SecurityHDP / Hortonworks, Inc. (440894103)
Institutional Owners198 (10 N-Q Owners)
Institutional Shares62,257,597 - 79.90% (ex. N-Q)
Common Shares Outstanding77,923,970 shares (as of 2017-12-31)
Institutional Value$ 2,166,016,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Hortonworks, Inc. (NASDAQ:HDP) has 198 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 62,257,597 shares. Largest shareholders include Vanguard Group Inc, Benchmark Capital Partners Vi Lp, BlackRock Inc., Daruma Capital Management Llc, Oppenheimer Funds Inc, Index Ventures IV (Jersey) LP, Millennium Management Llc, Allianz Asset Management AG, Nikko Asset Management Americas, Inc., and Sumitomo Mitsui Trust Holdings, Inc..
Hortonworks, Inc. (NASDAQ:HDP) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-04-23 13F-HR Nikko Asset Management Americas, Inc. 2,668,203 1,533,402 -42.53 50,542 31,235 -38.20
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 57,908 73,545 27.00 1,165 1,498 28.58
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 112,686 350,965 211.45 2,266 7,149 215.49
2018-05-15 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 117,181 117,181 0.00 2,356 2,386 1.27
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 139,324 190,238 36.54 2,802 3,875 38.29
2018-05-15 13F-HR Walleye Trading LLC Call 41,100 38,200 -7.06 826 778 -5.81
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 15,514 15,942 2.76 312 324,738 103,982.69
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 69,050 144,140 108.75 1,170 2,899 147.78
2018-05-15 13F-HR Wellington Management Group LLP 118,827 91,718 -22.81 2,390 1,868 -21.84
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 305,921 325,100 6.27 6,152 6,622 7.64
2018-05-14 13F-HR Renaissance Technologies LLC 934,300 1,213,800 29.92 18,789 24,725 31.59
2018-05-11 13F-HR Sg3 Management, Llc Call 106,300 2,165
2018-05-15 13F-HR Marshall Wace North America L.P. 119,045 51,373 -56.85 2,394 1,046 -56.31
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 1,064,981 1,675,110 57.29 21,417 34,122 59.32
2018-05-15 13F-HR Squarepoint Ops LLC 92,820 68,734 -25.95 1,867 1,400 -25.01
2018-05-15 13F-HR BOARDMAN BAY CAPITAL MANAGEMENT LLC 0 39,535 0 805
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 400 8
2018-05-14 13F-HR Laurion Capital Management LP Call 49,000 49,000 0.00 985 998 1.32
2018-04-25 13F-HR Moloney Securities Asset Management, LLC 75,325 61,832 -17.91 1,515 1,260 -16.83
2018-05-14 13F-HR Herald Investment Management Ltd 459,700 459,700 0.00 9,244 9,364 1.30
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 442,396 605,950 36.97 8,897 12,343 38.73
2018-02-28 N-Q Ishares Trust (see advisory)
2018-05-14 13F-HR Hudson Bay Capital Management LP 57,306 1,167
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 20,729 21,602 4.21 417 440 5.52
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 300,000 200,000 -33.33 6,033 4,074 -32.47
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 380 0 -100.00 6 0 -100.00
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 177,000 3,558
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 907,900 881,850 -2.87 18,258 17,963 -1.62
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 0 17,207 0 351
2018-05-11 13F-HR Cutler Group LP 711 2,372 233.61 14 48 242.86
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 17,229 14,940 -13.29 346 304 -12.14
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 100,000 0 -100.00 2,011 0 -100.00
2018-05-11 13F-HR M&R CAPITAL MANAGEMENT INC 1,250 1,000 -20.00 25 20 -20.00
2018-02-14 13F-HR SOROS FUND MANAGEMENT LLC 34,200 0 -100.00 580 0 -100.00
2018-04-23 13F-HR Versant Capital Management, Inc 16 16 0.00 0 0
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 3,500 0 -100.00 59 0 -100.00
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 0 56,209 0 1,145
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 24,062 25,504 5.99 407,851 512,885 25.75
2018-05-14 13F-HR Castle Rock Wealth Management, Llc 16,394 17,113 4.39 330 349 5.76
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 2,001,033 2,000,000 -0.05 40,241 40,740 1.24
2018-05-07 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 46,564 44,864 -3.65 936 914 -2.35
2018-05-02 13F-HR NJ State Employees Deferred Compensation Plan 50,000 40,000 -20.00 1,006 815 -18.99
2018-01-24 13F-HR HOWE & RUSLING INC 180 180 0.00 3 4 33.33
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 98,035 91,392 -6.78 1,971 1,862 -5.53
2018-03-27 N-Q Harbor Funds (see advisory)
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 234,771 246,695 5.08 4,722 5,026 6.44
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 259,539 214,024 -17.54 4,399 4,304 -2.16
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 290,000 310,000 6.90 5,832 6,315 8.28
2018-05-11 13F-HR Cutler Group LP Put 1,000 5,200 420.00 0 0
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 48,378 985
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 17,400 38,800 122.99 350 790 125.71
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 70 4,663 6,561.43 1 95 9,400.00
2018-05-14 13F-HR Invictus RG 13,258 0 -100.00 267 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Put 3,100 1,700 -45.16 52 35 -32.69
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 80,184 82,393 2.75 1,613 1,678 4.03
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 163,980 92,098 -43.84 3,298 1,876 -43.12
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 632,128 571,064 -9.66 12,711 11,632 -8.49
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 16,245 10,926 -32.74 327 223 -31.80
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 168,821 155,450 -7.92 3,395 3,167 -6.72
2018-05-09 13F-HR FAIRFIELD, BUSH & CO. 18,000 35,600 97.78 362 725 100.28
2018-02-05 13F-HR Sonora Investment Management, LLC 1,000 0 -100.00 16,950 0 -100.00
2018-05-11 13F-HR Omnia Family Wealth, LLC 128 128 0.00 3 3 0.00
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 35,604 36,506 2.53 716 744 3.91
2018-05-15 13F-HR PDT Partners, LLC 276,362 258,680 -6.40 5,558 5,269 -5.20
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 5,500 6,200 12.73 111 126 13.51
2018-02-13 13F-HR Timpani Capital Management LLC 159,024 0 -100.00 2,695 0 -100.00
2018-02-13 13F-HR Laurion Capital Management LP 13,300 0 -100.00 225 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 1 113 11,200.00 0 2
2018-04-20 13F-HR STRS OHIO 44,500 45,000 1.12 894 916 2.46
2018-05-17 13F-HR Legal & General Group Plc 12,420 9,586 -22.82 250 195 -22.00
2018-05-15 13F-HR Invesco Ltd. 232,690 220,818 -5.10 4,679 4,498 -3.87
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 300,160 561,624 87.11 6,036 11,440 89.53
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 65,705 64,799 -1.38 1,321 1,320 -0.08
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 187,236 190,236 1.60 3,765 3,875 2.92
2018-05-14 13F-HR FMR LLC / Fidelity 0 858,167 0 17,481
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 1,221,903 1,221,903 0.00 24,572 24,890 1.29
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 5,680 0 -100.00 96 0 -100.00
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 322,100 467,500 45.14 6,477 9,523 47.03
2018-05-09 13F-HR BlackRock Inc. 3,131,035 3,464,798 10.66 62,966 70,578 12.09
2018-02-01 13F-HR Nationwide Fund Advisors 26,497 0 -100.00 449 0 -100.00
2018-04-25 13F-HR BOSTON ADVISORS LLC 61,690 60,999 -1.12 1,241 1,243 0.16
2018-02-14 SC 13G Index Ventures IV (Jersey) LP 1,713,488 1,713,488 0.00
2018-05-15 13F-HR VANGUARD GROUP INC 6,185,095 7,088,344 14.60 124,382 144,389 16.09
2018-05-15 13F-HR Verition Fund Management LLC 10,345 211
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 0 25,100 0 511
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 38,700 31,900 -17.57 778 650 -16.45
2018-05-14 13F-HR/A NOMURA HOLDINGS INC 182,197 3,704
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 1,682,285 1,533,402 -8.85 33,831 31,235 -7.67
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 4,201 4,201 0.00 84 86 2.38
2018-05-14 13F-HR Portolan Capital Management, LLC 1,105,077 1,115,379 0.93 22,223 22,720 2.24
2018-05-15 13F-HR Bank of New York Mellon Corp 291,283 242,180 -16.86 5,858 4,932 -15.81
2018-05-11 13F-HR PENN CAPITAL MANAGEMENT CO INC 570,236 578,289 1.41 11,485 11,798 2.73
2018-04-26 13F-HR SIMPLEX TRADING, LLC 18,452 5,881 -68.13 371 119 -67.92
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-05-14 13F-HR Allianz Asset Management AG 1,362,761 1,645,910 20.78 27,405 33,527 22.34
2018-04-20 13F-HR JENNISON ASSOCIATES LLC 15,163 309
2018-05-15 13F-HR Natixis Asset Management 67,495 47,014 -30.34 1,357 958 -29.40
2018-05-11 13F-HR BROADVIEW ADVISORS LLC 197,900 0 -100.00 3,980 0 -100.00
2018-05-15 13F-HR PEAK6 Investments, L.P. 0 12,695 0 259
2018-01-29 13F-HR Lenox Wealth Advisors, Inc. 135 0 -100.00 2 0 -100.00
2018-05-14 13F-HR CASTLEARK MANAGEMENT LLC 816,225 720,579 -11.72 16,414 14,678 -10.58
2018-04-16 13F-HR PEREGRINE CAPITAL MANAGEMENT LLC 864,367 828,587 -4.14 17,382 16,878 -2.90
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 16,926 21,949 29.68 340 447 31.47
2018-02-05 SC 13G/A BENCHMARK CAPITAL PARTNERS VI LP 6,655,809 6,668,807 0.20
2018-04-23 13F-HR PERKINS CAPITAL MANAGEMENT INC 32,525 32,275 -0.77 654 657 0.46
2018-05-11 13F-HR Cortina Asset Management, LLC 554,320 351,153 -36.65 11,147 7,153 -35.83
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-05-15 13F-HR STATE STREET CORP 1,001,200 1,043,655 4.24 20,131 21,260 5.61
2018-05-01 13F-HR Stanley-Laman Group, Ltd. 36,483 460,703 1,162.79 734 9,385 1,178.61
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 99,182 118,583 19.56 1,995 2,416 21.10
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 0 47,409 0 966
2018-04-30 13F-HR New Jersey Better Educational Savings Trust 16,000 14,000 -12.50 322 285 -11.49
2018-05-15 13F-HR MENTA CAPITAL LLC 0 44,752 0 912
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 10,258 11,175 8.94 206,288 227,635 10.35
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 65,421 115,652 76.78 1,316 2,356 79.03
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 577,981 338,324 -41.46 11,623 6,892 -40.70
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 30,000 30,000 0.00 603 611 1.33
2018-05-23 13F-HR Bdo Wealth Advisors, Llc 1,000 400 -60.00 20 8 -60.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 48,757 0 993
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,429 1,429 0.00 29 29 0.00
2018-05-15 13F-HR WADDELL & REED FINANCIAL INC 85,600 1,744
2018-05-15 13F-HR JANE STREET GROUP, LLC 0 10,216 0 208
2018-05-15 13F-HR DEUTSCHE BANK AG\ 798,034 943,670 18.25 16,047 19,221 19.78
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 50,500 57,500 13.86 1,016 1,171 15.26
2018-05-18 13F-HR Xact Kapitalforvaltning AB 11,600 236
2018-05-15 13F-HR Crestline Management, LP 41,966 855
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 26,110 26,110 0.00 525 532 1.33
2018-05-15 13F-HR SECOR Capital Advisors, LP 0 93,114 0 1,897
2018-04-05 13F-HR Edge Wealth Management LLC 26,379 35,139 33.21 530 716 35.09
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 50,000 51,500 3.00 1,006 1,049 4.27
2018-05-11 13F-HR Elk Creek Partners, LLC 156,259 321,914 106.01 3,142 6,557 108.69
2018-05-11 13F-HR Quantbot Technologies LP 18,162 53,591 195.07 365 1,091 198.90
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Call 0 6,300 0 128
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 14,851 0 -100.00 299 0 -100.00
2018-05-15 13F-HR TREMBLANT CAPITAL GROUP 1,485,832 30,266
2018-05-15 13F-HR Gotham Asset Management, LLC 29,656 0 -100.00 596 0 -100.00
2018-05-01 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 25,000 25,000 0.00 503 509 1.19
2018-05-04 13F-HR Balter Liquid Alternatives, LLC 20,701 20,119 -2.81 416 410 -1.44
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 17,200 0 350
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-05-11 13F-HR MACQUARIE GROUP LTD 82,209 83,136 1.13 1,653 1,693 2.42
2018-05-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 73,063 1,488
2018-05-15 13F-HR HBK INVESTMENTS L P 193,532 103,441 -46.55 3,892 2,107 -45.86
2018-05-15 13F-HR Gs Investments, Inc. 450 250 -44.44 9,050 5,093 -43.72
2018-05-15 13F-HR Advisor Group, Inc. 175 175 0.00 4 4 0.00
2018-05-11 13F-HR Cutler Group LP Call 14,800 5,100 -65.54 23 9 -60.87
2018-05-15 13F-HR FIFTH THIRD BANCORP 37,000 0 -100.00 744 0 -100.00
2018-05-15 13F-HR CREDIT SUISSE AG/ 65,846 240,912 265.87 1,324 4,907 270.62
2018-05-07 13F-HR PIER 88 INVESTMENT PARTNERS LLC 23,900 38,150 59.62 481 777 61.54
2018-05-08 13F-HR US BANCORP \DE\ 966 2,037 110.87 19 41 115.79
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 0 1,800 0 36
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 3,693 3,693 0.00 74 75 1.35
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 76,141 53,668 -29.51 1,531 1,093 -28.61
2018-02-05 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 16,880 0 -100.00 286 0 -100.00
2018-05-02 13F-HR THOMPSON DAVIS & CO., INC. 5,500 2,875 -47.73 111 59 -46.85
2018-05-15 13F-HR DARUMA CAPITAL MANAGEMENT LLC 2,729,386 2,619,691 -4.02 54,888 53,363 -2.78
2018-02-14 13F-HR TEACHERS ADVISORS INC 182,167 184,825 1.46 3,088 3,717 20.37
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 151 151 0.00 3 3 0.00
2018-04-18 13F-HR/A FNY Managed Accounts LLC 165 0 -100.00 3 0 -100.00
2018-02-12 13F-HR Bayesian Capital Management, LP 23,915 0 -100.00 405 0 -100.00
2018-05-10 13F-HR JP Morgan Chase & Co 117,849 208,941 77.30 2,371 4,257 79.54
2018-05-04 13F-HR Swiss National Bank 80,000 86,200 7.75 1,609 1,756 9.14
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC Call 90,000 1,833
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 65,897 63,113 -4.22 1,325 1,285 -3.02
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 1,000 1,700 70.00 20 35 75.00
2018-05-14 13F-HR Hudson Bay Capital Management LP Call 15,000 0 -100.00 302 0 -100.00
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 1,029 0 -100.00 21 0 -100.00
2018-05-14 13F-HR AlphaOne Investment Services, LLC 0 12,450 0 254
2018-02-09 SC 13G/A Passport Capital, LLC 5,468,690 0 -100.00
2018-05-10 13F-HR TCW GROUP INC 1,044,542 1,129,528 8.14 21,006 23,009 9.54
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 107 237 121.50 22 45 104.55
2018-05-14 13F-HR Lazarus Management Co LLC 89,023 225,387 153.18 1,790 4,591 156.48
2018-05-02 13F-HR RHUMBLINE ADVISERS 46,630 47,073 0.95 938 959 2.24
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 45,500 0 -100.00 915 0 -100.00
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 33,806 33,024 -2.31 680 673 -1.03
2018-05-01 13F-HR COMERICA BANK 88,189 87,789 -0.45 1,762 1,611 -8.57
2018-05-15 13F-HR black-and-white Capital LP Call 27,500 560
2018-05-11 13F-HR HSBC HOLDINGS PLC 137,560 2,802
2018-05-08 13F-HR Neuberger Berman Group LLC 46,700 90,700 94.22 939 1,848 96.81
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 25,945 16,716 -35.57 522 341 -34.67
2018-05-14 13F-HR OSTERWEIS CAPITAL MANAGEMENT INC 176,225 245,825 39.49 3,544 5,007 41.28
2018-05-15 13F-HR Lyon Street Capital, LLC 285,389 434,462 52.24 5,739 8,850 54.21
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 59,600 0 -100.00 1,199 0 -100.00
2018-05-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 474,066 313,902 -33.79 9,533 6,394 -32.93
2018-05-15 13F-HR Caption Management, Llc 180,366 3,674
2018-05-14 13F-HR ARK Investment Management LLC 921,786 1,361,628 47.72 18,537 27,736 49.63
2018-05-15 13F-HR Voya Investment Management LLC 21,411 21,411 0.00 431 436 1.16
2018-05-15 13F-HR Metlife Investment Advisors, Llc 23,786 23,786 0.00 478 485 1.46
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 210,700 4,292
2018-05-11 13F-HR Quadrature Capital LTD 20,699 0 -100.00 416 0 -100.00
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 92,400 0 -100.00 1,566 0 -100.00
2018-03-29 N-Q VANGUARD EXPLORER FUND (see advisory)
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 1,504 0 -100.00 30 0 -100.00
2018-05-15 13F-HR black-and-white Capital LP 500,000 850,000 70.00 10,055 17,315 72.20
2018-05-15 13F-HR WOLVERINE TRADING, LLC 28,135 0 -100.00 566 0 -100.00
2018-05-11 13F-HR Delpha Capital Management, Llc 2,118 0 -100.00 43 0 -100.00
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-05-14 13F-HR EAM Investors, LLC 170,401 44,139 -74.10 3,427 899 -73.77
2018-05-11 13F-HR CITIGROUP INC 62,569 32,604 -47.89 1,258 664 -47.22
2018-04-10 13F-HR Gradient Investments LLC 25,629 30,566 19.26 515 623 20.97
2018-05-02 13F-HR Intrinsic Edge Capital Management LLC 336,525 351,003 4.30 6,768 7,150 5.64
2018-04-03 13F-HR USA Financial Portformulas Corp 25,297 0 -100.00 509 0 -100.00
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 416 503 20.91 8 8 0.00
2018-05-15 13F-HR Park West Asset Management LLC 2,100,000 1,239,000 -41.00 42,231 25,238 -40.24
2018-05-15 13F-HR MASTERS CAPITAL MANAGEMENT LLC Call 500,000 10,185
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 2,100 41
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 10,779 220
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 82,300 63,500 -22.84 1,655 1,293 -21.87
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 14,385 39,678 175.83 289 808 179.58
2018-05-14 13F-HR Cipher Capital LP 18,802 383
2018-05-11 13F-HR SEI INVESTMENTS CO 33,085 33,285 0.60 665 678 1.95
2018-05-15 13F-HR BARCLAYS PLC 17,938 50,816 183.29 361 1,035 186.70
2018-02-14 13F-HR MORGAN STANLEY 410,871 126,602 -69.19 6,965 2,546 -63.45
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 12,682 13,767 8.56 255 279 9.41
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 160,496 216,705 35.02 3,228 4,414 36.74
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 78,654 1,333
2018-05-11 13F-HR Rock Point Advisors, LLC 249,270 170,330 -31.67 5,013 3,470 -30.78
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 0 37,500 0 764
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 7,686 170 -97.79 155 3 -98.06
2018-05-15 13F-HR A.R.T. Advisors, LLC 28,181 43,261 53.51 566 881 55.65
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 0 1,422 0 29
2018-05-15 13F-HR QS Investors, LLC 331,231 310,399 -6.29 6,661 6,323 -5.07
2018-02-13 13F-HR Axa 10,400 209
2018-05-15 13F-HR Virtue Capital Management, Llc 173 0 -100.00 3 0 -100.00
2018-05-14 13F-HR NOMURA HOLDINGS INC Call 179,100 3,641
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 39,013 41,625 6.70 785 848 8.03
2018-05-15 13F-HR MASTERS CAPITAL MANAGEMENT LLC 200,000 600,000 200.00 4,022 12,222 203.88
2018-05-01 13F-HR IRONWOOD INVESTMENT MANAGEMENT LLC 35,764 35,377 -1.08 719 721 0.28
2018-05-09 13F-HR NORTHERN TRUST CORP 583,301 599,284 2.74 11,730 12,206 4.06
2018-05-15 13F-HR ARDSLEY ADVISORY PARTNERS 400,000 345,000 -13.75 8,044 7,007 -12.89
2018-05-03 13F-HR Trexquant Investment LP 0 64,464 0 1,313
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 79,111 78,680 -0.54 1,591 1,603 0.75
2018-05-07 13F-HR Engineers Gate Manager LP 78,359 94,908 21.12 1,576 1,933 22.65
2018-05-15 13F-HR Precept Management LLC 41,000 0 -100.00 825 0 -100.00
2018-05-14 13F-HR Old Mutual Global Investors (UK) Ltd. 19,146 7,548 -60.58 385 153 -60.26
2018-05-01 13F-HR Hanson McClain, Inc. 641 641 0.00 13 13 0.00
2018-02-09 13F-HR South Dakota Investment Council 110,900 0 -100.00 1,880 0 -100.00
2018-05-02 13F-HR Trellus Management Company, LLC 57,000 11,800 -79.30 1,146 240 -79.06
2018-05-14 13F-HR Pacad Investment Ltd. 0 3,200 0 63
2018-05-15 13F-HR Walleye Trading LLC 0 2,897 0 59
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 2,600 0 -100.00 44 0 -100.00
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 24,800 0 -100.00 420 0 -100.00
2018-04-18 13F-HR WealthTrust-Arizona, LLC 150 150 0.00 3 3 0.00
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-05-02 13F-HR HANSEATIC MANAGEMENT SERVICES INC 61 61 0.00 1 1 0.00
2018-05-15 13F-HR UBS Group AG 23,088 26,566 15.06 465 541 16.34
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 33,274 0 678
2018-05-15 13F-HR Shanda Payment Holdings Ltd. 200,000 203,591 1.80 4,022 4,147 3.11
2018-05-17 13F-HR/A TORTOISE CAPITAL ADVISORS, L.L.C. 50 50 0.00 1 0 -100.00
2018-05-11 13F-HR Russell Investments Group, Ltd. 59,102 67,748 14.63 1,198 1,380 15.19
2018-05-14 13F-HR BlueMountain Capital Management, LLC 38,417 783

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( HDP / Hortonworks, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

Related Articles

ANTH: Anthera Pharmaceuticals Analysis and Research Report

2018-05-21 - Asif

Overview Anthera Pharmaceuticals, Inc. is a biopharmaceutical company focused on advancing the development and commercialization of innovative medicines that benefit patients with unmet medical needs. The company currently have two compounds in development, Sollpura and blisibimod. The company licensed Sollpura from Eli Lilly & Co (“Eli Lilly”) in July 2014. Sollpura is a novel non-porcine investigational Pancreatic Enzyme Replacement Therapy (“PERT”) intended for the treatment of patients with Exocrine Pancreatic Insufficiency (“EPI”), often seen in patients with cystic fibrosis and other conditions. The company licensed blisibimod from Amgen, Inc. (“Amgen”) in December 2007. Blisibimod targets B-cell activating factor, or BAFF, which has been shown to be elevated in a variety of B-cell mediated autoimmune diseases, including Immunoglobulin A nephropathy, or IgA nephropathy. Sollpura The exocrine pancreas is responsible for synthesis and secretion of digestive en...

AGEN: Agenus Inc Analysis and Research Report

2018-05-21 - Asif

Business Agenus is a clinical-stage immuno-oncology (“I-O”) company dedicated to becoming a leader in the discovery and development of innovative combination therapies and committed to bringing effective medicines to patients with cancer. The company's business is designed to drive success in I-O through speed, innovation, and effective combination therapies. Agenus has assembled fully integrated capabilities from novel target discovery, antibody generation, cell line development, and good manufacturing practice (“GMP”) manufacturing together with a comprehensive portfolio consisting of antibody-based therapeutics, adjuvants and cancer vaccine platforms. The company leverage its immune biology platforms to identify effective combination therapies for development and have developed productive partnerships to advance its innovation. The company believe the next generation of cancer treatment will build on clinically validated antibodies targeting CTLA-4 and PD-1 combined wi...

SQ: Square Analysis and Research Report

2018-05-21 - Asif

Business The company started Square in February 2009 to enable businesses (sellers) to accept card payments, an important capability that was previously inaccessible to many businesses. However, sellers also need innovative solutions to thrive, and Square has since expanded to provide additional products and services to give these businesses access to the same tools as large businesses. This approach aligns with its purpose of economic empowerment, as everything the company do should give sellers accessible, affordable tools to grow their businesses and participate in the economy. Square is a cohesive commerce ecosystem that helps its sellers start, run, and grow their businesses. The company combine sophisticated software with affordable hardware to enable sellers to turn mobile and computing devices into powerful payment and point-of-sale solutions. Square has high seller acceptance rates and fast onboarding, while maintaining low risk and fraud losses as a result of its a...

Related News Stories

Hortonworks, Inc. (HDP) Sees Hammer Chart Pattern: Time to Buy?

2018-05-16 zacks
Hortonworks, Inc. (HDP - Free Report) has been struggling lately, but the selling pressure may be coming to an end soon. That is because HDP recently saw a Hammer Chart Pattern which can signal that the stock is nearing a bottom. (19-1)

Hortonworks: Time For A Rebound

2018-05-14 seekingalpha
Hortonworks has underperformed in the year to date, following its rival Cloudera which saw a ~50% crash in one day following its Q4 earnings. (43-0)

Hortonworks' (HDP) CEO Rob Bearden on Q1 2018 Results - Earnings Call Transcript

2018-05-09 seekingalpha
Good day, ladies and gentlemen, and welcome to the First Quarter 2018 Hortonworks Inc. Earnings Conference Call. [Operator Instructions]. And as a reminder, this call is being recorded. I would now like to introduce your host for today's conference, Reuben Gallegos, Vice President, Investor Relations. Sir, you may begin. (62-0)

Hortonworks 2018 Q1 - Results - Earnings Call Slides

2018-05-09 seekingalpha
The following slide deck was published by Hortonworks in conjunction with their 2018 Q1 earnings call. (1-0)

Hortonworks: Deserves More Respect

2018-02-10 seekingalpha
The company appears to be hugely unprofitable, but it also achieved cash flow breakeven status this quarter. (90-1)

CUSIP: 440894103