SecurityHCM / Hutchison China MediTech Limited (44842L103)
Institutional Owners43
Form N-Q Owners5
Institutional Shares53,222,351 (ex. N-Q)
Institutional Value$ 390,595,000 USD (ex. N-Q)
Related HNCMF / Hutchison China Meditech Ltd.

Institutional Stock Ownership and Shareholders

Hutchison China MediTech Limited (NASDAQ:HCM) has 43 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 53,222,351 shares. Largest shareholders include CK Hutchison Holdings Ltd, Mitsui & Co Ltd, Prudential Plc, Oppenheimer Funds Inc, JP Morgan Chase & Co, Karst Peak Capital Ltd, Schroder Investment Management Group, Wellington Management Group LLP, Harvest Fund Management Co., Ltd, and Matthews International Capital Management Llc.

Hutchison China MediTech Limited (NASDAQ:HCM) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-08 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 31,399 1,237
2018-02-14 13F-HR Polar Capital LLP 30,000 1,154
2018-02-14 13F-HR PRUDENTIAL PLC 2,190,838 2,190,838 0.00 59,744 86,363 44.56
2018-01-25 13F-HR Harvest Fund Management Co., Ltd 262,160 10,334
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 164 1,158 606.10 4 45 1,025.00
2018-02-14 13F-HR HSBC HOLDINGS PLC 64,753 2,553
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 103,799 103,799 0.00 2,831 4,092 44.54
2018-02-14 13F-HR Advisor Group, Inc. 454 18
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 1,691,980 66,697
2017-11-14 13F-HR/A-1 OLD MISSION CAPITAL LLC 27,900 0 -100.00 557 0 -100.00
2018-02-13 SC 13G/A MITSUI & CO LTD 3,214,404 3,214,404 0.00
2018-02-14 13F-HR INDUS CAPITAL PARTNERS, LLC 22,300 24,800 11.21 608 978 60.86
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 33,965 1,340
2018-01-29 N-Q Ishares Inc (see advisory)
2018-02-13 13F-HR Renaissance Technologies LLC 91,200 69,800 -23.46 2,487 2,752 10.66
2018-02-13 13F-HR Allianz Asset Management AG 0 175,300 0 6,910
2018-02-13 13F-HR JP Morgan Chase & Co 404,996 1,253,084 209.41 11,032 49,397 347.76
2018-02-14 13F-HR DEUTSCHE BANK AG\ 73,067 29,785 -59.24 1,991 1,174 -41.03
2018-02-14 13F-HR Jabre Capital Partners S.A. 18,271 34,058 86.40 498 1,343 169.68
2018-02-13 13F-HR Wellington Management Group LLP 508,228 517,255 1.78 13,860 20,390 47.11
2018-02-12 13F-HR Hudson Bay Capital Management LP 17,200 17,200 0.00 469 678 44.56
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 51,999 2,049
2018-02-15 13F-HR CASTLEARK MANAGEMENT LLC 4,500 177
2018-02-14 13F-HR MORGAN STANLEY 6,297 132 -97.90 171 5 -97.08
2017-11-28 N-Q Emerging Markets Growth Fund Inc (see advisory)
2018-02-13 13F-HR CREDIT AGRICOLE S A 41,499 0 -100.00 1,132 0 -100.00
2018-01-19 13F-HR World Asset Management Inc 6,873 271
2018-02-13 13F-HR BAILLIE GIFFORD & CO 185,604 206,454 11.23 5,062 8,138 60.77
2018-02-02 13F-HR COMERICA BANK 6,519 6,519 0.00 203 246 21.18
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 6,554 258
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 12,054 15,005 24.48 329 591 79.64
2017-10-27 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-14 13F-HR Prince Street Capital Management LLC 69,300 61,300 -11.54 1,890 2,416 27.83
2017-11-09 SC 13D CK Hutchison Holdings Ltd 36,666,667 40,097,877 9.36
2017-09-28 N-Q Capital Group Emerging Markets Total Opportunities Fund (see advisory)
2018-02-12 13F-HR MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC 273,600 254,300 -7.05 7,461 10,025 34.37
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 997,164 1,154,164 15.74 27,163 45,497 67.50
2018-02-14 13F-HR PERCEPTIVE ADVISORS LLC 10,000 10,000 0.00 273 394 44.32
2018-02-06 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 150,661 108,085 -28.26 4,109 4,261 3.70
2018-02-14 13F-HR UBS Group AG 223 2,025 808.07 6 80 1,233.33
2018-02-14 13F-HR Folger Hill Asset Management LP 53,570 60,342 12.64 1,461 2,379 62.83
2018-02-14 13F-HR Bellevue Group AG 64,573 133,850 107.28 1,751 5,258 200.29
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 90,600 3,571
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 200 0 -100.00 5 0 -100.00
2018-01-29 N-Q Oppenheimer Developing Markets Fund (see advisory)
2018-02-20 13F-HR Karst Peak Capital Ltd 1,205,580 47,524

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( HCM / Hutchison China MediTech Limited ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!


CUSIP: 44842L103