Stock Institutional Ownership and Shareholders

SecurityGNRC / Generac Holding Inc. (368736104)
Pres. and CEOJagdfeld Aaron
Institutional Owners230
Institutional Shares60,172,293
Outstanding Shares62,316,788 (as of 2017-09-30)
Institutional Value$ 77,991,577,000 USD

Generac Holding Inc. (NYSE:GNRC) has 230 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 60,172,293 shares. Largest shareholders include EdgePoint Investment Group Inc., Capital Research Global Investors, Vanguard Group Inc, BlackRock Inc., FMR LLC / Fidelity Management & Research, Jp Morgan Chase & Co, Burgundy Asset Management Ltd., Dimensional Fund Advisors Lp, Wellington Management Group Llp, and Shapiro Capital Management Llc.



Generac Holding Inc. (NYSE:GNRC) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-06 13F-HR Spot Trading L.l.c. Put 21,700 997
2017-11-13 13F-HR STIFEL FINANCIAL CORP 0 6,196 0 284
2017-11-13 13F-HR ProShare Advisors LLC 5,837 4,587 -21.42 211 211 0.00
2017-11-13 13F-HR Dorsey & Whitney Trust CO LLC 17,315 17,415 0.58 625 799 27.84
2017-11-14 13F-HR Cantab Capital Partners LLP 0 9,528 0 438,000
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 2,600 7,600 192.31 94 349 271.28
2017-11-13 13F-HR NORTHERN TRUST CORP 832,791 820,782 -1.44 30,089 37,699 25.29
2017-11-07 13F-HR Gareth Morgan Investments Limited Partnership 37,420 0 -100.00 1,352 0 -100.00
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 0 358 0 16
2017-11-14 13F-HR Capital Research Global Investors 5,172,341 5,172,341 0.00 186,877 237,566 27.12
2017-08-10 13F-HR FNY Partners Fund LP Call 50 0 -100.00 1 0 -100.00
2017-11-14 13F-HR Tyers Asset Management LLC 25,124 22,330 -11.12 908 1,026 13.00
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 200 0 -100.00 7 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC Put 14,200 4,300 -69.72 513 198 -61.40
2017-07-21 13F-HR HUNTINGTON NATIONAL BANK 95 0 -100.00 4 0 -100.00
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 11,754 12,852 9.34 425 590 38.82
2017-11-15 13F-HR Janney Montgomery Scott LLC 15,292 16,472 7.72 552 757 37.14
2017-11-14 13F-HR NOMURA HOLDINGS INC Put 0 50,000 0 2,296
2017-11-14 13F-HR Glen Harbor Capital Management LLC 18,272 16,240 -11.12 660 746 13.03
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 1,024 1,705 66.50 37 79 113.51
2017-08-04 13F-HR FORTALEZA ASSET MANAGEMENT INC/ 2,395 0 -100.00 89 0 -100.00
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 3,700 1,400 -62.16 134 64 -52.24
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 182,400 201,053 10.23 6,590 9,234 40.12
2017-11-06 13F-HR Zweig-DiMenna Associates LLC 62,500 2,871
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,999 1,999 0.00 72 92 27.78
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 1,979 0 -100.00 72 0 -100.00
2017-11-14 13F-HR LOOMIS SAYLES & CO L P 671,296 652,469 -2.80 24,254 29,968 23.56
2017-11-14 13F-HR MORGAN STANLEY 478,394 491,155 2.67 17,284 22,559 30.52
2017-11-14 13F-HR Clearbridge Investments, LLC 875 902 3.09 32 41 28.13
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 21,597 21,921 1.50 780 1,007 29.10
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 3,216 46,487 1,345.49 117 2,136 1,725.64
2017-11-14 13F-HR Voya Investment Management LLC 28,851 28,851 0.00 1,042 1,325 27.16
2017-07-28 13F-HR EMERALD MUTUAL FUND ADVISERS TRUST 269,924 0 -100.00 10,063 0 -100.00
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 0 23,400 0 1,075
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 0 882,000 0 40,510
2017-10-26 13F-HR Acrospire Investment Management LLC 1,617 0 -100.00 58 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 0 2,000 0 92
2017-10-13 13F-HR JAMES INVESTMENT RESEARCH INC 43,300 1,989
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 68,918 100,059 45.19 2,490 4,596 84.58
2017-11-30 13F-HR/A-1 BARROW HANLEY MEWHINNEY & STRAUSS LLC 60,387 60,238 -0.25 2,182 2,767 26.81
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 65 148 127.69 1 7 600.00
2017-11-07 13F-HR SG Americas Securities, LLC 0 5,466 0 251
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 733,205 641,976 -12.44 26,491 29,486 11.31
2017-11-17 13F-HR/A-1 Virtu Financial LLC 7,843 360
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. Put 60,000 2,756
2017-11-13 13F-HR Spark Investment Management LLC 54,400 0 -100.00 1,965 0 -100.00
2017-11-13 13F-HR FIL Ltd 0 25,773 0 1,184
2017-11-14 13F-HR HSBC HOLDINGS PLC 0 4,842 0 223
2017-11-06 13F-HR COMERICA BANK 47,000 26,376 -43.88 1,715 1,370 -20.12
2017-11-14 13F-HR Gotham Asset Management, LLC 55,250 0 -100.00 1,996 0 -100.00
2017-11-13 13F-HR FIRST MERCANTILE TRUST CO 3,899 1,891 -51.50 141 87 -38.30
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 93,792 46,311 -50.62 3,389 2,127 -37.24
2017-11-14 13F-HR Neuburgh Advisers LLC 38,828 34,510 -11.12 1,403 1,585 12.97
2017-11-14 13F-HR Nuveen Asset Management, LLC 104,440 0 -100.00 3,773 0 -100.00
2017-11-14 13F-HR AHL Partners LLP 86,102 248,557 188.68 3,110 11,417 267.11
2017-11-14 13F-HR DEUTSCHE BANK AG\ 476,318 374,481 -21.38 17,208 17,199 -0.05
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 38,188 41,274 8.08 1,380 1,896 37.39
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 433,183 452,324 4.42 15,651 20,776 32.75
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 0 1,000 0 46
2017-11-13 13F-HR Renaissance Technologies LLC 232,800 111,400 -52.15 8,411 5,117 -39.16
2017-11-14 13F-HR HENDERSON GROUP PLC 573,868 156,468 -72.73 20,734 7,187 -65.34
2017-11-08 13F-HR TURNER INVESTMENTS, L.P. 4,110 0 -100.00 148 0 -100.00
2017-11-13 13F-HR Quadrature Capital LTD 0 24,049 0 1,105
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 0 37,600 0 1,727
2017-11-09 13F-HR AMALGAMATED BANK 8,100 7,832 -3.31 293 360 22.87
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 1,663,957 1,264,133 -24.03 60,119 58,063 -3.42
2017-11-14 13F-HR BlackRock Inc. 4,042,778 4,022,994 -0.49 146,067 184,776 26.50
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 10,138 7,544 -25.59 366,286 346,496 -5.40
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 172 154 -10.47 6 8 33.33
2017-11-28 13F-HR/A-1 Wellington Shields Capital Management, LLC 20,500 21,600 5.37 741 992 33.87
2017-11-14 13F-HR FIFTH THIRD BANCORP 45 0 -100.00 2 0 -100.00
2017-11-14 13F-HR WADDELL & REED FINANCIAL INC 408,732 42,770 -89.54 14,768 1,964 -86.70
2017-11-03 13F-HR ALPS ADVISORS INC 0 10,834 0 498
2017-08-14 13F-HR SKYLINE ASSET MANAGEMENT LP 348,200 0 -100.00 12,981 0 -100.00
2017-07-19 13F-HR PEREGRINE CAPITAL MANAGEMENT LLC 199,723 0 -100.00 7,470 0 -100.00
2017-10-05 13F-HR CATAWBA CAPITAL MANAGEMENT /VA 7,000 6,320 -9.71 253 290 14.62
2017-11-14 13F-HR Mairs & Power INC 1,013,346 967,465 -4.53 36,612 44,436 21.37
2017-11-14 13F-HR JANE STREET GROUP, LLC 12,692 18,377 44.79 473 844 78.44
2017-11-14 13F-HR Walleye Trading LLC Call 8,600 4,300 -50.00 311 198 -36.33
2017-08-18 13F-HR WFG Advisors, LP 8,281 9,949 20.14 309 359 16.18
2017-11-13 13F-HR TIVERTON ASSET MANAGEMENT LLC 114,269 101,584 -11.10 4,129 4,666 13.01
2017-11-08 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 36,600 41,600 13.66 1,322 1,911 44.55
2017-10-25 13F-HR Aperio Group, LLC 0 5,811 0 267
2017-11-14 13F-HR PDT Partners, LLC 51,772 128,781 148.75 1,871 5,915 216.14
2017-10-17 13F-HR Cutler Group LP Call 100 24,300 24,200.00 0 26
2017-07-14 13F-HR Ledyard National Bank 1,750 0 -100.00 65 0 -100.00
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 0 9,137 0 420
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 0 5,000 0 230
2017-11-02 13F-HR Boston Partners 223,311 211,781 -5.16 8,069 9,727 20.55
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 11,368 12,820 12.77 411 589 43.31
2017-08-07 13F-HR Karp Capital Management Corp 5,868 0 -100.00 219 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Call 15,500 712
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 806 800 -0.74 29 37 27.59
2017-11-14 13F-HR Sterneck Capital Management, LLC 42,340 36,460 -13.89 1,530 1,675 9.48
2017-11-14 13F-HR Jefferies Group LLC Call 38,600 1,773
2017-08-14 13F-HR BRINKER CAPITAL INC 5,887 0 -100.00 219 0 -100.00
2017-11-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 14,000 0 -100.00 505 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 9,872 75,336 663.13 357 3,460 869.19
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 0 23,200 0 1,066
2017-10-30 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 17,989 18,239 1.39 650 838 28.92
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 153,300 64,100 -58.19 5,539 2,944 -46.85
2017-10-17 13F-HR Cutler Group LP Put 0 2,300 0 0
2017-11-14 13F-HR Invesco Ltd. 883,079 932,879 5.64 31,906 42,848 34.29
2017-08-10 13F-HR Old Mutual Global Investors (UK) Ltd. 30,617 0 -100.00 1,141 0 -100.00
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 213 213 0.00 7 9 28.57
2017-08-14 13F-HR Hutchin Hill Capital, LP 85,700 0 -100.00 3,195 0 -100.00
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 25,464 0 -100.00 920 0 -100.00
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 198,920 226,810 14.02 7,187 10,417 44.94
2017-11-09 13F-HR CITADEL ADVISORS LLC 5,636 16,050 184.78 204 737 261.27
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 227,061 189,527 -16.53 8,202 8,705 6.13
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 95,462 95,462 0.00 3,449 4,385 27.14
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 5,185 5,185 0.00 187 209 11.76
2017-11-09 13F-HR Fernwood Investment Management, LLC 14,250 14,250 0.00 515 655 27.18
2017-11-13 13F-HR WS MANAGEMENT LLLP 1,483,385 950,000 -35.96 53,595 43,633 -18.59
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 6,000 6,500 8.33 224 299 33.48
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 66,041 0 3,033
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 928,693 856,863 -7.73 33,553 39,355 17.29
2017-11-14 13F-HR LPL Financial LLC 6,510 7,572 16.31 237 354 49.37
2017-11-14 13F-HR NOMURA HOLDINGS INC 0 1,581 0 73
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 370 370 0.00 13 17 30.77
2017-11-14 13F-HR QS Investors, LLC 99,712 72,044 -27.75 3,603 3,309 -8.16
2017-11-13 13F-HR Goss Wealth Management LLC 50 0 -100.00 1,808 0 -100.00
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 428,466 438,707 2.39 15,480 20,150 30.17
2017-08-04 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 368,811 0 -100.00 13,749 0 -100.00
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 53,517 32,197 -39.84 1,934 1,479 -23.53
2017-11-14 13F-HR STATE STREET CORP 1,241,485 1,190,887 -4.08 44,855 54,696 21.94
2017-07-27 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 845 0 -100.00 32 0 -100.00
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 13,200 0 606
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 11,500 0 -100.00 415 0 -100.00
2017-11-06 13F-HR CAMBIAR INVESTORS LLC 419,931 0 -100.00 15,172 0 -100.00
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 810,517 573,869 -29.20 29,300 26,180 -10.65
2017-11-08 13F-HR D.A. DAVIDSON & CO. 338 0 -100.00 12 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. 18,916 0 -100.00 683 0 -100.00
2017-11-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 434,495 256,676 -40.93 15,698 11,789 -24.90
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 1,464,989 1,565,700 6.87 52,930 71,912 35.86
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 145,953 222,348 52.34 5,274 10,212 93.63
2017-11-01 13F-HR CAPITAL MANAGEMENT CORP /VA 84,720 86,815 2.47 3,061 3,987 30.25
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 8,563 10,559 23.31 309 485 56.96
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 126,031 118,937 -5.63 4,554 5,463 19.96
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 86,168 49,265 -42.83 3,113 2,263 -27.30
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 44,805 45,001 0.44 1,619 2,067 27.67
2017-11-14 13F-HR GAGNON SECURITIES LLC 32,217 1,480
2017-10-31 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 410,610 64,513 -84.29 14,835 2,963 -80.03
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 17,935 18,535 3.35 648 851 31.33
2017-11-14 13F-HR Zions Bancorporation 1,775 82
2017-11-08 13F-HR MACQUARIE GROUP LTD 0 3,800 0 175
2017-11-13 13F-HR Laurion Capital Management LP 6,198 5,900 -4.81 224 271 20.98
2017-11-03 13F-HR Swiss National Bank 105,100 105,100 0.00 3,797 4,827 27.13
2017-11-08 13F-HR ASSETMARK, INC 5 0 -100.00 0 0
2017-11-13 13F-HR CapWealth Advisors, LLC 19,475 894
2017-08-14 13F-HR Squarepoint Ops LLC 24,778 0 -100.00 924 0 -100.00
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 0 60 0 3
2017-11-14 13F-HR BARCLAYS PLC 26,603 56,073 110.78 962 2,576 167.78
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 510,387 520,761 2.03 18,440 23,918 29.71
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 168,977 192,471 13.90 6,105 8,840 44.80
2017-11-14 13F-HR Paloma Partners Management Co 27,783 14,802 -46.72 1,004 679 -32.37
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 140,402 58,995 -57.98 5,073 2,710 -46.58
2017-07-18 13F-HR/A-3 BOOTHBAY FUND MANAGEMENT, LLC Put 16,200 0 -100.00 482 0 -100.00
2017-11-13 13F-HR Pacad Investment Ltd. 0 2,800 0 129
2017-11-13 13F-HR BERNZOTT CAPITAL ADVISORS 551,636 596,396 8.11 19,931 27,392 37.43
2017-08-04 13F-HR HERNDON CAPITAL MANAGEMENT LLC 172 172 0.00 6 6 0.00
2017-11-14 13F-HR Homrich & Berg 20,000 919
2017-11-14 13F-HR Walleye Trading LLC 2,592 9,232 256.17 94 424 351.06
2017-11-06 13F-HR Advisor Group, Inc. 148 315 112.84 5 14 180.00
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 20,350 935
2017-11-09 13F-HR ZEKE CAPITAL ADVISORS, LLC 8,664 398
2017-11-13 13F-HR/A-1 NORGES BANK 539,657 625,013 15.82 18,866 21,669 14.86
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 166,747 160,259 -3.89 6,025 7,361 22.17
2017-11-06 13F-HR SEI INVESTMENTS CO 112,100 131,154 17.00 4,051 6,023 48.68
2017-11-13 13F-HR CIBC World Markets Inc. 4,854 223
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 79,076 79,076 0.00 2,857 3,632 27.13
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 35 237 577.14 2 87 4,250.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 442,856 474,303 7.10 16,000 21,785 36.16
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 908 7,029 674.12 34 323 850.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 30,900 121,600 293.53 1,116 5,585 400.45
2017-11-13 13F-HR ASSOCIATED BANC-CORP 10,478 10,478 0.00 379 481 26.91
2017-11-13 13F-HR KESTREL INVESTMENT MANAGEMENT CORP 203,175 200,775 -1.18 7,341 9,222 25.62
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 10,497 10,420 -0.73 379 479 26.39
2017-11-06 13F-HR Bank of New York Mellon Corp 249,300 251,414 0.85 9,008 11,546 28.17
2017-11-13 13F-HR Waterfront Capital Partners, LLC 112,006 5,144
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 476 0 22
2017-11-14 13F-HR CORNERCAP INVESTMENT COUNSEL INC 16,575 19,830 19.64 599 911 52.09
2017-11-09 13F-HR Legal & General Group Plc 57,196 60,743 6.20 2,070 2,788 34.69
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 9,200 31,500 242.39 332 1,447 335.84
2017-11-15 13F-HR COLONY GROUP LLC 34,568 1,588
2017-10-31 13F-HR SEIZERT CAPITAL PARTNERS, LLC 82,784 73,987 -10.63 2,991 3,398 13.61
2017-11-13 13F-HR Formidable Asset Management, LLC 0 26,500 0 1,217
2017-11-13 13F-HR TEACHERS ADVISORS INC 112,228 424,255 278.03 4,055 19,486 380.54
2017-08-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 0 0 0 0
2017-10-31 13F-HR Foundry Partners, LLC 319,132 335,446 5.11 11,530 15,407 33.63
2017-11-14 13F-HR CREDIT SUISSE AG/ 46,566 83,807 79.97 1,682 3,848 128.78
2017-10-23 13F-HR Nationwide Fund Advisors 84,552 71,798 -15.08 3,055 3,298 7.95
2017-11-14 13F-HR Verition Fund Management LLC 0 8,020 0 368
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 186,597 172,338 -7.64 6,742 7,915 17.40
2017-11-14 13F-HR KDI CAPITAL PARTNERS LLC 35,145 0 -100.00 1,270 0 -100.00
2017-11-08 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 0 31,932 0 1,466
2017-11-08 13F-HR NEXT Financial Group, Inc 318 268 -15.72 12,000 14 -99.88
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 18,852 0 -100.00 681 0 -100.00
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 208,000 0 -100.00 7,515 0 -100.00
2017-11-13 13F-HR Invictus RG 4,056 0 -100.00 147 0 -100.00
2017-11-13 13F-HR CITIGROUP INC 625 192 -69.28 23 9 -60.87
2017-11-14 13F-HR MAPLELANE CAPITAL, LLC 1 0
2017-10-30 13F-HR IFP Advisors, Inc 9 2,369 26,222.22 0 109
2017-11-08 13F-HR Cortina Asset Management, LLC 142,752 140,154 -1.82 5,158 6,437 24.80
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 44,888 44,888 0.00 1,622 2,062 27.13
2017-11-14 13F-HR VANGUARD GROUP INC 5,140,808 5,162,152 0.42 185,737 237,098 27.65
2017-10-27 13F-HR K.J. Harrison & Partners Inc 15,000 0 -100.00 542 0 -100.00
2017-11-14 13F-HR BROADVIEW ADVISORS LLC 101,950 93,601 -8.19 3,683 4,299 16.73
2017-11-13 13F-HR Resources Investment Advisors, Inc. 100 100 0.00 4 5 25.00
2017-11-13 13F-HR Marshall Wace North America L.P. 134,903 0 -100.00 4,857 0 -100.00
2017-11-13 13F-HR Burgundy Asset Management Ltd. 1,667,350 1,727,058 3.58 60,241 79,324 31.68
2017-11-14 13F-HR BARCLAYS PLC Call 300 0 -100.00 11 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO 2,294,301 1,978,940 -13.75 82,893 90,279 8.91
2017-10-27 13F-HR BEACH INVESTMENT COUNSEL INC/PA 6,647 305
2017-10-16 13F-HR CWM, LLC 48,751 68,181 39.86 1,761 3,132 77.85
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 10,200 57,700 465.69 369 2,650 618.16
2017-11-13 13F-HR Royce & Associates LLC 27,100 24,797 -8.50 979 1,139 16.34
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 22,965 26,910 17.18 830 1,236 48.92
2017-11-14 13F-HR A.R.T. Advisors, LLC 0 9,700 0 445
2017-11-09 13F-HR FFCM LLC 268 200 -25.37 10 10 0.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 74,600 110,800 48.53 2,695 5,089 88.83
2017-08-14 13F-HR BlueCrest Capital Management Ltd 14,816 0 -100.00 552 0 -100.00
2017-11-14 13F-HR GLENMEDE TRUST CO NA 770 700 -9.09 28 32 14.29
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 6,200 0 -100.00 224 0 -100.00
2017-10-03 13F-HR Eqis Capital Management, Inc. 41,375 38,226 -7.61 1,495 1,756 17.46
2017-11-13 13F-HR SHAPIRO CAPITAL MANAGEMENT LLC 1,043,332 1,234,590 18.33 37,695,585 56,704,718 50.43
2017-11-14 13F-HR DREMAN VALUE MANAGEMENT, L L C 8,753 8,753 0.00 316 402 27.22
2017-11-14 13F-HR FAIRFIELD, BUSH & CO. 24,400 23,275 -4.61 882 1,069 21.20
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 29,331 30,453 3.83 1,060 1,399 31.98
2017-11-13 13F-HR US BANCORP \DE\ 17,205 9,104 -47.09 622 419 -32.64
2017-11-13 13F-HR Hudson Bay Capital Management LP 113,821 5,228
2017-11-13 13F-HR Pivot Point Capital Partners, LLC 199,300 9,154
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 21,000 965
2017-11-13 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 821,477 818,357 -0.38 29,680 37,587 26.64
2017-11-15 13F-HR Arcus Capital Partners, LLC 5,000 230
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 109,018 98,541 -9.61 3,939 4,526 14.90
2017-08-11 13F-HR STEVENS CAPITAL MANAGEMENT LP 6,393 0 -100.00 238 0 -100.00
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 81,565 81,199 -0.45 2,947 3,729 26.54
2017-11-14 13F-HR Crestline Management, LP 47,294 0 -100.00 1,709 0 -100.00
2017-11-06 13F-HR RHUMBLINE ADVISERS 70,021 70,312 0.42 2,530 3,229 27.63
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 14,897 14,652 -1.64 538 673 25.09
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 15 4,200 27,900.00 1 193 19,200.00
2017-11-13 13F-HR Vivaldi Asset Management, LLC 274,629 0 -100.00 9,922,346 0 -100.00
2017-11-14 13F-HR Brandywine Global Investment Management, LLC 0 64,016 0 2,941
2017-08-04 13F-HR Redwood Investments, LLC 8,307 0 -100.00 310 0 -100.00
2017-10-11 13F-HR Copper Rock Capital Partners, LLC 555,942 765,792 37.75 20,097 34,935 73.83
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 226,223 225,683 -0.24 8,173 10,366 26.83
2017-11-09 13F-HR OPPENHEIMER & CO INC 0 38,285 0 1,759
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 392,585 388,025 -1.16 14,184,097 17,821,988 25.65
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 6,559 6,559 0.00 236 299 26.69
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 0 7,908 0 363
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 12,295 12,295 0.00 444 564 27.03
2017-11-14 13F-HR MAPLELANE CAPITAL, LLC Put 100,000 4,593
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 100 16,100 16,000.00 4 739 18,375.00
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 1,300 0 -100.00 48 0 -100.00
2017-11-13 13F-HR EATON VANCE MANAGEMENT 20,902 9,345 -55.29 755 429 -43.18
2017-10-23 13F-HR STRS OHIO 2,200 5,400 145.45 79 248 213.92
2017-08-09 13F-HR Vivaldi Capital Management, LLC 236,567 0 -100.00 8,819,218 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. 3,974 183
2017-11-14 13F-HR EdgePoint Investment Group Inc. 8,775,546 9,027,537 2.87 317,060,477 414,635 -99.87
2017-10-31 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 268,465 268,465 0.00 9,700 12,331 27.12
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 82,506 173,206 109.93 2,981 7,955 166.86
2017-10-25 13F-HR SIMPLEX TRADING, LLC 98 0 -100.00 3 0 -100.00
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 3,847 4,475 16.32 139 206 48.20
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 41,672 41,672 0.00 1,506 1,914 27.09
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 620,333 666,267 7.40 22,413 30,602 36.54
2017-11-14 13F-HR Flinton Capital Management LLC 31,976 28,420 -11.12 1,155 1,305 12.99
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 6,685 5,400 -19.22 242 248 2.48
2017-11-15 13F-HR Neuberger Berman Group LLC 16,250 0 -100.00 587 0 -100.00
2017-07-27 13F-HR NGAM ADVISORS, L.P. 11,089 0 -100.00 413 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 2,500 20,000 700.00 90 919 921.11
2017-11-14 13F-HR UBS Group AG 8,706 16,580 90.44 315 761 141.59
2017-11-14 13F-HR STA Wealth Management, LLC 10,188 468
2017-11-13 13F-HR Impax Asset Management LTD 719,743 771,325 7.17 26,004 35,427 36.24
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 10,000 10,000 0.00 361 459 27.15
2017-07-28 13F-HR Whitnell & Co. 190 0 -100.00 7 0 -100.00
2017-08-09 13F-HR Timber Hill LLC Call 24,100 0 -100.00 898 0 -100.00
2017-10-12 13F-HR Advisory Services Network, LLC 1,011 1,011 0.00 37 46 24.32
2017-11-14 13F-HR GREYLIN INVESTMENT MANGEMENT INC 8,525 0 -100.00 308 0 -100.00
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 5,873 5,827 -0.78 212 268 26.42
2017-10-17 13F-HR Cutler Group LP 13,201 11,800 -10.61 476 541 13.66
2017-11-14 13F-HR Keeley-Teton Advisors, LLC 559,995 262,977 -53.04 20,233 12,079 -40.30
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 0 5,186 0 238
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 0 11,522 0 529
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 11,695 40,032 242.30 423 1,839 334.75
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 5,400 5,400 0.00 195 248 27.18
2017-11-14 13F-HR Jefferies Group LLC 0 8,454 0 388
2017-10-19 13F-HR MYCIO WEALTH PARTNERS, LLC 10,530 10,530 0.00 380 484 27.37
2017-10-17 13F-HR Creative Planning 5 0 -100.00 0 0
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 346,973 348,897 0.55 12,536 16,025 27.83
2017-11-14 13F-HR WESTWOOD HOLDINGS GROUP INC 60,597 57,542 -5.04 2,189 2,643 20.74
2017-11-13 13F-HR Impax Asset Management (AIFM) Ltd 409,209 416,809 1.86 14,785 19,144 29.48
2017-11-13 13F-HR BLUESTEIN R H & CO 0 14,500 0 666
2017-11-08 13F-HR FIRST INTERSTATE BANK 50 50 0.00 2 2 0.00
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 400 18
2017-10-18 13F-HR Mutual of America Capital Management LLC 73,156 73,156 0.00 2,643 3,360 27.13
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 1,830,091 2,738,126 49.62 66,121 125,763 90.20
2017-07-11 13F-HR Beacon Capital Management, Inc. 2 0 -100.00 0 0
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 132,508 132,508 0.00 4,788 6,086 27.11
2017-11-09 13F-HR Trexquant Investment LP 0 14,653 0 673
2017-07-28 13F-HR EMERALD ADVISERS INC/PA 399,619 0 -100.00 14,898 0 -100.00
2017-08-15 13F-HR 1st Global Advisors, Inc. 11,204 0 -100.00 418 0
2017-08-14 13F-HR Teza Capital Management LLC 30,812 0 -100.00 1,149 0
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 0 9,863 0 453
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 172,675 96,405 -44.17 6,239 4,428 -29.03
2017-11-07 13F-HR Russell Investments Group, Ltd. 51,674 39,990 -22.61 1,866 1,836 -1.61
2017-11-13 13F-HR DENVER INVESTMENT ADVISORS LLC 20,790 23,950 15.20 751 1,100 46.47
2017-11-14 13F-HR ETF MANAGERS GROUP, LLC 1,288 1,413 9.70 47 65 38.30
2017-11-14 13F-HR Bayesian Capital Management, LP 0 8,337 0 383
CUSIP: 368736104