SecurityHES / Hess Corp. (42809H107)
Institutional Owners735 (210 N-Q Owners)
Institutional Shares284,069,557 - 90.15% (ex. N-Q)
Common Stock Shares Outstanding315,100,000 shares (as of 2017-12-31)
Institutional Value$ 214,197,249,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Hess Corp. (NYSE:HES) has 735 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 284,069,557 shares. Largest shareholders include Hess John B, Vanguard Group Inc, Price T Rowe Associates Inc /md/, Elliott Management Corporation, State Street Corp, Elliott Associates, L.P., Hotchkis & Wiley Capital Management Llc, Invesco Ltd., Goldman Sachs Group Inc, and Capital World Investors.
Hess Corp. (NYSE:HES) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 40,286 34,970 -13.20 1,912 1,770 -7.43
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 55,100 62,200 12.89 2,621 3,139 19.76
2018-05-14 13F-HR Pin Oak Investment Advisors Inc 900 900 0.00 43 46 6.98
2018-03-29 N-Q Ishares U.s. Etf Trust (see advisory)
2018-05-15 13F-HR Omega Advisors Inc. 1,669,600 1,359,364 -18.58 79,256 68,811 -13.18
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 10,988 11,271 2.58 522 571 9.39
2018-04-04 13F-HR CENTRAL TRUST Co 600 600 0.00 29 30 3.45
2017-12-28 N-Q Profunds (see advisory)
2018-04-20 13F-HR FIRST MANHATTAN CO 22,335 22,335 0.00 1,060 1,130 6.60
2018-02-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 12,700 0 -100.00 596 0 -100.00
2018-04-06 13F-HR Kistler-Tiffany Companies, LLC 0 175 0 9
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 22,161 22,242 0.37 1,053 1,126 6.93
2018-05-16 13F-HR ASSETMARK, INC 3,531 2,310 -34.58 168 117 -30.36
2018-03-29 N-Q Oppenheimer Quest For Value Funds (see advisory)
2018-05-18 13F-HR TRUST CO OF VERMONT 73 640 776.71 3 32 966.67
2018-04-26 13F-HR FINANCIAL COUNSELORS INC 129,710 131,610 1.46 6,157 6,662 8.20
2018-05-15 13F-HR Advisor Group, Inc. 4,920 125 -97.46 248 7 -97.18
2018-05-14 13F-HR Investec Asset Management North America, Inc. 26,043 63,052 142.11 1,236 3,192 158.25
2018-05-11 13F-HR SEI INVESTMENTS CO 142,617 123,356 -13.51 6,770 6,244 -7.77
2018-02-14 13F-HR CLINTON GROUP INC 54,666 0 -100.00 2,563 0 -100.00
2018-05-15 13F-HR Clearline Capital LP 10,050 0 -100.00 477 0 -100.00
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 59,700 32,600 -45.39 2,834 1,650 -41.78
2018-05-15 13F-HR BARCLAYS PLC Call 95,000 127,200 33.89 4,510 6,439 42.77
2018-05-03 13F-HR CAPITAL MANAGEMENT ASSOCIATES /NY/ 6,700 0 -100.00 318 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC Call 5,500 0 -100.00 261 0 -100.00
2018-05-15 13F-HR Elliott Management Corporation 21,120,000 21,420,000 1.42 1,002,566 1,084,280 8.15
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 50,509 48,722 -3.54 2,398 2,466 2.84
2018-03-05 13F-HR/A NORGES BANK 2,428,902 1,982,075 -18.40 117,097 94,089 -19.65
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-05-15 13F-HR LPL Financial LLC 12,548 25,486 103.11 596 1,290 116.44
2018-05-14 13F-HR CYPRESS ASSET MANAGEMENT INC/TX 9,318 9,068 -2.68 442 459 3.85
2018-01-26 N-Q Jpmorgan Trust Iv (see advisory)
2018-05-15 13F-HR CREDIT SUISSE AG/ Put 620,200 600,000 -3.26 29,441 30,372 3.16
2018-01-26 N-Q Trust For Professional Managers (see advisory)
2018-05-08 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 31,668 24,814 -21.64 1,503 1,256 -16.43
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 0 25,828 0 1,307
2018-01-26 N-Q Jpmorgan Institutional Trust (see advisory)
2018-05-15 13F-HR WOLVERINE TRADING, LLC 29,509 65,468 121.86 1,401 3,314 136.55
2018-05-14 13F-HR Centenus Global Management, Lp 125,000 6,328
2018-04-27 13F-HR SUMITOMO LIFE INSURANCE CO 8,099 7,990 -1.35 384 404 5.21
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 269,971 263,542 -2.38 12,816 13,341 4.10
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 37,375 40,738 9.00 1,774 2,062 16.23
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 242 12 -95.04 12 0 -100.00
2018-03-27 N-Q Prudential Jennison Natural Resources Fund, Inc. (see advisory)
2018-05-15 13F-HR Elliott Management Corporation Call 300,000 325,000 8.33 14,241 16,452 15.53
2018-05-17 13F-HR PVG ASSET MANAGEMENT CORP 16,829 851,883
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-14 13F-HR Dynamic Capital Management Ltd 11,810 0 -100.00 554 0 -100.00
2018-04-27 N-Q Fidelity Financial Trust (see advisory)
2018-05-03 13F-HR BANK OF HAWAII 6,000 0 -100.00 285 0 -100.00
2018-03-28 N-Q Neuberger Berman Alternative Funds (see advisory)
2018-04-16 13F-HR BALDWIN BROTHERS INC/MA 23,230 26,268 13.08 1,110 1,330 19.82
2018-04-02 N-Q American Beacon Funds (see advisory)
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 688,523 3,385,508 391.71 32,684 171,374 424.34
2018-05-14 13F-HR PROSPECTOR PARTNERS LLC 96,900 98,000 1.14 4,600 4,961 7.85
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 11,013 11,419 3.69 483 535 10.77
2018-02-26 N-Q Bernstein Sanford C Fund Ii Inc (see advisory)
2018-05-03 13F-HR Wellington Shields Capital Management, LLC 10,103 4,322 -57.22 480 219 -54.37
2018-04-23 13F-HR MEYER HANDELMAN CO 9,050 9,050 0.00 430 458 6.51
2018-05-18 13F-HR Xact Kapitalforvaltning AB 28,125 31,307 11.31 1,335 1,585 18.73
2018-05-10 13F-HR FRANKLIN RESOURCES INC 336,597 77,900 -76.86 17,039 4,640 -72.77
2018-05-07 13F-HR WEALTHFRONT INC 21,555 21,927 1.73 1,023 1,110 8.50
2018-04-18 13F-HR Integral Derivatives, LLC Put 112,300 18,500 -83.53 5,331 936 -82.44
2018-02-28 N-Q Gps Funds I (see advisory)
2018-05-09 13F-HR IFP Advisors, Inc 2,560 2,575 0.59 122 130 6.56
2018-05-11 13F-HR Cutler Group LP 15,924 31,438 97.43 755 1,591 110.73
2018-04-19 13F-HR Versant Capital Management, Inc 116 116 0.00 5 5 0.00
2018-05-15 13F-HR Horizon Kinetics LLC 9,078 8,438 -7.05 431 427 -0.93
2018-01-29 N-Q Claymore Exchange-traded Fund Trust 2 (see advisory)
2018-05-15 13F-HR STATE STREET CORP 14,923,778 14,087,133 -5.61 708,435 713,088 0.66
2018-05-15 13F-HR UBS Group AG Call 409,300 374,700 -8.45 19,429 18,967 -2.38
2018-05-01 13F-HR COMERICA BANK 88,776 80,623 -9.18 4,782 4,692 -1.88
2018-02-01 13F-HR Nationwide Fund Advisors 448,728 0 -100.00 21,041 0 -100.00
2018-05-07 13F-HR EATON VANCE MANAGEMENT 66,979 66,944 -0.05 3,179 3,389 6.61
2018-05-14 13F-HR Investec Asset Management LTD 2,329,844 1,918,305 -17.66 110,598 97,105 -12.20
2018-03-29 N-Q Vaneck Vectors Etf Trust (see advisory)
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 6,000 0 -100.00 285 0 -100.00
2018-05-17 N-Q Guardian Variable Products Trust (see advisory)
2018-03-28 N-Q Victory Portfolios (see advisory)
2018-05-15 13F-HR MENTA CAPITAL LLC 0 4,600 0 233
2018-05-15 13F-HR MARATHON ASSET MANAGEMENT LP 471,000 0 -100.00 22,358 0 -100.00
2018-04-26 13F-HR Opera Trading Capital 224,000 13,419
2018-01-11 13F-HR/A TOKIO MARINE ASSET MANAGEMENT CO LTD 4,463 0 -100.00 215 0 -100.00
2018-02-13 13F-HR TVR Capital Management LP 127,447 0 -100.00 5,975 0 -100.00
2018-05-03 13F-HR Zions Bancorporation 260 0 -100.00 12 0 -100.00
2018-04-27 N-Q Valic Co I (see advisory)
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-05-15 13F-HR Verition Fund Management LLC 7,950 0 -100.00 377 0 -100.00
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-01-29 13F-HR Bollard Group LLC 0 4,021 0 191
2018-02-28 N-Q Guggenheim Energy & Income Fund (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 1,535 522 -65.99 441 240 -45.58
2018-05-02 13F-HR NJ State Employees Deferred Compensation Plan 10,000 10,000 0.00 475 506 6.53
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-03-08 N-Q Calamos Dynamic Convertible & Income Fund (see advisory)
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 0 54,492 0 2,758
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 1,870 1,870 0.00 89 95 6.74
2018-05-15 13F-HR Ancora Advisors, LLC 8,472 7,016 -17.19 402 355 -11.69
2017-12-28 N-Q Hartford Funds Exchange-traded Trust (see advisory)
2018-05-04 13F-HR Financial Gravity Companies, Inc. 11 84 663.64 1 5 400.00
2018-03-28 N-Q Hartford Mutual Funds Ii Inc (see advisory)
2018-05-14 13F-HR PROFUND ADVISORS LLC 14,687 12,744 -13.23 697 645 -7.46
2018-03-29 N-Q Advent Claymore Convertible Securities & Income Fund (see advisory)
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 89,800 178,200 98.44 4,263 9,020 111.59
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 136,055 185,181 36.11 6,458,531 9,373,862 45.14
2018-05-01 13F-HR Centerstar Asset Management, Llc 17 60 252.94
2018-02-28 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-02-27 N-Q Northern Funds (see advisory)
2018-04-13 13F-HR CALAMOS WEALTH MANAGEMENT LLC 0 9,653 0 575
2018-04-06 13F-HR Cerebellum Gp, Llc 33,174 0 -100.00 1,575 0 -100.00
2018-04-13 13F-HR National Pension Service 323,942 329,188 1.62 15,378 16,663 8.36
2018-02-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 22,827 25,527 11.83 1,084 1,292 19.19
2018-05-15 13F-HR JANE STREET GROUP, LLC 206,310 16,797 -91.86 9,794 850 -91.32
2018-05-15 13F-HR CNA FINANCIAL CORP 123,776 123,776 0.00 5,876 6,266 6.64
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 10,770 10,770 0.00 511 545 6.65
2018-05-15 13F-HR PRUDENTIAL PLC 242,971 226,156 -6.92 11,534 11,448 -0.75
2018-05-02 13F-HR FTB Advisors, Inc. 4,838 4,982 2.98 243 267 9.88
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 374,838 297,659 -20.59 17,793 15,067 -15.32
2018-02-28 N-Q Vanguard Malvern Funds (see advisory)
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 80,000 70,100 -12.38 3,798 3,548 -6.58
2018-05-10 13F-HR First Personal Financial Services 1,153 606 -47.44 55 30 -45.45
2018-05-09 13F-HR Cetera Investment Advisers 7,096 6,995 -1.42 333 351 5.41
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 17,889 23,146 29.39 849 1,172 38.04
2018-02-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 5,204 0 -100.00 244 0 -100.00
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-05-21 13F-HR Front Row Advisors Llc 266 39 -85.34 13 2 -84.62
2018-03-27 N-Q Transamerica Funds (see advisory)
2018-03-29 N-Q Vanguard Trustees' Equity Fund (see advisory)
2018-03-26 N-Q Mfs Series Trust Xv (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 4,130,725 4,590,802 11.14 196,085 232,386 18.51
2018-05-08 13F-HR Aperio Group, LLC 93,102 127,500 36.95 4,420 6,454 46.02
2018-02-14 SC 13G/A Elliott Associates, L.P. 12,784,000 12,557,021 -1.78
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 0 2 0 0
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 21,156 19,430 -8.16 1,004 984 -1.99
2018-05-14 13F-HR Allianz Asset Management AG 826
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 30,700 0 -100.00 1,457 0 -100.00
2018-05-08 13F-HR SIGNATUREFD, LLC 0 416 0 21
2018-05-15 13F-HR Squarepoint Ops LLC 42,400 0 -100.00 2,013 0 -100.00
2018-03-28 N-Q Series Portfolios Trust (see advisory)
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 48,155 2,286
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 262 303,623 115,786.64 13 15,370 118,130.77
2018-04-11 13F-HR Packer & Co Ltd 1,118,800 1,118,800 0.00 53,109 56,634 6.64
2018-05-15 13F-HR PEAK6 Investments, L.P. 34,985 40,387 15.44 1,661 2,044 23.06
2018-02-28 N-Q Ivy Funds (see advisory)
2017-12-28 N-Q Vanguard Fixed Income Securities Funds (see advisory)
2018-05-02 13F-HR OUTFITTER ADVISORS, LTD. 57,889 48,132 -16.85 2,748 2,436 -11.35
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-01-26 N-Q Valic Co Ii (see advisory)
2018-02-14 13F-HR QCM Cayman, Ltd. 12,923 0 -100.00 606 0 -100.00
2018-04-25 N-Q Vanguard Convertible Securities Fund (see advisory)
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 2,928,183 3,018,554 3.09 138,707 152,408 9.88
2018-03-26 N-Q 1290 Funds (see advisory)
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-05-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 715,294 0 -100.00 33,955 0 -100.00
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 499,900 282,507 -43.49 25,305 16,826 -33.51
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 9,600 8,546 -10.98 456 433 -5.04
2018-02-13 13F-HR PRICE MICHAEL F 365,000 365,000 0.00 17,115 17,326 1.23
2018-03-30 N-Q Amg Funds I (see advisory)
2018-05-15 13F-HR Point72 Asset Management, L.P. 141,800 50,000 -64.74 6,731 2,531 -62.40
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-05-14 13F-HR Bell State Bank & Trust 5,555 281
2018-05-01 13F-HR Alpha Omega Wealth Management LLC 137 137 0.00 7 7 0.00
2018-03-29 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2018-05-10 13F-HR Employees Retirement System of Texas 125,600 114,000 -9.24 5,962 5,771 -3.20
2018-02-14 13F-HR Bdo Wealth Advisors, Llc 13 1
2018-05-15 13F-HR Krasney Financial LLC 106 5
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-05-02 13F-HR Tradewinds Capital Management, LLC 159 159 0.00 8 8 0.00
2018-04-27 N-Q CENTRAL SECURITIES CORP (see advisory)
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 51,054 0 -100.00 2,424 0 -100.00
2018-02-09 13F-HR SUNTRUST BANKS INC 13,707 13,073 -4.63 641 619 -3.43
2018-03-26 N-Q Bancroft Fund Ltd (see advisory)
2018-01-30 N-Q Shelton Funds (see advisory)
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 121,684 142,775 17.33 5,777 7,227 25.10
2018-05-04 13F-HR AGF INVESTMENTS INC. 13,367 15,504 15.99 635 785 23.62
2018-04-10 13F-HR Gierl Augustine Investment Management Inc 40 0 -100.00 2 0 -100.00
2018-05-02 N-Q Calamos Advisors Trust/il (see advisory)
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Put 0 44,300 0 2,242,466
2018-04-30 13F-HR CIBC Asset Management Inc 49,950 40,763 -18.39 2,371 2,063 -12.99
2018-05-14 13F-HR HENDERSON GROUP PLC 159,642 138,740 -13.09 7,578 7,023 -7.32
2018-05-09 13F-HR Cannell Peter B & Co Inc 5,100 5,100 0.00 242 258 6.61
2018-05-11 13F-HR Sentry Investments Corp. 16,100 15,500 -3.73 764 785 2.75
2018-04-26 13F-HR TOMPKINS FINANCIAL CORP 5,540 5,540 0.00 263 280 6.46
2018-03-28 N-Q Old Westbury Funds Inc (see advisory)
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 972 972 0.00 46 49 6.52
2018-05-14 13F-HR Laurion Capital Management LP 80,980 32,700 -59.62 3,844 1,655 -56.95
2018-05-09 13F-HR NORTHERN TRUST CORP 3,123,972 3,039,169 -2.71 148,295 153,843 3.74
2018-05-14 13F-HR Elephas Investment Management Ltd 1,149,600 1,544,300 34.33 54,572 78,172 43.25
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2017-12-28 N-Q Eaton Vance Growth Trust (see advisory)
2018-05-03 13F-HR COMMERCE BANK 7,950 8,876 11.65 377 450 19.36
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 19,836 19,650 -0.94 941 994 5.63
2018-05-03 13F-HR Bedel Financial Consulting, Inc. 159 8
2018-05-15 13F-HR Arosa Capital Management LP Call 300,000 0 -100.00 14,241 0 -100.00
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 46,388 50,779 9.47 2,174 2,410 10.86
2018-05-11 13F-HR Harbor Advisors LLC 6,000 6,000 0.00 285 304 6.67
2018-05-18 13F-HR HUNTINGTON ASSET ADVISORS, INC. 0 4,515 0 229
2018-02-14 SC 13G/A PRICE T ROWE ASSOCIATES INC /MD/ 19,195,952 22,895,223 19.27
2018-05-11 13F-HR State of Tennessee, Treasury Department 69,871 64,304 -7.97 3,317 3,255 -1.87
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 71,742 0 -100.00 3,406 0 -100.00
2018-05-11 13F-HR CITIGROUP INC Call 470,900 1,284,900 172.86 22,353 65,042 190.98
2018-04-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-04-24 13F-HR Mercer Capital Advisers, Inc. 4,050 4,050 0.00 192 205 6.77
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-05-09 13F-HR Meadow Creek Investment Management LLC 17,578 834
2018-03-28 N-Q Neuberger Berman Income Funds (see advisory)
2018-04-18 13F-HR Louisiana State Employees Retirement System 16,400 16,400 0.00 779 830 6.55
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-02-28 N-Q Sunamerica Income Funds (see advisory)
2018-05-10 13F-HR NGAM ADVISORS, L.P. 155,501 180,668 16.18 7,382 9,146 23.90
2018-05-10 13F-HR Wagner Wealth Management, Llc 125 34 -72.80 10 2 -80.00
2018-05-01 13F-HR WHITTIER TRUST CO 176,199 193,593 9.87 8,364 9,797 17.13
2018-04-13 13F-HR Lenox Wealth Advisors, Inc. 3,000 3,000 0.00 142 152 7.04
2018-05-15 13F-HR Wellington Management Group LLP 16,439,776 218,754 -98.67 832,183 13,029 -98.43
2018-05-14 13F-HR Laurion Capital Management LP Call 93,200 188,100 101.82 4,424 9,522 115.24
2018-04-17 13F-HR Congress Park Capital Llc 6,020 6,390 6.15 286 323 12.94
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 11,910 11,910 0.00 565 603 6.73
2018-03-30 N-Q Franklin Strategic Series (see advisory)
2018-05-14 13F-HR Shell Asset Management Co 19,067 21,216 11.27 905 1,074 18.67
2018-01-24 13F-HR EQUITEC SPECIALISTS, LLC 14,934 0 -100.00 700 0 -100.00
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 5,556 6,838 23.07 263 346 31.56
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 698,211 303,036 -56.60 35,343 18,048 -48.93
2018-05-15 13F-HR Advisors Asset Management, Inc. 17,413 16,888 -3.01 827 767 -7.26
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 28 28 0.00 1,294 1,388 7.26
2018-05-14 13F-HR Laffer Investments 35,180 35,107 -0.21 2,046,737 2,096,519 2.43
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 4,356 4,356 0.00 207 220 6.28
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-05-10 13F-HR Artemis Investment Management LLP 1,582,718 1,813,550 14.58 75,124 91,811 22.21
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,191,200 730,200 -38.70 56,547 36,963 -34.63
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-11 13F-HR Private Ocean, LLC 50 0 -100.00 2 0 -100.00
2018-05-03 13F-HR Jacobi Capital Management LLC 37 37 0.00 2 2 0.00
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 0 4,028 0 204
2018-03-29 N-Q Advent/claymore Enhanced Growth & Income Fund (see advisory)
2018-04-30 13F-HR Truewealth Llc 48 48 0.00 2 2 0.00
2018-05-15 13F-HR Bramshill Investments, Llc 7,322 396,922 5,320.95 348 23,700 6,710.34
2018-05-08 13F-HR WILEN INVESTMENT MANAGEMENT CORP. 10,578 10,578 0.00 502 529 5.38
2018-05-15 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 11,163 10,659 -4.51 530 540 1.89
2018-05-15 13F-HR Balentine LLC 239 0 -100.00 11 0 -100.00
2018-05-15 13F-HR Capital Bank & Trust Co 239 239 0.00 11 12 9.09
2017-12-28 N-Q VANGUARD SPECIALIZED FUNDS (see advisory)
2018-05-09 13F-HR Glen Harbor Capital Management LLC 11,374 10,054 -11.61 540 509 -5.74
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 407,381 407,238 -0.04 19,338 20,614 6.60
2018-05-17 13F-HR/A BARROW HANLEY MEWHINNEY & STRAUSS LLC 4,206,865 4,184,397 -0.53 199,700 211,815 6.07
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-03-08 N-Q Calamos Convertible & High Income Fund (see advisory)
2018-05-02 13F-HR Parkside Financial Bank & Trust 169 169 0.00 8 9 12.50
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 68,500 59,200 -13.58 3,252 2,997 -7.84
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 12,034 0 -100.00 571 0 -100.00
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-02-23 N-Q Blackrock Allocation Target Shares (see advisory)
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 55,888 51,965 -7.02 2,653 2,630 -0.87
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 4,862 0 -100.00 231 0 -100.00
2018-01-26 N-Q Fidelity Merrimack Street Trust (see advisory)
2018-05-11 13F-HR Claybrook Capital, Llc 11,000 11,000 0.00 522 557 6.70
2018-04-18 13F-HR Hexavest Inc. 830,005 253,916 -69.41 39,400 12,853 -67.38
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 42,946 40,997 -4.54 2,039 2,075 1.77
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 30,909 2,898 -90.62 1,467 146 -90.05
2018-05-03 13F-HR ADVISOR PARTNERS LLC 8,822 8,003 -9.28 464 405 -12.72
2018-03-01 N-Q Causeway Capital Management Trust (see advisory)
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 2,953 0 -100.00 140 0 -100.00
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 66,500 2,900 -95.64 3,157 147 -95.34
2018-02-26 N-Q Ab Global Bond Fund, Inc. (see advisory)
2018-01-23 N-Q Mfs Series Trust I (see advisory)
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-05-04 13F-HR MARKSTON INTERNATIONAL LLC 57,985 57,940 -0.08 2,753 2,933 6.54
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 133,827 324,236 142.28 6,353 16,413 158.35
2018-05-09 13F-HR GABELLI FUNDS LLC 72,000 4,286
2018-05-09 13F-HR Twin Tree Management, LP Call 12,600 55,600 341.27 598 2,814 370.57
2018-01-10 13F-HR Conservest Capital Advisors, Inc. 4,876 0 -100.00 229 0 -100.00
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 3,314 5,836 76.10 157 295 87.90
2018-05-15 13F-HR Edge Advisors, Llc 373 402 7.77 17 19 11.76
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-03-28 N-Q Putnam Convertible Securities Fund (see advisory)
2018-03-29 N-Q Ab Bond Fund, Inc. (see advisory)
2018-05-15 13F-HR Encompass Capital Advisors LLC 0 725,000 0 36,700
2018-05-15 13F-HR Encompass Capital Advisors LLC Call 0 941,100 0 47,638
2018-03-29 N-Q Oppenheimer Steelpath Panoramic Fund (see advisory)
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 397,449 18,867 5 -99.97
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 68 34 -50.00 3 2 -33.33
2018-05-03 13F-HR STEPHENS INC /AR/ 4,269 4,635 8.57 203 235 15.76
2018-04-25 13F-HR GHP Investment Advisors, Inc. 10,444 7,923 -24.14 496 401 -19.15
2018-05-15 13F-HR Arosa Capital Management LP 371,211 141,754 -61.81 17,621 7,176 -59.28
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 2,397 0 -100.00 112 0 -100.00
2018-01-30 13F-HR FineMark National Bank & Trust 16,048 0 -100.00 752 0 -100.00
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 8,207 0 -100.00 390 0 -100.00
2018-05-15 13F-HR Kynikos Associates LP 28,393 22,644 -20.25 1,348 1,146 -14.99
2018-04-24 13F-HR G&s Capital Llc 175 175 0.00 8 9 12.50
2018-03-01 N-Q Aqr Funds (see advisory)
2018-02-27 N-Q Bernstein Sanford C Fund Inc (see advisory)
2018-05-15 13F-HR Williams Jones & Associates LLC 5,750 5,750 0.00 273 291 6.59
2018-04-12 13F-HR Valeo Financial Advisors, Llc 247 100 -59.51 12 5 -58.33
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 155,000 111,900 -27.81 7,358 5,664 -23.02
2018-01-25 N-Q Columbia Funds Series Trust (see advisory)
2018-05-15 13F-HR IndexIQ Advisors LLC 1,341 8,195 511.11 63 415 558.73
2018-05-14 13F-HR SSI INVESTMENT MANAGEMENT INC 138,945 8,277
2018-04-30 13F-HR Glassman Wealth Services 24 31 29.17 1 2 100.00
2018-05-11 13F-HR JUPITER ASSET MANAGEMENT LTD 54,174 45,717 -15.61 2,572 2,314 -10.03
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-03 13F-HR Trexquant Investment LP 33,790 1,710
2018-05-08 13F-HR Timber Hill LLC Call 18,100 0 -100.00 859 0 -100.00
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 573 489 -14.66 27 25 -7.41
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 73,734 69,192 -6.16 3,500 3,502 0.06
2018-03-29 N-Q Aim Sector Funds (invesco Sector Funds) (see advisory)
2018-04-02 N-Q John Hancock Investment Trust (see advisory)
2018-05-15 13F-HR Freestone Capital Holdings, LLC 7,500 7,500 0.00 356 380 6.74
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 59,600 255,100 328.02 2,829 12,913 356.45
2018-04-09 13F-HR Polaris Wealth Advisers, LLC 0 100 0 5
2018-05-15 13F-HR Adage Capital Partners GP LLC 0 245,400 0 12,422
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 1,782,497 1,654,926 -7.16 84,622 83,773 -1.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 132,800 85,600 -35.54 6,304 4,333 -31.27
2018-05-15 13F-HR AMP Capital Investors Ltd 167,157 97,122 -41.90 7,936 4,732 -40.37
2018-05-15 13F-HR Perella Weinberg Partners Capital Management LP 57,154 0 -100.00 2,713 0 -100.00
2018-03-28 N-Q Putnam Funds Trust (see advisory)
2018-04-16 13F-HR Santori & Peters, Inc. 36 0 -100.00 1 0 -100.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 560 2,633 370.18 27 133 392.59
2018-02-26 N-Q Blackrock Funds (see advisory)
2018-04-17 13F-HR HERMES INVESTMENT MANAGEMENT LTD 1,668,184 1,303,177 -21.88 79,189 65,967 -16.70
2018-01-17 13F-HR Hirtle Callaghan & Co LLC 586 0 -100.00 27 0 -100.00
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 1,613,852 1,795,493 11.26 76,610 90,887 18.64
2018-02-12 13F-HR FMR LLC / Fidelity 2,824,074 1,364,743 -51.67 132,421 64,785 -51.08
2018-05-09 13F-HR Private Advisor Group, LLC 0 10,260 0 520
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 22,917 30,418 32.73 1,088 1,540 41.54
2018-05-11 13F-HR MACQUARIE GROUP LTD 189,950 190,200 0.13 9,065 9,627 6.20
2018-05-15 13F-HR Invesco Ltd. 6,073,075 6,035,128 -0.62 288,289 305,499 5.97
2018-05-04 13F-HR M&T BANK CORP 20,093 17,103 -14.88 953 866 -9.13
2018-05-02 13F-HR RHUMBLINE ADVISERS 600,796 516,929 -13.96 28,520 26,167 -8.25
2018-05-01 13F-HR KLINGENSTEIN FIELDS & CO LLC 575,129 572,909 -0.39 27,301 29,001 6.23
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-05-15 13F-HR Point72 Asset Management, L.P. Call 0 150,000 0 7,593
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 11,459 13,057 13.95 544 661 21.51
2018-03-27 N-Q American Century International Bond Funds (see advisory)
2018-05-21 13F-HR Summit Trail Advisors, Llc 977 57,916 5,827.94 52 58 11.54
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 317,846 315,596 -0.71 15,088 15,975 5.88
2018-02-13 13F-HR Knights of Columbus Asset Advisors LLC 28,700 30,100 4.88 1,346 1,429 6.17
2018-04-27 13F-HR Hudock Capital Group, LLC 37 37 0.00 1 1 0.00
2018-04-18 13F-HR Cornerstone Advisors, Inc. 178 178 0.00 8 9 12.50
2018-05-14 13F-HR AVIVA PLC 462,035 448,320 -2.97 21,933 22,694 3.47
2018-04-13 13F-HR Cohen Klingenstein, LLC 64,100 64,100 0.00 3,043 3,245 6.64
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 80,833 77,865 -3.67 3,837 3,942 2.74
2018-05-02 13F-HR Creative Financial Designs Inc /adv 78 0 -100.00 4 0 -100.00
2017-12-28 N-Q George Putnam Balanced Fund (see advisory)
2018-04-06 13F-HR Carroll Financial Associates, Inc. 401 401 0.00 19 20 5.26
2018-05-04 13F-HR Sandy Spring Bank 76 76 0.00 4 4 0.00
2018-04-12 13F-HR VIKING FUND MANAGEMENT LLC 70,000 0 -100.00 3,323 0 -100.00
2018-05-14 13F-HR MAYO INVESTMENT ADVISERS LLC 75,053 71,703 -4.46 3,563 3,630 1.88
2018-05-07 13F-HR MUFG Americas Holdings Corp 6,674 7,226 8.27 317 366 15.46
2018-03-29 N-Q Payden & Rygel Investment Group (see advisory)
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 860,622 873,513 1.50 40,854 44,217 8.23
2018-05-15 13F-HR Standard Life Aberdeen Plc 1,079,248 759,679 -29.61 51,232 38,460 -24.93
2018-05-15 13F-HR Utah Retirement Systems 52,634 52,734 0.19 2,499 2,669 6.80
2018-02-22 N-Q American Century Investment Trust (see advisory)
2018-05-09 13F-HR Lee Financial CORP 48 3
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC 11,640 10,062 -13.56 553 509 -7.96
2018-04-27 N-Q Natixis Funds Trust Ii (see advisory)
2018-05-11 13F-HR CI INVESTMENTS INC. 43,900 59,800 36.22 2,084 3,027 45.25
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 172 172 0.00 8 9 12.50
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 671,757 647,213 -3.65 31,499 30,723 -2.46
2018-02-26 N-Q Blackrock Balanced Capital Fund, Inc. (see advisory)
2018-04-20 13F-HR Cable Hill Partners, LLC 82 82 0.00 4 4 0.00
2018-05-10 13F-HR Bruderman Asset Management, LLC 0 300 0 15
2018-05-15 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 29,760 29,760 0.00 1,413 1,506 6.58
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 106,965 101,765 -4.86 5,078 5,021 -1.12
2018-02-26 N-Q Blackrock Funds Ii (see advisory)
2018-04-18 13F-HR WealthTrust-Arizona, LLC 26 26 0.00 1 1 0.00
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 353 353 0.00 14 17 21.43
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 141,973 141,302 -0.47 6,739 7,153 6.14
2018-02-26 N-Q Master Large Cap Series Llc (see advisory)
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 79,205 78,805 -0.51 3,760 3,989 6.09
2018-05-08 13F-HR COUNTRY TRUST BANK 145 7
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 89,486 87,688 -2.01 4,247 4,438 4.50
2018-05-08 13F-HR Parallel Advisors, LLC 1,174 871 -25.81 56 44 -21.43
2018-05-15 13F-HR UBS Group AG 480,439 239,374 -50.18 22,806 12,117 -46.87
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,182,900 714,700 -39.58 56,152 36,178 -35.57
2018-05-09 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ Put 20,000 0 -100.00 949 0 -100.00
2018-02-28 N-Q Select Sector Spdr Trust (see advisory)
2018-02-09 13F-HR RidgeWorth Capital Management LLC 85 85 0.00 4 4 0.00
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 302,355 288,907 -4.45 14,353 14,624 1.89
2018-02-13 13F-HR FIRST INTERSTATE BANK 50 0 -100.00 2 0 -100.00
2018-02-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 375 0 -100.00 18 0 -100.00
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 2,651 342 -87.10 126 17 -86.51
2018-05-08 13F-HR Neuberger Berman Group LLC 8,135 8,085 -0.61 386 409 5.96
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 8,206 7,043 -14.17 397 357 -10.08
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 7,173 6,131 -14.53 341 310 -9.09
2018-02-13 13F-HR Renaissance Technologies LLC 971,663 0 -100.00 45,561 0 -100.00
2018-05-04 13F-HR EAGLE GLOBAL ADVISORS LLC 48,502 48,138 -0.75 2,302 2,437 5.86
2018-05-04 13F-HR Warren Averett Asset Management, LLC 63 0 -100.00 3 0 -100.00
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 8,900 0 -100.00 421 0 -100.00
2018-05-03 13F-HR SG Americas Securities, LLC 65,646 75,617 15.19 3,116 3,828 22.85
2018-02-13 13F-HR LOEWS CORP 14,749 14,749 0.00 692 700 1.16
2018-05-15 13F-HR A.R.T. Advisors, LLC 147,900 0 -100.00 7,020 0 -100.00
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 504,663 486,430 -3.61 23,955 24,621 2.78
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 156,000 153,500 -1.60 7,405 7,770 4.93
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,338,560 1,368,410 2.23 63,542 69,269 9.01
2018-05-14 13F-HR Veritable, L.P. 51,040 50,693 -0.68 2,423 2,566 5.90
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 13 0 -100.00 1 0 -100.00
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-01-12 13F-HR KAMES CAPITAL plc 442,295 0 -100.00 20,735 0 -100.00
2018-04-30 13F-HR EVERENCE CAPITAL MANAGEMENT INC 13,200 16,750 26.89 627 848 35.25
2018-05-14 13F-HR APG Asset Management N.V. 1,705,163 1,739,163 1.99 67,408 71,583 6.19
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 12,942 0 -100.00 630 0 -100.00
2018-05-14 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 0 25,600 0 1,296
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 11,994 8,138 -32.15 562 386 -31.32
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 237,067 228,534 -3.60 11,254 11,568 2.79
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 3,133,944 3,679,502 17.41 146,950,633 174,665,959 18.86
2018-01-26 13F-HR Legacy Advisors, Llc 3,060 0 -100.00 143 0 -100.00
2018-05-02 13F-HR INVERNESS COUNSEL LLC /NY/ 4,251 215
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 0 139,330 0 7,053
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 875 624 -28.69 42 32 -23.81
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-08 13F-HR LS Investment Advisors, LLC 9,431 8,968 -4.91 448 454 1.34
2018-05-09 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 48,500 2,898
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 58 3
2018-02-02 13F-HR Kuntz Lesher Capital LLC 6,816 0 -100.00 321 0 -100.00
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-03-23 N-Q Blackrock Multi-sector Income Trust (see advisory)
2018-02-14 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 9,560 0 -100.00 230 0 -100.00
2018-01-29 N-Q Nuveen Investment Trust Ii (see advisory)
2018-05-15 13F-HR BlueCrest Capital Management Ltd 48,734 5,601 -88.51 2,903 284 -90.22
2018-04-13 13F-HR DFT Energy LP 130,000 170,000 30.77 6,171 8,605 39.44
2018-05-14 13F-HR NOMURA HOLDINGS INC 720,085 34,264
2018-05-15 13F-HR GLENMEDE TRUST CO NA 1,781 1,781 0.00 83 83 0.00
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-05-11 13F-HR Cutler Group LP Call 15,900 31,300 96.86 107 206 92.52
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 159,365 150,061 -5.84 7,565 7,596 0.41
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 4,534,920 2,124,239 -53.16 215,273 107,529 -50.05
2018-05-11 13F-HR HSBC HOLDINGS PLC 445,483 270,189 -39.35 21,148 13,677 -35.33
2018-05-15 13F-HR Capital World Investors 6,108,746 5,223,349 -14.49 289,982 264,406 -8.82
2018-05-09 13F-HR Silvant Capital Management Llc 85 4
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-04-16 13F-HR ORRSTOWN FINANCIAL SERVICES INC 32 32 0.00 2 2 0.00
2018-03-28 N-Q Manning & Napier Fund, Inc. (see advisory)
2018-04-23 13F-HR Financial Architects, Inc 3,300 700 -78.79 157 35 -77.71
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 35,600 0 -100.00 1,669 0 -100.00
2018-02-08 13F-HR Point View Wealth Management, Inc. 4,427 0 -100.00 208 0 -100.00
2018-02-14 13F-HR MARATHON ASSET MANAGEMENT LP Put 1,250,000 0 -100.00 58,613 0 -100.00
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 925,946 865,278 -6.55 43,955 43,800 -0.35
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 19,237 40,762 111.89 913 2,063 125.96
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 42,199 49,438 17.15 2,003 2,503 24.96
2018-04-02 N-Q Investment Managers Series Trust (see advisory)
2018-02-27 N-Q Ellsworth Growth & Income Fund Ltd (see advisory)
2018-05-10 13F-HR Elkfork Partners LLC 14,476 12,796 -11.61 687 648 -5.68
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 48,302 48,370 0.14 2,293 2,448 6.76
2018-04-13 13F-HR North Star Investment Management Corp. 200 200 0.00 9 10 11.11
2018-02-14 13F-HR Campbell & CO Investment Adviser LLC 7,174 0 -100.00 336 0 -100.00
2018-04-26 N-Q Western Asset Investment Grade Defined Opportunity Trust Inc. (see advisory)
2018-05-10 13F-HR Vantage Investment Advisors, LLC 160 160 0.00 8 8 0.00
2018-05-01 13F-HR Westpac Banking Corp 211,533 199,155 -5.85 10,041,471 10,081,226 0.40
2018-05-15 13F-HR Mana Advisors Llc 7,229 366
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 2,200 2,200 0.00 104 111 6.73
2018-04-11 13F-HR DnB Asset Management AS 81,889 55,361 -32.40 3,887,271 2,802,374 -27.91
2018-05-17 13F-HR/A TORTOISE CAPITAL ADVISORS, L.L.C. 60,000 13 -99.98 3,574 1 -99.97
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 5,100 0 258
2018-05-08 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 900 900 0.00 43 46 6.98
2018-02-14 13F-HR Pacer Advisors, Inc. 7,109 8,691 22.25 333 413 24.02
2018-02-27 N-Q Buffalo Funds (see advisory)
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 22,357 27,607 23.48 1,064 1,396 31.20
2018-04-11 13F-HR First Capital Advisors Group, LLC. 8 0
2018-05-15 13F-HR GAM Holding AG 23,840 23,840 0.00 1,132 1,207 6.63
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 61,007 48,744 -20.10 2,896 2,467 -14.81
2018-05-11 13F-HR Compagnie Odier SCA 10,170 9,500 -6.59 482 480 -0.41
2018-02-09 13F-HR Arizona State Retirement System 106,692 108,832 2.01 5,003 5,166 3.26
2018-05-10 13F-HR Taylor Hoffman Wealth Management 138 0 -100.00 7 0 -100.00
2018-05-08 13F-HR MITCHELL GROUP INC 392,056 372,236 -5.06 18,611 18,843 1.25
2018-05-08 13F-HR Fieldpoint Private Securities, LLC 153 0 -100.00 7 0 -100.00
2018-01-30 13F-HR LUCAS CAPITAL MANAGEMENT 10,082 0 -100.00 473 0 -100.00
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 3,415,291 76,050 -97.77 172,883 4,530 -97.38
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 23,381 22,295 -4.64 1,110 1,129 1.71
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 8,235 417
2018-02-14 13F-HR GLG LLC 13,225 0 -100.00 620 0 -100.00
2018-04-26 13F-HR BP PLC 32,000 32,000 0.00 1,519 1,620 6.65
2018-05-15 13F-HR Voya Investment Management LLC 151,182 148,736 -1.62 7,176 7,529 4.92
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 2,000 2,000 0.00 95 101 6.32
2018-05-14 13F-HR Alphasimplex Group, Llc 17,123 867
2018-05-01 13F-HR Fruth Investment Management 4,200 212
2018-04-26 N-Q Valued Advisers Trust (see advisory)
2018-05-11 13F-HR Close Asset Management Ltd 2,000 2,000 0.00 95 97 2.11
2018-05-15 13F-HR We Are One Seven, Llc 104 114 9.62 5 6 20.00
2018-03-01 N-Q Managed Portfolio Series (see advisory)
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC Call 640,900 125,000 -80.50 30,424 6,328 -79.20
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 602,400 575,400 -4.48 28,596 29,127 1.86
2018-05-15 13F-HR COWEN GROUP, INC. Call 20,500 1,038
2018-05-10 13F-HR JP Morgan Chase & Co 431,349 206,983 -52.01 25,692 10,477 -59.22
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 11,300 0 -100.00 530 0 -100.00
2018-02-23 N-Q Usca All Terrain Fund (see advisory)
2018-05-14 13F-HR Gryphon Financial Partners Llc 331 248 -25.08 15 12 -20.00
2018-05-10 13F-HR TORONTO DOMINION BANK 118,519 146,836 23.89 5,626 7,430 32.07
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 2,855 2,850 -0.18 136 144 5.88
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-05-17 13F-HR Legal & General Group Plc 1,536,517 1,478,792 -3.76 72,956 74,787 2.51
2018-04-12 13F-HR NEVILLE RODIE & SHAW INC 4,612 4,612 0.00 219 233 6.39
2018-05-15 13F-HR Magnetar Financial LLC 0 8,675 0 439
2018-05-11 13F-HR ADVENT CAPITAL MANAGEMENT /DE/ 0 285,908 0 17,083
2018-05-07 13F-HR PIER 88 INVESTMENT PARTNERS LLC 0 13,550 0 809
2018-02-09 13F-HR Proficio Capital Partners LLC 271 307 13.28 13 15 15.38
2018-05-15 13F-HR HighTower Advisors, LLC 15,583 16,427 5.42 741 832 12.28
2018-04-09 13F-HR CenturyLink Investment Management Co 20,018 20,018 0.00 950 1,013 6.63
2018-01-25 N-Q Putnam High Income Securities Fund (see advisory)
2018-03-27 N-Q Indexiq Etf Trust (see advisory)
2018-05-11 13F-HR Mutual of America Capital Management LLC 42,233 43,738 3.56 2,005 2,214 10.42
2018-04-27 N-Q John Hancock Sovereign Bond Fund (see advisory)
2018-05-01 13F-HR Centerstar Asset Management, Llc Put 19 134 605.26
2018-05-14 13F-HR DIAM Co., Ltd. 439,393 436,640 -0.63 20,877 22,102 5.87
2018-05-15 13F-HR EARNEST PARTNERS LLC 38,714 40,891 5.62 1,838 2,070 12.62
2018-05-07 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 65,430 61,530 -5.96 3,105,962 3,114,649 0.28
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 5,464 5,897 7.92 261 297 13.79
2018-02-13 13F-HR Axa 1,149,421 1,183,035 2.92 53,896 56,158 4.20
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 9,323 0 -100.00 443 0 -100.00
2018-05-18 13F-HR CIBC World Markets Inc. 43,205 67,745 56.80 2,051 3,429 67.19
2018-05-09 13F-HR Oakworth Capital, Inc. 161 161 0.00 7 9 28.57
2018-02-12 13F-HR HANCOCK HOLDING CO 4,339 0 -100.00 203 0 -100.00
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 410,348 403,173 -1.75 19,479 20,409 4.77
2018-02-28 N-Q Timothy Plan (see advisory)
2018-05-11 13F-HR Russell Investments Group, Ltd. 1,349,502 1,376,132 1.97 65,255 69,625 6.70
2018-05-08 13F-HR ROOSEVELT INVESTMENT GROUP INC 76,485 73,292 -4.17 3,631 3,710 2.18
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 37,000 2,204
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 171 1,459 753.22 8 71 787.50
2018-01-25 13F-HR Concannon Wealth Management, LLC 193 0 -100.00 9 0 -100.00
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 37,622 37,303 -0.85 1,786 1,888 5.71
2018-04-26 N-Q Federated Income Securities Trust (see advisory)
2018-05-15 13F-HR BARCLAYS PLC Put 191,800 157,900 -17.67 9,105 7,993 -12.21
2018-05-01 13F-HR Centerstar Asset Management, Llc Call 32 97 203.13
2018-05-15 13F-HR CREDIT SUISSE AG/ Call 706,200 84,300 -88.06 33,523 4,267 -87.27
2018-05-15 13F-HR Ferris Capital, Llc 0 138 0 7
2018-02-14 13F-HR TEACHERS ADVISORS INC 1,058,609 876,756 -17.18 49,638 41,620 -16.15
2018-05-15 13F-HR Jabre Capital Partners S.A. 5,000 4,000 -20.00 237 202 -14.77
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 19,990 13,892 -30.51 949 703 -25.92
2018-05-15 13F-HR Highlander Capital Management, LLC 3,450 4,075 18.12 164 199 21.34
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-04-20 13F-HR FIRST QUADRANT L P/CA 11,700 11,700 0.00 555 592 6.67
2018-05-09 13F-HR Centerpoint Advisors, Llc 250 250 0.00 12 13 8.33
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 30,500 36,800 20.66 1,448 1,863 28.66
2017-12-26 N-Q Deutsche Portfolio Trust (see advisory)
2018-02-23 N-Q Mfs Series Trust Xi (see advisory)
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-04-13 13F-HR Calamos Advisors LLC 0 772,551 0 46,014
2018-02-12 13F-HR Poehling Capital Management, Llc 300 14
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Put 114,800 53,200 -53.66 5,450 2,693 -50.59
2018-04-26 13F-HR CWM, LLC 90 40 -55.56 4 2 -50.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 200,200 216,600 8.19 9,503 10,964 15.37
2018-05-11 13F-HR Teza Capital Management LLC 27,073 1,370
2018-04-17 13F-HR Guinness Atkinson Asset Management Inc 23,643 21,743 -8.04 1,122 1,101 -1.87
2018-05-15 13F-HR CLEARARC CAPITAL INC 6,860 6,820 -0.58 326 345 5.83
2018-04-23 13F-HR Nikko Asset Management Americas, Inc. 480,240 160,694 -66.54 22,653 8,134 -64.09
2018-02-01 13F-HR WESBANCO BANK INC 4,692 0 -100.00 220 0 -100.00
2018-05-18 N-Q Mfs Variable Insurance Trust Iii (see advisory)
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 54,638 34,715 -36.46 2,594 1,757 -32.27
2018-04-20 13F-HR Seacrest Wealth Management, Llc 4,140 4,227 2.10 197 214 8.63
2018-05-01 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 321,605 0 -100.00 15,267 0 -100.00
2018-05-02 13F-HR NuWave Investment Management, LLC 2,961 0 -100.00 141 0 -100.00
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 0 200,754 0 11,987
2018-05-15 13F-HR Walleye Trading LLC Call 307,600 71,200 -76.85 14,602 3,604 -75.32
2018-04-18 13F-HR Integral Derivatives, LLC 10,286 0 -100.00 488 0 -100.00
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 100 0 -100.00 5 0 -100.00
2018-05-14 13F-HR CADENCE CAPITAL MANAGEMENT LLC 22,856 21,373 -6.49 1,085 1,082 -0.28
2018-02-09 13F-HR HAP Trading, LLC 13,785 0 -100.00 646 0 -100.00
2018-04-30 N-Q Advisors Series Trust (see advisory)
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 693 693 0.00 33 35 6.06
2018-05-09 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 58,401 61,105 4.63 2,772 3,093 11.58
2018-05-14 13F-HR SUN LIFE FINANCIAL INC 592 62 -89.53 28 1,220 4,257.14
2018-02-13 13F-HR CREDIT AGRICOLE S A 170,806 0 -100.00 8,010 0 -100.00
2018-05-11 13F-HR CITIGROUP INC 1,104,277 1,716,217 55.42 52,420 86,874 65.73
2018-04-30 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 1,043,247 1,093,862 4.85 49,523 55,371 11.81
2018-04-27 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-14 13F-HR Laurion Capital Management LP Put 191,700 110,900 -42.15 9,101 5,614 -38.31
2018-05-15 13F-HR Bank of New York Mellon Corp 5,417,438 4,054,803 -25.15 257,165 205,255 -20.19
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 238,900 320,500 34.16 11,341 16,224 43.06
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 420,442 393,162 -6.49 19,958 19,902 -0.28
2018-02-13 13F-HR NIPPON LIFE INSURANCE CO 21,229 0 -100.00 995 0 -100.00
2018-04-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-03-23 N-Q Thrivent Mutual Funds (see advisory)
2018-01-26 N-Q GROWTH FUND OF AMERICA (see advisory)
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 173,600 33,500 -80.70 8,241 1,696 -79.42
2018-04-03 13F-HR Washington Trust Bank 758 363 -52.11 36 18 -50.00
2018-05-16 13F-HR Private Capital Group, Llc 727 73 -89.96 3 4 33.33
2018-04-27 N-Q Oppenheimer Global Multi Strategies Fund (see advisory)
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 2,321 2,340 0.82 110 118 7.27
2018-05-10 13F-HR BLUESTEIN R H & CO 85,575 106,405 24.34 4,062 5,386 32.59
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 15 9,700 64,566.67 1 491 49,000.00
2018-05-08 13F-HR REAVES W H & CO INC 120,750 40,500 -66.46 5,732 2,050 -64.24
2018-05-15 13F-HR Walleye Trading LLC Put 288,900 135,200 -53.20 13,712 6,844 -50.09
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 712,768 617,424 -13.38 33,422 29,309 -12.31
2018-05-08 13F-HR/A CHARTWELL INVESTMENT PARTNERS, LLC 215,130 45,500 -78.85 10,890 2,717 -75.05
2018-02-26 N-Q Blackrock Bond Fund, Inc. (see advisory)
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 44,551 44,551 0.00 1,761 2,255 28.05
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 426,405 350,810 -17.73 20,241 17,758 -12.27
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 4,852 4,852 0.00 230 260 13.04
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 49,090 111,524 127.18 2,330 6,642 185.06
2018-05-14 13F-HR Perigon Wealth Management, LLC 13 13 0.00 1 1 0.00
2018-05-08 13F-HR INTACT INVESTMENT MANAGEMENT INC. 27,900 35,700 27.96 1,324 1,807 36.48
2018-01-22 N-Q Blackrock Core Bond Trust (see advisory)
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 0 9,104 0 461
2018-05-15 13F-HR CoreCommodity Management, LLC 2,265 0 -100.00 108 0 -100.00
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 416,694 220,331 -47.12 19,759 11,169 -43.47
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 844 844 0.00 38 46 21.05
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 102,922 0 -100.00 4,886 0 -100.00
2018-03-29 N-Q VANGUARD WINDSOR FUNDS (see advisory)
2018-05-21 13F-HR Winton Capital Group Ltd 56,436 77,885 38.01 2,679 3,943 47.18
2018-05-11 13F-HR Arvest Trust Co 79,695 197,112 147.33 3,783 9,978 163.76
2018-05-15 13F-HR Holocene Advisors, Lp 8,464 0 -100.00 402 0 -100.00
2018-05-08 13F-HR US BANCORP \DE\ 31,294 32,016 2.31 1,485 1,621 9.16
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-05-14 13F-HR Evercore Wealth Management, LLC 938 0 -100.00 45 0 -100.00
2018-05-15 13F-HR Sciencast Management LP 7,751 437
2018-04-19 13F-HR Asset Dedication, LLC 1,200 1,200 0.00 57 61 7.02
2018-05-09 13F-HR KBC Group NV 33,468 212,067 533.64 1,589 10,735 575.58
2018-02-13 13F-HR FDO Partners, LLC 28,016 8,016 -71.39 1,314 381 -71.00
2018-04-18 13F-HR REGIONS FINANCIAL CORP 29,291 29,260 -0.11 1,391 1,481 6.47
2018-05-14 13F-HR OVERBROOK MANAGEMENT CORP 7,250 7,250 0.00 344 367 6.69
2018-02-27 N-Q GABELLI EQUITY SERIES FUNDS INC (see advisory)
2018-05-22 13F-HR AMALGAMATED BANK 33,264 32,713 -1.66 1,579 1,656 4.88
2018-05-15 13F-HR TLP GROUP LLC 147 0 -100.00 7 0 -100.00
2018-05-07 13F-HR Engineers Gate Manager LP 28,529 0 -100.00 1,354 0 -100.00
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-04-02 N-Q American Beacon Institutional Funds Trust (see advisory)
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 151,980 229,981 51.32 7,214 11,642 61.38
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-05-15 13F-HR Man Group plc 33,794 1,711
2018-05-15 13F-HR Kaizen Advisory, Llc 251 251 0.00 12 13 8.33
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 395 395 0.00 19 20 5.26
2018-05-18 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 4,193,086 2,988,611 -28.73 199,046 151,283 -24.00
2018-05-14 13F-HR Icon Wealth Partners, Llc 3,062 0 -100.00 145 0 -100.00
2018-04-24 13F-HR 1ST SOURCE BANK 4,257 4,257 0.00 202 215 6.44
2018-05-14 13F-HR DODGE & COX 0 4,006 0 203
2018-05-15 13F-HR Rafferty Asset Management, LLC 0 10,984 0 556
2018-05-11 13F-HR PITCAIRN CO 5,936 5,660 -4.65 281 287 2.14
2018-05-09 13F-HR GAMCO INVESTORS, INC. ET AL 52,857 52,057 -1.51 2,509 2,635 5.02
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 11,200 0 -100.00 530 0 -100.00
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 230,775 200,482 -13.13 10,955 10,148 -7.37
2018-04-24 13F-HR Baystate Wealth Management LLC 143 0 -100.00 8 0 -100.00
2018-05-15 13F-HR Achmea Investment Management B.V. 20,945 0 -100.00 994 0 -100.00
2018-02-14 13F-HR Jabre Capital Partners S.A. Call 200,000 0 -100.00 9,378 0 -100.00
2018-05-07 13F-HR Price Wealth Management, Inc. 44 22 -50.00 2 1 -50.00
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 0 5,019 0 254
2018-04-30 13F-HR Price Capital Management, Inc. 23,362 0 -100.00 1,109 0 -100.00
2018-05-02 13F-HR Global X Management CO LLC 31,851 83,200 161.22 1,512 4,955 227.71
2018-05-15 13F-HR WADDELL & REED FINANCIAL INC 0 620,000 0 36,927
2018-05-03 13F-HR CONNING INC. 7,437 7,477 0.54 353 378 7.08
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 358,454 364,957 1.81 17,016 18,474 8.57
2018-05-14 13F-HR BROWN ADVISORY INC 83,590 12,624 -84.90 3,968 639 -83.90
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 4,135 3,657 209 -94.28
2018-01-22 N-Q Managed Account Series (see advisory)
2018-05-15 13F-HR Game Creek Capital, Lp 327,000 5,000 -98.47 16,553 298 -98.20
2018-04-17 13F-HR Calton & Associates, Inc. 825 0 -100.00 44 0 -100.00
2018-04-24 13F-HR Tarbox Group, Inc. 37 37 0.00 2 2 0.00
2018-05-11 13F-HR Quantbot Technologies LP 38,998 0 -100.00 1,851 0 -100.00
2018-05-14 13F-HR NOMURA HOLDINGS INC Call 1,624,800 77,817
2018-02-12 13F-HR AlphaOne Investment Services, LLC 688 688 0.00 32 33 3.13
2018-05-14 13F-HR Mosaic Family Wealth, LLC 417 419 0.48 20 21 5.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ Put 81,500 0 -100.00 3,869 0 -100.00
2018-01-22 N-Q Blackrock Ltd Duration Income Trust (see advisory)
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 2,040 1,570 -23.04 169 114 -32.54
2018-04-05 13F-HR FACTORY MUTUAL INSURANCE CO 782,000 717,000 -8.31 37,121 36,295 -2.23
2018-04-30 13F-HR Advantus Capital Management Inc 27,281 26,781 -1.83 1,295 1,356 4.71
2018-05-10 13F-HR HEARTLAND ADVISORS INC 5,747 0 -100.00 273 0 -100.00
2018-05-04 13F-HR D'Orazio & Associates, Inc. 300 0 -100.00 14 0 -100.00
2018-03-01 N-Q Pimco Funds (see advisory)
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 208,132 25,987 -87.51 8,201 1,354 -83.49
2018-05-11 13F-HR BBT Capital Management, LLC 40,000 40,000 0.00 1,899 2,025 6.64
2018-05-15 13F-HR/A Caption Management, Llc Call 75,000 0 -100.00 3,560 0 -100.00
2018-05-09 13F-HR Twin Tree Management, LP Put 0 252,900 0 12,802
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 155,141 153,352 -1.15 7,365 7,763 5.40
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-04-27 N-Q Horizon Funds (see advisory)
2018-05-09 13F-HR BlackRock Inc. 1,306,669 77,825
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 22,624 31,213 37.96 1,074 1,580 47.11
2018-05-03 13F-HR Sageworth Trust Co 167 8
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,058 244,500 1,927.70 572 12,377 2,063.81
2018-05-11 13F-HR SevenBridge Financial Group, LLC 724 724 0.00 34 37 8.82
2018-05-03 13F-HR SG Americas Securities, LLC Call 11,300 0 -100.00 1 0 -100.00
2018-05-08 13F-HR LETKO, BROSSEAU & ASSOCIATES INC 1,184,518 1,160,053 -2.07 56,229 58,722 4.43
2018-02-14 SC 13G/A HESS JOHN B 36,182,964 36,032,103 -0.42
2018-05-14 13F-HR Oaktree Capital Management LP 177,800 10,590
2018-03-29 N-Q Mainstay Funds (see advisory)
2018-05-15 13F-HR UBS Group AG Put 868,500 358,800 -58.69 41,228 18,162 -55.95
2018-04-27 13F-HR Retirement Systems of Alabama 200,641 197,680 -1.48 9,524 10,007 5.07
2018-05-15 13F-HR DEUTSCHE BANK AG\ 1,299,969 1,534,313 18.03 61,706 77,662 25.86
2018-04-19 13F-HR Cribstone Capital Management, LLC 73 4
2018-05-10 13F-HR IBM Retirement Fund 4,484 6,254 39.47 213 317 48.83
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 2,523 0 128
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 18,469 22,546 22.07 877 1,141 30.10
2018-05-08 13F-HR TIVERTON ASSET MANAGEMENT LLC 3,614 0 -100.00 171 0 -100.00
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 129 88 -31.78 6,124 4,455 -27.25
2018-02-14 13F-HR Vident Investment Advisory, LLC 5,045 0 -100.00 237 0 -100.00
2018-05-04 13F-HR Swiss National Bank 1,055,165 914,365 -13.34 50,089 46,285 -7.59
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 28,819 28,876 0.20 1,368 1,462 6.87
2018-02-13 13F-HR Lombard Odier Asset Management (Europe) Ltd 18,535 0 -100.00 869 0 -100.00
2018-05-15 13F-HR GV Financial Advisors 106 5
2018-05-15 13F-HR Walleye Trading LLC 124,739 9,572 -92.33 5,921 485 -91.81
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 581,203 582,444 0.21 27,590 29,483 6.86
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 162 288 77.78 8 15 87.50
2018-03-29 N-Q Deutsche Income Trust (see advisory)
2018-02-13 13F-HR Moors & Cabot, Inc. 4,470 0 -100.00 208 0 -100.00
2018-05-10 13F-HR Norinchukin Bank, The 21,593 24,538 13.64 1,025 1,242 21.17
2018-04-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-05-15 13F-HR CREDIT SUISSE AG/ 1,845,295 184,404 -90.01 93,409 10,983 -88.24
2018-04-09 13F-HR Founders Capital Management 400 400 0.00 19 20 5.26
2018-05-09 13F-HR Twin Tree Management, LP 20,021 56,730 183.35 950 2,872 202.32
2018-01-17 13F-HR DAVENPORT & Co LLC 10,000 0 -100.00 468,900 0 -100.00
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-04-30 13F-HR LOWE BROCKENBROUGH & CO INC 76,853 78,548 2.21 3,648 3,976 8.99
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 10,073 9,929 -1.43 478 503 5.23
2018-05-11 13F-HR PINNACLE ASSOCIATES LTD 35,627 33,539 -5.86 1,691 1,698 0.41
2018-04-30 N-Q Guggenheim Strategic Opportunities Fund (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 0 68,200 0 3,452
2018-05-09 13F-HR BANQUE PICTET & CIE SA 4,800 4,800 0.00 228 243 6.58
2018-05-15 13F-HR KEY GROUP HOLDINGS (CAYMAN), LTD. 1,579,102 1,475,893 -6.54 74,960 74,710 -0.33
2018-05-10 13F-HR South Dakota Investment Council 363,056 362,713 -0.09 17,234 18,361 6.54
2018-02-12 13F-HR Winfield Associates, Inc. 533 0 -100.00 25 0 -100.00
2018-05-15 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 0 4,004 0 203
2018-05-11 13F-HR Delpha Capital Management, Llc 1,042 0 -100.00 49 0 -100.00
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 10 1
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 290,099 743,700 156.36 13,771 44,295 221.65
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 55,485 50,933 -8.20 2,634 2,578 -2.13
2018-04-16 13F-HR SOLARIS ASSET MANAGEMENT LLC 12,665 0 -100.00 601 0 -100.00
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 246,753 245,200 -0.63 11,713 12,412 5.97
2018-05-15 13F-HR SECOR Capital Advisors, LP 47,266 54,755 15.84 2,244 2,772 23.53
2018-04-23 13F-HR Advisory Services Network, LLC 200 500 150.00 9 25 177.78
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 270,488 324,424 19.94 12,839 16,422 27.91
2018-05-02 13F-HR Daiwa Securities Group Inc. 68,311 9,040 -86.77 3,242 458 -85.87
2018-02-14 13F-HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC 1,754,789 1,742,294 -0.71 82,282 82,707 0.52
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 5,122,318 6,003,151 17.20 243,156 303,880 24.97
2018-05-04 13F-HR LMR Partners LLP 8,450 8,450 0.00 401 401 0.00
2018-05-10 13F-HR AMF Pensionsforsakring AB 524,949 474,622 -9.59 24,919 24,025 -3.59
2018-04-10 13F-HR Gradient Investments LLC 73 0 -100.00 3 0 -100.00
2018-03-29 N-Q Ishares Trust (see advisory)
2018-01-26 N-Q Amg Funds (see advisory)
2018-04-17 13F-HR Guinness Asset Management Ltd 221,402 168,202 -24.03 10,510 8,514 -18.99
2018-05-15 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 10,386,088 9,983,188 -3.88 493,028 505,349 2.50
2018-05-15 13F-HR NEEDHAM INVESTMENT MANAGEMENT LLC 17,000 17,000 0.00 807 860 6.57
2018-04-10 13F-HR Andra AP-fonden 39,800 64,000 60.80 1,889 3,240 71.52
2018-05-09 13F-HR ANCHOR CAPITAL ADVISORS LLC 376,686 383,528 1.82 17,881 19,414 8.57
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 60 125 108.33 3 6 100.00
2018-05-11 13F-HR Omnia Family Wealth, LLC 45 45 0.00 2 2 0.00
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 43,576 38,041 -12.70 2,153 1,926 -10.54
2018-03-08 N-Q Calamos Strategic Total Return Fund (see advisory)
2018-05-10 13F-HR FAYEZ SAROFIM & CO 32,894 60,404 83.63 1,561 3,057 95.84
2018-05-08 13F-HR Neuburgh Advisers LLC 8,272 7,312 -11.61 393 370 -5.85
2018-04-24 13F-HR Arjuna Capital 14,664 0 -100.00 696 0 -100.00
2018-04-26 N-Q Federated Investment Series Funds Inc (see advisory)
2018-05-09 13F-HR Rockefeller Capital Management L.p. 8,138 412
2018-05-15 13F-HR FIFTH THIRD BANCORP 624 1,045 67.47 30 53 76.67
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-03-01 N-Q Loomis Sayles Funds Ii (see advisory)
2018-05-09 13F-HR Tredje AP-fonden 36,225 35,945 -0.77 1,720 1,820 5.81
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 18,644 17,390 -6.73 885 880 -0.56
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-04-25 13F-HR Searle & Co. 29,050 26,950 -7.23 1,379 1,364 -1.09
2018-05-10 13F-HR BESSEMER GROUP INC 96,260 102,630 6.62 4,569 5,196 13.72
2018-05-11 13F-HR STIFEL FINANCIAL CORP 16,681 17,374 4.15 792 873 10.23
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 18,400 35,700 94.02 873 1,807 106.99
2018-02-06 13F-HR ING GROEP NV 11,194 0 -100.00 525 0 -100.00
2018-04-25 13F-HR BECK MACK & OLIVER LLC 10,000 10,000 0.00 475 506 6.53
2018-03-08 N-Q Calamos Convertible Opportunities & Income Fund (see advisory)
2018-05-14 13F-HR Old Mutual Global Investors (UK) Ltd. 15,900 0 -100.00 754 0 -100.00
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-05-15 13F-HR Metlife Investment Advisors, Llc 83,568 80,590 -3.56 3,967 4,079 2.82
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 4,926 4,926 0.00 234 249 6.41
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 2,428,405 2,418,304 -0.42 115,291 122,415 6.18
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 123,362 122,724 -0.52 5,856 6,212 6.08
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 720,784 427,968 -40.62 34,215 21,664 -36.68
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 5,200 0 -100.00 247 0 -100.00
2018-01-16 13F-HR NEXT Financial Group, Inc 4,229 0 -100.00 190 0 -100.00
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Put 1,090,900 90,000 -91.75 51,785 4,556 -91.20
2018-05-17 13F-HR Atlantic Trust Group, LLC 131 0 -100.00 6 0 -100.00
2018-04-20 13F-HR STRS OHIO 1,271,644 1,263,874 -0.61 60,364 63,977 5.99
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 33,576 30,276 -9.83 1,594 1,533 -3.83
2018-02-09 13F-HR Virtu Financial LLC 0 19,336 0 918
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 1,694 5,700 236.48 80 289 261.25
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 129,800 19,000 -85.36 6,162 962 -84.39
2018-02-14 13F-HR MORGAN STANLEY 1,515,505 1,552,904 2.47 71,062 73,718 3.74
2018-05-14 13F-HR NOMURA HOLDINGS INC Put 607,200 607,200 0.00 28,834 28,834 0.00
2018-05-15 13F-HR Institute for Wealth Management, LLC. 9,003 0 -100.00 432 0 -100.00
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 8,757 8,277 -5.48 416 419 0.72
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 389 385 -1.03 14 15 7.14
2018-05-15 13F-HR Folger Hill Asset Management LP 46,000 26,900 -41.52 2,184 1,362 -37.64
2018-05-10 13F-HR JP Morgan Chase & Co Put 180,000 0 -100.00 8,545 0 -100.00
2018-05-02 13F-HR THOMPSON DAVIS & CO., INC. 55 0 -100.00 3 0 -100.00
2018-05-15 13F-HR KEY GROUP HOLDINGS (CAYMAN), LTD. Call 1,000,000 0 -100.00 5 0 -100.00
2018-05-14 13F-HR IHT Wealth Management, LLC 1,716 1,723 0.41 90 84 -6.67
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 200 1,052 426.00 9 53 488.89
2018-05-03 13F-HR MACKAY SHIELDS LLC 722,902 43,310
2018-04-19 13F-HR Janney Montgomery Scott LLC 75,399 29,607 -60.73 3,579 1,499 -58.12
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-15 13F-HR/A Glenview Trust Co 11,415 10,668 -6.54 542 540 -0.37
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Call 377,300 72,700 -80.73 17,910 3,680 -79.45
2018-05-11 13F-HR CITIGROUP INC Put 372,700 680,000 82.45 17,692 34,422 94.56
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 600 0 -100.00 28 0 -100.00
2018-02-08 13F-HR CONDOR CAPITAL MANAGEMENT 13,953 0 -100.00 654 0 -100.00
2018-05-08 13F-HR Penserra Capital Management LLC 1,630 94
2018-02-27 N-Q Trust For Advised Portfolios (see advisory)
2018-04-18 13F-HR Creative Planning 20,234 22,656 11.97 960 1,147 19.48
2018-02-28 N-Q Index Funds (see advisory)
2018-05-15 13F-HR BANK OF NOVA SCOTIA 42,162 34,205 -18.87 2,001 1,729 -13.59
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 57,900 74,200 28.15 2,749 3,756 36.63
2018-03-01 N-Q Williamsburg Investment Trust (see advisory)
2018-05-01 13F-HR OPPENHEIMER & CO INC 9,302 8,202 -11.83 442 415 -6.11
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 86,632 73,257 -15.44 4,112 3,708 -9.82
2018-05-07 13F-HR Kentucky Retirement Systems 16,656 13,976 -16.09 791 707 -10.62
2018-05-02 13F-HR Paulson Wealth Management Inc. 94 0 -100.00 4 0 -100.00
2018-05-15 13F-HR Gotham Asset Management, LLC 0 136,588 0 6,914
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 29,281 0 -100.00 1,390 0 -100.00
2018-04-27 N-Q John Hancock Strategic Series (see advisory)
2018-05-18 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 12,910 12,910 0.00 613 613 0.00
2018-05-11 13F-HR HAP Trading, LLC Put 22,200 0 -100.00 15 0 -100.00
2018-05-11 13F-HR Cutler Group LP Put 37,900 26,000 -31.40 91 67 -26.37
2018-05-10 13F-HR Artisan Partners Limited Partnership 5,333,134 5,167,810 -3.10 253,164 261,595 3.33
2018-02-23 13F-HR/A Sg3 Management, Llc Call 5,000 0 -100.00 219 0 -100.00
2018-04-26 N-Q Columbia Funds Series Trust I (see advisory)
2018-03-29 N-Q Advent Claymore Convertible Securities & Income Fund Ii (see advisory)
2018-05-18 N-Q Etf Series Solutions (see advisory)
2018-02-23 N-Q Mfs Series Trust V (see advisory)
2018-05-04 13F-HR Linscomb & Williams, Inc. 21,100 21,100 0.00 1,002 1,068 6.59
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 651,200 286,700 -55.97 30,912 14,513 -53.05
2018-04-27 N-Q Proshares Trust (see advisory)
2018-04-20 13F-HR JENNISON ASSOCIATES LLC 18,472 4,854 -73.72 877 246 -71.95
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 68,700 87,300 27.07 3,261 4,419 35.51
2018-05-11 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 288,046 14,581
2018-03-27 N-Q American Century Mutual Funds, Inc. (see advisory)
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 5,964 5,585 -6.35 283 283 0.00
2018-01-29 N-Q Ubs Investment Trust (see advisory)
2018-05-15 13F-HR BARCLAYS PLC 359,624 532,800 48.15 17,072 26,969 57.97
2018-05-07 13F-HR Focused Wealth Management, Inc 494 494 0.00 23 25 8.70
2018-04-24 13F-HR Parkwood LLC 17,433 7,458 -57.22 828 378 -54.35
2018-05-14 13F-HR PHILADELPHIA TRUST CO 33,985 35,755 5.21 1,613 1,810 12.21
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 187,500 41,500 -77.87 8,901 2,101 -76.40
2018-05-03 13F-HR Texas Yale Capital Corp. 7,600 7,600 0.00 361 385 6.65
2018-05-14 13F-HR ProShare Advisors LLC 63,732 54,889 -13.88 3,025 2,778 -8.17
2018-03-30 N-Q Financial Investors Trust (see advisory)
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-05-01 13F-HR Manning & Napier Group, Llc 74,306 42,296 -43.08 3,526 2,140 -39.31
2018-05-15 13F-HR QS Investors, LLC 28,409 28,422 0.05 1,349 1,439 6.67
2018-03-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-05-15 13F-HR Bridgewater Associates, LP 13,456 12,480 -7.25 639 632 -1.10
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,709,532 1,725,619 0.94 81,151 87,351 7.64
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 26,003 25,703 -1.15 1,234 1,301 5.43
2018-04-23 13F-HR World Asset Management Inc 26,816 20,231 -24.56 1,273 1,024 -19.56
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-14 13F-HR Hudson Bay Capital Management LP Call 25,000 70,000 180.00 1,187 3,543 198.48
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 0 42,000 0 2,126
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 85,375 88,052 3.14 4,052 4,458 10.02
2018-05-02 13F-HR Cooper/haims Advisors, Llc 231 0 -100.00 11 0 -100.00
2018-04-30 13F-HR EXANE DERIVATIVES 3,536 1,289 -63.55 167,942 62,779 -62.62
2018-05-15 13F-HR Impala Asset Management LLC 2,295,452 2,470,676 7.63 108,965 125,066 14.78
2018-02-27 N-Q Artisan Partners Funds Inc (see advisory)
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-01-26 N-Q Vanguard Scottsdale Funds (see advisory)
2018-04-26 N-Q Ab Trust (see advisory)
2018-03-29 N-Q Hsbc Funds (see advisory)
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 505,022 489,575 -3.06 23,973 24,782 3.37
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 2,003 1,805 -9.89 95 91 -4.21
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 6,497 7,001 7.76 308 354 14.94
2018-04-20 N-Q Fdp Series, Inc. (see advisory)
2018-05-02 13F-HR FDx Advisors, Inc. 6,601 6,009 -8.97 313 304 -2.88
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Call 573,800 0 -100.00 27,238 0 -100.00
2018-05-09 13F-HR Korea Investment CORP 2,645 69,856 2,541.06 126 3,536 2,706.35
2018-04-24 13F-HR Rehmann Capital Advisory Group 0 160 0 8
2018-05-03 13F-HR QCI ASSET MANAGEMENT INC/NY 400 400 0.00 19 20 5.26
2018-02-23 N-Q Sterling Capital Funds (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC 27,066 21,545 -20.40 1,284 1,090 -15.11
2018-05-08 13F-HR Timber Hill LLC 6,120 7,128 16.47 291 361 24.05
2018-03-29 N-Q Ab Corporate Shares (see advisory)
2018-02-13 13F-HR JP Morgan Chase & Co Call 150,000 0 -100.00 6,981 0 -100.00
2018-03-08 N-Q Calamos Global Dynamic Income Fund (see advisory)
2018-02-28 N-Q Metropolitan West Funds (see advisory)
2018-04-27 N-Q ADAMS NATURAL RESOURCES FUND, INC. (see advisory)
2018-01-26 N-Q Legg Mason Partners Institutional Trust (see advisory)
2018-04-26 13F-HR DUNCKER STREETT & CO INC 3,350 3,650 8.96 159 185 16.35
2018-05-09 SC 13G/A VANGUARD GROUP INC 30,235,574 30,353,148 0.39
2018-04-19 13F-HR State of Alaska, Department of Revenue 38,758 45,338 16.98 1,838 2,293 24.76
2017-12-28 N-Q Fidelity Advisor Series Vii (see advisory)
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 298,500 116,400 -61.01 14,170 5,892 -58.42
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 471,300 525,400 11.48 22,373 26,596 18.88
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 92,210 28,010 -69.62 4,377 1,418 -67.60
2018-02-26 N-Q Master Bond Llc (see advisory)
2018-05-14 13F-HR Itau Unibanco Holding S.A. 890 0 -100.00 42 0 -100.00
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 2,092 2,092 0.00 99 105 6.06
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 41,973 41,937 -0.09 1,992 2,122,851 106,468.83
2018-02-27 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-03-29 N-Q Deutsche Market Trust (see advisory)
2018-05-14 13F-HR Oz Management LP Call 1,200,500 0 -100.00 56,988 0 -100.00
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 1,066,233 1,097,119 2.90 50,614 55,538 9.73
2018-05-10 13F-HR IFM Investors Pty Ltd 8,219 8,932 8.68 390 452 15.90

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( HES / Hess Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 42809H107