Stock Institutional Ownership and Shareholders

SecurityHFC / HollyFrontier Corp. (436106108)
President & CEODamiris George John
Institutional Owners408
Institutional Shares149,829,706
Outstanding Shares176,530,000 (as of 2017-09-30)
Institutional Value$ 33,424,705,000 USD

HollyFrontier Corp. (NYSE:HFC) has 408 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 149,829,706 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, TCTC Holdings, LLC, State Street Corp, Dimensional Fund Advisors Lp, Price T Rowe Associates Inc /md/, Principal Financial Group Inc, Schroder Investment Management Group, Alliancebernstein L.p., and Bank of New York Mellon Corp.



HollyFrontier Corp. (NYSE:HFC) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-13 13F-HR Camelot Portfolios, LLC 27,944 28,777 2.98 768 1,035 34.77
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 343 150 -56.27 25 48 92.00
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 59,061 2,124
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES Call 12,300 13,100 6.50 9 69 666.67
2017-07-27 13F-HR Parkside Financial Bank & Trust 27 0 -100.00 1 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 113,200 134,300 18.64 3,110 4,831 55.34
2017-10-18 13F-HR EXANE DERIVATIVES 1 0 -100.00 27 0 -100.00
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 0 246,098 0 8,852
2017-11-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 202,280 187,920 -7.10 5,557 6,759 21.63
2017-10-23 13F-HR STRS OHIO 1,949 2,419 24.11 53 87 64.15
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 14,848 0 534
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 38,997 27,870 -28.53 1,067 1,005 -5.81
2017-10-12 13F-HR Gemmer Asset Management LLC 343 347 1.17 9 12 33.33
2017-10-17 13F-HR Cutler Group LP Put 47,900 24,900 -48.02 23 1 -95.65
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 0 6,514 0 234
2017-11-14 13F-HR Tobam 83,110 0 -100.00 2,283 0 -100.00
2017-11-01 13F-HR State of Tennessee, Treasury Department 311,200 211,200 -32.13 8,549 7,597 -11.14
2017-10-18 13F-HR Moloney Securities Asset Management, LLC 6,111 220
2017-11-14 13F-HR Nuveen Asset Management, LLC 453,645 690,752 52.27 12,462 24,846 99.37
2017-11-14 13F-HR CREDIT SUISSE AG/ 256,351 259,670 1.29 7,042 9,339 32.62
2017-11-14 13F-HR BOKF, NA 59,895 44,031 -26.49 1,645 1,583 -3.77
2017-11-13 13F-HR NORTHERN TRUST CORP 1,971,650 2,185,981 10.87 54,162 78,629 45.17
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 0 18,258 0 657
2017-11-14 13F-HR Vident Investment Advisory, LLC 83,031 94,715 14.07 2,281 3,407 49.36
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 12,915 88,378 584.31 355 3,179 795.49
2017-11-14 13F-HR Paloma Partners Management Co 0 7,811 0 280
2017-11-13 13F-HR Spark Investment Management LLC 115,500 227,500 96.97 3,172 8,183 157.98
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 200 0 -100.00 5 0 -100.00
2017-11-13 13F-HR US BANCORP \DE\ 46,535 45,321 -2.61 1,278 1,630 27.54
2017-11-14 13F-HR HWG Holdings LP 294 297 1.02 8 11 37.50
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 60,000 63,300 5.50 1,434 2,277 58.79
2017-11-13 13F-HR Bb&t Investment Services, Inc. 11 11 0.00 0 0
2017-11-07 13F-HR Lee Financial CORP 3,270 3,270 0.00 90 118 31.11
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 572,678 603,238 5.34 15,731,464 21,698,472 37.93
2017-08-14 13F-HR Jefferies Group LLC Call 25,000 0 -100.00 709 0 -100.00
2017-10-31 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 56,680 48,540 -14.36 1,557 1,746 12.14
2017-11-14 13F-HR DEUTSCHE BANK AG\ Put 0 1,272 0 45
2017-10-17 13F-HR Cutler Group LP Call 53,600 23,100 -56.90 44 77 75.00
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 26,417 26,417 0.00 950 950 0.00
2017-11-06 13F-HR Lingohr & Partner Asset Management GmbH 19,100 19,100 0.00 541 705 30.31
2017-08-09 13F-HR Quinn Opportunity Partners LLC 11,000 0 -100.00 312 0 -100.00
2017-11-14 13F-HR A.R.T. Advisors, LLC 0 64,000 0 2,302
2017-10-13 13F-HR Advocacy Wealth Management Services, LLC 406 406 0.00 11 15 36.36
2017-11-13 13F-HR CITIGROUP INC Call 346,900 365,500 5.36 9,529 13,147 37.97
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 36,579 36,302 -0.76 1,036 1,038 0.19
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 256,253 138,305 -46.03 7,039 4,975 -29.32
2017-11-14 13F-HR MORGAN STANLEY 1,015,297 1,354,161 33.38 27,891 48,707 74.63
2017-10-17 13F-HR VIKING FUND MANAGEMENT LLC 1,800 1,500 -16.67 49 54 10.20
2017-07-21 13F-HR WealthTrust-Arizona, LLC 1,150 0 -100.00 33 0 -100.00
2017-10-26 13F-HR Acrospire Investment Management LLC 1,300 0 -100.00 36 0 -100.00
2017-11-14 13F-HR AJO, LP 0 248,342 0 8,933
2017-07-14 13F-HR JAMES INVESTMENT RESEARCH INC 6,300 0 -100.00 179 0 -100.00
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,258,004 1,288,743 2.44 34,557 46,356 34.14
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 270,071 277,068 2.59 7,419 9,966 34.33
2017-11-14 13F-HR Nuveen Fund Advisors, LLC 9,102 7,719 -15.19 250 278 11.20
2017-11-14 13F-HR NOMURA HOLDINGS INC 21,400 30,916 44.47 588 1,112 89.12
2017-11-09 13F-HR JP MORGAN CHASE & CO 1,494,747 626,399 -58.09 41,060 22,544 -45.09
2017-11-07 13F-HR Commonwealth Equity Services, Inc 36,635 36,656 0.06 1,006 1,318 31.01
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 185,950 4,091,515 2,100.33 5,108 147,172 2,781.21
2017-10-16 13F-HR CWM, LLC 0 93 0 3
2017-11-14 13F-HR Neuburgh Advisers LLC 11,396 77,550 580.50 313 2,789 791.05
2017-11-14 13F-HR SUNTRUST BANKS INC 87,625 74,614 -14.85 2,406 2,682 11.47
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 9,148 9,148 0.00 251 329 31.08
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 0 67,261 0 2,419
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 8,000 12,700 58.75 220 457 107.73
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 267,688 288,928 7.93 7,353 10,393 41.34
2017-10-10 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 189,168 106,632 -43.63 5,196 3,836 -26.17
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 101,700 28,200 -72.27 2,794 1,014 -63.71
2017-11-01 13F-HR KLINGENSTEIN FIELDS & CO LLC 0 7,000 0 252
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 0 12,900 0 464
2017-11-08 13F-HR STEPHENS INC /AR/ 30,488 21,746 -28.67 838 782 -6.68
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 60,853 60,653 -0.33 1,672 2,182 30.50
2017-11-13 13F-HR LSV ASSET MANAGEMENT 255,400 0 -100.00 7,015 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC 0 36,460 0 1,311
2017-11-13 13F-HR M&T BANK CORP 19,789 38,797 96.05 543 1,395 156.91
2017-10-10 13F-HR Ledyard National Bank 875 2,565 193.14 24 92 283.33
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 654,103 718,207 9.80 17,968 25,834 43.78
2017-11-14 13F-HR Legg Mason Asset Management (Japan) Co., Ltd. 0 14,800 0 533
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 15,281 0 -100.00 420 0 -100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 2,760,488 2,790,255 1.08 75,829 100,365 32.36
2017-11-13 13F-HR Resources Investment Advisors, Inc. 1,967 1,967 0.00 54 71 31.48
2017-10-11 13F-HR DnB Asset Management AS 17,000 14,700 -13.53 466,990 528,759 13.23
2017-11-14 13F-HR Magnetar Financial LLC 0 22,163 0 797
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 409,948 421,872 2.91 11,261 15,175 34.76
2017-11-08 13F-HR NEXT Financial Group, Inc 868 368 -57.60 24,000 13 -99.95
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 12,878 11,748 -8.77 354 423 19.49
2017-11-07 13F-HR NewSquare Capital LLC 116 116 0.00 3 4 33.33
2017-11-15 13F-HR Cambria Investment Management, L.P. 24,411 0 -100.00 671 0 -100.00
2017-11-15 13F-HR CASTLEARK MANAGEMENT LLC 0 58,000 0 2,086
2017-11-13 13F-HR Spears Abacus Advisors LLC 10,138 0 -100.00 278 0 -100.00
2017-10-19 13F-HR Smith, Graham & Co., Investment Advisors, LP 129,890 128,820 -0.82 3,568 4,634 29.88
2017-11-01 13F-HR Mountain Capital Investment Advisors, Inc 235 238 1.28 6 9 50.00
2017-11-15 13F-HR DEAN INVESTMENT ASSOCIATES, LLC 43,179 43,717 1.25 1,186 1,573 32.63
2017-11-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 3,528 3,678 4.25 97 132 36.08
2017-11-09 13F-HR Vision Capital Management, Inc. 55,870 55,725 -0.26 1,535 2,004 30.55
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 1,111,634 0 39,985
2017-11-15 13F-HR AFAM CAPITAL, INC. 192,604 193,002 0.21 5,291 6,942 31.20
2017-11-30 13F-HR/A-1 BARROW HANLEY MEWHINNEY & STRAUSS LLC 297 747 151.52 8 27 237.50
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 35,345 35,345 0.00 971 1,271 30.90
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 1,350,000 282,800 -79.05 37,085 10,172 -72.57
2017-11-09 13F-HR Manchester Capital Management LLC 53 53 0.00 1 2 100.00
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 133,216 176,768 32.69 3,618 6,358 75.73
2017-11-06 13F-HR CIBC Asset Management Inc 11,196 10,960 -2.11 308 394 27.92
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 314,316 165,826 -47.24 8,634 5,965 -30.91
2017-11-08 13F-HR Oakworth Capital, Inc. 300 300 0.00 8 9 12.50
2017-11-14 13F-HR GAM Holding AG 13,622 6,181 -54.62 374 222 -40.64
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 210,144 158,283 -24.68 5,773 5,693 -1.39
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 262,192 262,018 -0.07 7,203 9,425 30.85
2017-11-15 13F-HR WOLVERINE TRADING, LLC 9,345 10,690 14.39 262 385 46.95
2017-11-03 13F-HR Advantus Capital Management Inc 22,390 22,390 0.00 615 805 30.89
2017-11-14 13F-HR Integral Derivatives, LLC Call 21,700 21,500 -0.92 596 773 29.70
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 52,373 23,500 -55.13 1,439 845 -41.28
2017-10-31 13F-HR Syntal Capital Partners, LLC 8,278 10,236 23.65 227 368 62.11
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 2,618,090 2,698,392 3.07 71,919 97,062 34.96
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 10,400 127,900 1,129.81 286 4,601 1,508.74
2017-11-14 13F-HR NOMURA HOLDINGS INC Put 25,000 0 -100.00 687 0 -100.00
2017-11-13 13F-HR Twin Tree Management, LP Put 0 11,100 0 399
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 110,900 133,900 20.74 3,105 4,816 55.10
2017-08-14 13F-HR Zebra Capital Management LLC 23,194 0 -100.00 657 0 -100.00
2017-11-09 13F-HR South Dakota Investment Council 112,400 112,400 0.00 3,088 4,043 30.93
2017-10-20 13F-HR/A-1 Shell Asset Management Co 22,332 21,191 -5.11 613 762 24.31
2017-11-14 13F-HR LPL Financial LLC 53,596 35,845 -33.12 1,472 1,289 -12.43
2017-11-03 13F-HR ZWJ INVESTMENT COUNSEL INC 0 6,000 0 216
2017-11-14 13F-HR Point72 Asset Management, L.P. Put 476,400 17,136
2017-11-14 13F-HR Jefferies Group LLC 0 75,465 0 2,714
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 499,447 480,542 -3.79 13,720 17,285 25.98
2017-08-14 13F-HR Cubist Systematic Strategies, LLC 18,235 0 -100.00 517 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC Call 334,200 149,300 -55.33 9,178 5,378 -41.40
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 9,881 0 -100.00 271 0 -100.00
2017-11-09 13F-HR FNY Managed Accounts LLC 4,548 163
2017-11-14 13F-HR BTG Pactual Global Asset Management Ltd 40,000 0 -100.00 1,099 0 -100.00
2017-11-07 13F-HR QUANTUM CAPITAL MANAGEMENT 15,506 15,826 2.06 426 569 33.57
2017-11-14 13F-HR BARCLAYS PLC Call 335,100 426,100 27.16 9,205 15,326 66.50
2017-08-01 13F-HR HL FINANCIAL SERVICES LLC 19,691 0 -100.00 558 0 -100.00
2017-11-03 13F-HR Breton Hill Capital Ltd. 0 25,348 0 912
2017-08-08 13F-HR Airain ltd 88,431 0 -100.00 2,506 0 -100.00
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 33,579 218,578 550.94 922 7,862 752.71
2017-08-11 13F-HR SkyBridge Capital II, LLC 595,633 0 -100.00 16,880 0 -100.00
2017-07-12 13F-HR SpiderRock Advisors LLC Call 28
2017-11-01 13F-HR Old Mutual Global Investors (UK) Ltd. 0 30,300 0 1,089
2017-11-13 13F-HR MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ 64,900 33,835 -47.87 1,783 1,217 -31.74
2017-11-08 13F-HR ICON ADVISERS INC/CO 200,000 187,900 -6.05 5,494 6,759 23.03
2017-11-13 13F-HR Precocity Capital LP 0 550,000 0 19,784
2017-12-05 13F-HR Perigon Wealth Management, LLC 42 2
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 65,600 54,400 -17.07 1,802 1,957 8.60
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 62,599 131,715 110.41 1,774 3,618 103.95
2017-08-14 13F-HR SII INVESTMENTS INC/WI 7,063 0 -100.00 200 0 -100.00
2017-07-26 13F-HR CONGRESS ASSET MANAGEMENT CO /MA 105,582 0 -100.00 2,992 0 -100.00
2017-11-14 13F-HR Hutchin Hill Capital, LP 0 14,101 0 507
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 108,773 171,494 57.66 2,988 6,218 108.10
2017-10-26 13F-HR UNITED BANK, INC. 85,330 84,469 -1.01 2,344 3,038 29.61
2017-11-14 13F-HR GLG Partners LP 7,346 0 -100.00 202 0 -100.00
2017-10-30 13F-HR IFP Advisors, Inc 4,880 5,212 6.80 134 187 39.55
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 766 105 -86.29 22 4 -81.82
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 1,500 1,500 0.00 41 54 31.71
2017-10-25 13F-HR Aperio Group, LLC 54,803 62,232 13.56 1,505 2,238 48.70
2017-11-13 13F-HR KBC Group NV 18,176 39,683 118.33 499 1,427 185.97
2017-11-08 13F-HR MACQUARIE GROUP LTD 34,000 15,800 -53.53 934 569 -39.08
2017-11-03 13F-HR River Road Asset Management, LLC 276,160 251,450 -8.95 7,586 9,045 19.23
2017-11-14 13F-HR 1832 Asset Management L.P. 135 135 0.00 4 5 25.00
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 1,004,130 753,427 -24.97 27,582 27,100 -1.75
2017-11-13 13F-HR TEACHERS ADVISORS INC 426,925 457,317 7.12 11,728 16,450 40.26
2017-11-14 13F-HR Ionic Capital Management LLC Put 100,000 100,000 0.00 2,747 3,597 30.94
2017-10-31 13F-HR WEDBUSH SECURITIES INC 10,875 11,009 1.23 299 396 32.44
2017-11-15 13F-HR GREEN SQUARE CAPITAL LLC 202,202 191,581 -5.25 5,554 6,891 24.07
2017-11-13 13F-HR PACIFIC HEIGHTS ASSET MANAGEMENT LLC 325,000 275,000 -15.38 8,928 9,892 10.80
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 184,000 190,500 3.53 5,054 6,852 35.58
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 507,510 555,224 9.40 13,941 19,971 43.25
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 25,884 25,861 -0.09 711 930 30.80
2017-11-01 13F-HR Bt Investment Management Ltd 18,813 0 -100.00 516,794 0 -100.00
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 15,400 0 -100.00 423 0 -100.00
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 850 0 -100.00 23 0 -100.00
2017-10-13 13F-HR DUBUQUE BANK & TRUST CO 500 500 0.00 14 18 28.57
2017-11-06 13F-HR RHUMBLINE ADVISERS 315,743 317,799 0.65 8,673 11,431 31.80
2017-07-17 13F-HR BerganKDV Wealth Management, LLC 57,416 0 -100.00 1,627 0 -100.00
2017-11-14 13F-HR Standard Life Aberdeen Plc 132,403 4,763
2017-11-14 13F-HR AMP Capital Investors Ltd 154,786 109,929 -28.98 4,334 3,953 -8.79
2017-11-14 13F-HR HANCOCK HOLDING CO 344,404 349,992 1.62 9,461 12,589 33.06
2017-11-15 13F-HR Sterling Capital Management LLC 0 102,970 0 3,704
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 44,200 40,000 -9.50 1,214 1,439 18.53
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 646,112 1,603,606 148.19 17,749 57,682 224.99
2017-11-14 13F-HR CSS LLC/IL Call 0 30,000 0 1,079
2017-11-03 13F-HR World Asset Management Inc 15,813 16,148 2.12 434 581 33.87
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 89,100 92,200 3.48 2,495 3,316 32.91
2017-11-09 13F-HR Achmea Investment Management B.V. 37,181 37,181 0.00 1,020 1,337 31.08
2017-10-16 13F-HR Dynamic Advisors Solutions LLC 6,367 229
2017-11-13 13F-HR People's United Financial, Inc. 2,263 0 -100.00 62 0 -100.00
2017-11-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 222,140 435,220 95.92 6,102 15,655 156.56
2017-10-05 13F-HR First National Bank of Mount Dora, Trust Investment Services 38,987 34,149 -12.41 1,071 1,229 14.75
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 129,487 129,422 -0.05 3,557 4,655 30.87
2017-11-15 13F-HR Janney Montgomery Scott LLC 11,031 10,618 -3.74 303 382 26.07
2017-11-13 13F-HR Allianz Asset Management AG 25,784 187,050 625.45 712 6,727 844.80
2017-11-14 13F-HR Dynamic Capital Management Ltd 0 5,933 0 213
2017-11-14 13F-HR Walleye Trading LLC 0 189,406 0 6,813
2017-11-09 13F-HR AMALGAMATED BANK 34,730 33,797 -2.69 954 1,216 27.46
2017-11-14 13F-HR CAXTON ASSOCIATES LP 0 123,000 0 4,424
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 62,917 197,917 214.57 1,728 7,119 311.98
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 946 900 -4.86 26 32 23.08
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 88,800 18,800 -78.83 2,439 676 -72.28
2017-11-13 13F-HR Invictus RG 0 1,604 0 58
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 27 0
2017-11-14 13F-HR M&R CAPITAL MANAGEMENT INC 96 96 0.00 2 3 50.00
2017-10-19 13F-HR Douglas Lane & Associates, LLC 1,677,093 1,624,650 -3.13 46,070 58,439 26.85
2017-11-14 13F-HR COWEN GROUP, INC. 15,000 52,100 247.33 412 1,874 354.85
2017-11-14 13F-HR GROUP ONE TRADING, L.P. 13,704 0 -100.00 376 0 -100.00
2017-08-11 13F-HR KCG HOLDINGS, INC. 25,420 14,315 -43.69 720 393 -45.42
2017-08-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 109 0 -100.00 3 0 -100.00
2017-08-09 13F-HR Glassman Wealth Services 550 0 -100.00 16 0 -100.00
2017-10-31 13F-HR Brookstone Capital Management 11,700 11,391 -2.64 321 410 27.73
2017-10-19 13F-HR APG Asset Management N.V. 949,317 1,391,717 46.60 26,078 50,060 91.96
2017-11-14 13F-HR WESTWOOD HOLDINGS GROUP INC 700 0 -100.00 19 0 -100.00
2017-11-14 13F-HR Encompass Capital Advisors LLC 300,000 0 -100.00 8,241 0 -100.00
2017-10-06 13F-HR FIRST AMERICAN BANK 68,402 0 -100.00 1,879 0 -100.00
2017-11-13 13F-HR Quadrature Capital LTD 0 117,828 0 4,239
2017-11-13 13F-HR PROFUND ADVISORS LLC 24,525 24,256 -1.10 674 872 29.38
2017-10-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 20,261 26,089 28.76 557 938 68.40
2017-11-14 13F-HR TCTC Holdings, LLC 13,997,723 13,970,523 -0.19 384,518 502,520 30.69
2017-11-01 13F-HR Monarch Partners Asset Management LLC 0 184,070 0 6,621
2017-10-04 13F-HR Fulton Bank, N.A. 7,900 7,900 0.00 217 284 30.88
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 25,543 27,156 6.31 702 977 39.17
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 40,061 73,875 84.41 1,100 2,657 141.55
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 106,088 134,697 26.97 2,914,237 4,845,051 66.25
2017-11-07 13F-HR Russell Investments Group, Ltd. 77,152 112,338 45.61 2,120 4,041 90.61
2017-11-06 13F-HR Advisor Group, Inc. 23,364 24,011 2.77 643 864 34.37
2017-11-01 13F-HR OLD REPUBLIC INTERNATIONAL CORP 588,000 411,000 -30.10 16,152 14,784 -8.47
2017-11-14 13F-HR SECOR Capital Advisors, LP 0 26,539 0 955
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 44 44 0.00 1 2 100.00
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 416,150 423,650 1.80 11,432 15,239 33.30
2017-11-14 13F-HR VANGUARD GROUP INC 15,844,018 16,881,756 6.55 435,236 607,236 39.52
2017-11-09 13F-HR Trexquant Investment LP 0 30,764 0 1,107
2017-07-18 13F-HR/A-4 BOOTHBAY FUND MANAGEMENT, LLC 6,758 0 -100.00 330 0 -100.00
2017-08-07 13F-HR Karp Capital Management Corp 46,287 0 -100.00 1,312 0 -100.00
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 416,450 370,124 -11.12 11,440 13,313 16.37
2017-07-20 13F-HR WHITTIER TRUST CO OF NEVADA INC 1,230 0 -100.00 35 0 -100.00
2017-11-14 13F-HR BUCKHEAD CAPITAL MANAGEMENT LLC 144,100 69,090 -52.05 3,958 2,485 -37.22
2017-08-10 13F-HR WBI INVESTMENTS, INC. 144,860 0 -100.00 4,105 0 -100.00
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 320,652 320,652 0.00 8,808 11,534 30.95
2017-10-30 13F-HR WRIGHT INVESTORS SERVICE INC 0 18,324 0 659
2017-11-14 13F-HR HENDERSON GROUP PLC 638,955 57,774 -90.96 17,552 2,078 -88.16
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 30,556 20,030 -34.45 839 720 -14.18
2017-11-09 13F-HR OPPENHEIMER & CO INC 127,235 109,189 -14.18 3,495 3,927 12.36
2017-11-14 13F-HR Invesco Ltd. 414,705 397,369 -4.18 11,392 14,293 25.47
2017-11-22 13F-HR Chicago Partners Investment Group LLC 0 1,600 0 58
2017-10-18 13F-HR Adams Asset Advisors, LLC 215,095 215,095 0.00 5,909 7,736 30.92
2017-11-14 13F-HR Meadow Creek Investment Management LLC 8,288 56,400 580.50 228 2,029 789.91
2017-11-06 13F-HR Capital Analysts, Inc. 0 55 0 2
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 112 112 0.00 3,077 4,030 30.97
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 127,685 0 4,593
2017-10-23 13F-HR REGIONS FINANCIAL CORP 861,746 861,548 -0.02 23,672 30,990 30.91
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 2,881 2,855 -0.90 79 103 30.38
2017-08-14 13F-HR LOOMIS SAYLES & CO L P 26,821 0 -100.00 760 0 -100.00
2017-11-13 13F-HR Utah Retirement Systems 32,482 32,482 0.00 892 1,168 30.94
2017-11-14 13F-HR COWEN GROUP, INC. Put 41,100 0 -100.00 1,129 0 -100.00
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 331,987 315,677 -4.91 9,119 11,354 24.51
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 74,500 0 2,680
2017-11-07 13F-HR Advisors Asset Management, Inc. 723,516 596,337 -17.58 19,875 21,450 7.92
2017-11-13 13F-HR BB&T SECURITIES, LLC 59,172 66,818 12.92 1,625 2,403 47.88
2017-11-20 13F-HR/A-1 ClariVest Asset Management LLC 0 10,377 0 374
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 30,528 23,190 -24.04 839 834 -0.60
2017-11-14 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 9,997 9,822 -1.75 274,617 353,297 28.65
2017-11-14 13F-HR DEUTSCHE BANK AG\ 687,023 414,039 -39.73 18,871 14,889 -21.10
2017-08-09 13F-HR Timber Hill LLC Call 131,200 0 -100.00 3,718 0
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 27,333 27,333 0.00 751 983 30.89
2017-11-14 13F-HR Tyers Asset Management LLC 14,504 98,700 580.50 398 3,550 791.96
2017-11-08 13F-HR AT Bancorp 3,782 0 -100.00 104 0 -100.00
2017-10-25 13F-HR New Jersey Better Educational Savings Trust 15,000 0 -100.00 412 0 -100.00
2017-11-14 13F-HR CUSHING ASSET MANAGEMENT, LP Put 90,000 3
2017-11-14 13F-HR QS Investors, LLC 22,906 27,997 22.23 629 1,007 60.10
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 166,922 166,781 -0.08 4,585 5,999 30.84
2017-11-14 13F-HR BlackRock Inc. 21,130,817 21,055,027 -0.36 580,464 757,350 30.47
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,088,400 1,242,000 14.11 29,898 44,675 49.42
2017-10-17 13F-HR CENTRAL TRUST Co 3,500 2,500 -28.57 96 90 -6.25
2017-10-31 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 1,649,050 1,627,690 -1.30 45,299 58,548 29.25
2017-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 8,676 0 -100.00 246 0 -100.00
2017-11-13 13F-HR BlueMountain Capital Management, LLC 0 98,838 0 3,555
2017-11-14 13F-HR Proficio Capital Partners LLC 1,301 1,312 0.85 40 47 17.50
2017-11-07 13F-HR SG Americas Securities, LLC 80,158 3,476 -95.66 2,202 125 -94.32
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 11,938 11,938 0.00 327 429 31.19
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 155,000 234,200 51.10 4,258 8,424 97.84
2017-10-30 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 25,953 25,265 -2.65 713 909 27.49
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 3,699,804 99,017 -97.32 101,633 3,562 -96.50
2017-10-27 13F-HR UNITED BANK /VA/ 84,821 61,615 -27.36 2,330 2,216 -4.89
2017-11-14 13F-HR Westover Capital Advisors, LLC 21,827 29,515 35.22 600 1,062 77.00
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 102,380 105,237 2.79 2,812 3,785 34.60
2017-11-06 13F-HR Spot Trading L.l.c. Put 42,000 44,900 6.90 1,154 1,615 39.95
2017-11-13 13F-HR Tredje AP-fonden 34,287 60,247 75.71 942 2,167 130.04
2017-11-21 13F-HR Visionary Asset Management, Inc. 11,990 10,942 -8.74 329 394 19.76
2017-08-16 13F-HR/A-1 PATHSTONE FAMILY OFFICE, LLC 165 0 -100.00 5 0 -100.00
2017-11-08 13F-HR D.A. DAVIDSON & CO. 342,958 345,456 0.73 9,421 12,426 31.90
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 206,594 142,749 -30.90 5,675 5,135 -9.52
2017-11-14 13F-HR UBS Group AG 277,279 122,712 -55.74 7,617 4,414 -42.05
2017-07-13 13F-HR Princeton Alpha Management LP 7,861 0 -100.00 223 0 -100.00
2017-11-02 13F-HR CULLEN/FROST BANKERS, INC. 14,000 14,000 0.00 385 504 30.91
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 202,300 165,000 -18.44 5,557 5,935 6.80
2017-10-30 13F-HR ADAMS NATURAL RESOURCES FUND, INC. 177,250 0 -100.00 4,869 0 -100.00
2017-10-30 13F-HR Westpac Banking Corp 9,025 9,025 0.00 247,917 324,630 30.94
2017-11-14 13F-HR Arizona State Retirement System 74,800 100,500 34.36 2,055 3,615 75.91
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 2,050,019 585,758 -71.43 56,313 21,073 -62.58
2017-11-14 13F-HR Ionic Capital Management LLC 26,000 20,000 -23.08 714 719 0.70
2017-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 245 0 -100.00 7 0 -100.00
2017-11-17 13F-HR Coastline Trust Co 15,195 15,340 0.95 418 552 32.06
2017-11-13 13F-HR ProShare Advisors LLC 29,407 26,489 -9.92 808 953 17.95
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 0 18,500 0 665
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 22,214 22,672 2.06 610 816 33.77
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 99,773 106,076 6.32 2,740 3,816 39.27
2017-11-14 13F-HR NUMERIC INVESTORS LLC 0 12,600 0 453
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 440 492 11.82 12 18 50.00
2017-10-25 13F-HR Korea Investment CORP 1,400 140,900 9,964.29 38 5,068 13,236.84
2017-11-13 13F-HR Evercore Wealth Management, LLC 1,656 1,656 0.00 45 60 33.33
2017-10-30 13F-HR Cribstone Capital Management, LLC 190 0 -100.00 5 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA Call 159,900 159,900 0.00 4,392 5,752 30.97
2017-11-02 13F-HR Smith Asset Management Group LP 1,090 1,030 -5.50 30 37 23.33
2017-11-09 13F-HR Cornerstone Financial Partners, LLC 98,736 90,868 -7.97 2,698 3,274 21.35
2017-10-30 13F-HR ARP AMERICAS LLC 17,700 637
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 68,460 53,620 -21.68 1,881 1,929 2.55
2017-11-01 13F-HR ROCKLAND TRUST CO 34,829 33,764 -3.06 957 1,214 26.85
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 147,270 154,898 5.18 4,046 5,572 37.72
2017-11-09 13F-HR Legal & General Group Plc 1,163,679 1,162,812 -0.07 31,975 41,832 30.83
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 924,264 984,788 6.55 25,390 35,423 39.52
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 500 608 21.60 14 22 57.14
2017-10-18 13F-HR PGGM Investments 111,239 22,732 -79.56 3,056 818 -73.23
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 57 29,889 52,336.84 2 1,075 53,650.00
2017-10-12 13F-HR FIRST CITIZENS BANK & TRUST CO 0 9,315 0 335
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 367,677 363,381 -1.17 10,100 13,071 29.42
2017-10-18 13F-HR Mutual of America Capital Management LLC 141,879 143,755 1.32 3,897 5,171 32.69
2017-11-02 13F-HR Daiwa Securities Group Inc. 5,000 5,000 0.00 137 180 31.39
2017-11-14 13F-HR LUMINUS MANAGEMENT LLC 520,515 0 -100.00 14,299 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 160,137 140,357 -12.35 4,400 5,049 14.75
2017-11-14 13F-HR GLG LLC 8,347 7,637 -8.51 229 275 20.09
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 88,600 18,700 -78.89 2,434 673 -72.35
2017-11-14 13F-HR MENTA CAPITAL LLC 0 48,800 0 1,755
2017-11-14 13F-HR Baird Financial Group, Inc. 13,594 0 -100.00 373 0 -100.00
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 4,204,355 4,079,796 -2.96 115,495 146,750 27.06
2017-10-06 13F-HR North Star Investment Management Corp. 444 448 0.90 12 16 33.33
2017-11-15 13F-HR Neuberger Berman Group LLC 122,888 118,238 -3.78 3,376 4,253 25.98
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 236 560 137.29 33 24 -27.27
2017-11-07 13F-HR HANSEATIC MANAGEMENT SERVICES INC 0 1,195 0 43
2017-11-14 13F-HR NOMURA HOLDINGS INC Call 0 90,000 0 3,236
2017-10-23 13F-HR Nationwide Fund Advisors 558,044 554,285 -0.67 15,329 19,938 30.07
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 53,566 81,599 52.33 1,471 2,935 99.52
2017-07-25 13F-HR Clear Harbor Asset Management, LLC 10,782 0 -100.00 306 0 -100.00
2017-11-13 13F-HR CITIGROUP INC 8,247 21,435 159.91 226 771 241.15
2017-11-14 13F-HR Integral Derivatives, LLC Put 0 20,500 0 737
2017-11-14 13F-HR Squarepoint Ops LLC 0 170,100 0 6,118
2017-11-13 13F-HR EATON VANCE MANAGEMENT 0 7,339 0 264
2017-11-14 13F-HR STATE STREET CORP 8,194,765 7,781,628 -5.04 225,091 279,906 24.35
2017-08-09 13F-HR Timber Hill LLC Put 56,300 0 -100.00 1,596 0
2017-11-14 13F-HR HSBC HOLDINGS PLC 173,233 160,062 -7.60 4,760 5,755 20.90
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 2,236 80
2017-11-14 13F-HR Intellectus Partners, LLC 750 500 -33.33 21 18 -14.29
2017-08-07 13F-HR Zweig-DiMenna Associates LLC 9,100 0 -100.00 258 0 -100.00
2017-11-13 13F-HR STIFEL FINANCIAL CORP 142,432 25,613 -82.02 3,909 926 -76.31
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 86,637 87,990 1.56 2,380 3,165 32.98
2017-11-14 13F-HR DIAM Co., Ltd. 267,818 316,180 18.06 7,366 11,374 54.41
2017-11-03 13F-HR BESSEMER GROUP INC 43,190 64,885 50.23 1,186 2,334 96.80
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 20,300 23,800 17.24 556 860 54.68
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 15,100 98,320 551.13 415 3,537 752.29
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 0 187,169 0 6,732
2017-11-14 13F-HR RBF Capital, LLC 10,000 10,000 0.00 275 360 30.91
2017-11-13 13F-HR FIRST MERCANTILE TRUST CO 7,940 6,410 -19.27 218 231 5.96
2017-11-14 13F-HR FIFTH THIRD BANCORP 1,770 1,770 0.00 49 64 30.61
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 73,090 66,690 -8.76 2,008 2,399 19.47
2017-11-14 13F-HR J. Goldman & Co LP 7,640 275
2017-11-02 13F-HR RFG Advisory Group, LLC 10,170 11,090 9.05 278 401 44.24
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 0 9,246 0 332
2017-10-12 13F-HR Advisory Services Network, LLC 180 1,059 488.33 5 38 660.00
2017-11-14 13F-HR FRIESS ASSOCIATES LLC 535,700 19,269
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 1,697,808 2,349,248 38.37 46,639 84,503 81.19
2017-11-01 13F-HR/A-1 Financial Architects, Inc 1,092 192 -82.42 30 7 -76.67
2017-11-06 13F-HR TORONTO DOMINION BANK 3,994 9,040 126.34 110 325 195.45
2017-11-09 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 98,905 0 -100.00 2,717 0 -100.00
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 15,323 15,323 0.00 421 551 30.88
2017-11-14 13F-HR KEY GROUP HOLDINGS (CAYMAN), LTD. 0 291,168 0 10,473
2017-11-14 13F-HR TVR Capital Management LP 54,500 0 -100.00 1,497 0 -100.00
2017-11-13 13F-HR National Asset Management, Inc. 0 7,710 0 278
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 5,366 5,366 0.00 147 193 31.29
2017-11-14 13F-HR GLENMEDE TRUST CO NA 1,062 1,062 0.00 30 38 26.67
2017-11-13 13F-HR SevenBridge Financial Group, LLC 155 155 0.00 4 6 50.00
2017-11-13 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 12,122 99
2017-10-17 13F-HR CITY HOLDING CO 5,000 5,000 0.00 137 180 31.39
2017-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 14,532 0 -100.00 412 0
2017-11-09 13F-HR EAGLE ASSET MANAGEMENT INC 53,607 1,935
2017-11-13 13F-HR BOSTON PRIVATE WEALTH LLC 38,233 39,822 4.16 1,050 1,432 36.38
2017-11-14 13F-HR/A-1 UBS Group AG Call 290,100 0 -100.00 9,504 0 -100.00
2017-10-26 13F-HR Hudock Capital Group, LLC 68 0 -100.00 1 0 -100.00
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 54,737 52,525 -4.04 1,505 1,890 25.58
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 347,777 347,958 0.05 9,553 12,516 31.02
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 65,600 24,000 -63.41 1,802 863 -52.11
2017-11-13 13F-HR SYMPHONY ASSET MANAGEMENT LLC 43,000 0 -100.00 1,181 0 -100.00
2017-11-09 13F-HR FFCM LLC 4,628 3,515 -24.05 130 124 -4.62
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 865,300 937,100 8.30 23,770 33,707 41.80
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 2,000 0 -100.00 55 0 -100.00
2017-11-14 13F-HR Natixis 20,681 0 -100.00 568 0 -100.00
2017-11-14 13F-HR Flinton Capital Management LLC 17,612 119,850 580.50 484 4,311 790.70
2017-11-14 13F-HR CoreCommodity Management, LLC 30,632 30,867 0.77 841 1,110 31.99
2017-08-14 13F-HR Alambic Investment Management, L.P. 28,780 0 -100.00 816 0 -100.00
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 0 6,200 0 223
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 3,601,605 3,889,796 8.00 100,845 139,994 38.82
2017-08-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 301,666 0 -100.00 8,549 0 -100.00
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 23,647 24,957 5.54 670 686 2.39
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 467,147 123,815 -73.50 12,832 4,453 -65.30
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 68,697 46,390 -32.47 1,887 1,669 -11.55
2017-08-09 13F-HR SYNOVUS FINANCIAL CORP 1,605 0 -100.00 46 0 -100.00
2017-10-19 13F-HR Kistler-Tiffany Companies, LLC 951 951 0.00 26 34 30.77
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 5,412,302 5,356,623 -1.03 148,687 192,678 29.59
2017-11-14 13F-HR Covington Capital Management 8,865 1,450 -83.64 244 52 -78.69
2017-10-19 13F-HR LS Investment Advisors, LLC 17,903 17,737 -0.93 492 638 29.67
2017-11-06 13F-HR SEI INVESTMENTS CO 7,558 9,908 31.09 208 356 71.15
2017-11-14 13F-HR Folger Hill Asset Management LP Put 500,000 17,985
2017-11-13 13F-HR Convergence Investment Partners, LLC 49,565 126,119 154.45 1,362 4,536 233.04
2017-11-14 13F-HR JANE STREET GROUP, LLC 16,016 32,022 99.94 440 1,152 161.82
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 1,961 2,035 3.77 50 68 36.00
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 10,037 10,037 0.00 276 361 30.80
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 37,140 35,740 -3.77 1,020 1,286 26.08
2017-11-13 13F-HR Laurion Capital Management LP 54,035 94,693 75.24 1,484 3,406 129.51
2017-11-14 13F-HR Credit Capital Investments LLC 0 8,000 0 288
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 149,286 149,786 0.33 4,100 5,382 31.27
2017-11-08 13F-HR ASSETMARK, INC 4,083 2,860 -29.95 112 103 -8.04
2017-11-14 13F-HR BANK OF NOVA SCOTIA 717,500 21,500 -97.00 19,710 773 -96.08
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 535,447 684,420 27.82 14,709 24,618 67.37
2017-11-13 13F-HR Argent Trust Co 15,620 7,427 -52.45 429 267 -37.76
2017-10-10 13F-HR Nikko Asset Management Americas, Inc. 235,100 3,700 -98.43 6,458 133 -97.94
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 12,127 12,127 0.00 333 436 30.93
2017-11-06 13F-HR COMERICA BANK 153,411 154,293 0.57 4,230 5,695 34.63
2017-11-09 13F-HR CITADEL ADVISORS LLC 540,166 418,934 -22.44 14,839 15,069 1.55
2017-08-14 13F-HR Petrus Trust Company, LTA 11,389 0 -100.00 323 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 67,900 93,300 37.41 1,865 3,356 79.95
2017-11-14 13F-HR CRAWFORD INVESTMENT COUNSEL INC 500,795 123,087 -75.42 13,757 4,427 -67.82
2017-11-14 13F-HR Robertson Opportunity Capital, LLC 188,500 188,500 0.00 5,178 6,780 30.94
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 32,321 8,988 -72.19 888 323 -63.63
2017-11-03 13F-HR Swiss National Bank 613,907 619,507 0.91 16,864 22,284 32.14
2017-10-12 13F-HR Bogart Wealth, Llc 96 3
2017-08-15 13F-HR Friedberg Investment Management 81,350 0 -100.00 2,305 0
2017-08-11 13F-HR Mariner Wealth Advisors, LLC 13,500 0 -100.00 383 0 -100.00
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 23,722 24,562 3.54 651 884 35.79
2017-11-14 13F-HR BRINKER CAPITAL INC 12,731 8,479 -33.40 350 305 -12.86
2017-08-14 13F-HR/A-5 Pine River Capital Management L.P. 0 0 0 0
2017-11-08 13F-HR Bdo Wealth Advisors, Llc 20,715 0 -100.00 569 0 -100.00
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 16,087 12,897 -19.83 442 464 4.98
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 497,087 657,219 32.21 13,656 23,640 73.11
2017-11-14 13F-HR HighVista Strategies LLC 0 14,700 0 529
2017-10-12 13F-HR DAVENPORT & Co LLC 17,025 9,425 -44.64 467,677 339,017 -27.51
2017-11-14 13F-HR Zions Bancorporation 0 97 0 3
2017-11-13 13F-HR CITIGROUP INC Put 90,100 616,700 584.46 2,475 22,183 796.28
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 535,710 285,610 -46.69 14,716 10,273 -30.19
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 539,055 135,302 -74.90 14,808 4,866 -67.14
2017-11-06 13F-HR Winfield Associates, Inc. 40 40 0.00 1 1 0.00
2017-10-25 13F-HR Carroll Financial Associates, Inc. 3,827 3,647 -4.70 105 130 23.81
2017-12-01 13F-HR/A-1 Axa 15,170 24,850 63.81 417 893 114.15
2017-08-10 13F-HR Private Advisor Group, LLC 8,451 0 -100.00 228 0 -100.00
2017-08-08 13F-HR Pacad Investment Ltd. 9,500 0 -100.00 269 0 -100.00
2017-11-14 13F-HR HighTower Advisors, LLC 13,689 20,065 46.58 376 725 92.82
2017-10-16 13F-HR Louisiana State Employees Retirement System 46,300 47,300 2.16 1,272 1,701 33.73
2017-11-06 13F-HR Spot Trading L.l.c. Call 67,300 75,800 12.63 1,849 2,727 47.49
2017-11-06 13F-HR CAPITAL MANAGEMENT ASSOCIATES /NY/ 17,000 17,000 0.00 467 611 30.84
2017-10-17 13F-HR Cutler Group LP 14,548 16,631 14.32 399 598 49.87
2017-11-09 13F-HR FTB Advisors, Inc. 197 0 -100.00 5 0 -100.00
2017-11-14 13F-HR S&T BANK/PA 108,657 110,938 2.10 2,986 3,990 33.62
2017-10-31 13F-HR Andra AP-fonden 94,800 54,800 -42.19 2,604 1,971 -24.31
2017-11-14 13F-HR Natixis Asset Management 2,959 2,779 -6.08 81 100 23.46
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 3,776,442 3,546,940 -6.08 103,739 127,583 22.98
2017-11-14 13F-HR AHL Partners LLP 0 18,927 0 681
2017-11-08 13F-HR Pacer Advisors, Inc. 24,406 27,204 11.46 670 979 46.12
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 80 80 0.00 2 3 50.00
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 160 6
2017-11-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 200 0 -100.00 5 0 -100.00
2017-11-08 13F-HR Norinchukin Bank, The 9,100 0 -100.00 250 0 -100.00
2017-11-14 13F-HR Keeley-Teton Advisors, LLC 78,632 78,351 -0.36 2,160 2,818 30.46
2017-11-13 13F-HR Lumina Fund Management LLC 151,500 0 -100.00 4,162 0 -100.00
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 700 0 25
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 78,995 76,588 -3.05 2,170 2,755 26.96
2017-11-13 13F-HR/A-1 NORGES BANK 2,308,701 2,199,972 -4.71 54,878 51,480 -6.19
2017-08-18 13F-HR WFG Advisors, LP 1,281 1,053 -17.80 36 29 -19.44
2017-11-14 13F-HR CSS LLC/IL Put 10,400 14,200 36.54 286 510 78.32
2017-11-02 13F-HR Vantage Financial Partners Ltd., Inc. 7,400 8,400 13.51 204 301 47.55
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 16,640 0 -100.00 457 0 -100.00
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 0 10,700 0 385
2017-11-06 13F-HR Retirement Systems of Alabama 228,636 228,739 0.05 6,281 8,228 31.00
2017-11-03 13F-HR Stevens First Principles Investment Advisors 387 387 0.00 11 14 27.27
2017-11-09 13F-HR VAN ECK ASSOCIATES CORP 8,734 9,379 7.38 240 337 40.42
2017-11-14 13F-HR Voya Investment Management LLC 49,682 135,655 173.05 1,365 4,880 257.51
2017-07-12 13F-HR SpiderRock Advisors LLC Put 8
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 1,880,530 1,954,797 3.95 51,555 70,182 36.13
2017-11-14 13F-HR BARCLAYS PLC 402,197 199,638 -50.36 11,049 7,182 -35.00
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 1,115 740 -33.63 32 20 -37.50
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 1,428 1,530 7.14 39 55 41.03
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 132,692 134,735 1.54 3,645 4,847 32.98
2017-11-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 0 32,388 0 1,164
2017-11-13 13F-HR FRANKLIN RESOURCES INC 275,800 271,100 -1.70 7,576 9,751 28.71
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 29,681 26,401 -11.05 815 950 16.56
2017-11-14 13F-HR BARCLAYS PLC Put 234,300 228,600 -2.43 6,436 8,222 27.75
2017-11-14 13F-HR Verition Fund Management LLC 0 16,663 0 599
2017-11-13 13F-HR Twin Tree Management, LP Call 259,700 533,200 105.31 7,134 19,179 168.84
2017-11-13 13F-HR Sheaff Brock Investment Advisors, LLC 7,707 7,807 1.30 212 281 32.55
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 15,288 8,104 -46.99 420 292 -30.48
2017-10-25 13F-HR DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 87,100 64,300 -26.18 2,393 2,313 -3.34
2017-11-14 13F-HR CREDIT AGRICOLE S A 1,171,638 1,327,691 13.32 32,184 47,756 48.38
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 19,719 19,719 0.00 542 709 30.81
2017-11-14 13F-HR Clark Capital Management Group, Inc. 0 18,031 0 649
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 470,113 483,342 2.81 12,913 17,386 34.64
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 41,342 1,495
2017-10-27 13F-HR Alexandria Capital, LLC 237 0 -100.00 7 0 -100.00
2017-10-18 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 31,979 0 -100.00 874 0 -100.00
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 10,500 0 -100.00 288 0 -100.00
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 228,138 233,354 2.29 6,268 8,394 33.92
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 555,090 19,967
2017-11-14 13F-HR PEAK6 Investments, L.P. 0 8,451 0 304
2017-11-13 13F-HR THORNBURG INVESTMENT MANAGEMENT INC 455 0 -100.00 12 0 -100.00
2017-11-14 13F-HR CLINTON GROUP INC 17,258 0 -100.00 474 0 -100.00
2017-11-14 13F-HR KEMPEN CAPITAL MANAGEMENT N.V. 887,000 852,200 -3.92 24,366 30,654 25.81
2017-11-14 13F-HR Walleye Trading LLC Put 387,200 579,700 49.72 10,636 20,853 96.06
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 94,773 94,773 0.00 2,603 3,160 21.40
2017-11-13 13F-HR AVIVA PLC 110,231 112,011 1.61 3,028 4,030 33.09
2017-10-16 13F-HR Gradient Investments LLC 25 0 -100.00 1 0 -100.00
2017-10-12 13F-HR Weaver C. Barksdale & Associates, Inc. 2,382 1,941 -18.51 65 70 7.69
2017-10-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 164 164 0.00 5 6 20.00
2017-10-17 13F-HR Creative Planning 31,563 33,018 4.61 867 1,188 37.02
2017-11-14 13F-HR PLATINUM INVESTMENT MANAGEMENT LTD 993,600 993,600 0.00 27,294 35,739 30.94
2017-11-14 13F-HR Lion Point Capital, LP Put 108,000 108,000 0.00 2,967 3,885 30.94
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 29,379 29,739 1.23 807 1,070 32.59
2017-11-14 13F-HR BlueCrest Capital Management Ltd 17,930 309,165 1,624.29 493 11,121 2,155.78
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 816,168 626,934 -23.19 22,420 22,550 0.58
2017-11-14 13F-HR TLP GROUP LLC 9,325 0 -100.00 256 0 -100.00
2017-11-17 13F-HR Archford Capital Strategies, LLC 60,409 0 -100.00 1 0 -100.00
2017-10-12 13F-HR V Wealth Management,LLC 200 0 -100.00 5 0 -100.00
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 13,800 13,800 0.00 379 496 30.87
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,419,811 1,469,959 3.53 38,988 52,842 35.53
2017-11-13 13F-HR Vantage Investment Advisors, LLC 130 130 0.00 4 5 25.00
2017-11-14 13F-HR Brandywine Global Investment Management, LLC 720,929 658,163 -8.71 19,804 23,675 19.55
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 724,300 736,735 1.72 19,897 26,500 33.19
CUSIP: 436106108