SecurityHDB / HDFC Bank Ltd. (40415F101)
Institutional Owners501 (121 N-Q Owners)
Institutional Shares148,766,864 (ex. N-Q)
Institutional Value$ 86,984,226,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

HDFC Bank Ltd. (NYSE:HDB) has 501 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 148,766,864 shares. Largest shareholders include FMR LLC / Fidelity, JP Morgan Chase & Co, Wcm Investment Management/ca, Capital World Investors, Fisher Asset Management, LLC, Artisan Partners Limited Partnership, Schroder Investment Management Group, Harding Loevner Lp, Fiera Capital Corp, and Capital Research Global Investors.
HDFC Bank Ltd. (NYSE:HDB) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-09 13F-HR GABELLI FUNDS LLC 17,500 17,500 0.00 1,779 1,728 -2.87
2018-05-11 13F-HR CABOT WEALTH MANAGEMENT INC 119,988 118,618 -1.14 12,199 11,716 -3.96
2018-05-14 13F-HR CREDIT AGRICOLE S A 62,568 119,523 91.03 6,362 11,805 85.55
2018-05-15 13F-HR Ashmore Group plc 279,084 98,348 -64.76 28,375 9,714 -65.77
2018-05-14 13F-HR SRS Capital Advisors, Inc. 705 816 15.74 71 80 12.68
2018-05-09 13F-HR Aubrey Capital Management Ltd 75,130 75,130 0.00 7,638,467 7,638,467 0.00
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 36,000 9,593 -73.35 3,660 948 -74.10
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 380,500 408,000 7.23 38,685 40,298 4.17
2018-05-02 13F-HR Paulson Wealth Management Inc. 21 0 -100.00 2 0 -100.00
2018-05-17 N-Q Guardian Variable Products Trust (see advisory)
2018-05-11 13F-HR RIVER & MERCANTILE ASSET MANAGEMENT LLP 41,419 40,850 -1.37 4,213 4,037 -4.18
2018-05-10 13F-HR FRANKLIN RESOURCES INC 458,000 466,800 1.92 46,564 46,132 -0.93
2018-05-10 13F-HR Gator Capital Management, LLC 8,200 8,200 0.00 834 810 -2.88
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 342,673 592,390 72.87 34,839 58,511 67.95
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-05-15 13F-HR Temasek Holdings (Private) Ltd 640,870 63,299
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-05-02 13F-HR Daiwa Securities Group Inc. 300 150 -50.00 31 15 -51.61
2018-04-26 N-Q Trust For Professional Managers (see advisory)
2018-05-11 13F-HR Cutler Group LP Call 6,000 200 -96.67 21 0 -100.00
2018-05-10 13F-HR BESSEMER GROUP INC 59,368 79,898 34.58 6,035 7,892 30.77
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 71,745 83,652 16.60 7,294 8,262 13.27
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 19,580 19,580 0.00 1,990,702 1,933,918 -2.85
2018-02-12 13F-HR FIL Ltd 1,980,395 1,992,270 0.60 190,851 202,553 6.13
2018-05-15 13F-HR A.R.T. Advisors, LLC 49,270 64,370 30.65 5,009 6,357 26.91
2018-04-10 13F-HR Tower View Investment Management & Research Llc 6,160 608
2018-04-27 13F-HR MOODY LYNN & LIEBERSON, INC. 9,727 9,727 0.00 1,042 961 -7.77
2018-05-15 13F-HR Man Group plc 27,500 2,716
2018-05-15 13F-HR CAPITAL INTERNATIONAL INC /CA/ 200 200 0.00 20 20 0.00
2018-05-04 13F-HR D.A. DAVIDSON & CO. 6,781 7,210 6.33 689 712 3.34
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 288 0 -100.00 28 0 -100.00
2018-05-11 13F-HR Mondrian Investment Partners LTD 600 1,750 191.67 61 168 175.41
2018-05-15 13F-HR STATE STREET CORP 140,571 26,926 -80.85 14,292 2,660 -81.39
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 617,452 682,253 10.49 62,776 67,386 7.34
2018-03-29 N-Q American Funds Global Balanced Fund (see advisory)
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-05-15 13F-HR SANDS CAPITAL MANAGEMENT, LLC 216,718 258,331 19.20 22,034 25,515 15.80
2018-05-14 13F-HR HENDERSON GROUP PLC 148,287 174,266 17.52 15,077 17,215 14.18
2018-05-09 13F-HR NORTHERN TRUST CORP 861,525 911,537 5.81 87,592 90,033 2.79
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 169,000 169,000 0.00 17,182 16,692 -2.85
2018-05-15 13F-HR/A LOGAN CAPITAL MANAGEMENT INC 10,032 10,442 4.09 1,020 1,031 1.08
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 10,495 0 -100.00 1,011 0 -100.00
2018-05-11 13F-HR Cutler Group LP Put 5,300 3,000 -43.40 20 17 -15.00
2018-05-15 13F-HR Viking Global Investors LP 660,838 663,626 0.42 67,187 65,546 -2.44
2018-05-15 13F-HR Capital World Investors 8,510,451 7,902,228 -7.15 865,258 780,503 -9.80
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 24,558 24,527 -0.13 2,496 2,422 -2.96
2018-03-06 13F-HR Kimelman & Baird, LLC 3,000 3,000 0.00 289 305 5.54
2018-02-26 N-Q Ab Cap Fund, Inc. (see advisory)
2018-05-09 13F-HR Tahithromos, L.L.C. 175,000 175,000 0.00 17,792 17,285 -2.85
2018-05-15 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 5,359 5,359 0.00 545 529 -2.94
2018-05-15 13F-HR AMP Capital Investors Ltd 266,522 222,689 -16.45 27,098 21,565 -20.42
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 17,800 22,000 23.60 1,810 2,173 20.06
2018-05-11 13F-HR HSBC HOLDINGS PLC 344,238 284,089 -17.47 34,999 28,059 -19.83
2018-04-05 13F-HR NEW SILK ROAD INVESTMENT PTE LTD 267,800 254,600 -4.93 27,227 25,147 -7.64
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-04 13F-HR Motley Fool Asset Management LLC 113,350 113,350 0.00 11,524 11,196 -2.85
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 205,501 214,108 4.19 20,892 21,148 1.23
2018-05-15 13F-HR Independent Advisor Alliance 2,116 209
2018-05-15 13F-HR NS Partners Ltd 8,843 0 -100.00 899 0 -100.00
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 382 38
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 332 711 114.16 34 70 105.88
2018-05-15 13F-HR UBS Group AG Put 80,000 80,000 0.00 8,134 7,902 -2.85
2018-03-29 N-Q Financial Investors Trust (see advisory)
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0 59 0 6
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 1,115,636 1,260,939 13.02 113,490 124,553 9.75
2018-04-02 13F-HR PARK NATIONAL CORP /OH/ 2,068 2,082 0.68 210 206 -1.90
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 5,676 5,676 0.00 577 561 -2.77
2018-03-28 N-Q Voya Mutual Funds (see advisory)
2018-05-11 13F-HR Fiera Capital Corp 3,045,608 3,214,942 5.56 309,647 317,540 2.55
2018-04-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-02-12 13F-HR Liberty Mutual Group Asset Management Inc. 17,669 0 -100.00 1,703 0 -100.00
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 1,931 4,046 109.53 197 400 103.05
2018-01-29 N-Q Neuberger Berman Equity Funds (see advisory)
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-05-15 13F-HR MARSICO CAPITAL MANAGEMENT LLC 34,782 37,698 8.38 3,536 3,723 5.29
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 0 3,781 0 373
2018-05-15 13F-HR American Financial Network Advisory Services Llc 47 0 -100.00 5 0 -100.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 37,000 46,100 24.59 3,762 4,553 21.03
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 332 402 21.08 34 40 17.65
2018-05-15 13F-HR Advisor Group, Inc. 16,022 14,507 -9.46 1,629 1,433 -12.03
2018-03-28 N-Q Hartford Mutual Funds Ii Inc (see advisory)
2018-04-02 N-Q Etfis Series Trust I (see advisory)
2018-05-14 13F-HR RUANE, CUNNIFF & GOLDFARB INC 9,074 0 -100.00 923 0 -100.00
2018-03-29 N-Q Harding Loevner Funds Inc (see advisory)
2018-05-08 13F-HR ClariVest Asset Management LLC 155,190 165,990 6.96 15,779 16,394 3.90
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 55,000 55,000 0.00 5,592 5,432 -2.86
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 20,037 19,747 -1.45 2,037 1,950 -4.27
2018-05-15 13F-HR Edge Advisors, Llc 612 612 0.00 62 60 -3.23
2018-04-13 13F-HR Calamos Advisors LLC 0 3,900 0 386
2018-05-15 13F-HR Quantitative Investment Management, LLC 22,700 25,300 11.45 2,307 2,498 8.28
2018-05-08 13F-HR CONNABLE OFFICE INC 12,198 12,198 0.00 1,240 1,205 -2.82
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 129,900 193,400 48.88 13,207 19,102 44.64
2018-04-19 13F-HR WEBSTER BANK, N. A. 151 0 -100.00 15 0 -100.00
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 215,946 204,221 -5.43 20,810,716 20,763,149 -0.23
2018-02-22 13F-HR Cable Hill Partners, LLC 50 0 -100.00 5 0 -100.00
2018-04-20 13F-HR Seacrest Wealth Management, Llc 603 573 -4.98 61 57 -6.56
2018-05-15 13F-HR CAPITAL GUARDIAN TRUST CO 528,281 565,829 7.11 53,710 55,887 4.05
2018-05-14 13F-HR IHT Wealth Management, LLC 625 625 0.00 63 62 -1.59
2018-05-14 13F-HR NOMURA HOLDINGS INC 718,000 71,868
2018-05-15 13F-HR MARTIN CURRIE LTD 1,268,491 1,342,744 5.85 128,968 132,622 2.83
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-14 13F-HR CASTLEARK MANAGEMENT LLC 1,500 1,500 0.00 153 148 -3.27
2018-03-01 N-Q Loomis Sayles Funds Ii (see advisory)
2018-03-27 N-Q Harbor Funds (see advisory)
2018-04-02 N-Q Investment Managers Series Trust (see advisory)
2018-04-10 13F-HR Genesis Asset Managers, LLP 192,398 91,573 -52.40 19,561 9,045 -53.76
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 3,300 10,000 203.03 336 988 194.05
2018-03-30 N-Q Fidelity Investment Trust (see advisory)
2018-04-25 13F-HR FIRST INTERSTATE BANK 1,280 1,280 0.00 130 126 -3.08
2018-02-28 N-Q Ivy Funds (see advisory)
2018-03-26 N-Q Mfs Series Trust Viii (see advisory)
2018-05-02 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 2,985 2,985 0.00 303 295 -2.64
2018-02-13 13F-HR Axa 215,985 214,465 -0.70 20,814 21,805 4.76
2018-01-29 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-05-10 13F-HR BAILLIE GIFFORD & CO 1,364,201 1,336,423 -2.04 138,699 131,999 -4.83
2018-05-15 13F-HR Walleye Trading LLC Put 1,500 32,200 2,046.67 153 3,180 1,978.43
2018-05-11 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 4,229,305 417,729
2018-02-12 13F-HR BROWN ADVISORY INC 2,949 3,265 10.72 284 331 16.55
2018-05-15 13F-HR Banco De Sabadell, S.a 21,762 2,115
2018-05-08 13F-HR SIGNATUREFD, LLC 0 11 0 1
2018-04-20 13F-HR JENNISON ASSOCIATES LLC 1,168,554 1,164,715 -0.33 118,807 115,039 -3.17
2017-12-29 N-Q Nuveen Investment Trust Ii (see advisory)
2017-12-27 N-Q Advisors' Inner Circle Fund Ii (see advisory)
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-02-23 13F-HR/A TEACHER RETIREMENT SYSTEM OF TEXAS 29,433 0 -100.00 2,836 0 -100.00
2018-05-15 13F-HR Bank of New York Mellon Corp 204,472 215,431 5.36 20,788 21,278 2.36
2018-05-03 13F-HR Northcape Capital Pty Ltd 751,691 738,493 -1.76 76,424 72,941 -4.56
2018-05-15 13F-HR We Are One Seven, Llc 329 435 32.22 33 43 30.30
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 1,323,064 1,568,976 18.59 127,504 159,518 25.11
2018-01-17 13F-HR FCM INVESTMENTS/TX 26,000 0 -100.00 2,506 0 -100.00
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 15,720 19,491 23.99 1,598 1,925 20.46
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 3,160 4,499 42.37 321 444 38.32
2018-04-30 13F-HR PARK AVENUE SECURITIES LLC 2,618 2,923 11.65 268 289 7.84
2018-04-02 N-Q Pioneer Series Trust Vi (see advisory)
2018-04-27 N-Q CAPITAL WORLD GROWTH & INCOME FUND (see advisory)
2018-05-15 13F-HR DEUTSCHE BANK AG\ 292,973 315,638 7.74 29,784 31,171 4.66
2018-03-23 N-Q Blackrock Long-horizon Equity Fund (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC 31,821 0 -100.00 3,235 0 -100.00
2018-02-09 13F-HR Virtu Financial LLC 5,576 567
2018-02-27 N-Q Bernstein Sanford C Fund Inc (see advisory)
2018-04-27 N-Q New Economy Fund (see advisory)
2018-05-15 13F-HR Two Creeks Capital Management, LP 938,626 1,032,719 10.02 95,430 102,002 6.89
2018-02-15 13F-HR Fieldpoint Private Securities, LLC 3,426 0 -100.00 330 0 -100.00
2018-03-01 N-Q Calvert World Values Fund Inc (see advisory)
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 5,109 2,904 -43.16 519 287 -44.70
2018-04-06 13F-HR Eqis Capital Management, Inc. 4,905 4,141 -15.58 499 409 -18.04
2018-05-14 13F-HR Gryphon Financial Partners Llc 8 24 200.00 1 2 100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 33,200 28,600 -13.86 3,375 2,825 -16.30
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0 4,000 0 395
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 118 10
2018-05-08 13F-HR Parallel Advisors, LLC 1,630 1,630 0.00 166 161 -3.01
2018-04-02 N-Q John Hancock Investment Trust (see advisory)
2018-02-14 13F-HR Integral Derivatives, LLC Put 3,400 0 -100.00 328 0 -100.00
2018-01-18 13F-HR Westpac Banking Corp 112,070 0 -100.00 10,800,186 0 -100.00
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 10,829 12,615 16.49 1,101 1,246 13.17
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Put 20,000 0 -100.00 1,927 0 -100.00
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-05-10 13F-HR TURNER INVESTMENTS, L.P. 290 0 -100.00 29 0 -100.00
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 5,600 5,765 2.95 569 569 0.00
2018-04-10 13F-HR Daiwa SB Investments Ltd. 2,000 1,600 -20.00 203 158 -22.17
2018-05-15 13F-HR WADDELL & REED FINANCIAL INC 4,090 4,090 0.00 416 404 -2.88
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,591,633 1,459,303 -8.31 161,821 144,135 -10.93
2018-03-29 N-Q Franklin Templeton International Trust (see advisory)
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 1,201 1,391 15.82 120 136 13.33
2018-05-11 13F-HR SEI INVESTMENTS CO 1,474,300 1,761,775 19.50 149,893 174,011 16.09
2018-02-15 13F-HR BB&T SECURITIES, LLC 21,662 22,463 3.70 2,087 2,283 9.39
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 541,870 580,662 7.16 55,087 57,333 4.08
2018-05-14 13F-HR Pin Oak Investment Advisors Inc 81 81 0.00 8 8 0.00
2018-04-30 13F-HR GILDER GAGNON HOWE & CO LLC 557,185 476,849 -14.42 56,649 47,098 -16.86
2018-05-15 13F-HR UBS Group AG 258,515 280,850 8.64 26,284 27,739 5.54
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 0 8,100 0 824
2018-03-28 N-Q Alger Funds Ii (see advisory)
2018-05-15 13F-HR Lombard Odier Asset Management (Switzerland) SA 15,800 1,561
2018-04-27 N-Q Fidelity Advisor Series I (see advisory)
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-05-04 13F-HR M&T BANK CORP 117,215 124,100 5.87 11,916 12,258 2.87
2018-05-18 13F-HR CIBC World Markets Inc. 2,090 3,136 50.05 212 310 46.23
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Put 50,000 0 -100.00 5,084 0 -100.00
2018-05-01 13F-HR Handelsinvest Investeringsforvaltning 8,000 8,000 0.00 813 790 -2.83
2018-05-14 13F-HR PROFUND ADVISORS LLC 38,256 33,982 -11.17 3,889 3,356 -13.71
2018-05-15 13F-HR Glovista Investments LLC 0 15,642 0 1,545
2018-05-16 13F-HR Braun-bostich & Associates Inc. 1,037 1,037 0.00 105 102 -2.86
2018-05-14 13F-HR DIAM Co., Ltd. 991,662 1,568,691 58.19 100,188 154,940 54.65
2018-05-07 13F-HR FIDUCIARY TRUST CO 3,587 6,587 83.64 365 651 78.36
2018-05-07 13F-HR Sawtooth Asset Management, Inc. 2,502 0 -100.00 254 0 -100.00
2018-02-08 13F-HR PineBridge Investments, L.P. 12,700 8,000 -37.01 1,224 813 -33.58
2018-05-17 13F-HR Atlantic Trust Group, LLC 61,871 72,748 17.58 6,290 7,185 14.23
2018-04-26 13F-HR Boston Common Asset Management, LLC 80,590 79,215 -1.71 8,194 7,824 -4.52
2018-04-18 N-Q Mfs Series Trust X (see advisory)
2018-02-27 N-Q Touchstone Strategic Trust (see advisory)
2018-05-11 13F-HR Fortis Advisors, LLC 55 5
2017-12-21 N-Q Blackrock Funds (see advisory)
2018-05-14 13F-HR Jarislowsky, Fraser Ltd 4,616 455
2018-05-15 13F-HR Wellington Management Group LLP 1,661,147 1,608,679 -3.16 168,888 158,890 -5.92
2018-05-15 13F-HR SAMLYN CAPITAL, LLC 519,805 581,282 11.83 52,849 57,413 8.64
2018-05-14 13F-HR FLOW TRADERS U.S. LLC 0 3,014 0 298
2018-05-14 13F-HR HRT FINANCIAL LLC 2,324 229
2018-05-15 13F-HR BANK OF NOVA SCOTIA 5,444 538
2018-05-09 13F-HR Sustainable Growth Advisers, LP 1,305,134 1,581,769 21.20 132,693 156,231 17.74
2018-02-28 N-Q Ishares Trust (see advisory)
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 35,966 3,552
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 53,692 64,130 19.44 5,459 6,334 16.03
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 35,188 37,172 5.64 3,578 3,671 2.60
2018-04-27 13F-HR Trailhead Pacific, Llc 26,000 26,000 0.00 2,643 2,568 -2.84
2018-01-19 13F-HR Diversified Trust Co 69,062 53,900 -21.95 6,656 5,480 -17.67
2018-04-09 13F-HR VONTOBEL ASSET MANAGEMENT INC 2,140,936 2,040,524 -4.69 239,025 222,780 -6.80
2018-03-01 N-Q First Trust Exchange-traded Fund Ii (see advisory)
2018-05-14 13F-HR Sloane Robinson LLP 203,900 76,600 -62.43 21,177 7,888 -62.75
2018-05-10 13F-HR Employees Retirement System of Texas 77,900 77,900 0.00 7,920 7,694 -2.85
2018-03-28 N-Q Alger Global Growth Fund (see advisory)
2018-05-21 13F-HR Summit Trail Advisors, Llc 155 14,959 9,550.97 16 15 -6.25
2018-05-15 13F-HR WOLVERINE TRADING, LLC 19,938 6,464 -67.58 2,027 638 -68.52
2018-05-11 13F-HR CITIGROUP INC Call 11,500 7,500 -34.78 1,169 651 -44.31
2018-02-09 13F-HR Proficio Capital Partners LLC 49 75 53.06 5 8 60.00
2018-02-27 N-Q Columbia Funds Series Trust I (see advisory)
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 0 8,365 0 826
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 254,730 254,804 0.03 25,898 25,167 -2.82
2018-04-12 13F-HR Integrated Investment Consultants, LLC 13 155 1,092.31 1 15 1,400.00
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 10,483 10,500 0.16 1,066 1,037 -2.72
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 2,502 0 -100.00 254 0 -100.00
2018-03-01 N-Q Janus Investment Fund (see advisory)
2018-04-18 13F-HR REGIONS FINANCIAL CORP 1,313 1,320 0.53 134 131 -2.24
2018-05-15 13F-HR HighTower Advisors, LLC 14,291 16,032 12.18 1,455 1,584 8.87
2018-05-02 13F-HR Veritas Asset Management LLP 170,000 250,000 47.06 17,284 24,692 42.86
2018-04-27 N-Q Valic Co I (see advisory)
2017-12-28 N-Q Fidelity Advisor Series Vii (see advisory)
2018-03-28 N-Q Alger Funds (see advisory)
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 341,529 339,698 -0.54 34,723 33,552 -3.37
2018-05-15 13F-HR EARNEST PARTNERS LLC 1,707,777 1,512,632 -11.43 173,630 149,403 -13.95
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-05-15 13F-HR PEAK6 Investments, L.P. 28,872 62,629 116.92 2,935 6,186 110.77
2018-05-10 13F-HR JP Morgan Chase & Co 12,822,074 12,922,289 0.78 1,303,621 1,276,333 -2.09
2018-05-11 13F-HR DELTEC ASSET MANAGEMENT LLC 50,826 51,326 0.98 5,167 5,069 -1.90
2018-05-09 13F-HR Rockefeller Capital Management L.p. 9,005 889
2018-05-14 13F-HR DSM Capital Partners LLC 1,155,648 1,002,691 -13.24 117,495 99,036 -15.71
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-02-14 13F-HR GLG Partners LP 24,000 31,000 29.17 2,313 3,152 36.27
2018-05-14 13F-HR EMERGING SOVEREIGN GROUP LLC 50,551 57,621 13.99 5,140 5,691 10.72
2018-05-15 13F-HR Castle Hook Partners LP 450,874 0 -100.00 45,840 0 -100.00
2018-03-29 N-Q Asia Tigers Fund Inc (see advisory)
2018-02-27 N-Q Etf Series Solutions (see advisory)
2018-04-25 13F-HR Coronation Fund Managers Ltd. 166,403 188,752 13.43 16,918 18,643 10.20
2018-02-14 13F-HR MARSHALL WACE ASIA Ltd 50,520 0 -100.00 4,850 0 -100.00
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 37,583 44,631 18.75 3,621 4,408 21.73
2018-05-09 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 30,090 29,414 -2.25 3,059 2,905 -5.03
2018-02-28 N-Q EUROPACIFIC GROWTH FUND (see advisory)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 2,687,923 2,326,307 -13.45 273,281 229,769 -15.92
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 1,575 1,584 0.57 160 156 -2.50
2018-05-11 13F-HR Russell Investments Group, Ltd. 2,314,397 2,283,986 -1.31 233,715 225,538 -3.50
2018-02-23 N-Q Wasatch Funds Trust (see advisory)
2018-03-27 N-Q Wells Fargo Funds Trust (see advisory)
2018-03-28 N-Q Mirae Asset Discovery Funds (see advisory)
2018-01-26 N-Q Amcap Fund (see advisory)
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 93,226 144,663 55.17 9,478 14,288 50.75
2018-01-23 13F-HR BFSG, LLC 2,395 0 -100.00 231 0 -100.00
2018-04-09 13F-HR SHEETS SMITH WEALTH MANAGEMENT 5,063 4,958 -2.07 515 490 -4.85
2018-02-12 13F-HR ARK Investment Management LLC 794 81
2018-03-26 N-Q Mfs Series Trust Xv (see advisory)
2018-03-29 N-Q Vanguard Trustees' Equity Fund (see advisory)
2018-02-14 13F-HR Verition Fund Management LLC 5,253 0 -100.00 506 0 -100.00
2018-03-29 N-Q VANGUARD WHITEHALL FUNDS (see advisory)
2018-04-30 N-Q Claymore Exchange-traded Fund Trust 2 (see advisory)
2018-05-04 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 25,002 23,482 -6.08 2,542 2,319 -8.77
2018-02-14 13F-HR GCA INVESTMENT MANAGEMENT, LLC 2,700 0 -100.00 75 0 -100.00
2018-05-03 13F-HR SG Americas Securities, LLC 36,694 20,001 -45.49 3,731 1,975 -47.07
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 684,400 748,716 9.40 69,583 73,950 6.28
2018-05-04 13F-HR Motley Fool Wealth Management, LLC 71,126 76,220 7.16 7,231 7,528 4.11
2018-02-12 13F-HR HARDING LOEVNER LP 3,362,462 3,405,099 1.27 324,040 346,196 6.84
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-05-15 13F-HR GLENMEDE TRUST CO NA 339 339 0.00 34 34 0.00
2018-05-10 13F-HR Winfield Associates, Inc. 105 0 -100.00 11 0 -100.00
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 53,343 119,514 124.05 5,423,383 11,804,398 117.66
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-04-26 13F-HR CWM, LLC 37 44 18.92 4 4 0.00
2018-02-13 13F-HR MAVERICK CAPITAL LTD 35,830 0 -100.00 3,453 0 -100.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 16,200 5,000 -69.14 1,647 494 -70.01
2018-05-15 13F-HR LPL Financial LLC 2,044 4,763 133.02 208 470 125.96
2018-04-11 13F-HR DnB Asset Management AS 20,800 19,700 -5.29 2,115,776 1,946,557 -8.00
2018-05-15 13F-HR Invesco Ltd. 2,226,590 2,485,707 11.64 226,378 245,513 8.45
2018-05-04 13F-HR Financial Gravity Companies, Inc. 107 25 -76.64 12 2 -83.33
2018-04-19 13F-HR Asset Dedication, LLC 270 270 0.00 27 27 0.00
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 33,937 352,683 939.23 3,450 34,835 909.71
2018-03-29 N-Q Ashmore Funds (see advisory)
2018-05-04 13F-HR D'Orazio & Associates, Inc. 1,000 1,000 0.00 102 99 -2.94
2018-05-14 13F-HR Nuveen Asset Management, LLC 37,897 33,053 -12.78 3,853 3,265 -15.26
2018-05-09 13F-HR Pictet & Cie (Europe) SA 7,960 230
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-15 13F-HR RPg Family Wealth Advisory, LLC 519 519 0.00 52,766 51,261 -2.85
2018-02-14 13F-HR Sensato Investors LLC 158,900 0 -100.00 15,313 0 -100.00
2018-02-13 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 14,045 17,854 27.12 1,354 1,815 34.05
2018-05-04 13F-HR FLOSSBACH VON STORCH AG 0 524,730 0 51,828
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 7,306 7,306 0.00 743 722 -2.83
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 10,800 3,000 -72.22 1,098 296 -73.04
2018-04-17 13F-HR RELIANCE TRUST CO OF DELAWARE 4,094 405
2017-12-28 N-Q Eaton Vance Growth Trust (see advisory)
2018-05-14 13F-HR GQG Partners LLC 1,148,666 1,041,667 -9.32 116,785 102,885 -11.90
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 15,668 21,155 35.02 1,593 2,089 31.14
2018-05-16 13F-HR Private Capital Group, Llc 72 1,706 2,269.44 173 169 -2.31
2018-05-10 13F-HR MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC 8,422 8,422 0.00 856 832 -2.80
2018-05-15 13F-HR Capital Bank & Trust Co 596,114 583,819 -2.06 60,607 57,664 -4.86
2018-04-26 13F-HR Lenox Wealth Management, Inc. 134 35,452 26,356.72 3 3,501 116,600.00
2018-05-11 13F-HR CITIGROUP INC 80,569 119,636 48.49 8,190 10,385 26.80
2018-04-20 13F-HR BB&T CORP 6,717 7,579 12.83 683 748 9.52
2018-02-09 13F-HR Baird Financial Group, Inc. 247,769 297,877 20.22 23,878 30,286 26.84
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 201 170 -15.42 20 16 -20.00
2018-02-23 N-Q Rbc Funds Trust (see advisory)
2018-02-27 N-Q Thornburg Investment Trust (see advisory)
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 13,235 39,588 199.12 1,345 3,910 190.71
2018-05-15 13F-HR CLEARBRIDGE, LLC 37,168 3,671
2018-05-15 13F-HR Advisors Asset Management, Inc. 6,640 8,854 33.34 675 860 27.41
2018-05-15 13F-HR GAM Holding AG 51,400 73,750 43.48 5,226 7,284 39.38
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 8,100 0 -100.00 824 0 -100.00
2018-05-07 13F-HR ETRADE Capital Management LLC 3,335 5,507 65.13 339 544 60.47
2018-05-15 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 15,900 14,200 -10.69 1,617 1,403 -13.23
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 110,663 117,843 6.49 11,251 11,639 3.45
2018-05-15 13F-HR JANE STREET GROUP, LLC 0 4,958 0 490
2018-05-11 13F-HR Cutler Group LP 18,978 0 -100.00 1,929 0 -100.00
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 7,690 7,690 0.00 741 782 5.53
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 12,300 7,200 -41.46 1,251 711 -43.17
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 1,349,763 1,625,799 20.45 137,231 160,580 17.01
2018-05-07 13F-HR THORNBURG INVESTMENT MANAGEMENT INC 142,037 130,711 -7.97 14,441 12,910 -10.60
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 128,974 141,441 9.67 13,113 13,970 6.54
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 8,470 8,336 -1.58 861 823 -4.41
2018-05-09 13F-HR EULAV Asset Management 59,500 59,500 0.00 6,049 5,877 -2.84
2018-05-09 13F-HR Lee Financial CORP 32 3
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 23,234 23,234 0.00 2,361 2,291 -2.96
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 3,143 0 -100.00 226 0 -100.00
2018-04-16 13F-HR Strategic Wealth Partners, Ltd. 1,500 143
2018-05-15 13F-HR Duquesne Family Office LLC 128,200 0 -100.00 13,034 0 -100.00
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-05-01 13F-HR Intermede Investment Partners Ltd 65,147 6,435
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 328,500 362,554 10.37 33,399 35,809 7.22
2018-05-07 13F-HR COCONUT GROVE BANK 1,000 0 -100.00 102 0 -100.00
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 3,874 0 383
2018-05-11 13F-HR MACQUARIE GROUP LTD 48,250 89,921 86.36 4,902 8,886 81.27
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-05-03 13F-HR COMMERCE BANK 4,428 437
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 33,299 36,499 9.61 3,386 3,605 6.47
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,604 4,380 68.20 265 432 63.02
2018-04-10 13F-HR Gradient Investments LLC 21 0 -100.00 2 0 -100.00
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-05-15 13F-HR BARCLAYS PLC 41,954 99,649 137.52 4,265 9,841 130.74
2018-05-11 13F-HR PITCAIRN CO 1,992 0 -100.00 202 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 102,431 142,146 38.77 10,414 14,040 34.82
2018-02-01 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 300 0 -100.00 29 0 -100.00
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 18,130 17,855 -1.52 1,843 1,763 -4.34
2018-05-11 13F-HR CITIGROUP INC Put 5,000 8,800 76.00 508 764 50.39
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 1,457,716 1,281,267 -12.10 148,205 126,550 -14.61
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 467,600 506,596 8.34 47,541 50,037 5.25
2018-02-27 N-Q Putnam Investment Funds (see advisory)
2018-05-09 13F-HR TRILOGY GLOBAL ADVISORS LP 878,883 580,195 -33.98 89,356 57,306 -35.87
2018-05-14 13F-HR Renaissance Technologies LLC 422,700 9,400 -97.78 31,795 928 -97.08
2018-05-15 13F-HR Natixis 6,904 9,622 39.37 702 950 35.33
2018-04-27 13F-HR SUMITOMO LIFE INSURANCE CO 15,580 12,580 -19.26 1,584 1,243 -21.53
2018-04-18 13F-HR WealthTrust-Arizona, LLC 263 240 -8.75 27 24 -11.11
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-05-09 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 35,952 35,952 0.00 3,655 3,551 -2.85
2018-05-01 13F-HR COMERICA BANK 104,913 119,927 14.31 11,161 11,788 5.62
2018-05-15 13F-HR HPM Partners LLC 6,689 661
2018-03-29 N-Q Aberdeen Investment Funds (see advisory)
2018-02-01 13F-HR Nationwide Fund Advisors 34,715 0 -100.00 3,345 0 -100.00
2018-03-29 N-Q NEW WORLD FUND INC (see advisory)
2018-04-24 13F-HR Rehmann Capital Advisory Group 0 840 0 83
2018-05-09 13F-HR BANK PICTET & CIE (ASIA) LTD 17,335 501
2018-05-09 13F-HR BlackRock Inc. 2,012,054 1,442,936 -28.29 204,565 142,519 -30.33
2018-05-11 13F-HR Bishop Rock Capital, L.P. 45,921 52,483 14.29 4,669 5,184 11.03
2018-04-18 13F-HR OLD NATIONAL BANCORP /IN/ 3,933 3,784 -3.79 400 374 -6.50
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 24,382 19,594 -19.64 2,479 1,935 -21.94
2018-05-14 13F-HR Allianz Asset Management AG 339,041 402,414 18.69 34,470 39,747 15.31
2018-05-09 13F-HR IFP Advisors, Inc 2,010 1,924 -4.28 204 190 -6.86
2018-05-10 13F-HR FRED ALGER MANAGEMENT INC 0 6,992 0 691
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 27,526 28,408 3.20 2,646 2,757 4.20
2018-02-27 N-Q Artisan Partners Funds Inc (see advisory)
2018-05-15 13F-HR Atika Capital Management LLC 25,000 0 -100.00 2,541 0 -100.00
2018-02-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 8 0 -100.00 1 0 -100.00
2018-05-02 13F-HR FTB Advisors, Inc. 857 857 0.00 87 84 -3.45
2018-05-10 13F-HR Avestar Capital, Llc 713 803 12.62 61 62 1.64
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-05-17 13F-HR Legal & General Group Plc 605 0 -100.00 62 0 -100.00
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 42,520 42,520 0.00 4,323 4,199 -2.87
2018-05-15 13F-HR One Wealth Advisors, Llc 1,204 1,192 -1.00 122 118 -3.28
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 5,770 5,882 1.94 587 581 -1.02
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 3,154 0 -100.00 321 0 -100.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 395,987 495,518 25.13 40,259 48,942 21.57
2018-02-28 N-Q Advisers Investment Trust (see advisory)
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 0 101 0 10
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 1,777 1,777 0.00 181 176 -2.76
2018-04-18 13F-HR Harbour Capital Advisors, LLC 2,985 2,785 -6.70 303 275 -9.24
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 2,003 2,050 2.35 204 202 -0.98
2017-12-28 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-05-17 N-Q Advisorshares Trust (see advisory)
2018-05-11 13F-HR SevenBridge Financial Group, LLC 100 10
2018-01-10 13F-HR Jaffetilchin Investment Partners, LLC 3,585 0 -100.00 345 0 -100.00
2018-05-15 13F-HR HBK INVESTMENTS L P 19,595 14,000 -28.55 1,992 1,383 -30.57
2018-01-30 13F-HR Roble, Belko & Company, Inc 124 124 0.00 12 13 8.33
2018-04-30 13F-HR Truewealth Llc 545 0 -100.00 55 0 -100.00
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2018-04-17 13F-HR HERMES INVESTMENT MANAGEMENT LTD 299,224 238,608 -20.26 30,422 23,567 -22.53
2018-05-02 13F-HR Tradewinds Capital Management, LLC 2,975 2,975 0.00 302 294 -2.65
2018-04-23 13F-HR Nikko Asset Management Americas, Inc. 447,500 239,884 -46.39 44,440 23,693 -46.69
2018-05-11 13F-HR First Allied Advisory Services, Inc. 0 2,080 0 205
2018-03-01 N-Q Pimco Funds (see advisory)
2018-04-30 13F-HR JOHNSTON ASSET MANAGEMENT CORP 2,671,925 2,647,342 -0.92 271,655 261,478 -3.75
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 62,000 64,446 3.95 6,303 6,364 0.97
2018-05-11 13F-HR Parisi Gray Wealth Management 2,238 2,238 0.00 229 221 -3.49
2018-05-08 13F-HR LS Investment Advisors, LLC 240 240 0.00 24 24 0.00
2018-05-14 13F-HR Veritable, L.P. 2,921 2,833 -3.01 297 280 -5.72
2018-05-08 13F-HR Penserra Capital Management LLC 14,029 0 -100.00 1,426 0 -100.00
2018-05-08 13F-HR Neuberger Berman Group LLC 832,261 252,047 -69.72 87,677 24,895 -71.61
2018-01-26 N-Q GROWTH FUND OF AMERICA (see advisory)
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 298,368 340,020 13.96 30,335 33,584 10.71
2018-02-08 13F-HR BAILARD, INC. 3,478 0 -100.00 335 0 -100.00
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 16 0 -100.00 2 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 44 224 409.09 18 63 250.00
2018-05-18 13F-HR HUNTINGTON ASSET ADVISORS, INC. 1,700 1,700 0.00 173 168 -2.89
2018-04-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 2,500 2,200 -12.00 254 217 -14.57
2018-03-28 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-05-15 13F-HR Clearbridge Investments, LLC 1,120 121,033 10,706.52 114 11,954 10,385.96
2018-05-14 13F-HR FCA CORP /TX 4,000 4,000 0.00 407 395 -2.95
2018-05-10 13F-HR BRINKER CAPITAL INC 18,390 16,077 -12.58 1,870 1,588 -15.08
2018-05-10 13F-HR Charles-Lim Capital Ltd 1,364,875 1,375,392 0.77 138,767 135,847 -2.10
2018-04-17 13F-HR Atlas Capital Advisors Llc 6,399 632,029
2018-05-14 13F-HR Ruane, Cunniff & Goldfarb L.p. 8,464 820
2018-04-26 13F-HR FINANCIAL COUNSELORS INC 5,810 5,810 0.00 591 574 -2.88
2018-03-20 N-Q Commonwealth International Series Trust (see advisory)
2018-03-30 N-Q Fidelity Advisor Series Viii (see advisory)
2018-05-21 13F-HR/A Handelsbanken Fonder AB 45,000 45,000 0.00 4,575 4,445 -2.84
2018-05-08 13F-HR/A TT INTERNATIONAL 15,863 31,248 96.99 1,612 3,086 91.44
2018-03-14 13F-HR/A CREDIT SUISSE AG/ 45,799 75,326 64.47 4,413 7,659 73.56
2018-05-04 13F-HR AGF INVESTMENTS INC. 10,400 10,600 1.92 1,057 1,047 -0.95
2018-04-18 13F-HR Hexavest Inc. 53,876 55,653 3.30 5,478 5,497 0.35
2018-02-12 13F-HR First Trust Bank, Ltd. 7,200 14,700 104.17 694 1,495 115.42
2018-05-15 13F-HR Standard Life Aberdeen Plc 1,421,080 1,314,580 -7.49 144,559 129,907 -10.14
2018-01-30 13F-HR Private Advisory Group LLC 2,918 0 -100.00 281 0 -100.00
2018-05-10 13F-HR JP Morgan Chase & Co Call 31,000 31,000 0.00 3,152 3,062 -2.86
2018-05-10 13F-HR JP Morgan Chase & Co Put 71,000 31,000 -56.34 7,219 3,062 -57.58
2018-05-15 13F-HR Capital Research Global Investors 2,791,161 2,790,544 -0.02 283,777 275,622 -2.87
2018-05-15 13F-HR FIFTH THIRD BANCORP 24,540 26,573 8.28 2,495 2,625 5.21
2018-01-23 N-Q Mfs Series Trust Iv (see advisory)
2018-05-14 13F-HR Prince Street Capital Management LLC 4,000 4,000 0.00 406 395 -2.71
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 1,978,034 1,976,545 -0.08 201,107 195,223 -2.93
2018-02-07 13F-HR WHITTIER TRUST CO 29 0 -100.00 3 0 -100.00
2018-05-04 13F-HR Pathway Financial Advisors Llc 482 482 0.00 49 48 -2.04
2018-02-12 13F-HR Pacad Investment Ltd. 5,500 0 -100.00 530 0 -100.00
2018-05-15 13F-HR VANGUARD GROUP INC 527,486 534,209 1.27 53,630 52,763 -1.62
2018-04-17 13F-HR Calton & Associates, Inc. 111 0 -100.00 11 0 -100.00
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-05-15 13F-HR New Vernon Capital Holdings II LLC 44,999 49,911 10.92 4,575 4,930 7.76
2018-05-17 13F-HR/A BARROW HANLEY MEWHINNEY & STRAUSS LLC 1,700 168
2017-12-28 N-Q Fidelity Securities Fund (see advisory)
2018-05-15 13F-HR Ativo Capital Management LLC 2,480 2,480 0.00 252 245 -2.78
2018-02-09 13F-HR SUNTRUST BANKS INC 7,039 6,687 -5.00 677 679 0.30
2018-05-03 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 84,000 103,500 23.21 8,540 10,223 19.71
2018-02-15 13F-HR Bb&t Investment Services, Inc. 40 127 217.50 4 13 225.00
2018-04-26 N-Q Putnam Funds Trust (see advisory)
2018-05-11 13F-HR JUPITER ASSET MANAGEMENT LTD 179,707 173,843 -3.26 18,271 17,170 -6.03
2018-05-10 13F-HR/A Fisher Asset Management, LLC 7,927,747 6,873,207 -13.30 806,014 678,867 -15.77
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 22,800 21,100 -7.46 2,318 2,084 -10.09
2018-05-15 13F-HR QS Investors, LLC 4,400 4,400 0.00 447 435 -2.68
2018-05-08 13F-HR Aperio Group, LLC 86,897 87,359 0.53 8,835 8,628 -2.34
2018-05-14 13F-HR MENORA MIVTACHIM HOLDINGS LTD. 217,220 21,455
2018-04-06 13F-HR Carroll Financial Associates, Inc. 76 76 0.00 7 7 0.00
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 155,771 36,839 -76.35 15,838 3,627 -77.10
2018-02-27 N-Q Columbia Etf Trust Ii (see advisory)
2018-05-15 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 849,280 831,011 -2.15 86,346 82,079 -4.94
2018-05-07 13F-HR ING GROEP NV 18,165 18,165 0.00 1,847 1,794 -2.87
2018-03-30 N-Q Amg Funds (see advisory)
2018-05-14 13F-HR AXIOM INTERNATIONAL INVESTORS LLC /DE 394,320 399,095 1.21 40,091 39,419 -1.68
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 74,833 76,706 2.50 7,608 7,576 -0.42
2018-03-28 N-Q Prudential World Fund, Inc. (see advisory)
2018-02-27 N-Q Northern Funds (see advisory)
2018-05-11 13F-HR BAHL & GAYNOR INC 7,850 7,840 -0.13 798 774 -3.01
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 12,893 12,723 -1.32 1,311 1,257 -4.12
2018-05-10 13F-HR NGAM ADVISORS, L.P. 173,875 166,312 -4.35 17,678 16,426 -7.08
2018-05-08 13F-HR Timber Hill LLC 12,961 0 -100.00 1,318 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 913,516 924,611 1.21 92,877 91,325 -1.67
2017-12-29 N-Q American Beacon Funds (see advisory)
2018-03-29 N-Q Aberdeen Asia-pacific Income Fund Inc (see advisory)
2018-05-11 13F-HR Quantbot Technologies LP 0 10,127 0 1,000
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 11,034 10,034 -9.06 1,122 991 -11.68
2018-04-18 13F-HR Creative Planning 1,998 0 -100.00 203 0 -100.00
2018-02-09 13F-HR TCW GROUP INC 22,800 0 -100.00 2,197 0 -100.00
2018-05-03 13F-HR CAM Group Holding A/S 1,483,440 1,516,451 2.23 150,821 149,780 -0.69
2018-05-11 13F-HR HANSBERGER GROWTH INVESTORS, LP 63,539 70,960 11.68 6,460 7,009 8.50
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 27,200 28,900 6.25 2,765 2,854 3.22
2018-03-08 N-Q Calamos Global Total Return Fund (see advisory)
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-03-27 N-Q Transamerica Funds (see advisory)
2018-04-23 13F-HR Advisory Services Network, LLC 137 187 36.50 14 18 28.57
2018-05-08 13F-HR JACOBSON & SCHMITT ADVISORS, LLC 51,200 50,907 -0.57 5,206 5,028 -3.42
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-05-15 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 155,788 48,732 -68.72 15,839 4,813 -69.61
2018-05-15 13F-HR Polar Capital LLP 24,951 25,354 1.62 2,537 2,504 -1.30
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 21,400 0 2,114
2018-04-23 13F-HR World Asset Management Inc 48,101 34,232 -28.83 4,890 3,381 -30.86
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 1,107,038 1,219,526 10.16 112,553 120,452 7.02
2018-05-15 13F-HR Walleye Trading LLC Call 600 10,400 1,633.33 61 1,027 1,583.61
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 27 0 -100.00 3 0 -100.00
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 4,600 4,600 0.00 468 454 -2.99
2018-05-08 13F-HR Bt Investment Management Ltd 213,276 278,412 30.54 21,683,771 27,498,754 26.82
2018-05-07 13F-HR COMERICA SECURITIES INC 6,144 5,891 -4.12 625 582 -6.88
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 8,665 8,435 -2.65 881 833 -5.45
2018-05-09 13F-HR BAMCO INC /NY/ 6,674 14,014 109.98 679 1,384 103.83
2018-05-10 13F-HR First Personal Financial Services 77,312 77,312 0.00 7,860 7,636 -2.85
2018-01-29 N-Q John Hancock Funds Iii (see advisory)
2018-05-14 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 3,200 3,500 9.38 325 346 6.46
2018-05-15 13F-HR Marshall Wace North America L.P. 69,680 2,035 -97.08 7,085 201 -97.16
2018-05-02 13F-HR Trellus Management Company, LLC 6,000 593
2018-05-14 13F-HR Crestwood Advisors LLC 3,600 0 -100.00 366 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC 9,063 9,447 4.24 921 933 1.30
2018-05-09 13F-HR Private Advisor Group, LLC 6,276 0 -100.00 638 0 -100.00
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-05-10 13F-HR TODD ASSET MANAGEMENT LLC 246,400 257,712 4.59 25,052 25,454 1.60
2018-02-12 13F-HR FMR LLC / Fidelity 15,012,557 15,090,722 0.52 1,446,760 1,534,273 6.05
2018-05-15 13F-HR Jefferies Group LLC 0 16,575 0 1,637
2018-05-09 13F-HR BANQUE PICTET & CIE SA 7,363 213
2018-05-14 13F-HR Oz Management LP 9,832 0 -100.00 1,000 0 -100.00
2018-05-09 13F-HR Twin Tree Management, LP Put 1,100 0 -100.00 112 0 -100.00
2018-04-19 13F-HR SeaBridge Investment Advisors LLC 13,233 13,041 -1.45 1,345 1,288 -4.24
2018-05-10 13F-HR Artisan Partners Limited Partnership 3,829,617 4,643,387 21.25 389,357 458,627 17.79
2018-02-28 N-Q Marsico Investment Fund (see advisory)
2018-04-03 13F-HR PRIVATE TRUST CO NA 3,020 3,124 3.44 307 308 0.33
2018-05-11 13F-HR STIFEL FINANCIAL CORP 40,631 46,370 14.12 4,147 4,591 10.71
2018-04-13 13F-HR Cwm Advisors, Llc 284 0 -100.00 29 0 -100.00
2018-05-02 13F-HR WASATCH ADVISORS INC 120,231 68,957 -42.65 12,224 6,811 -44.28
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 76,406 55,330 -27.58 7,768 5,465 -29.65
2018-05-14 13F-HR OVERBROOK MANAGEMENT CORP 2,817 2,817 0.00 286 278 -2.80
2018-05-15 13F-HR CAUSEWAY CAPITAL MANAGEMENT LLC 41,450 14,016 -66.19 4,214 1,384 -67.16
2018-02-14 13F-HR MORGAN STANLEY 1,787,331 2,215,981 23.98 172,245 225,299 30.80
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 16,989 28,109 65.45 1,728 2,777 60.71
2018-04-04 13F-HR CENTRAL TRUST Co 23 12 -47.83 2 1 -50.00
2018-05-10 13F-HR Wagner Wealth Management, Llc 10 1
2018-05-21 13F-HR Navellier & Associates Inc 789 874 10.77 80 86 7.50
2018-05-16 13F-HR ASSETMARK, INC 1,641 975 -40.59 167 96 -42.51
2018-03-08 N-Q Calamos Global Dynamic Income Fund (see advisory)
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 41,113 36,413 -11.43 4,180 3,597 -13.95
2018-05-08 13F-HR US BANCORP \DE\ 54,191 56,442 4.15 5,510 5,575 1.18
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 81,216 85,840 5.69 8,257 8,478 2.68
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-03-29 N-Q Aberdeen Funds (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 130,100 97,800 -24.83 13,227 9,660 -26.97
2018-04-26 13F-HR Ballentine Partners, LLC 2,766 2,416 -12.65 282 239 -15.25
2018-03-27 N-Q Caldwell & Orkin Funds Inc (see advisory)
2018-05-09 13F-HR Twin Tree Management, LP 93 0 -100.00 9 0 -100.00
2018-04-16 13F-HR Westside Investment Management, Inc. 29 33 13.79 2,912 3,257 11.85
2018-03-29 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-04-13 13F-HR Verde Servicos Internacionais S.A. 53,061 0 -100.00 5,394 0 -100.00
2018-05-14 13F-HR MARIETTA INVESTMENT PARTNERS LLC 137,528 134,691 -2.06 13,982 13,303 -4.86
2018-05-14 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 2,008,239 1,682,366 -16.23 204,158 166,161 -18.61
2018-04-10 13F-HR Divergent Wealth Advisors, Llc 26 3
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 156,171 286,014 83.14 15,050 29,079 93.22
2018-05-11 13F-HR Egerton Capital (UK) LLP 2,052,143 1,681,996 -18.04 208,641 166,131 -20.37
2018-03-29 N-Q Capital Group Private Client Services Funds (see advisory)
2018-05-07 13F-HR MONTAG A & ASSOCIATES INC 6,345 6,345 0.00 645 627 -2.79
2018-02-13 13F-HR Mosaic Family Wealth, LLC 129 0 -100.00 12 0 -100.00
2018-03-29 N-Q Deutsche International Fund, Inc. (see advisory)
2017-12-28 N-Q Ab Sustainable Global Thematic Fund, Inc. (see advisory)
2018-04-18 13F-HR Cornerstone Advisors, Inc. 2,281 2,281 0.00 232 225 -3.02
2018-04-11 13F-HR Laurel Grove Capital, LLC 3,350 4,050 20.90 341 400 17.30
2018-04-24 N-Q American Century World Mutual Funds Inc (see advisory)
2018-05-15 13F-HR Krane Funds Advisors Llc 1,500 148
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 3,378 3,681 8.97 343 364 6.12
2018-05-03 13F-HR ADVISOR PARTNERS LLC 2,009 2,501 24.49 216 247 14.35
2018-04-16 13F-HR IFC Holdings Incorporated/FL 16,808 0 -100.00 1,706 0 -100.00
2018-02-22 N-Q Fiera Capital Series Trust (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 168 13,993 8,229.17 44 1,405 3,093.18
2018-02-14 13F-HR Conatus Capital Management LP 170,830 6,834 -96.00 16,463 695 -95.78
2018-02-14 13F-HR VIRTUS ETF ADVISERS LLC 583 59
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 472 472 0.00 48 47 -2.08
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 101,900 98,000 -3.83 10,360 9,679 -6.57
2018-05-10 13F-HR WCM INVESTMENT MANAGEMENT/CA 8,016,441 8,403,020 4.82 815,031 829,967 1.83
2018-04-30 13F-HR ZEVIN ASSET MANAGEMENT LLC 40,184 3,969
2018-05-15 13F-HR SALEM INVESTMENT COUNSELORS INC 1,100 600 -45.45 112 60 -46.43
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 0 14,695 0 1,451
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-05-02 13F-HR FDx Advisors, Inc. 25,564 21,596 -15.52 2,599 2,133 -17.93
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 2,900 500 -82.76 295 49 -83.39
2018-04-13 13F-HR Lenox Wealth Advisors, Inc. 27 495 1,733.33 3 49 1,533.33
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 6,200 0 -100.00 630 0 -100.00
2018-05-15 13F-HR Squarepoint Ops LLC 19,000 9,577 -49.59 1,932 946 -51.04

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( HDB / HDFC Bank Ltd. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 40415F101