Stock Institutional Ownership and Shareholders

SecurityGLNG / Golar LNG Ltd. (G9456A100)
Institutional Owners206
Institutional Shares92,420,034
Institutional Value$ 3,872,884,000 USD
Related 00B7K5QM7 / Golar LNG Ltd. Bond

Golar LNG Ltd. (NASDAQ:GLNG) has 206 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 92,420,034 shares. Largest shareholders include FMR LLC / Fidelity Management & Research, Capital Research Global Investors, Barrow Hanley Mewhinney & Strauss Llc, Goldman Sachs Group Inc, Luxor Capital Group, LP, Troim Tor Olav, BlackRock Inc., Morgan Stanley, Citadel Advisors Llc, and Alyeska Investment Group, L.P..



Golar LNG Ltd. (NASDAQ:GLNG) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 71,198 69,887 -1.84 1,583 1,580 -0.19
2017-11-08 13F-HR NEXT Financial Group, Inc 158 0 -100.00 4,000 0 -100.00
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 231,723 0 -100.00 6,488 0 -100.00
2017-08-16 13F-HR/A-1 PATHSTONE FAMILY OFFICE, LLC 7 0 -100.00 0 0
2017-10-05 13F-HR Washington Trust Bank 550 0 -100.00 12 0 -100.00
2017-11-09 13F-HR Legal & General Group Plc 86,152 89,912 4.36 1,924 2,034 5.72
2017-11-13 13F-HR Peak Asset Management, LLC 81,836 76,336 -6.72 1,821 1,726 -5.22
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 10,105,629 10,105,639 0.00 224,850 228,489 1.62
2017-11-14 13F-HR LUMINUS MANAGEMENT LLC 176,500 178,604 1.19 3,927 4,038 2.83
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 31,740 0 -100.00 706 0 -100.00
2017-11-14 13F-HR Baker Avenue Asset Management, LP 101,620 120,167 18.25 2,261 2,717 20.17
2017-11-09 13F-HR Ashburton (Jersey) Ltd 40,960 926
2017-11-14 13F-HR Meadow Creek Investment Management LLC 1,540 1,540 0.00 34 35 2.94
2017-08-11 13F-HR KCG HOLDINGS, INC. 21,366 18,231 -14.67 597 406 -31.99
2017-11-14 13F-HR Point72 Europe (London) LLP 236,989 522,489 120.47 5,273 11,813 124.03
2017-10-25 13F-HR ROTHSCHILD INVESTMENT CORP /IL 15,767 10,205 -35.28 351 231 -34.19
2017-10-25 13F-HR SIMPLEX TRADING, LLC 30,421 69,575 128.71 676 1,573 132.69
2017-10-18 13F-HR SpiderRock Advisors LLC 205 4 -98.05
2017-08-11 13F-HR ProShare Advisors LLC 11,060 0 -100.00 309 0 -100.00
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC Put 14,800 153 -98.97 329 346 5.17
2017-10-13 13F-HR FIRST FINANCIAL CORP /IN/ 500 0 -100.00 11 0 -100.00
2017-08-14 13F-HR Precocity Capital LP 250,000 0 -100.00 6,983 0 -100.00
2017-08-14 13F-HR Integral Derivatives, LLC Call 10,200 0 -100.00 285 0 -100.00
2017-10-18 13F-HR SpiderRock Advisors LLC Put 1 1 0.00
2017-11-14 13F-HR JANE STREET GROUP, LLC 27,603 24,844 -10.00 614 562 -8.47
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 412,400 0 -100.00 9,176 0 -100.00
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 15,050 14,835 -1.43 335 335 0.00
2017-10-25 13F-HR FIRST MANHATTAN CO 45,150 45,150 0.00 1,004 1,020 1.59
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 20,785 20,785 0.00 462 470 1.73
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 154,164 89,088 -42.21 3,430 2,015 -41.25
2017-11-13 13F-HR BOSTON FAMILY OFFICE LLC 187,849 211,644 12.67 4,180 4,785 14.47
2017-11-14 13F-HR QS Investors, LLC 9,700 9,700 0.00 216 219 1.39
2017-11-13 13F-HR FIL Ltd 26,701 26,701 0.00 594 604 1.68
2017-11-07 13F-HR PUTNAM FL INVESTMENT MANAGEMENT CO 22,580 20,620 -8.68 631 466 -26.15
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 2,894 2,894 0.00 64 65 1.56
2017-11-14 13F-HR Walleye Trading LLC Call 2,200 4,700 113.64 48 106 120.83
2017-11-14 13F-HR Lombard Odier Asset Management (USA) Corp Call 100,000 120,000 20.00 2,225 2,713 21.93
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 11,939 10,066 -15.69 266 228 -14.29
2017-11-06 13F-HR Bank of New York Mellon Corp 345,115 511,313 48.16 7,679 11,562 50.57
2017-11-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC Put 250,000 0 -100.00 5,563 0 -100.00
2017-11-14 13F-HR Blackstart Capital LP 196,719 114,625 -41.73 4,414 2,592 -41.28
2017-11-14 13F-HR Odey Asset Management Group Ltd 12,155 0 -100.00 270 0 -100.00
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 27,201 36,701 34.93 605 830 37.19
2017-08-11 13F-HR K2 PRINCIPAL FUND, L.P. 50,000 0 -100.00 1,397 0 -100.00
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 0 12,000 0 271
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 16,000 19,400 21.25 356 439 23.31
2017-11-14 13F-HR Elkfork Partners LLC 2,380 2,380 0.00 53 54 1.89
2017-11-07 13F-HR Commonwealth Equity Services, Inc 15,338 17,354 13.14 341 392 14.96
2017-11-14 13F-HR BASSO CAPITAL MANAGEMENT, L.P. Put 56,700 56,700 0.00 1,262 1,282 1.58
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 145,000 142,000 -2.07 3,226 3,211 -0.46
2017-11-14 13F-HR Walleye Trading LLC 458,565 409,434 -10.71 10,203 9,257 -9.27
2017-11-14 13F-HR Williams Jones & Associates LLC 61,415 70,235 14.36 1,366 1,588 16.25
2017-11-14 13F-HR Point72 Asset Management, L.P. 32,800 66,418 102.49 730 1,502 105.75
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 7,500 51,500 586.67 167 1,164 597.01
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 2,968 3,020 1.75 65 68 4.62
2017-11-14 13F-HR ROYAL BANK OF CANADA 7,189 23,318 224.36 161 527 227.33
2017-11-14 13F-HR Ionic Capital Management LLC Put 150,000 150,000 0.00 3,338 3,391 1.59
2017-11-14 13F-HR Paloma Partners Management Co 0 26,847 0 607
2017-09-26 SC 13D SKAGEN FUNDS
2017-11-13 13F-HR ASCEND CAPITAL, LLC 1,074,733 1,037,459 -3.47 23,913 23,458 -1.90
2017-11-14 13F-HR Focused Wealth Management, Inc 500 11
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 76,888 65,881 -14.32 1,714 1,492 -12.95
2017-11-14 13F-HR Walleye Trading LLC Put 423,000 426,300 0.78 9,411 9,638 2.41
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 438,400 412,900 -5.82 9,754 9,336 -4.29
2017-11-14 13F-HR VANGUARD GROUP INC 219,487 216,247 -1.48 4,884 4,890 0.12
2017-11-14 13F-HR BARCLAYS PLC Put 106,600 85,800 -19.51 2,372 1,940 -18.21
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 97 97 0.00 2 2 0.00
2017-11-09 13F-HR HITE Hedge Asset Management LLC 1,567,493 1,803,869 15.08 34,877 40,785 16.94
2017-11-13 13F-HR SYMPHONY ASSET MANAGEMENT LLC 10,788 244
2017-10-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 251,322 203,822 -18.90 5,592 4,608 -17.60
2017-11-14 13F-HR Point72 Asset Management, L.P. Call 0 200,000 0 4,522
2017-08-01 13F-HR Trexquant Investment LP 9,930 0 -100.00 277 0 -100.00
2017-11-09 13F-HR Fernwood Investment Management, LLC 78,150 80,850 3.45 1,739 1,828 5.12
2017-11-03 13F-HR BESSEMER GROUP INC 830 0 -100.00 18 0 -100.00
2017-11-03 13F-HR SMITHFIELD TRUST CO 3,000 3,000 0.00 67 68 1.49
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 420,435 419,037 -0.33 9,355 9,474 1.27
2017-06-19 SC 13D Troim Tor Olav 5,108,724
2017-11-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 239,986 235,345 -1.93 5,340 5,321 -0.36
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 8,182 8,182 0.00 182 177 -2.75
2017-10-05 SC 13G Luxor Capital Group, LP 3,388,581 5,630,534 66.16
2017-11-13 13F-HR STIFEL FINANCIAL CORP 102,763 146,618 42.68 2,258 3,336 47.74
2017-11-15 13F-HR WOLVERINE TRADING, LLC 57,186 86,051 50.48 1,287 1,946 51.20
2017-11-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC Call 0 50,000 0 1,131
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 247,000 331,700 34.29 5,496 7,500 36.46
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 904,488 710,371 -21.46 20,125 16,062 -20.19
2017-11-14 13F-HR Luxor Capital Group, LP Call 1,826,300 2,355,000 28.95 40,635 53,247 31.04
2017-11-14 13F-HR COHEN & STEERS INC 35,773 35,773 0.00 796 809 1.63
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 164 164 0.00 4 4 0.00
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 85,200 88,000 3.29 1,896 1,990 4.96
2017-11-14 13F-HR White Elm Capital, LLC 459,364 519,564 13.11 10,221 11,747 14.93
2017-11-14 13F-HR BlackRock Inc. Put 5,900 0 -100.00 131 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 572,800 486,700 -15.03 12,745 11,004 -13.66
2017-11-07 13F-HR Quantbot Technologies LP 6,233 0 -100.00 138 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,077,977 199,785 -81.47 23,985 4,517 -81.17
2017-11-15 13F-HR BAMCO INC /NY/ 187,735 175,835 -6.34 4,177 3,976 -4.81
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 153,845 88,830 -42.26 3,423,051 2,008,446 -41.33
2017-11-14 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 424,570 424,570 0.00 9,447 9,600 1.62
2017-11-06 13F-HR COMERICA BANK 8,839 0 -100.00 206 0 -100.00
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC Call 153 346
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 875 875 0.00 19 20 5.26
2017-11-14 13F-HR CAPITAL INTERNATIONAL INC /CA/ 77,900 66,700 -14.38 1,733 1,508 -12.98
2017-11-14 13F-HR ARDSLEY ADVISORY PARTNERS 472,500 420,000 -11.11 10,515 9,496 -9.69
2017-11-14 13F-HR KEY GROUP HOLDINGS (CAYMAN), LTD. Put 1,000,000 0 -100.00 200 0 -100.00
2017-07-25 13F-HR ICM ASSET MANAGEMENT INC/WA 76,150 0 -100.00 2,127 0 -100.00
2017-11-13 13F-HR TEACHERS ADVISORS INC 173,987 173,201 -0.45 3,871 3,916 1.16
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 340,700 0 -100.00 7,581 0 -100.00
2017-11-13 13F-HR CITIGROUP INC Call 77,700 42,900 -44.79 1,729 970 -43.90
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 50,903 42,516 -16.48 1,133 961 -15.18
2017-11-09 13F-HR CITADEL ADVISORS LLC 1,367,998 2,598,232 89.93 30,438 58,747 93.01
2017-11-14 13F-HR ARDSLEY ADVISORY PARTNERS Call 40,000 265,000 562.50 890 5,992 573.26
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 1,136,056 293,604 -74.16 25,277 6,638 -73.74
2017-11-13 13F-HR NORTHERN TRUST CORP 914,655 903,172 -1.26 20,351 20,421 0.34
2017-11-08 13F-HR HAP Trading, LLC Call 25,100 0 -100.00 7 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 109,000 70,700 -35.14 2,425 1,599 -34.06
2017-11-14 13F-HR BARCLAYS PLC 126,388 210,574 66.61 2,813 4,760 69.21
2017-08-14 13F-HR LOGAN CAPITAL MANAGEMENT INC 9,800 0 -100.00 274 0 -100.00
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 170,260 153,826 -9.65 3,788 3,478 -8.18
2017-08-07 13F-HR Karp Capital Management Corp 9,756 0 -100.00 272 0 -100.00
2017-10-11 13F-HR DnB Asset Management AS 52,200 0 -100.00 1,161,450 0 -100.00
2017-11-14 13F-HR Verition Fund Management LLC 28,729 0 -100.00 639 0 -100.00
2017-11-14 13F-HR Natixis 11,970 271
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Put 1,552 0 -100.00 481,990 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. 88,702 107,462 21.15 1,974 2,430 23.10
2017-11-15 13F-HR Neuberger Berman Group LLC 13,029 11,500 -11.74 290 260 -10.34
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 183,499 211,300 15.15 4,083 4,777 17.00
2017-11-14 13F-HR Birch Grove Capital LP Put 51,000 51,000 0.00 79 32 -59.49
2017-11-14 13F-HR Cambrian Capital Limited Partnership 67,350 67,350 0.00 1,499 1,523 1.60
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 1,959 816 -58.35 43 18 -58.14
2017-11-14 13F-HR DEUTSCHE BANK AG\ 163,078 282,453 73.20 3,625 6,383 76.08
2017-11-14 13F-HR Capital Research Global Investors 11,802,355 9,266,165 -21.49 262,602 209,508 -20.22
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 295 7
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 59,624 64,441 8.08 1,327 1,457 9.80
2017-11-14 13F-HR CUSHING ASSET MANAGEMENT, LP 783,006 892,214 13.95 17,422 20,173 15.79
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Put 2,400 1,600 -33.33 53 36 -32.08
2017-10-23 13F-HR Nationwide Fund Advisors 100,925 104,954 3.99 2,246 2,373 5.65
2017-10-24 13F-HR TRUST CO OF VERMONT 100 100 0.00 2 2 0.00
2017-11-14 13F-HR Oceanic Investment Management LTD 307,540 260,294 -15.36 6,843 5,885 -14.00
2017-11-14 13F-HR Ionic Capital Management LLC 251,477 162,177 -35.51 5,595 3,667 -34.46
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 63 0 -100.00 1,402 0 -100.00
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 12,927 13,677 5.80 288 310 7.64
2017-08-16 13F-HR GeoSphere Capital Management 100,000 0 -100.00 2,793 0 -100.00
2017-11-14 13F-HR STATE STREET CORP 1,734,953 1,666,023 -3.97 38,608 37,668 -2.43
2017-11-14 13F-HR HIGHLINE CAPITAL MANAGEMENT, L.P. Call 1,548,200 0 -100.00 34,447 0 -100.00
2017-11-13 13F-HR Pacad Investment Ltd. 12,465 0 -100.00 277 0 -100.00
2017-11-02 13F-HR/A-1 Advisor Group, Inc. Put 24 0 -100.00 0 0
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC Put 100,000 80,000 -20.00 2,225 1,809 -18.70
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 8,870 72,170 713.64 197 1,632 728.43
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 406 489 20.44 9 11 22.22
2017-11-13 13F-HR Huber Capital Management LLC 671,806 15,190
2017-11-14 13F-HR COWEN GROUP, INC. 32,500 84,400 159.69 723 1,908 163.90
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 265,621 269,255 1.37 5,911 6,088 2.99
2017-11-14 13F-HR Bluefin Trading, LLC 74,584 67,532 -9.46 1,660 1,527 -8.01
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 261,782 279,352 6.71 5,824 6,316 8.45
2017-08-11 13F-HR Worth Venture Partners, LLC Call 3,600 0 -100.00 22 0
2017-11-14 13F-HR CREDIT SUISSE AG/ 39,871 68,839 72.65 887 1,556 75.42
2017-11-14 13F-HR Granite Point Capital Management, L.P. 30,000 145,000 383.33 668 3,278 390.72
2017-11-09 13F-HR AMALGAMATED BANK 12,181 11,948 -1.91 271 270 -0.37
2017-11-13 13F-HR RR Advisors, LLC 142,000 142,000 0.00 3,149 3,199 1.59
2017-11-14 13F-HR J. Goldman & Co LP Call 273,500 149,500 -45.34 6,085 3,380 -44.45
2017-11-13 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 9,600 12,475 29.95 214 282 31.78
2017-11-03 13F-HR/A-1 Legacy Advisors, Llc 2,000 2,000 0.00 44 45 2.27
2017-11-06 13F-HR Spot Trading L.l.c. Put 51,200 36,000 -29.69 1,139 814 -28.53
2017-11-08 13F-HR ICON ADVISERS INC/CO 218,200 0 -100.00 4,855 0 -100.00
2017-11-08 13F-HR HAP Trading, LLC Put 137,900 0 -100.00 643 0 -100.00
2017-11-14 13F-HR Invesco Ltd. 411,113 501,673 22.03 9,147 11,343 24.01
2017-11-09 13F-HR JP MORGAN CHASE & CO 314,742 253,510 -19.45 7,003 5,760 -17.75
2017-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 375,000 0 -100.00 10,473 0
2017-11-14 13F-HR FIFTH THIRD BANCORP 7,500 7,500 0.00 167 170 1.80
2017-11-14 13F-HR CROFT-LEOMINSTER INC 18,250 22,000 20.55 406 497 22.41
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 477,700 0 -100.00 10,629 0 -100.00
2017-11-08 13F-HR FIRST INTERSTATE BANK 300 300 0.00 7 7 0.00
2017-11-09 13F-HR Phoenix Investment Adviser LLC 45,000 45,000 0.00 1,001 1,017 1.60
2017-11-14 13F-HR TPH Asset Management, LLC 376,295 362,602 -3.64 8,373 8,198 -2.09
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 283,654 291,282 2.69 6,312 6,585 4.33
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 85,379 120,687 41.35 1,900 2,729 43.63
2017-11-14 13F-HR CAPITAL INTERNATIONAL SARL 248,400 248,400 0.00 5,527 5,616 1.61
2017-11-14 13F-HR Scoria Capital Partners LP 25,000 10,000 -60.00 556 226 -59.35
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 0 2,000 0 45
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 62,300 29,600 -52.49 1,386 669 -51.73
2017-11-13 13F-HR BOSTON PRIVATE WEALTH LLC 200,500 200,500 0.00 4,461 4,533 1.61
2017-07-18 13F-HR Aperio Group, LLC 9,756 0 -100.00 272 0 -100.00
2017-11-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 250,000 250,000 0.00 5,563 5,653 1.62
2017-10-24 13F-HR Consolidated Investment Group LLC 88,608 88,608 0.00 1,971 2,003 1.62
2017-11-14 13F-HR LOOMIS SAYLES & CO L P 62,586 60,382 -3.52 1,392 1,365 -1.94
2017-08-14 13F-HR Hutchin Hill Capital, LP 10,080 0 -100.00 282 0 -100.00
2017-08-04 13F-HR Marshall Wace North America L.P. 231,723 0 -100.00 6,488 0 -100.00
2017-11-13 13F-HR BROWN ADVISORY INC 48,370 47,170 -2.48 1,076 1,066 -0.93
2017-11-13 13F-HR Renaissance Technologies LLC 0 138,361 0 3,128
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 82,000 190,200 131.95 1,825 4,300 135.62
2017-11-06 13F-HR CAPITAL MANAGEMENT ASSOCIATES /NY/ 9,500 19,000 100.00 211 430 103.79
2017-11-14 13F-HR J. Goldman & Co LP 153,037 143,037 -6.53 3,405 3,234 -5.02
2017-11-13 13F-HR/A-1 NORGES BANK 635,010 681,826 7.37 9,843 13,806 40.26
2017-11-14 13F-HR Private Capital Management, LLC 201,913 186,448 -7.66 4,493 4,216 -6.17
2017-11-06 13F-HR SEI INVESTMENTS CO 6,511 65 -99.00 145 1 -99.31
2017-11-14 13F-HR HBK INVESTMENTS L P 15,008 77,766 418.16 334 1,758 426.35
2017-10-23 13F-HR WHITTIER TRUST CO 2,292 2,292 0.00 51 52 1.96
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 523,300 400,700 -23.43 11,643 9,060 -22.19
2017-10-17 13F-HR American Research & Management Co. 750 750 0.00 17 17 0.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 6,400,505 5,849,038 -8.62 142,411 132,247 -7.14
2017-11-17 13F-HR/A-1 Virtu Financial LLC 0 9,244 0 209
2017-10-17 13F-HR Cutler Group LP Call 70,600 92,700 31.30 270 235 -12.96
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 713 531 -25.53 162 117 -27.78
2017-11-14 13F-HR Encompass Capital Advisors LLC 994,889 1,148,389 15.43 22,136 25,965 17.30
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 58,089 58,089 0.00 1,292 1,313 1.63
2017-11-14 13F-HR Alyeska Investment Group, L.P. 2,002,961 2,356,050 17.63 44,566 53,270 19.53
2017-11-14 13F-HR MORGAN STANLEY 3,119,132 3,267,214 4.75 69,400 73,871 6.44
2017-10-23 13F-HR STRS OHIO 2,300 0 -100.00 51 0 -100.00
2017-11-14 13F-HR Orbis Allan Gray Ltd 3,669,450 1,428,415 -61.07 81,645 32,296 -60.44
2017-11-07 13F-HR CNA FINANCIAL CORP 157,750 176,803 12.08 3,510 3,998 13.90
2017-11-14 13F-HR UBS Group AG 14,277 17,519 22.71 317 396 24.92
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 41,750 46,309 10.92 928 1,047 12.82
2017-10-02 13F-HR HALL LAURIE J TRUSTEE 940 940 0.00 20,915 21,253 1.62
2017-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 46,865 0 -100.00 1,309 0 -100.00
2017-08-14 13F-HR TIDE POINT CAPITAL MANAGEMENT, LP 1,840,809 0 -100.00 51,414 0 -100.00
2017-10-31 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 326,395 7,380
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 458,767 476,967 3.97 10,207 10,785 5.66
2017-11-14 13F-HR COWEN GROUP, INC. Call 2,100 0 -100.00 47 0 -100.00
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 3,900 3,900 0.00 87 88 1.15
2017-10-30 13F-HR IFP Advisors, Inc 802 802 0.00 18 18 0.00
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 0 8,253 0 187
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 48,673 53,433 9.78 1,083 1,208 11.54
2017-11-13 13F-HR KBC Group NV 57,616 43,029 -25.32 1,282 973 -24.10
2017-11-14 13F-HR Flinton Capital Management LLC 1,120 1,120 0.00 25 25 0.00
2017-08-07 13F-HR GVO Asset Management Ltd 12,100 0 -100.00 338 0 -100.00
2017-10-12 13F-HR Advisory Services Network, LLC 2,719 2,724 0.18 61 62 1.64
2017-11-13 13F-HR FIRST MERCANTILE TRUST CO 3,075 70
2017-11-13 13F-HR MUHLENKAMP & CO INC Call 11,000 249
2017-11-06 13F-HR Spot Trading L.l.c. 65,303 58,167 -10.93 1,453 1,315 -9.50
2017-11-13 13F-HR Clear Perspective Advisors, LLC 100 0 -100.00 2 0 -100.00
2017-11-08 13F-HR ASSETMARK, INC 61 6 -90.16 1 0 -100.00
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 438 438 0.00 10 10 0.00
2017-11-14 13F-HR PRUDENTIAL PLC 1,821,946 1,140,781 -37.39 40,538 25,793 -36.37
2017-08-14 13F-HR Moore Capital Management, LP 200,000 0 -100.00 5,586 0 -100.00
2017-10-13 13F-HR Perkins Coie Trust Co 1,000 1,000 0.00 22 23 4.55
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 300,500 354,200 17.87 6,686 8,008 19.77
2017-11-13 13F-HR Hudson Bay Capital Management LP Call 101,000 247,400 144.95 2,247 5,594 148.95
2017-11-14 13F-HR Magnetar Financial LLC 15,251 0 -100.00 339 0 -100.00
2017-11-13 13F-HR CITIGROUP INC 565,768 570,933 0.91 12,588 12,909 2.55
2017-08-14 13F-HR HighVista Strategies LLC 129,000 0 -100.00 3,603 0 -100.00
2017-10-17 13F-HR Cutler Group LP Put 39,700 38,000 -4.28 230 195 -15.22
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 50,100 24,600 -50.90 1,115 556 -50.13
2017-11-14 13F-HR Jefferies Group LLC 229,076 53,668 -76.57 5,097 1,213 -76.20
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 138,075 193,617 40.23 3,072 4,378 42.51
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 0 35,872 0 811
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 650,000 370,000 -43.08 14,463 8,366 -42.16
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 399 696 74.44 9 16 77.78
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 59,300 9,000 -84.82 1,319 203 -84.61
2017-11-13 13F-HR CITIGROUP INC Put 16,600 38,400 131.33 369 868 135.23
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC Put 441,000 0 -100.00 9,812 0 -100.00
2017-08-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 0 0 0 0
2017-11-07 13F-HR SG Americas Securities, LLC 35,069 38,592 10.05 780 873 11.92
2017-10-26 13F-HR BALDWIN BROTHERS INC/MA 61,615 60,505 -1.80 1,371 1,368 -0.22
2017-08-03 13F-HR DEPRINCE RACE & ZOLLO INC 18,500 0 -100.00 517 0 -100.00
2017-11-14 13F-HR LPL Financial LLC 16,357 0 -100.00 364 0 -100.00
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 17,629 25,998 47.47 392 587 49.74
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 92,300 116,500 26.22 2,077 2,634 26.82
2017-11-13 13F-HR US BANCORP \DE\ 72 72 0.00 2 2 0.00
2017-08-11 13F-HR Worth Venture Partners, LLC 25,564 0 -100.00 714 0
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 20,287 13,042 -35.71 447 292 -34.68
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 1,800 1,800 0.00 40 41 2.50
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 465 377 -18.92 132 101 -23.48
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 135,200 135,200 0.00 3,008 3,057 1.63
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Call 17,000 56,700 233.53 378 1,282 239.15
2017-11-14 13F-HR STEINBERG ASSET MANAGEMENT LLC 2,061,471 2,140,311 3.82 45,868 48,392 5.50
2017-11-13 13F-HR MUFG Americas Holdings Corp 268 268 0.00 6 6 0.00
2017-11-06 13F-HR Advisor Group, Inc. 3,258 3,200 -1.78 73 72 -1.37
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Call 4,545 2,459 -45.90 2,132,895 1,857,421 -12.92
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 158,421 157,421 -0.63 3,525 3,559 0.96
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 96,626 95,111 -1.57 2,150 2,150 0.00
2017-10-17 13F-HR Cutler Group LP 59,655 79,189 32.74 1,327 1,790 34.89
2017-11-14 13F-HR Voya Investment Management LLC 44,301 44,301 0.00 986 1,002 1.62
2017-11-14 13F-HR BARCLAYS PLC Call 49,700 123,800 149.09 1,106 2,799 153.07
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 82,432 79,305 -3.79 1,834 1,793 -2.24
2017-11-07 13F-HR Lee Financial CORP 3,000 3,000 0.00 67 68 1.49
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 7,552 7,582 0.40 168 172 2.38
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 64,734 64,734 0.00 1,440 1,464 1.67
2017-11-08 13F-HR HAP Trading, LLC 159,103 0 -100.00 3,540 0 -100.00
2017-10-18 13F-HR SIT INVESTMENT ASSOCIATES INC 16,350 16,950 3.67 364 383 5.22
2017-11-14 13F-HR BlackRock Inc. 4,293,263 4,370,968 1.81 95,525 98,828 3.46
2017-08-11 13F-HR Hudson Bay Capital Management LP 110,235 0 -100.00 3,079 0 -100.00
2017-11-14 13F-HR GLG Partners LP 35,925 0 -100.00 799 0 -100.00
2017-11-06 13F-HR RHUMBLINE ADVISERS 115,425 116,623 1.04 2,568 2,637 2.69
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 4,401 0 -100.00 98 0 -100.00
2017-11-13 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 516,527 653,712 26.56 11,493 14,780 28.60
2017-11-14 13F-HR Nuveen Asset Management, LLC 339,502 346,393 2.03 7,554 7,832 3.68
2017-11-06 13F-HR Spot Trading L.l.c. Call 6,700 27,800 314.93 149 629 322.15
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 259,036 254,202 -1.87 5,764 5,748 -0.28
2017-08-11 13F-HR Impala Asset Management LLC 224,771 0 -100.00 6,278 0 -100.00
2017-11-14 13F-HR TRAFELET BROKAW CAPITAL MANAGEMENT, L.P. 837,584 697,556 -16.72 18,636 15,772 -15.37
2017-11-14 13F-HR Jefferies Group LLC Call 219,400 38,100 -82.63 4,882 861 -82.36
2017-11-13 13F-HR MUHLENKAMP & CO INC 17,510 17,510 0.00 390 396 1.54
2017-11-14 13F-HR BlueCrest Capital Management Ltd 38,366 0 -100.00 854 0 -100.00
2017-11-14 13F-HR NOMURA HOLDINGS INC 200,000 0 -100.00 4,456 0 -100.00
2017-11-14 13F-HR Electron Capital Partners, LLC 805,395 962,503 19.51 17,920 21,762 21.44
2017-07-14 13F-HR CENTRAL TRUST Co 300 0 -100.00 8 0 -100.00
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 258,493 474,095 83.41 5,751 10,719 86.38
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 74,700 70,800 -5.22 1,681 1,601 -4.76
2017-10-30 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 32,260 30,824 -4.45 718 697 -2.92
2017-11-14 13F-HR Glen Harbor Capital Management LLC 1,960 1,960 0.00 44 44 0.00
2017-11-14 13F-HR YORKVILLE CAPITAL MANAGEMENT, LLC 79,900 82,590 3.37 1,778 1,867 5.01
2017-11-13 13F-HR LOEWS CORP 18,863 23,630 25.27 420 534 27.14
2017-10-17 13F-HR Creative Planning 1,600 0 -100.00 36 0 -100.00
2017-11-09 13F-HR Hosking Partners LLP 166,747 266,967 60.10 3,710 6,036 62.70
2017-10-19 13F-HR Tarbox Group, Inc. 750 750 0.00 17 17 0.00
2017-07-25 13F-HR ACADIAN ASSET MANAGEMENT LLC 57 0 -100.00 2 0 -100.00
2017-11-30 13F-HR/A-1 BARROW HANLEY MEWHINNEY & STRAUSS LLC 7,208,807 6,810,982 -5.52 160,396 153,996 -3.99
2017-08-15 13F-HR Alpine Partners VI, LLC 19,728 0 -100.00 551 0 -100.00
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 39,114 39,114 0.00 871 884 1.49
2017-11-14 13F-HR Point72 Asset Management, L.P. Put 100,000 2,261
2017-11-06 13F-HR GILDER GAGNON HOWE & CO LLC 264,759 223,606 -15.54 5,891 5,056 -14.17
2017-11-14 13F-HR Jefferies Group LLC Put 326,500 10,000 -96.94 7,265 226 -96.89
2017-11-14 13F-HR UBS Group AG Call 109,200 109,200 0.00 2,430 2,469 1.60
2017-11-14 13F-HR Squarepoint Ops LLC 33,304 35,108 5.42 741 794 7.15
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 237,531 357,850 50.65 5,285 8,091 53.09
2017-11-14 13F-HR Bronson Point Management LLC 85,000 225,000 164.71 1,891 5,087 169.01
2017-11-08 13F-HR D.A. DAVIDSON & CO. 400 0 -100.00 8 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 16,300 15,300 -6.13 363 346 -4.68
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 18,965 20,145 6.22 422 455 7.82
2017-11-08 13F-HR Cipher Capital LP 0 33,850 0 766
2017-11-14 13F-HR CAPITAL GUARDIAN TRUST CO 1,958,600 1,728,000 -11.77 43,579 39,070 -10.35
CUSIP: G9456A100