784 -16.42
2018-04-12 13F-HR Bogart Wealth, Llc 96 96 0.00 5 5 0.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 3,012,374 5,448,801 80.88 154,295 266,229 72.55
2018-04-11 13F-HR First Capital Advisors Group, LLC. 992 48
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 9,875 2,636 -73.31 505 128 -74.65
2018-05-14 13F-HR Archford Capital Strategies, LLC 0 100 0 5
2018-05-14 13F-HR BB&T SECURITIES, LLC 13,150 12,631 -3.95 673 617 -8.32
2018-05-07 13F-HR Manchester Capital Management LLC 53 53 0.00 3 3 0.00
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 45,003 34,915 -22.42 2,305 1,706 -25.99
2018-05-15 13F-HR WOLVERINE TRADING, LLC 18,490 0 -100.00 947 0 -100.00
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 5,200 15,500 198.08 266 757 184.59
2018-04-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-04-27 N-Q Proshares Trust (see advisory)
2018-05-15 13F-HR BARCLAYS PLC Call 132,400 55,900 -57.78 6,782 2,731 -59.73
2018-05-14 13F-HR TEACHERS ADVISORS INC 470,015 435,049 -7.44 24,074 21,256 -11.71
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 14,848 0 -100.00 534 0 -100.00
2018-05-07 13F-HR ING GROEP NV 5,250 26,978 413.87 269 1,318 389.96
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 6,414 6,414 0.00 328 314 -4.27
2018-05-15 13F-HR BlueCrest Capital Management Ltd 59,764 7,665 -87.17 3,061 375 -87.75
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-03-27 N-Q American Century Mutual Funds, Inc. (see advisory)
2018-05-15 13F-HR CREDIT SUISSE AG/ 334,523 313,898 -6.17 17,135 15,337 -10.49
2018-04-11 13F-HR DnB Asset Management AS 17,300 17,600 1.73 886,106 859,936 -2.95
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 298,056 257,712 -13.54 15,266 12,592 -17.52
2018-04-25 N-Q Federated Fixed Income Securities Inc (see advisory)
2018-05-14 13F-HR CADENCE CAPITAL MANAGEMENT LLC 24,238 24,000 -0.98 1,241 1,173 -5.48
2018-05-08 13F-HR AFAM CAPITAL, INC. 190,432 192,497 1.08 9,754 9,405 -3.58
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 76,761 106,232 38.39 3,932 5,190 31.99
2018-05-01 13F-HR WealthTrust Axiom LLC 4,904 4,904 0.00 251 239 -4.78
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 295,535 408,599 38.26 15,137 19,964 31.89
2018-03-30 N-Q Franklin Strategic Series (see advisory)
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2017-12-28 N-Q Fidelity Puritan Trust (see advisory)
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-04-30 13F-HR Moisand Fitzgerald Tamayo, LLC 100 5
2018-05-08 13F-HR US BANCORP \DE\ 49,345 37,051 -24.91 2,527 1,810 -28.37
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-04-20 13F-HR BB&T CORP 27,601 28,763 4.21 1,414 1,406 -0.57
2018-05-08 13F-HR Advisornet Financial, Inc 5,400 264
2018-05-14 13F-HR Lazarus Management Co LLC 5,066 0 -100.00 259 0 -100.00
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-15 13F-HR Kemnay Advisory Services Inc. 26,060 1,273
2018-04-30 13F-HR CIBC Asset Management Inc 11,950 11,339 -5.11 612 554 -9.48
2018-04-10 13F-HR Andra AP-fonden 41,300 173,900 321.07 2,115 8,497 301.75
2018-02-14 13F-HR GLG LLC 7,637 7,637 0.00 275 391 42.18
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 118,400 24,800 -79.05 6,064 1,212 -80.01
2018-05-22 N-Q Meeder Funds (see advisory)
2018-05-15 13F-HR Voya Investment Management LLC 136,232 156,774 15.08 6,978 7,660 9.77
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 22,200 22,200 0.00 1,137 1,085 -4.57
2018-02-14 13F-HR KEMPEN CAPITAL MANAGEMENT N.V. 852,200 0 -100.00 30,654 0 -100.00
2018-04-30 N-Q Investment Managers Series Trust (see advisory)
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-05-15 13F-HR CUSHING ASSET MANAGEMENT, LP 0 67,500 0 3,298
2018-05-15 13F-HR LPL Financial LLC 22,806 20,840 -8.62 1,168 1,018 -12.84
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 467,790 659,090 40.89 23,960 32,203 34.40
2018-05-15 13F-HR HANCOCK HOLDING CO 259,596 258,780 -0.31 13,296 12,644 -4.90
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-03 13F-HR CAPITAL MANAGEMENT ASSOCIATES /NY/ 17,000 0 -100.00 871 0 -100.00
2018-05-11 13F-HR Gemmer Asset Management LLC 351 386 9.97 18 19 5.56
2018-02-01 13F-HR Monarch Partners Asset Management LLC 184,070 0 -100.00 6,621 0 -100.00
2018-02-14 13F-HR A.R.T. Advisors, LLC 64,000 0 -100.00 2,302 0 -100.00
2018-02-14 13F-HR KEY GROUP HOLDINGS (CAYMAN), LTD. 291,168 0 -100.00 10,473 0 -100.00
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2017-12-29 N-Q Nuveen Investment Trust V (see advisory)
2018-02-13 13F-HR Intellectus Partners, LLC 500 0 -100.00 18 0 -100.00
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-05-14 13F-HR Nuveen Fund Advisors, LLC 6,403 5,993 -6.40 328 293 -10.67
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-05-10 13F-HR JP Morgan Chase & Co 2,266,451 1,722,527 -24.00 116,087 84,165 -27.50
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 15,646 12,159 -22.29 801 594 -25.84
2018-05-15 13F-HR Rainier Group Investment Advisory LLC 130 6
2018-05-02 13F-HR NuWave Investment Management, LLC 2,604 0 -100.00 133 0 -100.00
2018-05-15 13F-HR TCTC Holdings, LLC 13,970,123 13,971,255 0.01 715,550 682,636 -4.60
2018-02-14 13F-HR ROYAL BANK OF CANADA Call 159,900 0 -100.00 5,752 0 -100.00
2018-02-14 13F-HR DEUTSCHE BANK AG\ Put 1,272 0 -100.00 45 0 -100.00
2018-05-15 13F-HR Clark Capital Management Group, Inc. 23,615 14,088 -40.34 1,210 688 -43.14
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 37,259 40,109 7.65 1,908 1,960 2.73
2018-05-07 13F-HR Arlington Partners Llc 91 4
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 12,450 12,450 0.00 638 608 -4.70
2018-01-16 13F-HR NEXT Financial Group, Inc 368 0 -100.00 13 0 -100.00
2018-05-21 13F-HR Summit Trail Advisors, Llc 636 41,573 6,436.64 31 42 35.48
2018-05-10 13F-HR First Personal Financial Services 191 172 -9.95 10 8 -20.00
2018-04-13 13F-HR North Star Investment Management Corp. 451 455 0.89 23 22 -4.35
2018-05-14 13F-HR UNITED BANK /VA/ 55,175 45,977 -16.67 2,826 2,246 -20.52
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 238 0 -100.00 9 0 -100.00
2018-05-09 13F-HR Twin Tree Management, LP Put 64,800 1,000 -98.46 3,319 49 -98.52
2018-05-03 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 23,892 23,343 -2.30 1,224 1,141 -6.78
2018-04-20 13F-HR STRS OHIO 2,082 2,016 -3.17 106 98 -7.55
2018-05-01 13F-HR COMERICA BANK 155,005 150,224 -3.08 7,636 8,749 14.58
2018-04-30 13F-HR ICON ADVISERS INC/CO 64,600 44,700 -30.80 3,309 2,184 -34.00
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 43,900 48,900 11.39 2,249 2,389 6.22
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 12,300 19,200 56.10 630 938 48.89
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 833,637 861,935 3.39 42,699 42,114 -1.37
2018-05-10 13F-HR IFM Investors Pty Ltd 6,120 299
2018-05-07 13F-HR GREAT LAKES ADVISORS, LLC 145,473 207,132 42.39 7,451 10,120 35.82
2018-05-15 13F-HR Metlife Investment Advisors, Llc 112,166 110,684 -1.32 5,745 5,408 -5.87
2018-05-22 N-Q Blackrock Funds Iii (see advisory)
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 121,525 106,993 -11.96 6,225 5,228 -16.02
2018-05-15 13F-HR HighTower Advisors, LLC Put 1,000 0 -100.00 1 0 -100.00
2018-03-27 N-Q Schwab Investments (see advisory)
2018-03-23 N-Q Thrivent Mutual Funds (see advisory)
2018-05-14 13F-HR Allianz Asset Management AG 142,590 147,666 3.56 7,303 7,215 -1.20
2018-05-09 13F-HR MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ 30,690 0 -100.00 1,572 0 -100.00
2018-04-13 13F-HR Cwm Advisors, Llc 1,469 0 -100.00 75 0 -100.00
2018-02-28 N-Q Vanguard Fenway Funds (see advisory)
2018-02-09 13F-HR Valeo Financial Advisors, Llc 160 0 -100.00 6 0 -100.00
2018-02-14 13F-HR CSS LLC/IL Call 30,000 0 -100.00 1,079 0 -100.00
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 11,400 0 -100.00 584 0 -100.00
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 7,500 16,200 116.00 384 792 106.25
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 25,894 47,821 84.68 1,326 2,337 76.24
2018-02-14 13F-HR NUMERIC INVESTORS LLC 12,600 14,600 15.87 453 748 65.12
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 36,302 71,708 97.53 1,038 3,487 235.93
2018-04-20 13F-HR Seacrest Wealth Management, Llc 188 188 0.00 10 9 -10.00
2018-04-26 13F-HR CWM, LLC 93 93 0.00 5 5 0.00
2018-05-10 13F-HR South Dakota Investment Council 71,100 57,200 -19.55 3,642 2,795 -23.26
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,387,000 491,800 -64.54 71,042 24,029 -66.18
2018-01-26 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-05-10 13F-HR Winfield Associates, Inc. 40 0 -100.00 3 0 -100.00
2018-05-14 13F-HR Virtu Financial LLC 22,746 0 -100.00 1,165 0 -100.00
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 66,100 100,600 52.19 3,386 4,915 45.16
2018-05-12 13F-HR Hillsdale Investment Management Inc. 0 8,160 0 399
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 128,112 64,051 -50.00 6,563 3,129 -52.32
2018-04-27 N-Q Valic Co I (see advisory)
2018-05-16 13F-HR ASSETMARK, INC 2,739 2,117 -22.71 140 103 -26.43
2018-05-03 13F-HR BUCKHEAD CAPITAL MANAGEMENT LLC 47,673 47,703 0.06 2,442 2,331 -4.55
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-05-10 13F-HR Spark Investment Management LLC 481,600 302,500 -37.19 24,667 14,780 -40.08
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 103,900 184,500 77.57 5,322 9,015 69.39
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 85,084 4,157
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 1,175 60
2018-05-08 13F-HR PACIFIC HEIGHTS ASSET MANAGEMENT LLC 275,000 220,000 -20.00 14,085 10,749 -23.68
2018-05-15 13F-HR TLP GROUP LLC 93 0 -100.00 5 0 -100.00
2018-05-09 13F-HR Meadow Creek Investment Management LLC 67,856 3,475
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 19,243 11,900 -38.16 986 581 -41.08
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 1,049 4,852 362.54 53 237 347.17
2018-05-11 13F-HR Quadrature Capital LTD 0 32,782 0 1,602
2018-05-15 13F-HR Utah Retirement Systems 32,982 32,982 0.00 1,690 1,612 -4.62
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 112,916 895,834 693.36 5,784 43,770 656.74
2018-05-14 13F-HR ProShare Advisors LLC 28,875 26,970 -6.60 1,479 1,318 -10.89
2018-04-23 13F-HR World Asset Management Inc 15,627 13,555 -13.26 800 662 -17.25
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 400,780 385,080 -3.92 20,528 18,815 -8.34
2018-05-14 13F-HR Meiji Yasuda Life Insurance Co 0 5,250 0 257
2018-05-15 13F-HR FIFTH THIRD BANCORP 1,770 1,893 6.95 91 92 1.10
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 4,000 0 -100.00 205 0 -100.00
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 98,775 91,085 -7.79 5,059 4,450 -12.04
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 40,300 397,900 887.34 2,064 19,441 841.91
2018-03-26 N-Q Goldman Sachs Trust (see advisory)
2018-03-29 N-Q Mainstay Funds (see advisory)
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 3,599,830 2,536,938 -29.53 184,383 123,955 -32.77
2018-02-12 13F-HR Smith Asset Management Group LP 1,030 0 -100.00 37 0 -100.00
2018-05-14 13F-HR FMR LLC / Fidelity 1,658,878 1,499,429 -9.61 84,968 73,262 -13.78
2018-03-26 N-Q Mfs Series Trust Xv (see advisory)
2018-05-14 13F-HR Simmons Bank 4,980 243
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-05-14 13F-HR Kepos Capital LP 99,372 99,372 0.00 5,090 4,855 -4.62
2018-03-29 N-Q Direxion Shares Etf Trust (see advisory)
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 6,981 42,008 501.75 358 2,053 473.46
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 12,000 0 -100.00 613 0 -100.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 798,245 1,552,807 94.53 40,886 75,870 85.56
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 96 96 0.00 5 5 0.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 10,107 9,996 -1.10 518 488 -5.79
2018-04-11 13F-HR FIRST CITIZENS BANK & TRUST CO 7,542 8,135 7.86 386 397 2.85
2018-02-23 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-05-22 13F-HR AMALGAMATED BANK 35,807 35,498 -0.86 1,834 1,734 -5.45
2018-02-14 13F-HR CSS LLC/IL Put 14,200 0 -100.00 510 0 -100.00
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 2,021 2,617 29.49 104 128 23.08
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 1,500 700 -53.33 77 34 -55.84
2018-05-11 13F-HR Cutler Group LP 100 6,714 6,614.00 5 328 6,460.00
2018-05-15 13F-HR Lion Point Capital, LP Put 108,000 0 -100.00 5,532 0 -100.00
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-02-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 187,920 0 -100.00 6,759 0 -100.00
2018-05-14 13F-HR FOSTER & MOTLEY INC 5,253 11,285 114.83 269 551 104.83
2018-05-15 13F-HR MENTA CAPITAL LLC 0 6,800 0 332
2018-04-12 13F-HR CUE FINANCIAL GROUP, INC. 5,233 0 -100.00 268 0 -100.00
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 900 900 0.00 46 44 -4.35
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 583,396 829,993 42.27 29,883 40,550 35.70
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 156,109 156,710 0.38 7,996 7,657 -4.24
2018-05-04 13F-HR M&T BANK CORP 36,264 37,098 2.30 1,858 1,813 -2.42
2018-02-14 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 12,122 0 -100.00 99 0 -100.00
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 1,379,948 3,108,746 125.28 70,681 151,893 114.90
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 995,329 1,009,828 1.46 50,981 49,341 -3.22

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( HFC / HollyFrontier Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

Related Articles

HRTX : Heron Therapeutics Analysis and Research Report

2018-05-25 - Asif

Overview Heron is a commercial-stage biotechnology company focused on improving the lives of patients by developing best-in-class treatments that address some of the most important unmet patient needs. Heron Therapeutics is developing novel, patient-focused solutions that apply its innovative science and technologies to already approved pharmacological agents for patients suffering from cancer or pain. On August 9, 2016, its first commercial product, SUSTOL, was approved by the FDA. The company developed SUSTOL for the prevention of chemotherapy-induced nausea and vomiting (“CINV”). SUSTOL is indicated, in combination with other antiemetics, in adults for the prevention of acute and delayed nausea and vomiting associated with initial and repeat courses of moderately emetogenic chemotherapy (“MEC”) or anthracycline and cyclophosphamide (“AC”) combination chemotherapy regimens. The company commenced commercial sales of SUSTOL in the U.S. in October 2016. On November 9, 2017...

ACIA: Acacia Communications Analysis and Research Report

2018-05-25 - Asif

Overview The company's mission is to deliver high-speed coherent optical interconnect products that transform communications networks, relied upon by cloud infrastructure operators and content and communication service providers, through improvements in performance and capacity and reductions in associated costs. By converting optical interconnect technology to a silicon-based technology, a process the company refer to as the siliconization of optical interconnect, the company believe Acacia Communications is leading a disruption that is analogous to the computing industry’s integration of multiple functions into a microprocessor. The company's products include a family of low-power coherent digital signal processor application-specific integrated circuits, or DSP ASICs, and silicon photonic integrated circuits, or silicon PICs, which Acacia Communications has integrated into families of optical interconnect modules with transmission speeds ranging from 100 to 400 gigabits per ...

ANTH: Anthera Pharmaceuticals Analysis and Research Report

2018-05-21 - Asif

Overview Anthera Pharmaceuticals, Inc. is a biopharmaceutical company focused on advancing the development and commercialization of innovative medicines that benefit patients with unmet medical needs. The company currently have two compounds in development, Sollpura and blisibimod. The company licensed Sollpura from Eli Lilly & Co (“Eli Lilly”) in July 2014. Sollpura is a novel non-porcine investigational Pancreatic Enzyme Replacement Therapy (“PERT”) intended for the treatment of patients with Exocrine Pancreatic Insufficiency (“EPI”), often seen in patients with cystic fibrosis and other conditions. The company licensed blisibimod from Amgen, Inc. (“Amgen”) in December 2007. Blisibimod targets B-cell activating factor, or BAFF, which has been shown to be elevated in a variety of B-cell mediated autoimmune diseases, including Immunoglobulin A nephropathy, or IgA nephropathy. Sollpura The exocrine pancreas is responsible for synthesis and secretion of digestive en...

Related News Stories

6 Energy Stocks That Crushed Estimates This Earnings Season

2018-05-23 zacks
The first-quarter reporting cycle is almost over. During a reporting cycle, investors keep a tab of the companies delivering earnings beat. Earnings theoretically determine the growth or contraction of companies as well as their stocks. Speculations regarding earnings beat or miss can either cheer investors or upset them to the point of a hasty sell-off. Q1 Earnings Season Wrapping Up As of May 17, 461 S&P 500 members reported Q1 results that combined account for 95. (15-0)

Exxon Mobil: Sometimes The Turtle Beats The Hare

2018-05-23 seekingalpha
Several headwinds to supply (and continuing increases to demand) present the possibility that oil will be HIGHER for longer. (7-0)

ExxonMobil: Sometimes The Turtle Beats The Hare

2018-05-22 seekingalpha
Several headwinds to supply (and continuing increases to demand) present the possibility that oil will be HIGHER for longer. (1-0)

Profit From Oil Bulls With Top-Ranked Energy Stocks

2018-05-22 zacks
Oil price has been enjoying a smooth sail for the past couple of months with Brent hovering near $80 per barrel, the highest since 2014, and U.S. crude trading above $72 per barrel. The rally was driven by several factors that are pointing to a rebalancing of the oil market and infusing optimism among investors. This has pushed the energy stocks higher, making it the best-performing sector so far in the second quarter. (70-0)

U.S. Markets Hits 2-Month High: 5 Top-Ranked Growth Picks

2018-05-22 zacks
Following the easing of tensions between the United States and China, U.S. stock markets hit a two-month high on May 21. Notably, President Trump’s imposition of tariffs on Chinese imports and retaliatory tariffs by China aggravated the market volatility which commenced in February. However, the two rounds of meetings between the two countries’ high level delegates have prevented tensions from escalating. (98-0)

CUSIP: 436106108