Stock Institutional Ownership and Shareholders

SecurityHDS / Hd Supply Inc. (40416M105)
Chairman, President and CEODEANGELO JOSEPH J
Institutional Owners324
Institutional Shares190,856,989
Institutional Value$ 41,691,805,000 USD

Hd Supply Inc. (NASDAQ:HDS) has 324 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 190,856,989 shares. Largest shareholders include FMR LLC / Fidelity Management & Research, Vanguard Group Inc, Price T Rowe Associates Inc /md/, Highfields Capital Management Lp, Jana Partners Llc, BlackRock Inc., Blue Ridge Capital, L.L.C., Iridian Asset Management Llc/ct, Farallon Capital Management Llc, and Massachusetts Financial Services Co /ma/.



Hd Supply Inc. (NASDAQ:HDS) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-08-04 13F-HR HERNDON CAPITAL MANAGEMENT LLC 293 9
2017-11-13 13F-HR Hudson Bay Capital Management LP 50,000 119,300 138.60 1,532 4,303 180.87
2017-11-08 13F-HR WELCH CAPITAL PARTNERS LLC/NY 236,186 0 -100.00 7,234 0 -100.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 1,200 43
2017-08-14 13F-HR BlueCrest Capital Management Ltd 20,650 0 -100.00 849 0 -100.00
2017-10-11 13F-HR American Financial Network Advisory Services Llc 76 3
2017-10-10 13F-HR Nikko Asset Management Americas, Inc. 22,700 22,700 0.00 695 819 17.84
2017-11-14 13F-HR TURTLE CREEK ASSET MANAGEMENT INC. 31,900 39,350 23.35 977 1,419 45.24
2017-11-14 13F-HR PDT Partners, LLC 771,900 0 -100.00 23,643 0 -100.00
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 85,871 12,138,355 14,035.57 2,630 437,830 16,547.53
2017-11-08 13F-HR AT Bancorp 9,427 8,661 -8.13 288 313 8.68
2017-11-13 13F-HR TEACHERS ADVISORS INC 520,659 747,461 43.56 15,948 26,961 69.06
2017-11-03 13F-HR BESSEMER GROUP INC 366 366 0.00 11 13 18.18
2017-08-11 13F-HR Acrospire Investment Management LLC 1,263 0 -100.00 52 0 -100.00
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 425,000 445,211 4.76 13,018 16,059 23.36
2017-11-14 13F-HR DEUTSCHE BANK AG\ 572,792 256,529 -55.21 17,542 9,251 -47.26
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 7,418 7,399 -0.26 228 267 17.11
2017-11-13 13F-HR Meiji Yasuda Life Insurance Co 7,000 0 -100.00 214 0 -100.00
2017-10-31 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 150,890 59,850 -60.34 4,622 2,159 -53.29
2017-11-14 13F-HR Itau Unibanco Holding S.A. 790 2,944 272.66 24 336 1,300.00
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 12,777 0 -100.00 391 0 -100.00
2017-08-03 13F-HR LMR Partners LLP 130,888 0 -100.00 5,383 0 -100.00
2017-11-07 13F-HR SG Americas Securities, LLC 23,255 5,321 -77.12 712 192 -73.03
2017-10-17 13F-HR CENTRAL TRUST Co 170 0 -100.00 5 0 -100.00
2017-11-13 13F-HR CORSAIR CAPITAL MANAGEMENT, L.P. 542,930 508,244 -6.39 16,630 18,332 10.23
2017-11-06 13F-HR Spot Trading L.l.c. Call 27,300 14,000 -48.72 836 505 -39.59
2017-11-14 13F-HR GLENMEDE TRUST CO NA 414 39 -90.58 17 1 -94.12
2017-11-13 13F-HR Alambic Investment Management, L.P. 19,200 0 -100.00 588 0 -100.00
2017-11-13 13F-HR STIFEL FINANCIAL CORP 1,020,059 750,878 -26.39 31,240 27,087 -13.29
2017-11-14 13F-HR BARCLAYS PLC 729,083 720,839 -1.13 22,332 26,002 16.43
2017-10-30 13F-HR Westpac Banking Corp 16,842 16,420 -2.51 515,871 592,270 14.81
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 188,493 185,981 -1.33 5,774 6,708 16.18
2017-11-06 13F-HR Advisor Group, Inc. 3,155 2,791 -11.54 96 101 5.21
2017-11-06 13F-HR MONTAG A & ASSOCIATES INC 99,900 79,900 -20.02 3,060 2,882 -5.82
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 403,460 400,127 -0.83 12,358 14,433 16.79
2017-11-14 13F-HR JANA PARTNERS LLC 9,930,316 9,094,994 -8.41 304,166 328,056 7.85
2017-08-14 13F-HR Three Corner Global Investors LP 412,700 0 -100.00 16,972 0 -100.00
2017-08-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 21,900 0 -100.00 900 0 -100.00
2017-11-14 13F-HR J. Goldman & Co LP 5,600 202
2017-11-14 13F-HR CHILTON INVESTMENT CO LLC 53,394 0 -100.00 1,635 0 -100.00
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 110 0 -100.00 3 0 -100.00
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 13,904 13,904 0.00 425 501 17.88
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 683,658 698,824 2.22 20,941 25,207 20.37
2017-10-18 13F-HR WealthTrust-Arizona, LLC 354 354 0.00 11 13 18.18
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 675,073 274,351 -59.36 20,678 9,895 -52.15
2017-11-13 13F-HR BB&T SECURITIES, LLC 91,035 27,675 -69.60 2,788 999 -64.17
2017-11-09 13F-HR Legal & General Group Plc 255,126 285,376 11.86 7,815 10,294 31.72
2017-10-25 13F-HR Aperio Group, LLC 35,206 41,016 16.50 1,078 1,479 37.20
2017-11-03 13F-HR CONNABLE OFFICE INC 39,685 0 -100.00 1,216 0 -100.00
2017-11-14 13F-HR Clearline Capital LP 383,044 51,679 -86.51 11,733 1,864 -84.11
2017-11-14 13F-HR First Pacific Advisors, LLC 78,500 29,600 -62.29 2,404 1,068 -55.57
2017-08-14 13F-HR/A-5 Pine River Capital Management L.P. 1,000,000 0 -100.00 34,820 0 -100.00
2017-10-31 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 1,885,691 2,263,090 20.01 57,759 81,630 41.33
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 18,702 18,811 0.58 573 679 18.50
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 838,934 1,278,810 52.43 25,697 46,127 79.50
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 3,354,135 1,750,109 -47.82 102,737 63,126 -38.56
2017-11-13 13F-HR Utah Retirement Systems 36,900 37,000 0.27 1,130 1,334 18.05
2017-11-02 13F-HR Boston Partners 2,784,112 0 -100.00 85,278 0 -100.00
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 3,832,684 3,388,249 -11.60 154,649 122,214 -20.97
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 173,203 189,478 9.40 5,305 6,834 28.82
2017-11-14 13F-HR LEUTHOLD GROUP, LLC 16,215 0 -100.00 497 0 -100.00
2017-11-07 13F-HR Advisors Asset Management, Inc. 22,593 11,093 -50.90 692 400 -42.20
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 196,675 0 -100.00 6,024 0 -100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 3,623,240 763,159 -78.94 110,981 27,528 -75.20
2017-11-09 13F-HR Three Peaks Capital Management, LLC 153,839 145,363 -5.51 4,712 5,243 11.27
2017-10-25 13F-HR Korea Investment CORP 139,380 31,300 -77.54 4,269 1,129 -73.55
2017-11-06 13F-HR TORONTO DOMINION BANK 9,709 15,768 62.41 298 569 90.94
2017-11-13 13F-HR NORTHERN TRUST CORP 1,163,286 1,220,649 4.93 35,630 44,029 23.57
2017-11-13 13F-HR BlueMountain Capital Management, LLC 179,963 189,568 5.34 5,512 6,838 24.06
2017-11-09 13F-HR Manchester Capital Management LLC 7,640 13,390 75.26 234 483 106.41
2017-11-14 13F-HR CLINTON GROUP INC 21,021 0 -100.00 644 0 -100.00
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 121,883 121,768 -0.09 3,733 4,392 17.65
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 4,200 4,200 0.00 129 151 17.05
2017-11-09 13F-HR TORRAY LLC 12,764 12,676 -0.69 391 457 16.88
2017-11-14 13F-HR RR PARTNERS LP 2,627,620 2,119,220 -19.35 80,484 76,440 -5.02
2017-11-14 13F-HR Verition Fund Management LLC 23,290 7,030 -69.82 713 254 -64.38
2017-11-14 13F-HR PENN CAPITAL MANAGEMENT CO INC 62,517 60,564 -3.12 2,005 2,276 13.52
2017-11-14 13F-HR Ionic Capital Management LLC Put 50,300 1,814
2017-11-14 13F-HR GAM Holding AG 25,933 0 -100.00 794 0 -100.00
2017-08-14 13F-HR GLG Partners LP 13,165 0 -100.00 541 0 -100.00
2017-11-14 13F-HR A.R.T. Advisors, LLC 0 13,006 0 469
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 6,760 244
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 281,115 69,968 -75.11 8,612 2,525 -70.68
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 578,209 0 -100.00 17,711 0 -100.00
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 170,755 163,646 -4.16 5,230 5,903 12.87
2017-11-14 13F-HR AMP Capital Investors Ltd 52,759 98,516 86.73 1,612 3,552 120.35
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 195,625 199,935 2.20 5,992 7,212 20.36
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 62,700 62,700 0.00 1,920 2,261 17.76
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 167,142 39,522 -76.35 5,120 1,426 -72.15
2017-11-13 13F-HR RidgeWorth Capital Management LLC 272,213 0 -100.00 8,281 0 -100.00
2017-11-09 13F-HR Trexquant Investment LP 0 7,565 0 273
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 63,121 0 -100.00 1,933 0 -100.00
2017-08-04 13F-HR Redwood Investments, LLC 299,192 0 -100.00 12,304 0 -100.00
2017-10-24 13F-HR TRUST CO OF VERMONT 102 0 -100.00 3 0 -100.00
2017-11-13 13F-HR Resources Investment Advisors, Inc. 224 224 0.00 7 8 14.29
2017-08-14 13F-HR AHL Partners LLP 23,303 0 -100.00 959 0 -100.00
2017-11-14 13F-HR SAMLYN CAPITAL, LLC Call 100,000 100,500 0.50 3,063 3,625 18.35
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 698,900 9,650 -98.62 21,407 348 -98.37
2017-10-25 13F-HR SIMPLEX TRADING, LLC 12,811 0 -100.00 392 0 -100.00
2017-11-14 13F-HR Interval Partners, LP Call 330,000 157,500 -52.27 10,108 5,681 -43.80
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 328,000 243,782 -25.68 10,046,640 8,793,217 -12.48
2017-11-15 13F-HR Neuberger Berman Group LLC 118,736 4,206,195 3,442.48 3,637 151,717 4,071.49
2017-07-26 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 24,611 0 -100.00 1,002 0 -100.00
2017-11-14 13F-HR COWEN GROUP, INC. 128,600 4,639
2017-11-08 13F-HR Willingdon Wealth Management 0 125 0 5
2017-11-13 13F-HR LOEWS CORP 7,000 252
2017-12-12 13F-HR/A-1 Patten Group, Inc. 2,460 2,045 -16.87 78 74 -5.13
2017-11-13 13F-HR Laurion Capital Management LP 33,700 0 -100.00 1,032 0 -100.00
2017-11-14 13F-HR IHT Wealth Management, LLC 439 519 18.22 11 19 72.73
2017-11-13 13F-HR Glassman Wealth Services 260 260 0.00 8 9 12.50
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 172,012 290,580 68.93 5,269 10,481 98.92
2017-11-13 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 3,509 3,266 -6.93 107 118 10.28
2017-10-26 13F-HR HONEYWELL INTERNATIONAL INC 606,400 0 -100.00 18,574 0 -100.00
2017-11-03 13F-HR Global X Management CO LLC 6,385 7,989 25.12 196 288 46.94
2017-11-20 13F-HR/A-1 ClariVest Asset Management LLC 740 740 0.00 23 27 17.39
2017-11-14 13F-HR NOMURA HOLDINGS INC 0 90,000 0 3,248
2017-11-14 13F-HR Natixis 464,966 0 -100.00 14,242 0 -100.00
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 101,703 103,057 1.33 3,115 3,717 19.33
2017-11-13 13F-HR M&T BANK CORP 11,100 0 -100.00 340 0 -100.00
2017-11-13 13F-HR Fiera Capital Corp 981,228 0 -100.00 30,055 0 -100.00
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 6 0
2017-11-14 13F-HR BlueMar Capital Management, LLC 31,280 0 -100.00 958 0 -100.00
2017-07-18 13F-HR Riggs Asset Managment Co. Inc. 43,433 0 -100.00 1,786 0 -100.00
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 19,100 0 -100.00 585 0 -100.00
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 92,681 90,207 -2.67 2,839 3,254 14.62
2017-10-24 13F-HR Intermede Investment Partners Ltd 810,952 1,149,265 41.72 24,839 41,454 66.89
2017-10-19 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 28,354 28,354 0.00 865 1,025 18.50
2017-11-14 13F-HR UBS Group AG 515,676 673,795 30.66 15,795 24,304 53.87
2017-11-13 13F-HR BROWN ADVISORY INC 29,619 28,863 -2.55 907 1,041 14.77
2017-11-14 13F-HR Baird Financial Group, Inc. 109,935 64,598 -41.24 3,367 2,330 -30.80
2017-11-14 13F-HR COBALT CAPITAL MANAGEMENT INC 74,000 222,189 200.26 2,267 8,014 253.51
2017-11-14 13F-HR Elkfork Partners LLC 17,226 0 -100.00 528 0 -100.00
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 115,081 210,989 83.34 3,525 7,610 115.89
2017-11-03 13F-HR World Asset Management Inc 9,073 9,286 2.35 278 335 20.50
2017-11-06 13F-HR TOWER BRIDGE ADVISORS 95,428 84,320 -11.64 2,922,960 3,041,422 4.05
2017-11-14 13F-HR Walleye Trading LLC Put 79,400 47,400 -40.30 2,432 1,710 -29.69
2017-11-03 13F-HR Brown Advisory Securities, LLC 38,045 37,574 -1.24 1,164 1,354 16.32
2017-08-14 13F-HR Gates Capital Management, Inc. 1,372,899 0 -100.00 56,460 0 -100.00
2017-11-14 13F-HR LPL Financial LLC 24,988 24,961 -0.11 765 900 17.65
2017-11-14 13F-HR BARCLAYS PLC Call 122,000 115,000 -5.74 3,737 4,148 11.00
2017-11-08 13F-HR MACQUARIE GROUP LTD 346,791 331,350 -4.45 10,622 11,952 12.52
2017-11-14 13F-HR J. Goldman & Co LP Call 150,000 5,411
2017-11-13 13F-HR Seven Bridges Advisors LLC 24,962 22,275 -10.76 765 803 4.97
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 414,331 304,476 -26.51 12,691 10,983 -13.46
2017-11-14 13F-HR HBK INVESTMENTS L P 260,136 100,113 -61.52 7,968 3,611 -54.68
2017-11-15 13F-HR WOLVERINE TRADING, LLC 46,416 8,392 -81.92 1,418 303 -78.63
2017-11-08 13F-HR Harbour Capital Advisors, LLC 198,329 0 -100.00 6,475 0 -100.00
2017-11-09 13F-HR ETRADE Capital Management LLC 8,465 6,591 -22.14 259 238 -8.11
2017-11-14 13F-HR DREMAN VALUE MANAGEMENT, L L C 10,739 10,739 0.00 329 387 17.63
2017-11-14 13F-HR Folger Hill Asset Management LP 40,200 1,450
2017-11-14 13F-HR Alyeska Investment Group, L.P. 734,321 0 -100.00 22,492 0 -100.00
2017-11-14 13F-HR MORGAN STANLEY 625,944 682,737 9.07 19,173 24,626 28.44
2017-08-14 13F-HR Weiss Multi-Strategy Advisers LLC 19,200 0 -100.00 790 0 -100.00
2017-11-06 13F-HR First Eagle Investment Management, LLC 0 310,200 0 11,189
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 50,000 435,800 771.60 1,532 15,719 926.04
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 24,660 28,510 15.61 755 1,028 36.16
2017-10-03 13F-HR Eqis Capital Management, Inc. 43,065 32,675 -24.13 1,319 1,179 -10.61
2017-07-21 13F-HR Quantitative Systematic Strategies LLC 24,368 0 -100.00 1,002 0 -100.00
2017-11-06 13F-HR Massey, Quick & Co., LLC 5,134 185
2017-07-18 13F-HR/A-2 BOOTHBAY FUND MANAGEMENT, LLC 0 7,200 0 306
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 2,408,231 2,422,996 0.61 73,764 87,398 18.48
2017-11-14 13F-HR DIAM Co., Ltd. 277,908 282,969 1.82 8,511 10,208 19.94
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 175 175 0.00 5 5 0.00
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 18,834 22,342 18.63 577 806 39.69
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,409 1,141 -19.02 43 41 -4.65
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 6,409 6,409 0.00 196 231 17.86
2017-11-13 13F-HR SYMPHONY ASSET MANAGEMENT LLC 43,206 50,715 17.38 1,323 1,830 38.32
2017-10-03 13F-HR BEACON FINANCIAL GROUP 10,647 9,413 -11.59 325 340 4.62
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 151 107 -29.14 47 21 -55.32
2017-11-08 13F-HR IRIDIAN ASSET MANAGEMENT LLC/CT 6,543,246 6,494,285 -0.75 200,420 234,249 16.88
2017-11-06 13F-HR Winfield Associates, Inc. 120 120 0.00 4 4 0.00
2017-11-13 13F-HR PineBridge Investments, L.P. 5,400 0 -100.00 165 0 -100.00
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,316,149 151,503 -88.49 40,314 5,465 -86.44
2017-11-14 13F-HR MASTRAPASQUA ASSET MANAGEMENT INC 36,090 34,670 -3.93 1,105 1,251 13.21
2017-11-14 13F-HR RMB Capital Management, LLC 80,347 0 -100.00 2,461 0 -100.00
2017-11-14 13F-HR HIGHFIELDS CAPITAL MANAGEMENT LP 9,481,273 10,637,564 12.20 290,411 383,697 32.12
2017-11-13 13F-HR HPM Partners LLC 0 73,391 0 2,647
2017-11-08 13F-HR Catalyst Capital Advisors LLC 7,300 8,600 17.81 224 310 38.39
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,457 2,469 0.49 75 89 18.67
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 422,730 0 -100.00 12,948 0 -100.00
2017-11-13 13F-HR Hillsdale Investment Management Inc. 180 0 -100.00 6 0 -100.00
2017-11-08 13F-HR Pacer Advisors, Inc. 30,375 33,851 11.44 930 1,221 31.29
2017-11-08 13F-HR BW Gestao de Investimentos Ltda. 30,000 0 -100.00 919 0 -100.00
2017-11-14 13F-HR Tyers Asset Management LLC 12,528 0 -100.00 384 0 -100.00
2017-08-08 13F-HR Airain ltd 55,549 0 -100.00 2,284 0 -100.00
2017-11-09 13F-HR AMALGAMATED BANK 37,849 38,223 0.99 1,159 1,379 18.98
2017-11-06 13F-HR COMERICA BANK 9,524 8,894 -6.61 306 314 2.61
2017-10-16 13F-HR CWM, LLC 47 8 -82.98 1 0 -100.00
2017-08-15 13F-HR M&R CAPITAL MANAGEMENT INC 106,223 0 -100.00 4,368 0 -100.00
2017-10-05 13F-HR Crow Point Partners, LLC 13,017 13,959 7.24 398 504 26.63
2017-11-08 13F-HR NEXT Financial Group, Inc 340 0 -100.00 10,000 0 -100.00
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 234,423 8,456
2017-08-14 13F-HR NEW MOUNTAIN VANTAGE ADVISERS, L.L.C. 434,406 0 -100.00 17,865 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 100,000 0 -100.00 3,063 0 -100.00
2017-11-13 13F-HR Oz Management LP 3,824,569 5,216,940 36.41 117,147 188,175 60.63
2017-11-06 13F-HR CIBC Asset Management Inc 0 6,779 0 245
2017-11-14 13F-HR Davidson Kempner Capital Management LP 250,000 350,000 40.00 10,630 12,625 18.77
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 4,899 0 -100.00 150 0 -100.00
2017-11-14 13F-HR Bluefin Trading, LLC Call 0 80,000 0 348
2017-11-14 13F-HR BOKF, NA 37,617 40,245 6.99 1,152 1,452 26.04
2017-11-20 13F-HR DELPHI MANAGEMENT INC /MA/ 62,359 0 -100.00 1,910 0 -100.00
2017-11-14 13F-HR Water Asset Management LLC 82,162 0 -100.00 2,517 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 13,300 22,600 69.92 407 815 100.25
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 251,600 289,000 14.86 7,707 10,424 35.25
2017-11-14 13F-HR Magnetar Financial LLC 21,556 0 -100.00 660 0 -100.00
2017-10-25 13F-HR Carroll Financial Associates, Inc. 20 20 0.00 0 0
2017-11-14 13F-HR BROOKSIDE CAPITAL MANAGEMENT LLC 273,327 9,859
2017-10-27 13F-HR Cable Hill Partners, LLC 0 120 0 4
2017-10-31 13F-HR SignalPoint Asset Management, LLC 19,809 20,372 2.84 606 734 21.12
2017-11-14 13F-HR FIFTH THIRD BANCORP 535,254 534,062 -0.22 16,395 19,264 17.50
2017-11-14 13F-HR CREDIT SUISSE AG/ 265,340 380,497 43.40 8,128 13,724 68.85
2017-11-07 13F-HR THOMPSON INVESTMENT MANAGEMENT, INC. 129,665 131,904 1.73 3,972 4,758 19.79
2017-08-15 13F-HR Alpine Partners VI, LLC 11,433 0 -100.00 470 0 -100.00
2017-10-20 13F-HR MOUNTAIN PACIFIC INVESTMENT ADVISERS INC/ID 339,413 269,263 -20.67 10,396 9,712 -6.58
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 14,460 15,237 5.37 443 550 24.15
2017-10-17 13F-HR INVERNESS COUNSEL LLC /NY/ 24,325 0 -100.00 745 0 -100.00
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 1,259,346 1,293,423 2.71 38,574 46,654 20.95
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 85,300 20,300 -76.20 2,613 732 -71.99
2017-10-31 13F-HR Andra AP-fonden 75,200 72,400 -3.72 2,303 2,611 13.37
2017-11-13 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC 22,500 0 -100.00 689 0 -100.00
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 7,674 7,892 2.84 235 285 21.28
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 613,000 484,200 -21.01 18,776 17,465 -6.98
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 62,380 0 -100.00 1,911 0 -100.00
2017-10-23 13F-HR BB&T CORP 18,077 17,039 -5.74 554 615 11.01
2017-11-03 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 14,808 14,319 -3.30 454 516 13.66
2017-10-25 13F-HR New Jersey Better Educational Savings Trust 15,000 11,000 -26.67 459 397 -13.51
2017-10-23 13F-HR Westbourne Investment Advisors, Inc. 9,125 0 -100.00 279 0 -100.00
2017-08-14 13F-HR CUSHING ASSET MANAGEMENT, LP 96,606 0 -100.00 3,973 0 -100.00
2017-10-30 13F-HR IFP Advisors, Inc 8,816 3,743 -57.54 270 135 -50.00
2017-11-17 13F-HR/A-1 Virtu Financial LLC 8,808 318
2017-11-07 13F-HR Commonwealth Equity Services, Inc 0 6,543 0 236
2017-10-24 13F-HR Cornerstone Advisors, Inc. 1,075 0 -100.00 33 0 -100.00
2017-07-25 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 95,010 0 -100.00 3,907 0 -100.00
2017-08-11 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 45,325 0 -100.00 1,863 0 -100.00
2017-08-24 13F-HR/A-1 LORD, ABBETT & CO. LLC 196,529 0 -100.00 8,082 0
2017-11-14 13F-HR HENDERSON GROUP PLC 98,069 52,669 -46.29 3,004 1,900 -36.75
2017-10-19 13F-HR SeaBridge Investment Advisors LLC 880 880 0.00 27 32 18.52
2017-08-14 13F-HR BROADVIEW ADVISORS LLC 281,956 0 -100.00 11,595 0 -100.00
2017-11-14 13F-HR NGAM ADVISORS, L.P. 81,588 76,014 -6.83 2,499 2,741 9.68
2017-11-14 13F-HR Ulysses Management LLC 80,000 488,104 510.13 2,451 17,606 618.32
2017-11-13 13F-HR COCONUT GROVE BANK 1,120 1,310 16.96 34 47 38.24
2017-11-13 13F-HR People's United Financial, Inc. 24,303 24,134 -0.70 744 871 17.07
2017-08-11 13F-HR Quantitative Investment Management, LLC 63,100 0 -100.00 2,595 0 -100.00
2017-11-07 13F-HR Quantbot Technologies LP 88,651 22,471 -74.65 2,715 810 -70.17
2017-07-27 13F-HR SILVER CAPITAL MANAGEMENT LLC 11,160 0 -100.00 459 0 -100.00
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 64,077 0 -100.00 1,963 0 -100.00
2017-08-14 13F-HR AVALON ADVISORS, LLC 63,332 0 -100.00 2,605 0 -100.00
2017-11-14 13F-HR Invesco Ltd. 1,875,392 2,514,856 34.10 57,443 90,710 57.91
2017-11-13 13F-HR Allianz Asset Management AG 746,486 0 -100.00 22,863 0 -100.00
2017-07-24 13F-HR CHASE INVESTMENT COUNSEL CORP 105,840 0 -100.00 4,352 0 -100.00
2017-11-09 13F-HR FNY Partners Fund LP 500 0 -100.00 15 0 -100.00
2017-11-14 13F-HR Ionic Capital Management LLC 39,500 1,425
2017-11-13 13F-HR KOCH INDUSTRIES INC 12,901 466
2017-10-10 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 6,555 0 -100.00 201 0 -100.00
2017-10-27 13F-HR Probity Advisors, Inc. 15,803 14,409 -8.82 484 520 7.44
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 32,750 32,750 0.00 1,003 1,181 17.75
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 27,700 14,700 -46.93 848 530 -37.50
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 32 0 -100.00 1 0 -100.00
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 117 117 0.00 3 4 33.33
2017-10-13 13F-HR Pennsylvania Trust Co 20,645 20,645 0.00 632 745 17.88
2017-11-14 13F-HR Bayesian Capital Management, LP 0 20,081 0 724
2017-10-11 13F-HR DnB Asset Management AS 18,060 41,260 128.46 553,178 1,488,248 169.04
2017-10-25 13F-HR BRAUN STACEY ASSOCIATES INC 12,530 0 -100.00 384 0 -100.00
2017-11-09 13F-HR PICTON MAHONEY ASSET MANAGEMENT 55,100 0 -100.00 1,687 0 -100.00
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 63,676 62,433 -1.95 1,950 2,252 15.49
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 4,000 4,000 0.00 123 144 17.07
2017-07-18 13F-HR/A-2 BOOTHBAY FUND MANAGEMENT, LLC Call 10,100 352
2017-11-02 13F-HR Harel Insurance Investments & Financial Services Ltd. 468 0 -100.00 14 0 -100.00
2017-11-13 13F-HR Marshall Wace North America L.P. 1,040,329 63,053 -93.94 32,250 2,270 -92.96
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 0 195,300 0 7,044
2017-11-14 13F-HR Glen Harbor Capital Management LLC 26,622 0 -100.00 815 0 -100.00
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 15,355 32,637 112.55 470 1,177 150.43
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 1,200 31,743 2,545.25 37 1,145 2,994.59
2017-11-14 13F-HR CROFT-LEOMINSTER INC 176,172 172,329 -2.18 5,396 6,215 15.18
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 1,495 1,750 17.06 46 63 36.96
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 423,674 423,674 0.00 12,977 15,282 17.76
2017-10-17 13F-HR Cutler Group LP Put 104,500 94,000 -10.05 334 363 8.68
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 724,000 762,095 5.26 22,177 27,489 23.95
2017-11-14 13F-HR Blue Ridge Capital, L.L.C. 6,894,000 6,794,370 -1.45 211,163 245,073 16.06
2017-11-06 13F-HR Spot Trading L.l.c. Put 38,600 27,000 -30.05 1,182 974 -17.60
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 269,232 182,727 -32.13 8,246 6,591 -20.07
2017-07-31 13F-HR CORBYN INVESTMENT MANAGEMENT INC/MD 5,000 0 -100.00 206 0 -100.00
2017-10-27 13F-HR Parkside Financial Bank & Trust 250 188 -24.80 8 7 -12.50
2017-08-14 13F-HR Newbrook Capital Advisors LP 945,435 0 -100.00 38,881 0 -100.00
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 200 200 0.00 6 7 16.67
2017-09-14 13F-HR/A-1 Westside Investment Management, Inc. 224 0 -100.00 9,037 0 -100.00
2017-11-14 13F-HR BlackRock Inc. 9,886,158 9,062,877 -8.33 302,814 326,899 7.95
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 2,706 3,340 23.43 83 120 44.58
2017-11-14 13F-HR Interval Partners, LP 46,000 0 -100.00 1,409 0 -100.00
2017-08-14 13F-HR Cantab Capital Partners LLP 15,766 0 -100.00 648,000 0 -100.00
2017-11-07 13F-HR Russell Investments Group, Ltd. 9,988 6,184 -38.09 306 223 -27.12
2017-11-03 13F-HR PITCAIRN CO 8,475 7,940 -6.31 259 286 10.42
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 274,229 219,916 -19.81 8,400 7,933 -5.56
2017-10-26 13F-HR BARING ASSET MANAGEMENT Ltd 33,997 0 -100.00 1,041 0 -100.00
2017-11-13 13F-HR SYNOVUS FINANCIAL CORP 16,242 13,331 -17.92 501 483 -3.59
2017-07-25 13F-HR Parametrica Management Ltd 10,068 0 -100.00 414 0 -100.00
2017-11-13 13F-HR Hudson Bay Capital Management LP Call 167,300 0 -100.00 5,124 0 -100.00
2017-11-02 13F-HR Daiwa Securities Group Inc. 5,900 5,900 0.00 181 213 17.68
2017-11-14 13F-HR Sentry Investments Corp. Put 11,500 1
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC Call 150,000 0 -100.00 53 0 -100.00
2017-11-14 13F-HR BRINKER CAPITAL INC 27,767 13,220 -52.39 851 477 -43.95
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 472,990 537,628 13.67 14,487,684 19,392,240 33.85
2017-10-20 13F-HR/A-1 Shell Asset Management Co 17,274 8,737 -49.42 529 315 -40.45
2017-10-23 13F-HR STRS OHIO 2,637 2,637 0.00 80 95 18.75
2017-08-07 13F-HR Karp Capital Management Corp 32,593 0 -100.00 1,340 0 -100.00
2017-08-11 13F-HR ASCEND CAPITAL, LLC 584,888 0 -100.00 24,054 0 -100.00
2017-11-09 13F-HR BABSON CAPITAL MANAGEMENT LLC 44,419 0 -100.00 1,827 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 15,046 16,232 7.88 461 586 27.11
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 39,100 63,400 62.15 1,198 2,287 90.90
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 4,700 10,900 131.91 144 393 172.92
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 10,800 390
2017-08-02 13F-HR MONTAG & CALDWELL, LLC 15,093 0 -100.00 621 0 -100.00
2017-10-19 13F-HR LS Investment Advisors, LLC 3,211 3,211 0.00 98 116 18.37
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 162,500 0 -100.00 4,977 0 -100.00
2017-08-11 13F-HR Crescent Park Management, L.P. 361,800 0 -100.00 14,879 0 -100.00
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 585,385 577,670 -1.32 17,930 20,837 16.21
2017-11-01 13F-HR GABELLI FUNDS LLC 114,100 4,116
2017-11-14 13F-HR Voya Investment Management LLC 77,888 77,034 -1.10 2,386 2,779 16.47
2017-10-30 13F-HR Buffington Mohr McNeal 8,575 8,575 0.00 263 302 14.83
2017-10-31 13F-HR Nine Chapters Capital Management LLC 0 15,800 0 570
2017-11-14 13F-HR Gotham Asset Management, LLC 292,868 24,602 -91.60 8,971 887 -90.11
2017-11-13 13F-HR Bb&t Investment Services, Inc. 772 19 -97.54 11 1 -90.91
2017-11-14 13F-HR RBF Capital, LLC 10,000 369
2017-11-20 13F-HR Barnett & Company, Inc. 2,075 650 -68.67 64 23 -64.06
2017-11-14 13F-HR SAMLYN CAPITAL, LLC 1,327,500 711,233 -46.42 40,661 25,654 -36.91
2017-11-14 13F-HR Frigate Ventures LP 43,900 1,583
2017-09-22 13F-HR/A-1 HighTower Advisors, LLC 6,210 0 -100.00 256 0 -100.00
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 1,132,742 0 -100.00 46,442 0 -100.00
2017-08-11 13F-HR Nicholas Investment Partners, LP 66,888 0 -100.00 2,752 0 -100.00
2017-10-10 13F-HR AMERICAN NATIONAL BANK 42,652 60,752 42.44 1,307 2,191 67.64
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 28,599 3,181 -88.88 874 117 -86.61
2017-11-14 13F-HR SIGNATUREFD, LLC 11,547 11,779 2.01 354 425 20.06
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 881,730 703,301 -20.24 27,007 25,368 -6.07
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,178,557 5,362,014 354.96 36,100 193,408 435.76
2017-11-01 13F-HR Bt Investment Management Ltd 42,185 1,521,613
2017-11-14 13F-HR Proficio Capital Partners LLC 378 384 1.59 12 14 16.67
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 11,846 0 -100.00 363 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 50,000 76,300 52.60 1,532 2,752 79.63
2017-11-03 13F-HR Sandy Spring Bank 82,655 89,350 8.10 2,532 3,223 27.29
2017-11-14 13F-HR Melvin Capital Management LP 0 700,000 0 25,249
2017-11-09 13F-HR JP MORGAN CHASE & CO 2,559,942 4,101,368 60.21 78,410 148,182 88.98
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 33,700 76,500 127.00 1,030 2,759 167.86
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 3,002 171,015 5,596.70 92 6,169 6,605.43
2017-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 356,789 0 -100.00 14,673 0 -100.00
2017-10-25 13F-HR New England Research & Management, Inc. 16,400 0 -100.00 502 0 -100.00
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 11,600 418
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 117,100 140,800 20.24 3,587 5,079 41.59
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 1,100 4,900 345.45 34 177 420.59
2017-08-11 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 5,730 0 -100.00 236 0 -100.00
2017-11-13 13F-HR Marshall Wace LLP 7,726 0 -100.00 240 0 -100.00
2017-11-14 13F-HR STATE STREET CORP 3,526,699 3,608,091 2.31 108,026 130,140 20.47
2017-11-13 13F-HR Sheaff Brock Investment Advisors, LLC 18,000 10,400 -42.22 551 375 -31.94
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 17,958 6,179 -65.59 550 223 -59.45
2017-10-30 13F-HR SUMMIT SECURITIES GROUP, LLC 48,439 0 -100.00 1,484 0 -100.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Put 30,400 0 -100.00 15 0 -100.00
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 24,170 24,370 0.83 741 879 18.62
2017-11-08 13F-HR MRJ CAPITAL INC 85,700 110,600 29.05 2,624 3,989 52.02
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 31,892 18,747 -41.22 977 676 -30.81
2017-08-07 13F-HR USCA RIA LLC 10,600 0 -100.00 436 0 -100.00
2017-11-14 13F-HR HSBC HOLDINGS PLC 280,262 16,175 -94.23 8,584 584 -93.20
2017-10-26 13F-HR BALDWIN BROTHERS INC/MA 950 950 0.00 29 34 17.24
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 13,557 227,583 1,578.71 415 8,209 1,878.07
2017-08-04 13F-HR TURNER INVESTMENTS, L.P. 31,000 0 -100.00 1,275 0 -100.00
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 8,700 314
2017-11-14 13F-HR CREDIT AGRICOLE S A 110,047 145,672 32.37 3,370 5,254 55.91
2017-11-14 13F-HR Sciencast Management LP 11,189 0 -100.00 343 0 -100.00
2017-10-24 13F-HR BOSTON ADVISORS LLC 320,090 0 -100.00 9,804 0 -100.00
2017-11-14 13F-HR Meadow Creek Investment Management LLC 21,924 0 -100.00 672 0 -100.00
2017-11-14 13F-HR UBS OCONNOR LLC 375,000 0 -100.00 11,486,000 0 -100.00
2017-11-14 13F-HR Atlantic Trust Group, LLC 356,157 350,010 -1.73 10,909 12,626 15.74
2017-11-14 13F-HR Squarepoint Ops LLC 125,809 219,129 74.18 3,854 7,904 105.09
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 13,800 0 -100.00 423 0 -100.00
2017-11-13 13F-HR Engineers Gate Manager LP 7,329 18,032 146.04 224 650 190.18
2017-11-13 13F-HR GLOBEFLEX CAPITAL L P 6,025 0 -100.00 185 0 -100.00
2017-11-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 450,000 175,000 -61.11 13,784 6,312 -54.21
2017-11-13 13F-HR ASPIRIANT, LLC 22,000 0 -100.00 674 0 -100.00
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 20,803 13,529 -34.97 638 489 -23.35
2017-11-13 13F-HR CITIGROUP INC 82,009 65,622 -19.98 2,512 2,368 -5.73
2017-11-14 13F-HR Ancora Advisors, LLC 10,560 381
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 66,482 65,438 -1.57 2,034 2,362 16.13
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 3,005 1,388 -53.81 124 43 -65.32
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,674,220 1,624,600 -2.96 51,261 58,574 14.27
2017-11-13 13F-HR Quadrature Capital LTD 57,597 0 -100.00 1,764 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 59,100 52,400 -11.34 1,810 1,890 4.42
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 19,991 7,900 -60.48 612 285 -53.43
2017-08-11 13F-HR MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ 32,063 0 -100.00 1,319 0 -100.00
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 17,800 14,500 -18.54 545 523 -4.04
2017-11-17 13F-HR Phocas Financial Corp. 19,410 19,070 -1.75 595 1 -99.83
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 57,476 0 -100.00 1,760 0 -100.00
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 29,562,670 25,482,445 -13.80 905,504 919,152 1.51
2017-10-12 13F-HR Hanson McClain, Inc. 1,215 1,215 0.00 37 44 18.92
2017-08-07 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 11,700 0 -100.00 481 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 1,885,008 1,163,306 -38.29 57,738 41,961 -27.33
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 428,572 252,517 -41.08 13,127 9,108 -30.62
2017-10-25 13F-HR Supplemental Annuity Collective Trust of NJ 20,000 24,000 20.00 613 866 41.27
2017-11-13 13F-HR CIBC World Markets Inc. 105,875 10,924 -89.68 3,243 394 -87.85
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Call 375 0 -100.00 1,875 0 -100.00
2017-11-14 13F-HR Hutchin Hill Capital, LP 93,700 62,100 -33.72 2,870 2,240 -21.95
2017-11-13 13F-HR Israel Discount Bank of New York 1,125 1,100 -2.22 34 40 17.65
2017-10-02 13F-HR HALL LAURIE J TRUSTEE 360 620 72.22 11,027 22,363 102.80
2017-10-23 13F-HR REGIONS FINANCIAL CORP 67,688 68,324 0.94 2,074 2,464 18.80
2017-08-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 214,831 0 -100.00 8,834 0 -100.00
2017-11-14 13F-HR QS Investors, LLC 138 138 0.00 4 5 25.00
2017-10-17 13F-HR Cutler Group LP 74,843 43,071 -42.45 2,292 1,553 -32.24
2017-10-12 13F-HR Hexavest Inc. 3,377 3,377 0.00 103 122 18.45
2017-11-16 13F-HR EagleClaw Capital Managment, LLC 29,575 29,775 0.68 903 1,072 18.72
2017-11-13 13F-HR KBC Group NV 122,396 728,134 494.90 3,749 26,263 600.53
2017-08-14 13F-HR Ashfield Capital Partners, LLC 105,698 0 -100.00 4,347 0 -100.00
2017-11-14 13F-HR FARALLON CAPITAL MANAGEMENT LLC 6,150,156 5,434,168 -11.64 188,379 196,010 4.05
2017-10-23 13F-HR Nationwide Fund Advisors 544,043 0 -100.00 16,664 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 365 518 41.92 12 102 750.00
2017-11-03 13F-HR ALPS ADVISORS INC 11,673 0 -100.00 358 0 -100.00
2017-11-06 13F-HR RHUMBLINE ADVISERS 226,688 217,217 -4.18 6,943 7,835 12.85
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 1,587,078 1,654,461 4.25 48,612 59,676 22.76
2017-08-07 13F-HR MAI Capital Management 6,080 0 -100.00 250 0 -100.00
2017-08-14 13F-HR JANA PARTNERS LLC Call 2,000,000 0 -100.00 82,250 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC 89,867 2,811 -96.87 2,753 101 -96.33
2017-08-11 13F-HR Artisan Partners Limited Partnership 5,031,231 0 -100.00 206,909 0 -100.00
2017-11-08 13F-HR WESCAP Management Group, Inc. 23,667 24,558 3.76 724 886 22.38
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 26,140 25,427 -2.73 801 917 14.48
2017-11-08 13F-HR ASSETMARK, INC 5 13 160.00 0 0
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 33,400 25,900 -22.46 1,023 934 -8.70
2017-11-14 13F-HR Zebra Capital Management LLC 21,404 17,629 -17.64 656 636 -3.05
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 12,330 445
2017-11-13 13F-HR/A-1 NORGES BANK 1,391,522 1,350,850 -2.92 48,453 41,261 -14.84
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 100,852 0 -100.00 3,089 0 -100.00
2017-11-06 13F-HR SEI INVESTMENTS CO 351,564 249,379 -29.07 10,768 8,994 -16.47
2017-08-09 13F-HR OPPENHEIMER & CO INC 7,710 0 -100.00 317 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 789,319 536,587 -32.02 24,177 19,355 -19.94
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 1,501 2,935 95.54 46 106 130.43
2017-10-11 13F-HR Community Bank & Trust, Waco, Texas 29,508 28,658 -2.88 904 1,034 14.38
2017-11-15 13F-HR Neuberger Berman Group LLC Call 212,400 7,661
2017-10-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 18,938 17,098 -9.72 580 617 6.38
2017-11-14 13F-HR Clayton, Dubilier & Rice, LLC 15,081 15,081 0.00 462 544 17.75
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 248,977 358,905 44.15 7,629 12,947 69.71
2017-11-14 13F-HR PEAK6 Investments, L.P. 39,328 68,674 74.62 1,205 2,477 105.56
2017-11-08 13F-HR Barrett Asset Management, LLC 5,250 0 -100.00 161 0 -100.00
2017-11-01 13F-HR/A-1 Financial Architects, Inc 1,509 1,397 -7.42 46 50 8.70
2017-07-25 13F-HR Campbell & CO Investment Adviser LLC 5,766 0 -100.00 237 0 -100.00
2017-11-06 13F-HR BTC Capital Management, Inc. 72,939 70,167 -3.80 2,232 2,525 13.13
2017-11-28 13F-HR/A-1 Paradigm Financial Advisors, LLC 29,086 29,086 0.00 891 1,049 17.73
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 100 100 0.00 3 4 33.33
2017-10-24 13F-HR VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 1,102,175 986,575 -10.49 33,760 35,586 5.41
2017-07-31 13F-HR WELCH & FORBES LLC 4,975 0 -100.00 205 0 -100.00
2017-08-15 13F-HR BANK OF NOVA SCOTIA 116,000 0 -100.00 4,771 0
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 370,400 335,771 -9.35 11,345 12,111 6.75
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 630,239 77,939 -87.63 19,304 2,811 -85.44
2017-11-06 13F-HR Spot Trading L.l.c. 22,395 26,104 16.56 686 942 37.32
2017-10-31 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 6,700 6,700 0.00 205 242 18.05
2017-11-17 13F-HR/A-1 TORTOISE CAPITAL ADVISORS, L.L.C. 45 0 -100.00 1 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 84,500 52,800 -37.51 2,582 1,904 -26.26
2017-08-11 13F-HR MD SASS INVESTORS SERVICES INC 1,185,120 0 -100.00 48,742 0 -100.00
2017-08-14 13F-HR NUMERIC INVESTORS LLC 126,900 0 -100.00 5,219 0 -100.00
2017-08-14 13F-HR Nuveen Asset Management, LLC 0 0 0 0
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 1,800,000 1,875,000 4.17 55,134 67,632 22.67
2017-11-14 13F-HR UBS Group AG Call 30,500 83,000 172.13 934 2,994 220.56
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 31,743 972
2017-08-02 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 15,831 0 -100.00 651 0 -100.00
2017-08-09 13F-HR TRADITION CAPITAL MANAGEMENT LLC 36,105 0 -100.00 1,484 0 -100.00
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 148,619 45,400 -69.45 4,552 1,638 -64.02
2017-11-14 13F-HR Adage Capital Partners GP LLC 500,000 0 -100.00 15,315 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC 27,482 90,657 229.88 842 3,270 288.36
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 3,857 9,183 138.09 118 331 180.51
2017-11-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 53,600 0 -100.00 1,642 0 -100.00
2017-11-13 13F-HR Employees Retirement System of Texas 222,000 222,000 0.00 6,800 8,008 17.76
2017-11-14 13F-HR Point72 Asset Management, L.P. 62,300 619,603 894.55 1,908 22,349 1,071.33
2017-10-18 13F-HR HOWE & RUSLING INC 43 0 -100.00 1 0 -100.00
2017-11-14 13F-HR KDI CAPITAL PARTNERS LLC 10,626 0 -100.00 325 0 -100.00
2017-08-14 13F-HR Teza Capital Management LLC 8,885 0 -100.00 365 0
2017-10-11 13F-HR FIRST NATIONAL BANK OF OMAHA 141,859 134,614 -5.11 4,245 4,605 8.48
2017-10-17 13F-HR Creative Planning 3,800 0 -100.00 116 0 -100.00
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 171 0 -100.00 5 0 -100.00
2017-10-12 13F-HR Advisory Services Network, LLC 0 400 0 14
2017-11-13 13F-HR FIRST MERCANTILE TRUST CO 7,541 8,424 11.71 231 304 31.60
2017-08-03 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 0 0 0 0
2017-10-17 13F-HR Cutler Group LP Call 12,800 59,400 364.06 2 146 7,200.00
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 110,605 88,045 -20.40 3,388 3,176 -6.26
2017-08-10 13F-HR FRANKLIN RESOURCES INC 956,183 0 -100.00 39,323 0 -100.00
2017-11-09 13F-HR EAGLE ASSET MANAGEMENT INC 7,304 0 -100.00 223 0 -100.00
2017-11-08 13F-HR Cannell Peter B & Co Inc 1,883,550 1,898,195 0.78 57,693 68,468 18.68
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 34,700 65,900 89.91 1,063 2,377 123.61
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 64,100 0 -100.00 1,963 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC 31,696 152,400 380.82 971 5,497 466.12
2017-08-11 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 3,200 0 -100.00 132 0 -100.00
2017-08-11 13F-HR KCG HOLDINGS, INC. 7,719 170,386 2,107.36 317 5,219 1,546.37
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 45,900 0 -100.00 1,887 0 -100.00
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 7,900 7,900 0.00 242 285 17.77
2017-11-03 13F-HR Swiss National Bank 735,700 741,700 0.82 22,534 26,753 18.72
2017-11-14 13F-HR VANGUARD GROUP INC 15,995,119 15,917,571 -0.48 489,930 574,146 17.19
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 54,565 0 -100.00 1,671 0 -100.00
2017-11-09 13F-HR Achmea Investment Management B.V. 10,598 10,598 0.00 324 382 17.90
2017-11-14 13F-HR CIBC WORLD MARKETS CORP Put 84,100 35,000 -58.38 2,576 1,262 -51.01
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 204,082 214,322 5.02 6,251 7,731 23.68
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 647,994 32,627 -94.96 19,848 1,177 -94.07
2017-11-13 13F-HR Impax Asset Management LTD 2,264,090 2,217,464 -2.06 69,349 79,984 15.34
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 136,558 55,258 -59.54 4,183 1,993 -52.35
2017-08-14 13F-HR Gideon Capital Advisors, Inc. 11,815 0 -100.00 486 0 -100.00
2017-10-19 13F-HR/A-1 Tributary Capital Management, LLC 48,800 10,900 -77.66 1,495 393 -73.71
2017-11-14 13F-HR Walleye Trading LLC Call 21,300 48,300 126.76 652 1,742 167.18
2017-11-14 13F-HR SASCO CAPITAL INC / CT/ 3,629,718 2,653,368 -26.90 111,178 95,707 -13.92
2017-11-15 13F-HR Sterling Capital Management LLC 35,300 35,300 0.00 1,081 1,273 17.76
2017-11-14 13F-HR Marathon Partners Equity Management, LLC 182,500 710,000 289.04 5,590 25,610 358.14
2017-11-13 13F-HR Pacad Investment Ltd. 44,100 0 -100.00 1,351 0 -100.00
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 0 1,849 0 67
2017-11-09 13F-HR FTB Advisors, Inc. 279 279 0.00 8 10 25.00
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 4,035 0 -100.00 123 0 -100.00
2017-11-13 13F-HR US BANCORP \DE\ 26,593 12,845 -51.70 814 463 -43.12
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 26,400 27,283 3.34 809 984 21.63
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 2,178,202 1,502,389 -31.03 66,718 54,191 -18.78
2017-11-09 13F-HR CITADEL ADVISORS LLC 568,394 5,923 -98.96 17,410 214 -98.77
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 8,249 0 -100.00 253 0 -100.00
2017-08-11 13F-HR Evercore Wealth Management, LLC 48 0 -100.00 2 0 -100.00
2017-08-03 13F-HR First Personal Financial Services 115 0 -100.00 5 0 -100.00
2017-08-11 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 1,532,909 0 -100.00 63,041 0 -100.00
2017-11-13 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 6,675 6,675 0.00 204 241 18.14
2017-07-07 13F-HR/A-1 Copper Rock Capital Partners, LLC 1,326 0 -100.00 54 0 -100.00
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 0 12,956 0 467
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 16,351 16,351 0.00 501 590 17.76
CUSIP: 40416M105