SecurityHEI / HEICO Corp. (422806109)
Institutional Owners438 (103 N-Q Owners)
Institutional Shares47,656,378 - 75.08% (ex. N-Q)
Common Shares Outstanding263,477,941 shares (as of 2018-01-31)
Institutional Value$ 15,822,993,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

HEICO Corp. (NYSE:HEI) has 438 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 47,656,378 shares. Largest shareholders include Henderson Group Plc, BlackRock Inc., FMR LLC / Fidelity, Wellington Management Group LLP, Vanguard Group Inc, Riverbridge Partners Llc, Select Equity Group, L.P., William Blair Investment Management, Llc, Wasatch Advisors Inc, and Kayne Anderson Rudnick Investment Management Llc.

HEICO Corp. (NYSE:HEI) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-14 13F-HR Meadow Creek Investment Management LLC 64,804 44,302 -31.64 4,938 3,502 -29.08
2018-02-15 13F-HR Bb&t Investment Services, Inc. 6 156 2,500.00 0 14
2017-11-28 N-Q Columbia Acorn Trust (see advisory)
2018-02-07 13F-HR FFCM LLC 112 212 89.29 10 20 100.00
2018-02-02 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 190 190 0.00 17 18 5.88
2018-02-14 13F-HR TIVERTON ASSET MANAGEMENT LLC 233,071 159,498 -31.57 17,760 12,608 -29.01
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-02-07 13F-HR EFG Asset Management (Americas) Corp. 5,602 6,794 21.28 503 641 27.44
2017-11-14 13F-HR Ionic Capital Management LLC 20,018 0 -100.00 1,242 0 -100.00
2018-01-25 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 98 9
2018-02-14 13F-HR Bell State Bank & Trust 4,750 4,724 -0.55 427 446 4.45
2017-11-22 N-Q Blackrock Enhanced Global Dividend Trust (see advisory)
2018-02-13 13F-HR Mosaic Family Wealth, LLC 62 0 -100.00 5 0 -100.00
2017-11-20 N-Q Royce Value Trust Inc (see advisory)
2018-02-14 13F-HR Voya Financial Advisors, Inc. 2,337 219
2018-02-13 13F-HR Delpha Capital Management, Llc 478 38
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 9,686 0 -100.00 870 0 -100.00
2017-10-30 N-Q Wells Fargo Master Trust (see advisory)
2018-01-30 13F-HR CONGRESS ASSET MANAGEMENT CO /MA 57,812 57,990 0.31 5,192 5,471 5.37
2018-02-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 3,300 3,100 -6.06 296 292 -1.35
2018-01-23 N-Q Mfs Series Trust I (see advisory)
2018-02-06 13F-HR M&T BANK CORP 3,064 22,124 622.06 276 1,749 533.70
2018-02-15 13F-HR JANE STREET GROUP, LLC Call 2,800 11,400 307.14 251 1,076 328.69
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 8,859 8,498 -4.07 675 672 -0.44
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 464,323 103 -99.98 43,809 8 -99.98
2018-02-14 13F-HR STATE STREET CORP 622,293 748,392 20.26 47,415 70,613 48.93
2018-02-14 13F-HR Advisor Group, Inc. 1,206 13,143 989.80 92 1,240 1,247.83
2018-02-28 N-Q Gps Funds I (see advisory)
2018-02-02 13F-HR GAMCO INVESTORS, INC. ET AL 83,425 103,656 24.25 7,492 7,824 4.43
2018-04-13 13F-HR Steinberg Global Asset Management 20,651 34,202 65.62 1,948 2,969 52.41
2018-02-14 13F-HR Southeast Asset Advisors Inc. 11,838 11,358 -4.05 1,063 1,072 0.85
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 140 0 -100.00 12 0 -100.00
2018-02-12 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 1,105,196 1,273,003 15.18 84,216 100,631 19.49
2017-11-22 N-Q Principal Exchange-traded Funds (see advisory)
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 4,400 0 348
2018-02-13 13F-HR Timpani Capital Management LLC 9,392 8,783 -6.48 843 829 -1.66
2017-11-29 N-Q Value Line Mid Cap Focused Fund, Inc. (see advisory)
2018-02-14 13F-HR Janney Montgomery Scott LLC 9,694 9,503 -1.97 871 897 2.99
2018-02-14 13F-HR Rafferty Asset Management, LLC 3,487 7,017 101.23 313 555 77.32
2018-02-02 13F-HR MOODY LYNN & LIEBERSON, INC. 28,515 67,207 135.69 2,561 5,479 113.94
2017-11-29 N-Q Victory Portfolios Ii (see advisory)
2018-02-13 13F-HR AMALGAMATED BANK 4,635 9,639 107.96 416 762 83.17
2018-02-14 13F-HR Arete Wealth Advisors, LLC 9,488 895
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 49,000 73,144 49.27 3,734 5,782 54.85
2018-02-14 13F-HR BARCLAYS PLC 183 13,345 7,192.35 16 1,260 7,775.00
2017-10-31 13F-HR Nine Chapters Capital Management LLC 0 3,600 0 323
2018-01-18 13F-HR Westpac Banking Corp 64,674 0 -100.00 5,808,372 0 -100.00
2018-03-09 13F-HR Marino, Stram & Associates Llc 611 48
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 2,803 3,940 40.56 222 280 26.13
2018-02-16 13F-HR/A-1 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 1,654,834 1,623,083 -1.92 126,098 128,305 1.75
2018-02-09 13F-HR FDx Advisors, Inc. 8,863 3,660 -58.70 675 289 -57.19
2018-02-08 13F-HR Artemis Investment Management LLP 100,630 0 -100.00 9,040 0 -100.00
2018-02-12 13F-HR HANCOCK HOLDING CO 116,540 115,878 -0.57 10,466 10,933 4.46
2018-03-01 N-Q Loomis Sayles Funds Ii (see advisory)
2018-02-08 13F-HR GREENLEAF TRUST 772 772 0.00 69 73 5.80
2017-11-28 N-Q Usaa Mutual Funds Trust (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC 0 3,516 0 332
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 12,267 12,797 4.32 1,102 1,207 9.53
2017-10-23 N-Q Blackrock Series, Inc. (see advisory)
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-03-01 N-Q Janus Investment Fund (see advisory)
2018-02-02 13F-HR COMERICA BANK 2,650 2,622 -1.06 240 207 -13.75
2018-01-24 13F-HR TOMPKINS FINANCIAL CORP 531 531 0.00 48 50 4.17
2018-04-09 13F-HR Polaris Wealth Advisers, LLC 100 9
2018-01-12 13F-HR KAMES CAPITAL plc 18,420 0 -100.00 1,654 0 -100.00
2018-02-09 13F-HR TCW GROUP INC 0 10,676 0 1,007
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-02-05 13F-HR Penobscot Investment Management Company, Inc. 5,290 499
2018-02-13 13F-HR Origin Asset Management LLP 3,551 3,551 0.00 319 335 5.02
2018-02-13 13F-HR Telemark Asset Management, LLC 80,000 80,000 0.00 6,096 6,324 3.74
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-03-01 N-Q Oppenheimer Discovery Fund (see advisory)
2017-12-28 N-Q Fidelity Securities Fund (see advisory)
2018-02-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 1,675 1,675 0.00 150 158 5.33
2018-02-13 13F-HR BLUESTEIN R H & CO 6,000 4,500 -25.00 539 425 -21.15
2018-02-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 139,166 97,351 -30.05 12,498 9,185 -26.51
2018-02-09 13F-HR EAGLE ASSET MANAGEMENT INC 134,682 142,672 5.93 12,203 12,915 5.83
2018-04-06 13F-HR Carroll Financial Associates, Inc. 172 214 24.42 16 18 12.50
2018-02-13 13F-HR SCHWARTZ INVESTMENT COUNSEL INC 125,000 125,000 0.00 9,525 9,881,250 103,640.16
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 0 12,902 0 1,217
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 3,016 6,584 118.30 284 519 82.75
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 217,943 354,413 62.62 19,573 28,016 43.14
2018-02-14 13F-HR EARNEST PARTNERS LLC 0 1 0 0
2018-02-14 13F-HR Neuberger Berman Group LLC 3,960 37,269 841.14 356 2,951 728.93
2017-11-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 916,828 13,286 -98.55 72,475 1,254 -98.27
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 215,336 268,182 24.54 16,409 25,302 54.20
2017-11-02 13F-HR Tygh Capital Management, Inc. 110,793 0 -100.00 7,959 0 -100.00
2017-11-29 N-Q Janus Aspen Series (see advisory)
2018-01-24 13F-HR Fisher Asset Management, LLC 1,149,637 1,133,269 -1.42 103,249 106,924 3.56
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-20 N-Q Mercer Funds (see advisory)
2018-02-13 13F-HR Allianz Asset Management AG 47,819 4,732 -90.10 3,780 446 -88.20
2018-01-23 13F-HR FIRST QUADRANT L P/CA 63,207 3,544 -94.39 4,997 334 -93.32
2018-02-09 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 6,652 4,609 -30.71 628 364 -42.04
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-12 13F-HR Standard Life Aberdeen Plc 244,432 260,261 6.48 21,957 24,556 11.84
2018-03-01 N-Q Value Line Small Cap Opportunities Fund, Inc. (see advisory)
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 76,530 198,601 159.51 6,873 15,699 128.42
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-02-12 13F-HR COMMERCE BANK 6,454 6,384 -1.08 492 505 2.64
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 0 62 0 6
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 2,725 56,209 1,962.72 206 5,303 2,474.27
2018-02-08 13F-HR Signition Lp 3,017 285,000
2018-02-07 13F-HR Verity Asset Management, Inc. 2,748 3,441 25.22 249 276 10.84
2017-10-30 N-Q Investment Managers Series Trust (see advisory)
2018-02-14 13F-HR BlueCrest Capital Management Ltd 5,554 26,723 381.15 499 2,521 405.21
2018-02-14 13F-HR Aristotle Capital Boston, LLC 94,888 95,439 0.58 7,230 7,544 4.34
2018-02-14 13F-HR MENTA CAPITAL LLC 5,300 0 -100.00 476 0 -100.00
2017-11-22 N-Q Quantitative Master Series Llc (see advisory)
2017-11-13 N-Q Nicholas Ltd Edition, Inc. (see advisory)
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 210,898 76,405 -63.77 18,941 7,209 -61.94
2018-03-29 13F-HR/A-1 Marshall Wace North America L.P. 17,512 168,850 864.20 1,331 15,931 1,096.92
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 139,642 148,472 6.32 10,641 11,737 10.30
2018-02-13 13F-HR Advisors Asset Management, Inc. 61,574 55,517 -9.84 5,530 5,238 -5.28
2018-02-02 13F-HR Kuntz Lesher Capital LLC 2,406 0 -100.00 201 0 -100.00
2018-02-12 13F-HR SAWGRASS ASSET MANAGEMENT LLC 5,690 5,685 -0.09 434 449 3.46
2018-01-19 13F-HR GW&K Investment Management, LLC 382,667 322,332 -15.77 29,159 25,480 -12.62
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 12,480 1,177
2018-01-10 13F-HR SIMPLEX TRADING, LLC 2,237 0 -100.00 200 0 -100.00
2018-02-26 N-Q Blackrock Funds (see advisory)
2018-02-01 13F-HR FORTALEZA ASSET MANAGEMENT INC/ 1,912 1,912 0.00 172 180 4.65
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 283,870 36 -99.99 17,952 3 -99.98
2018-02-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 83,118 81,641 -1.78 6,334 6,454 1.89
2018-02-09 13F-HR SUNTRUST BANKS INC 14,329 4,307 -69.94 1,286 339 -73.64
2018-02-14 13F-HR ROYAL BANK OF CANADA 652 21,190 3,150.00 49 1,999 3,979.59
2018-04-03 13F-HR RIVERBRIDGE PARTNERS LLC 1,472,499 1,840,753 25.01 138,930 159,796 15.02
2018-02-28 13F-HR/A-1 FEDERATED INVESTORS INC /PA/ 11,679 415,175 3,454.88 890 39,172 4,301.35
2018-04-18 13F-HR FNY Partners Fund LP 235 16
2018-01-23 13F-HR Baystate Wealth Management LLC 490 38
2018-01-17 13F-HR Cutler Group LP Call 300 2,900 866.67 4 9 125.00
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 1,250 1,562 24.96 99 111 12.12
2017-11-29 N-Q Blackrock Variable Series Funds, Inc. (see advisory)
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 8,500 8,500 0.00 763 802 5.11
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 1,250 1,562 24.96 118 136 15.25
2018-02-13 13F-HR ASSETMARK, INC 578 269 -53.46 37 20 -45.95
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 3,890 3,840 -1.29 367 333 -9.26
2017-11-01 13F-HR GLUSKIN SHEFF & ASSOC INC 150,800 0 -100.00 9,357 0 -100.00
2017-11-28 N-Q Wanger Advisors Trust (see advisory)
2018-02-14 13F-HR MARSICO CAPITAL MANAGEMENT LLC 12,827 12,827 0.00 1,152 1,210 5.03
2017-11-29 N-Q Brown Advisory Funds (see advisory)
2018-02-08 13F-HR Advisory Services Network, LLC 66 66 0.00 5 5 0.00
2018-02-14 13F-HR RMB Capital Management, LLC 15,274 24,736 61.95 1,164 2,334 100.52
2018-01-17 13F-HR Cutler Group LP Put 100 3,700 3,600.00 0 8
2018-02-07 13F-HR AGF INVESTMENTS INC. 62,500 62,500 0.00 5,613 5,897 5.06
2018-02-14 13F-HR NOMURA HOLDINGS INC 0 4,795 0 452
2018-01-16 13F-HR Capital Advisors, Ltd. LLC 991 991 0.00 89 94 5.62
2017-11-29 N-Q Virtus Variable Insurance Trust (see advisory)
2017-11-29 N-Q Value Line Centurion Fund Inc (see advisory)
2018-02-09 13F-HR Alexandria Capital, LLC 140 0 -100.00 11 0 -100.00
2018-02-13 13F-HR BAILLIE GIFFORD & CO 414,049 200,555 -51.56 32,730 18,923 -42.18
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 83,184 10,262 -87.66 6,576 968 -85.28
2018-02-12 13F-HR Alphastar Capital Management, Llc 3,372 318
2018-01-10 13F-HR THOMSON HORSTMANN & BRYANT INC 12,183 12,183 0.00 1,094 1,149 5.03
2018-02-14 13F-HR Wealthcare Advisory Partners LLC 6 5 -16.67 1 0 -100.00
2018-02-14 13F-HR Arrowpoint Asset Management, LLC 1,192,209 1,028,640 -13.72 90,846 81,314 -10.49
2018-02-09 13F-HR Royce & Associates LLC 250,356 632,758 152.74 19,791 59,701 201.66
2018-02-13 13F-HR Diamant Asset Management, Inc. 2,362 223
2018-02-14 13F-HR NUMERIC INVESTORS LLC 3,700 0 -100.00 282 0 -100.00
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 12,450 32,787 163.35 1,118 2,592 131.84
2018-02-06 13F-HR RENAISSANCE GROUP LLC 6,343 6,382 0.61 483 504 4.35
2017-11-21 N-Q William Blair Funds (see advisory)
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 3,492 4,636 32.76 314 293 -6.69
2018-02-14 13F-HR Verition Fund Management LLC 2,378 0 -100.00 214 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC 4,596 0 -100.00 330 0 -100.00
2018-02-13 13F-HR JP Morgan Chase & Co 379,751 961,430 153.17 34,041 76,001 123.26
2018-02-14 13F-HR Utah Retirement Systems 4,500 8,950 98.89 404 707 75.00
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 3,172 3,172 0.00 242 251 3.72
2018-02-14 13F-HR/A-1 PUTNAM INVESTMENTS LLC 26,541 39,690 49.54 2,384 3,745 57.09
2018-02-12 13F-HR Bayesian Capital Management, LP 4,709 444
2018-04-17 13F-HR New England Research & Management, Inc. 5,129 445
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 20,836 57,629 176.58 1,868 4,501 140.95
2018-03-01 N-Q Value Line Asset Allocation Fund Inc (see advisory)
2018-02-14 13F-HR Premia Global Advisors, Llc 492 38
2018-02-13 13F-HR Evercore Wealth Management, LLC 113 113 0.00 10 11 10.00
2018-02-13 13F-HR Laurion Capital Management LP 0 4,000 0 377
2017-10-24 N-Q Federated Global Allocation Fund (see advisory)
2017-10-26 13F-HR Acrospire Investment Management LLC 883 0 -100.00 63 0 -100.00
2017-11-17 13F-HR/A-1 Virtu Financial LLC 4,306 387
2018-02-28 N-Q Ishares Trust (see advisory)
2017-11-29 N-Q Investment Managers Series Trust Ii (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 6,425 5,000 -22.18 577 472 -18.20
2018-04-19 13F-HR Versant Capital Management, Inc 203 251 23.65 19 21 10.53
2018-02-13 13F-HR SNYDER CAPITAL MANAGEMENT L P 1,158,327 1,101,282 -4.92 88,265 87,056 -1.37
2018-02-06 13F-HR Daiwa Securities Group Inc. 31,471 2,488
2018-02-12 13F-HR Quantbot Technologies LP 1,187 0 -100.00 90 0 -100.00
2017-11-28 N-Q Jpmorgan Trust Ii (see advisory)
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 11,629 13,111 12.74 1,097 1,138 3.74
2017-11-28 N-Q Schwartz Investment Trust (see advisory)
2018-02-22 N-Q American Century Capital Portfolios Inc (see advisory)
2018-01-17 13F-HR Cutler Group LP 2,311 7,300 215.88 207 577 178.74
2018-02-05 13F-HR Stephens Investment Management Group LLC 687,150 662,522 -3.58 52,361 52,372 0.02
2018-02-26 N-Q Master Value Opportunities Llc (see advisory)
2017-11-22 N-Q COLLEGE RETIREMENT EQUITIES FUND (see advisory)
2018-02-13 13F-HR KINGS POINT CAPITAL MANAGEMENT 5,000 0 -100.00 381 0 -100.00
2018-04-19 13F-HR Strategic Advisors LLC 18,485 22,927 24.03 1,461 1,627 11.36
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 361,897 53,488 -85.22 28,608 5,047 -82.36
2018-02-08 13F-HR D.A. DAVIDSON & CO. 2,536 2,525 -0.43 227 238 4.85
2018-02-14 13F-HR HSBC HOLDINGS PLC 69,629 31,995 -54.05 5,306 2,530 -52.32
2017-12-28 N-Q Putnam Funds Trust (see advisory)
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-02-13 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC 98,224 0 -100.00 7,485 0 -100.00
2017-11-28 N-Q Mfs Variable Insurance Trust (see advisory)
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 121,556 121,556 0.00 10,917 11,469 5.06
2017-11-29 N-Q Hartford Hls Series Fund Ii Inc (see advisory)
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 21,227 203,894 860.54 1,617 19,237 1,089.67
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 12,153 4,481 -63.13 926 423 -54.32
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 1,695 2,769 63.36 152 219 44.08
2018-02-12 13F-HR Artisan Partners Limited Partnership 279,459 273,073 -2.29 25,098 25,764 2.65
2018-01-22 13F-HR Conestoga Capital Advisors, LLC 48,174 38,674 -19.72 3,671 3,057 -16.73
2018-02-02 13F-HR TURNER INVESTMENTS, L.P. 2,000 0 -100.00 180 0 -100.00
2018-02-14 13F-HR Stone Ridge Asset Management LLC 26,174 22,794 -12.91 2,069 2,151 3.96
2017-11-13 13F-HR Waratah Capital Advisors Ltd. 10,410 0 -100.00 748 0 -100.00
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 0 2,000 0 189
2017-11-07 13F-HR Motco 83 0 -100.00 5 0 -100.00
2018-02-14 13F-HR Neuburgh Advisers LLC 30,496 20,848 -31.64 2,324 1,648 -29.09
2017-11-14 N-Q Russell Investment Funds (see advisory)
2018-01-26 13F-HR K.J. Harrison & Partners Inc 12,500 12,500 0.00 1,123 1,179 4.99
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 15,083 28,200 86.97 1,355 2,229 64.50
2018-02-14 13F-HR FRED ALGER MANAGEMENT INC 535,150 526,399 -1.64 48,062 49,666 3.34
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 32,014 194,915 508.84 2,875 18,390 539.65
2018-02-14 13F-HR BTG Pactual Global Asset Management Ltd 0 42,752 0 3,380
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 190,863 194,363 1.83 14,544 15,364 5.64
2018-03-01 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-02-09 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 2,400 2,150 -10.42 182,880 169,958 -7.07
2017-11-14 13F-HR GROUP ONE TRADING, L.P. 4,843 0 -100.00 348 0 -100.00
2018-02-14 13F-HR CLEARBRIDGE, LLC 232,555 187,595 -19.33 20,886 14,160 -32.20
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 156 91 -41.67 15 7 -53.33
2018-02-07 13F-HR CHILTON INVESTMENT CO LLC 140,577 351,111 149.76 12,625 33,127 162.39
2018-04-13 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 890 77
2018-03-15 N-Q Tcw Funds Inc (see advisory)
2018-02-12 13F-HR Atlantic Trust Group, LLC 1,161 110
2018-02-01 13F-HR Nationwide Fund Advisors 46,172 0 -100.00 4,147 0 -100.00
2018-02-14 13F-HR Clearbridge Investments, LLC 651 19 -97.08 58 1 -98.28
2017-11-24 N-Q Blackrock Funds Iii (see advisory)
2018-02-05 13F-HR Ironwood Investment Counsel, LLC 2,238 2,238 0.00 201 211 4.98
2018-02-13 13F-HR Arlington Value Capital, LLC 42,474 42,274 -0.47 3,237 3,341 3.21
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 30,660 27,532 -10.20 2,754 2,598 -5.66
2018-03-01 N-Q Aqr Funds (see advisory)
2017-11-29 N-Q Amg Funds (see advisory)
2018-02-13 13F-HR Icon Wealth Partners, Llc 698 66
2018-02-14 13F-HR/A-1 Capital Analysts, Inc. 0 1,940 0 153
2017-11-14 13F-HR Hutchin Hill Capital, LP 6,500 0 -100.00 467 0 -100.00
2018-01-23 13F-HR Concorde Asset Management, LLC 17,585 7,274 -58.64 1,579 686 -56.55
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2018-02-28 N-Q Deutsche Investment Trust (see advisory)
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 3,442 3,890 13.02 262 308 17.56
2018-02-08 13F-HR Silver Heights Capital Management Inc. 558,438 525,530 -5.89 42,553 41,543 -2.37
2018-02-14 13F-HR NORTHERN TRUST CORP 190,972 244,042 27.79 17,151 19,291 12.48
2018-02-08 13F-HR SEI INVESTMENTS CO 17,854 642 -96.40 1,411 60 -95.75
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 69,857 70,423 0.81 5,323 5,567 4.58
2018-02-14 13F-HR Virtus Investment Advisers, Inc. 1,019,835 81
2018-02-14 13F-HR FIFTH THIRD BANCORP 2,434 1,019 -58.13 219 96 -56.16
2018-03-01 13F-HR/A-1 Port Capital Llc 397,189 31,398
2018-02-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 8,335 8,353 0.22 749 788 5.21
2018-02-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 256,014 12,234 -95.22 20,238 1,154 -94.30
2018-02-14 13F-HR STIFEL FINANCIAL CORP 5,387 19,148 255.45 413 1,800 335.84
2018-02-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 52,025 48,925 -5.96 4,672 4,616 -1.20
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 153,453 116,355 -24.18 12,130 10,977 -9.51
2018-02-12 13F-HR Brown Advisory Securities, LLC 2,896 2,896 0.00 261 273 4.60
2018-01-31 13F-HR Opera Trading Capital 791 791 0.00 71 75 5.63
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 3,929 6,273 59.66 353 496 40.51
2018-02-12 13F-HR BROWN ADVISORY INC 795,033 604,921 -23.91 71,401 57,073 -20.07
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 1,846 3,600 95.02 166 285 71.69
2018-02-14 13F-HR NGAM ADVISORS, L.P. 10,339 12,578 21.66 928 949 2.26
2018-01-31 13F-HR Tortoise Investment Management, LLC 390 390 0.00 30 31 3.33
2017-10-26 N-Q American Century World Mutual Funds Inc (see advisory)
2018-02-13 13F-HR ETRADE Capital Management LLC 3,427 323
2018-01-24 13F-HR SG Americas Securities, LLC 3,189 2,723 -14.61 243 215 -11.52
2018-02-14 13F-HR TLP GROUP LLC 67 0 -100.00 6 0 -100.00
2017-10-23 N-Q Blackrock Master Llc (see advisory)
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 106,452 8,835 -91.70 8,415 834 -90.09
2018-01-30 13F-HR Copeland Capital Management, LLC 384,041 374,896 -2.38 34,491 35,371 2.55
2017-11-01 N-Q Forum Funds (see advisory)
2017-12-28 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-09 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 403,335 394,180 -2.27 30,734 31,160 1.39
2018-02-20 13F-HR/A-1 ALPS ADVISORS INC 6,539 6,539 0.00 498 517 3.82
2018-02-27 N-Q Franklin Custodian Funds (see advisory)
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 988 963 -2.53 75 75 0.00
2017-11-22 N-Q Spdr Series Trust (see advisory)
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 149,218 217,572 45.81 11,370 17,199 51.27
2018-02-14 13F-HR AMP Capital Investors Ltd 2,500 236
2018-02-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 6,799 641
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 26,337 53,156 101.83 2,082 5,015 140.87
2018-02-14 SC 13G/A Select Equity Group, L.P. 1,367,018 1,657,899 21.28
2018-02-14 13F-HR aeris Capital Holding GmbH 2,893 273
2018-01-02 N-Q Advisors Series Trust (see advisory)
2018-04-18 13F-HR REGIONS FINANCIAL CORP 3,615 3,772 4.34 341 327 -4.11
2017-11-28 N-Q Lkcm Funds (see advisory)
2018-04-03 13F-HR USA Financial Portformulas Corp 0 9,627 0 836
2018-02-06 13F-HR Russell Investments Group, Ltd. 240,115 840 -99.65 22,498 66 -99.71
2018-02-14 13F-HR NICHOLAS CO INC /WI 63,863 63,863 0.00 5,735 6,025 5.06
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 69,146 32,321 -53.26 6,199 3,049 -50.81
2018-02-09 13F-HR Proficio Capital Partners LLC 179 520 190.50 14 49 250.00
2017-11-20 N-Q Meridian Fund Inc (see advisory)
2018-02-28 N-Q Timothy Plan (see advisory)
2018-02-12 13F-HR State of Tennessee, Treasury Department 15,174 12,550 -17.29 1,156 992 -14.19
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 0 79 0 7
2017-11-29 N-Q Ironbridge Funds, Inc. (see advisory)
2017-11-21 N-Q Meeder Funds (see advisory)
2018-01-18 13F-HR State of Alaska, Department of Revenue 1,800 169
2018-04-18 13F-HR Creative Planning 3,251 4,107 26.33 307 357 16.29
2018-02-15 13F-HR/A-1 Balentine LLC 46 35 -23.91 4 3 -25.00
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 10,884 1,823 -83.25 977 144 -85.26
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 292,519 436,210 49.12 27,599 34,482 24.94
2017-11-15 N-Q Advisorshares Trust (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 103,625 45,200 -56.38 9,307 4,265 -54.17
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 3,200 0 -100.00 288 0 -100.00
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 0 6,700 0 632
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 3,862 118,977 2,980.71 337 11,225 3,230.86
2017-11-29 N-Q Gabelli Capital Series Funds Inc (see advisory)
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 18,920 49,024 159.11 1,699 3,876 128.13
2018-02-09 13F-HR Bank of New York Mellon Corp 152,620 163,876 7.38 13,706 12,955 -5.48
2018-01-18 13F-HR Mondrian Investment Partners LTD 37,905 33,325 -12.08 3,404 3,144 -7.64
2018-02-12 13F-HR K2 PRINCIPAL FUND, L.P. 10,085 34,792 244.99 768 2,750 258.07
2018-02-13 13F-HR Parallel Advisors, LLC 67 67 0.00 6 6 0.00
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 6,237 0 -100.00 448 0 -100.00
2018-01-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 7,217 7,217 0.00 648 681 5.09
2018-02-28 N-Q Marsico Investment Fund (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. 3,220 4,325 34.32 289 408 41.18
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 121,797 106,800 -12.31 11,492 8,443 -26.53
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 32,929 27,261 -17.21 2,956 2,573 -12.96
2018-02-02 13F-HR Aperio Group, LLC 23,292 4,551 -80.46 2,198 360 -83.62
2018-01-24 13F-HR IFP Advisors, Inc 1,231 1,582 28.51 111 149 34.23
2018-02-13 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 132,285 141,724 7.14 10,080 11,203 11.14
2018-02-14 13F-HR Invesco Ltd. 25,773 340,118 1,219.67 1,964 32,090 1,533.91
2018-01-30 13F-HR BESSEMER GROUP INC 650 10,203 1,469.69 50 963 1,826.00
2018-01-25 13F-HR FTB Advisors, Inc. 237 237 0.00 18 18 0.00
2018-02-14 13F-HR DEUTSCHE BANK AG\ 11,336 192,127 1,594.84 861 18,125 2,005.11
2017-11-22 N-Q Blackrock Enhanced International Dividend Trust (see advisory)
2018-02-09 13F-HR EAGLE BOSTON INVESTMENT MANAGEMENT INC 19,875 3,956 -80.10 1,571 305 -80.59
2018-02-02 13F-HR Seacrest Wealth Management, Llc 212 20
2018-01-16 13F-HR WASATCH ADVISORS INC 1,474,753 1,418,746 -3.80 112,376 112,152 -0.20
2018-04-05 13F-HR Destination Wealth Management 25 4
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 141,093 49,966 -64.59 11,153 4,714 -57.73
2018-02-12 13F-HR Quantum Capital Management, LLC / NJ 244,726 2,200 -99.10 19,346 208 -98.92
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 625 625 0.00 48 49 2.08
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 709,696 42 -99.99 66,958 4 -99.99
2018-02-14 13F-HR CAPTRUST FINANCIAL ADVISORS 1,367 129
2018-02-16 13F-HR We Are One Seven, Llc 532 234 -56.02 50 18 -64.00
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Call 22,500 10,000 -55.56 2,021 944 -53.29
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 858,114 23,969 -97.21 67,834 2,261 -96.67
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2017-11-22 N-Q Tiaa Separate Account Va 1 (see advisory)
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-02-16 N-Q Conestoga Funds (see advisory)
2018-02-14 13F-HR LPL Financial LLC 20,281 19,843 -2.16 1,821 1,872 2.80
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 12,265 12,488 1.82 881 1,122 27.36
2018-02-14 13F-HR Point72 Asset Management, L.P. 0 178,250 0 16,818
2018-02-13 13F-HR Legal & General Group Plc 28,135 13,139 -53.30 2,224 1,240 -44.24
2018-02-12 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 14,970 9,220 -38.41 1,344 870 -35.27
2017-11-28 N-Q Frontier Funds, Inc. (see advisory)
2017-11-29 N-Q Value Line Premier Growth Fund, Inc. (see advisory)
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 14,390 84,333 486.05 1,097 7,957 625.34
2018-01-30 13F-HR MYCIO WEALTH PARTNERS, LLC 6,564 2,297 -65.01 500 217 -56.60
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 533,822 202,948 -61.98 50,366 16,043 -68.15
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,853 1,380 -25.53 141 130 -7.80
2018-02-06 13F-HR Migdal Insurance & Financial Holdings Ltd. 38,537 68,841 78.64 3,461 5,191 49.99
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 5,000 5,500 10.00 449 519 15.59
2018-03-05 13F-HR MV Capital Management, Inc. 152 152 0.00 12 12 0.00
2018-02-13 13F-HR LAZARD ASSET MANAGEMENT LLC 0 8,691 0 819
2017-11-29 N-Q Alger Portfolios (see advisory)
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 151 163 7.95 14 15 7.14
2018-02-13 13F-HR Renaissance Technologies LLC 219,999 963,210 337.82 19,758 76,142 285.37
2018-02-15 13F-HR BB&T SECURITIES, LLC 2,176 205
2018-02-02 13F-HR US BANCORP \DE\ 36,823 27,899 -24.23 2,910 2,632 -9.55
2018-02-14 13F-HR Pacer Advisors, Inc. 8,641 0 -100.00 658 0 -100.00
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 9,938 5,048 -49.21 786 476 -39.44
2018-02-14 13F-HR AHL Partners LLP 153,799 115,676 -24.79 13,813 10,914 -20.99
2018-02-13 13F-HR Venturi Wealth Management, LLC 52,787 52,787 0.00 4,059 4,173 2.81
2018-02-12 13F-HR Ardevora Asset Management LLP 439,423 0 -100.00 39,465 0 -100.00
2018-04-12 13F-HR Integrated Investment Consultants, LLC 1,253 1,599 27.61 113 139 23.01
2018-04-12 13F-HR Valeo Financial Advisors, Llc 28 35 25.00 3 3 0.00
2018-02-13 13F-HR Truewealth Llc 6 1
2018-02-02 13F-HR Omnia Family Wealth, LLC 66 20 -69.70 6 2 -66.67
2018-02-13 13F-HR KOCH INDUSTRIES INC 5,057 2,930 -42.06 455 276 -39.34
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-02-14 13F-HR UBS Group AG 55,089 107,136 94.48 4,198 10,109 140.81
2018-02-09 SC 13G/A HENDERSON GROUP PLC 5,719,309 5,072,056 -11.32
2018-02-12 13F-HR Veritable, L.P. 7,504 6,379 -14.99 674 602 -10.68
2018-02-01 13F-HR Plante Moran Financial Advisors, LLC 180 187 3.89 16 15 -6.25
2018-01-26 13F-HR CIGNA INVESTMENTS INC /NEW 8,243 9,596 16.41 628 758 20.70
2018-02-08 13F-HR BABSON CAPITAL MANAGEMENT LLC 12,400 0 -100.00 945 0 -100.00
2018-02-26 N-Q Blackrock Value Opportunities Fund, Inc. (see advisory)
2018-02-13 13F-HR Invictus RG 8,498 0 -100.00 763 0 -100.00
2018-02-14 13F-HR Gideon Capital Advisors, Inc. 2,315 218
2018-02-13 13F-HR Giverny Capital Inc. 301,957 294,313 -2.53 23,009 23,265 1.11
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-02-14 13F-HR TURTLE CREEK ASSET MANAGEMENT INC. 3,300 3,300 0.00 251 209 -16.73
2018-04-06 13F-HR Pennsylvania Trust Co 30,420 39,174 28.78 2,405 2,779 15.55
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 16,571 9,284 -43.97 1,310 876 -33.13
2018-02-12 13F-HR Pacad Investment Ltd. 3,100 2,800 -9.68 292 221 -24.32
2018-02-13 SC 13G FMR LLC / Fidelity 2,712,256
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 100 0 -100.00 9 0 -100.00
2017-10-30 N-Q Franklin Alternative Strategies Funds (see advisory)
2018-02-01 13F-HR Parametrica Management Ltd 3,895 2,786 -28.47 350 263 -24.86
2018-02-12 13F-HR Carillon Tower Advisers, Inc. 9,987 925
2018-02-13 13F-HR ClariVest Asset Management LLC 33,600 19,100 -43.15 3,171 1,510 -52.38
2018-02-12 13F-HR BBVA COMPASS BANCSHARES, INC 15,021 14,189 -5.54 1,145 1,121 -2.10
2018-02-02 13F-HR CIBC Asset Management Inc 2,950 2,950 0.00 225 233 3.56
2017-11-20 N-Q Ohio National Fund Inc (see advisory)
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 133,231 24,804 -81.38 10,531,911 2,340,257 -77.78
2018-02-15 13F-HR STONE RUN CAPITAL, LLC 55,436 52,416 -5.45 4,979 4,945 -0.68
2018-02-15 13F-HR GLENMEDE TRUST CO NA 80 80 0.00 7 7 0.00
2018-02-13 13F-HR Israel Discount Bank of New York 538 580 7.81 43 55 27.91
2018-02-14 13F-HR TEACHERS ADVISORS INC 27,210 113,146 315.83 2,444 8,944 265.96
2018-03-07 13F-HR Private Capital Group, Llc 511 397 -22.31 21 24 14.29
2018-02-02 13F-HR GABELLI FUNDS LLC 7,500 7,500 0.00 674 708 5.04
2018-02-02 13F-HR/A-1 PICTON MAHONEY ASSET MANAGEMENT 25,843 23,400 -9.45 1,969 1,850 -6.04
2018-02-14 13F-HR SOROS FUND MANAGEMENT LLC 7,900 745
2018-01-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 31 31 0.00 3 3 0.00
2018-03-05 13F-HR/A-1 NORGES BANK 32,512 555,627 1,608.99 2,208 52,423 2,274.23
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-14 13F-HR Magnetar Financial LLC 6,742 636
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 58,868 52,307 -11.15 4,486 4,135 -7.82
2018-02-14 13F-HR Paloma Partners Management Co 21,742 24,495 12.66 1,953 2,311 18.33
2018-01-25 SC 13G/A BlackRock Inc. 2,062,682 3,286,098 59.31
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-27 N-Q Artisan Partners Funds Inc (see advisory)
2018-02-09 13F-HR Mitsubishi UFJ Trust & Banking Corp 247,600 243,260 -1.75 18,867 19,230 1.92
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 0 10,100 0 953
2018-02-05 13F-HR Parkside Financial Bank & Trust 1,459 1,363 -6.58 131 129 -1.53
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 1,142 580 -49.21 90 55 -38.89
2018-02-07 13F-HR Lebenthal Lisanti Capital Growth, LLC 36,890 12,400 -66.39 3,313 1,170 -64.68
2018-02-12 13F-HR ATLANTA CAPITAL MANAGEMENT CO L L C 394,826 0 -100.00 30,086 0 -100.00
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-04-12 13F-HR Harrington Investments, Inc 148 13
2018-02-09 13F-HR MARKEL CORP 3,750 138,375 3,590.00 337 10,939 3,145.99
2018-02-14 13F-HR MORGAN STANLEY 78,823 120,843 53.31 6,006 11,401 89.83
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 196 2,873 1,365.82 18 227 1,161.11
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-14 13F-HR LOOMIS SAYLES & CO L P 108,537 118,142 8.85 9,747 11,147 14.36
2018-02-24 13F-HR/A-1 Elkfork Partners LLC 53,368 36,484 -31.64 4,067 2,884 -29.09
2018-02-13 13F-HR Wellington Management Group LLP 13,267 2,438,660 18,281.40 1,191 192,776 16,086.06
2018-02-14 13F-HR AVALON ADVISORS, LLC 15,951 16,565 3.85 1,433 1,563 9.07
2017-11-22 N-Q Thrivent Series Fund Inc (see advisory)
2018-02-14 13F-HR/A-1 Nicholas Investment Partners, LP 77,482 0 -100.00 6,959 0 -100.00
2018-02-12 SC 13G VANGUARD GROUP INC 2,824,090 1,990,178 -29.53
2017-10-30 N-Q Copeland Trust (see advisory)
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 280 68 -75.71 26 5 -80.77
2018-02-13 13F-HR BAHL & GAYNOR INC 29,837 28,818 -3.42 2,680 2,719 1.46
2018-02-13 13F-HR Carleon Capital Partners LLC 6,752 6,752 0.00 606 637 5.12
2018-01-25 13F-HR WASHINGTON CAPITAL MANAGEMENT INC 5,000 5,000 0.00 449 472 5.12
2018-04-05 13F-HR West Oak Capital, LLC 80 200 150.00 7,548 17,362 130.02
2018-02-12 13F-HR CITIGROUP INC 36,703 2,974 -91.90 3,296 235 -92.87
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 1,620 1,354 -16.42 145 128 -11.72
2018-04-03 13F-HR Bath Savings Trust Co 17,360 21,427 23.43 1,638 1,860 13.55
2017-11-24 N-Q Sa Funds Investment Trust (see advisory)
2018-02-15 13F-HR DF DENT & CO INC 22,056 22,089 0.15 1,681 1,746 3.87
2017-11-09 13F-HR OSKIE CAPITAL MANAGEMENT, LLC 28,751 28,751 0.00 1,784 2,191 22.81
2018-01-16 13F-HR NEXT Financial Group, Inc 37 0 -100.00 3 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 4,261 9,544 123.98 337 829 145.99
2018-02-07 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 14,661 14,799 0.94 1,317 1,396 6.00
2018-02-14 13F-HR EULAV Asset Management 271,331 271,331 0.00 24,368 25,600 5.06
2018-02-12 13F-HR Navellier & Associates Inc 78,128 43,281 -44.60 7,017 4,084 -41.80
2018-04-18 13F-HR WealthTrust-Arizona, LLC 272 337 23.90 26 29 11.54
2018-02-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 13,248 15,559 17.44 1,190 1,468 23.36
2017-11-24 N-Q Master Investment Portfolio (see advisory)
2018-02-09 13F-HR RHUMBLINE ADVISERS 52,119 32,878 -36.92 3,971 3,102 -21.88
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 24,615 4,444 -81.95 1,945 419 -78.46
2018-02-14 13F-HR Summit Trail Advisors, Llc 1,500 25 -98.33 122 2 -98.36
2018-02-13 13F-HR Kaizen Advisory, Llc 14,274 1,128
2018-02-06 13F-HR HYMAN CHARLES D 37,271 36,909 -0.97 3,347 3,482 4.03
2017-11-20 N-Q Fqf Trust (see advisory)
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2017-11-14 13F-HR BANK OF NOVA SCOTIA 18,403 0 -100.00 1,322 0 -100.00
2018-02-14 13F-HR Glen Harbor Capital Management LLC 41,932 28,666 -31.64 3,195 2,266 -29.08
2018-02-14 13F-HR Voya Investment Management LLC 17,645 8,964 -49.20 1,395 846 -39.35
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-02-13 13F-HR COLUMBIA WANGER ASSET MANAGEMENT LLC 517,531 358,269 -30.77 39,436 28,321 -28.18
2018-01-16 13F-HR CWM, LLC 93 93 0.00 8 9 12.50
2018-02-07 13F-HR Swiss National Bank 82,046 45,993 -43.94 6,486 4,339 -33.10
2017-11-08 13F-HR STEPHENS INC /AR/ 5,621 0 -100.00 349 0 -100.00
2018-02-14 13F-HR Squarepoint Ops LLC 9,233 6,965 -24.56 704 551 -21.73
2018-02-14 13F-HR WOLVERINE TRADING, LLC 7,616 719
2017-11-17 N-Q Liberty All Star Growth Fund Inc. (see advisory)
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 48,431 3,688 -92.39 4,350 284 -93.47
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 4,647 4,628 -0.41 367,345 436,652 18.87
2018-02-14 13F-HR FRANKLIN RESOURCES INC 61,304 152,004 147.95 5,506 14,342 160.48
2018-02-14 13F-HR Jefferies Group LLC 5,137 18,230 254.88 391 1,720 339.90

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( HEI / HEICO Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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RDHL: Redhill Biopharma Ltd (OTC:REDIF) Analysis and Research Report

2018-04-18 - Asif

History and Development of the Company The company's legal and commercial name is RedHill Biopharma Ltd. The company's company was incorporated on August 3, 2009, and was registered as a private company limited by shares under the laws of the State of Israel. The company's principal executive offices are located at 21 Ha’arba’a Street, Tel Aviv, Israel. In February 2011, the company completed its initial public offering in Israel, pursuant to which the company issued 14,302,300 Ordinary Shares, and 7,151,150 tradable Series 1 Warrants to purchase 7,151,150 Ordinary Shares for aggregate gross proceeds of approximately $14 million. On December 27, 2012, the company completed the listing of its ADSs on the NASDAQ Capital Market. The company's Ordinary Shares are traded on the Tel-Aviv Stock Exchange under the symbol “RDHL,” and its ADSs are traded on the NASDAQ Capital Market under the same symbol "RDHL". The company's capital expenditures for the years ended December 31, 2...

SCYX: SCYNEXIS Analysis and Research Report

2018-04-16 - Asif

Overview SCYNEXIS, Inc. is a biotechnology company committed to positively impacting the lives of patients suffering from difficult-to-treat and often life-threatening infections by delivering innovative anti-infective therapies. SCYNEXIS is developing its lead product candidate, SCY-078, as the first representative of a novel oral and intravenous (IV) triterpenoid antifungal family in clinical development for the treatment of several serious fungal infections, including invasive candidiasis, invasive aspergillosis, refractory invasive fungal infections and vulvovaginal candidiasis (VVC). SCY-078 is a structurally distinct glucan synthase inhibitor that has been shown to be effective in vitro and in vivo against a broad range of human fungi pathogens such as Candida and Aspergillus species, including multidrug-resistant strains, as well as Pneumocystis species. Candida and Aspergillus species are the fungi responsible for approximately 85% of all invasive fungal infections in t...

ENRT: Enertopia Corp (CNSX:TOP) Analysis and Research Report

2018-04-16 - Asif

Business History Enertopia Corp. was formed on November 24, 2004 under the laws of the State of Nevada and commenced operations on November 24, 2004. From inception until April 2010, the company were primarily engaged in the acquisition and exploration of natural resource properties. Beginning in April 2010, the company began its entry into the renewable energy sector by purchasing an interest in a solar thermal design and installation company. In late summer 2013, the company began its entry into medicinal marijuana business. During its 2014 fiscal year end its activities in the clean energy sector were discontinued. During fiscal 2015 its activities in the Medicinal Marijuana sector were discontinued. During fiscal 2016 its activities in the Women’s personal healthcare sector were discontinued. The Company is actively pursuing business opportunities in the resource sector, whereby the company signed a definitive agreement for a Lithium Brine Project in May 2016. In May ...

FB: Facebook Analysis and Research Report

2018-04-15 - Asif

Overview The company's mission is to give people the power to build community and bring the world closer together. The company's top priority is to build useful and engaging products that enable people to connect and share with friends and family through mobile devices, personal computers, and other surfaces. The company also help people discover and learn about what is going on in the world around them, enable people to share their opinions, ideas, photos and videos, and other activities with audiences ranging from their closest friends to the public at large, and stay connected everywhere by accessing its products, including: Facebook enables people to connect, share, discover, and communicate with each other on mobile devices and personal computers. There are a number of different ways to engage with people on Facebook, the most important of which is News Feed which displays an algorithmically-ranked series of stories and advertisements individualized for each pers...

VSTM: Verastem Analysis and Research Report

2018-04-12 - Asif

Business Overview Verastem is a biopharmaceutical company focused on developing and commercializing drugs to improve the survival and quality of life of cancer patients. The company's most advanced product candidates, duvelisib and defactinib, utilize a multi-faceted approach to treat cancers originating either in the blood or major organ systems. Verastem is currently evaluating these compounds in both preclinical and clinical studies as potential therapies for certain cancers, including leukemia, lymphoma, lung cancer, ovarian cancer, mesothelioma, and pancreatic cancer. The company believe that these compounds may be beneficial as therapeutics either as single agents or when used in combination with immuno-oncology agents or other current and emerging standard of care treatments in aggressive cancers that are poorly served by currently available therapies. Duvelisib targets the Phosphoinositide 3-kinase (PI3K) signaling pathway. The PI3K signaling pathway plays a centr...

CUSIP: 422806109