Stock Institutional Ownership and Shareholders

SecurityHES / Hess Corp. (42809H107)
Institutional Owners490
Institutional Shares290,213,130
Outstanding Shares314,500,000 (as of 2017-09-30)
Institutional Value$ 191,723,423,000 USD
Related HES.PRA / Hess Corp.
42809HAF4 / Hess Corp. Bond

Hess Corp. (NYSE:HES) has 490 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 290,213,130 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, Price T Rowe Associates Inc /md/, Elliott Management Corporation, Wellington Management Group Llp, State Street Corp, Hotchkis & Wiley Capital Management Llc, Alliancebernstein L.p., Capital World Investors, and Invesco Ltd..



Hess Corp. (NYSE:HES) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-15 13F-HR Janney Montgomery Scott LLC 21,766 58,480 168.68 955 2,742 187.12
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 70 872 1,145.71 3 41 1,266.67
2017-11-06 13F-HR LUCAS CAPITAL MANAGEMENT 25,261 10,082 -60.09 1,108 473 -57.31
2017-11-06 13F-HR Spot Trading L.l.c. Put 69,500 114,600 64.89 3,049 5,374 76.25
2017-11-08 13F-HR REAVES W H & CO INC 120,900 82,250 -31.97 5,304 3,857 -27.28
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 2,011 2,157 7.26 91 101 10.99
2017-11-06 13F-HR Retirement Systems of Alabama 131,023 200,854 53.30 5,748 9,418 63.85
2017-11-08 13F-HR CONDOR CAPITAL MANAGEMENT 13,579 13,953 2.75 596 654 9.73
2017-11-13 13F-HR JUPITER ASSET MANAGEMENT LTD 55,491 54,174 -2.37 2,434 2,540 4.35
2017-07-27 13F-HR IBM Retirement Fund 3,154 0 -100.00 203 0 -100.00
2017-10-10 13F-HR SOLARIS ASSET MANAGEMENT LLC 48,430 22,147 -54.27 2,125 1,038 -51.15
2017-08-11 13F-HR Laurion Capital Management LP Call 24,100 0 -100.00 1,162 0 -100.00
2017-11-09 13F-HR ZEKE CAPITAL ADVISORS, LLC 7,004 328
2017-08-10 13F-HR Concert Wealth Management Inc. 10,057 0 -100.00 624 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 2,352 1,298 -44.81 828 310 -62.56
2017-11-01 13F-HR Parkwood LLC 16,235 18,624 14.72 712 873 22.61
2017-08-07 13F-HR Karp Capital Management Corp 75,669 0 -100.00 3,648 0 -100.00
2017-11-13 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 9,560 230
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 43,633 20,126 -53.87 1,913 938 -50.97
2017-11-14 13F-HR BARCLAYS PLC Call 227,200 232,900 2.51 9,967 10,921 9.57
2017-11-14 13F-HR Integral Derivatives, LLC 24,995 22,129 -11.47 1,097 1,038 -5.38
2017-08-10 13F-HR KCM INVESTMENT ADVISORS LLC 7,000 0 -100.00 337 0 -100.00
2017-07-27 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 4,463 0 -100.00 215 0 -100.00
2017-11-14 13F-HR BlueCrest Capital Management Ltd 37,694 0 -100.00 1,654 0 -100.00
2017-11-09 13F-HR OPPENHEIMER & CO INC 12,067 10,453 -13.38 529 490 -7.37
2017-11-02 13F-HR Daiwa Securities Group Inc. 7,850 49,760 533.89 344 2,333 578.20
2017-11-13 13F-HR OVERBROOK MANAGEMENT CORP 8,450 8,450 0.00 371 396 6.74
2017-08-14 13F-HR Lenox Wealth Management, Inc. 127 0 -100.00 6 0 -100.00
2017-10-18 13F-HR EXANE DERIVATIVES 9,593 2,141 -77.68 420,762 100,374 -76.14
2017-11-09 13F-HR JP MORGAN CHASE & CO 1,641,094 2,172,665 32.39 71,995 101,116 40.45
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 33,576 40,676 21.15 1,473 1,907 29.46
2017-11-14 13F-HR BANK OF NOVA SCOTIA TRUST CO 0 375 0 18
2017-11-14 13F-HR AMP Capital Investors Ltd 159,542 172,543 8.15 6,861 8,090 17.91
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 126,445 123,155 -2.60 5,547 5,775 4.11
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 197,841 92,771 -53.11 8,680 4,350 -49.88
2017-10-25 13F-HR MEYER HANDELMAN CO 17,000 11,750 -30.88 746 551 -26.14
2017-11-13 13F-HR Alambic Investment Management, L.P. 36,720 0 -100.00 1,611 0 -100.00
2017-11-14 13F-HR Verition Fund Management LLC 0 24,955 0 1,170
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 1,851 1,851 0.00 81 87 7.41
2017-08-11 13F-HR PineBridge Investments, L.P. 281 0 -100.00 14 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 454,900 404,800 -11.01 19,956 18,981 -4.89
2017-11-14 13F-HR EARNEST PARTNERS LLC 40,980 40,303 -1.65 1,798 1,890 5.12
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 155,587 151,887 -2.38 7,140 7,122 -0.25
2017-11-14 13F-HR HENDERSON GROUP PLC 223,277 161,698 -27.58 9,793 7,582 -22.58
2017-10-27 13F-HR INTACT INVESTMENT MANAGEMENT INC. 35,700 27,900 -21.85 1,565 1,308 -16.42
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 256,900 276,046 7.45 11,270 12,944 14.85
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 74,749 58,227 -22.10 3,279 2,730 -16.74
2017-11-14 13F-HR GAM Holding AG 118,457 23,840 -79.87 5,197 1,118 -78.49
2017-10-27 13F-HR Linscomb & Williams, Inc. 21,171 21,100 -0.34 929 989 6.46
2017-08-11 13F-HR TLP GROUP LLC 7,201 0 -100.00 347 0 -100.00
2017-11-13 13F-HR CITIGROUP INC 1,164,366 1,053,092 -9.56 51,081 49,379 -3.33
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 46,251 46,251 0.00 2,029 2,169 6.90
2017-11-13 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 505,595 0 -100.00 22,180 0 -100.00
2017-11-13 13F-HR Allianz Asset Management AG 21,448 19,962 -6.93 941 935 -0.64
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 3,037 3,426 12.81 133 161 21.05
2017-11-14 13F-HR Jabre Capital Partners S.A. Call 750,000 200,000 -73.33 32,903 9,378 -71.50
2017-11-09 13F-HR BABSON CAPITAL MANAGEMENT LLC 11,579 0 -100.00 558 0 -100.00
2017-10-18 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 17,857 0 -100.00 758 0 -100.00
2017-11-14 13F-HR NOMURA HOLDINGS INC 257,840 616,248 139.00 11,315 28,889 155.32
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 440,900 440,900 0.00 19,342 20,674 6.89
2017-11-14 13F-HR GLG LLC 14,454 13,225 -8.50 634 620 -2.21
2017-08-09 13F-HR SYNOVUS FINANCIAL CORP 4,509 0 -100.00 220 0 -100.00
2017-11-13 13F-HR LSV ASSET MANAGEMENT 3,600 0 -100.00 157 0 -100.00
2017-10-12 13F-HR Hexavest Inc. 269,828 12,652
2017-11-07 13F-HR SG Americas Securities, LLC 205,826 118,693 -42.33 9,030 5,566 -38.36
2017-08-14 13F-HR RAIFF PARTNERS INC 65,000 45,000 -30.77 3,134 1,974 -37.01
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 17,361 34,595 99.27 762 1,622 112.86
2017-10-17 13F-HR Founders Capital Management 400 400 0.00 18 19 5.56
2017-11-09 13F-HR CITADEL ADVISORS LLC 114,963 59,997 -47.81 5,044 2,813 -44.23
2017-11-14 13F-HR BARCLAYS PLC 186,332 255,991 37.38 8,174 12,002 46.83
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 38,182 39,359 3.08 1,675 1,846 10.21
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 407,389 407,389 0.00 17,872 19,102 6.88
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 4,945 4,926 -0.38 217 231 6.45
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 221,839 402,179 81.29 9,732 18,858 93.77
2017-11-13 13F-HR Hirtle Callaghan & Co LLC 586 586 0.00 26 27 3.85
2017-11-13 13F-HR Investec Asset Management LTD 2,360,823 2,362,345 0.06 103,569 110,770 6.95
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 406,461 396,168 -2.53 17,831 18,576 4.18
2017-11-14 13F-HR AlphaOne Investment Services, LLC 688 32
2017-11-07 13F-HR Advisors Asset Management, Inc. 17,190 18,427 7.20 754 864 14.59
2017-11-14 13F-HR Integral Derivatives, LLC Put 86,300 91,500 6.03 3,786 4,290 13.31
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 598,374 981,023 63.95 25,730 45,657 77.45
2017-11-13 13F-HR Artisan Partners Limited Partnership 5,074,723 5,189,336 2.26 222,628 243,328 9.30
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 126,800 166,700 31.47 5,452 7,817 43.38
2017-10-12 13F-HR V Wealth Management,LLC 70 0 -100.00 3 0 -100.00
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 30,700 30,700 0.00 1,346 1,439 6.91
2017-11-14 13F-HR GLENMEDE TRUST CO NA 1,879 1,807 -3.83 90 83 -7.78
2017-11-13 13F-HR Glassman Wealth Services 24 24 0.00 1 1 0.00
2017-11-14 13F-HR Walleye Trading LLC 100,093 15,351 -84.66 4,391 720 -83.60
2017-11-14 13F-HR Standard Life Aberdeen Plc 1,226,466 57,510
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 2,233,398 3,142,382 40.70 97,980 147,346 50.38
2017-11-09 13F-HR AGF INVESTMENTS INC. 25,636 15,394 -39.95 1,125 722 -35.82
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 30,300 88,200 191.09 1,329 4,136 211.21
2017-10-27 13F-HR Hudock Capital Group, LLC 37 37 0.00 1 1 0.00
2017-11-13 13F-HR WETHERBY ASSET MANAGEMENT INC 6,855 4,826 -29.60 301 226 -24.92
2017-11-15 13F-HR Balentine LLC 239 239 0.00 10 11 10.00
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 17,889 17,889 0.00 785 839 6.88
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 0 10,400 0 488
2017-11-14 13F-HR HSBC HOLDINGS PLC 226,783 234,480 3.39 9,949 10,995 10.51
2017-08-11 13F-HR MML INVESTORS SERVICES, LLC 5,646 0 -100.00 272 0 -100.00
2017-11-13 13F-HR Ferris Capital, Llc 245 0 -100.00 11 0 -100.00
2017-11-13 13F-HR STIFEL FINANCIAL CORP 15,736 18,045 14.67 694 848 22.19
2017-11-13 13F-HR PHILADELPHIA TRUST CO 76,971 35,875 -53.39 3,377 1,682 -50.19
2017-11-17 13F-HR Archford Capital Strategies, LLC 18,616 0 -100.00 264 0 -100.00
2017-11-14 13F-HR HANCOCK HOLDING CO 230,058 4,339 -98.11 10,093 203 -97.99
2017-11-13 13F-HR Twin Tree Management, LP Put 32,400 26,900 -16.98 1,421 1,261 -11.26
2017-11-16 13F-HR/A-1 Aristotle Capital Management, LLC 5,500 6,220 13.09 368 311 -15.49
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 18,700 14,400 -22.99 820 675 -17.68
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 2,042 2,090 2.35 90 98 8.89
2017-10-30 13F-HR Westpac Banking Corp 159,383 223,817 40.43 6,992,132 10,494,779 50.09
2017-11-03 13F-HR PITCAIRN CO 5,989 5,948 -0.68 263 279 6.08
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 51,884 49,348 -4.89 2,276 2,314 1.67
2017-07-11 13F-HR Waverton Investment Management Ltd 25,520 0 -100.00 1,230 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 111,022 403,923 263.82 4,872 18,940 288.75
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 12,600 64,500 411.90 553 3,024 446.84
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 486,259 257,731 -47.00 21,332 12,085 -43.35
2017-11-14 13F-HR NGAM ADVISORS, L.P. 104,996 124,723 18.79 4,607 5,848 26.94
2017-11-14 13F-HR PEAK6 Investments, L.P. 24,081 10,283 -57.30 1,056 482 -54.36
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 3,127,790 2,824,074 -9.71 137,217 132,421 -3.50
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 27,787 32,008 15.19 1,219 1,501 23.13
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 623,350 604,400 -3.04 27,346 28,340 3.63
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 1,572 1,819 15.71 170 548 222.35
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,653,822 1,683,040 1.77 72,553 78,918 8.77
2017-11-13 13F-HR People's United Financial, Inc. 33 0 -100.00 1 0 -100.00
2017-10-13 13F-HR Guinness Asset Management Ltd 239,502 239,502 0.00 10,507 11,230 6.88
2017-10-23 13F-HR Nationwide Fund Advisors 400,672 448,728 11.99 17,577 21,041 19.71
2017-08-02 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 20,000 0 -100.00 964 0 -100.00
2017-07-06 13F-HR West Oak Capital, LLC 451 0 -100.00 21,743 0 -100.00
2017-11-06 13F-HR Winfield Associates, Inc. 533 533 0.00 23 25 8.70
2017-11-14 13F-HR HSBC HOLDINGS PLC Put 0 85,000 0 3,986
2017-11-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 5,754 5,204 -9.56 252 244 -3.17
2017-11-13 13F-HR NORTHERN TRUST CORP 3,201,016 3,345,397 4.51 140,429 156,865 11.70
2017-08-14 13F-HR Folger Hill Asset Management LP 127,500 0 -100.00 6,147 0 -100.00
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 30,416 30,525 0.36 1,334 1,431 7.27
2017-11-01 13F-HR KLINGENSTEIN FIELDS & CO LLC 608,194 579,103 -4.78 26,682 27,154 1.77
2017-11-06 13F-HR RHUMBLINE ADVISERS 505,018 601,505 19.11 22,155 28,205 27.31
2017-11-14 13F-HR ROYAL BANK OF CANADA Call 339,200 151,800 -55.25 14,881 7,118 -52.17
2017-11-03 13F-HR Global X Management CO LLC 30,134 34,420 14.22 1,322 1,614 22.09
2017-12-01 13F-HR/A-1 Axa 1,168,137 1,149,421 -1.60 51,246 53,896 5.17
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 37,505 37,513 0.02 1,645 1,759 6.93
2017-11-07 13F-HR CNA FINANCIAL CORP 105,176 123,776 17.68 4,614 5,804 25.79
2017-11-09 13F-HR LMR Partners LLP 20,135 16,448 -18.31 883 771 -12.68
2017-11-13 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 47,650 2,234
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 134 134 0.00 6 6 0.00
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 2,327,832 1,315,811 -43.47 102,106 61,699 -39.57
2017-11-14 13F-HR CLINTON GROUP INC 83,389 54,666 -34.44 3,658 2,563 -29.93
2017-10-31 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 977,952 1,032,067 5.53 42,903 48,394 12.80
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 115,610 102,010 -11.76 5,072 4,783 -5.70
2017-11-13 13F-HR TEACHERS ADVISORS INC 1,390,923 1,058,609 -23.89 61,020 49,638 -18.65
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 19,442 19,538 0.49 854 916 7.26
2017-10-30 13F-HR IFP Advisors, Inc 5,136 2,927 -43.01 225 137 -39.11
2017-11-14 13F-HR Williams Jones & Associates LLC 7,812 7,038 -9.91 343 330 -3.79
2017-08-02 13F-HR Segantii Capital Management Ltd 85,000 0 -100.00 4,098 0 -100.00
2017-11-01 13F-HR/A-1 Financial Architects, Inc 2,100 3,200 52.38 92 150 63.04
2017-11-03 13F-HR BESSEMER GROUP INC 59,326 88,872 49.80 2,603 4,167 60.08
2017-11-13 13F-HR Bridgewater Associates, LP 19,503 16,357 -16.13 856 767 -10.40
2017-11-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 972 972 0.00 43 46 6.98
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 1,494,561 1,677,995 12.27 65,567 78,681 20.00
2017-10-17 13F-HR Cohen Klingenstein, LLC 64,100 64,100 0.00 2,812 3,006 6.90
2017-11-14 13F-HR QCM Cayman, Ltd. 10,118 12,923 27.72 444 606 36.49
2017-08-14 13F-HR City Financial Investment Co Ltd 108,459 0 -100.00 5,229 0 -100.00
2017-11-14 13F-HR SUNTRUST BANKS INC 15,792 13,707 -13.20 691 641 -7.24
2017-10-16 13F-HR State of Alaska, Department of Revenue 4,758 22,058 363.60 208 1,033 396.63
2017-11-08 13F-HR Point View Wealth Management, Inc. 0 4,427 0 208
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 43,123 45,465 5.43 1,892 2,132 12.68
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 903,039 751,400 -16.79 39,616 35,233 -11.06
2017-10-12 13F-HR DAVENPORT & Co LLC 10,000 468,900
2017-10-20 13F-HR CONNING INC. 7,687 7,617 -0.91 337 357 5.93
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 0 4,828 0 226
2017-11-14 13F-HR Magnetar Financial LLC 6,003 0 -100.00 263 0 -100.00
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 8,301 78,556 846.34 364 3,683 911.81
2017-10-20 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 15,033 11,994 -20.22 659 562 -14.72
2017-11-09 13F-HR Knights of Columbus Asset Advisors LLC 26,900 28,700 6.69 1,180 1,346 14.07
2017-10-19 13F-HR LS Investment Advisors, LLC 12,112 12,767 5.41 531 599 12.81
2017-11-13 13F-HR WILEN INVESTMENT MANAGEMENT CORP. 11,578 10,878 -6.05 498 500 0.40
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 38,460 39,360 2.34 1,684 1,844 9.50
2017-11-07 13F-HR Timber Hill LLC 6,179 0 -100.00 271 0 -100.00
2017-08-11 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 4,504 0 -100.00 217 0 -100.00
2017-11-14 13F-HR MORGAN STANLEY 1,689,430 1,515,505 -10.29 74,117 71,062 -4.12
2017-10-30 13F-HR Mercer Capital Advisers, Inc. 4,050 4,050 0.00 178 190 6.74
2017-11-15 13F-HR Fieldpoint Private Securities, LLC 0 153 0 7
2017-08-04 13F-HR Apriem Advisors 47 0 -100.00 2 0 -100.00
2017-11-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 50,000 50,000 0.00 2,193 2,344 6.89
2017-11-13 13F-HR Laurion Capital Management LP Put 180,000 180,000 0.00 7,897 8,440 6.88
2017-07-19 13F-HR Gradient Investments LLC 100 0 -100.00 5 0 -100.00
2017-11-14 13F-HR Zions Bancorporation 0 201 0 9
2017-11-14 13F-HR BlackRock Inc. Put 1,711,700 0 -100.00 75,093 0 -100.00
2017-10-30 13F-HR FineMark National Bank & Trust 26,589 16,048 -39.64 1,166 752 -35.51
2017-11-14 13F-HR WEALTHFRONT INC 13,331 21,213 59.13 585 995 70.09
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 22,176 0 1,040
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 120,500 146,600 21.66 5,286 6,874 30.04
2017-10-19 13F-HR APG Asset Management N.V. 1,737,987 1,607,063 -7.53 76,245 75,355 -1.17
2017-07-14 13F-HR Camarda Financial Advisors, LLC 50 0 -100.00 2 0 -100.00
2017-11-14 13F-HR Omega Advisors Inc. 983,800 983,800 0.00 43,159 46,130 6.88
2017-11-13 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 4,293,360 4,013,961 -6.51 188,350 188,215 -0.07
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 58,619 58,029 -1.01 2,572 2,721 5.79
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 827,400 917,300 10.87 36,298 43,012 18.50
2017-11-14 13F-HR Point72 Asset Management, L.P. 0 125,000 0 5,861
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 24,517 21,848 -10.89 1,181,965 958,472 -18.91
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 0 28,743 0 1,348
2017-10-18 13F-HR Asset Dedication, LLC 1,200 1,200 0.00 53 56 5.66
2017-10-16 13F-HR Louisiana State Employees Retirement System 16,800 16,900 0.60 737 792 7.46
2017-10-31 13F-HR Artemis Investment Management LLP 1,220,485 1,344,608 10.17 53,525 63,042 17.78
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ Put 81,500 81,500 0.00 3,575 3,822 6.91
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 289 389 34.60 2 14 600.00
2017-11-02 13F-HR WESBANCO BANK INC 0 4,692 0 220
2017-10-18 13F-HR SpiderRock Advisors LLC Call 3 3 0.00
2017-11-13 13F-HR SevenBridge Financial Group, LLC 800 724 -9.50 35 34 -2.86
2017-08-14 13F-HR Point72 Asset Management, L.P. Call 70,000 0 -100.00 3,375 0 -100.00
2017-08-14 13F-HR Petrus Trust Company, LTA 6,510 0 -100.00 314 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO Put 180,000 330,000 83.33 7,897 15,358 94.48
2017-11-13 13F-HR AVIVA PLC 464,728 476,910 2.62 20,383 22,362 9.71
2017-11-14 13F-HR MARTIN CURRIE LTD 6,200 0 -100.00 272 0 -100.00
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 1,403,016 1,591,643 13.44 61,551 74,633 21.25
2017-11-14 13F-HR Clearbridge Investments, LLC 1,000 0 -100.00 44 0 -100.00
2017-11-13 13F-HR Twin Tree Management, LP 33,090 2,764 -91.65 1,452 130 -91.05
2017-07-25 13F-HR SOMERVILLE KURT F 6,990 0 -100.00 337 0 -100.00
2017-11-14 13F-HR Institute for Wealth Management, LLC. 9,129 0 -100.00 396 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC 51,925 283,301 445.60 2,278 13,284 483.14
2017-11-14 13F-HR Squarepoint Ops LLC 0 42,320 0 1,984
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 53,883 88,333 63.93 2,393 4,142 73.09
2017-11-14 13F-HR FIFTH THIRD BANCORP 278 187 -32.73 12 9 -25.00
2017-11-08 13F-HR D.A. DAVIDSON & CO. 1,472 0 -100.00 64 0 -100.00
2017-09-22 13F-HR/A-1 HighTower Advisors, LLC Call 800 0 -100.00 5 0 -100.00
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 101,000 197,800 95.84 4,431 9,275 109.32
2017-11-13 13F-HR/A-1 NORGES BANK 2,877,386 2,661,746 -7.49 172,930 136,316 -21.17
2017-11-14 13F-HR MARATHON ASSET MANAGEMENT LP 13,409 629
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 1,207,703 523,188 -56.68 52,982 24,532 -53.70
2017-08-23 13F-HR/A-5 BROOKFIELD ASSET MANAGEMENT INC. 11,020 0 -100.00 662 0
2017-11-13 13F-HR CITIGROUP INC Call 285,800 206,500 -27.75 12,538 9,683 -22.77
2017-10-16 13F-HR Watermark Asset Management, Inc. 29 0 -100.00 1 0 -100.00
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 78,556 3,446
2017-08-14 13F-HR TWO SIGMA SECURITIES, LLC 5,557 0 -100.00 268 0 -100.00
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 0 12,700 0 596
2017-10-12 13F-HR Conservest Capital Advisors, Inc. 4,957 4,876 -1.63 217 229 5.53
2017-11-06 13F-HR Advisor Group, Inc. 4,107 3,185 -22.45 180 151 -16.11
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 7,027,470 6,925,421 -1.45 308,295 324,733 5.33
2017-11-14 13F-HR Voya Investment Management LLC 480,819 169,599 -64.73 21,094 7,953 -62.30
2017-11-13 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 34,422 32,847 -4.58 1,510 1,540 1.99
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 4,352,707 5,277,127 21.24 190,953 247,444 29.58
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 2,968,188 3,133,944 5.58 130,214,408 146,950,633 12.85
2017-11-08 13F-HR Norinchukin Bank, The 18,752 20,114 7.26 823 943 14.58
2017-11-07 13F-HR LOWE BROCKENBROUGH & CO INC 94,738 92,948 -1.89 4,156 4,358 4.86
2017-11-13 13F-HR US BANCORP \DE\ 32,323 29,849 -7.65 1,417 1,399 -1.27
2017-11-16 13F-HR Laffer Investments 35,059 34,910 -0.42 1,941,532 2,047,227 5.44
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 82,891 109,829 32.50 3,996 4,818 20.57
2017-11-03 13F-HR ZWJ INVESTMENT COUNSEL INC 5,475 0 -100.00 240 0 -100.00
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 8,131 10,162 24.98 357 476 33.33
2017-11-14 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 86,680 64,130 -26.02 3,802,652 3,007,056 -20.92
2017-11-03 13F-HR FDx Advisors, Inc. 5,557 261
2017-11-14 13F-HR PRUDENTIAL PLC 223,626 223,626 0.00 9,810 10,486 6.89
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 681,034 671,757 -1.36 29,877 31,499 5.43
2017-11-13 13F-HR DFT Energy LP 285,000 275,000 -3.51 12,503 12,799 2.37
2017-10-19 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 184,000 8,628
2017-11-13 13F-HR BlueMountain Capital Management, LLC 17,450 0 -100.00 766 0 -100.00
2017-11-13 13F-HR M&T BANK CORP 22,462 24,321 8.28 985 1,140 15.74
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 100 100 0.00 4 5 25.00
2017-11-02 13F-HR Nelson Roberts Investment Advisors, LLC 30 0 -100.00 2 0 -100.00
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 7,401 7,145 -3.46 325 335 3.08
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 11,760 12,457 5.93 516 584 13.18
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 583,443 579,879 -0.61 25,596 27,191 6.23
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 7,619 7,672 0.70 334 360 7.78
2017-07-28 13F-HR Financial Management Professionals, Inc. 330 0 -100.00 15 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 281,800 371,600 31.87 12,363 17,424 40.94
2017-10-06 13F-HR CenturyLink Investment Management Co 15,349 17,838 16.22 673 836 24.22
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 69,772 46,388 -33.51 3,060 2,174 -28.95
2017-11-13 13F-HR Investec Asset Management North America, Inc. 26,363 26,363 0.00 1,157 1,236 6.83
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 73,042 77,026 5.45 3,202 3,611 12.77
2017-11-14 13F-HR Bramshill Investments, Llc 7,322 343
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 1,436 1,085 -24.44 64 51 -20.31
2017-11-14 13F-HR Anchor Bolt Capital, LP 83,390 0 -100.00 3,658 0 -100.00
2017-07-21 13F-HR Oxbow Advisors, LLC 5,238 0 -100.00 253 0 -100.00
2017-10-13 13F-HR Guinness Atkinson Asset Management Inc 27,543 27,543 0.00 1,208 1,291 6.87
2017-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 5,949 0 -100.00 287 0 -100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 4,615,399 5,213,975 12.97 202,476 244,483 20.75
2017-10-25 13F-HR Cornerstone Advisors, Inc. 111 178 60.36 5 8 60.00
2017-11-08 13F-HR Harbour Capital Advisors, LLC 60,541 0 -100.00 1,380 0 -100.00
2017-10-06 13F-HR Arvest Trust Co 81,820 82,198 0.46 3,590 3,855 7.38
2017-11-14 13F-HR UBS Group AG Call 7,400 900,200 12,064.86 325 42,210 12,887.69
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 17,517 11,979 -31.62 768 562 -26.82
2017-11-14 13F-HR CLEARARC CAPITAL INC 6,643 6,926 4.26 291 325 11.68
2017-11-13 13F-HR EAGLE GLOBAL ADVISORS LLC 113,238 47,880 -57.72 4,968 2,245 -54.81
2017-11-14 13F-HR Arizona State Retirement System 67,062 106,692 59.09 2,942 5,003 70.05
2017-12-14 13F-HR/A-1 Kuntz Lesher Capital LLC 6,079 6,816 12.12 266 321 20.68
2017-11-01 13F-HR GABELLI FUNDS LLC 355,000 349,000 -1.69 15,574 16,365 5.08
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 88,400 344,600 289.82 3,878 16,158 316.66
2017-11-14 13F-HR Walleye Trading LLC Call 57,700 279,900 385.10 2,529 13,124 418.94
2017-11-08 13F-HR Cannell Peter B & Co Inc 5,175 5,175 0.00 227 243 7.05
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 14,827 17,227 16.19 650 808 24.31
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 23,576 22,879 -2.96 1,034 1,073 3.77
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 120,904 136,351 12.78 5,304 6,393 20.53
2017-11-09 13F-HR BBT Capital Management, LLC 20,000 40,000 100.00 877 1,876 113.91
2017-11-14 13F-HR UBS Group AG Put 80,000 582,300 627.88 3,510 27,304 677.89
2017-11-08 13F-HR ING GROEP NV 0 11,194 0 525
2017-11-03 13F-HR Sterling Investment Advisors, Ltd. 69 0 -100.00 3 0 -100.00
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 22,123 22,123 0.00 970 1,037 6.91
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 42,306 40,815 -3.52 1,857 1,914 3.07
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 0 124,000 0 5,814
2017-11-03 13F-HR Alpha Omega Wealth Management LLC 137 137 0.00 6 6 0.00
2017-07-19 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 15,000 0 -100.00 723 0 -100.00
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 10,310 10,700 3.78 452 502 11.06
2017-11-14 13F-HR Elliott Management Corporation 18,800,000 21,119,500 12.34 824,756 990,293 20.07
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 29,446 0 -100.00 1,292 0 -100.00
2017-11-08 13F-HR ROOSEVELT INVESTMENT GROUP INC 128,787 115,551 -10.28 5,650 5,418 -4.11
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 0 35,600 0 1,669
2017-11-14 13F-HR UBS Group AG 241,147 239,195 -0.81 10,579 11,216 6.02
2017-11-14 13F-HR NOMURA HOLDINGS INC Call 7,200 7,200 0.00 316 338 6.96
2017-11-14 13F-HR CREDIT SUISSE AG/ Call 250,000 778,700 211.48 10,968 36,513 232.90
2017-10-20 13F-HR/A-1 Shell Asset Management Co 19,770 11,848 -40.07 867 556 -35.87
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 472,366 138,203 -70.74 20,723 6,480 -68.73
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 6,900 63 -99.09 303 3 -99.01
2017-11-13 13F-HR FRANKLIN RESOURCES INC 365,997 386,537 5.61 16,057 18,125 12.88
2017-10-19 13F-HR Tarbox Group, Inc. 16 37 131.25 1 2 100.00
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 7,991 8,187 2.45 351 384 9.40
2017-11-03 13F-HR ADVISOR PARTNERS LLC 5,290 7,453 40.89 232 349 50.43
2017-10-06 13F-HR North Star Investment Management Corp. 200 200 0.00 9 9 0.00
2017-08-11 13F-HR GSA CAPITAL PARTNERS LLP 27,031 0 -100.00 1,303 0 -100.00
2017-10-25 13F-HR Aperio Group, LLC 91,547 87,734 -4.17 4,016 4,114 2.44
2017-11-14 13F-HR HighTower Advisors, LLC 19,479 19,877 2.04 859 933 8.61
2017-11-03 13F-HR GHP Investment Advisors, Inc. 10,970 11,001 0.28 481 516 7.28
2017-10-12 13F-HR ORRSTOWN FINANCIAL SERVICES INC 32 2
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 5,152 4,735 -8.09 226 222 -1.77
2017-11-14 13F-HR Walleye Trading LLC Put 222,800 509,200 128.55 9,771 23,870 144.29
2017-08-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 27,300 0 -100.00 1,316 0 -100.00
2017-11-09 13F-HR South Dakota Investment Council 417,592 417,592 0.00 18,320 19,581 6.88
2017-11-01 13F-HR State of Tennessee, Treasury Department 73,910 86,158 16.57 3,242 4,040 24.61
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 46 13 -71.74 2 1 -50.00
2017-06-27 13F-HR/A-1 Nuveen Asset Management, LLC 98,418 0 -100.00 6,130 0 -100.00
2017-11-14 13F-HR Invesco Ltd. 6,228,916 6,162,011 -1.07 273,263 288,936 5.74
2017-11-13 13F-HR Live Your Vision, LLC 210 0 -100.00 10 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 353,700 441,500 24.82 15,517 20,702 33.41
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 1,230 0 -100.00 54 0 -100.00
2017-11-14 13F-HR Dynamic Capital Management Ltd 27,611 11,810 -57.23 1,211 554 -54.25
2017-11-14 13F-HR Paloma Partners Management Co 4,584 0 -100.00 201 0 -100.00
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 22,273 22,273 0.00 1,044 1,044 0.00
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 1,474 69
2017-10-30 13F-HR NJ State Employees Deferred Compensation Plan 10,000 10,000 0.00 439 469 6.83
2017-11-15 13F-HR Highlander Capital Management, LLC 15,150 3,450 -77.23 688 162 -76.45
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 968,100 818,000 -15.50 42,471 38,356 -9.69
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 2,464 2,397 -2.72 108 112 3.70
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 90,561 84,033 -7.21 3,973 3,940 -0.83
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 35,578 39,533 11.12 1,561 1,854 18.77
2017-08-11 13F-HR STEVENS CAPITAL MANAGEMENT LP 50,765 0 -100.00 2,447 0 -100.00
2017-11-14 13F-HR Jabre Capital Partners S.A. 6,000 0 -100.00 263 0 -100.00
2017-09-27 13F-HR/A-1 SABBY MANAGEMENT, LLC Call 250 0 -100.00 2 0 -100.00
2017-10-17 13F-HR CENTRAL TRUST Co 3,340 3,000 -10.18 146 140 -4.11
2017-10-31 13F-HR EVERENCE CAPITAL MANAGEMENT INC 21,630 21,630 0.00 949 1,014 6.85
2017-10-26 13F-HR Concannon Wealth Management, LLC 193 9
2017-08-07 13F-HR TWIN CAPITAL MANAGEMENT INC 32,640 0 -100.00 1,574 0 -100.00
2017-10-25 13F-HR CALAMOS WEALTH MANAGEMENT LLC 15,330 0 -100.00 673 0 -100.00
2017-11-07 13F-HR MANNING & NAPIER ADVISORS LLC 66,686 63,826 -4.29 2,925 2,991 2.26
2017-11-03 13F-HR BANK OF HAWAII 6,000 6,000 0.00 263 281 6.84
2017-11-14 13F-HR A.R.T. Advisors, LLC 141,000 40,600 -71.21 6,185 1,903 -69.23
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 6,435 6,435 0.00 282 250 -11.35
2017-11-13 13F-HR Bruderman Asset Management, LLC 1,129 0 -100.00 50 0 -100.00
2017-11-07 13F-HR MARKSTON INTERNATIONAL LLC 62,375 58,695 -5.90 2,737 2,753 0.58
2017-11-07 13F-HR Timber Hill LLC Put 6,600 0 -100.00 290 0 -100.00
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 23,347 25,189 7.89 1,024 1,181 15.33
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 103,069 6,174 -94.01 4,522 289 -93.61
2017-08-11 13F-HR Wall Street Access Asset Management, LLC 4,345 0 -100.00 209 0 -100.00
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 21,577 21,577 0.00 947 1,012 6.86
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 552,810 621,743 12.47 24,252 29,153 20.21
2017-11-08 13F-HR Edge Advisors, Llc 372 372 0.00 16 16 0.00
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 46,300 50,500 9.07 2,026 2,378 17.37
2017-10-31 13F-HR Andra AP-fonden 22,200 28,000 26.13 974 1,313 34.80
2017-08-10 13F-HR Wharton Business Group, LLC 25,650 0 -100.00 1,237 0 -100.00
2017-11-03 13F-HR World Asset Management Inc 28,199 28,225 0.09 1,237 1,323 6.95
2017-11-09 13F-HR VAN ECK ASSOCIATES CORP 42,204 47,503 12.56 1,851 2,227 20.31
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 397,806 410,129 3.10 17,420 19,100 9.64
2017-10-27 13F-HR Mosaic Family Wealth, LLC 412 429 4.13 18 20 11.11
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 254 228 -10.24 11,249 10,650 -5.32
2017-08-08 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 6,335 0 -100.00 305 0 -100.00
2017-11-14 13F-HR Natixis 725,109 0 -100.00 31,811 0 -100.00
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 522,339 501,094 -4.07 22,915 23,496 2.54
2017-10-03 13F-HR NEVILLE RODIE & SHAW INC 4,772 4,612 -3.35 209 216 3.35
2017-11-06 13F-HR CIBC Asset Management Inc 52,247 51,305 -1.80 2,292 2,406 4.97
2017-08-11 13F-HR Amica Retiree Medical Trust 1,684 0 -100.00 81 0 -100.00
2017-11-13 13F-HR Campbell & CO Investment Adviser LLC 0 7,174 0 336
2017-11-16 13F-HR Moors & Cabot, Inc. 4,569 4,470 -2.17 203 208 2.46
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 31,861 35,606 11.75 1,398 1,670 19.46
2017-11-01 13F-HR Old Mutual Global Investors (UK) Ltd. 9,600 0 -100.00 421 0 -100.00
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 611 611 0.00 27 29 7.41
2017-11-03 13F-HR/A-1 Legacy Advisors, Llc 3,060 3,060 0.00 134 143 6.72
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 149,805 134,295 -10.35 6,572 6,297 -4.18
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 209,206 197,777 -5.46 10,029,742 9,273,763 -7.54
2017-11-07 13F-HR BANQUE PICTET & CIE SA 4,800 4,800 0.00 211 225 6.64
2017-11-08 13F-HR Kentucky Retirement Systems 17,323 16,592 -4.22 760 778 2.37
2017-11-14 13F-HR CREDIT SUISSE AG/ 4,061,340 1,494,350 -63.21 178,170 70,072 -60.67
2017-08-11 13F-HR Timber Creek Capital Management LLC 0 0 0 0
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 356 281 -21.07 16 13 -18.75
2017-08-14 13F-HR Schonfeld Strategic Advisors LLC 64,301 0 -100.00 3,100 0 -100.00
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 172 172 0.00 8 8 0.00
2017-10-12 13F-HR MOODY NATIONAL BANK TRUST DIVISION 5,025 0 -100.00 221 0 -100.00
2017-10-11 13F-HR FACTORY MUTUAL INSURANCE CO 771,000 782,000 1.43 33,824 36,668 8.41
2017-11-13 13F-HR EATON VANCE MANAGEMENT 68,163 68,119 -0.06 2,990 3,194 6.82
2017-08-14 13F-HR WADDELL & REED FINANCIAL INC 415,200 0 -100.00 20,017 0 -100.00
2017-11-08 13F-HR AMF Pensionsforsakring AB 500,899 467,635 -6.64 24,148 21,927 -9.20
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 276,653 276,653 0.00 12,137 12,972 6.88
2017-11-14 13F-HR BlackRock Inc. 28,581,841 27,986,655 -2.08 1,253,884 1,312,295 4.66
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 110,900 238,000 114.61 4,865 11,160 129.39
2017-08-01 13F-HR KELLY LAWRENCE W & ASSOCIATES INC/CA 3 0 -100.00 0 0
2017-11-13 13F-HR Employees Retirement System of Texas 135,700 135,700 0.00 5,953 6,363 6.89
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 94,401 93,956 -0.47 4,141 4,406 6.40
2017-10-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 273,453 334,919 22.48 11,996 15,704 30.91
2017-11-13 13F-HR Winton Capital Group Ltd 0 63,375 0 2,972
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,600,200 1,255,200 -21.56 70,201 58,856 -16.16
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 22,461 21,703 -3.37 1,083 952 -12.10
2017-10-23 13F-HR EQUITEC SPECIALISTS, LLC 0 14,934 0 700
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 156 164 5.13 7 8 14.29
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 93,100 78,800 -15.36 4,084 3,695 -9.52
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 318,728 314,559 -1.31 13,983 14,749 5.48
2017-10-25 13F-HR HEARTLAND ADVISORS INC 196,112 234,251 19.45 8,603 10,984 27.68
2017-11-08 13F-HR NEXT Financial Group, Inc 3,729 4,229 13.41 164,000 190 -99.88
2017-10-24 13F-HR NIPPON LIFE INSURANCE CO 19,471 21,229 9.03 854 995 16.51
2017-08-08 13F-HR Bellwether Investment Group, LLC 200 0 -100.00 10 0 -100.00
2017-11-13 13F-HR Oz Management LP Put 1,272,300 0 -100.00 55,816 0 -100.00
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 2,726,297 2,842,476 4.26 119,400 133,018 11.41
2017-11-08 13F-HR FAYEZ SAROFIM & CO 33,004 33,004 0.00 1,447 1,548 6.98
2017-11-14 13F-HR Arosa Capital Management LP 0 391,601 0 18,362
2017-08-10 13F-HR Dai-Ichi Life Insurance Company, Ltd 5,441 0 -100.00 262 0 -100.00
2017-08-14 13F-HR Precocity Capital LP 200,000 0 -100.00 9,642 0 -100.00
2017-10-24 13F-HR TRUST CO OF VERMONT 373 73 -80.43 16 3 -81.25
2017-08-14 13F-HR NUMERIC INVESTORS LLC 8,600 0 -100.00 415 0 -100.00
2017-11-30 13F-HR/A-1 BARROW HANLEY MEWHINNEY & STRAUSS LLC 4,144,845 4,227,746 2.00 181,834 198,239 9.02
2017-11-02 13F-HR Jacobi Capital Management LLC 37 37 0.00 2 2 0.00
2017-10-16 13F-HR Independence Advisors, LLC 1,108 0 -100.00 230 0 -100.00
2017-10-27 13F-HR Bollard Group LLC 10,462 0 -100.00 459 0 -100.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ 1,179,238 2,130,031 80.63 51,729 99,873 93.07
2017-11-13 13F-HR Tredje AP-fonden 42,026 43,536 3.59 1,854 2,041 10.09
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 83,000 63,400 -23.61 3,641 2,973 -18.35
2017-10-16 13F-HR National Pension Service 289,307 300,861 3.99 12,440 14,002 12.56
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 247 12
2017-11-02 13F-HR IndexIQ Advisors LLC 5,477 1,124 -79.48 240 52 -78.33
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,229,939 1,265,794 2.92 53,958 59,354 10.00
2017-11-06 13F-HR SEI INVESTMENTS CO 131,123 143,636 9.54 5,752 6,736 17.11
2017-11-13 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 16,114 12,910 -19.88 707 605 -14.43
2017-11-06 13F-HR QCI ASSET MANAGEMENT INC/NY 400 400 0.00 18 19 5.56
2017-11-07 13F-HR Quantbot Technologies LP 25,207 1,458 -94.22 1,215 68 -94.40
2017-10-12 13F-HR Advisory Services Network, LLC 900 200 -77.78 39 9 -76.92
2017-10-23 13F-HR WHITTIER TRUST CO 84,486 176,062 108.39 3,706 8,253 122.69
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 21,156 21,156 0.00 928 992 6.90
2017-11-13 13F-HR Private Advisor Group, LLC 10,644 10,586 -0.54 452 470 3.98
2017-11-14 13F-HR KEY GROUP HOLDINGS (CAYMAN), LTD. 2,221,084 1,375,081 -38.09 97,439 64,478 -33.83
2017-08-31 13F-HR/A-1 UBS OCONNOR LLC 86,000 0 -100.00 4,146,000 0 -100.00
2017-11-17 13F-HR/A-1 TORTOISE CAPITAL ADVISORS, L.L.C. 7,413 7,313 -1.35 325 343 5.54
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 11,300 530
2017-11-06 13F-HR Spot Trading L.l.c. Call 67,000 50,900 -24.03 2,939 2,387 -18.78
2017-10-18 13F-HR WealthTrust-Arizona, LLC 26 26 0.00 1 1 0.00
2017-11-13 13F-HR CITIGROUP INC Put 651,600 205,400 -68.48 28,586 9,632 -66.31
2017-11-14 13F-HR CREDIT AGRICOLE S A 176,044 170,806 -2.98 7,722 8,010 3.73
2017-11-09 13F-HR Legal & General Group Plc 1,537,789 1,585,415 3.10 67,459 74,328 10.18
2017-10-25 13F-HR FIRST QUADRANT L P/CA 38,701 13,201 -65.89 1,698 619 -63.55
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 0 12,100 0 566
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 62,011 60,585 -2.30 2,720 2,841 4.45
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Put 500,000 0 -100.00 21,935 0 -100.00
2017-11-13 13F-HR PROFUND ADVISORS LLC 14,589 14,185 -2.77 640 665 3.91
2017-11-13 13F-HR Sheaff Brock Investment Advisors, LLC 14,678 12,380 -15.66 644 581 -9.78
2017-11-14 13F-HR Vident Investment Advisory, LLC 0 5,045 0 237
2017-11-13 13F-HR BROWN ADVISORY INC 74,472 72,430 -2.74 3,267 3,396 3.95
2017-10-18 13F-HR SpiderRock Advisors LLC Put 36 3 -91.67
2017-11-08 13F-HR CYPRESS ASSET MANAGEMENT INC/TX 13,122 12,286 -6.37 576 576 0.00
2017-11-14 13F-HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC 2,186,580 1,754,789 -19.75 95,925 82,282 -14.22
2017-10-25 13F-HR SIMPLEX TRADING, LLC 74,134 5,018 -93.23 3,252 235 -92.77
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 982,488 596,725 -39.26 43,102 27,980 -35.08
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 879,822 1,085,840 23.42 38,598 50,917 31.92
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 2,070 2,082 0.58 90 97 7.78
2017-11-14 13F-HR Capital Bank & Trust Co 64 0 -100.00 3 0 -100.00
2017-11-14 13F-HR First Allied Advisory Services, Inc. 6,419 0 -100.00 282 0 -100.00
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 1,986 1,968 -0.91 87 92 5.75
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 645 670 3.88 28 31 10.71
2017-10-11 13F-HR Packer & Co Ltd 890,600 2,039,400 128.99 39,071 51,678 32.27
2017-11-14 13F-HR Proficio Capital Partners LLC 81 271 234.57 4 13 225.00
2017-11-14 13F-HR QS Investors, LLC 31,199 30,599 -1.92 1,369 1,435 4.82
2017-10-10 13F-HR Nikko Asset Management Americas, Inc. 269,570 248,870 -7.68 11,826 11,670 -1.32
2017-08-14 13F-HR Carmignac Gestion 3,375,994 0 -100.00 162,757 0 -100.00
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 7,153 0 -100.00 314 0 -100.00
2017-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 5,532 0 -100.00 266 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. 49,049 54,218 10.54 2,152 2,542 18.12
2017-08-10 13F-HR WELLS FARGO & COMPANY/MN Put 16,800 0 -100.00 139 0 -100.00
2017-10-27 13F-HR BECK MACK & OLIVER LLC 16,900 10,200 -39.64 741 478 -35.49
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 143,299 100,900 -29.59 6,287 4,731 -24.75
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 40,225 40,719 1.23 1,765 1,909 8.16
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 557,474 28,300 -94.92 24,456 1,327 -94.57
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 267,100 245,500 -8.09 11,718 11,511 -1.77
2017-11-13 13F-HR Evercore Wealth Management, LLC 1,063 938 -11.76 47 44 -6.38
2017-11-13 13F-HR WELCH & FORBES LLC 4,668 0 -100.00 205 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC Call 17,300 0 -100.00 759 0 -100.00
2017-11-07 13F-HR Timber Hill LLC Call 18,800 18,100 -3.72 825 849 2.91
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 47,700 119,000 149.48 2,093 5,580 166.60
2017-11-06 13F-HR TORONTO DOMINION BANK 342,958 104,412 -69.56 15,043 4,895 -67.46
2017-11-07 13F-HR/A-1 COMMERCE BANK 8,325 9,760 17.24 365 457 25.21
2017-11-08 13F-HR Pacer Advisors, Inc. 6,461 7,109 10.03 283 333 17.67
2017-10-05 13F-HR Washington Trust Bank 636 758 19.18 28 36 28.57
2017-11-14 13F-HR NOMURA HOLDINGS INC Put 1,273,000 607,200 -52.30 55,865 28,465 -49.05
2017-11-14 13F-HR UBS OCONNOR LLC Call 191,700 0 -100.00 42,000 0 -100.00
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 56,147 54,083 -3.68 2,463 2,536 2.96
2017-11-14 13F-HR VANGUARD GROUP INC 19,787,281 25,008,593 26.39 868,068 1,172,654 35.09
2017-10-17 13F-HR Cutler Group LP 29,250 25,658 -12.28 1,283 1,203 -6.24
2017-10-27 13F-HR Parkside Financial Bank & Trust 179 169 -5.59 8 8 0.00
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 395 395 0.00 17 19 11.76
2017-10-26 13F-HR Harbor Advisors LLC 6,000 6,000 0.00 263 281 6.84
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 886,451 919,767 3.76 38,889 43,128 10.90
2017-10-18 13F-HR SpiderRock Advisors LLC 214 63 -70.56
2017-11-02 13F-HR MAYO INVESTMENT ADVISERS LLC 0 3,500 0.00 0 206
2017-11-08 13F-HR HAP Trading, LLC 22,105 13,785 -37.64 970 646 -33.40
2017-11-15 13F-HR Neuberger Berman Group LLC 9,233 8,788 -4.82 405 412 1.73
2017-11-14 13F-HR Capital World Investors 6,811,400 6,375,734 -6.40 298,816 298,958 0.05
2017-11-08 13F-HR Oakworth Capital, Inc. 161 161 0.00 7 6 -14.29
2017-11-14 13F-HR Veritable, L.P. 87,094 84,552 -2.92 3,821 3,965 3.77
2017-11-13 13F-HR FDO Partners, LLC 0 28,016 0 1,314
2017-07-11 13F-HR Beacon Capital Management, Inc. 1 0 -100.00 0 0
2017-08-18 13F-HR WFG Advisors, LP 7 7 0.00 0 0
2017-11-13 13F-HR Renaissance Technologies LLC 95,463 971,663 917.84 4,602 45,561 890.03
2017-08-14 13F-HR Point72 Europe (London) LLP 107,268 0 -100.00 5,171 0 -100.00
2017-11-08 13F-HR MITCHELL GROUP INC 604,676 538,416 -10.96 26,527 25,246 -4.83
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 24,108 24,218 0.46 1,056 1,136 7.58
2017-11-14 13F-HR D'Orazio & Associates, Inc. 2,400 300 -87.50 105 14 -86.67
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 82,357 86,857 5.46 3,613 4,073 12.73
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 34,846 6,362 -81.74 1,529 298 -80.51
2017-11-09 13F-HR Achmea Investment Management B.V. 12,160 12,160 0.00 533 570 6.94
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 14,452,860 16,133,759 11.63 634,047 756,512 19.31
2017-11-07 13F-HR Commonwealth Equity Services, Inc 11,012 11,418 3.69 483 535 10.77
2017-11-01 13F-HR Perpetual Ltd 35,800 0 -100.00 1,571 0 -100.00
2017-11-14 13F-HR IHT Wealth Management, LLC 631 417 -33.91 3,812 18 -99.53
2017-11-14 13F-HR PROSPECTOR PARTNERS LLC 99,100 98,100 -1.01 4,348 4,600 5.80
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 856,994 847,384 -1.12 37,596 39,734 5.69
2017-10-25 13F-HR Carroll Financial Associates, Inc. 401 401 0.00 17 18 5.88
2017-11-09 13F-HR JP MORGAN CHASE & CO Call 150,000 6,981
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 155,000 155,000 0.00 6,800 7,268 6.88
2017-11-13 13F-HR RidgeWorth Capital Management LLC 85 85 0.00 4 4 0.00
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 89,486 89,486 0.00 3,925 4,195 6.88
2017-10-23 13F-HR STRS OHIO 1,075,824 1,172,481 8.98 47,196 54,977 16.49
2017-10-18 13F-HR Mutual of America Capital Management LLC 45,621 40,457 -11.32 2,001 1,897 -5.20
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 75,927 74,888 -1.37 3,331 3,511 5.40
2017-11-13 13F-HR Impala Asset Management LLC 824,716 1,409,356 70.89 36,180 66,085 82.66
2017-11-14 13F-HR Focused Wealth Management, Inc 730 730 0.00 32 34 6.25
2017-11-08 13F-HR MACQUARIE GROUP LTD 9,200 96,450 948.37 403 4,523 1,022.33
2017-11-14 13F-HR Glen Harbor Capital Management LLC 9,790 10,406 6.29 429 488 13.75
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 241,085 208,132 -13.67 10,429 8,201 -21.36
2017-07-05 13F-HR Verde Servicos Internacionais S.A. 6,600 0 -100.00 318 0 -100.00
2017-10-25 13F-HR FIRST MANHATTAN CO 22,478 22,478 0.00 986 1,053 6.80
2017-10-17 13F-HR Creative Planning 8,963 41,076 358.28 393 1,926 390.08
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 5,456 5,456 0.00 239 256 7.11
2017-11-13 13F-HR LOEWS CORP 12,574 14,749 17.30 552 692 25.36
2017-10-27 13F-HR Cable Hill Partners, LLC 82 82 0.00 4 4 0.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 191,400 144,800 -24.35 8,230 6,790 -17.50
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 0 2,000 0 94
2017-11-14 13F-HR LOOMIS SAYLES & CO L P 449,441 405,820 -9.71 19,717 19,029 -3.49
2017-08-28 13F-HR/A-1 HRS Investment Holdings, LLC 17,500 0 -100.00 1,090 0 -100.00
2017-08-11 13F-HR Hudson Bay Capital Management LP Call 50,000 0 -100.00 2,411 0
2017-10-25 13F-HR DUNCKER STREETT & CO INC 3,000 3,000 0.00 132 141 6.82
2017-11-03 13F-HR Tradewinds Capital Management, LLC 159 159 0.00 7 7 0.00
2017-11-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 29,760 29,760 0.00 1,306 1,395 6.81
2017-11-13 13F-HR Twin Tree Management, LP Call 0 8,800 0 413
2017-10-19 13F-HR PIER 88 INVESTMENT PARTNERS LLC 6,444 6,444 0.00 283 302 6.71
2017-10-17 13F-HR TOMPKINS FINANCIAL CORP 5,540 5,540 0.00 243 260 7.00
2017-07-18 13F-HR/A-4 BOOTHBAY FUND MANAGEMENT, LLC 0 0 -100.00 0 0
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 35,643 67,748 90.07 1,564 3,177 103.13
2017-08-10 13F-HR Standard Life Investments LTD 4,181,788 4,265,396 2.00 201,645 187,058 -7.23
2017-11-08 13F-HR ASSETMARK, INC 4,679 4,015 -14.19 206 188 -8.74
2017-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 28,800 0 -100.00 1,388 0 -100.00
2017-10-25 13F-HR Gierl Augustine Investment Management Inc 40 2
2017-10-13 13F-HR Exane Asset Management 14,600 0 -100.00 640,502 0 -100.00
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 37,985 0 -100.00 1,666 0 -100.00
2017-11-13 13F-HR Utah Retirement Systems 51,834 51,834 0.00 2,274 2,431 6.90
2017-11-13 13F-HR MUFG Americas Holdings Corp 7,447 131,117 1,660.67 327 6,148 1,780.12
2017-11-14 13F-HR BARCLAYS PLC Put 222,400 189,900 -14.61 9,757 8,904 -8.74
2017-11-14 13F-HR Omnia Family Wealth, LLC 481 438 -8.94 21 21 0.00
2017-11-01 13F-HR OUTFITTER ADVISORS, LTD. 63,689 56,989 -10.52 2,794 2,672 -4.37
2017-10-18 13F-HR HOWE & RUSLING INC 67 0 -100.00 3 0 -100.00
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 502,288 372,738 -25.79 22,035 17,478 -20.68
2017-11-13 13F-HR ProShare Advisors LLC 45,318 54,906 21.16 1,988 2,575 29.53
2017-11-13 13F-HR BLUESTEIN R H & CO 0 15,600 0 731
2017-11-14 13F-HR TVR Capital Management LP 162,173 127,447 -21.41 7,113 5,975 -16.00
2017-11-14 13F-HR Meadow Creek Investment Management LLC 15,130 16,082 6.29 664 754 13.55
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 8,650 6,980 -19.31 379 327 -13.72
2017-11-14 13F-HR/A-1 Kynikos Associates LP 23,558 23,272 -1.21 1,033 1,091 5.61
2017-11-15 13F-HR WOLVERINE TRADING, LLC 51,641 38,577 -25.30 2,221 1,809 -18.55
2017-11-14 13F-HR BANK OF NOVA SCOTIA 945,876 1,366,723 44.49 41,496 64,086 54.44
2017-07-11 13F-HR BANK OF MONTREAL /CAN/ Call 70,000 0 -100.00 3,375 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 673,487 511,477 -24.06 29,546 23,983 -18.83
2017-11-14 13F-HR DIAM Co., Ltd. 435,333 438,504 0.73 19,080 20,554 7.73
2017-11-09 13F-HR AMALGAMATED BANK 29,300 30,106 2.75 1,285 1,412 9.88
2017-10-25 13F-HR Korea Investment CORP 2,645 2,645 0.00 116 124 6.90
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 29 18 -37.93 1 1 0.00
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 6,365 7,245 13.83 280 340 21.43
2017-11-13 13F-HR Oz Management LP Call 1,191,200 55,855
2017-11-13 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 8,083,402 9,206,402 13.89 354,619 431,688 21.73
2017-11-08 13F-HR FIRST INTERSTATE BANK 50 50 0.00 2 2 0.00
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 440,860 438,634 -0.50 19,341 20,568 6.34
2017-11-09 13F-HR Peloton Wealth Strategists 11,800 0 -100.00 518 0 -100.00
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 131,379 128,697 -2.04 5,764 6,035 4.70
2017-11-14 13F-HR Compagnie Odier SCA 10,100 10,100 0.00 442 474 7.24
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 28,064 28,819 2.69 1,231 1,351 9.75
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 146 126 -13.70 6 5 -16.67
2017-11-14 13F-HR PRICE MICHAEL F 515,000 365,000 -29.13 22,593 17,115 -24.25
2017-11-07 13F-HR SG Americas Securities, LLC Call 500,000 0 -100.00 45 0 -100.00
2017-11-14 13F-HR Integral Derivatives, LLC Call 5,200 8,500 63.46 228 399 75.00
2017-10-25 13F-HR Calamos Advisors LLC 106,187 0 -100.00 4,658 0 -100.00
2017-11-13 13F-HR Laurion Capital Management LP 144,800 199,266 37.61 6,353 9,344 47.08
2017-11-14 13F-HR KEY GROUP HOLDINGS (CAYMAN), LTD. Call 1,000,000 1,000,000 0.00 330 65 -80.30
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 71,167 71,746 0.81 3,122 3,364 7.75
2017-10-25 13F-HR/A-1 OTA Financial Group L.P. 11,737 550
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 78 0 -100.00 3 0 -100.00
2017-11-13 13F-HR Goss Wealth Management LLC 115 0 -100.00 4,896 0 -100.00
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 10,000 6,000 -40.00 440 282 -35.91
2017-10-17 13F-HR Cutler Group LP Call 5,600 2,600 -53.57 3 4 33.33
2017-10-27 13F-HR Searle & Co. 29,550 29,550 0.00 1,296 1,386 6.94
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 3,412,774 3,486,148 2.15 149,718 163,465 9.18
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 56,780 43,789 -22.88 2,491 2,053 -17.58
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 88,805 82,005 -7.66 3,896 3,845 -1.31
2017-11-16 13F-HR Cetera Investment Advisers 7,495 349
2017-11-13 13F-HR KBC Group NV 226,631 34,069 -84.97 9,943 1,597 -83.94
2017-10-12 13F-HR Gemmer Asset Management LLC 133 0 -100.00 6 0 -100.00
2017-11-13 13F-HR Engineers Gate Manager LP 47,059 12,140 -74.20 2,064 569 -72.43
2017-08-15 13F-HR Krilogy Financial LLC 613 0 -100.00 38 0 -100.00
2017-11-14 13F-HR AVALON ADVISORS, LLC 17,219 0 -100.00 755 0 -100.00
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 25,103 25,103 0.00 1,118 1,177 5.28
2017-11-14 13F-HR LPL Financial LLC 10,583 10,073 -4.82 464 472 1.72
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 235,633 238,871 1.37 10,337 11,201 8.36
2017-11-13 13F-HR CIBC World Markets Inc. 94,811 30,139 -68.21 4,159 1,413 -66.03
2017-11-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 51,125 0 -100.00 2,243 0 -100.00
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 222,185 183,823 -17.27 9,747 8,619 -11.57
2017-11-07 13F-HR Russell Investments Group, Ltd. 1,482,424 1,158,603 -21.84 65,026 54,318 -16.47
2017-08-07 13F-HR USCA RIA LLC 6,818 0 -100.00 329 0 -100.00
2017-11-09 13F-HR FTB Advisors, Inc. 4,077 4,077 0.00 175 189 8.00
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 18,535 18,535 0.00 813 869 6.89
2017-11-06 13F-HR COMERICA BANK 85,353 88,144 3.27 3,767 3,849 2.18
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 111,300 158,400 42.32 4,883 7,427 52.10
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 2,432,497 2,426,298 -0.25 106,704 113,764 6.62
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 45,448 41,762 -8.11 1,994 1,958 -1.81
2017-11-14 13F-HR MARATHON ASSET MANAGEMENT LP Put 1,250,000 1,250,000 0.00 54,838 58,613 6.88
2017-08-11 13F-HR Veritable, L.P. Call 5,000 0 -100.00 241 0 -100.00
2017-11-09 13F-HR CENTRAL SECURITIES CORP 230,000 470,000 104.35 10,090 22,038 118.41
2017-11-15 13F-HR IFM Investors Pty Ltd 8,006 8,219 2.66 351 385 9.69
2017-08-11 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 11,080 0 -100.00 534 0 -100.00
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 14,734 17,732 20.35 646 831 28.64
2017-11-14 13F-HR Neuburgh Advisers LLC 7,120 7,568 6.29 312 355 13.78
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 19,350,114 22,255,674 15.02 848,890 1,043,569 22.93
2017-11-14 13F-HR CREDIT SUISSE AG/ Put 92,500 407,500 340.54 4,058 19,108 370.87
2017-11-14 13F-HR Corient Capital Partners, LLC 10,047 0 -100.00 441 0 -100.00
2017-11-03 13F-HR Advantus Capital Management Inc 27,183 26,968 -0.79 1,193 1,265 6.04
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 8,027 8,427 4.98 352 395 12.22
2017-11-03 13F-HR Swiss National Bank 1,037,865 1,053,165 1.47 45,531 49,383 8.46
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 10,518 10,373 -1.38 461 486 5.42
2017-11-14 13F-HR NEEDHAM INVESTMENT MANAGEMENT LLC 44,750 44,750 0.00 1,963 2,099 6.93
2017-10-17 13F-HR Cutler Group LP Put 72,500 23,900 -67.03 332 55 -83.43
2017-11-06 13F-HR ANCHOR CAPITAL ADVISORS LLC 368,092 372,910 1.31 16,148 17,486 8.29
2017-08-11 13F-HR Sandy Spring Bank 1,200 0 -100.00 58 0 -100.00
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 32,314 55,191 70.80 1,797 3,254 81.08
2017-11-14 13F-HR Elkfork Partners LLC 12,460 13,244 6.29 547 621 13.53
2017-11-08 13F-HR KAMES CAPITAL plc 442,295 442,295 0.00 19,394,636 20,735 -99.89
2017-10-04 13F-HR Lenox Wealth Advisors, Inc. 3,000 3,000 0.00 132 141 6.82
2017-10-17 13F-HR SUMITOMO LIFE INSURANCE CO 8,460 8,403 -0.67 371 394 6.20
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 13,200 5,200 -60.61 579 244 -57.86
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Call 191 0 -100.00 4,202 0 -100.00
2017-11-14 13F-HR STATE STREET CORP 15,518,364 15,040,396 -3.08 680,786 705,250 3.59
2017-11-02 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 63,356 63,098 -0.41 2,779 2,959 6.48
2017-10-23 13F-HR REGIONS FINANCIAL CORP 26,364 26,272 -0.35 1,157 1,232 6.48
2017-11-13 13F-HR LETKO, BROSSEAU & ASSOCIATES INC 1,232,448 1,221,118 -0.92 54,067 57,258 5.90
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 11,652 479 -95.89 562 22 -96.09
2017-08-14 13F-HR Jefferies Group LLC 78,317 0 -100.00 3,776 0 -100.00
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 816,616 712,768 -12.72 35,825 33,422 -6.71
2017-11-14 13F-HR Horizon Kinetics LLC 9,297 9,062 -2.53 408 425 4.17
2017-12-05 13F-HR Perigon Wealth Management, LLC 0 13 0 1
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 3,250 3,000 -7.69 143 141 -1.40
2017-11-14 13F-HR Freestone Capital Holdings, LLC 7,500 7,500 0.00 329 352 6.99
2017-11-08 13F-HR Texas Yale Capital Corp. 7,600 7,600 0.00 333 356 6.91
2017-11-14 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 900 900 0.00 39 42 7.69
2017-10-30 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 38,103 0 -100.00 1,672 0 -100.00
2017-10-18 13F-HR HERMES INVESTMENT MANAGEMENT LTD 1,102,358 1,730,153 56.95 48,360 81,127 67.76
2017-11-13 13F-HR FINANCIAL COUNSELORS INC 125,990 134,819 7.01 5,527 6,322 14.38
2017-11-13 13F-HR American National Registered Investment Advisor, Inc. 5,075 0 -100.00 223 0 -100.00
2017-08-10 13F-HR SEVEN EIGHT CAPITAL, LLC 17,630 0 -100.00 850 0 -100.00
2017-07-07 13F-HR QUANTRES ASSET MANAGEMENT Ltd 12,900 0 -100.00 622 0 -100.00
2017-10-11 13F-HR DnB Asset Management AS 106,589 107,289 0.66 4,676,059 5,030,781 7.59
2017-07-26 13F-HR 1ST SOURCE BANK 5,971 0 -100.00 288 0 -100.00
2017-11-08 13F-HR HAP Trading, LLC Put 25,600 17,200 -32.81 47 5 -89.36
2017-08-11 13F-HR AMICA MUTUAL INSURANCE CO 14,985 0 -100.00 722 0 -100.00
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 5,148 19,127 271.54 226 897 296.90
2017-11-14 13F-HR CoreCommodity Management, LLC 4,181 0 -100.00 183 0 -100.00
2017-11-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 246,182 246,482 0.12 10,800 11,558 7.02
2017-08-29 13F-HR/A-1 FIL Ltd 33,939 0 -100.00 1,636 0 -100.00
2017-11-14 13F-HR HSBC HOLDINGS PLC Call 100,000 186,700 86.70 4,387 8,754 99.54
CUSIP: 42809H107