Stock Institutional Ownership and Shareholders

SecurityHCP / HCP, Inc. (40414L109)
President and CEOMARTIN LAURALEE
Institutional Owners579
Institutional Shares431,475,080
Institutional Value$ 140,532,141,000 USD

HCP, Inc. (NYSE:HCP) has 579 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 431,475,080 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Cohen & Steers Inc, State Street Corp, Jp Morgan Chase & Co, Invesco Ltd., Bank of New York Mellon Corp, Daiwa Securities Group Inc., Goldman Sachs Group Inc, and Northern Trust Corp.



HCP, Inc. (NYSE:HCP) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR MORGAN STANLEY 3,416,943 3,660,153 7.12 109,205 101,861 -6.72
2017-11-13 13F-HR Laurion Capital Management LP 0 159,575 0 4,441
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 1,546 963 -37.71 50 27 -46.00
2017-11-14 13F-HR SECURITY CAPITAL RESEARCH & MANAGEMENT INC 4,292,080 3,161,982 -26.33 137,175 87,998 -35.85
2017-11-07 13F-HR/A-1 COMMERCE BANK 16,227 16,536 1.90 518 461 -11.00
2017-08-10 13F-HR Twin Tree Management, LP Put 100 0 -100.00 3 0 -100.00
2017-10-17 13F-HR American Research & Management Co. 966 966 0.00 31 27 -12.90
2017-10-17 13F-HR Ronna Sue Cohen 58,581 55,860 -4.64 1,872 1,555 -16.93
2017-11-14 13F-HR Echo Street Capital Management LLC 0 218,304 0 6,075
2017-11-09 13F-HR LMR Partners LLP 34,882 9,037 -74.09 1,115 251 -77.49
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 192 192 0.00 6 5 -16.67
2017-10-23 13F-HR Nationwide Fund Advisors 155,428 556,988 258.36 4,967 15,501 212.08
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 1,451 673 -53.62 46 18 -60.87
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 28,962 36,544 26.18 926 1,017 9.83
2017-10-25 13F-HR DUFF & PHELPS INVESTMENT MANAGEMENT CO 16,253 16,253 0.00 519 452 -12.91
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 379,455 337,500 -11.06 12,127 9,393 -22.54
2017-11-14 13F-HR GROUP ONE TRADING, L.P. 6,217 0 -100.00 199 0 -100.00
2017-11-13 13F-HR BOSTON PRIVATE WEALTH LLC 102,486 94,961 -7.34 3,275 2,643 -19.30
2017-11-09 13F-HR Edgemoor Investment Advisors, Inc. 141,011 137,930 -2.18 4,507 3,839 -14.82
2017-11-13 13F-HR MUHLENKAMP & CO INC Put 18,000 18,000 0.00 575 501 -12.87
2017-11-09 13F-HR JP MORGAN CHASE & CO 23,442,708 16,713,761 -28.70 749,230 465,478 -37.87
2017-11-14 13F-HR Meadow Creek Investment Management LLC 156,072 120,596 -22.73 4,988 3,356 -32.72
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 65,033 65,101 0.10 2,078 1,812 -12.80
2017-11-09 13F-HR CITADEL ADVISORS LLC 2,788,882 2,147,302 -23.00 89,133 59,760 -32.95
2017-11-22 13F-HR/A-1 National Planning Corp 16,559 16,687 0.77 539 464 -13.91
2017-11-13 13F-HR NORTHERN TRUST CORP 7,512,584 7,443,172 -0.92 240,103 207,143 -13.73
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 47,000 0 -100.00 1,502 0 -100.00
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 25,940 25,803 -0.53 829 718 -13.39
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 302,722 316,869 4.67 9,469 10,128 6.96
2017-11-14 13F-HR WEALTHFRONT INC 24,087 19,796 -17.81 770 551 -28.44
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 42,800 28,300 -33.88 1,369 788 -42.44
2017-10-25 13F-HR Cornerstone Advisors, Inc. 205 205 0.00 7 6 -14.29
2017-11-14 13F-HR CHEMICAL BANK 37,193 34,939 -6.06 1,189 972 -18.25
2017-11-07 13F-HR Commonwealth Equity Services, Inc 346,539 305,604 -11.81 11,075 8,504 -23.21
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 492,949 515,472 4.57 15,755 14,346 -8.94
2017-11-13 13F-HR Transamerica Financial Advisors, Inc. 53 50 -5.66 2 2 0.00
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 1,045,200 1,053,000 0.75 33,405 29,305 -12.27
2017-11-06 13F-HR RHUMBLINE ADVISERS 904,159 904,617 0.05 28,897 25,175 -12.88
2017-07-11 13F-HR Beacon Capital Management, Inc. 2 0 -100.00 0 0
2017-11-14 13F-HR CHILTON CAPITAL MANAGEMENT LLC 10,730 299
2017-11-07 13F-HR Spectrum Management Group, Inc. 12 10 -16.67
2017-11-14 13F-HR HSBC HOLDINGS PLC 1,260,184 1,475,340 17.07 40,275 41,059 1.95
2017-11-03 13F-HR Brown Advisory Securities, LLC 7,755 0 -100.00 248 0 -100.00
2017-10-19 13F-HR Edge Wealth Management LLC 200 200 0.00 6 6 0.00
2017-08-09 13F-HR Timber Hill LLC Put 16,400 0 -100.00 513 0 -100.00
2017-11-17 13F-HR/A-1 Virtu Financial LLC 0 13,253 0 369
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 5,525,761 5,641,864 2.10 176,340 156,749 -11.11
2017-10-19 13F-HR OLD SECOND NATIONAL BANK OF AURORA 216 216 0.00 7 6 -14.29
2017-10-18 13F-HR PGGM Investments 5,647,699 5,676,874 0.52 180,500 157,987 -12.47
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 321,968 358,950 11.49 10,290 9,990 -2.92
2017-11-13 13F-HR Timbercreek Asset Management Ltd. 519,527 578,427 11.34 16,604 16,098 -3.05
2017-11-02 13F-HR Smith, Salley & Associates 78,858 78,346 -0.65 2,520 2,180 -13.49
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 170 88 -48.24 13 9 -30.77
2017-08-14 13F-HR TWO SIGMA SECURITIES, LLC 7,482 0 -100.00 234 0 -100.00
2017-11-13 13F-HR Utah Retirement Systems 116,695 117,295 0.51 3,730 3,264 -12.49
2017-11-13 13F-HR Twin Tree Management, LP Call 328,800 352,200 7.12 10,508 9,802 -6.72
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 158,067 148,537 -6.03 5,052 4,134 -18.17
2017-11-14 13F-HR QS Investors, LLC 45,923 38,339 -16.51 1,468 1,067 -27.32
2017-11-07 13F-HR Sowell Financial Services LLC 88,486 97,103 9.74 2,620 2,527 -3.55
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 31,869 31,742 -0.40 1,019 883 -13.35
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 1,395 925 -33.69 44 30 -31.82
2017-07-12 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 83 0 -100.00 3 0 -100.00
2017-11-14 13F-HR GAMBLE JONES INVESTMENT COUNSEL 6,760 0 -100.00 216 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC 69,781 79,105 13.36 2,230 2,201 -1.30
2017-10-24 13F-HR TRUST CO OF VERMONT 88,243 92,022 4.28 2,821 2,561 -9.22
2017-10-30 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 6,681 0 -100.00 214 0 -100.00
2017-11-03 13F-HR BRADLEY FOSTER & SARGENT INC/CT 9,491 7,933 -16.42 303 221 -27.06
2017-11-07 13F-HR ADVISORS MANAGEMENT GROUP INC /ADV 98,568 100,727 2.19 3,150 2,803 -11.02
2017-10-27 13F-HR RMR Advisors LLC 116,029 116,029 0.00 3,708 3,229 -12.92
2017-11-13 13F-HR Lido Advisors, LLC 15,275 394
2017-11-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 7,641 7,841 2.62 244 218 -10.66
2017-11-13 13F-HR SYNOVUS FINANCIAL CORP 11,531 11,538 0.06 368 320 -13.04
2017-10-23 13F-HR WHITTIER TRUST CO 6,467 6,467 0.00 207 180 -13.04
2017-11-20 13F-HR/A-1 ClariVest Asset Management LLC 5,383 0 -100.00 172 0 -100.00
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 198,709 168,958 -14.97 6,351 4,702 -25.96
2017-11-06 13F-HR TCW GROUP INC 298,345 0 -100.00 9,535 0 -100.00
2017-11-15 13F-HR DF DENT & CO INC 60,471 51,271 -15.21 1,933 1,427 -26.18
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 10,568 10,568 0.00 338 315 -6.80
2017-08-11 13F-HR Laurion Capital Management LP Call 90,000 0 -100.00 2,815 0 -100.00
2017-11-13 13F-HR Sheaff Brock Investment Advisors, LLC 8,557 9,895 15.64 273 275 0.73
2017-11-14 13F-HR Proficio Capital Partners LLC 178 164 -7.87 5 5 0.00
2017-11-13 13F-HR Hedeker Wealth Management Group, LLC 12,380 0 -100.00 395 0 -100.00
2017-11-14 13F-HR V3 Capital Management, L.P. 194,750 0 -100.00 6,224 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 595,192 359,039 -39.68 19,022 9,993 -47.47
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 153,967 142,267 -7.60 4,921 3,959 -19.55
2017-11-15 13F-HR Fieldpoint Private Securities, LLC 5,275 147
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 710 1,380 94.37 23 38 65.22
2017-10-12 13F-HR Advisory Services Network, LLC 3,782 4,028 6.50 121 112 -7.44
2017-11-14 13F-HR NGAM ADVISORS, L.P. 12,699 10,985 -13.50 406 305 -24.88
2017-11-14 13F-HR Carnegie Capital Asset Management, LLC 75,661 57,408 -24.12 2,272 1,492 -34.33
2017-11-14 13F-HR LPL Financial LLC 90,928 87,249 -4.05 2,906 2,428 -16.45
2017-11-14 13F-HR Global Financial Private Capital, LLC 7,345 204
2017-10-12 13F-HR Gemmer Asset Management LLC 436 526 20.64 14 15 7.14
2017-10-12 13F-HR Bogart Wealth, Llc 216 6
2017-10-17 13F-HR CENTRAL TRUST Co 591 291 -50.76 19 8 -57.89
2017-11-13 13F-HR Global Endowment Management, LP 92,810 93,810 1.08 2,966 2,611 -11.97
2017-11-03 13F-HR World Asset Management Inc 48,909 48,716 -0.39 1,563 1,356 -13.24
2017-11-14 13F-HR Adage Capital Partners GP LLC 677,643 670,643 -1.03 21,657 18,664 -13.82
2017-11-14 13F-HR Schafer Cullen Capital Management Inc 2,749,876 2,796,484 1.69 87,886 77,826 -11.45
2017-08-14 13F-HR Capital Research Global Investors 6,820,000 0 -100.00 213,330 0 -100.00
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 223,811 206,938 -7.54 7,153 5,758 -19.50
2017-10-11 13F-HR Blue Fin Capital, Inc. 6,430 0 -100.00 205 0 -100.00
2017-11-07 13F-HR Mascoma Wealth Management LLC 700 700 0.00 22 19 -13.64
2017-11-14 13F-HR Nuveen Asset Management, LLC 1,850,085 2,122,155 14.71 59,129 59,060 -0.12
2017-11-06 13F-HR SEI INVESTMENTS CO 737,389 841,402 14.11 23,567 23,416 -0.64
2017-11-13 13F-HR Bb&t Investment Services, Inc. 143 143 0.00 5 4 -20.00
2017-11-13 13F-HR OMERS ADMINISTRATION Corp 48,800 93,800 92.21 1,560 2,610 67.31
2017-11-07 13F-HR MANNING & NAPIER ADVISORS LLC 232,380 154,695 -33.43 7,425 4,304 -42.03
2017-11-03 13F-HR ALPS ADVISORS INC 39,693 34,893 -12.09 1,269 971 -23.48
2017-11-03 13F-HR Essex Financial Services, Inc. 10,950 12,580 14.89 350 350 0.00
2017-10-27 13F-HR Parkside Financial Bank & Trust 7,194 7,176 -0.25 230 200 -13.04
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 574,011 427,830 -25.47 18,346 11,907 -35.10
2017-11-06 13F-HR Migdal Insurance & Financial Holdings Ltd. 3,606 954 -73.54 115 27 -76.52
2017-10-19 13F-HR LS Investment Advisors, LLC 27,975 27,814 -0.58 894 774 -13.42
2017-11-07 13F-HR CONCENTRIC WEALTH MANAGEMENT, LLC 26,411 26,826 1.57 844 747 -11.49
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 252,563 248,070 -1.78 8,072 6,904 -14.47
2017-11-14 13F-HR BARCLAYS PLC 680,474 714,762 5.04 21,748 19,892 -8.53
2017-10-20 13F-HR/A-1 Shell Asset Management Co 29,381 22,237 -24.32 939 619 -34.08
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 42,960 48,656 13.26 1,373 1,354 -1.38
2017-11-06 13F-HR FIRST NATIONAL TRUST CO 19,784 18,995 -3.99 632 529 -16.30
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 126,887 912,175 618.89 4,055 25,386 526.04
2017-11-14 13F-HR IHT Wealth Management, LLC 55 0 -100.00 31 0 -100.00
2017-10-05 13F-HR Lowe fs, LLC 31 0 -100.00 1 0 -100.00
2017-11-13 13F-HR Ferris Capital, Llc 155 0 -100.00 5 0 -100.00
2017-11-14 13F-HR Laurel Wealth Advisors, Inc. 23,468 20,589 -12.27 750 573 -23.60
2017-11-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 131,660 0 -100.00 4,208 0 -100.00
2017-11-14 13F-HR BANK OF NOVA SCOTIA 105,425 81,649 -22.55 3,369 2,272 -32.56
2017-11-30 13F-HR/A-1 BARROW HANLEY MEWHINNEY & STRAUSS LLC 2,383,013 3,451,567 44.84 76,161 96,057 26.12
2017-11-14 13F-HR Greytown Advisors Inc. 14,398 30,142 109.35 460 839 82.39
2017-11-16 13F-HR Cetera Advisors LLC 6,538 0 -100.00 208 0 -100.00
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 71,923 75,161 4.50 2,298 2,086 -9.23
2017-08-15 13F-HR Psagot Investment House Ltd. 2,000 0 -100.00 63 0 -100.00
2017-10-19 13F-HR APG Asset Management N.V. 299,062 162,675 -45.60 9,558 4,527 -52.64
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 352,775 559,934 58.72 11,275 15,583 38.21
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 18,038 17,772 -1.47 576 495 -14.06
2017-11-20 13F-HR ORLEANS CAPITAL MANAGEMENT CORP/LA 64,309 0 -100.00 2,055 0 -100.00
2017-11-14 13F-HR Point72 Asset Management, L.P. 0 450,086 0 12,526
2017-11-08 13F-HR NEXT Financial Group, Inc 3,260 2,900 -11.04 104,000 76 -99.93
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 482,936 104,281 -78.41 15,435 2,902 -81.20
2017-10-13 13F-HR DUBUQUE BANK & TRUST CO 13,984 15,326 9.60 447 427 -4.47
2017-11-09 13F-HR Amica Retiree Medical Trust 15,110 2,669 -82.34 483 74 -84.68
2017-10-23 13F-HR RAND WEALTH, LLC 28,292 28,292 0.00 904 787 -12.94
2017-11-14 13F-HR Clearbridge Investments, LLC 0 13 0 1
2017-10-19 13F-HR FOSTER & MOTLEY INC 63,082 63,870 1.25 2,016 1,778 -11.81
2017-08-11 13F-HR Brick & Kyle, Associates 280 0 -100.00 9 0 -100.00
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 30,015 18,975 -36.78 960 528 -45.00
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 138 0 -100.00 4 0 -100.00
2017-10-30 13F-HR Barton Investment Management 16,000 0 -100.00 511 0 -100.00
2017-11-06 13F-HR Retirement Systems of Alabama 227,190 227,520 0.15 7,261 6,332 -12.79
2017-10-30 13F-HR MACROVIEW INVESTMENT MANAGEMENT LLC 226 227 0.44 7 6 -14.29
2017-10-25 13F-HR A. D. Beadell Investment Counsel, Inc. 27,025 9,400 -65.22 863 261 -69.76
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 10,684,915 10,422,590 -2.46 341,490 290,061 -15.06
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 11,418 10,133 -11.25 365 282 -22.74
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 59,515 47,137 -20.80 1,902 1,312 -31.02
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 1,091,614 1,258,503 15.29 34,888 35,024 0.39
2017-11-14 13F-HR NOMURA HOLDINGS INC 41,976 30,339 -27.72 1,342 843 -37.18
2017-10-04 13F-HR Pensionfund Sabic 38,007 38,007 0.00 1,215 1,058 -12.92
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 1,094,422 865,838 -20.89 34,976 24,095 -31.11
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 721,133 696,015 -3.48 23,050 19,362 -16.00
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 146,957 146,234 -0.49 4,697 4,070 -13.35
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 0 10,211 0 284
2017-11-15 13F-HR WOLVERINE TRADING, LLC 6,630 18,690 181.90 212 520 145.28
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 89,965 85,639 -4.81 2,875 2,383 -17.11
2017-11-13 13F-HR Employees Retirement System of Texas 380,207 380,207 0.00 12,151 10,581 -12.92
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 29,300 64,500 120.14 936 1,795 91.77
2017-10-12 13F-HR Hexavest Inc. 2,040,801 2,061,698 1.02 65,224 57,377 -12.03
2017-11-14 13F-HR DIAM Co., Ltd. 2,005,752 2,010,872 0.26 64,122 55,981 -12.70
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 810 810 0.00 25,888 22,544 -12.92
2017-11-06 13F-HR Mengis Capital Management, Inc. 16,722 16,658 -0.38 534 463 -13.30
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 23,450 78,822 236.13 750 2,194 192.53
2017-11-16 13F-HR Cypress Capital Group 19,150 19,150 0.00 612 533 -12.91
2017-11-13 13F-HR MUFG Americas Holdings Corp 21,977 22,012 0.16 703 613 -12.80
2017-11-02 13F-HR Hodges Capital Management Inc. 9,975 9,875 -1.00 319 275 -13.79
2017-10-10 13F-HR Baystate Wealth Management LLC 30 0 -100.00 1 0 -100.00
2017-10-12 13F-HR Pennsylvania Trust Co 11,262 0 -100.00 362 0 -100.00
2017-11-03 13F-HR Alpha Omega Wealth Management LLC 7,750 7,300 -5.81 248 203 -18.15
2017-11-14 13F-HR Independent Order of Foresters 70,715 70,715 0.00 2,260 1,968 -12.92
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 13,400 0 -100.00 428 0 -100.00
2017-11-13 13F-HR STIFEL FINANCIAL CORP 257,023 247,119 -3.85 8,211 6,881 -16.20
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 614,332 1,022,229 66.40 19,634 28,449 44.90
2017-08-11 13F-HR Mariner Wealth Advisors, LLC 9,491 0 -100.00 297 0 -100.00
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 112,240 114,540 2.05 3,577 3,201 -10.51
2017-11-14 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 469,941 468,228 -0.36 15,019 13,031 -13.24
2017-11-14 13F-HR D'Orazio & Associates, Inc. 16,948 17,626 4.00 542 491 -9.41
2017-10-25 13F-HR Benchmark Capital Advisors 30,050 28,750 -4.33 960 800 -16.67
2017-08-14 13F-HR Polar Capital LLP 100,000 0 -100.00 3,127 0 -100.00
2017-11-01 13F-HR/A-1 Financial Architects, Inc 1,703 1,694 -0.53 55 47 -14.55
2017-11-13 13F-HR Rafferty Asset Management, LLC 69,649 78,444 12.63 2,226 2,183 -1.93
2017-11-08 13F-HR ING GROEP NV 101,930 142,382 39.69 3,258 3,962 21.61
2017-11-07 13F-HR MARKSTON INTERNATIONAL LLC 228,804 212,097 -7.30 7,312 5,903 -19.27
2017-11-07 13F-HR First Dallas Securities Inc. 11,375 11,375 0.00 364 317 -12.91
2017-08-11 13F-HR DEUTSCHE BANK AG\ Call 440 0 -100.00 13 0 -100.00
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 2,355 2,387 1.36 75 66 -12.00
2017-11-13 13F-HR American National Registered Investment Advisor, Inc. 17,275 12,975 -24.89 552 361 -34.60
2017-10-26 13F-HR Penserra Capital Management LLC 0 6,112 0 163
2017-11-13 13F-HR RidgeWorth Capital Management LLC 2,354 2,354 0.00 73 66 -9.59
2017-12-01 13F-HR/A-1 Axa 20,519 26,066 27.03 656 725 10.52
2017-10-19 13F-HR Tarbox Group, Inc. 183 183 0.00 6 5 -16.67
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 896,133 825,123 -7.92 28,640 22,963 -19.82
2017-11-14 13F-HR Zions Bancorporation 82 256 212.20 3 7 133.33
2017-06-19 13F-HR Atlantic Trust, LLC 301 0 -100.00 9 0 -100.00
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 53,400 53,400 0.00 1,707 1,486 -12.95
2017-11-07 13F-HR NewSquare Capital LLC 31,229 34,334 9.94 998 956 -4.21
2017-10-17 13F-HR Creative Planning 87,969 60,109 -31.67 2,811 1,673 -40.48
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 6,453 0 -100.00 206 0 -100.00
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL Call 1,000 0 -100.00 32 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 1,826,053 1,609,815 -11.84 58,362 44,801 -23.24
2017-11-14 13F-HR Nuveen Fund Advisors, LLC 51,052 27,782 -45.58 1,632 773 -52.63
2017-11-13 13F-HR CBRE CLARION SECURITIES LLC 9,223,958 1,407,276 -84.74 294,798 39,164 -86.71
2017-10-25 13F-HR BENNICAS & ASSOCIATES, INC. 25,824 25,824 0.00 825 719 -12.85
2017-08-11 13F-HR KCG HOLDINGS, INC. 28,474 21,484 -24.55 891 687 -22.90
2017-11-17 13F-HR SMITH SHELLNUT WILSON LLC /ADV 8,415 234
2017-10-27 13F-HR Green Street Investors, LLC 475,300 165,300 -65.22 15,191 4,394 -71.07
2017-11-13 13F-HR/A-1 Ausdal Financial Partners, Inc. 8,170 10,351 26.70 261 288 10.34
2017-11-14 13F-HR Princeton Portfolio Strategies Group LLC 6,550 0 -100.00 209 0 -100.00
2017-08-15 13F-HR COLONY GROUP LLC 8,200 0 -100.00 256 0 -100.00
2017-11-13 13F-HR TEACHERS ADVISORS INC 3,536,355 2,813,309 -20.45 113,022 78,294 -30.73
2017-11-06 13F-HR Spot Trading L.l.c. Call 18,700 2,300 -87.70 598 64 -89.30
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 252,821 468,471 85.30 8,080 13,038 61.36
2017-10-06 13F-HR GENESEE VALLEY TRUST CO 6,385 0 -100.00 204 0 -100.00
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 66,440 66,440 0.00 2,123 1,849 -12.91
2017-11-15 13F-HR/A-1 Bienville Capital Management, LLC 16,500 16,500 0.00 527 459 -12.90
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 400 400 0.00 13 11 -15.38
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 21,091 20,291 -3.79 674 565 -16.17
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 1,930 1,930 0.00 62 54 -12.90
2017-11-08 13F-HR Armbruster Capital Management, Inc. 200 200 0.00 6 6 0.00
2017-11-06 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 99,426 99,426 0.00 3,174 2,778 -12.48
2017-11-08 13F-HR Texas Yale Capital Corp. 37,705 37,705 0.00 1,205 1,049 -12.95
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 14,102 0 -100.00 451 0 -100.00
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 137,357 140,525 2.31 4,390 3,911 -10.91
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 5,521 6,448 16.79 176 179 1.70
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 405,898 411,215 1.31 12,972 11,445 -11.77
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 613,506 650,345 6.00 19,607,651 18,099,102 -7.69
2017-11-14 13F-HR FIFTH THIRD BANCORP 23,799 24,346 2.30 761 678 -10.91
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 408,988 383,693 -6.18 13,071 10,678 -18.31
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 86,248 85,240 -1.17 2,756 2,372 -13.93
2017-11-14 13F-HR UBS Group AG 492,700 662,849 34.53 15,746 18,447 17.15
2017-11-08 13F-HR Meiji Yasuda Asset Management Co Ltd. 19,259 18,859 -2.08 616 525 -14.77
2017-11-06 13F-HR Bank of New York Mellon Corp 13,019,654 13,127,480 0.83 416,109 365,337 -12.20
2017-11-14 13F-HR Natixis 152,112 141,028 -7.29 4,861 3,925 -19.26
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 89,961 123,571 37.36 2,859 3,439 20.29
2017-11-06 13F-HR Advisor Group, Inc. 50,420 49,653 -1.52 1,612 1,382 -14.27
2017-10-16 13F-HR State of Alaska, Department of Revenue 275,035 278,995 1.44 8,788 7,763 -11.66
2017-11-13 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 24,340 25,140 3.29 778 700 -10.03
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 135,566 0 -100.00 4,203 0 -100.00
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 87,000 95,000 9.20 2,780 2,644 -4.89
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 107,526 105,142 -2.22 3,437 2,926 -14.87
2017-10-10 13F-HR Ledyard National Bank 11,417 13,666 19.70 365 380 4.11
2017-11-14 13F-HR Maryland Capital Management 12,129 11,315 -6.71 388 315 -18.81
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 10,135 0 -100.00 321 0 -100.00
2017-11-13 13F-HR/A-1 NORGES BANK 4,406,034 4,506,523 2.28 155,886 163,345 4.78
2017-10-25 13F-HR FIRST MANHATTAN CO 1 1 0.00 0 0
2017-11-15 13F-HR Stonebridge Capital Advisors LLC 35,626 40,710 14.27 1,139 1,133 -0.53
2017-11-14 13F-HR BARCLAYS PLC Call 35,100 54,300 54.70 1,122 1,511 34.67
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 57,600 17,300 -69.97 1,841 481 -73.87
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 12,447 13,563 8.97 398 377 -5.28
2017-10-11 13F-HR Prospera Financial Services 19,108 19,442 1.75 599 530 -11.52
2017-10-20 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 1,070 30
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 783,466 777,756 -0.73 25,040 21,645 -13.56
2017-11-08 13F-HR RPg Family Wealth Advisory, LLC 1,289 1,289 0.00 41,196 35,872 -12.92
2017-11-13 13F-HR ARGI Investment Services, LLC 25,248 27,246 7.91 807 758 -6.07
2017-08-14 13F-HR Schonfeld Strategic Advisors LLC 12,756 0 -100.00 399 0 -100.00
2017-11-14 13F-HR M&R CAPITAL MANAGEMENT INC 7,631 6,333 -17.01 223 176 -21.08
2017-11-13 13F-HR Sandhill Capital Partners LLC 20,155 19,273 -4.38 644 536 -16.77
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 718,941 722,816 0.54 22,977 20,116 -12.45
2017-11-13 13F-HR ProShare Advisors LLC 210,458 151,398 -28.06 6,726 4,213 -37.36
2017-10-25 13F-HR Liberty Capital Management, Inc. 825 825 0.00 26 22 -15.38
2017-11-08 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 56,698 55,923 -1.37 1,812 1,556 -14.13
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 18,800 88,000 368.09 601 2,449 307.49
2017-11-02 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 529,463 537,138 1.45 16,922 14,949 -11.66
2017-08-14 13F-HR Compagnie Odier SCA 774 0 -100.00 24 0 -100.00
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 1,458,733 2,487,082 70.50 46,621 69,215 48.46
2017-11-13 13F-HR MACKENZIE FINANCIAL CORP 20,279 17,474 -13.83 648 486 -25.00
2017-10-31 13F-HR EVERENCE CAPITAL MANAGEMENT INC 8,647 8,647 0.00 276 241 -12.68
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 285 105 -63.16 7 2 -71.43
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 6,538,016 6,668,908 2.00 208,956 185,596 -11.18
2017-11-14 13F-HR R.M.SINCERBEAUX CAPITAL MANAGEMENT LLC 18,544 15,044 -18.87 593 419 -29.34
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 490,689 469,174 -4.38 15,682 13,057 -16.74
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 66,220 68,314 3.16 2,116 1,901 -10.16
2017-11-06 13F-HR Spot Trading L.l.c. Put 88,300 84,600 -4.19 2,822 2,354 -16.58
2017-11-13 13F-HR Renaissance Technologies LLC 598,800 0 -100.00 19,138 0 -100.00
2017-11-14 13F-HR GIRARD SECURITIES, INC. 34,491 21,345 -38.11 1,096 597 -45.53
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 745,163 4,284,833 475.02 23,815 119,248 400.73
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 27,111 0 -100.00 867 0 -100.00
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 237,571 211,257 -11.08 7,593 5,879 -22.57
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 87,201 97,401 11.70 2,787 2,711 -2.73
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 4,112,639 4,242,538 3.16 131,440 118,070 -10.17
2017-10-13 13F-HR Exane Asset Management 4,884 135,922
2017-08-02 13F-HR WEDBUSH SECURITIES INC 12,240 0 -100.00 383 0 -100.00
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 1,724,826 1,676,607 -2.80 55,125 46,660 -15.36
2017-11-13 13F-HR Private Advisor Group, LLC 35,878 16,231 -54.76 1,108 436 -60.65
2017-10-30 13F-HR IFP Advisors, Inc 66,887 66,156 -1.09 2,138 1,841 -13.89
2017-10-17 13F-HR TOMPKINS FINANCIAL CORP 400 400 0.00 13 11 -15.38
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 936,932 932,033 -0.52 29,944 25,938 -13.38
2017-11-01 13F-HR State of Tennessee, Treasury Department 128,159 127,500 -0.51 4,096 3,548 -13.38
2017-11-13 13F-HR CITIGROUP INC Call 11,900 35,500 198.32 380 988 160.00
2017-10-05 13F-HR First National Bank of Mount Dora, Trust Investment Services 84,001 90,491 7.73 2,685 2,518 -6.22
2017-10-17 13F-HR Cutler Group LP 2,000 0 -100.00 63 0 -100.00
2017-10-25 13F-HR DUNCKER STREETT & CO INC 21,297 20,478 -3.85 681 570 -16.30
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 55,674 68,990 23.92 1,779 1,920 7.93
2017-11-02 13F-HR Forward Management, LLC 24,500 24,500 0.00 783 681 -13.03
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 61,779 61,224 -0.90 1,975 1,705 -13.67
2017-11-14 13F-HR SECOR Capital Advisors, LP 281,312 0 -100.00 8,991 0 -100.00
2017-10-18 13F-HR EXANE DERIVATIVES 43,504 50,235 15.47 1,390,126 1,397,886 0.56
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 49,878 49,249 -1.26 1,594 1,371 -13.99
2017-11-14 13F-HR SOROS FUND MANAGEMENT LLC 0 8,400 0 234
2017-08-10 13F-HR WELLS FARGO & COMPANY/MN Call 90,000 0 -100.00 130 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 7,900 14,500 83.54 252 404 60.32
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 1,199 1,381 15.18 38 38 0.00
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 42,072 46,822 11.29 1,344 1,304 -2.98
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 1,445,380 772,751 -46.54 46,194 21,506 -53.44
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 144,064 154,564 7.29 4,604 4,301 -6.58
2017-11-14 13F-HR Glen Harbor Capital Management LLC 189,516 146,438 -22.73 6,057 4,075 -32.72
2017-10-04 13F-HR Pensionfund DSM Netherlands 94,593 94,593 0.00 3,023 2,633 -12.90
2017-08-14 13F-HR Capital World Investors 570,874 0 -100.00 17,857 0 -100.00
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 1,075,085 499,085 -53.58 34,360 13,890 -59.58
2017-11-08 13F-HR Oakworth Capital, Inc. 160 160 0.00 5 5 0.00
2017-11-14 13F-HR SEGALL BRYANT & HAMILL, LLC 10,672 11,560 8.32 341 322 -5.57
2017-08-02 13F-HR Advisors Asset Management, Inc. 1,568 0 -100.00 49 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC Put 23,400 26,200 11.97 748 729 -2.54
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 255,652 253,752 -0.74 8,012 7,062 -11.86
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 191,055 201,068 5.24 6,106 5,598 -8.32
2017-10-30 13F-HR HOWLAND CAPITAL MANAGEMENT LLC 152,473 147,333 -3.37 4,873 4,100 -15.86
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 75,992 75,992 0.00 2,429 2,115 -12.93
2017-11-02 13F-HR Armor Investment Advisors, LLC 12,241 12,241 0.00 391 341 -12.79
2017-08-08 13F-HR Bellwether Investment Group, LLC 454 0 -100.00 14 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 331,200 364,500 10.05 10,585 10,144 -4.17
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 100 3
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 350 0 -100.00 11 0 -100.00
2017-10-23 13F-HR RELIANCE TRUST CO OF DELAWARE 8,842 8,342 -5.65 283 232 -18.02
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 38,746 38,239 -1.31 1,238 1,064 -14.05
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,120,560 1,164,448 3.92 35,813 32,407 -9.51
2017-11-17 13F-HR Archford Capital Strategies, LLC 6,836 0 -100.00 218 0 -100.00
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 32,746 77,788 137.55 1,047 2,165 106.78
2017-08-11 13F-HR Hanlon Investment Management, Inc. 87,811 0 -100.00 2,747 0 -100.00
2017-11-14 13F-HR Standard Life Aberdeen Plc 2,243,171 62,427
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 147,400 8,600 -94.17 4,711 239 -94.93
2017-11-03 13F-HR Swiss National Bank 1,710,721 1,725,621 0.87 54,675 48,024 -12.16
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 77 104 35.06 13 3 -76.92
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 213 238 11.74 7 7 0.00
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 15,060 12,110 -19.59 481 337 -29.94
2017-11-14 13F-HR Paloma Partners Management Co 161,071 31,148 -80.66 5,148 867 -83.16
2017-11-14 13F-HR Stadion Money Management, LLC 19,743 16,872 -14.54 631 470 -25.52
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 1,076,550 591,268 -45.08 34,407 16,455 -52.18
2017-11-14 13F-HR CLEARARC CAPITAL INC 11,500 12,034 4.64 368 335 -8.97
2017-11-13 13F-HR EATON VANCE MANAGEMENT 48,128 42,928 -10.80 1,538 1,195 -22.30
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 107,800 107,800 0.00 3,412 3,000 -12.08
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 27,300 63,100 131.14 873 1,756 101.15
2017-11-14 13F-HR MASTRAPASQUA ASSET MANAGEMENT INC 12,975 12,610 -2.81 415 351 -15.42
2017-11-13 13F-HR AVIVA PLC 295,735 298,405 0.90 9,455 8,305 -12.16
2017-11-13 13F-HR Glassman Wealth Services 18 14 -22.22 1 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 257,882 187,363 -27.35 8,242 5,214 -36.74
2017-11-14 13F-HR KINGS POINT CAPITAL MANAGEMENT 7,535 7,535 0.00 241 210 -12.86
2017-09-26 13F-HR Perpetual Ltd 0 0 0 0
2017-11-14 13F-HR Invesco Ltd. 15,970,546 15,028,659 -5.90 510,418 418,247 -18.06
2017-11-01 13F-HR First Personal Financial Services 719 809 12.52 23 23 0.00
2017-11-13 13F-HR Bridgewater Associates, LP 0 117,340 0 3,266
2017-11-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 531 331 -37.66 17 9 -47.06
2017-11-14 13F-HR CREDIT AGRICOLE S A 599,167 389,678 -34.96 19,150 10,845 -43.37
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 176,628 189,534 7.31 5,645 5,275 -6.55
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 856,673 848,023 -1.01 27,379 23,600 -13.80
2017-11-14 13F-HR CRAWFORD INVESTMENT COUNSEL INC 373,778 387,843 3.76 11,946 10,794 -9.64
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 98,430 76,130 -22.66 3,146 2,119 -32.64
2017-10-20 13F-HR INGALLS & SNYDER LLC 24,330 17,530 -27.95 778 488 -37.28
2017-11-08 13F-HR ASSETMARK, INC 4,656 592,899 12,634.09 149 16,500 10,973.83
2017-10-03 13F-HR Eqis Capital Management, Inc. 14,048 14,088 0.28 449 392 -12.69
2017-11-08 13F-HR FIRST INTERSTATE BANK 965 965 0.00 31 27 -12.90
2017-11-14 13F-HR BRINKER CAPITAL INC 12,438 346
2017-11-15 13F-HR EII CAPITAL MANAGEMENT, INC. 54,800 99,695 81.93 1,751 2,775 58.48
2017-10-12 13F-HR Sonora Investment Management, LLC 5,025 5,225 3.98 160,599 145,412 -9.46
2017-11-03 13F-HR Advantus Capital Management Inc 591,664 704,257 19.03 18,909 19,599 3.65
2017-11-16 13F-HR Cetera Investment Advisers 6,538 0 -100.00 208 0 -100.00
2017-10-20 13F-HR CONNING INC. 30,296 30,176 -0.40 968 840 -13.22
2017-11-13 13F-HR Westside Investment Management, Inc. 1,000 1,000 0.00 30,890 26,830 -13.14
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 1,196,282 1,830,185 52.99 38,233 50,934 33.22
2017-08-07 13F-HR AMERICAN CENTURY COMPANIES INC 1,964,850 0 -100.00 61,461 0 -100.00
2017-11-14 13F-HR VANGUARD GROUP INC 67,179,645 74,871,098 11.45 2,147,062 2,083,663 -2.95
2017-11-14 13F-HR WESTWOOD HOLDINGS GROUP INC 54,175 52,280 -3.50 1,731 1,455 -15.94
2017-10-26 13F-HR Paragon Capital Management Ltd 8,572 8,594 0.26 274 239 -12.77
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 137,180 4,384
2017-08-18 13F-HR WFG Advisors, LP 7,217 7,016 -2.79 226 224 -0.88
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 328,668 353,668 7.61 10,504 9,843 -6.29
2017-11-08 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 16,887 16,887 0.00 540 470 -12.96
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 13,100 7,200 -45.04 419 200 -52.27
2017-11-13 13F-HR Allianz Asset Management AG 545,777 550,484 0.86 17,444 15,320 -12.18
2017-11-14 13F-HR Voya Investment Management LLC 255,521 254,022 -0.59 8,166 7,069 -13.43
2017-10-30 13F-HR ZEVIN ASSET MANAGEMENT LLC 153,660 4,276
2017-11-09 13F-HR Achmea Investment Management B.V. 40,615 28,600 -29.58 1,296 795 -38.66
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 2,955 0 -100.00 94 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. 7,238 23,688 227.27 231 659 185.28
2017-11-14 13F-HR Tyers Asset Management LLC 89,184 68,912 -22.73 2,850 1,918 -32.70
2017-11-15 13F-HR IFM Investors Pty Ltd 14,506 14,506 0.00 464 404 -12.93
2017-11-13 13F-HR Resources Investment Advisors, Inc. 1,539 1,539 0.00 49 43 -12.24
2017-10-18 13F-HR Quotient Investors, LLC 0 0 316 276 -12.66
2017-10-17 13F-HR SUMITOMO LIFE INSURANCE CO 40,500 39,775 -1.79 1,294 1,107 -14.45
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 38,200 37,618 -1.52 1,195 1,202 0.59
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 269,628 737,486 173.52 8,618 20,523 138.14
2017-11-13 13F-HR Winton Capital Group Ltd 40,424 94,480 133.72 1,292 2,629 103.48
2017-11-13 13F-HR Pacad Investment Ltd. 32,800 26,899 -17.99 1,048 749 -28.53
2017-10-27 13F-HR BEACH INVESTMENT COUNSEL INC/PA 0 71,750 0 1,997
2017-10-31 13F-HR First City Capital Management, Inc. 0 7,612 0 212
2017-11-08 13F-HR DAVIDSON INVESTMENT ADVISORS 1,622 0 -100.00 51 0 -100.00
2017-10-16 13F-HR Louisiana State Employees Retirement System 29,100 29,300 0.69 930 815 -12.37
2017-11-14 13F-HR Cullen Capital Management, LLC 1,062,570 1,088,200 2.41 33,960 30,285 -10.82
2017-11-13 13F-HR Harvest Fund Management Co., Ltd 2,500 2,500 0.00 80 70 -12.50
2017-10-18 13F-HR HOWE & RUSLING INC 305 0 -100.00 10 0 -100.00
2017-11-14 13F-HR HighTower Advisors, LLC 65,777 43,830 -33.37 2,108 1,223 -41.98
2017-11-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 8,275 7,275 -12.08 265 202 -23.77
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 464,019 37,518 -91.91 14,831 1,044 -92.96
2017-11-14 13F-HR First Allied Advisory Services, Inc. 45,666 43,388 -4.99 1,460 1,213 -16.92
2017-11-08 13F-HR Edge Advisors, Llc 23 23 0.00 0 0
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 3,854 0 -100.00 123 0 -100.00
2017-11-13 13F-HR CITIGROUP INC Put 17,600 25,000 42.05 562 696 23.84
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 327 327 0.00 10 9 -10.00
2017-11-14 13F-HR Magnetar Financial LLC 27,576 47,446 72.06 881 1,320 49.83
2017-11-03 13F-HR Sterling Investment Advisors, Ltd. 2,232 1,732 -22.40 71 48 -32.39
2017-11-13 13F-HR Intersect Capital LLC 1,320 1,184 -10.30
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 19,781 25,938 31.13 632 722 14.24
2017-11-13 13F-HR Tekla Capital Management LLC 45,500 45,500 0.00 1,454 1,266 -12.93
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 21,740 22,898 5.33 695 637 -8.35
2017-10-12 13F-HR MOODY NATIONAL BANK TRUST DIVISION 14,875 10,575 -28.91 476 295 -38.03
2017-11-09 13F-HR Cowen Prime Services LLC 8,000 8,000 0.00 256 223 -12.89
2017-11-15 13F-HR Arbor Wealth Management, LLC 132,877 146,389 10.17 3,889 3,955 1.70
2017-11-08 13F-HR ProVise Management Group, LLC 6,487 0 -100.00 207 0 -100.00
2017-11-14 13F-HR Squarepoint Ops LLC 280,261 474,223 69.21 8,957 13,198 47.35
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 42,556 42,556 0.00 1,360 1,184 -12.94
2017-11-09 13F-HR Fernwood Investment Management, LLC 15,376 15,438 0.40 491 430 -12.42
2017-07-28 13F-HR ST GERMAIN D J CO INC 209,697 0 -100.00 6,559 0 -100.00
2017-11-13 13F-HR FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 136,069 133,494 -1.89 4,349 3,715 -14.58
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 0 27,259 0 759
2017-11-14 13F-HR Voya Financial Advisors, Inc. 11,390 11,399 0.08 364 317 -12.91
2017-11-08 13F-HR Buckingham Asset Management, LLC 29,582 29,582 0.00 945 823 -12.91
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 118,376 113,407 -4.20 3,783 3,156 -16.57
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 37,835 37,835 0.00 1,053 1,053 0.00
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,237 1,138 -8.00 40 32 -20.00
2017-11-09 13F-HR AMICA MUTUAL INSURANCE CO 121,423 23,757 -80.43 3,881 661 -82.97
2017-11-03 13F-HR Moisand Fitzgerald Tamayo, LLC 260 260 0.00 8 7 -12.50
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 14,000 0 -100.00 448 0 -100.00
2017-11-14 13F-HR SALIENT TRUST CO LTA 9,720 0 -100.00 311 0 -100.00
2017-11-09 13F-HR Van Hulzen Asset Management, LLC 7,744 7,744 0.00 247 216 -12.55
2017-11-14 13F-HR Walleye Trading LLC Put 26,800 10,400 -61.19 856 292 -65.89
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 8,926 8,926 0.00 285 248 -12.98
2017-10-27 13F-HR Bollard Group LLC 42,924 13,838 -67.76 1,372 385 -71.94
2017-10-11 13F-HR LGT CAPITAL PARTNERS LTD. 755,523 530,180 -29.83 24,147 14,755 -38.90
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 0 14,239 0 396
2017-11-14 13F-HR Arizona State Retirement System 116,244 189,261 62.81 3,715 5,267 41.78
2017-11-14 13F-HR HENDERSON GROUP PLC 131,449 215,865 64.22 4,202 6,007 42.96
2017-11-22 13F-HR Chicago Partners Investment Group LLC 3,525 4,525 28.37 113 126 11.50
2017-11-01 13F-HR SFE Investment Counsel 228,906 216,246 -5.53 7,316 6,018 -17.74
2017-07-20 13F-HR BB&T CORP 10,275 0 -100.00 322 0 -100.00
2017-10-23 13F-HR REGIONS FINANCIAL CORP 235,757 249,324 5.75 7,534 6,939 -7.90
2017-11-14 13F-HR CAXTON ASSOCIATES LP 15,500 0 -100.00 495 0 -100.00
2017-11-13 13F-HR Clear Perspective Advisors, LLC 2,165 1,165 -46.19 69 32 -53.62
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 182,782 182,852 0.04 5,842 5,089 -12.89
2017-11-13 13F-HR CITIGROUP INC 727,596 742,973 2.11 23,254 20,676 -11.09
2017-11-14 13F-HR MENTA CAPITAL LLC 29,100 0 -100.00 930 0 -100.00
2017-08-14 13F-HR Risk Paradigm Group, LLC 900 0 -100.00 28,152 0 -100.00
2017-10-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 25,618 25,618 0.00 819 713 -12.94
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 77,480 56,076 -27.63 2,476 1,561 -36.95
2017-11-13 13F-HR LASALLE INVESTMENT MANAGEMENT SECURITIES LLC 54,400 54,400 0.00 1,739 1,514 -12.94
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 261,600 232,700 -11.05 8,361 6,476 -22.55
2017-11-09 13F-HR OPPENHEIMER & CO INC 55,154 52,652 -4.54 1,762 1,466 -16.80
2017-11-09 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 98,995 17,535 -82.29 3,164 488 -84.58
2017-08-09 13F-HR Autus Asset Management, LLC 7,474 0 -100.00 234 0 -100.00
2017-11-02 13F-HR FIDUCIARY TRUST CO 81,729 77,951 -4.62 2,612 2,169 -16.96
2017-10-11 13F-HR DnB Asset Management AS 48,366 48,366 0.00 1,545,777 1,346,026 -12.92
2017-11-14 13F-HR AMP Capital Investors Ltd 416,202 535,476 28.66 13,308 14,904 11.99
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 618,695 650,089 5.07 19,759 18,080 -8.50
2017-11-14 13F-HR BlueCrest Capital Management Ltd 96,963 44,949 -53.64 3,099 1,251 -59.63
2017-11-14 13F-HR HEITMAN REAL ESTATE SECURITIES LLC 2,173,424 1,698,384 -21.86 69,463 47,266 -31.96
2017-10-23 13F-HR STRS OHIO 635,922 621,399 -2.28 20,324 17,293 -14.91
2017-10-06 13F-HR North Star Investment Management Corp. 1,529 1,629 6.54 49 45 -8.16
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 40,924 40,674 -0.61 1,308 1,132 -13.46
2017-11-13 13F-HR BROWN ADVISORY INC 78,294 76,837 -1.86 2,503 2,138 -14.58
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 131,655 129,964 -1.28 4,208 3,617 -14.04
2017-11-16 13F-HR Cetera Advisor Networks LLC 11,163 11,743 5.20 356 328 -7.87
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 375,296 352,633 -6.04 11,994 9,814 -18.18
2017-08-22 13F-HR M Holdings Securities, Inc. 7,158 0 -100.00 224 0 -100.00
2017-10-17 13F-HR CITY HOLDING CO 165 165 0.00 5 5 0.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC 4,139 0 -100.00 132 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC 153,656 21,324 -86.12 4,911 593 -87.93
2017-11-03 13F-HR Tradewinds Capital Management, LLC 23 23 0.00 1 1 0.00
2017-10-05 13F-HR Washington Trust Bank 12,794 13,286 3.85 409 370 -9.54
2017-10-25 13F-HR Aperio Group, LLC 139,119 123,838 -10.98 4,446 3,446 -22.49
2017-11-14 13F-HR Veritable, L.P. 42,748 17,024 -60.18 1,366 474 -65.30
2017-08-23 13F-HR/A-4 BROOKFIELD ASSET MANAGEMENT INC. 2,081,727 281,378 -86.48 79,605 9,167 -88.48
2017-11-06 13F-HR Redmond Asset Management, LLC 60,107 49,467 -17.70 1,921 1,377 -28.32
2017-11-08 13F-HR Kentucky Retirement Systems 30,037 28,771 -4.21 960 801 -16.56
2017-11-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 1,500 1,500 0.00 48 42 -12.50
2017-10-24 13F-HR EASTERN BANK 8,779 8,577 -2.30 280 238 -15.00
2017-11-13 13F-HR Tredje AP-fonden 38,266 40,280 5.26 1,223 1,121 -8.34
2017-11-08 13F-HR Eliot Finkel Investment Counsel, LLC 86,380 91,165 5.54 2,761 2,537 -8.11
2017-11-14 13F-HR GLG LLC 10,871 0 -100.00 347 0 -100.00
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 1,375,235 1,730,735 25.85 43,953 48,166 9.59
2017-11-08 13F-HR Pacer Advisors, Inc. 11,370 12,555 10.42 363 349 -3.86
2017-08-10 13F-HR WELLS FARGO & COMPANY/MN Put 11,200 0 -100.00 0 0
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 65,756 52,623 -19.97 2,102 1,464 -30.35
2017-11-13 13F-HR Live Your Vision, LLC 962 968 0.62 29 27 -6.90
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 309,060 173,579 -43.84 9,878 4,831 -51.09
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 3,512,069 3,257,659 -7.24 112,245,725 90,660,651 -19.23
2017-11-14 13F-HR DEUTSCHE BANK AG\ 1,872,400 1,801,057 -3.81 59,839 50,120 -16.24
2017-11-06 13F-HR Spot Trading L.l.c. 2,784 22,567 710.60 89 628 605.62
2017-11-02 13F-HR S. R. Schill & Associates 8,096 8,096 0.00 259 225 -13.13
2017-11-14 13F-HR Walleye Trading LLC Call 21,900 17,200 -21.46 699 479 -31.47
2017-10-31 13F-HR FORSTA AP-FONDEN 143,500 196,900 37.21 4,586 5,480 19.49
2017-11-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 177,770 20,630 -88.40 5,682 574 -89.90
2017-10-26 13F-HR Eagle Ridge Investment Management 8,845 246
2017-11-14 13F-HR SUNTRUST BANKS INC 12,035 12,131 0.80 384 337 -12.24
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 275,700 279,200 1.27 8,811 7,770 -11.81
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 1,194,544 1,103,422 -7.63 38,178 30,709 -19.56
2017-08-14 13F-HR People's United Financial, Inc. 3,480 0 -100.00 109 0 -100.00
2017-10-18 13F-HR BerganKDV Wealth Management, LLC 50,350 49,687 -1.32 1,609 1,383 -14.05
2017-10-23 13F-HR Harrington Investments, Inc 29,571 823
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 734,296 755,195 2.85 23,468 21,017 -10.44
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 393,000 374,700 -4.66 12,560 10,428 -16.97
2017-10-30 13F-HR Westpac Banking Corp 591,328 588,576 -0.47 18,898,842 16,380,071 -13.33
2017-11-13 13F-HR FIRST MERCANTILE TRUST CO 6,800 10,400 52.94 217 289 33.18
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 708,190 708,190 0.00 22,634 19,709 -12.92
2017-11-13 13F-HR Quantitative Investment Management, LLC 270,200 0 -100.00 8,635 0 -100.00
2017-11-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 60,940 60,940 0.00 1,948 1,696 -12.94
2017-11-03 13F-HR/A-1 Legacy Advisors, Llc 92 2
2017-10-27 13F-HR Cable Hill Partners, LLC 277 277 0.00 9 8 -11.11
2017-11-09 13F-HR FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 7,924 7,924 0.00 253 221 -12.65
2017-11-03 13F-HR ADVISOR PARTNERS LLC 9,765 0 -100.00 312 0 -100.00
2017-11-08 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 6,374 0 -100.00 203 0 -100.00
2017-10-16 13F-HR CWM, LLC 6,371 6,905 8.38 204 192 -5.88
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 18,400 69,800 279.35 588 1,943 230.44
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 115,043 115,512 0.41 3,677 3,215 -12.56
2017-10-27 13F-HR LEE DANNER & BASS INC 105,035 110,760 5.45 3,357 3,082 -8.19
2017-11-08 13F-HR Norinchukin Bank, The 32,517 34,907 7.35 1,039 971 -6.54
2017-11-07 13F-HR Stratos Wealth Partners, LTD. 8,557 8,158 -4.66 273 227 -16.85
2017-11-13 13F-HR King Wealth Management Group, LLC 7,552 7,440 -1.48 241 207 -14.11
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 1,672,361 1,701,540 1.74 53,447 47,354 -11.40
2017-11-13 13F-HR Goss Wealth Management LLC 391 0 -100.00 12,076 0 -100.00
2017-11-14 13F-HR Feltz WealthPLAN Inc. 7,498 7,528 0.40 240 209 -12.92
2017-10-27 13F-HR BTR CAPITAL MANAGEMENT INC 12,200 12,200 0.00 390 340 -12.82
2017-11-13 13F-HR KBC Group NV 87,243 57,233 -34.40 2,788 1,593 -42.86
2017-10-17 13F-HR Cutler Group LP Put 7,000 2,400 -65.71 11 11 0.00
2017-10-11 13F-HR CHARTER TRUST CO 11,414 8,025 -29.69 365 224 -38.63
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 525,702 1,098,042 108.87 16,801 30,559 81.89
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 810 1,083 33.70 26 30 15.38
2017-08-02 13F-HR/A-2 JENNISON ASSOCIATES LLC 7,564 0 -100.00 225 0 -100.00
2017-11-13 13F-HR Marshall Wace North America L.P. 41,713 0 -100.00 1,335 0 -100.00
2017-11-02 13F-HR Daiwa Securities Group Inc. 10,610,722 12,243,041 15.38 339,119 340,724 0.47
2017-08-11 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 28,800 0 -100.00 901 0 -100.00
2017-11-14 13F-HR Itau Unibanco Holding S.A. 440 6,716 1,426.36 14 591 4,121.43
2017-11-13 13F-HR Bruderman Asset Management, LLC 1,504 0 -100.00 48 0 -100.00
2017-11-14 13F-HR Elkfork Partners LLC 122,628 94,754 -22.73 3,919 2,637 -32.71
2017-10-11 13F-HR American Financial Network Advisory Services Llc 1,860 52
2017-11-13 13F-HR CIBC World Markets Inc. 42,640 7,964 -81.32 1,363 222 -83.71
2017-11-13 13F-HR PineBridge Investments, L.P. 29,150 41,193 41.31 932 1,146 22.96
2017-10-05 13F-HR CATAWBA CAPITAL MANAGEMENT /VA 21,575 19,975 -7.42 690 556 -19.42
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 19,232 22,232 15.60 615 619 0.65
2017-10-19 13F-HR Kistler-Tiffany Companies, LLC 274 274 0.00 9 8 -11.11
2017-06-27 13F-HR Staton Financial Advisors, Llc 96,321 90,656 -5.88 3,683 2,954 -19.79
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 34,812 38,139 9.56 1,113 1,061 -4.67
2017-11-13 13F-HR FAGAN ASSOCIATES, INC. 33,900 33,900 0.00 1,083 943 -12.93
2017-10-20 13F-HR JFS WEALTH ADVISORS, LLC 78 78 0.00 2 2 0.00
2017-11-13 13F-HR FRANKLIN RESOURCES INC 755,872 724,092 -4.20 24,157 20,151 -16.58
2017-11-14 13F-HR Kemper Corp Master Retirement Trust 25,425 16,275 -35.99 813 453 -44.28
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 434 434 0.00 14 12 -14.29
2017-11-08 13F-HR STEPHENS INC /AR/ 41,835 40,266 -3.75 1,337 1,121 -16.16
2017-11-01 13F-HR NWAM LLC 6,804 0 -100.00 217 0 -100.00
2017-08-22 13F-HR Ahrens Investment Partners Llc 17,165 16,469 -4.05 510 515 0.98
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 105 106 0.95 3 3 0.00
2017-11-14 13F-HR CAHILL FINANCIAL ADVISORS INC 7,687 7,236 -5.87 246 202 -17.89
2017-11-02 13F-HR DE BURLO GROUP INC 36,550 36,250 -0.82 1,168 1,008 -13.70
2017-10-30 13F-HR BP PLC 57,000 57,000 0.00 1,822 1,586 -12.95
2017-10-31 13F-HR Andra AP-fonden 96,400 170,100 76.45 3,081 4,734 53.65
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 777,432 710,826 -8.57 24,847 19,782 -20.38
2017-10-24 13F-HR RAYMOND JAMES TRUST N.A. 13,071 10,786 -17.48 418 300 -28.23
2017-10-30 13F-HR Community Bank, N.A. 4,918 3,656 -25.66 158 102 -35.44
2017-11-14 13F-HR TLP GROUP LLC 195 9,893 4,973.33 6 275 4,483.33
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 15,972 0 445
2017-11-13 13F-HR Mirador Capital Partners LP 8,324 8,332 0.10 248 223 -10.08
2017-11-13 13F-HR KOCH INDUSTRIES INC 6,519 0 -100.00 208 0 -100.00
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 29,888 28,602 -4.30 955 796 -16.65
2017-10-11 13F-HR QUANTRES ASSET MANAGEMENT Ltd 0 16,200 0 451
2017-11-13 13F-HR INVESTMENT CENTERS OF AMERICA INC 27,679 26,113 -5.66 880 730 -17.05
2017-11-07 13F-HR SG Americas Securities, LLC 454,115 68,864 -84.84 14,514 1,916 -86.80
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 7,833 29,306 274.14 250 816 226.40
2017-11-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 82,604 82,604 0.00 2,640 2,299 -12.92
2017-11-14 13F-HR Baird Financial Group, Inc. 152,436 139,859 -8.25 4,872 3,892 -20.11
2017-11-14 13F-HR Partners Group Holding AG 0 19,500 0 543
2017-11-13 13F-HR M&T BANK CORP 47,316 54,230 14.61 1,511 1,509 -0.13
2017-10-10 SC 13G/A BlackRock Inc. 45,925,488 47,095,204 2.55
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 12,833 12,390 -3.45 410 345 -15.85
2017-11-14 13F-HR HBK INVESTMENTS L P 7,900 204,700 2,491.14 252 5,697 2,160.71
2017-08-07 13F-HR TWIN CAPITAL MANAGEMENT INC 119,410 0 -100.00 3,735 0 -100.00
2017-11-13 13F-HR BB&T SECURITIES, LLC 77,342 74,396 -3.81 2,471 2,070 -16.23
2017-11-13 13F-HR KCM INVESTMENT ADVISORS LLC 183,620 175,678 -4.33 5,868 4,889 -16.68
2017-11-14 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 158,400 0 -100.00 5,062 0 -100.00
2017-11-06 13F-HR TOWER BRIDGE ADVISORS 8,074 8,074 0.00 258,045 224,699 -12.92
2017-11-13 13F-HR JNBA Financial Advisors 0 345 0 10
2017-11-03 13F-HR Global X Management CO LLC 11,662 13,268 13.77 373 369 -1.07
2017-11-03 13F-HR Sandy Spring Bank 110 110 0.00 4 3 -25.00
2017-10-16 13F-HR National Pension Service 464,819 483,815 4.09 14,865 13,474 -9.36
2017-11-14 13F-HR COHEN & STEERS INC 28,238,516 35,762,597 26.64 902,503 995,273 10.28
2017-11-15 13F-HR Janney Montgomery Scott LLC 186,851 177,487 -5.01 5,972 4,939 -17.30
2017-11-14 13F-HR Pinkerton Retirement Specialists, LLC 241 142 -41.08 8 4 -50.00
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 119,300 111,100 -6.87 3,813 3,092 -18.91
2017-11-15 13F-HR Neuberger Berman Group LLC 967,867 40,880 -95.78 30,933 1,138 -96.32
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 2,284 64
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 1,060 1,069 0.85 34 30 -11.76
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 431,378 242,653 -43.75 13,787 6,753 -51.02
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 48,672 164,855 238.71 1,556 4,588 194.86
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 951,423 1,029,046 8.16 30,426 28,659 -5.81
2017-10-03 13F-HR Curbstone Financial Management Corp 30,210 60,200 99.27 966 1,675 73.40
2017-11-14 13F-HR CREDIT SUISSE AG/ 1,880,332 1,375,371 -26.85 60,095 38,276 -36.31
2017-10-17 13F-HR Cutler Group LP Call 6,300 7,200 14.29 8 6 -25.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,096,769 757,177 -30.96 35,053 21,072 -39.89
2017-11-14 13F-HR Telemetry Investments, L.L.C. 9,080 253
2017-11-08 13F-HR MACQUARIE GROUP LTD 1,543,697 851,842 -44.82 49,336 23,707 -51.95
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 69,603 42,300 -39.23 2,225 1,177 -47.10
2017-10-26 13F-HR BALDWIN BROTHERS INC/MA 100 100 0.00 3 3 0.00
2017-11-13 13F-HR SCHNIEDERS CAPITAL MANAGEMENT LLC 13,425 11,625 -13.41 429 324 -24.48
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 1,171,861 1,159,775 -1.03 37,453 32,277 -13.82
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 26 26 0.00 1 1 0.00
2017-11-07 13F-HR SG Americas Securities, LLC Put 325,000 325,000 0.00 32 1,235 3,759.38
2017-12-12 13F-HR/A-1 Patten Group, Inc. 600 600 0.00 18 17 -5.56
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 2,241,409 2,146,987 -4.21 71,635 59,751 -16.59
2017-11-13 13F-HR Quadrature Capital LTD 8,258 0 -100.00 264 0 -100.00
2017-11-07 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 64,656 1,799
2017-11-03 13F-HR FDx Advisors, Inc. 9,720 10,471 7.73 311 291 -6.43
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 73,615 76,216 3.53 2,353 2,113 -10.20
2017-11-13 13F-HR Sarasin & Partners LLP 28,477 28,477 0.00 910 793 -12.86
2017-11-06 13F-HR CIBC Asset Management Inc 49,486 51,100 3.26 1,582 1,422 -10.11
2017-11-06 13F-HR TORONTO DOMINION BANK 158,731 177,872 12.06 5,072 4,950 -2.41
2017-10-25 13F-HR Gierl Augustine Investment Management Inc 25 25 0.00 1 1 0.00
2017-06-23 13F-HR/A-1 SYMPHONY ASSET MANAGEMENT LLC 17,179 0 -100.00 652 0 -100.00
2017-11-14 13F-HR KEMPEN CAPITAL MANAGEMENT N.V. 263,904 312,336 18.35 8,435 8,693 3.06
2017-10-20 13F-HR LeJeune Puetz Investment Counsel LLC 47,240 47,840 1.27 1,510 1,331 -11.85
2017-10-17 13F-HR HENGEHOLD CAPITAL MANAGEMENT LLC 45,488 50,349 10.69 1,454 1,401 -3.65
2017-11-14 13F-HR BEACON INVESTMENT ADVISORY SERVICES, INC. 8,872 18,570 109.31 284 517 82.04
2017-11-07 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 41,067 41,067 0.00 1,313 1,143 -12.95
2017-11-08 13F-HR Cipher Capital LP 32,024 287,093 796.49 1,024 7,989 680.18
2017-11-14 13F-HR STATE STREET CORP 27,363,119 26,781,351 -2.13 874,524 745,321 -14.77
2017-10-12 13F-HR WEBSTER BANK, N. A. 676 11,826 1,649.41 22 329 1,395.45
2017-10-25 13F-HR Capital Advisors, Ltd. LLC 500 500 0.00 16 14 -12.50
2017-08-10 13F-HR Standard Life Investments LTD 3,810,296 4,383,771 15.05 119,167 140,128 17.59
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 295 0 -100.00 9 0 -100.00
2017-11-07 13F-HR Russell Investments Group, Ltd. 2,300,224 2,529,862 9.98 73,534 70,415 -4.24
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 152,074 735,111 383.39 4,860 20,458 320.95
2017-11-14 13F-HR ZACKS INVESTMENT MANAGEMENT 499,242 506,440 1.44 15,956 14,094 -11.67
2017-08-09 13F-HR BALTIMORE CAPITAL MANAGEMENT, INC 10,900 0 -100.00 341 0 -100.00
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 50,817 44,393 -12.64 1,624 1,236 -23.89
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 72,200 34,800 -51.80 2,309 968 -58.08
2017-08-07 13F-HR Karp Capital Management Corp 128,559 0 -100.00 4,021 0 -100.00
2017-11-14 13F-HR ACCIDENT COMPENSATION CORP 66,421 60,421 -9.03 2,123 1,682 -20.77
2017-10-26 13F-HR HONEYWELL INTERNATIONAL INC 126,556 161,676 27.75 4,045 4,499 11.22
2017-08-10 13F-HR FNY Partners Fund LP 336 0 -100.00 10 0 -100.00
2017-10-23 13F-HR APG Asset Management US Inc. 3,458,000 3,899,000 12.75 110,518 108,509 -1.82
2017-11-06 13F-HR Sigma Planning Corp 23,632 28,480 20.51 755 793 5.03
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 1,028 0 -100.00 33 0 -100.00
2017-11-07 13F-HR DT Investment Partners, LLC 46,253 75,433 63.09 1,478 2,099 42.02
2017-10-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 43,265 65,344 51.03 1,383 1,818 31.45
2017-10-25 13F-HR Carroll Financial Associates, Inc. 1,800 1,800 0.00 57 48 -15.79
2017-11-14 13F-HR Verition Fund Management LLC 8,034 57,549 616.32 257 1,602 523.35
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 741,329 740,554 -0.10 23,693 20,610 -13.01
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 100,700 95,688 -4.98 3,218 2,663 -17.25
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 88,938 112,923 26.97 2,842 3,142 10.56
2017-10-11 13F-HR Clean Yield Group 26,930 12,015 -55.38 855 334 -60.94
2017-11-20 13F-HR Barnett & Company, Inc. 1,111 1,050 -5.49 36 29 -19.44
2017-08-14 13F-HR QCM Cayman, Ltd. 7,748 0 -100.00 242 0 -100.00
2017-11-14 13F-HR/A-1 UBS Group AG Put 200 0 -100.00 6 0 -100.00
2017-11-09 13F-HR Legal & General Group Plc 3,366,918 3,579,180 6.30 107,610 99,609 -7.44
2017-11-08 13F-HR D.A. DAVIDSON & CO. 102,639 104,554 1.87 3,280 2,909 -11.31
2017-10-18 13F-HR Mutual of America Capital Management LLC 56,647 52,893 -6.63 1,810 1,472 -18.67
2017-11-06 13F-HR COMERICA BANK 134,004 140,178 4.61 4,200 3,589 -14.55
2017-11-06 13F-HR HM PAYSON & CO 26,773 26,473 -1.12 856 737 -13.90
2017-11-09 13F-HR EAGLE ASSET MANAGEMENT INC 41,494 0 -100.00 1,326 0 -100.00
2017-11-08 13F-HR SECURITY NATIONAL TRUST CO 2,227 0 -100.00 71 0 -100.00
2017-10-17 13F-HR WENDELL DAVID ASSOCIATES INC 19,200 19,600 2.08 614 545 -11.24
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 650 650 0.00 21 18 -14.29
2017-08-08 13F-HR Willingdon Wealth Management 1,303 1,372 5.30
2017-10-27 13F-HR Alexandria Capital, LLC 6,702 6,558 -2.15 214 183 -14.49
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 286,215 284,485 -0.60 9,147 7,918 -13.44
2017-11-15 13F-HR Krilogy Financial LLC 105 105 0.00 3 3 0.00
2017-11-03 13F-HR Ironwood Financial, llc 320 320 0.00 10 9 -10.00
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 40,905 5,420 -86.75 1,279,508 173,223 -86.46
2017-10-25 13F-HR Korea Investment CORP 43,140 4,340 -89.94 1,379 121 -91.23
2017-11-14 13F-HR Covington Capital Management 2,216 62
2017-11-01 13F-HR Bt Investment Management Ltd 38,910 45,480 16.89 1,243,564 1,253,165 0.77
2017-11-14 13F-HR Bridgewater Wealth & Financial Management, LLC 52,693 0 -100.00 1,684 0 -100.00
2017-10-30 13F-HR ARP AMERICAS LLC 9,907 0 -100.00 317 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 2,987,736 3,859,942 29.19 95,487 107,422 12.50
2017-07-19 13F-HR Founders Capital Management 3,400 0 -100.00 106 0 -100.00
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 0 5 0 0
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 2,000 0 -100.00 64 0 -100.00
2017-11-03 13F-HR W.G. Shaheen & Associates DBA Whitney & Co 64,900 64,900 0.00 2,074 2,074 0.00
2017-12-05 13F-HR Perigon Wealth Management, LLC 9,495 9,495 0.00 303 264 -12.87
2017-11-14 13F-HR GLENMEDE TRUST CO NA 3,333 2,373 -28.80 103 65 -36.89
2017-10-12 13F-HR FIRST CITIZENS BANK & TRUST CO 11,240 0 -100.00 359 0 -100.00
2017-11-13 13F-HR US BANCORP \DE\ 42,084 40,296 -4.25 1,345 1,121 -16.65
2017-10-18 13F-HR PEOPLES FINANCIAL SERVICES CORP. 3,250 3,250 0.00 104 90 -13.46
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 188,800 8,100 -95.71 6,034 225 -96.27
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 31,680 62,337 96.77 1,012 1,734 71.34
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 122,650 0 -100.00 3,920 0 -100.00
2017-11-09 13F-HR FTB Advisors, Inc. 882 529 -40.02 28 15 -46.43
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 45,448 43,881 -3.45 1,505 1,341 -10.90
2017-10-10 13F-HR SOLARIS ASSET MANAGEMENT LLC 125 0 -100.00 4 0 -100.00
2017-11-14 13F-HR CLINTON GROUP INC 46,085 0 -100.00 1,473 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 15,700 0 -100.00 502 0 -100.00
2017-11-08 13F-HR Regal Investment Advisors LLC 648 527 -18.67
2017-11-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 47,532 0 -100.00 1,519 0 -100.00
2017-10-26 13F-HR REAL ESTATE MANAGEMENT SERVICES LLC 368,300 872,600 136.93 11,771 24,284 106.30
2017-11-09 13F-HR Shoker Investment Counsel, Inc. 30,036 28,252 -5.94 959 786 -18.04
2017-11-13 13F-HR MONETARY MANAGEMENT GROUP INC 500 500 0.00 16 14 -12.50
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 3,422 20,771 506.98 109 578 430.28
2017-11-09 13F-HR AMALGAMATED BANK 52,929 53,838 1.72 1,692 1,498 -11.47
2017-11-13 13F-HR PROFUND ADVISORS LLC 28,577 29,699 3.93 913 827 -9.42
2017-11-13 13F-HR COCONUT GROVE BANK 280 0 -100.00 9 0 -100.00
2017-11-07 13F-HR IBM Retirement Fund 6,982 0 -100.00 223 0 -100.00
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 22,323 0 -100.00 713 0 -100.00
2017-11-13 13F-HR Cornerstone Capital, Inc. 482,450 505,146 4.70 15,419 14,058 -8.83
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 19,834 19,834 0.00 634 552 -12.93
CUSIP: 40414L109