SecurityGLUU / Glu Mobile, Inc. (379890106)
Institutional Owners169 (40 N-Q Owners)
Institutional Shares64,020,332 - 45.89% (ex. N-Q)
Common Shares Outstanding139,494,388 shares (as of 2017-12-31)
Institutional Value$ 630,555,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

GLUU / Glu Mobile, Inc. Institutional Ownership

Glu Mobile, Inc. (NASDAQ:GLUU) has 169 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 64,020,332 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., D. E. Shaw & Co., Inc., MARSHALL WACE ASIA Ltd, Citadel Advisors Llc, State Street Corp, Nokomis Capital, L.L.C., Dimensional Fund Advisors Lp, Rothschild Asset Management Inc, and Ariel Investments, Llc.
Glu Mobile, Inc. (NASDAQ:GLUU) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 769,463 134,783 -82.48 2,801 508 -81.86
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 16,600 0 -100.00 60 0 -100.00
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 829,859 3,129
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 17,054 16,426 -3.68 62 62 0.00
2018-05-15 13F-HR Marshall Wace North America L.P. 85,681 15,883 -81.46 312 60 -80.77
2018-02-14 13F-HR Integral Derivatives, LLC Call 10,200 0 -100.00 38 0 -100.00
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-04 13F-HR Financial Gravity Companies, Inc. 5 0
2018-05-15 13F-HR Quantitative Investment Management, LLC 140,800 17,900 -87.29 512 67 -86.91
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 96,500 316,400 227.88 351 1,193 239.89
2018-05-15 13F-HR SECOR Capital Advisors, LP 0 11,489 0 43
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-05-07 13F-HR Marathon Capital Management 434,550 435,800 0.29 1,581 1,642 3.86
2018-05-08 13F-HR Alambic Investment Management, L.P. 403,262 0 -100.00 1,468 0 -100.00
2018-04-20 13F-HR STRS OHIO 160,500 191,600 19.38 584 722 23.63
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 84,700 0 -100.00 308 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 1,707,736 2,908,790 70.33 6,216 10,966 76.42
2018-02-13 13F-HR AllSquare Wealth Management LLC 9,930 0 -100.00 37 0 -100.00
2018-03-01 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-05-21 13F-HR/A EAM Investors, LLC 618,991 178,479 -71.17 2,327 650 -72.07
2018-05-15 13F-HR Squarepoint Ops LLC 178,829 161,797 -9.52 651 610 -6.30
2018-05-11 13F-HR CITIGROUP INC 24,502 19,431 -20.70 89 73 -17.98
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 0 7,042 0 27
2018-05-11 13F-HR HAP Trading, LLC 796,547 3,003
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 500 500 0.00 2 2 0.00
2018-05-14 13F-HR Renaissance Technologies LLC 2,143,700 995,600 -53.56 7,803 3,753 -51.90
2018-05-11 13F-HR Cutler Group LP Call 14,000 0 -100.00 4 0 -100.00
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-15 13F-HR ETF MANAGERS GROUP, LLC 356,888 590,230 65.38 1,296 2,166 67.13
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-14 13F-HR National Planning Corp 15,539 0 -100.00 58 0 -100.00
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 65,773 69,373 5.47 239 262 9.62
2018-05-17 13F-HR Legal & General Group Plc 25,815 18,561 -28.10 94 70 -25.53
2018-03-29 N-Q Global X Funds (see advisory)
2018-04-20 13F-HR Seacrest Wealth Management, Llc 1,000 0 -100.00 4 0 -100.00
2018-05-09 13F-HR BlackRock Inc. 7,338,290 7,242,033 -1.31 26,712 27,302 2.21
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 898,738 908,986 1.14 3,271 3,427 4.77
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 46,073 46,073 0.00 168 174 3.57
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 395,300 179,200 -54.67 1,439 676 -53.02
2018-02-12 13F-HR Bayesian Capital Management, LP 24,500 0 -100.00 92 0 -100.00
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-05-11 13F-HR HAP Trading, LLC Call 758,000 0 -100.00 62 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Put 0 10,000 0 38
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 820 3
2018-02-13 13F-HR Axa 16,300 116,800 616.56 61 425 596.72
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 971,926 1,035,964 6.59 3,537 3,905 10.40
2018-05-15 13F-HR Voya Investment Management LLC 51,173 51,173 0.00 186 193 3.76
2018-05-04 13F-HR WADE G W & INC 13,000 13,000 0.00 47 49 4.26
2018-05-11 13F-HR CITIGROUP INC Put 33,400 28,900 -13.47 122 109 -10.66
2018-05-15 13F-HR/A Caption Management, Llc 24,000 0 -100.00 87 0 -100.00
2018-02-23 N-Q Rbc Funds Trust (see advisory)
2018-02-12 13F-HR BROWN ADVISORY INC 10,000 10,000 0.00 38 36 -5.26
2018-04-18 13F-HR Creative Planning 45,000 0 -100.00 164 0 -100.00
2018-05-15 13F-HR UBS Group AG 52,547 22,542 -57.10 191 85 -55.50
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 17,785 67
2018-05-15 13F-HR Metlife Investment Advisors, Llc 30,236 50,565 67.23 110 191 73.64
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 446 101 -77.35 11 6 -45.45
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 252,919 72,663 -71.27 921 274 -70.25
2018-05-15 13F-HR Paloma Partners Management Co 182,802 142,468 -22.06 665 537 -19.25
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 7,500 700 -90.67 27 3 -88.89
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 27,010 0 -100.00 101 0 -100.00
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 166,498 160,859 -3.39 606 606 0.00
2018-05-15 13F-HR BOARDMAN BAY CAPITAL MANAGEMENT LLC 85,000 0 -100.00 309 0 -100.00
2018-04-18 13F-HR/A FNY Managed Accounts LLC Call 5 0 -100.00 0 0
2018-05-15 13F-HR LPL Financial LLC 14,811 10,539 -28.84 54 40 -25.93
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 224,900 109,300 -51.40 819 412 -49.69
2018-05-08 13F-HR US BANCORP \DE\ 400 400 0.00 1 2 100.00
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 60,200 12,900 -78.57 226 47 -79.20
2018-05-15 13F-HR Invesco Ltd. 183,235 95,305 -47.99 667 359 -46.18
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 71,148 67,517 -5.10 259 255 -1.54
2018-05-15 13F-HR BARCLAYS PLC Call 130,100 31,400 -75.86 474 118 -75.11
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 46,945 0 -100.00 171 0 -100.00
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-11 13F-HR Cutler Group LP 8,695 900 -89.65 31 3 -90.32
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 31,168 22,757 -26.99 113,452 85,794 -24.38
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 181,467 570,669 214.48 661 2,151 225.42
2018-04-26 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC 15,000 25,000 66.67 55 94 70.91
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 25,636 25,355 -1.10 93 95,589 102,683.87
2018-05-11 13F-HR HAP Trading, LLC Put 1,000,000 419
2018-05-15 13F-HR VANGUARD GROUP INC 7,691,371 8,673,633 12.77 27,997 32,699 16.79
2018-05-15 13F-HR WOLVERINE TRADING, LLC 0 17,713 0 67
2018-04-10 13F-HR Gradient Investments LLC 3,000 3,000 0.00 11 11 0.00
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 595,392 317,180 -46.73 2,178 1,196 -45.09
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 0 29,900 0 113
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-05-02 13F-HR RHUMBLINE ADVISERS 107,635 103,510 -3.83 392 390 -0.51
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 270,867 0 -100.00 986 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,224,000 372,500 -69.57 4,455 1,404 -68.48
2018-05-15 13F-HR Nokomis Capital, L.L.C. 1,960,200 7,390
2018-03-29 N-Q VANGUARD EXPLORER FUND (see advisory)
2018-05-15 13F-HR STATE STREET CORP 2,141,438 2,239,866 4.60 7,797 8,442 8.27
2018-03-01 N-Q Aqr Funds (see advisory)
2018-02-14 13F-HR ARIEL INVESTMENTS, LLC 1,779,788 1,793,088 0.75 6,692 6,527 -2.47
2018-05-15 13F-HR PDT Partners, LLC 1,296,864 1,177,319 -9.22 4,721 4,438 -5.99
2018-02-14 13F-HR PEAK6 Investments, L.P. 22,322 0 -100.00 84 0 -100.00
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-02-14 13F-HR Lyon Street Capital, LLC 918,739 0 -100.00 3,454 0 -100.00
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 0 55,636 0 210
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 2,500 1,250 -50.00 9 5 -44.44
2018-02-28 N-Q Gps Funds I (see advisory)
2018-02-28 N-Q Ishares Trust (see advisory)
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-05-04 13F-HR Swiss National Bank 195,700 195,700 0.00 712 738 3.65
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC 17,554 23,051 31.31 64 87 35.94
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 15,122 110,901 633.38 55 418 660.00
2018-05-15 13F-HR Walleye Trading LLC 42,789 0 -100.00 156 0 -100.00
2018-02-14 13F-HR Integral Derivatives, LLC 38,818 0 -100.00 146 0 -100.00
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 29,207 47,148 61.43 106 178 67.92
2018-05-15 13F-HR Bank of New York Mellon Corp 490,496 485,136 -1.09 1,785 1,829 2.46
2018-05-14 13F-HR CASTLEARK MANAGEMENT LLC 1,655,077 1,200,622 -27.46 6,024 4,526 -24.87
2018-05-15 13F-HR Precept Management LLC 0 1,300,000 0 4,901
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 473,900 193,300 -59.21 1,725 729 -57.74
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 209,258 234,258 11.95 762 884 16.01
2018-04-23 13F-HR Advisory Services Network, LLC 1,000 0 -100.00 4 0 -100.00
2018-02-14 13F-HR UBS OCONNOR LLC 439,245 0 -100.00 1,652,000 0 -100.00
2018-03-29 N-Q Sunamerica Specialty Series (see advisory)
2018-05-11 13F-HR Parisi Gray Wealth Management 5,300 5,300 0.00 19 20 5.26
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 90,198 90,198 0.00 328 340 3.66
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 1,485,969 1,948,495 31.13 5,409 7,346 35.81
2018-02-13 13F-HR AMALGAMATED BANK 13,016 14,197 9.07 49 52 6.12
2018-04-05 13F-HR Edge Wealth Management LLC 15 15 0.00 1 1 0.00
2018-04-23 13F-HR Financial Architects, Inc 1,500 1,500 0.00 5 6 20.00
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 95,100 73,300 -22.92 346 276 -20.23
2018-05-15 13F-HR A.R.T. Advisors, LLC 500,738 481,464 -3.85 1,822 1,815 -0.38
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 20,100 20,100 0.00 73 75 2.74
2018-05-11 13F-HR Delpha Capital Management, Llc 7,970 0 -100.00 29 0 -100.00
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 38,116 24,267 -36.33 139 91 -34.53
2018-05-14 13F-HR Allianz Asset Management AG 18,335 13,555 -26.07 67 51 -23.88
2018-05-15 13F-HR Walleye Trading LLC Call 7,700 26,300 241.56 28 99 253.57
2018-01-29 13F-HR CAPITAL ADVISORS INC/OK 65,900 0 -100.00 248 0 -100.00
2018-03-28 N-Q Hartford Mutual Funds Ii Inc (see advisory)
2018-05-17 N-Q Advisorshares Trust (see advisory)
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 82,480 82,375 -0.13 300 310 3.33
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 7,945 0 -100.00 28 0 -100.00
2018-02-27 N-Q Northern Funds (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 51 50 -1.96 9 7 -22.22
2018-04-27 N-Q Fidelity Concord Street Trust (see advisory)
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 4,882 4,882 0.00 18 18 0.00
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 25,075 64,350 156.63 91 243 167.03
2018-04-27 N-Q Valic Co I (see advisory)
2018-05-14 13F-HR IHT Wealth Management, LLC 2,000 2,000 0.00 8 7 -12.50
2018-02-09 N-Q Ariel Investment Trust (see advisory)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 420,419 428,564 1.94 1,531 1,616 5.55
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 3,698 3,698 0.00 13 14 7.69
2018-05-11 13F-HR CITIGROUP INC Call 27,200 57,800 112.50 99 218 120.20
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 935,251 1,429,500 52.85 3,404 5,390 58.34
2018-02-14 13F-HR MORGAN STANLEY 1,145,409 1,296,603 13.20 4,307 4,720 9.59
2018-02-28 N-Q Vanguard Malvern Funds (see advisory)
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 2,329,904 1,606,758 -31.04 8,481 6,057 -28.58
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 74,119 44,919 -39.40 278,687 163,505 -41.33
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 16,506 16,506 0.00 60 62 3.33
2018-05-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 1,878,574 7,082
2018-05-15 13F-HR JOHNSON INVESTMENT COUNSEL INC 15,000 0 -100.00 54 0 -100.00
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 151,862 171,138 12.69 553 645 16.64
2018-05-11 13F-HR MACQUARIE GROUP LTD 53,700 93,200 73.56 195 351 80.00
2018-05-18 13F-HR CIBC World Markets Inc. 15,000 57
2018-02-09 13F-HR Virtu Financial LLC 272,992 994
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 113,600 57,000 -49.82 414 215 -48.07
2018-05-15 13F-HR Advisor Group, Inc. 75 75 0.00 0 0
2018-05-15 13F-HR MENTA CAPITAL LLC 217,545 0 -100.00 792 0 -100.00
2018-05-11 13F-HR Russell Investments Group, Ltd. 196,278 605,020 208.25 716 2,280 218.44
2018-02-05 13F-HR EMERALD ADVISERS INC/PA 56,300 0 -100.00 212 0 -100.00
2018-05-10 13F-HR Myda Advisors Llc 50,000 189
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 179,100 33,700 -81.18 652 127 -80.52
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 42,500 55,600 30.82 96 210 118.75
2018-05-15 13F-HR JANE STREET GROUP, LLC 74,312 0 -100.00 270 0 -100.00
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-15 13F-HR Wellington Management Group LLP 0 434,668 0 1,639
2018-05-11 13F-HR SEI INVESTMENTS CO 0 231,585 0 873
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 1,044,486 1,071,256 2.56 3,802 4,039 6.23
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 97,288 122,215 25.62 366 445 21.58
2018-02-14 13F-HR Natixis 13,468 0 -100.00 51 0 -100.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC Call 2,275,000 0 -100.00 8,281 0 -100.00
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 44,900 0 -100.00 169 0 -100.00
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-14 13F-HR Stone Ridge Asset Management LLC 49,814 49,814 0.00 181 188 3.87
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-04-18 13F-HR/A FNY Managed Accounts LLC 6,000 0 -100.00 21 0 -100.00
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 157,000 625,000 298.09 571 2,356 312.61
2018-05-21 13F-HR/A Handelsbanken Fonder AB 1,267,769 1,267,769 0.00 4,779 4,779 0.00
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 3,918,801 4,179,285 6.65 14,264 15,755 10.45
2018-05-10 13F-HR JP Morgan Chase & Co 22,787 21,264 -6.68 83 80 -3.61
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 111,984 42,057 -62.44 408 159 -61.03
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 36,587 0 133
2018-03-30 N-Q Amg Funds I (see advisory)
2018-02-01 13F-HR Engineers Gate Manager LP 370,092 0 -100.00 1,392 0 -100.00
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 261,360 232,070 -11.21 983 845 -14.04
2018-05-09 13F-HR NORTHERN TRUST CORP 1,134,158 1,156,223 1.95 4,128 4,359 5.60
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 9,287 9,287 0.00 34 35 2.94
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 486,488 0 -100.00 1,771 0 -100.00
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-14 13F-HR ProShare Advisors LLC 0 15,681 0 57
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 757,000 0 -100.00 2,755 0 -100.00
2018-04-27 N-Q Proshares Trust (see advisory)
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 20,300 0 -100.00 74 0 -100.00
2018-02-14 13F-HR TEACHERS ADVISORS INC 174,021 197,691 13.60 654 720 10.09
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 99,700 12,016 -87.95 363 45 -87.60
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 0 51,700 0 195
2018-05-07 13F-HR FRONTIER INVESTMENT MGMT CO 12,000 12,000 0.00 44 45,240 102,718.18
2018-02-13 13F-HR Sanctuary Wealth Advisors, LLC 2,258 3,067 35.83 8 112 1,300.00
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-05-15 13F-HR Man Group plc 538,700 2,031
2018-05-15 13F-HR BARCLAYS PLC Put 155,300 23,300 -85.00 565 88 -84.42
2018-03-14 13F-HR/A CREDIT SUISSE AG/ 91,076 66,063 -27.46 343 240 -30.03
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 20,100 20,100 0.00 50 76 52.00
2018-02-26 N-Q Etf Managers Trust (see advisory)
2018-04-20 13F-HR FIRST MANHATTAN CO 16,770 16,770 0.00 61 63 3.28
2018-05-02 13F-HR Global X Management CO LLC 137,700 158,602 15.18 501 598 19.36
2018-02-01 13F-HR Nationwide Fund Advisors 142,657 0 -100.00 536 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC 102,229 35,743 -65.04 373 135 -63.81
2018-05-15 13F-HR DEUTSCHE BANK AG\ 1,743,174 1,253,412 -28.10 6,344 4,724 -25.54
2018-05-11 13F-HR Cutler Group LP Put 0 100 0 0
2018-05-02 13F-HR ALGERT GLOBAL LLC 10,160 0 -100.00 37 0 -100.00
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 67,964 79,264 16.63 248 299 20.56
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-04-13 13F-HR Steinberg Global Asset Management 40,000 0 -100.00 146 0 -100.00
2018-05-15 13F-HR Weiss Asset Management LP 24,004 90
2018-05-10 13F-HR Spark Investment Management LLC 450,800 35,400 -92.15 1,640 133 -91.89
2018-05-15 13F-HR MARSHALL WACE ASIA Ltd 3,379,422 3,579,715 5.93 12,301 13,495 9.71
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 36,804 0 -100.00 134 0 -100.00
2018-05-15 13F-HR Marshall Wace LLP 161,107 0 -100.00 586 0 -100.00
2018-02-14 13F-HR Precept Management LLC Call 500,000 0 -100.00 1,880 0 -100.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( GLUU / Glu Mobile, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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ANTH: Anthera Pharmaceuticals Analysis and Research Report

14h - Asif

Overview Anthera Pharmaceuticals, Inc. is a biopharmaceutical company focused on advancing the development and commercialization of innovative medicines that benefit patients with unmet medical needs. The company currently have two compounds in development, Sollpura and blisibimod. The company licensed Sollpura from Eli Lilly & Co (“Eli Lilly”) in July 2014. Sollpura is a novel non-porcine investigational Pancreatic Enzyme Replacement Therapy (“PERT”) intended for the treatment of patients with Exocrine Pancreatic Insufficiency (“EPI”), often seen in patients with cystic fibrosis and other conditions. The company licensed blisibimod from Amgen, Inc. (“Amgen”) in December 2007. Blisibimod targets B-cell activating factor, or BAFF, which has been shown to be elevated in a variety of B-cell mediated autoimmune diseases, including Immunoglobulin A nephropathy, or IgA nephropathy. Sollpura The exocrine pancreas is responsible for synthesis and secretion of digestive en...

AGEN: Agenus Inc Analysis and Research Report

14h - Asif

Business Agenus is a clinical-stage immuno-oncology (“I-O”) company dedicated to becoming a leader in the discovery and development of innovative combination therapies and committed to bringing effective medicines to patients with cancer. The company's business is designed to drive success in I-O through speed, innovation, and effective combination therapies. Agenus has assembled fully integrated capabilities from novel target discovery, antibody generation, cell line development, and good manufacturing practice (“GMP”) manufacturing together with a comprehensive portfolio consisting of antibody-based therapeutics, adjuvants and cancer vaccine platforms. The company leverage its immune biology platforms to identify effective combination therapies for development and have developed productive partnerships to advance its innovation. The company believe the next generation of cancer treatment will build on clinically validated antibodies targeting CTLA-4 and PD-1 combined wi...

SQ: Square Analysis and Research Report

2018-05-21 - Asif

Business The company started Square in February 2009 to enable businesses (sellers) to accept card payments, an important capability that was previously inaccessible to many businesses. However, sellers also need innovative solutions to thrive, and Square has since expanded to provide additional products and services to give these businesses access to the same tools as large businesses. This approach aligns with its purpose of economic empowerment, as everything the company do should give sellers accessible, affordable tools to grow their businesses and participate in the economy. Square is a cohesive commerce ecosystem that helps its sellers start, run, and grow their businesses. The company combine sophisticated software with affordable hardware to enable sellers to turn mobile and computing devices into powerful payment and point-of-sale solutions. Square has high seller acceptance rates and fast onboarding, while maintaining low risk and fraud losses as a result of its a...

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