Stock Institutional Ownership and Shareholders

SecurityGLPI / Gaming and Leisure Properties, Inc. (36467J108)
Chairman & CEOCARLINO PETER M
Institutional Owners293
Institutional Shares197,899,801
Outstanding Shares214,553,000 (as of 2017-09-30)
Institutional Value$ 100,014,124,000 USD

Gaming and Leisure Properties, Inc. (NASDAQ:GLPI) has 293 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 197,899,801 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Capital Research Global Investors, Bamco Inc /ny/, Cohen & Steers Inc, Capital World Investors, Goldman Sachs Group Inc, FMR LLC / Fidelity Management & Research, Renaissance Technologies LLC, and Daiwa Securities Group Inc..



Gaming and Leisure Properties, Inc. (NASDAQ:GLPI) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 351,075 315,282 -10.20 13,226 11,631 -12.06
2017-08-14 13F-HR Chescapmanager LLC 25,417 0 -100.00 849 0
2017-08-14 13F-HR First Allied Advisory Services, Inc. 6,883 0 -100.00 230 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 372,500 353,900 -4.99 14,032 13,055 -6.96
2017-10-18 13F-HR D. SCOTT NEAL, INC. 125 5
2017-08-04 13F-HR VALLEY NATIONAL ADVISERS INC 7 8 14.29
2017-10-06 13F-HR Berson & Corrado Investment Advisors, LLC 11,045 7,425 -32.78 416 274 -34.13
2017-08-07 13F-HR Hanson McClain, Inc. 790 0 -100.00 26 0 -100.00
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 2,049 110 -94.63 77 4 -94.81
2017-10-30 13F-HR NJ State Employees Deferred Compensation Plan 38,250 0 -100.00 1,441 0 -100.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ 3,253,220 1,118,712 -65.61 122,545 41,265 -66.33
2017-11-14 13F-HR Verition Fund Management LLC 0 35,220 0 1,299
2017-11-14 13F-HR BARCLAYS PLC Call 300 300 0.00 11 11 0.00
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 0 40,000 0 1,476
2017-11-01 13F-HR Parkwood LLC 5,525 0 -100.00 208 0 -100.00
2017-11-14 13F-HR Nuveen Fund Advisors, LLC 9,849 8,543 -13.26 371 315 -15.09
2017-11-14 13F-HR Folger Hill Asset Management LP 75,000 26,863 -64.18 2,825 991 -64.92
2017-11-13 13F-HR ProShare Advisors LLC 52,066 46,587 -10.52 1,961 1,719 -12.34
2017-11-14 13F-HR Natixis Asset Management 2,583 4,023 55.75 97 148 52.58
2017-11-14 13F-HR Quinn Opportunity Partners LLC 345,867 323,660 -6.42 13,029 11,940 -8.36
2017-10-26 13F-HR Concannon Wealth Management, LLC 152 157 3.29 6 6 0.00
2017-11-14 13F-HR Gates Capital Management, Inc. 2,500,283 2,502,101 0.07 94,186 92,303 -2.00
2017-10-17 13F-HR Creative Planning 1,051 0 -100.00 40 0 -100.00
2017-11-14 13F-HR VANGUARD GROUP INC 29,043,053 30,022,468 3.37 1,094,051 1,107,528 1.23
2017-11-06 13F-HR Advisor Group, Inc. 4,650 7,824 68.26 175 289 65.14
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 12,793 12,917 0.97 481 476 -1.04
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 21,552 21,648 0.45 812 799 -1.60
2017-10-26 13F-HR HONEYWELL INTERNATIONAL INC 65,700 83,932 27.75 2,475 3,096 25.09
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 69,735 97,933 40.44 2,627 3,613 37.53
2017-08-14 13F-HR Integre Asset Management, LLC 10,518 0 -100.00 352 0 -100.00
2017-08-09 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 781,258 0 -100.00 26,110 0 -100.00
2017-11-13 13F-HR Utah Retirement Systems 42,094 42,994 2.14 1,586 1,586 0.00
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 20,363 19,714 -3.19 766 726 -5.22
2017-11-13 13F-HR Twin Tree Management, LP 30,710 670 -97.82 1,157 25 -97.84
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 15,767 16,317 3.49 594 602 1.35
2017-11-14 13F-HR NUMERIC INVESTORS LLC 180,300 5,700 -96.84 6,792 210 -96.91
2017-11-14 13F-HR Hilltop Holdings Inc. 9,714 8,616 -11.30 365 318 -12.88
2017-11-08 13F-HR Cipher Capital LP 113,704 113,437 -0.23 4,283 4,184 -2.31
2017-11-13 13F-HR Vivaldi Capital Management, LLC 11,195 11,195 0.00 422 413 -2.13
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 22,253 35,655 60.23 838 1,315 56.92
2017-08-14 13F-HR D. E. Shaw & Co., Inc. 42,500 0 -100.00 1,420 0 -100.00
2017-07-27 13F-HR Presima Inc. 119,000 0 -100.00 3,977 0 -100.00
2017-11-13 13F-HR Employees Retirement System of Texas 247,000 247,000 0.00 9,304 9,112 -2.06
2017-11-14 13F-HR ROYAL BANK OF CANADA 14,795 15,525 4.93 557 573 2.87
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 1,077,056 994,620 -7.65 40,573 36,692 -9.57
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 5,788 0 -100.00 218 0 -100.00
2017-11-13 13F-HR FRANKLIN RESOURCES INC 0 7,072 0 261
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 130 5
2017-11-14 13F-HR Uniplan Investment Counsel, Inc. 1,630,100 1,654,190 1.48 61,406 61,022 -0.63
2017-11-14 13F-HR UBS OCONNOR LLC 874,334 877,665 0.38 32,936,000 32,377,000 -1.70
2017-10-23 13F-HR Advisors Capital Management, LLC 436,502 432,672 -0.88 16,443 15,961 -2.93
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 498,520 235,633 -52.73 18,779 8,693 -53.71
2017-11-14 13F-HR HARRIS ASSOCIATES L P 2,832,950 2,823,050 -0.35 106,717 104,142 -2.41
2017-11-13 13F-HR CBRE CLARION SECURITIES LLC 5,519,430 0 -100.00 207,917 0 -100.00
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 62,179 57,025 -8.29 2,327 2,104 -9.58
2017-11-14 13F-HR MORGAN STANLEY 1,973,811 2,325,984 17.84 74,355 85,805 15.40
2017-11-13 13F-HR NORTHERN TRUST CORP 1,878,750 1,891,366 0.67 70,773 69,772 -1.41
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 600 22
2017-11-06 13F-HR COMERICA BANK 16,703 17,381 4.06 637 628 -1.41
2017-11-08 13F-HR D.A. DAVIDSON & CO. 7,873 7,944 0.90 296 293 -1.01
2017-11-13 13F-HR Laurion Capital Management LP 0 9,300 0 343
2017-11-07 13F-HR Advisors Asset Management, Inc. 23,540 14,570 -38.11 887 537 -39.46
2017-11-13 13F-HR US BANCORP \DE\ 19,720 22,282 12.99 742 822 10.78
2017-11-14 13F-HR Covalent Partners LLC 267,712 232,187 -13.27 10,085 8,565 -15.07
2017-11-14 13F-HR FIFTH THIRD BANCORP 73,096 65,523 -10.36 2,754 2,417 -12.24
2017-11-14 13F-HR Broad Run Investment Management, LLC 3,635,214 3,627,013 -0.23 136,939 133,801 -2.29
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 173 116 -32.95 16 3 -81.25
2017-11-15 13F-HR Sterling Capital Management LLC 78,285 81,701 4.36 2,949 3,014 2.20
2017-11-03 13F-HR Global X Management CO LLC 322,634 346,125 7.28 12,154 12,769 5.06
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 1,000 1,000 0.00 38 37 -2.63
2017-10-16 13F-HR CWM, LLC 434 709 63.36 16 26 62.50
2017-08-04 13F-HR Apriem Advisors 6 0 -100.00 0 0
2017-10-19 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 3,800 3,800 0.00 143,146 140,182 -2.07
2017-11-15 13F-HR Janney Montgomery Scott LLC 15,522 16,024 3.23 585 591 1.03
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 86 0 -100.00 3 0 -100.00
2017-11-09 13F-HR AMALGAMATED BANK 36,000 36,794 2.21 1,356 1,357 0.07
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 0 44,600 0 1,645
2017-11-02 13F-HR Daiwa Securities Group Inc. 17,600 4,660,136 26,378.05 663 171,912 25,829.41
2017-11-13 13F-HR KBC Group NV 4,197 4,197 0.00 158 155 -1.90
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 4 4 0.00
2017-07-19 13F-HR Ranger Global Real Estate Advisors, LLC 186,623 0 -100.00 6,220 0 -100.00
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 29,470 28,770 -2.38 1,110 1,061 -4.41
2017-11-14 13F-HR JANE STREET GROUP, LLC 56,024 7,979 -85.76 2,110 294 -86.07
2017-10-19 13F-HR Edge Wealth Management LLC 100 4
2017-11-13 13F-HR MD SASS INVESTORS SERVICES INC 1,522,896 707,123 -53.57 57,362 26,090 -54.52
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 217,501 218,017 0.24 8,193 8,043 -1.83
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 141,147 115,480 -18.18 5,317 4,260 -19.88
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 241,622 254,822 5.46 9,103 9,400 3.26
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 1,066,334 1,714,693 60.80 40,170 63,254 57.47
2017-11-13 13F-HR Glassman Wealth Services 1,200 1,200 0.00 45 44 -2.22
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 13,397 12,347 -7.84 505 455 -9.90
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 113,555 193,493 70.40 4,278 7,138 66.85
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 6,978,950 6,764,132 -3.08 262,897 249,529 -5.08
2017-11-14 13F-HR HSBC HOLDINGS PLC 474,292 475,594 0.27 17,867 17,545 -1.80
2017-11-03 13F-HR World Asset Management Inc 10,511 10,819 2.93 396 399 0.76
2017-10-17 13F-HR Cutler Group LP Put 0 1,000 0 0
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 6,330 6,150 -2.84 238 226 -5.04
2017-10-20 13F-HR SHIKIAR ASSET MANAGEMENT INC 32,795 32,910 0.35 1,235 1,214 -1.70
2017-11-15 13F-HR EP Wealth Advisors, Inc. 73,481 73,481 0.00 2,768 2,711 -2.06
2017-11-14 13F-HR Anchorage Capital Group, L.L.C. 527,344 607,344 15.17 19,865 22,405 12.79
2017-11-14 13F-HR GAM Holding AG 16,944 0 -100.00 638 0 -100.00
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 58,298 58,298 0.00 2,196 2,151 -2.05
2017-08-10 13F-HR Nationwide Fund Advisors 60,200 0 -100.00 2,012 0 -100.00
2017-11-14 13F-HR Nuveen Asset Management, LLC 474,381 782,456 64.94 17,870 28,865 61.53
2017-11-13 13F-HR Investec Asset Management (PTY) Ltd 1,184 1,184 0.00 45 43 -4.44
2017-11-08 13F-HR Friedberg Investment Management 33,433 0 -100.00 1,259 0 -100.00
2017-08-15 13F-HR CANYON CAPITAL ADVISORS LLC 391,371 0 -100.00 13,080 0 -100.00
2017-11-13 13F-HR Evercore Trust Company, N.A. 175,382 0 -100.00 6,607 0 -100.00
2017-11-14 13F-HR Echo Street Capital Management LLC 168,108 178,149 5.97 6,333 6,572 3.77
2017-11-14 13F-HR CREDIT AGRICOLE S A 36,181 41,533 14.79 1,363 1,532 12.40
2017-11-14 13F-HR Horizon Kinetics LLC 11,044 10,599 -4.03 416 391 -6.01
2017-11-14 13F-HR CARDINAL CAPITAL MANAGEMENT LLC /CT 602,729 614,777 2.00 22,705 22,679 -0.11
2017-11-09 13F-HR BBT Capital Management, LLC 461,030 676,030 46.63 17,367 24,939 43.60
2017-11-06 13F-HR SEI INVESTMENTS CO 243,556 140,097 -42.48 9,174 5,168 -43.67
2017-08-14 13F-HR BlueCrest Capital Management Ltd 7,425 0 -100.00 248 0 -100.00
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 86,400 134,569 55.75 3,249 4,906 51.00
2017-11-14 13F-HR Alyeska Investment Group, L.P. 61,752 0 -100.00 2,326 0 -100.00
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 290,595 323,566 11.35 10,947 11,936 9.03
2017-08-11 13F-HR Acrospire Investment Management LLC 220 0 -100.00 7 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC 43,680 44,953 2.91 1,645 1,658 0.79
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,680,699 1,902,346 13.19 63,311 70,176 10.84
2017-11-14 13F-HR PAR CAPITAL MANAGEMENT INC 4,646,797 4,646,797 0.00 175,045 171,420 -2.07
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 874 874 0.00 23 28 21.74
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 19,895 21,394 7.53 747 778 4.15
2017-11-14 13F-HR BARCLAYS PLC 121,819 192,262 57.83 4,589 7,094 54.59
2017-10-23 13F-HR STRS OHIO 253,743 252,778 -0.38 9,558 9,324 -2.45
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 57,909 2,181
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 56,966 55,757 -2.12 2,147 2,057 -4.19
2017-11-14 13F-HR GOODNOW INVESTMENT GROUP, LLC 701,815 706,915 0.73 26,437 26,078 -1.36
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 9,759 23,485 140.65 368 866 135.33
2017-11-14 13F-HR CREDIT SUISSE AG/ 458,505 426,634 -6.95 17,272 15,738 -8.88
2017-08-07 13F-HR Geneva Advisors, LLC 6,000 6,000 0.00 201 226 12.44
2017-11-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 2,171,257 1,003,700 -53.77 81,791 37,026 -54.73
2017-11-14 13F-HR UBS Group AG 47,763 151,321 216.82 1,799 5,583 210.34
2017-11-14 13F-HR Capital World Investors 4,044,000 7,589,000 87.66 152,337 279,958 83.78
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 651,188 1,144,866 75.81 24,530 42,234 72.17
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 100,885 98,295 -2.57 3,800 3,626 -4.58
2017-10-26 13F-HR Penserra Capital Management LLC 10,552 2,456 -76.72 428 90 -78.97
2017-11-03 13F-HR Swiss National Bank 328,799 330,799 0.61 12,386 12,203 -1.48
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 448,869 559,041 24.54 16,909 20,623 21.96
2017-10-25 13F-HR FIRST QUADRANT L P/CA 4,092 151
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 2,702,347 2,778,443 2.82 101,797 102,494 0.68
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 221,937 395,527 78.22 8,360 14,591 74.53
2017-11-13 13F-HR PROFUND ADVISORS LLC 9,673 10,189 5.33 364 376 3.30
2017-11-06 13F-HR Bank of New York Mellon Corp 1,269,870 1,335,432 5.16 47,837 49,264 2.98
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 80 80 0.00 3 3 0.00
2017-08-23 13F-HR/A-4 BROOKFIELD ASSET MANAGEMENT INC. 400,000 400,000 0.00 12,368 12,368 0.00
2017-10-12 13F-HR ORRSTOWN FINANCIAL SERVICES INC 262 262 0.00 10 10 0.00
2017-11-13 13F-HR American Asset Management Inc. 14,054 16,049 14.20 529 592 11.91
2017-11-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 1,162,106 42,870
2017-10-17 13F-HR Cutler Group LP Call 1,600 6,200 287.50 14 15 7.14
2017-11-09 13F-HR GUYASUTA INVESTMENT ADVISORS INC 414 406 -1.93
2017-11-14 13F-HR FIRST FOUNDATION ADVISORS 251,619 9,282
2017-08-11 13F-HR Hanlon Investment Management, Inc. 762,825 0 -100.00 25,494 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 71,720 25,580 -64.33 2,397 944 -60.62
2017-11-14 13F-HR BARCLAYS PLC Put 0 600,000 0 22,134
2017-11-14 13F-HR SANDLER CAPITAL MANAGEMENT 35,220 35,220 0.00 1,327 1,299 -2.11
2017-11-14 13F-HR LPL Financial LLC 16,961 16,279 -4.02 639 601 -5.95
2017-11-09 13F-HR Legal & General Group Plc 497,228 568,726 14.38 18,730 20,979 12.01
2017-11-14 13F-HR Paloma Partners Management Co 10,212 0 -100.00 384 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. 158,018 7,481 -95.27 5,281 276 -94.77
2017-10-19 13F-HR Financial Management Professionals, Inc. 85 85 0.00 3 3 0.00
2017-11-03 13F-HR Breton Hill Capital Ltd. 19,128 30,109 57.41 721 1,111 54.09
2017-08-10 13F-HR HAP Trading, LLC 179,840 0 -100.00 6,010 0 -100.00
2017-08-14 13F-HR PEAK6 Investments, L.P. Call 18,500 0 -100.00 618 0 -100.00
2017-11-13 13F-HR KETTLE HILL CAPITAL MANAGEMENT, LLC 57,228 138,171 141.44 2,156 5,097 136.41
2017-11-13 13F-HR Westside Investment Management, Inc. 307 307 0.00 11,365 11,273 -0.81
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 4,100 2,200 -46.34 154 81 -47.40
2017-11-08 13F-HR STEPHENS INC /AR/ 93,732 96,547 3.00 3,531 3,562 0.88
2017-11-13 13F-HR CITIGROUP INC 362,785 453,309 24.95 13,665 16,723 22.38
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 39,226 40,975 4.46 1,478 1,512 2.30
2017-11-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 167,314 161,437 -3.51 6,303 5,955 -5.52
2017-08-14 13F-HR Western Standard, LLC 135,361 0 -100.00 4,524 0 -100.00
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 40,100 0 1,479
2017-10-26 13F-HR Hanson & Doremus Investment Management 15 15 0.00 1 1 0.00
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 90,674 89,717 -1.06 3,416 3,310 -3.10
2017-11-08 13F-HR Pacer Advisors, Inc. 29,176 33,835 15.97 1,099 1,248 13.56
2017-11-14 13F-HR Voya Investment Management LLC 1,508,692 1,521,654 0.86 56,833 56,134 -1.23
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 4,721,876 4,649,321 -1.54 177,874 171,513 -3.58
2017-11-14 13F-HR Proficio Capital Partners LLC 624 624 0.00 24 23 -4.17
2017-11-03 13F-HR CONNABLE OFFICE INC 8,619 8,160 -5.33 325 301 -7.38
2017-10-12 13F-HR Advisory Services Network, LLC 0 1,000 0 37
2017-11-15 13F-HR Krilogy Financial LLC 1,480 55
2017-10-12 13F-HR DAVENPORT & Co LLC 1,096,790 1,107,059 0.94 41,316,090 40,839,400 -1.15
2017-11-14 13F-HR CSS LLC/IL 6,700 6,700 0.00 252 247 -1.98
2017-10-19 13F-HR APG Asset Management N.V. 118,200 4,360
2017-11-14 13F-HR Invesco Ltd. 37,639 68,129 81.01 1,418 2,512 77.15
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 100 100 0.00 4 4 0.00
2017-10-25 13F-HR Cornerstone Advisors, Inc. 220 220 0.00 8 8 0.00
2017-10-23 13F-HR WHITTIER TRUST CO 310 310 0.00 12 11 -8.33
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 216,101 228,001 5.51 8,141 8,411 3.32
2017-08-11 13F-HR JBF Capital, Inc. 8,840 0 -100.00 295 0 -100.00
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 188,578 187,909 -0.35 7,104 6,932 -2.42
2017-11-08 13F-HR NEXT Financial Group, Inc 129 0 -100.00 5,000 0 -100.00
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 506,390 500,309 -1.20 19,079 18,456 -3.27
2017-11-14 13F-HR Vident Investment Advisory, LLC 9,204 13,456 46.20 347 496 42.94
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 920 920 0.00 35 34 -2.86
2017-11-15 13F-HR PHH Investments, Ltd. 9,832 370 363 -1.89
2017-11-01 13F-HR GABELLI FUNDS LLC 131,000 131,000 0.00 4,935 4,833 -2.07
2017-11-13 13F-HR FIRST MERCANTILE TRUST CO 4,700 4,100 -12.77 177 151 -14.69
2017-11-13 13F-HR Investec Asset Management North America, Inc. 33,892 42,394 25.09 1,277 1,564 22.47
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 17,771 0 656
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 8,500 8,500 0.00 320 314 -1.87
2017-11-07 13F-HR Quantbot Technologies LP 7,990 29,597 270.43 300 1,091 263.67
2017-11-09 13F-HR FFCM LLC 1,180 1,160 -1.69 44 42 -4.55
2017-10-17 13F-HR Cutler Group LP 62,371 100 -99.84 2,349 3 -99.87
2017-11-14 13F-HR STATE STREET CORP 3,961,374 4,016,344 1.39 149,222 148,160 -0.71
2017-10-31 13F-HR FORSTA AP-FONDEN 73,400 100,300 36.65 2,765 3,700 33.82
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 776 776 0.00 29 29 0.00
2017-11-14 13F-HR Walleye Trading LLC Put 70,900 0 -100.00 2,670 0 -100.00
2017-07-11 13F-HR BANK OF MONTREAL /CAN/ Call 29,200 0 -100.00 976 0 -100.00
2017-11-13 13F-HR BROWN ADVISORY INC 7,817 289
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 942,745 733,204 -22.23 35,513 27,048 -23.84
2017-08-14 13F-HR Teza Capital Management LLC 73,818 0 -100.00 2,467 0
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 7,000 7,000 0.00 264 258 -2.27
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 43,609 35,853 -17.79 1,643 1,323 -19.48
2017-10-18 13F-HR EXANE DERIVATIVES 17,844 0 -100.00 672,018 0 -100.00
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 0 55,828 0 2,059
2017-11-07 13F-HR 361 CAPITAL LLC 109,934 0 -100.00 4,141 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO 78,021 29,867 -61.72 2,939 1,089 -62.95
2017-11-09 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 2,670 0 -100.00 101 0 -100.00
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. 37,863 0 -100.00 1,265 0 -100.00
2017-11-08 13F-HR MACQUARIE GROUP LTD 70,400 58,800 -16.48 2,652 2,169 -18.21
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 8,508,149 6,706,671 -21.17 320,502 247,410 -22.81
2017-10-19 13F-HR Skylands Capital, LLC 85 85 0.00 3 3 0.00
2017-11-14 13F-HR Walleye Trading LLC Call 7,900 0 -100.00 298 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC 0 52,466 0 1,935
2017-11-14 13F-HR NOMURA HOLDINGS INC 0 32,403 0 1,194
2017-11-14 13F-HR CLINTON GROUP INC 0 6,821 0 252
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 56,075 0 -100.00 2,112 0 -100.00
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 467,535 509,918 9.07 17,612 18,811 6.81
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 12,615 14,137 12.07 475 522 9.89
2017-11-08 13F-HR Catalyst Capital Advisors LLC 45 0 -100.00 2 0 -100.00
2017-11-15 13F-HR Neuberger Berman Group LLC 7,830 7,887 0.73 295 291 -1.36
2017-10-24 13F-HR WESPAC Advisors, LLC 29,429 26,853 -8.75 1,109 991 -10.64
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 84,792 89,384 5.42 3,194 3,297 3.22
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 63,200 0 -100.00 2,381 0 -100.00
2017-11-14 13F-HR AJO, LP 3,359,364 3,682,601 9.62 126,547 135,851 7.35
2017-11-14 13F-HR A.R.T. Advisors, LLC 0 32,900 0 1,213
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 35,260 35,245 -0.04 1,328 1,300 -2.11
2017-11-15 13F-HR BAMCO INC /NY/ 10,557,704 10,421,845 -1.29 397,709 384,462 -3.33
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 395,982 296,569 -25.11 14,915 10,939 -26.66
2017-10-17 13F-HR ADDISON CLARK MANAGEMENT, L.L.C. 78,973 0 -100.00 2,975 0 -100.00
2017-11-13 13F-HR Quadrature Capital LTD 16,183 0 -100.00 610 0 -100.00
2017-11-14 13F-HR Atlantic Trust Group, LLC 6,000 221
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 15 0 -100.00 0 0
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 2,850,019 2,433,996 -14.60 107,360 89,790 -16.37
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 13,400 0 -100.00 504 0 -100.00
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 56,200 56,200 0.00 2,117 2,074 -2.03
2017-11-14 13F-HR PRUDENTIAL PLC 6,900 6,900 0.00 260 255 -1.92
2017-10-27 13F-HR Parametrica Management Ltd 10,319 15,958 54.65 389 589 51.41
2017-08-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0 0 0 0
2017-11-03 13F-HR COMMUNITY TRUST & INVESTMENT CO 13,500 13,500 0.00 509 498 -2.16
2017-11-07 13F-HR Allen Investment Management LLC 13,040 0 -100.00 491 0 -100.00
2017-08-08 13F-HR OMERS ADMINISTRATION Corp 11,300 0 -100.00 378 0 -100.00
2017-11-13 13F-HR TEACHERS ADVISORS INC 1,283,072 1,201,523 -6.36 48,333 44,324 -8.29
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 0 464 0 17
2017-11-06 13F-HR CIBC Asset Management Inc 5,870 7,134 21.53 221 263 19.00
2017-11-13 13F-HR/A-1 NORGES BANK 1,560,659 1,708,018 9.44 53,812 54,568 1.40
2017-11-13 13F-HR Rafferty Asset Management, LLC 29,168 33,527 14.94 1,099 1,237 12.56
2017-11-17 13F-HR Archford Capital Strategies, LLC 200 0 -100.00 10 0 -100.00
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 85,446 0 3,152
2017-11-07 13F-HR SG Americas Securities, LLC 13,048 45,559 249.16 492 1,681 241.67
2017-12-01 13F-HR/A-1 Axa 228,753 5,615 -97.55 8,617 207 -97.60
2017-08-10 13F-HR BlueMountain Capital Management, LLC 894,711 0 -100.00 29,901 0 -100.00
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 57,466 20,991 -63.47 2,165 771 -64.39
2017-10-06 13F-HR North Star Investment Management Corp. 300 300 0.00 11 11 0.00
2017-11-14 13F-HR COHEN & STEERS INC 5,919,473 10,419,952 76.03 222,987 384,392 72.38
2017-11-13 13F-HR CITIGROUP INC Call 416,700 266,400 -36.07 15,697 9,827 -37.40
2017-11-14 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 63,639 19,736 -68.99 2,397 728 -69.63
2017-11-08 13F-HR EAM Investors, LLC 47,331 0 -100.00 935 0 -100.00
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 32,700 0 -100.00 1,232 0 -100.00
2017-11-06 13F-HR TCW GROUP INC 457,212 366,112 -19.93 17,223 13,506 -21.58
2017-11-13 13F-HR Allianz Asset Management AG 9,613 9,613 0.00 362 355 -1.93
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 92,079 172,936 87.81 3,469 6,380 83.91
2017-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 7,702 0 -100.00 257 0 -100.00
2017-08-14 13F-HR Sowell Financial Services LLC 23,835 0 -100.00 871 0 -100.00
2017-11-14 13F-HR HENDERSON GROUP PLC 38,100 315,700 728.61 1,435 11,646 711.57
2017-11-06 13F-HR RHUMBLINE ADVISERS 255,550 251,191 -1.71 9,627 9,266 -3.75
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 358,947 331,900 -7.54 13,521 12,244 -9.44
2017-11-14 13F-HR MENTA CAPITAL LLC 74,500 17,900 -75.97 2,806 660 -76.48
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Call 55,800 177,100 217.38 89 78 -12.36
2017-11-08 13F-HR Edge Advisors, Llc 500 500 0.00 18 18 0.00
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 1,651,701 1,669,303 1.07 62,220 61,581 -1.03
2017-10-16 13F-HR State of Alaska, Department of Revenue 92,670 106,830 15.28 3,490 3,940 12.89
2017-10-27 13F-HR Green Street Investors, LLC 39,200 40,800 4.08 1,477 1,505 1.90
2017-11-13 13F-HR KOCH INDUSTRIES INC 19,317 27,116 40.37 728 1,001 37.50
2017-11-13 13F-HR SevenBridge Financial Group, LLC 1,451 1,451 0.00 55 54 -1.82
2017-11-13 13F-HR STIFEL FINANCIAL CORP 0 6,737 0 249
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 200 0 -100.00 7 0 -100.00
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 448,529 573,503 27.86 16,896 21,155 25.21
2017-11-13 13F-HR M&T BANK CORP 11,458 11,358 -0.87 432 419 -3.01
2017-10-31 13F-HR Advisors Preferred, LLC 1,000 0 -100.00 37 0 -100.00
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 106,317 88,409 -16.84 4,004,961 3,261,408 -18.57
2017-11-13 13F-HR Investec Asset Management LTD 1,387,054 1,609,126 16.01 52,250 59,361 13.61
2017-10-26 13F-HR BALDWIN BROTHERS INC/MA 1,500 1,500 0.00 57 55 -3.51
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,763 6,763 0.00 255 249 -2.35
2017-10-20 13F-HR E&G Advisors, LP 11,300 417
2017-11-02 13F-HR Jacobi Capital Management LLC 523 523 0.00 19 19 0.00
2017-10-31 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 67,180 57,850 -13.89 2,531 2,134 -15.69
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 703,821 749,840 6.54 26,513 27,662 4.33
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 171,700 145,000 -15.55 6,468 5,349 -17.30
2017-08-14 13F-HR WOLVERINE TRADING, LLC Put 6,700 0 -100.00 222 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 548,633 691,000 25.95 20,667 25,491 23.34
2017-11-14 13F-HR SECOR Capital Advisors, LP 0 227,115 0 8,378
2017-11-09 13F-HR VAN ECK ASSOCIATES CORP 36,102 23,275 -35.53 1,360 859 -36.84
2017-11-13 13F-HR Vantage Investment Advisors, LLC 80 80 0.00 3 3 0.00
2017-11-06 13F-HR Capital Analysts, Inc. 2,000 2,025 1.25 75,349 75 -99.90
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 789,048 694,174 -12.02 29,723 25,608 -13.84
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 40,500 39,900 -1.48 1,526 1,472 -3.54
2017-11-13 13F-HR Aureus Asset Management, LLC 14,120 15,270 8.14 532 563 5.83
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 1 1 0.00
2017-11-07 13F-HR/A-1 COMMERCE BANK 8,700 8,300 -4.60 327 306 -6.42
2017-10-25 13F-HR Aperio Group, LLC 61,145 71,412 16.79 2,303 2,634 14.37
2017-10-30 13F-HR Riggs Asset Managment Co. Inc. 478 478 0.00 18 18 0.00
2017-08-14 13F-HR/A-5 Pine River Capital Management L.P. 0 0 0 0
2017-11-07 13F-HR Russell Investments Group, Ltd. 648,606 646,865 -0.27 24,432 23,861 -2.34
2017-11-09 13F-HR CITADEL ADVISORS LLC 131,034 582,691 344.69 4,936 21,496 335.49
2017-11-08 13F-HR ASSETMARK, INC 508 548 7.87 19 20 5.26
2017-11-09 13F-HR BARR E S & CO 679,124 680,745 0.24 25,583 25,113 -1.84
2017-08-07 13F-HR Karp Capital Management Corp 45,910 0 -100.00 1,534 0 -100.00
2017-11-14 13F-HR QS Investors, LLC 29,557 62,715 112.18 1,113 2,314 107.91
2017-11-13 13F-HR CITIGROUP INC Put 29,900 54,000 80.60 1,126 1,993 77.00
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 40 0 -100.00 2 0 -100.00
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 4,423 0 -100.00 167 0 -100.00
2017-11-02 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 25,922 0 -100.00 976 0 -100.00
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 14,277 14,577 2.10 538 538 0.00
2017-11-09 13F-HR FRONTIER INVESTMENT MGMT CO 539,234 562,941 4.40 20,313 20,767 2.24
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 593,951 438,813 -26.12 22,374,133 16,187,811 -27.65
2017-11-14 13F-HR Squarepoint Ops LLC 26,000 44,400 70.77 869 1,638 88.49
2017-11-14 13F-HR AMP Capital Investors Ltd 30,816 102,282 231.91 1,159 3,773 225.54
2017-10-20 13F-HR USA MUTUALS ADVISORS, INC. 35,967 0 -100.00 1,355 0 -100.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 206,521 166,321 -19.47 7,779 6,135 -21.13
2017-10-04 13F-HR Pensionfund DSM Netherlands 48,000 48,000 0.00 1,808 1,771 -2.05
2017-11-13 13F-HR BB&T SECURITIES, LLC 15,381 15,307 -0.48 579 564 -2.59
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 230,396 237,296 2.99 8,679 8,754 0.86
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 47,247 47,376 0.27 1,780 1,748 -1.80
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 35,200 88,700 151.99 1,326 3,272 146.76
2017-11-14 13F-HR HBK INVESTMENTS L P 0 28,400 0 1,048
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 15,014 12,790 -14.81 566 472 -16.61
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 17,101 15,201 -11.11 644 561 -12.89
2017-11-13 13F-HR Sheaff Brock Investment Advisors, LLC 6,876 0 -100.00 259 0 -100.00
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 73,490 51,230 -30.29 2,768 1,890 -31.72
2017-11-15 13F-HR GUARDIAN CAPITAL LP 0 9,071 0 335
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 13,200 16,900 28.03 497 623 25.35
2017-11-13 13F-HR Renaissance Technologies LLC 5,086,489 6,666,493 31.06 191,608 245,927 28.35
2017-10-30 13F-HR IFP Advisors, Inc 254 254 0.00 10 9 -10.00
2017-11-01 13F-HR State of Tennessee, Treasury Department 84,436 76,415 -9.50 3,181 2,819 -11.38
2017-10-12 13F-HR PRIVATE BANK & TRUST CO 12,080 12,080 0.00 456 445 -2.41
2017-11-01 13F-HR Old Mutual Global Investors (UK) Ltd. 34,040 0 -100.00 1,282 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,620,702 2,693,940 66.22 61,052 99,379 62.78
2017-10-25 13F-HR SIMPLEX TRADING, LLC 28,597 0 -100.00 1,077 0 -100.00
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 601 601 0.00 23 22 -4.35
2017-11-14 13F-HR GLENMEDE TRUST CO NA 6,460 8,323 28.84 215 306 42.33
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 57,900 54,100 -6.56 2,181 1,996 -8.48
2017-10-04 13F-HR Pensionfund Sabic 18,500 18,500 0.00 697 682 -2.15
2017-11-14 13F-HR HBK INVESTMENTS L P Call 732,600 1,031,900 40.85 27,597 38,067 37.94
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 18,742 19,758 5.42 706 729 3.26
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 11,610 13,650 17.57 437 504 15.33
2017-11-14 13F-HR BlackRock Inc. 13,614,488 13,861,726 1.82 512,857 511,359 -0.29
2017-11-14 13F-HR Magnetar Financial LLC 0 25,883 0 955
2017-11-14 13F-HR BOKF, NA 16,597 16,527 -0.42 625 610 -2.40
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 7,700 689,529 8,854.92 290 25,437 8,671.38
2017-10-17 13F-HR CENTRAL TRUST Co 0 19 0 0
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 798,290 750,919 -5.93 30,072 27,701 -7.88
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 8,200 214,657 2,517.77 309 7,919 2,462.78
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 10,971 0 -100.00 413 0 -100.00
2017-11-14 13F-HR Capital Research Global Investors 14,506,957 10,450,472 -27.96 546,477 385,518 -29.45
2017-11-13 13F-HR SYMPHONY ASSET MANAGEMENT LLC 25,325 28,922 14.20 954 1,067 11.84
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 3,581 3,611 0.84 135 133 -1.48
2017-11-14 13F-HR Keeley-Teton Advisors, LLC 159,848 153,583 -3.92 6,021 5,666 -5.90
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 725,580 802,420 10.59 27,333 29,601 8.30
2017-11-14 13F-HR PENN CAPITAL MANAGEMENT CO INC 52,748 48,153 -8.71 2,017 1,795 -11.01
2017-11-14 13F-HR DIAM Co., Ltd. 512,238 481,276 -6.04 19,266 17,566 -8.82
CUSIP: 36467J108