SecurityGLUU / Glu Mobile, Inc. (379890106)
President & CEOEarl Nicholas
Institutional Owners142
Form N-Q Owners12
Institutional Shares56,629,700 - 41.33% (ex. N-Q)
Common Shares Outstanding137,034,178 shares (as of 2017-09-30) (ex. N-Q)
Institutional Value$ 428,212,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Glu Mobile, Inc. (NASDAQ:GLUU) has 142 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 56,629,700 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., D. E. Shaw & Co., Inc., MARSHALL WACE ASIA Ltd, Millennium Management Llc, Millennium Management Llc, Renaissance Technologies LLC, State Street Corp, Ariel Investments, Llc, and Deutsche Bank Ag\.

Glu Mobile, Inc. (NASDAQ:GLUU) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-08 13F-HR Advisory Services Network, LLC 1,000 4
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 109,665 151,862 38.48 412 553 34.22
2018-02-08 SC 13G VANGUARD GROUP INC 7,691,371
2018-02-13 13F-HR AMALGAMATED BANK 13,016 14,197 9.07 49 52 6.12
2018-02-14 13F-HR ARIEL INVESTMENTS, LLC 1,779,788 1,793,088 0.75 6,692 6,527 -2.47
2018-02-14 13F-HR Invesco Ltd. 184,513 183,235 -0.69 694 667 -3.89
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 16,600 0 60
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 166,184 166,498 0.19 625 606 -3.04
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 99,700 363
2018-02-14 13F-HR MACQUARIE GROUP LTD 21,100 53,700 154.50 79 195 146.84
2018-02-13 13F-HR JP Morgan Chase & Co 243,709 22,787 -90.65 899 83 -90.77
2018-02-13 13F-HR Marathon Capital Management 293,750 434,550 47.93 1,105 1,581 43.08
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 20,100 20,100 0.00 50 76 52.00
2017-11-14 13F-HR Integral Derivatives, LLC Put 100,000 0 -100.00 250 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 310,700 224,900 -27.62 1,168 819 -29.88
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2017-11-14 N-Q Russell Investment Funds (see advisory)
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 44,900 0 -100.00 169 0 -100.00
2017-11-14 13F-HR BlueCrest Capital Management Ltd 19,961 0 -100.00 50 0 -100.00
2018-02-14 13F-HR Caption Management, Llc 24,000 87
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 930,766 769,463 -17.33 3,500 2,801 -19.97
2018-02-14 13F-HR CREDIT SUISSE AG/ 91,076 66,063 -27.46 343 240 -30.03
2018-02-14 13F-HR MENTA CAPITAL LLC 696,693 217,545 -68.77 2,620 792 -69.77
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 128,400 179,100 39.49 483 652 34.99
2018-02-12 13F-HR CITIGROUP INC 1,195 24,502 1,950.38 4 89 2,125.00
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 802,535 1,044,486 30.15 3,018 3,802 25.98
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 82,189 82,480 0.35 309 300 -2.91
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 2,500 500 -80.00 9 2 -77.78
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 169,000 0 -100.00 635 0 -100.00
2018-02-14 13F-HR ETF MANAGERS GROUP, LLC 533,756 356,888 -33.14 2,007 1,296 -35.43
2018-02-01 13F-HR Engineers Gate Manager LP 370,092 0 -100.00 1,392 0 -100.00
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 90,198 90,198 0.00 339 328 -3.24
2018-02-14 13F-HR Paloma Partners Management Co 0 182,802 0 665
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 3,513,034 3,918,801 11.55 13,209 14,264 7.99
2018-02-14 13F-HR Walleye Trading LLC Call 13,300 7,700 -42.11 50 28 -44.00
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 270,867 0 986
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 47,000 0 -100.00 177 0 -100.00
2018-02-02 13F-HR US BANCORP \DE\ 400 1
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 1 51 5,000.00 0 9
2018-02-12 13F-HR CITIGROUP INC Put 5,100 33,400 554.90 19 122 542.11
2018-01-22 13F-HR FIRST MANHATTAN CO 16,770 16,770 0.00 63 61 -3.17
2018-02-13 13F-HR Renaissance Technologies LLC 2,068,100 2,143,700 3.66 7,776 7,803 0.35
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 595,392 2,178
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 80,600 96,500 19.73 303 351 15.84
2018-02-15 13F-HR CASTLEARK MANAGEMENT LLC 1,194,487 1,655,077 38.56 4,491 6,024 34.13
2018-02-14 13F-HR Advisor Group, Inc. 75 75 0.00 0 0
2018-02-14 13F-HR TEACHERS ADVISORS INC 174,021 197,691 13.60 654 720 10.09
2018-02-07 13F-HR Swiss National Bank 195,700 195,700 0.00 736 712 -3.26
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2018-02-02 13F-HR Seacrest Wealth Management, Llc 1,000 4
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 209,258 209,258 0.00 787 762 -3.18
2018-01-23 13F-HR FNY Managed Accounts LLC 0 6,000 0 21
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 67,956 25,636 -62.28 256 93 -63.67
2018-02-12 13F-HR BROWN ADVISORY INC 10,000 10,000 0.00 38 36 -5.26
2018-02-12 13F-HR Spark Investment Management LLC 0 450,800 0 1,640
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 0 20,300 0 74
2018-01-12 13F-HR NISA INVESTMENT ADVISORS L.L.C. 4,500 2,500 -44.44 17 9 -47.06
2018-02-14 13F-HR DEUTSCHE BANK AG\ Call 3,600 7,945 120.69 13 28 115.38
2017-08-28 N-Q Etf Managers Trust (see advisory)
2018-02-14 13F-HR UBS OCONNOR LLC 439,245 0 -100.00 1,652,000 0 -100.00
2018-02-14 13F-HR ProShare Advisors LLC 0 15,681 0 57
2018-02-14 13F-HR STATE STREET CORP 1,905,764 2,141,438 12.37 7,164 7,797 8.84
2017-11-14 13F-HR Walleye Trading LLC Put 50,000 0 -100.00 125 0 -100.00
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 1,098,454 1,485,969 35.28 4,130 5,409 30.97
2018-02-14 13F-HR Precept Management LLC 3,000,000 0 -100.00 11,280 0 -100.00
2017-09-28 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 4,200 84,700 1,916.67 16 308 1,825.00
2018-01-17 13F-HR Cutler Group LP Call 18,700 14,000 -25.13 9 4 -55.56
2018-02-09 13F-HR Virtu Financial LLC 272,992 994
2018-02-02 13F-HR Alambic Investment Management, L.P. 21,400 403,262 1,784.40 80 1,468 1,735.00
2018-02-14 13F-HR ROYAL BANK OF CANADA 394,133 420,419 6.67 1,481 1,531 3.38
2018-02-13 13F-HR Allianz Asset Management AG 0 18,335 0 67
2018-01-17 13F-HR Edge Wealth Management LLC 15 15 0.00 1 1 0.00
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 69,627 71,148 2.18 262 259 -1.15
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 12,500 0 -100.00 31 0 -100.00
2018-02-14 13F-HR National Planning Corp 15,539 0 -100.00 58 0 -100.00
2018-02-13 13F-HR Parisi Gray Wealth Management 5,300 19
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 39,100 65,773 68.22 147 239 62.59
2018-01-17 13F-HR Creative Planning 45,000 45,000 0.00 169 164 -2.96
2018-02-12 13F-HR EAM Investors, LLC 618,991 381,834 -38.31 2,327 1,390 -40.27
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 3,406 3,698 8.57 13 13 0.00
2018-02-13 13F-HR Legal & General Group Plc 29,751 25,815 -13.23 111 94 -15.32
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 399,433 252,919 -36.68 1,502 921 -38.68
2018-02-09 13F-HR CITADEL ADVISORS LLC 137,481 1,707,736 1,142.16 517 6,216 1,102.32
2018-02-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 15,000 15,000 0.00 56 54 -3.57
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 0 25,075 0 91
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 11,060 31,168 181.81 41,586 113,452 172.81
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 1,150,000 2,275,000 97.83 4,324 8,281 91.51
2018-01-23 13F-HR STRS OHIO 0 160,500 0 584
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 0 46,945 0 171
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 696,400 935,251 34.30 2,618 3,404 30.02
2018-02-14 13F-HR LPL Financial LLC 0 14,811 0 54
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 9,287 9,287 0.00 33 34 3.03
2018-01-17 13F-HR Cutler Group LP Put 200 0 -100.00 0 0
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 60,200 12,900 -78.57 226 47 -79.20
2018-02-14 13F-HR UBS Group AG 37,464 52,547 40.26 141 191 35.46
2018-02-15 13F-HR Metlife Investment Advisors, Llc 30,236 110
2018-02-12 13F-HR CITIGROUP INC Call 18,700 27,200 45.45 70 99 41.43
2017-11-14 13F-HR SOROS FUND MANAGEMENT LLC 72,200 0 -100.00 181 0 -100.00
2018-02-13 13F-HR Axa 16,300 116,800 616.56 61 425 596.72
2017-11-14 13F-HR HRT FINANCIAL LLC 11,484 0 -100.00 28 0 -100.00
2018-02-14 13F-HR Stone Ridge Asset Management LLC 49,814 181
2018-02-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 0 38,116 0 139
2017-08-23 N-Q Rbc Funds Trust (see advisory)
2018-02-14 13F-HR BARCLAYS PLC 59,524 102,229 71.74 224 373 66.52
2018-02-14 13F-HR A.R.T. Advisors, LLC 0 500,738 0 1,822
2018-02-14 13F-HR Marshall Wace LLP 0 161,107 0 586
2018-02-09 13F-HR FRONTIER INVESTMENT MGMT CO 12,000 12,000 0.00 45 44 -2.22
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 261,360 232,070 -11.21 983 845 -14.04
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 17,054 17,054 0.00 64 62 -3.12
2018-02-14 13F-HR Squarepoint Ops LLC 0 178,829 0 651
2018-02-09 N-Q Ariel Investment Trust (see advisory)
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 46,073 46,073 0.00 173 168 -2.89
2018-02-14 13F-HR Integral Derivatives, LLC Call 10,200 0 -100.00 38 0 -100.00
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 949,720 971,926 2.34 3,570 3,537 -0.92
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 20,100 73
2018-02-06 13F-HR Russell Investments Group, Ltd. 155,219 196,278 26.45 583 716 22.81
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 136,800 95,100 -30.48 514 346 -32.68
2018-01-17 13F-HR Cutler Group LP 2,100 8,695 314.05 7 31 342.86
2018-02-14 13F-HR PDT Partners, LLC 1,296,864 4,721
2018-02-14 13F-HR Integral Derivatives, LLC 38,818 0 -100.00 146 0 -100.00
2018-02-01 13F-HR Nationwide Fund Advisors 142,657 0 -100.00 536 0 -100.00
2018-02-14 13F-HR Quantitative Investment Management, LLC 792,500 140,800 -82.23 2,979 512 -82.81
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 6,801 29,207 329.45 26 106 307.69
2018-02-14 13F-HR BARCLAYS PLC Call 4,100 130,100 3,073.17 15 474 3,060.00
2017-11-15 N-Q Advisorshares Trust (see advisory)
2018-02-14 13F-HR Voya Investment Management LLC 56,969 51,173 -10.17 214 186 -13.08
2018-02-13 13F-HR WADE G W & INC 13,000 13,000 0.00 49 47 -4.08
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 0 36,804 0 134
2018-01-24 13F-HR SG Americas Securities, LLC 20,766 17,554 -15.47 78 64 -17.95
2018-02-01 13F-HR ALGERT GLOBAL LLC 0 10,160 0 37
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 171,900 395,300 129.96 646 1,439 122.76
2018-02-13 13F-HR Delpha Capital Management, Llc 7,970 29
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 3,203,975 2,329,904 -27.28 12,047 8,481 -29.60
2018-02-14 13F-HR DEUTSCHE BANK AG\ 1,246,954 1,743,174 39.79 4,688 6,344 35.32
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 0 486,488 0 1,771
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 145,019 15,122 -89.57 545 55 -89.91
2018-02-15 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC 15,000 55
2017-11-14 13F-HR Northern Right Capital Management, L.P. 2,759,786 0 -100.00 6,899 0 -100.00
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 76,400 113,600 48.69 287 414 44.25
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 72,834 111,984 53.75 274 408 48.91
2018-02-09 13F-HR RHUMBLINE ADVISERS 126,201 107,635 -14.71 475 392 -17.47
2018-01-29 13F-HR CAPITAL ADVISORS INC/OK 65,900 0 -100.00 248 0 -100.00
2018-02-13 13F-HR Sanctuary Wealth Advisors, LLC 2,258 3,067 35.83 8 112 1,300.00
2018-02-15 13F-HR JANE STREET GROUP, LLC 44,152 74,312 68.31 100 270 170.00
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 97,288 122,215 25.62 366 445 21.58
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 74,754 67,964 -9.08 281 248 -11.74
2018-02-14 13F-HR MORGAN STANLEY 1,145,409 1,296,603 13.20 4,307 4,720 9.59
2018-02-14 13F-HR Natixis 13,468 0 -100.00 51 0 -100.00
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 7,500 7,500 0.00 28 27 -3.57
2018-02-14 13F-HR Walleye Trading LLC 98,898 42,789 -56.73 372 156 -58.06
2018-02-02 13F-HR Steinberg Global Asset Management 40,000 40,000 0.00 150 146 -2.67
2018-02-09 13F-HR Bank of New York Mellon Corp 471,537 490,496 4.02 1,772 1,785 0.73
2018-02-05 13F-HR EMERALD ADVISERS INC/PA 56,300 0 -100.00 212 0 -100.00
2018-02-14 13F-HR MARSHALL WACE ASIA Ltd 3,379,422 12,301
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 388,600 473,900 21.95 1,461 1,725 18.07
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 16,506 16,506 0.00 61 60 -1.64
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 7,828 0 -100.00 20 0 -100.00
2018-02-09 13F-HR HAP Trading, LLC Call 0 758,000 0 62
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 27,010 0 -100.00 101 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC 9,064 0 -100.00 22 0 -100.00
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 812,300 898,738 10.64 3,054 3,271 7.11
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Call 350,000 157,000 -55.14 1,316 571 -56.61
2018-02-14 13F-HR BOARDMAN BAY CAPITAL MANAGEMENT LLC 150,000 85,000 -43.33 564 309 -45.21
2017-09-20 N-Q Amg Funds I (see advisory)
2018-02-14 13F-HR NORTHERN TRUST CORP 1,142,067 1,134,158 -0.69 4,294 4,128 -3.87
2018-02-12 13F-HR Financial Architects, Inc 1,700 1,500 -11.76 6 5 -16.67
2018-02-14 13F-HR WOLVERINE TRADING, LLC 51,566 0 -100.00 194 0 -100.00
2018-02-14 13F-HR IHT Wealth Management, LLC 2,000 2,000 0.00 7 8 14.29
2018-02-07 13F-HR Gradient Investments LLC 0 3,000 0 11
2018-02-14 13F-HR Precept Management LLC Call 500,000 0 -100.00 1,880 0 -100.00
2018-02-14 13F-HR Marshall Wace North America L.P. 85,681 312
2018-02-01 SC 13G BlackRock Inc. 6,617,881 7,338,290 10.89
2018-01-23 13F-HR FNY Managed Accounts LLC Call 5 0
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 74,119 44,919 -39.40 278,687 163,505 -41.33
2018-02-12 13F-HR Bayesian Capital Management, LP 24,500 0 -100.00 92 0 -100.00
2018-02-14 13F-HR Lyon Street Capital, LLC 918,739 0 -100.00 3,454 0 -100.00
2018-02-13 13F-HR AllSquare Wealth Management LLC 9,930 0 -100.00 37 0 -100.00
2018-02-08 13F-HR Global X Management CO LLC 135,172 137,700 1.87 508 501 -1.38
2018-02-14 13F-HR BARCLAYS PLC Put 43,800 155,300 254.57 165 565 242.42
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,339 4,882 264.60 5 18 260.00
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Put 500,000 757,000 51.40 1,880 2,755 46.54
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 466 446 -4.29 16 11 -31.25
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 0 181,467 0 661
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 808,500 1,224,000 51.39 3,040 4,455 46.55
2018-02-14 13F-HR PEAK6 Investments, L.P. 22,322 0 -100.00 84 0 -100.00
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 36,587 0 133

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( GLUU / Glu Mobile, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

CUSIP: 379890106