SecurityHAWK / Blackhawk Network Holdings, Inc. (09238E104)
President and CEOHoskins Roche L Talbott
Institutional Owners230
Institutional Shares56,343,552 - 98.65%
Common Shares Outstanding57,117,000 shares (as of 2018-03-24)
Institutional Value$ 19,324,364,000 USD
Related 09238EAB0 / Blackhawk Network Holdings, Inc. Bond 1.500% 1/1

Institutional Stock Ownership and Shareholders()

HAWK / Blackhawk Network Holdings, Inc. Institutional Ownership

Blackhawk Network Holdings, Inc. (NASDAQ:HAWK) has 230 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 56,343,552 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., P2 Capital Partners, LLC, Gardner Lewis Asset Management L P, JP Morgan Chase & Co, Dimensional Fund Advisors Lp, Gabelli Funds Llc, BlackRock Fund Advisors, Water Island Capital Llc, and TIG Advisors, LLC.
Blackhawk Network Holdings, Inc. (NASDAQ:HAWK) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

Embed this chart! (it updates automatically)
<a href="https://fintel.io/so/us/hawk"><img src="https://images.fintel.io/us-hawk-so.png" alt="HAWK / Blackhawk Network Holdings, Inc. Institutional Ownership"><a>

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Put 53,000 2,369,100
2018-05-15 13F-HR Walleye Trading LLC 24,864 377,333 1,417.59 886 16,867 1,803.72
2018-05-15 13F-HR STATE STREET CORP 1,118,631 1,096,881 -1.94 39,883 49,028 22.93
2018-05-15 13F-HR GV Financial Advisors 615 27
2018-05-15 13F-HR Jefferies Group LLC 0 8,939 0 400
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 26,562 26,562 0.00 947 1,187 25.34
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 65,525 0 -100.00 2,318 0 -100.00
2018-05-15 13F-HR Standard Life Aberdeen Plc 701,260 0 -100.00 25,017 0 -100.00
2018-05-02 13F-HR RHUMBLINE ADVISERS 52,003 50,518 -2.86 1,854 2,258 21.79
2018-05-04 13F-HR Swiss National Bank 91,676 93,776 2.29 3,268 4,192 28.27
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 48 48 0.00 2 2 0.00
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 9 0
2018-04-23 13F-HR Brookstone Capital Management 0 6,063 0 271
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 3 0 -100.00 1 0 -100.00
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 9,500 0 -100.00 339 0 -100.00
2018-04-26 13F-HR FALCON POINT CAPITAL, LLC 475,718 0 -100.00 16,959 0 -100.00
2018-05-15 13F-HR Tensile Capital Management LLC 1,108,754 873,136 -21.25 39,527 39,029 -1.26
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 100 100 0.00 3 4 33.33
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 16,716 0 -100.00 596 0 -100.00
2018-04-16 13F-HR Santori & Peters, Inc. 238 0 -100.00 10 0 -100.00
2018-05-11 13F-HR Cutler Group LP Put 500 0 -100.00 0 0
2018-05-09 13F-HR NORTHERN TRUST CORP 691,352 690,498 -0.12 24,647 30,866 25.23
2018-05-15 13F-HR Advisor Group, Inc. 792 696 -12.12 29 30 3.45
2018-06-20 13F-HR/A City Financial Investment Co Ltd 338,787 15,144
2018-05-11 13F-HR SEI INVESTMENTS CO 19,530 0 -100.00 697 0 -100.00
2018-05-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 0 113,342 0 5,066
2018-05-15 13F-HR TIG Advisors, LLC 1,407,876 62,932
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 429,514 577,047 34.35 15,312 25,794 68.46
2018-05-14 13F-HR Shell Asset Management Co 348,915 348,915 0.00 12,439 15,597 25.39
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 10,796 483
2018-05-08 13F-HR WILEN INVESTMENT MANAGEMENT CORP. 42,752 41,685 -2.50 1,454 1,855 27.58
2018-05-15 13F-HR CREDIT SUISSE AG/ 50,473 125,028 147.71 1,800 5,590 210.56
2018-04-18 13F-HR/A FNY Partners Fund LP Call 3 0
2017-05-11 13F-HR DIALECTIC CAPITAL MANAGEMENT, LP 12,793 0 -100.00 482 0 -100.00
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 153,884 6,878
2018-04-06 13F-HR Carroll Financial Associates, Inc. 1 1 0.00 0 0
2018-05-11 13F-HR HSBC HOLDINGS PLC 0 251,151 0 11,227
2018-05-14 13F-HR MORGAN STANLEY 737,054 584,255 -20.73 26,277 26,115 -0.62
2018-05-14 13F-HR Convergence Investment Partners, LLC 1 0
2018-05-11 13F-HR Harbor Advisors LLC 0 5,000 0 224
2018-05-09 13F-HR Brown Trout Management, LLC 452,697 20,236
2018-05-15 13F-HR Sterling Capital Management LLC 18,959 5,774 -69.54 676 258 -61.83
2018-05-15 13F-HR Nokota Management, LP 1,004,026 1,004,026 0.00 35,794 44,880 25.38
2018-05-07 13F-HR PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 77,936 67,636 -13.22 2,778 3,023 8.82
2018-04-23 13F-HR Advisory Services Network, LLC 18 49 172.22 1 2 100.00
2018-05-14 13F-HR TEACHERS ADVISORS INC 98,474 98,474 0.00 3,511 4,402 25.38
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 11,600 13,300 14.66 414 595 43.72
2018-05-07 13F-HR Engineers Gate Manager LP 26,342 0 -100.00 939 0 -100.00
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 131 5,856
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 1,775 3,166 78.37 63 142 125.40
2017-08-07 13F-HR Geneva Advisors, LLC 43,717 44,795 2.47 1,775 1,953 10.03
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 48,708 7,451 -84.70 1,735 333 -80.81
2018-05-15 13F-HR Petrus Trust Company, LTA 178,900 22,334 -87.52 6,378 998 -84.35
2018-05-15 13F-HR BERKLEY W R CORP 58,793 2,628
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 36,854 34,973 -5.10 1,314 1,563 18.95
2018-05-15 13F-HR ETF MANAGERS GROUP, LLC 125,357 125,483 0.10 4,293 5,615 30.79
2018-05-15 13F-HR BASSWOOD CAPITAL MANAGEMENT, L.L.C. 3,129 140
2018-05-14 13F-HR NOMURA HOLDINGS INC 246,591 9,767
2018-04-27 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 16,325 0 -100.00 582 0 -100.00
2018-05-15 13F-HR Telemetry Investments, L.L.C. 32,000 1,430
2018-05-09 13F-HR IFP Advisors, Inc 531 324 -38.98 19 14 -26.32
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 150,202 156,390 4.12 5,355 6,991 30.55
2018-04-19 13F-HR Janney Montgomery Scott LLC 8,657 0 -100.00 309 0 -100.00
2018-05-11 13F-HR Pivot Point Capital Partners, LLC 526,337 300,337 -42.94 18,764 13,425 -28.45
2018-05-15 13F-HR Metlife Investment Advisors, Llc 24,608 24,608 0.00 877 1,100 25.43
2018-05-14 13F-HR DLD Asset Management, LP 90,754 4,057
2018-05-21 13F-HR Mcilrath & Eck, Llc 79 79 0.00 3 4 33.33
2018-04-18 13F-HR/A FNY Managed Accounts LLC Put 150 6
2018-05-15 13F-HR Schonfeld Strategic Advisors LLC 22,333 0 -100.00 796 0 -100.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 1,607 1,607 0.00 70 57 -18.57
2018-05-08 13F-HR Kassirer Asset Management Corp 210,532 9,411
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 184 0 -100.00 6 0 -100.00
2017-05-10 13F-HR Netols Asset Management, Inc. 169,881 156,132 -8.09 6,400 6,339 -0.95
2018-05-15 13F-HR Wellington Management Group LLP 4,108,809 82,983 -97.98 146,479 3,710 -97.47
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 190 0 -100.00 7 0 -100.00
2018-05-09 13F-HR Mint Tower Capital Management B.V. 45,615 2,039
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 4,744 4,744 0.00 169 212 25.44
2018-05-11 13F-HR GLAZER CAPITAL, LLC Call 20 20
2018-05-15 13F-HR CNH PARTNERS LLC 152,311 1,299,372 753.10 5,430 58,082 969.65
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 646,573 27,216 -95.79 23,050 1,217 -94.72
2018-04-26 13F-HR SIMPLEX TRADING, LLC 6,015 0 -100.00 214 0 -100.00
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 17,460 3,844 -77.98 622 171,827 27,524.92
2018-04-11 13F-HR Horrell Capital Management, Inc. 2,775 2,775 0.00 99 124 25.25
2018-05-01 13F-HR COMERICA BANK 24,504 0 -100.00 1,127 0 -100.00
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 4,410 14,693 233.17 157 657 318.47
2018-05-15 13F-HR Paloma Partners Management Co 20,447 87,300 326.96 729 3,902 435.25
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 135,000 0 -100.00 4,813 0 -100.00
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 261,470 228,521 -12.60 9,321,405 10,214,889 9.59
2018-05-15 13F-HR GARDNER LEWIS ASSET MANAGEMENT L P 2,360,690 105,523
2018-05-15 13F-HR UBS Group AG 13,212 141,266 969.22 471 6,315 1,240.76
2018-05-15 13F-HR FIFTH THIRD BANCORP 600 600 0.00 21 27 28.57
2018-05-15 13F-HR PEAK6 Investments, L.P. 19,946 0 -100.00 711 0 -100.00
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 245,237 110,510 -54.94 8,743 4,940 -43.50
2018-04-13 13F-HR Cwm Advisors, Llc 1,657 0 -100.00 59 0 -100.00
2018-05-14 13F-HR Yakira Capital Management, Inc. 90,000 4,023
2018-05-15 13F-HR IndexIQ Advisors LLC 148,781 6,651
2018-05-09 13F-HR GAMCO INVESTORS, INC. ET AL 92,764 666,643 618.64 3,307 29,799 801.09
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 0 4,103 0 7,183
2018-05-10 13F-HR JP Morgan Chase & Co 32,908 2,013,651 6,019.03 1,173 90,009 7,573.40
2018-05-15 13F-HR BARCLAYS PLC 66,910 139,275 108.15 2,385 6,226 161.05
2018-05-14 13F-HR Laurion Capital Management LP 6,900 0 -100.00 246 0 -100.00
2018-05-11 13F-HR Russell Investments Group, Ltd. 331,895 184,299 -44.47 11,450 8,239 -28.04
2018-05-11 13F-HR Cortina Asset Management, LLC 247,269 0 -100.00 8,815 0 -100.00
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 51,903 28,114 -45.83 1,849 1,256 -32.07
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 934,839 466,690 -50.08 33,327 20,861 -37.41
2018-05-09 13F-HR BlackRock Inc. 3,449,457 3,472,279 0.66 122,972 155,211 26.22
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 0 66,000 0 2,950
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 600 0 -100.00 21 0 -100.00
2018-05-15 13F-HR Marshall Wace LLP 7,454 33,809 353.57 266 1,511 468.05
2018-05-15 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 50,800 2,271
2017-02-10 13F-HR BlackRock Fund Advisors 1,423,859 1,676,836 17.77 42,958 63,175 47.06
2018-05-15 13F-HR MARSHALL WACE ASIA Ltd 396,643 0 -100.00 14,140 0 -100.00
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 630,957 267,214 -57.65 22,495 11,945 -46.90
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 887 859 -3.16 32 38 18.75
2018-05-08 13F-HR Aperio Group, LLC 0 4,804 0 215
2018-04-17 13F-HR HAVENS ADVISORS LLC 81,000 3,621
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 0 99,438 0 4,445
2018-05-14 13F-HR ProShare Advisors LLC 8,122 6,994 -13.89 290 313 7.93
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 0 14,653 0 655
2018-05-15 13F-HR Walleye Trading LLC Call 3,000 200 -93.33 107 9 -91.59
2018-05-09 13F-HR ANCHOR CAPITAL ADVISORS LLC 240,254 16,504 -93.13 8,565 738 -91.38
2018-05-11 13F-HR CITADEL ADVISORS LLC Call 66,000 2,950
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 496,754 516,600 4.00 17,709 23,092 30.40
2018-05-15 13F-HR Squarepoint Ops LLC 23,790 79,721 235.10 848 3,564 320.28
2018-05-15 13F-HR VANGUARD GROUP INC 4,908,116 4,866,548 -0.85 174,974 217,535 24.32
2017-02-07 13F-HR WILLIAM HARRIS INVESTORS INC 417,166 245,583 -41.13 12,586 9,253 -26.48
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 0 268,881 0 12,019
2018-05-14 13F-HR Stone Ridge Asset Management LLC 10,345 15,445 49.30 369 690 86.99
2018-05-15 13F-HR Park West Asset Management LLC 1,789,728 0 -100.00 63,804 0 -100.00
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,810 2,310 -17.79 100 103 3.00
2018-05-14 13F-HR FMR LLC / Fidelity 1,361,194 36,544 -97.32 48,527 1,634 -96.63
2018-05-01 13F-HR Hanson McClain, Inc. 43 43 0.00 2 2 0.00
2018-05-09 13F-HR GABELLI FUNDS LLC 443,023 1,754,342 295.99 15,794 78,419 396.51
2018-05-14 13F-HR Royce & Associates LLC 311 14
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 221 221 0.00 8 10 25.00
2018-04-05 13F-HR Destination Wealth Management 423 26
2018-05-08 13F-HR Neuberger Berman Group LLC 8,370 4,942 -40.96 298 221 -25.84
2018-05-08 13F-HR US BANCORP \DE\ 5,909 1,821 -69.18 211 81 -61.61
2018-05-11 13F-HR Cutler Group LP 0 557 0 24
2017-05-03 13F-HR TIAA CREF TRUST CO FSB/MO 40,873 47,316 15.76 1,540 1,921 24.74
2018-05-14 13F-HR WATER ISLAND CAPITAL LLC 1,556,996 69,598
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 37,600 75,100 99.73 1,340 3,357 150.52
2018-05-23 13F-HR/A Allianz Asset Management AG 14,994 0 -100.00 535 0 -100.00
2018-05-15 13F-HR Gotham Asset Management, LLC 0 65,153 0 2,912
2018-05-09 13F-HR/A JNBA Financial Advisors 3 3 0.00 0 0
2018-05-17 13F-HR Legal & General Group Plc 23,840 20,274 -14.96 845 906 7.22
2018-05-10 13F-HR LaSalle Street Capital Management, LLC 30,505 17,079 -44.01 1,088 763 -29.87
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 8,316 12 -99.86 296 1 -99.66
2017-02-10 13F-HR BlackRock Group LTD 34,884 37,719 8.13 1,053 1,421 34.95
2018-05-14 13F-HR S&T BANK/PA 247,689 45,210 -81.75 8,830 2,021 -77.11
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 0 4,300 0 192
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 370 320 -13.51 13 14 7.69
2018-05-02 13F-HR HARVEST MANAGEMENT LLC 60,000 2,682
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 57,900 2,588
2018-05-09 13F-HR Kellner Capital, LLC 220,200 9,843
2018-04-23 13F-HR Financial Architects, Inc 10 0 -100.00 0 0
2018-05-14 13F-HR Renaissance Technologies LLC 294,863 437,463 48.36 10,512 19,555 86.03
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,700 0 -100.00 738 0 -100.00
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0 276,243 0 12,348
2018-04-06 13F-HR Lowe fs, LLC 1 0
2018-05-11 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 90,000 4,023
2018-04-26 13F-HR CWM, LLC 82 82 0.00 3 4 33.33
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 1,384,092 1,399,636 1.12 41,758 52,731 26.28
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 552,346 515,482 -6.67 19,691 23,042 17.02
2018-05-15 13F-HR LUCUS ADVISORS LLC 0 5,049 0 226
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 31,474 0 -100.00 1,122 0 -100.00
2018-05-15 13F-HR Bank of New York Mellon Corp 231,685 240,563 3.83 8,260 10,754 30.19
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 56,916 250,000 339.24 2,029 11,175 450.76
2018-05-15 13F-HR Ferris Capital, Llc 0 16 0 1
2018-05-11 13F-HR Sg3 Management, Llc 50,000 69,300 38.60 1,783 3,098 73.75
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 7,595 0 -100.00 333 0 -100.00
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 90,098 0 -100.00 3,212 0 -100.00
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 44,351 0 -100.00 1,581 0 -100.00
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 480,903 0 21,496
2018-05-15 13F-HR Voya Investment Management LLC 1,725,157 24,217 -98.60 61,501 1,082 -98.24
2018-05-11 13F-HR Sg3 Management, Llc Call 282,500 0 -100.00 10,071 0 -100.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 1,415,750 349,399 -75.32 50,471 15,618 -69.06
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 86,243 83,322 -3.39 3,075 3,724 21.11
2018-04-18 13F-HR Stuart Chaussee & Associates, Inc. 82 4
2018-05-14 13F-HR Cipher Capital LP 30,884 0 -100.00 1,101 0 -100.00
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 18,551 11,945 -35.61 661 534 -19.21
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 30 255 750.00 10 6 -40.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3 0 -100.00 0 0
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 1,822,788 1,848,911 1.43 64,981 82,646 27.18
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 305,251 334,413 9.55 10,883 14,949 37.36
2018-05-11 13F-HR CITIGROUP INC 2,597 576,244 22,088.83 92 25,758 27,897.83
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 44,590 181,310 306.62 1,590 8,105 409.75
2018-05-15 13F-HR JANE STREET GROUP, LLC 24,717 0 -100.00 881 0 -100.00
2018-05-15 13F-HR HBK INVESTMENTS L P 38,399 0 -100.00 1,369 0 -100.00
2018-05-14 13F-HR Virtu Financial LLC 31,093 1,390
2018-05-14 13F-HR Pacad Investment Ltd. 1,875 500 -73.33 67 22 -67.16
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 38,795 0 -100.00 1,383 0 -100.00
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 14,908 3,358 -77.48 531 150 -71.75
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 204 204 0.00 7 9 28.57
2018-05-14 13F-HR Axa 217,300 0 -100.00 7,747 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 4 67 1,575.00 0 15
2018-05-14 13F-HR Landaas & Co /wi /adv 19 0 -100.00 1 0 -100.00
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 170 0 -100.00 6 0 -100.00
2018-04-06 13F-HR Cerebellum Gp, Llc 4,254 190
2018-05-15 13F-HR Maple Rock Capital Partners, Inc. 580,000 470,000 -18.97 20,677 21,009 1.61
2018-05-01 13F-HR WHITTIER TRUST CO 171 171 0.00 6 8 33.33
2018-04-20 13F-HR FIRST MANHATTAN CO 31,071 31,071 0.00 1,107 1,388 25.38
2018-05-11 13F-HR Quantbot Technologies LP 30,409 1,800 -94.08 1,084 80 -92.62
2018-05-11 13F-HR PENN CAPITAL MANAGEMENT CO INC 301,062 0 -100.00 10,826 0 -100.00
2018-05-14 13F-HR WATER ISLAND CAPITAL LLC Call 8,900 398
2018-05-08 13F-HR Vivaldi Asset Management, LLC 174,583 857,667 391.27 6,224 38,338 515.97
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 291,510 267,741 -8.15 10,392 11,968 15.17
2018-04-26 13F-HR Opera Trading Capital 10,000 447
2018-05-14 13F-HR RPG Investment Advisory, LLC 100 0 -100.00 4 0 -100.00
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 7,700 0 -100.00 276 0 -100.00
2018-05-10 13F-HR FRANKLIN RESOURCES INC 414,040 414,040 0.00 14,761 18,508 25.38
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 343,372 0 -100.00 12,241 0 -100.00
2018-05-15 13F-HR Ancora Advisors, LLC 79,885 24,251 -69.64 2,848 1,084 -61.94
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 33,479 36,479 8.96 1,193,527 1,630,611 36.62
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 8,786 393
2018-05-11 13F-HR ALPINE ASSOCIATES MANAGEMENT INC. 422,969 18,907
2018-04-26 13F-HR Sharkey, Howes & Javer 388 388 0.00 14 17 21.43
2018-04-18 13F-HR/A FNY Managed Accounts LLC 0 10,500 0 469
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 137,200 114,500 -16.55 4,891 5,118 4.64
2018-05-14 13F-HR Baker Avenue Asset Management, LP 46,322 0 -100.00 1,651 0 -100.00
2018-05-15 13F-HR P2 Capital Partners, LLC 3,000,000 3,000,000 0.00 106,950 134,100 25.39
2018-04-09 13F-HR BLB&B Advisors, LLC 9,346 9,346 0.00 333 418 25.53
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 9 9 0.00 0 0
2018-05-07 13F-HR Manchester Capital Management LLC 76 76 0.00 3 3 0.00
2018-05-09 13F-HR GABELLI SECURITIES, INC. 637,302 28,487
2018-05-10 13F-HR Tortoise Investment Management, LLC 28 28 0.00 1 1 0.00
2017-08-10 13F-HR Standard Life Investments LTD 943,137 382,014 -59.50 38,268 16,646 -56.50
2018-05-07 13F-HR ING GROEP NV 376,894 0 -100.00 13,436 0 -100.00
2018-05-11 13F-HR GLAZER CAPITAL, LLC 283,100 12,655
2018-05-14 13F-HR Marathon Partners Equity Management, LLC 75,000 0 -100.00 2,674 0 -100.00
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 5,590 5,350 -4.29 245 239 -2.45
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 12,000 2,600 -78.33 428 116 -72.90
2018-05-15 13F-HR Wellington Management Group LLP Call 1,158 0 -100.00 242 0 -100.00
2018-04-19 13F-HR Eidelman Virant Capital 42,500 5,500 -87.06 1,515 151 -90.03
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 504,651 254,209 -49.63 17,990 11,363 -36.84
2018-05-15 13F-HR We Are One Seven, Llc 4,354 16 -99.63 155 1 -99.35
2018-05-11 13F-HR CITADEL ADVISORS LLC Put 13,300 595
2018-05-08 13F-HR LS Investment Advisors, LLC 76 0 -100.00 3 0 -100.00
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 7,500 119,764 1,496.85 267 5,353 1,904.87
2018-05-02 13F-HR Parkside Financial Bank & Trust 8 8 0.00 0 0
2018-04-25 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 17 17 0.00 1 1 0.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 11,300 6,400 -43.36 403 286 -29.03
2018-04-18 13F-HR REINHART PARTNERS, INC. 105,700 105,580 -0.11 3,768 4,719 25.24
2018-05-14 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 142,736 57,645 -59.61 5,089 2,577 -49.36
2017-02-10 13F-HR BlackRock Investment Management, LLC 206,262 205,639 -0.30 6,223 7,747 24.49
2018-05-17 13F-HR Atlantic Trust Group, LLC 48,615 43,790 -9.92 1,733 1,957 12.93
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 181,346 59,000 -67.47 6,465 2,637 -59.21
2018-05-09 13F-HR STALEY CAPITAL ADVISERS INC 17,370 0 -100.00 619 0 -100.00
2018-05-15 13F-HR GAM Holding AG 0 192,555 0 8,607
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 603,536 735,600 21.88 21,516 32,881 52.82
2018-05-14 13F-HR Signition Lp 25,836 28,302 9.54 921,000 1,265,000 37.35
2018-04-11 13F-HR FRANKLIN STREET ADVISORS INC /NC 11,007 11,007 0.00 392 492 25.51
2018-05-15 13F-HR Kite Lake Capital Management (uk) Llp 294,467 13,163
2018-05-15 13F-HR TimesSquare Capital Management, LLC 1,020,650 500,000 -51.01 36,386 22,350 -38.58
2018-05-15 13F-HR Prana Capital Management, Lp 116,696 0 -100.00 4,160 0 -100.00
2018-05-16 13F-HR/A COWEN GROUP, INC. 0 660,158 0 29,509
2018-05-11 13F-HR LONGFELLOW INVESTMENT MANAGEMENT CO LLC 140,000 6,258
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 346,166 22,483 -93.51 12,341 1,005 -91.86
2018-05-04 13F-HR Sandy Spring Bank 16 16 0.00 1 1 0.00
2017-01-13 13F-HR MetLife Securities, Inc 131 47 -64.12 4 2 -50.00
2018-05-22 13F-HR AMALGAMATED BANK 7,448 7,306 -1.91 266 327 22.93
2018-05-15 13F-HR MENTA CAPITAL LLC 0 14,700 0 657
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 69,377 7,210 -89.61 2,473 322 -86.98
2018-05-15 13F-HR Verition Fund Management LLC 5,263 235
2018-04-30 13F-HR Exane Asset Management 79,565 3,556,556
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 242 1,193 392.98 9 53 488.89
2018-05-15 13F-HR Invesco Ltd. 58,094 53,190 -8.44 2,071 2,378 14.82
2018-05-11 13F-HR Cutler Group LP Call 5,600 0 -100.00 8 0 -100.00
2017-05-15 13F-HR Lebenthal Asset Management, LLC 58,123 57,430 -1.19 2,189 2,332 6.53
2017-02-10 13F-HR BlackRock Advisors LLC 35,405 29,656 -16.24 1,068 1,117 4.59
2018-04-20 13F-HR AMI ASSET MANAGEMENT CORP 386,637 0 -100.00 13,784 0 -100.00
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 41,604 40,261 -3.23 1,483 1,800 21.38
2018-05-11 13F-HR CITADEL ADVISORS LLC 250,000 11,175
2018-05-15 13F-HR Crestline Management, LP 91,869 0 -100.00 3,275 0 -100.00
2018-05-15 13F-HR Fort Baker Capital Management Lp Call 50,000 2,235
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 134,897 134,181 -0.53 4,809 5,998 24.72
2018-05-15 13F-HR SANDELL ASSET MANAGEMENT CORP 581,930 26,012
2018-05-15 13F-HR Holocene Advisors, Lp 5,784 0 -100.00 206 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Put 8,400 200 -97.62 368 9 -97.55
2018-05-15 13F-HR Lucha Capital Management, LP 142,455 0 -100.00 5,078 0 -100.00
2018-05-15 13F-HR Bluefin Trading, LLC 68,756 3,074
2018-05-15 13F-HR Clearbridge Investments, LLC 237 237 0.00 8 11 37.50
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 75,801 82,560 8.92 2,702 3,690 36.57
2018-05-04 13F-HR River Road Asset Management, LLC 1,408,465 0 -100.00 50,212 0 -100.00
2018-05-14 13F-HR Vident Investment Advisory, LLC 13,570 0 -100.00 484 0 -100.00
2018-04-20 13F-HR STRS OHIO 0 1,700 0 75
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 0 750 0 34
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 6,565 6,565 0.00 234 294 25.64
2018-05-02 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 437,160 0 -100.00 15,585 0 -100.00
2018-05-15 13F-HR PAULSON & CO. INC. 550,000 24,585
2018-05-14 13F-HR FIL Ltd 309,282 0 -100.00 11,026 0 -100.00
2018-05-15 13F-HR Ulysses Management LLC 427,600 159,734 -62.64 15,244 7,140 -53.16
2018-05-15 13F-HR BlueCrest Capital Management Ltd 0 107,058 0 4,785
2018-05-01 13F-HR MIZUHO SECURITIES USA INC. 0 20,000 0 894
2018-05-03 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 156,397 6,991
2018-05-15 13F-HR Natixis 0 606,986 0 27,132
2018-04-20 13F-HR FIRST QUADRANT L P/CA 3,367 0 -100.00 120 0 -100.00
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 6,507 0 -100.00 232 0 -100.00
2018-05-09 13F-HR Elo Mutual Pension Insurance Co 134,142 5,996
2018-05-02 13F-HR Tradewinds Capital Management, LLC 197 197 0.00 7 9 28.57
2018-04-18 13F-HR/A FNY Managed Accounts LLC Call 25 1
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 92 78 -15.22 3 3 0.00
2018-05-03 13F-HR SG Americas Securities, LLC 3,572 232,297 6,403.28 127 10,384 8,076.38
2018-05-15 13F-HR THREE BAYS CAPITAL LP 2,699,129 0 -100.00 96,224 0 -100.00
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 3,295 190 -94.23 117 8 -93.16
2018-05-18 13F-HR Xact Kapitalforvaltning AB 6,909 309
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 12,477 0 -100.00 445 0 -100.00
2018-05-14 13F-HR IHT Wealth Management, LLC 40 40 0.00 1 2 100.00
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 6,713 30,224 350.23 239 1,351 465.27
2018-05-11 13F-HR Elk Creek Partners, LLC 832,130 0 -100.00 29,665 0 -100.00
2018-05-15 13F-HR DEUTSCHE BANK AG\ 251,228 647,552 157.75 8,954 28,943 223.24
2018-02-14 13F-HR AHL Partners LLP 19,885 101,358 409.72 871 3,614 314.93
2018-05-15 13F-HR Pentwater Capital Management LP 400,000 17,880

Related Articles

CASC: Cascadian Therapeutics Analysis and Research Report

9h - Asif

Overview Cascadian Therapeutics is a clinical-stage biopharmaceutical company focused on the development of therapeutic products for the treatment of cancer. The company's goal is to develop and commercialize novel targeted compounds that have the potential to improve the lives and outcomes of cancer patients. The company's lead clinical-stage product candidate is tucatinib, an oral, HER2-selective small molecule tyrosine kinase inhibitor. The company's pipeline also includes two preclinical-stage product candidates: CASC-578, a Chk1 kinase inhibitor, and CASC-674, an antibody program against an immuno-oncology target known as TIGIT. 2018 Merger Agreement On January 30, 2018, the company entered into an Agreement and Plan of Merger (the Merger Agreement) with Seattle Genetics, Inc., a Delaware corporation (Seattle Genetics), and Valley Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Seattle Genetics (Merger Sub). Pursuant to the Merger ...

BAC: Bank of America Corp. Analysis and Research Report

10h - Asif

Business Overview The Corporation is a Delaware corporation, a bank holding company (BHC) and a financial holding company. When used in this report, “the Corporation” may refer to Bank of America Corporation individually, Bank of America Corporation and its subsidiaries, or certain of Bank of America Corporation’s subsidiaries or affiliates. The company's principal executive offices are located in Charlotte, North Carolina. Through its banking and various nonbank subsidiaries throughout the U.S. and in international markets, the company provide a diversified range of banking and nonbank financial services and products through four business segments: Consumer Banking, Global Wealth & Investment Management (GWIM), Global Banking and Global Markets, with the remaining operations recorded in All Other. The company operate its banking activities primarily under the Bank of America, National Association (Bank of America, N.A. or BANA) charter. At March 31, 2018, the Corporation had a...

ARWR: Arrowhead Pharmaceuticals Analysis and Research Report

2018-06-18 - Asif

Business Arrowhead develops medicines that treat intractable diseases by silencing the genes that cause them. Using a broad portfolio of RNA chemistries and efficient modes of delivery, Arrowhead therapies trigger the RNA interference mechanism to induce rapid, deep and durable knockdown of target genes. RNA interference, or RNAi, is a mechanism present in living cells that inhibits the expression of a specific gene, thereby affecting the production of a specific protein. Deemed to be one of the most important recent discoveries in life science with the potential to transform medicine, the discoverers of RNAi were awarded a Nobel Prize in 2006 for their work. Arrowhead’s RNAi-based therapeutics leverage this natural pathway of gene silencing. In fiscal 2017, Arrowhead refocused its resources on therapeutics that exclusively utilize the company’s Targeted RNAi Molecule (TRiMTM) platform technology. Therapeutics built on the TRiMTM platform have demonstrated high levels of pha...

Related News Stories

Loan repricings lead to market fatigue as deals pulled

2018-05-31 reuters
NEW YORK (LPC) - Fatigue for repricings has settled over the US$1trn US leveraged loan market after more than 275 companies have turned to the segment over the last three months, many to cut borrowing costs, leading some of the most aggressively priced deals to trade off or even be pulled. (1-0)

Tracking John Paulson's Paulson & Co. Portfolio - Q1 2018 Update

2018-05-18 seekingalpha
This article is part of a series that provides an ongoing analysis of the changes made to John Paulson's 13F stock portfolio on a quarterly basis. It is based on Paulson's regulatory 13F Form filed on 05/15/2018. Please visit our Tracking John Paulson's Paulson & Co. Portfolio series to get an idea of his investment philosophy and our previous update for the fund's moves during Q4 2017. (1229-10)

Private equity firms bet on stock market's fixer-uppers

2018-05-18 reuters
NEW YORK (Reuters) - Private equity firms, armed with a record $1 trillion in cash, are investing more in public companies than at any time since the financial crisis, buying those left behind in Wall Street’s nine-year bull market. (18-0)

Top Analyst Upgrades and Downgrades: Biogen, Broadcom, Caterpillar, Cree, GrubHub, Intel, 3M, MetLife, Verizon and More

2018-04-25 247wallst
Stocks sold off handily on Tuesday as the 3% mark on the 10-year Treasury yield was challenged, but stocks were trying to stage a small rally on Wednesday morning. Some investors have reconsidered what the nine-year bull market may bring in 2018 and beyond. It has become clear that the multiyear trend of buying pullbacks is now more vulnerable to sellers, volatility and each major news headline. Many investors are finding it harder to decide how they want their assets positioned for the longer term. (277-0)

CUSIP: 09238E104