Stock Institutional Ownership and Shareholders

SecurityHDP / Hortonworks, Inc. (440894103)
Institutional Owners155
Institutional Shares41,480,333
Outstanding Shares67,920,575 (as of 2017-09-30)
Institutional Value$ 1,224,994,000 USD

Hortonworks, Inc. (NASDAQ:HDP) has 155 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 41,480,333 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Oppenheimer Funds Inc, Deutsche Bank Ag\, Park West Asset Management LLC, Millennium Management Llc, Allianz Asset Management AG, Sumitomo Mitsui Asset Management Company, LTD, Portolan Capital Management, LLC, and Peregrine Capital Management Llc.



Hortonworks, Inc. (NASDAQ:HDP) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR VANGUARD GROUP INC 3,257,682 4,995,872 53.36 41,959 84,680 101.82
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 18,811 25,854 37.44 242 438 80.99
2017-11-14 13F-HR Walleye Trading LLC Put 200 3,100 1,450.00 2 52 2,500.00
2017-11-14 13F-HR Portolan Capital Management, LLC 1,599,724 1,198,574 -25.08 20,604 20,316 -1.40
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 31,400 65,900 109.87 404 1,117 176.49
2017-11-14 13F-HR Paloma Partners Management Co 11,868 0 -100.00 153 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC 160,043 266,820 66.72 2,062 4,523 119.35
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 973 16
2017-11-13 13F-HR Herald Investment Management Ltd 459,700 459,700 0.00 5,916 7,787 31.63
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 1,221,903 1,221,903 0.00 15,738 20,711 31.60
2017-11-13 13F-HR Renaissance Technologies LLC 617,500 914,400 48.08 7,953 15,499 94.88
2017-11-08 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 0 49,784 0 843
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 244,427 240,564 -1.58 3,149 4,078 29.50
2017-08-11 13F-HR KCG HOLDINGS, INC. 10,084 20,359 101.89 99 262 164.65
2017-11-13 13F-HR Pacad Investment Ltd. 7,000 0 -100.00 90 0 -100.00
2017-11-14 13F-HR HBK INVESTMENTS L P 218,900 3,710
2017-11-13 13F-HR Elk Creek Partners, LLC 185,984 3,152
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 59,972 1,017
2017-10-23 13F-HR Nationwide Fund Advisors 27,131 26,497 -2.34 349 449 28.65
2017-10-25 13F-HR PEREGRINE CAPITAL MANAGEMENT LLC 1,236,348 1,115,538 -9.77 15,924 18,908 18.74
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 486,266 301,821 -37.93 6,263 5,116 -18.31
2017-11-06 13F-HR RHUMBLINE ADVISERS 53,401 54,106 1.32 688 917 33.28
2017-11-14 13F-HR Voya Investment Management LLC 21,411 21,411 0.00 276 363 31.52
2017-11-01 13F-HR IRONWOOD INVESTMENT MANAGEMENT LLC 35,871 35,879 0.02 462 608 31.60
2017-11-14 13F-HR Bayesian Capital Management, LP 0 23,915 0 405
2017-10-19 13F-HR Edge Wealth Management LLC 14,350 15,350 6.97 182 258 41.76
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 12,482 0 212
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 957,978 635,774 -33.63 12,339 10,776 -12.67
2017-11-15 13F-HR CASTLEARK MANAGEMENT LLC 616,110 10,443
2017-11-13 13F-HR Invictus RG 17,461 11,018 -36.90 225 187 -16.89
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 29,691 32,091 8.08 382 544 42.41
2017-11-07 13F-HR Gs Investments, Inc. 450 450 0.00 5,796 7,627 31.59
2017-11-14 13F-HR Shanda Payment Holdings Ltd. 201,600 3,417
2017-11-14 13F-HR PDT Partners, LLC 0 356,800 0 6,048
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 2,000,954 2,000,940 -0.00 25,772 33,916 31.60
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 10,883 5,680 -47.81 140 96 -31.43
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 39,011 39,424 1.06 502 667 32.87
2017-11-14 13F-HR Invesco Ltd. 43,691 51,637 18.19 563 875 55.42
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 250 4,733 1,793.20 3 80 2,566.67
2017-11-14 13F-HR BARCLAYS PLC 6,491 10,836 66.94 83 184 121.69
2017-11-14 13F-HR A.R.T. Advisors, LLC 90,777 88,681 -2.31 1,169 1,503 28.57
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 223,619 259,539 16.06 2,880 4,399 52.74
2017-08-10 13F-HR FNY Partners Fund LP 12,000 0 -100.00 117 0 -100.00
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 3,000 6,000 100.00 39 102 161.54
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 910,200 904,050 -0.68 11,723 15,324 30.72
2017-11-14 13F-HR BlackRock Inc. 2,887,098 3,049,411 5.62 37,187 51,686 38.99
2017-10-18 13F-HR Moloney Securities Asset Management, LLC 17,850 14,750 -17.37 230 250 8.70
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 50,000 50,000 0.00 644 848 31.68
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 28,000 92,400 230.00 361 1,566 333.80
2017-10-04 13F-HR Lenox Wealth Advisors, Inc. 135 2
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 68 1
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 650,500 985,918 51.56 8,378 16,711 99.46
2017-10-12 13F-HR Hanson McClain, Inc. 641 641 0.00 8 11 37.50
2017-11-14 13F-HR MORGAN STANLEY 143,752 410,871 185.82 1,851 6,965 276.28
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 414 3,084 644.93 4 52 1,200.00
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 151 151 0.00 1 2 100.00
2017-11-13 13F-HR NORTHERN TRUST CORP 573,682 590,232 2.88 7,389 10,004 35.39
2017-08-14 13F-HR Hutchin Hill Capital, LP 25,800 0 -100.00 253 0 -100.00
2017-11-14 13F-HR Natixis Asset Management 93,733 93,733 0.00 1,207 1,589 31.65
2017-11-14 13F-HR Park West Asset Management LLC 1,425,000 24,154
2017-11-14 13F-HR SECOR Capital Advisors, LP 36,728 0 -100.00 473 0 -100.00
2017-11-03 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 80,784 1,369
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 10,700 6,300 -41.12 138 107 -22.46
2017-10-18 13F-HR WealthTrust-Arizona, LLC 150 3
2017-11-14 13F-HR M&R CAPITAL MANAGEMENT INC 1,250 1,250 0.00 18 21 16.67
2017-10-19 13F-HR Trellus Management Company, LLC 15,000 254
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 18,100 10,500 -41.99 233 178 -23.61
2017-11-14 13F-HR PEAK6 Investments, L.P. 46,299 67,560 45.92 596 1,145 92.11
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 531,239 0 9,005
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,360,520 1,376,477 1.17 17,523 23,331 33.15
2017-08-14 13F-HR Passport Capital, LLC 3,240,988 0 -100.00 31,794 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 0 35,000 0 593
2017-07-13 13F-HR MEEDER ASSET MANAGEMENT INC 1,204 0 -100.00 12 0 -100.00
2017-11-13 13F-HR CITIGROUP INC 275,790 181,961 -34.02 3,552 3,084 -13.18
2017-11-14 13F-HR BARCLAYS PLC Call 300 0 -100.00 4 0 -100.00
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 29,514 33,122 12.22 380 561 47.63
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 7,900 3,400 -56.96 102 58 -43.14
2017-11-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 0 484,317 0 8,209
2017-11-14 13F-HR UBS Group AG 18,434 31,113 68.78 238 527 121.43
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 25,950 25,950 0.00 334 440 31.74
2017-07-13 13F-HR Princeton Alpha Management LP 11,174 0 -100.00 110 0 -100.00
2017-11-14 13F-HR FIFTH THIRD BANCORP 37,000 37,000 0.00 477 627 31.45
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 5,779 5,519 -4.50 74,434 93,547 25.68
2017-11-06 13F-HR Bank of New York Mellon Corp 210,433 283,955 34.94 2,710 4,813 77.60
2017-11-03 13F-HR Rock Point Advisors, LLC 353,430 278,025 -21.34 4,552 4,713 3.54
2017-11-14 13F-HR SOROS FUND MANAGEMENT LLC 34,400 34,200 -0.58 443 580 30.93
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 92,460 1,567
2017-08-11 13F-HR KETTLE HILL CAPITAL MANAGEMENT, LLC 141,900 0 -100.00 1,392 0 -100.00
2017-10-18 13F-HR HOWE & RUSLING INC 180 180 0.00 2 3 50.00
2017-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 67,651 0 -100.00 664 0 -100.00
2017-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 225,000 0 -100.00 2,207 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 807 364 -54.89 52 48 -7.69
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 170,305 98,035 -42.44 2,194 1,662 -24.25
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 14,454 19,617 35.72 186 333 79.03
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 149,366 148,372 -0.67 1,924 2,515 30.72
2017-11-14 13F-HR Lyon Street Capital, LLC 272,095 274,784 0.99 3,505 4,658 32.90
2017-11-14 13F-HR ETF MANAGERS GROUP, LLC 9,719 0 -100.00 125 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC Call 2,700 24,400 803.70 34 413 1,114.71
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 3,693 3,693 0.00 47 62 31.91
2017-11-07 13F-HR Quantbot Technologies LP 13,468 46,785 247.38 173 793 358.38
2017-11-14 13F-HR Gotham Asset Management, LLC 13,167 17,835 35.45 170 302 77.65
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 25,604 25,674 0.27 330 435 31.82
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 52,555 49,515 -5.78 677 839 23.93
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 84,780 80,333 -5.25 1,092 1,362 24.73
2017-08-11 13F-HR ARK Investment Management LLC 791,092 837,483 5.86 7,761 10,787 38.99
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 104,676 57,697 -44.88 1,348 978 -27.45
2017-08-17 13F-HR Dynamic Technology Lab Private Ltd 19,566 0 -100.00 192 0 -100.00
2017-10-23 13F-HR STRS OHIO 31,700 48,800 53.94 408 827 102.70
2017-10-30 13F-HR NJ State Employees Deferred Compensation Plan 30,000 40,000 33.33 386 678 75.65
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 899 899 0.00 12 15 25.00
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 48,000 152,000 216.67 618 2,576 316.83
2017-11-09 13F-HR South Dakota Investment Council 156,500 110,900 -29.14 2,016 1,880 -6.75
2017-11-13 13F-HR TEACHERS ADVISORS INC 85,367 182,167 113.39 1,100 3,088 180.73
2017-11-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 138,216 170,196 23.14 1,780 2,885 62.08
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 16,800 2,600 -84.52 216 44 -79.63
2017-10-12 13F-HR Sonora Investment Management, LLC 1,000 1,000 0.00 12,880 16,950 31.60
2017-11-13 13F-HR Timpani Capital Management LLC 196,575 159,024 -19.10 2,532 2,695 6.44
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 15,600 16,600 6.41 201 281 39.80
2017-11-09 13F-HR PIONEER INVESTMENT MANAGEMENT INC 300,523 5,094
2017-10-17 13F-HR Creative Planning 100 0 -100.00 1 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 107,755 169,970 57.74 1,388 2,881 107.56
2017-08-03 13F-HR SG Americas Securities, LLC 32,874 0 -100.00 322 0 -100.00
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 24,800 420
2017-10-25 13F-HR New Jersey Better Educational Savings Trust 0 14,000 0 237
2017-11-13 13F-HR Engineers Gate Manager LP 94,491 97,705 3.40 1,217 1,656 36.07
2017-11-06 13F-HR Advisor Group, Inc. 75 1
2017-11-14 13F-HR JANE STREET GROUP, LLC 0 38,198 0 647
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 93,282 38,361 -58.88 1,201 651 -45.80
2017-11-14 13F-HR Omnia Family Wealth, LLC 128 128 0.00 2 2 0.00
2017-10-24 13F-HR BOSTON ADVISORS LLC 41,115 697
2017-11-14 13F-HR BROADVIEW ADVISORS LLC 348,200 196,775 -43.49 4,485 3,335 -25.64
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 270,000 280,000 3.70 3,478 4,746 36.46
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 4,201 4,201 0.00 54 71 31.48
2017-10-17 13F-HR Cutler Group LP Call 16,300 29,900 83.44 45 131 191.11
2017-10-30 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 16,880 16,880 0.00 217 286 31.80
2017-11-14 13F-HR STATE STREET CORP 779,256 872,539 11.97 10,036 14,788 47.35
2017-11-07 13F-HR HANSEATIC MANAGEMENT SERVICES INC 94 94 0.00 1 2 100.00
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 0 69,050 89.54 0 1,170 227.73
2017-11-09 13F-HR Trexquant Investment LP 15,487 10,747 -30.61 199 182 -8.54
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 38,400 3,500 -90.89 495 59 -88.08
2017-11-14 13F-HR Squarepoint Ops LLC 0 15,300 0 259
2017-11-13 13F-HR Allianz Asset Management AG 1,240,183 1,342,579 8.26 15,974 22,757 42.46
2017-11-13 13F-HR Laurion Capital Management LP 0 13,300 0 225
2017-11-06 13F-HR Spot Trading L.l.c. Call 23,000 21,900 -4.78 296 371 25.34
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 50,000 848
2017-11-14 13F-HR DEUTSCHE BANK AG\ 1,302,829 1,588,918 21.96 16,778 26,931 60.51
2017-11-06 13F-HR TCW GROUP INC 684,305 793,893 16.01 8,814 13,456 52.67
2017-11-08 13F-HR Cortina Asset Management, LLC 330,697 597,464 80.67 4,259 10,127 137.78
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 12,400 24,062 94.05 159,712 407,851 155.37
2017-10-17 13F-HR Cutler Group LP 8,320 3,556 -57.26 107 60 -43.93
2017-11-09 13F-HR Ark Investment Management Llc 892,638 15,130
2017-10-16 13F-HR Gradient Investments LLC 21,048 357
2017-11-02 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 10,865 0 -100.00 140 0 -100.00
2017-08-08 13F-HR Oz Management LP 229,467 0 -100.00 2,252 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO 275 2,831 929.45 4 48 1,100.00
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 0 85,681 0 1,452
2017-11-08 13F-HR Bdo Wealth Advisors, Llc 1,000 1,000 0.00 13 17 30.77
2017-10-31 13F-HR PERKINS CAPITAL MANAGEMENT INC 32,675 32,525 -0.46 421 551 30.88
2017-11-13 13F-HR OSTERWEIS CAPITAL MANAGEMENT INC 237,755 0 -100.00 3,062 0 -100.00
2017-10-10 13F-HR Nikko Asset Management Americas, Inc. 674,100 985,918 46.26 8,682 16,711 92.48
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 25,957 25,945 -0.05 334 440 31.74
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 14,890 253
2017-08-11 13F-HR GSA CAPITAL PARTNERS LLP 12,338 0 -100.00 121 0 -100.00
2017-11-14 13F-HR PENN CAPITAL MANAGEMENT CO INC 1,105,891 577,341 -47.79 14,265 9,802 -31.29
2017-11-14 13F-HR MENTA CAPITAL LLC 101,951 56,096 -44.98 1,313 951 -27.57
2017-10-17 13F-HR Cutler Group LP Put 800 500 -37.50 0 0
2017-11-14 13F-HR 1832 Asset Management L.P. 64,100 0 -100.00 827 0 -100.00
2017-11-07 13F-HR Russell Investments Group, Ltd. 990,363 616,064 -37.79 12,756 10,443 -18.13
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 32 137 328.12 0 5
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 380 380 0.00 5 6 20.00
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 20,125 341
2017-08-14 13F-HR CREDIT AGRICOLE S A 157,733 0 -100.00 3,186 0 -100.00
2017-11-03 13F-HR Swiss National Bank 71,300 71,300 0.00 918 1,209 31.70
2017-11-06 13F-HR COMERICA BANK 93,225 88,189 -5.40 1,216 1,442 18.59
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 14,385 14,385 0.00 185 244 31.89
2017-11-14 13F-HR Walleye Trading LLC 158 0 -100.00 2 0 -100.00
2017-11-14 13F-HR QS Investors, LLC 322,369 5,464
2017-11-06 13F-HR SEI INVESTMENTS CO 0 26,215 0 444
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 391,457 415,918 6.25 5,041 7,049 39.83
2017-11-13 13F-HR US BANCORP \DE\ 1,144 19
2017-11-09 13F-HR Legal & General Group Plc 11,149 12,716 14.06 144 216 50.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 71,839 76,070 5.89 925 1,290 39.46
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,429 1,429 0.00 18 24 33.33
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 428,736 280,236 -34.64 5,522 4,750 -13.98
2017-11-08 13F-HR EAM Investors, LLC 64,285 257,580 300.68 828 4,366 427.29
2017-08-11 13F-HR NEEDHAM INVESTMENT MANAGEMENT LLC 25,000 0 -100.00 245 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 304,169 60,554 -80.09 3,917 1,026 -73.81
2017-11-08 13F-HR MACQUARIE GROUP LTD 98,826 106,773 8.04 1,273 1,810 42.18
2017-11-07 13F-HR Commonwealth Equity Services, Inc 78,654 1,333
2017-11-14 13F-HR ARDSLEY ADVISORY PARTNERS 0 270,000 0 4,577
2017-11-01 13F-HR Parkwood LLC 22,751 0 -100.00 293 0 -100.00
CUSIP: 440894103