SecurityGLD / SPDR Gold Shares (78463V957)
IndustryCommodity Contracts Brokers and Dealers
Institutional Owners1103
Institutional Shares138,037,360 - 49.67%
Shares Outstanding277,900,000 shares (as of 2018-06-30)
Institutional Value$ 52,164,949,000 USD

Institutional Stock Ownership and Shareholders

GLD / SPDR Gold Shares Institutional Ownership

SPDR Gold Shares (NYSE:GLD) has 1103 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 138,037,360 shares. Largest shareholders include Sun Valley Gold Llc, Citigroup Inc, Toronto Dominion Bank, BlackRock Inc., BlackRock Advisors LLC, Graham Capital Management, L.P., Citigroup Inc, FIL Ltd, Susquehanna International Group, Llp, and Bank Of America Corp /de/.
SPDR Gold Shares (NYSE:GLD) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2017-02-14 13F-HR Tyrian Investments, L.P. 19,200 0 -100.00 2,412 0 -100.00
2018-05-11 13F-HR Delpha Capital Management, Llc 34 0 -100.00 4 0 -100.00
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 2,288,121 2,216,303 -3.14 287,823 262,964 -8.64
2018-08-14 13F-HR DIAM Co., Ltd. 1,194,144 1,212,329 1.52 150,211 143,843 -4.24
2018-07-25 13F-HR Benchmark Capital Advisors 3,035 3,000 -1.15 382 356 -6.81
2018-08-08 13F-HR WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 41,737 42,334 1.43 5,250 5,023 -4.32
2018-08-13 13F-HR River Wealth Advisors LLC 610 72
2018-08-10 13F-HR Richard Bernstein Advisors LLC 351,803 95 -99.97 44,396 12 -99.97
2018-08-03 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 250 250 0.00 31 30 -3.23
2018-08-13 13F-HR LAZARD ASSET MANAGEMENT LLC 409,490 303,146 -25.97 51,509 35,968 -30.17
2018-05-10 13F-HR DENVER INVESTMENT ADVISORS LLC 2,715 2,715 0.00 336 342 1.79
2018-08-10 13F-HR HAMEL ASSOCIATES, INC. 12,050 9,550 -20.75 1,516 1,133 -25.26
2018-08-08 13F-HR Miracle Mile Advisors, LLC 2,520 2,520 0.00 317 299 -5.68
2018-08-01 13F-HR TrueNorth, Inc. 3,474 3,274 -5.76 437 388 -11.21
2018-08-14 13F-HR Sowell Financial Services LLC 9,177 9,663 5.30 1,135 1,092 -3.79
2018-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 110,148 100,332 -8.91 13,856 11,904 -14.09
2018-08-10 13F-HR Quantum Capital Management, LLC / NJ 29,183 29,277 0.32 3,671 3,474 -5.37
2018-10-04 13F-HR Xr Securities Llc 4,606 4,906 6.51 547 553 1.10
2018-07-30 13F-HR Torch Wealth Management LLC 4,263 4,478 5.04 536 531 -0.93
2018-08-14 13F-HR New Vernon Capital Holdings II LLC 5,735 0 -100.00 721 0 -100.00
2018-08-14 13F-HR DSC Advisors, L.P. 9,700 0 -100.00 1,220 0 -100.00
2018-08-14 13F-HR Flaharty Asset Management, LLC 6,522 3,807 -41.63 830 452 -45.54
2018-08-14 13F-HR PERRITT CAPITAL MANAGEMENT INC 1,836 1,838 0.11 230 218 -5.22
2018-08-09 13F-HR Tortoise Investment Management, LLC 1,150 818 -28.87 145 97 -33.10
2018-08-07 13F-HR IPG Investment Advisors LLC 35,481 32,890 -7.30 4,463,154 3,902,398 -12.56
2017-05-09 13F-HR LBA Wealth Management, LLC 774 774 0.00 85 92 8.24
2018-08-14 13F-HR Mirae Asset Global Investments Co., Ltd. 146,548 197,288 34.62 18,435 23,408 26.98
2018-08-14 13F-HR RiverPoint Capital Management, LLC 5,472 4,740 -13.38 688 562 -18.31
2018-10-09 13F-HR Hochman Cole Investment Advisors, Inc. 1,878 2,626 39.83 223 296 32.74
2018-08-14 13F-HR Foundations Investment Advisors, Llc 34,532 4,097
2018-08-07 13F-HR First Personal Financial Services 4,100 4,100 0.00 516 486 -5.81
2018-07-30 13F-HR Regal Wealth Group, Inc. 135 135 0.00 17 16 -5.88
2018-04-19 13F-HR BAKER BOYER NATIONAL BANK 2,200 2,200 0.00 272 277 1.84
2018-08-07 13F-HR Lattice Strategies LLC 2,148 2,073 -3.49 270 246 -8.89
2018-08-14 13F-HR BRYN MAWR TRUST Co 14,725 16,998 15.44 1,853 2,017 8.85
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Call 550,100 7,526 -98.63 69,197,079 89,295,990 29.05
2018-07-20 13F-HR Pinnacle Advisory Group, Inc. 1,695 0 -100.00 213 0 -100.00
2018-08-09 13F-HR Private Advisor Group, LLC 51,385 42,751 -16.80 6,464 5,025 -22.26
2018-07-24 13F-HR MOODY LYNN & LIEBERSON, INC. 169,235 152,194 -10.07 21,149 17,655 -16.52
2018-10-15 13F-HR TOTH FINANCIAL ADVISORY CORP 45 3 -93.33 5 0 -100.00
2018-07-13 13F-HR Palo Capital, Inc. 2,400 2,400 0.00 302 285 -5.63
2018-08-13 13F-HR BRINKER CAPITAL INC 5,395 5,277 -2.19 679 626 -7.81
2018-08-13 13F-HR ATHENA CAPITAL ADVISORS LLC 51,938 52,130 0.37 6,533 6,185 -5.33
2018-08-13 13F-HR BURNEY CO/ 1,915 2,203 15.04 241 261 8.30
2018-08-08 13F-HR SEGALL BRYANT & HAMILL, LLC 210,109 214,981 2.32 26,430 25,507 -3.49
2018-08-07 13F-HR IFP Advisors, Inc 34,251 33,182 -3.12 4,308 3,937 -8.61
2018-08-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 67,501 67,467 -0.05 8,491 8,005 -5.72
2018-07-26 13F-HR Pds Planning, Inc 5,272 5,210 -1.18 663 618 -6.79
2018-08-13 13F-HR Sequoia Financial Advisors, LLC 28,106 35,247 25.41 3,535 4,182 18.30
2018-08-14 13F-HR Arrowpoint Asset Management, LLC Call 900,000 800,000 -11.11 113,211 94,920 -16.16
2018-07-31 13F-HR American Asset Management Inc. 426,276 21,245 -95.02 53,621 2,521 -95.30
2018-08-14 13F-HR Virtue Capital Management, Llc 118 0 -100.00 15 0 -100.00
2018-10-10 13F-HR MURPHY CAPITAL MANAGEMENT INC 23,687 22,167 -6.42 2,810 2,499 -11.07
2018-08-14 13F-HR DIKER MANAGEMENT LLC 7,530 5,112 -32.11 947 607 -35.90
2018-07-24 13F-HR Goldstein Munger & Associates 58,989 61,197 3.74 7,420 7,261 -2.14
2018-07-25 13F-HR MERITAGE PORTFOLIO MANAGEMENT 2,085 2,085 0.00 263 247 -6.08
2018-08-06 13F-HR Strategic Financial Services, Inc, 144,092 146,783 1.87 18,125 17,416 -3.91
2018-08-14 13F-HR Capital Markets Trading Uk Llp Put 53,200 55,700 4.70 717 758 5.72
2018-08-14 13F-HR Invesco Ltd. 67,500 66,400 -1.63 8,491 7,878 -7.22
2018-08-14 13F-HR Man Group plc 2,100 0 -100.00 264 0 -100.00
2018-10-12 13F-HR Selective Wealth Management 125 14
2018-05-11 13F-HR HSBC HOLDINGS PLC 1,519,963 839,970 -44.74 187,944 105,660 -43.78
2017-04-24 13F-HR Parasol Investment Management, LLC 28,930 25,210 -12.86 3,171 2,993 -5.61
2018-08-14 13F-HR BlueCrest Capital Management Ltd Call 80,000 70,000 -12.50 10,063 8,306 -17.46
2018-08-06 13F-HR CAMBRIDGE TRUST CO 384 376 -2.08
2018-08-14 13F-HR JP Morgan Chase & Co Put 2,100,100 1,873,000 -10.81 264,172 222,231 -15.88
2018-08-14 13F-HR PAULSON & CO. INC. 4,320,022 4,320,022 0.00 543,416 512,571 -5.68
2018-07-26 13F-HR FIRST INTERSTATE BANK 650 650 0.00 82 77 -6.10
2018-07-20 13F-HR LS Investment Advisors, LLC 3,325 3,325 0.00 418 395 -5.50
2018-07-17 13F-HR ELCO Management Co., LLC 2,450 2,450 0.00 308 291 -5.52
2018-10-12 13F-HR Broadleaf Partners, Llc 1,836 1,836 0.00 218 207 -5.05
2018-10-15 13F-HR Callahan Advisors, LLC 2,381 2,391 0.42 283 270 -4.59
2018-08-06 13F-HR Newport Wealth Strategies, Inc. 9,063 4,374 -51.74 1,140 519 -54.47
2018-08-14 13F-HR Capital Markets Trading Uk Llp Call 34,600 471
2018-08-07 13F-HR Quad-cities Investment Group, Llc 100 12
2018-08-03 13F-HR LLBH Private Wealth Management, LLC 9,071 9,071 0.00 1,141 1,076 -5.70
2018-08-09 13F-HR CIBC Asset Management Inc 120,357 52,011 -56.79 15,140 6,171 -59.24
2018-02-08 13F-HR GIRARD SECURITIES, INC. 2,788 0 -100.00 343 0 -100.00
2018-08-14 13F-HR VAUGHAN DAVID INVESTMENTS INC/IL 2,820 2,820 0.00 355 335 -5.63
2018-08-14 13F-HR BBR PARTNERS, LLC 3,254 3,335 2.49 409 396 -3.18
2018-08-10 13F-HR WASHINGTON TRUST Co 5,757 6,029 4.72 725 715 -1.38
2018-08-14 13F-HR FIRST FOUNDATION ADVISORS 2,360 2,854 20.93 297 339 14.14
2018-08-10 13F-HR CHARTER RESEARCH & INVESTMENT GROUP, INC. 12,754 12,754 0.00 1,604 1,513 -5.67
2018-08-13 13F-HR SCHWARTZ INVESTMENT COUNSEL INC 25,720 25,720 0.00 3,235 3,052 -5.66
2018-07-16 13F-HR TOTAL INVESTMENT MANAGEMENT INC 145,961 147,035 0.74 18,360 17,446 -4.98
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 500,000 0 -100.00 62,895 0 -100.00
2018-07-25 13F-HR CTC LLC Call 106,322 103,651 -2.51 1,337,267 1,229,690 -8.04
2018-07-12 13F-HR Norway Savings Bank 130 130 0.00 16 15 -6.25
2018-08-07 13F-HR Sarasin & Partners LLP 33,858 33,423 -1.28 4,259 3,966 -6.88
2018-07-27 13F-HR Wealthstreet Investment Advisors, Llc 1,808 2,754 52.32 227 327 44.05
2018-08-10 13F-HR Csenge Advisory Group 10,668 11,028 3.37 1,342 1,308 -2.53
2018-07-18 13F-HR PATTEN & PATTEN INC/TN 4,641 4,641 0.00 584 551 -5.65
2017-01-13 13F-HR MetLife Securities, Inc 167,471 117,930 -29.58 21,041 12,927 -38.56
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 22 36,504 165,827.27 3 4,331 144,266.67
2018-08-09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 4,838 574
2018-08-03 13F-HR Gerber Kawasaki Wealth & Investment Management 11,600 11,841 2.08 1,459 1,390 -4.73
2018-08-14 13F-HR FLOW TRADERS U.S. LLC 308,482 0 -100.00 38,804 0 -100.00
2018-08-13 13F-HR Sws Partners 1,100 0 -100.00 140 0 -100.00
2018-08-06 13F-HR HL FINANCIAL SERVICES LLC 5,002 26,521 430.21 629 3,147 400.32
2018-08-15 13F-HR Highlander Capital Management, LLC 730 730 0.00 93 87 -6.45
2018-10-10 13F-HR Iberiabank Corp 55,354 125,690 127.07 6,568 14,173 115.79
2018-07-25 13F-HR BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 4,901 4,501 -8.16 616 534 -13.31
2018-08-15 13F-HR/A MONETA GROUP INVESTMENT ADVISORS LLC 70 270 285.71 9 32 255.56
2018-10-10 13F-HR ARROW FINANCIAL CORP 166 110 -33.73 20 12 -40.00
2018-08-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 4,962 4,995 0.67 624 593 -4.97
2018-07-24 13F-HR ROTHSCHILD INVESTMENT CORP /IL 2,150 2,150 0.00 270 255 -5.56
2018-07-27 13F-HR Mader & Shannon Wealth Management, Inc. 125,139 0 -100.00 15,741 0 -100.00
2018-08-09 13F-HR Woodard & Co Asset Management Group Inc /adv 620 325 -47.58 78 38,561 49,337.18
2018-08-10 13F-HR Robinson Value Management, Ltd. 0 22 0 3
2018-08-01 13F-HR Capital Investment Advisory Services, LLC 6,203 6,498 4.76 780 771 -1.15
2018-08-14 13F-HR STELLIAM INVESTMENT MANAGEMENT, LP 377,500 332,500 -11.92 47,486 39,451 -16.92
2018-08-10 13F-HR Cranbrook Wealth Management, LLC 30,585 31,048 1.51 3,847 3,684 -4.24
2018-08-13 13F-HR Covington Capital Management 44,449 42,556 -4.26 5,591 5,049 -9.69
2018-08-01 13F-HR Financial Management Professionals, Inc. 605 605 0.00 76 72 -5.26
2018-08-14 13F-HR ROYAL BANK OF CANADA 978,283 829,929 -15.16 123,058 98,473 -19.98
2018-08-09 13F-HR PAPP L ROY & ASSOCIATES 2,120 1,770 -16.51 266 210 -21.05
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 4,724 4,559 -3.49 594 541 -8.92
2018-07-27 13F-HR Allen Capital Group, Llc 2,015 1,850 -8.19 253 220 -13.04
2018-08-14 13F-HR STEADFAST CAPITAL MANAGEMENT LP Call 0 1,000,000 0 118,650
2018-08-14 13F-HR Marathon Trading Investment Management LLC Put 2,000 103,000 5,050.00 252 12,221 4,749.60
2018-08-10 13F-HR Richard C. Young & CO., LTD. 340,068 338,652 -0.42 42,777 40,181 -6.07
2018-07-24 13F-HR MEEDER ASSET MANAGEMENT INC 324 324 0.00 41 38,443 93,663.41
2018-08-13 13F-HR Aureus Asset Management, LLC 2,200 2,200 0.00 277 261 -5.78
2018-08-10 13F-HR Mitsubishi UFJ Trust & Banking Corp 11,500 0 -100.00 1,447 0 -100.00
2018-08-14 13F-HR SUNTRUST BANKS INC 192,012 193,827 0.95 24,152 22,995 -4.79
2018-08-14 13F-HR Colonial Trust Advisors 12,427 11,677 -6.04 1,563 1,385 -11.39
2017-08-18 13F-HR WFG Advisors, LP 11,651 15,673 34.52 1,383 1,850 33.77
2018-08-08 13F-HR Milestone Group, Inc. 2,250 2,250 0.00 283 267 -5.65
2018-07-27 13F-HR S&CO INC 23,203 23,203 0.00 2,919 2,753 -5.69
2018-04-18 13F-HR/A FNY Partners Fund LP Call 50 3,830 7,560.00 5 436 8,620.00
2018-08-14 13F-HR CREDIT SUISSE AG/ Put 300,000 365,100 21.70 37,737 43,319 14.79
2018-08-08 13F-HR First Allied Advisory Services, Inc. 22,303 21,463 -3.77 2,837 2,556 -9.90
2018-08-01 13F-HR ASSETMARK, INC 112,435 116,569 3.68 14,143 13,831 -2.21
2018-08-14 13F-HR UBS Group AG Put 375,700 243,000 -35.32 47,259 28,831 -38.99
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 2,184 186,677 8,447.48 275 22,149 7,954.18
2018-07-23 13F-HR DUNCKER STREETT & CO INC 1,350 1,350 0.00 170 160 -5.88
2018-08-14 13F-HR Rainier Group Investment Advisory LLC 42 0 -100.00 5 0 -100.00
2018-08-14 13F-HR J. Goldman & Co LP Call 0 210,000 0 24,917
2018-08-15 13F-HR PVG ASSET MANAGEMENT CORP 36,951 4,384
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 272 2 -99.26 34 0 -100.00
2018-08-07 13F-HR Independence Bank Of Kentucky 11,576 11,401 -1.51 1,456 1,353 -7.07
2018-08-13 13F-HR HAP Trading, LLC Put 14,100 59,200 319.86 10 218 2,080.00
2017-07-24 13F-HR Breton Hill Capital Ltd. 5,249 5,195 -1.03 623 613 -1.61
2018-08-09 13F-HR All Terrain Financial Advisors, Llc Call 2,400 1,500 -37.50 302 178 -41.06
2018-07-13 13F-HR TRUE Private Wealth Advisors 9,470 8,663 -8.52 1,191 1,027 -13.77
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 3,650 3,650 0.00 459 433 -5.66
2018-08-14 13F-HR Stonebridge Capital Advisors LLC 1,763 1,770 0.40 222 210 -5.41
2018-08-03 13F-HR GAMBLE JONES INVESTMENT COUNSEL 1,656 0 -100.00 208 0 -100.00
2018-08-08 13F-HR WESBANCO BANK INC 13,233 14,500 9.57 1,665 1,720 3.30
2018-08-14 13F-HR Tuttle Tactical Management LLC 3,311 0 -100.00 416 0 -100.00
2018-08-08 13F-HR Boyer & Corporon Wealth Management, LLC 7,537 5,798 -23.07 948 688 -27.43
2018-08-09 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 3,161 3,161 0.00 397,622 375 -99.91
2018-08-08 13F-HR CARRET ASSET MANAGEMENT, LLC 6,742 6,778 0.53 848 804 -5.19
2018-08-13 13F-HR LOEB PARTNERS CORP 149,512 207,829 39.00 18,807 24,659 31.12
2018-10-10 13F-HR Bach Investment Advisors Ltd Call 20,000 24,000 20.00 2,373 2,706 14.03
2018-07-20 13F-HR MCF Advisors LLC 286 187 -34.62 36 22 -38.89
2018-08-14 13F-HR UBS Group AG Call 2,129,100 903,700 -57.55 267,819 107,224 -59.96
2018-08-08 13F-HR LINCOLN NATIONAL CORP 39,667 28,936 -27.05 4,990 3,433 -31.20
2018-08-14 13F-HR TCTC Holdings, LLC 21,271 21,471 0.94 2,676 2,548 -4.78
2018-08-07 13F-HR Twin Tree Management, LP Put 3,464,300 2,663,400 -23.12 435,774 316,012 -27.48
2018-08-14 13F-HR Greytown Advisors Inc. 51,085 56,260 10.13 6,391 6,675 4.44
2018-08-13 13F-HR Arcus Capital Partners, LLC 8,590 8,366 -2.61 1,081 993 -8.14
2018-08-14 13F-HR Kalos Management, Inc. 0 3,041 0 382
2018-08-07 13F-HR HUNTINGTON ASSET ADVISORS, INC. 10,860 1,289
2018-08-07 13F-HR Winthrop Advisory Group Llc 2,130 2,130 0.00 269 253 -5.95
2018-08-13 13F-HR SNOW CAPITAL MANAGEMENT LP 4,520 4,520 0.00 569 536 -5.80
2018-07-20 13F-HR ACCESS FINANCIAL SERVICES, INC. 4,535 4,535 0.00 570 538 -5.61
2018-08-14 13F-HR AllSquare Wealth Management LLC 161 161 0.00 20 19 -5.00
2018-08-13 13F-HR Partners Capital Investment Group, Llp 12,310 12,310 0.00 1,548 1,461 -5.62
2018-08-15 13F-HR GLENMEDE TRUST CO NA 75,878 85,088 12.14 9,382 10,095 7.60
2018-08-01 13F-HR Qvr Llc 46,783 0 -100.00 5,885 0 -100.00
2018-08-02 13F-HR NORTHERN CAPITAL MANAGEMENT LLC 5,730 5,055 -11.78 721 600 -16.78
2018-07-26 13F-HR Integrated Wealth Concepts Llc 2,250 2,860 27.11 286 336 17.48
2018-07-18 13F-HR Prospera Financial Services 6,745 6,685 -0.89 850 794 -6.59
2018-08-10 13F-HR BLUESTEIN R H & CO 1,818 2,818 55.01 229 334 45.85
2018-08-13 13F-HR Neuberger Berman Group LLC 51,813 51,597 -0.42 6,517 6,122 -6.06
2018-08-16 13F-HR Harwood Advisory Group, LLC 1,629 1,932 18.60 205 227 10.73
2018-09-17 13F-HR Strategic Wealth Advisors Group,Inc. 24,984 0 -100.00 3,142 0 -100.00
2018-08-09 13F-HR BlackRock Inc. Call 4,000,000 1,500,000 -62.50 503,160 177,975 -64.63
2018-08-28 13F-HR WealthTrust Fairport, LLC 425 8,982 2,013.41 53 1,066 1,911.32
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 8,241,569 6,759,969 -17.98 1,036,706 802,071 -22.63
2018-08-08 13F-HR FDx Advisors, Inc. 7,397 2,229 -69.87 930 264 -71.61
2018-08-10 13F-HR DOHENY ASSET MANAGEMENT /CA 2,150 255
2018-07-24 13F-HR FOSTER & MOTLEY INC 2,101 2,255 7.33 264 268 1.52
2018-07-20 13F-HR/A Biechele Royce Advisors 2,695 48,697 1,706.94 339 2,379 601.77
2018-07-25 13F-HR Periscope Capital Inc. Call 15,000 0 -100.00 1,887 0 -100.00
2018-02-12 13F-HR Florence Capital Advisors, LLC 650 2,350 261.54 79 291 268.35
2018-08-07 13F-HR PhaseCapital LP 43,400 31,800 -26.73 5,459 3,774 -30.87
2018-08-13 13F-HR Allianz Asset Management AG 237,119 57,966 -75.55 29,828 6,878 -76.94
2018-08-08 13F-HR SOUTH TEXAS MONEY MANAGEMENT LTD 659,224 742,980 12.71 82,924 88,155 6.31
2018-10-16 13F-HR BAINCO INTERNATIONAL INVESTORS 109,015 110,106 1.00 12,935 12,416 -4.01
2017-10-26 13F-HR/A Smith Affiliated Capital Corp. 215,032 51,307 -76.14
2018-05-09 13F-HR Tahithromos, L.L.C. 15,000 33,000 120.00 1,855 4,151 123.77
2018-08-08 13F-HR Maple Capital Management, Inc. 3,685 3,145 -14.65 464 373 -19.61
2018-07-25 13F-HR JFS WEALTH ADVISORS, LLC 300 300 0.00 38 36 -5.26
2018-08-13 13F-HR New England Private Wealth Advisors LLC 5,517 5,569 0.94 695 661 -4.89
2018-07-11 13F-HR Capital Asset Advisory Services LLC 1,810 1,810 0.00 228 215 -5.70
2018-08-14 13F-HR MORGAN STANLEY 10,223,509 4,752,281 -53.52 1,286,015 563,858 -56.15
2018-07-23 13F-HR Brave Asset Management Inc 23,529 2,500 -89.37 2,960 297 -89.97
2018-08-13 13F-HR Veritable, L.P. 17,192 14,790 -13.97 2,163 1,755 -18.86
2018-07-31 13F-HR Destination Wealth Management 10 218 2,080.00 1 26 2,500.00
2018-08-07 13F-HR FALCON POINT CAPITAL, LLC 5,200 5,200 0.00 654 617 -5.66
2018-07-19 13F-HR PRENTISS SMITH & CO INC 1,286 1,286 0.00 162 153 -5.56
2018-08-13 13F-HR COMERICA SECURITIES INC 11,563 12,036 4.09 1,455 1,428 -1.86
2018-07-26 13F-HR Sterling Investment Advisors, Ltd. 20,506 20,531 0.12 2,579 2,436 -5.54
2018-08-03 13F-HR Close Asset Management Ltd 200 200 0.00 25 25 0.00
2018-08-14 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 28,932 28,999 0.23 3,640 3,441 -5.47
2018-08-14 13F-HR Altium Wealth Management Llc 1,630 0 -100.00 205 0 -100.00
2018-08-14 13F-HR SIGNATUREFD, LLC 2,021 5,005 147.65 254 594 133.86
2018-08-09 13F-HR Elgethun Capital Management 4,600 2,570 -44.13 579 304 -47.50
2018-08-28 13F-HR Truvestments Capital Llc 3,620 430
2018-07-23 13F-HR BerganKDV Wealth Management, LLC 0 1,692 0 201
2018-10-09 13F-HR First PREMIER Bank 1,920 1,920 0.00 228 217 -4.82
2018-08-18 13F-HR Laurel Wealth Advisors, Inc. 2,773 2,952 6.46 348 350 0.57
2018-07-27 13F-HR RB Capital Management, LLC 2,827 2,075 -26.60 356 246 -30.90
2018-08-14 13F-HR Alphastar Capital Management, Llc 4,043 480
2018-08-10 13F-HR Cutler Group LP 794 128,085 16,031.61 99 15,197 15,250.51
2018-08-13 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Call 200,000 208,500 4.25 25,158 24,739 -1.67
2018-10-12 13F-HR Columbus Macro, Llc 2,893 3,021 4.42 343 341 -0.58
2018-08-10 13F-HR CAMDEN NATIONAL BANK 2,825 335
2018-10-12 13F-HR Rathbone Brothers plc 105,654 110,630 4.71 12,536 12,475 -0.49
2018-07-12 13F-HR AUGUSTINE ASSET MANAGEMENT INC 48,489 48,141 -0.72 6,099 5,711 -6.36
2018-08-13 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 34,505 34,540 0.10 4,340 4,098 -5.58
2018-08-14 13F-HR JP Morgan Chase & Co Call 200,000 941,000 370.50 25,158 111,650 343.80
2018-10-12 13F-HR BIEGEL & WALLER LLC 2,431 1,958 -19.46 288 221 -23.26
2018-08-02 13F-HR Wellington Shields Capital Management, LLC 9,040 8,340 -7.74 1,137 990 -12.93
2018-08-08 13F-HR Roble, Belko & Company, Inc 172 176 2.33 22 21 -4.55
2018-08-03 13F-HR TERRIL BROTHERS, INC. 2,770 2,770 0.00 348 329 -5.46
2018-08-14 13F-HR Clark Capital Management Group, Inc. 64,355 123,783 92.34 8,095 14,687 81.43
2018-08-10 13F-HR Hartford Financial Management Inc. 2,550 2,550 0.00 320 303 -5.31
2018-08-13 13F-HR Horizon Investments, LLC Put 850,000 100,853
2018-08-10 13F-HR Ahrens Investment Partners Llc 2,895 2,495 -13.82 364 296 -18.68
2018-10-10 13F-HR Endurance Wealth Management, Inc. 534 494 -7.49 63 56 -11.11
2018-08-03 13F-HR Violich Capital Management, Inc. 31,710 31,810 0.32 3,989 3,774 -5.39
2018-08-14 13F-HR Game Creek Capital, Lp 22,400 24,900 11.16 2,818 2,954 4.83
2018-08-07 13F-HR Nicholas Hoffman & Company, LLC. 6,723 6,723 0.00 846 798 -5.67
2018-08-03 13F-HR Capital Analysts, Inc. 485 425 -12.37 61 50,426 82,565.57
2018-10-05 13F-HR Gierl Augustine Investment Management Inc 1,508 1,388 -7.96 179 157 -12.29
2018-10-15 13F-HR Riggs Asset Managment Co. Inc. 76,866 75,544 -1.72 9,120 8,518 -6.60
2018-08-14 13F-HR Falcon Edge Capital LP 179,500 0 -100.00 22,579 0 -100.00
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 0 8,024 0 952
2018-08-13 13F-HR IHT Wealth Management, LLC 1,364 1,752 28.45 174 208 19.54
2018-08-08 13F-HR Abbrea Capital, LLC 24,090 24,432 1.42 3,030 2,899 -4.32
2017-02-10 13F-HR BlackRock Group LTD Call 1,094,200 119,936
2018-08-07 13F-HR Karp Capital Management Corp 3,014 3,219 6.80 379 382 0.79
2018-08-10 13F-HR Strategic Capital Advisers, Inc. 16,137 16,645 3.15 1,995 1,903 -4.61
2018-10-11 13F-HR Vigilant Capital Management, LLC 61,633 60,568 -1.73 7,313 6,830 -6.60
2018-10-09 13F-HR Addison Capital Co 6,572 5,142 -21.76 780 580 -25.64
2018-08-08 13F-HR Motco 71,537 69,818 -2.40 8,998 8,284 -7.94
2018-07-31 13F-HR EXENCIAL WEALTH ADVISORS, LLC 2,564 2,326 -9.28 323 276 -14.55
2018-07-18 13F-HR Global Trust Asset Management, Llc 3,893 488 -87.46 490 58 -88.16
2017-02-10 13F-HR Pyrrho Capital Management, LP Put 68,500 7,508
2018-08-03 13F-HR Rinet Co LLC 2,819 2,819 0.00 355 334 -5.92
2018-10-15 13F-HR MCRAE CAPITAL MANAGEMENT INC 8,235 0 -100.00 977 0 -100.00
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Put 1,094,400 180,500 -83.51 137,664 21,416 -84.44
2018-08-10 13F-HR YorkBridge Wealth Partners, LLC 1,261 1,261 0.00 160 150 -6.25
2018-08-16 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 810 849 4.81 102 101 -0.98
2018-08-14 13F-HR Moors & Cabot, Inc. 26,255 27,615 5.18 3,303 3,281 -0.67
2018-08-14 13F-HR Evercore Wealth Management, LLC 54,055 55,105 1.94 6,800 6,538 -3.85
2018-08-14 13F-HR GM Advisory Group, Inc. 73,850 107,887 46.09 9,290 12,801 37.79
2018-07-27 13F-HR GRANDFIELD & DODD, LLC 5,000 5,727 14.54 629 680 8.11
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 2,966,000 152,800 -94.85 373,093 18,130 -95.14
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 2,670 0 -100.00 336 0 -100.00
2018-10-10 13F-HR HARVEST CAPITAL MANAGEMENT INC 84,581 81,926 -3.14 10,036 9,238 -7.95
2018-08-01 13F-HR Exchange Capital Management, Inc. 40 40 0.00 5 5 0.00
2018-08-14 13F-HR Intellectus Partners, LLC 11,138 11,272 1.20 1,401 1,337 -4.57
2018-07-27 13F-HR Burt Wealth Advisors 35 35 0.00 4 4 0.00
2018-10-10 13F-HR WINDWARD CAPITAL MANAGEMENT CO /CA 38,374 0 -100.00 4,553 0 -100.00
2018-10-10 13F-HR MENLO ADVISORS LLC 46,828 46,838 0.02 5,556 5,281 -4.95
2018-08-02 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 2,336 2,411 3.21 294 286 -2.72
2018-07-19 13F-HR Sicart Associates LLC 134,944 134,584 -0.27 16,975 15,968 -5.93
2018-08-07 13F-HR SG Americas Securities, LLC Call 7,048,200 2,747,300 -61.02 17,338 3,772 -78.24
2018-08-14 13F-HR Brasada Capital Management, Lp 178 178 0.00 22 21 -4.55
2018-08-14 13F-HR CWA Asset Management Group, LLC 8,920 8,525 -4.43 1,122 1,011 -9.89
2018-07-24 13F-HR NORRIS PERNE & FRENCH LLP/MI 3,375 3,375 0.00 425 400 -5.88
2018-08-08 13F-HR Private Capital Group, Llc 395 390 -1.27 50 46 -8.00
2017-08-07 13F-HR Geneva Advisors, LLC 18,344 19,955 8.78 2,178 2,355 8.13
2018-08-10 13F-HR Azimuth Capital Management LLC 1,695 1,695 0.00 213 201 -5.63
2018-10-09 13F-HR E&G Advisors, LP 5,330 4,830 -9.38 632 545 -13.77
2018-08-07 13F-HR Madden Advisory Services, Inc. 3,236 2,996 -7.42 407 355 -12.78
2018-08-10 13F-HR/A AVIANCE CAPITAL MANAGEMENT, LLC 9,247 8,179 -11.55 1,163 970 -16.60
2018-08-03 13F-HR Clear Harbor Asset Management, LLC 25,203 31,678 25.69 3,170 3,759 18.58
2018-08-13 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Put 279,300 0 -100.00 35,133 0 -100.00
2018-07-31 13F-HR Sheaff Brock Investment Advisors, LLC 1,737 1,737 0.00 218 206 -5.50
2018-08-14 13F-HR Omnistar Financial Group, Inc. 12,096 11,496 -4.96 1,521 1,364 -10.32
2018-08-14 13F-HR Goelzer Investment Management, Inc. 2,151 0 -100.00 271 0 -100.00
2018-08-07 13F-HR ASPIRIANT, LLC 4,791 3,871 -19.20 603 459 -23.88
2018-08-14 13F-HR Cetera Investment Advisers 10,222 12,103 18.40 1,295 1,438 11.04
2018-10-12 13F-HR Canton Hathaway, Llc 4,786 540
2018-07-19 13F-HR Interactive Financial Advisors 39,929 84,767 112.29 5,023 10,058 100.24
2018-08-06 13F-HR Tradewinds Capital Management, LLC 2,164 2,589 19.64 272 307 12.87
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 53,356 59,270 11.08 6,712 7,032 4.77
2018-08-14 13F-HR Wellington Management Group LLP 218,273 258,417 18.39 27,456 30,661 11.67
2017-08-07 13F-HR ROBERTSON STEPHENS ADVISORS LLC 5,109 4,117 -19.42 607 486 -19.93
2018-08-09 13F-HR BlackRock Inc. 13,474,108 10,404,865 -22.78 1,694,909 1,234,537 -27.16
2017-08-14 13F-HR PERMAL ASSET MANAGEMENT LLC 139,087 139,087 0.00 16,513 16,416 -0.59
2018-08-13 13F-HR BlueMountain Capital Management, LLC 137,787 0 -100.00 17,332 0 -100.00
2018-10-15 13F-HR Wallington Asset Management, LLC 66,664 64,654 -3.02 7,910 7,290 -7.84
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. Call 600 0 -100.00 75 0 -100.00
2018-08-02 13F-HR BOYS ARNOLD & CO INC 2,625 2,625 0.00 332 311 -6.33
2018-08-14 13F-HR Arete Wealth Advisors, LLC 0 1,710 0 203
2018-07-24 13F-HR BANK OF THE WEST 53,610 55,890 4.25 6,744 6,631 -1.68
2018-07-12 13F-HR Community Bank, N.A. 4,442 4,442 0.00 559 527 -5.72
2018-08-14 13F-HR 3G Capital Partners LP 150,000 300,000 100.00 18,869 35,595 88.64
2018-07-26 13F-HR REGIONS FINANCIAL CORP 22,702 22,169 -2.35 2,856 2,630 -7.91
2018-08-10 13F-HR Meadow Creek Investment Management LLC 1,200 0 -100.00 148 0 -100.00
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 49,060 58,454 19.15 6,171 6,936 12.40
2018-08-08 13F-HR Price Wealth Management, Inc. 328 365 11.28 41 43 4.88
2018-08-08 13F-HR MADISON INVESTMENT HOLDINGS INC 119,987 30,890 -74.26 15,093 3,665 -75.72
2018-07-26 13F-HR FIRST MERCANTILE TRUST CO 13,706 13,740 0.25 1,724 1,630 -5.45
2018-08-14 13F-HR BlueCrest Capital Management Ltd 60,000 0 -100.00 7,547 0 -100.00
2018-07-10 13F-HR Osborn Rohs Williams & Donohoe Ltd 6,025 6,025 0.00 758 715 -5.67
2018-08-13 13F-HR SCOTIA CAPITAL INC. 26,488 27,018 2.00 3,331 3,372 1.23
2018-08-08 13F-HR Bienville Capital Management, LLC 91 91 0.00 11 11 0.00
2018-10-09 13F-HR EFG Asset Management (Americas) Corp. 123,124 122,126 -0.81 13,700 13,748 0.35
2018-08-14 13F-HR Squarepoint Ops LLC Put 4,000 0 -100.00 503 0 -100.00
2018-08-13 13F-HR Parisi Gray Wealth Management 698 678 -2.87 88 81 -7.95
2018-08-13 13F-HR CORSAIR CAPITAL MANAGEMENT, L.P. 8,408 7,863 -6.48 1,058 933 -11.81
2018-01-17 13F-HR FCM INVESTMENTS/TX 245,737 220,003 -10.47 29,877 27,203 -8.95
2018-07-19 13F-HR California Capital Advisors, Inc. 4,457 4,524 1.50 561 537 -4.28
2018-08-10 13F-HR Perennial Advisors, LLC 31,217 33,695 7.94 3,927 3,998 1.81
2018-10-10 13F-HR QUATTRO FINANCIAL ADVISORS LLC 70,305 100 -99.86 8,369,810 11,235 -99.87
2018-10-09 13F-HR FARMERS TRUST CO 2,364 2,364 0.00 280 267 -4.64
2018-10-05 13F-HR ELM ADVISORS, LLC 225 25
2018-07-16 13F-HR Live Your Vision, LLC 136 63 -53.68 17 7 -58.82
2018-07-23 13F-HR ORRSTOWN FINANCIAL SERVICES INC 623 623 0.00 78 74 -5.13
2018-08-06 13F-HR FOSTER DYKEMA CABOT & CO INC/MA 3,795 3,795 0.00 477 439 -7.97
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 4,000 496,034 12,300.85 510 4,223 728.04
2018-07-30 13F-HR Financial Advantage, Inc. 85,802 84,978 -0.96 10,793 10,082 -6.59
2018-07-20 13F-HR CAPITAL CITY TRUST CO/FL 2,165 2,165 0.00 272 257 -5.51
2018-04-24 13F-HR Allegis Investment Advisors, LLC 2,598 2,305 -11.28 321 290 -9.66
2018-08-01 13F-HR Migdal Insurance & Financial Holdings Ltd. 22,940 0 -100.00 2,886 0 -100.00
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 436,290 441,454 1.18 54,881 52,378 -4.56
2018-08-07 13F-HR Quantitative Advantage, LLC 9,761 9,716 -0.46 1,228 1,153 -6.11
2018-10-09 13F-HR Guidant Wealth Advisors 149 149 0.00 17 16 -5.88
2018-08-06 13F-HR Belpointe Asset Management Llc 50,825 16,277 -67.97 6,393 1,931 -69.80
2018-08-07 13F-HR Stevens First Principles Investment Advisors 0 21,117 0 2,506
2018-08-08 13F-HR Homrich & Berg 5,775 7,565 31.00 726 898 23.69
2018-08-01 13F-HR BigSur Wealth Management LLC 4,015 4,015 0.00 505 476 -5.74
2018-07-24 13F-HR WETHERBY ASSET MANAGEMENT INC 8,861 8,861 0.00 1,115 1,051 -5.74
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,984,400 1,961,500 -1.15 249,618 232,732 -6.76
2018-08-06 13F-HR RPG Investment Advisory, LLC 13,396 13,582 1.39 1,685 1,327 -21.25
2018-07-26 13F-HR W. E. Donoghue & Co., Llc 62,325 108,512 74.11 7,840 12,875 64.22
2018-08-02 13F-HR INVERNESS COUNSEL LLC /NY/ 685 641 -6.42
2017-07-31 13F-HR Eton Park Capital Management, L.P. Call 4,750,000 0 -100.00 563,920 0 -100.00
2018-07-31 13F-HR CWM, LLC 5,667 4,377 -22.76 713 519 -27.21
2018-08-27 13F-HR Bdo Wealth Advisors, Llc 721 721 0.00 91 86 -5.49
2018-10-15 13F-HR Capital Investment Advisors, LLC 7,881 8,055 2.21 935 908 -2.89
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 119,478 149,897 25.46 15,029 17,786 18.34
2018-08-09 13F-HR Cumberland Partners Ltd 1,841 218
2018-08-14 13F-HR Edge Advisors, Llc 260 260 0.00 32 30 -6.25
2018-08-07 13F-HR ANCHOR CAPITAL ADVISORS LLC 2,924 2,257 -22.81 368 268 -27.17
2018-08-03 13F-HR Regis Management CO LLC 2,000 2,000 0.00 252 237 -5.95
2018-10-04 13F-HR AMERICAN NATIONAL BANK 1,007 135 -86.59 119 15 -87.39
2018-08-10 13F-HR Mint Tower Capital Management B.V. Call 35,000 35,000 0.00 4,403 4,153 -5.68
2018-08-13 13F-HR Fort Point Capital Partners, LLC 6,236 6,703 7.49 784 795 1.40
2018-08-09 13F-HR Cornerstone Advisory, LLP 3,500 4,400 25.71 440 522 18.64
2018-08-07 13F-HR Timber Creek Capital Management LLC 3,000 3,000 0.00 377 355 -5.84
2018-08-13 13F-HR Patten Group, Inc. 4,245 4,549 7.16 534 540 1.12
2018-08-10 13F-HR HSBC HOLDINGS PLC Put 350,000 100,000 -71.43 44,027 11,865 -73.05
2017-05-25 13F-HR Belvedere Trading LLC Put 343,300 342,000 -0.38 37,629 40,602 7.90
2018-08-14 13F-HR KINGS POINT CAPITAL MANAGEMENT 390 390 0.00 49 46 -6.12
2017-02-14 13F-HR Braver Wealth Management, LLC 4,906 0 -100.00 616 0 -100.00
2017-02-01 13F-HR New Century Advisors, LLC 48,500 48,500 0.00 6,094 5,315 -12.78
2018-07-27 13F-HR PINNACLE FINANCIAL PARTNERS INC 42,600 47,743 12.07 5,359 5,664 5.69
2018-08-15 13F-HR Focused Wealth Management, Inc Call 40,000 1
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 487,752 436,913 -10.42 61,281 47,890 -21.85
2018-07-12 13F-HR NN Investment Partners Holdings N.V. 174,150 174,150 0.00 21,906 20,663 -5.67
2018-08-14 13F-HR CREDIT SUISSE AG/ Call 480,000 465,300 -3.06 60,379 55,208 -8.56
2018-10-09 13F-HR Atlanta Capital Group 6,111 4,693 -23.20 725 529 -27.03
2018-10-12 13F-HR PITTENGER & ANDERSON INC 1,010 805 -20.30 120 91 -24.17
2018-08-14 13F-HR Circle Wealth Management, LLC 3,950 3,950 0.00 497 469 -5.63
2018-08-14 13F-HR PRUDENTIAL PLC 16,800 0 -100.00 2,114 0 -100.00
2018-08-14 13F-HR SCS Capital Management LLC 60,754 60,888 0.22 7,642 7,224 -5.47
2018-08-14 13F-HR LGL PARTNERS, LLC 3,446 3,416 -0.87 433 405 -6.47
2018-07-31 13F-HR Rockefeller Capital Management L.p. 33,597 32,411 -3.53 4,226 3,846 -8.99
2018-10-04 13F-HR American Research & Management Co. 305 0 -100.00 36 0 -100.00
2017-02-10 13F-HR BlackRock Investment Management, LLC Call 201,300 0 -100.00 25,291 0 -100.00
2018-05-11 13F-HR Sentry Investments Corp. 8,829 8,829 0.00 1,092 1,111 1.74
2017-04-07 13F-HR CT Financial Advisors LLC 18,887 18,887 0.00 2,070,204 2,242,265 8.31
2018-08-08 13F-HR Sunbelt Securities, Inc. 0 2,260 0 268
2017-03-16 13F-HR ISRAEL DISCOUNT BANK OF NEW YORK /GFN 7,267 797
2018-10-09 13F-HR O'Brien Wealth Partners LLC 300 617 105.67 36 70 94.44
2018-08-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 264,293 264,293 0.00 33,245 31,358 -5.68
2018-10-04 13F-HR Cahaba Wealth Management, Inc. 3,351 2,836 -15.37 390 319 -18.21
2018-08-14 13F-HR Polar Asset Management Partners Inc. 50,573 0 -100.00 6,362 0 -100.00
2018-08-14 13F-HR Zurich Insurance Group Ltd/FI 10,420 3,480 -66.60 1,335 413 -69.06
2018-08-10 13F-HR Ancora Advisors, LLC 81,635 65,036 -20.33 10,268 7,716 -24.85
2018-08-13 13F-HR Simmons Bank 8,806 8,670 -1.54 1,108 1,029 -7.13
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 2,059 594 -71.15 259 70 -72.97
2018-08-10 13F-HR Pictet North America Advisors SA 142,581 152,220 6.76 17,935 18,061 0.70
2018-05-04 13F-HR Financial Gravity Companies, Inc. 241 272 12.86 31 34 9.68
2018-08-14 13F-HR LAKEWOOD CAPITAL MANAGEMENT, LP 32,810 32,810 0.00 4,127 3,893 -5.67
2018-07-11 13F-HR Ledyard National Bank 450 450 0.00 57 53 -7.02
2018-10-11 13F-HR Lfa - Lugano Financial Advisors Sa 880 99
2018-07-17 13F-HR DUBUQUE BANK & TRUST CO 530 530 0.00 67 63 -5.97
2018-08-09 13F-HR KWMG, LLC 598 71
2018-08-14 13F-HR Lee Financial CORP 3,274 3,149 -3.82 412 374 -9.22
2018-07-27 13F-HR SHIKIAR ASSET MANAGEMENT INC 2,100 2,100 0.00 264 249 -5.68
2018-08-13 13F-HR Advisor Group, Inc. 120,982 118,684 -1.90 15,218 14,083 -7.46
2018-08-14 13F-HR Paloma Partners Management Co 5,579 83,715 1,400.54 702 9,932 1,314.81
2018-10-12 13F-HR Bellecapital International Ltd. 18,845 24,023 27.48 2,236 2,709 21.15
2018-08-14 13F-HR VALLEY NATIONAL ADVISERS INC 428 428 0.00 54 51 -5.56
2018-10-09 13F-HR Bouchey Financial Group Ltd 1,688 0 -100.00 200 0 -100.00
2018-08-13 13F-HR CAMBRIDGE ASSOCIATES LLC /MA/ /ADV 612,559 605,369 -1.17 77,054 71,827 -6.78
2018-08-07 13F-HR Crewe Advisors Llc 3,092 3,092 0.00 389 367 -5.66
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 1,795,000 110,000 -93.87 225,794 13,053 -94.22
2018-07-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 1,602 1,602 0.00 201 190 -5.47
2018-08-14 13F-HR Lehman Financial Resources, Inc. 5,460 5,460 0.00 686 647 -5.69
2018-08-15 13F-HR Lake Street Advisors Group, Llc 12,308 3,309 -73.12 1,548 393 -74.61
2018-08-14 13F-HR COHEN & STEERS INC 28,744 15,927 -44.59 3,616 1,890 -47.73
2018-10-15 13F-HR Centerstar Asset Management, Llc Call 5 17 240.00
2018-08-10 13F-HR OARSMAN CAPITAL, INC. 5,382 5,352 -0.56 677 635 -6.20
2018-08-13 13F-HR WS MANAGEMENT LLLP 815,468 772,407 -5.28 102,578 91,646 -10.66
2016-11-14 13F-HR EDMOND DE ROTHSCHILD PRIVATE MERCHANT BANKING LLP 12,258 1,540
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 199,255 199,255 0.00 25,067 25,067 0.00
2018-08-08 13F-HR/A MONTAG A & ASSOCIATES INC 16,300 16,624 1.99 2,050 1,972 -3.80
2018-07-11 13F-HR SOL Capital Management CO 2,250 2,100 -6.67 283 249 -12.01
2018-08-14 13F-HR BAHL & GAYNOR INC 4,515 0 -100.00 568 0 -100.00
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 51,000 65,900 29.22 6,415 7,819 21.89
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 4,100,000 3,670,000 -10.49 515,740 435,447 -15.57
2018-08-13 13F-HR Gruss Capital Management LP Call 0 300,000 0 35,595
2018-08-10 13F-HR ROPES WEALTH ADVISORS LLC 153 145 -5.23 19 17 -10.53
2018-08-10 13F-HR M&T BANK CORP 77,237 77,570 0.43 9,716 9,203 -5.28
2018-08-14 13F-HR ARISTEIA CAPITAL LLC Put 566,500 260,000 -54.10 71,260 30,849 -56.71
2018-08-14 13F-HR GRUSS & CO INC 52,500 52,500 0.00 6,604 6,229 -5.68
2018-08-02 13F-HR D.A. DAVIDSON & CO. 16,778 33,424 99.21 2,111 3,966 87.87
2018-08-03 13F-HR FineMark National Bank & Trust 6,999 8,119 16.00 880 963 9.43
2018-07-19 13F-HR Round Table Services, LLC 2,698 2,602 -3.56 339 309 -8.85
2018-08-03 13F-HR Harvest Fund Management Co., Ltd 37,221 70,825 90.28 4,681 8,404 79.53
2018-08-08 13F-HR First Allied Advisory Services, Inc. Call 500 500 0.00 7 4 -42.86
2018-08-10 13F-HR Spears Abacus Advisors LLC 6,340 6,340 0.00 798 752 -5.76
2018-08-06 13F-HR HYMAN CHARLES D 27,755 27,224 -1.91 3,491 3,230 -7.48
2018-07-24 13F-HR ACADIAN ASSET MANAGEMENT LLC 3,020 3,020 0.00 380 358 -5.79
2018-08-14 13F-HR Aveo Capital Partners, LLC 17,936 15,276 -14.83 2,256 1,812 -19.68
2018-08-15 13F-HR Krilogy Financial LLC 42 0 -100.00 5 0 -100.00
2018-10-16 13F-HR DORCHESTER WEALTH MANAGEMENT Co 2,205 3,105 40.82 262 350 33.59
2018-07-30 13F-HR/A Virtu Financial LLC 10,096 99,598 886.51 1,270 11,817 830.47
2018-08-10 13F-HR COUNTRY TRUST BANK 1,371 1,021 -25.53 172 121 -29.65
2018-08-14 13F-HR Entrustpermal Partners Offshore Lp 156,092 0 -100.00 19,635 0 -100.00
2018-07-19 13F-HR HERITAGE INVESTORS MANAGEMENT CORP 2,245 2,245 0.00 282 266 -5.67
2018-08-14 13F-HR Gryphon Financial Partners Llc 2,954 254 -91.40 372 30 -91.94
2017-05-01 13F-HR Spot Trading L.L.C Call 114,900 8,400 -92.69 12,594 997 -92.08
2018-08-10 13F-HR HSBC HOLDINGS PLC 839,970 630,856 -24.90 105,660 74,844 -29.17
2017-02-10 13F-HR BlackRock Advisors LLC 13,058,940 10,130,906 -22.42 1,640,725 1,110,449 -32.32
2018-07-24 13F-HR Squar Milner Financial Services Llc 2,200 2,200 0.00 277 261 -5.78
2018-08-14 13F-HR Folger Hill Asset Management LP 49,501 0 -100.00 6,227 0 -100.00
2018-08-20 13F-HR HWG Holdings LP 48 48 0.00 6 6 0.00
2018-08-10 13F-HR GABELLI FUNDS LLC 2,600 2,600 0.00 327 308 -5.81
2018-08-03 13F-HR Financial Architects, Inc 4,230 5,680 34.28 532 674 26.69
2018-08-07 13F-HR American Financial Network Advisory Services Llc 35 34 -2.86 812 728 -10.34
2018-08-10 13F-HR Aevitas Wealth Management, Inc. 505 500 -0.99 64 59 -7.81
2018-08-14 13F-HR 1832 Asset Management L.P. 82,000 115,000 40.24 10,365 13,641 31.61
2018-08-08 13F-HR Jackson Wealth Management, LLC 12,034 0 -100.00 1,522 0 -100.00
2018-08-14 13F-HR JP Morgan Chase & Co 1,238,985 3,937,798 217.82 155,851 467,218 199.79
2018-08-14 13F-HR RGT Capital Management, Ltd. 113,694 39,027 -65.67 14,302 4,631 -67.62
2018-08-13 13F-HR Icon Wealth Partners, Llc 0 305 0 36
2018-07-26 13F-HR EXCALIBUR MANAGEMENT CORP 2,103 2,103 0.00 265 250 -5.66
2018-08-10 13F-HR Canal Insurance CO 10,000 10,000 0.00 1,258 1,187 -5.64
2018-07-17 13F-HR Edge Wealth Management LLC 3,786 3,786 0.00 476 449 -5.67
2018-10-16 13F-HR FIRST HAWAIIAN BANK 1,854 2,520 35.92 220 284 29.09
2018-07-17 13F-HR Concorde Asset Management, LLC 3,380 3,382 0.06 430 402 -6.51
2018-10-11 13F-HR Orgel Wealth Management, LLC 11,651 3,924 -66.32 1,382 442 -68.02
2018-08-13 13F-HR Hudson Bay Capital Management LP Call 146,900 120,000 -18.31 18,479 14,238 -22.95
2018-08-14 13F-HR ZACKS INVESTMENT MANAGEMENT 1,651 0 -100.00 208 0 -100.00
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Call 0 479,000 0 323
2018-08-13 13F-HR Marino, Stram & Associates Llc 3,837 3,837 0.00 483 455 -5.80
2018-07-18 13F-HR BOSTON ADVISORS LLC 83,149 82,697 -0.54 10,459 9,812 -6.19
2018-08-13 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 11,089 11,793 6.35 1,395 1,400 0.36
2018-08-14 13F-HR Centaur Capital Partners, L.P. Call 15,000 1,780
2018-07-27 13F-HR Ironwood Financial, llc 574 574 0.00 72 68 -5.56
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 153,763 166,146 8.05 19,342 19,713 1.92
2018-04-18 13F-HR/A FNY Partners Fund LP 5,501 3,453 -37.23 680 434 -36.18
2018-10-10 13F-HR Kiley Juergens Wealth Management, Llc 9,623 9,748 1.30 1,141 1,099 -3.68
2018-08-15 13F-HR SENTINEL TRUST CO LBA 4,888 5,698 16.57 615 676 9.92
2018-08-07 13F-HR Landaas & Co /wi /adv 0 1,031 0 122
2018-08-08 13F-HR Private Harbour Investment Management & Counsel, LLC 12,895 12,740 -1.20 1,622 1,512 -6.78
2018-07-27 13F-HR Advisory Services Network, LLC 14,004 9,226 -34.12 1,762 1,068 -39.39
2018-08-15 13F-HR Heritage Trust Co 310 310 0.00 39 37 -5.13
2018-08-14 13F-HR SPROTT INC. 198,820 0 -100.00 25,009 0 -100.00
2018-08-03 13F-HR FIDUCIARY TRUST CO 171,096 172,983 1.10 21,522 20,525 -4.63
2018-08-08 13F-HR Accuvest Global Advisors 3,600 427
2018-08-10 13F-HR Cutler Group LP Call 228,800 123,600 -45.98 450 184 -59.11
2018-07-19 13F-HR Billeaud Capital Management, Inc. 208,121 232,811 11.86 26,180 27,623 5.51
2017-05-10 13F-HR Concert Wealth Management Inc. 10,560 7,738 -26.72 1,163 850 -26.91
2018-08-17 13F-HR Trilogy Capital Inc. 108 152 40.74 14 18 28.57
2018-08-14 13F-HR CHAI TRUST CO LLC 35,000 35,000 0.00 4,403 4,153 -5.68
2018-08-14 13F-HR Yong Rong (hk) Asset Management Ltd Call 25 2
2018-08-14 13F-HR Jacobi Capital Management LLC 50,294 57,412 14.15 6,400 6,812 6.44
2018-08-10 13F-HR Merriman Wealth Management, LLC 4,163 494
2018-07-25 13F-HR Sitrin Capital Management LLC 5,050 5,050 0.00 635 599 -5.67
2018-08-07 13F-HR Valmark Advisers, Inc. 2,961 2,827 -4.53 372 335 -9.95
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 81,900 20,000 -75.58 10,302 2,373 -76.97
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 26,408 32,498 23.06 3,363 3,855 14.63
2018-10-03 13F-HR First Financial Bank, N.A. - Trust Division 3,445 3,191 -7.37 409 360 -11.98
2018-08-14 13F-HR BARCLAYS PLC Call 3,352,300 3,080,300 -8.11 421,685 365,478 -13.33
2018-10-09 13F-HR INVESTMENT HOUSE LLC 0 2,215 0 250
2018-08-07 13F-HR Brick & Kyle, Associates 25,620 24,825 -3.10 3,223 2,945 -8.63
2018-04-05 13F-HR WHALEROCK POINT PARTNERS, LLC 5,244 13,475 156.96 648 1,695 161.57
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 863,334 659,256 -23.64 107,776 78,253 -27.39
2018-08-02 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 498 498 0.00 63 59 -6.35
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 355,890 401,537 12.83 42,002 48,819 16.23
2018-08-01 13F-HR COMERICA BANK 40,770 33,172 -18.64 5,203 3,857 -25.87
2018-08-13 13F-HR RMB Capital Management, LLC 5,651 0 -100.00 711 0 -100.00
2017-11-15 13F-HR Narus Financial Partners, LLC 9,252 10,457 13.02 1,092 1,271 16.39
2018-08-07 13F-HR Twin Tree Management, LP Call 193,400 161,000 -16.75 24,328 19,103 -21.48
2018-07-27 13F-HR Eqis Capital Management, Inc. 5,164 3,056 -40.82 650 363 -44.15
2018-08-16 13F-HR FAIRFIELD, BUSH & CO. 3,685 3,685 0.00 464 437 -5.82
2018-08-14 13F-HR Lagoda Investment Management, L.P. 650 650 0.00 82 77 -6.10
2018-08-14 13F-HR Graham Capital Management, L.P. Call 5,000,000 10,000,000 100.00 628,950 1,186,500 88.65
2018-08-10 13F-HR Regal Investment Advisors LLC 14,792 11,681 -21.03 1,861 1,386 -25.52
2017-08-08 13F-HR DAVIDSON & GARRARD INC 7,048 6,333 -10.14 837 747 -10.75
2018-10-10 13F-HR Legacy Private Trust Co. 2,100 1,990 -5.24 249 224 -10.04
2018-08-13 13F-HR CAPTRUST FINANCIAL ADVISORS 44,391 48,367 8.96 5,649 5,739 1.59
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 96,900 12,500 -87.10 12,189 1,483 -87.83
2018-10-12 13F-HR Busey Trust CO 3,662 3,522 -3.82 434 398 -8.29
2018-08-08 13F-HR Moisand Fitzgerald Tamayo, LLC 100 0 -100.00 13 0 -100.00
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Call 6,924,000 3,939,000 -43.11 872,190 467,362 -46.42
2018-08-10 13F-HR HAVERFORD TRUST CO 10,000 10,000 0.00 1,258 1,187 -5.64
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 465,825 439,889 -5.57 58,596 52,193 -10.93
2018-08-13 13F-HR Pacific Center for Financial Services 619 1,088 75.77 78 129 65.38
2018-08-13 13F-HR GOULD ASSET MANAGEMENT LLC /CA/ 18,284 17,814 -2.57 2,300 2,114 -8.09
2018-01-25 13F-HR Concannon Wealth Management, LLC 337 337 0.00 41 42 2.44
2017-05-11 13F-HR DIALECTIC CAPITAL MANAGEMENT, LP Call 50,000 0 -100.00 5,480 0 -100.00
2018-08-10 13F-HR NORTH STAR ASSET MANAGEMENT INC 19,257 20,207 4.93 2,422 2,398 -0.99
2018-08-06 13F-HR Boston Common Asset Management, LLC 2,370 2,370 0.00 298 281 -5.70
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Call 3,647,800 5,141,800 40.96 458,856 610,074 32.96
2018-08-14 13F-HR Palisades Hudson Asset Management, L.P. 10,272 10,272 0.00 1,292 1,219 -5.65
2018-07-13 13F-HR Bogart Wealth, Llc 609 635 4.27 77 75 -2.60
2018-10-11 13F-HR Wall Street Access Asset Management, LLC 6,086 6,452 6.01 722 727 0.69
2018-08-13 13F-HR MUHLENKAMP & CO INC 84,371 84,371 0.00 10,613 10,011 -5.67
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. Call 80,500 49,600 -38.39 10,114 5,437 -46.24
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 1,137,152 687,800 -39.52 134,923 77,557 -42.52
2018-08-02 13F-HR Chevy Chase Trust Holdings, Inc. 4,644 12,464 168.39 584 1,479 153.25
2018-08-14 13F-HR Marathon Trading Investment Management LLC 105,003 111,476 6.16 13,208 13,227 0.14
2018-08-06 13F-HR Checchi Capital Advisers, LLC 15,862 15,862 0.00 1,995 1,882 -5.66
2018-08-08 13F-HR Evanston Investments, Inc., dba Evanston Advisors 3,511 3,511 0.00 442 417 -5.66
2018-08-10 13F-HR Stearns Financial Services Group 3,419 3,419 0.00 430 406 -5.58
2018-08-14 13F-HR Centaurus Financial, Inc. 4,495 11,643 159.02 565 1,381 144.42
2018-08-03 13F-HR THOMPSON DAVIS & CO., INC. 350 350 0.00 44 42 -4.55
2018-08-14 13F-HR Valeo Financial Advisors, Llc 3,886 3,886 0.00 489 439 -10.22
2018-08-14 13F-HR Kynikos Associates LP 18,201 21,109 15.98 2,290 2,505 9.39
2018-08-06 13F-HR Cedar Wealth Management, LLC 5,342 5,339 -0.06 672 633 -5.80
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 3,776,100 6,169,000 63.37 474,996 731,952 54.10
2018-07-18 13F-HR Cornerstone Advisors, Inc. 0 290 0 34
2018-08-14 13F-HR ROYAL BANK OF CANADA Put 2,268,400 839,200 -63.00 285,342 99,571 -65.10
2018-08-21 13F-HR Rice Partnership, Llc 26,358 28,045 6.40 3,316 3,328 0.36
2018-08-13 13F-HR Buckingham Asset Management, LLC 2,585 2,460 -4.84 325 292 -10.15
2018-08-13 13F-HR HAP Trading, LLC Call 238,600 356,500 49.41 807 162 -79.93
2018-08-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 15,006 14,627 -2.53 1,888 1,735 -8.10
2018-07-24 13F-HR BALDWIN BROTHERS INC/MA 48,514 47,589 -1.91 6,103 5,646 -7.49
2018-08-14 13F-HR Botty Investors LLC 9,700 9,540 -1.65 1,220 1,132 -7.21
2018-08-02 13F-HR Atlantic Trust Group, LLC 78,330 78,684 0.45 9,853 9,337 -5.24
2018-08-09 13F-HR Fore Capital, Llc Put 200,000 150,000 -25.00 25,158 17,798 -29.26
2018-08-14 13F-HR EP Wealth Advisors, Inc. 42,311 42,062 -0.59 5,322 4,991 -6.22
2018-07-11 13F-HR M. Kraus & Co 5,697 5,697 0.00 717 676 -5.72
2018-10-05 13F-HR Conservest Capital Advisors, Inc. 23,062 22,975 -0.38 2,736 2,591 -5.30
2018-07-23 13F-HR Lesa Sroufe & Co 1,810 1,810 0.00 228 215 -5.70
2018-08-13 13F-HR First Eagle Investment Management, LLC 5,918,058 5,895,194 -0.39 744,433 699,465 -6.04
2018-08-06 13F-HR Quadrant Private Wealth Management, Llc 0 1,709 0 203
2018-08-15 13F-HR Argent Trust Co 1,994 1,994 0.00 251 237 -5.58
2018-08-09 13F-HR NATIONS FINANCIAL GROUP INC, /IA/ /ADV 2,498 2,498 0.00 314 296 -5.73
2018-08-13 13F-HR Manatuck Hill Partners, LLC 0 55,000 0 6,526
2018-08-08 13F-HR 10-15 ASSOCIATES, INC. 4,915 5,070 3.15 618 602 -2.59
2017-01-23 13F-HR KANALY TRUST CO 0 669 0 73
2018-08-03 13F-HR Sandy Spring Bank 280 265 -5.36 35 31 -11.43
2018-10-12 13F-HR Versant Capital Management, Inc 81,328 81,173 -0.19 9,649 9,153 -5.14
2018-10-12 13F-HR TD Ameritrade Trust Co 25,990 26,094 0.40 3,084 2,942 -4.60
2018-08-08 13F-HR COMMERCE BANK 11,415 12,515 9.64 1,436 1,485 3.41
2018-08-14 13F-HR Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 3,195 2,745 -14.08 402 326 -18.91
2018-08-07 13F-HR BBT Capital Management, LLC 60,000 0 -100.00 7,547 0 -100.00
2018-08-07 13F-HR GREENLEAF TRUST 1,810 1,810 0.00 228 215 -5.70
2018-08-10 13F-HR HSBC HOLDINGS PLC Call 350,000 100,000 -71.43 44,027 11,865 -73.05
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 421,612 419,749 -0.44 53,034 49,803 -6.09
2017-08-14 13F-HR Fore Research & Management, LP 50,000 0 -100.00 5,936 0 -100.00
2018-08-08 13F-HR GenTrust, LLC 5,659 5,659 0.00 712 671 -5.76
2018-08-13 13F-HR First City Capital Management, Inc. 1,980 0 -100.00 249 0 -100.00
2018-08-13 13F-HR Field & Main Bank 1,025 100 -90.24 129 12 -90.70
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 7,453 7,228 -3.02 938 858 -8.53
2018-07-19 13F-HR Sageworth Trust Co 20,150 89,150 342.43 2,535 10,577 317.24
2018-07-27 13F-HR Northeast Financial Consultants Inc 3,600 3,600 0.00 452 427 -5.53
2018-10-09 13F-HR Nadler Financial Group, Inc. 34,520 36,018 4.34 4,096 4,061 -0.85
2018-07-23 13F-HR OUTFITTER ADVISORS, LTD. 1,810 1,810 0.00 228 215 -5.70
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 7,405 6,407 -13.48 991 76,019 7,570.94
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 160,479 154,817 -3.53 20,187 18,369 -9.01
2018-08-07 13F-HR WESCAP Management Group, Inc. 18,416 18,356 -0.33 2,316 2,177 -6.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 1,468,900 1,958,800 33.35 184,773 232,412 25.78
2018-08-10 13F-HR CREDIT AGRICOLE S A 6,717 0 -100.00 845 0 -100.00
2018-08-14 13F-HR Cetera Advisor Networks LLC 119,219 113,507 -4.79 15,027 13,478 -10.31
2018-07-18 13F-HR McCutchen Group LLC 14,513 14,513 0.00 1,826 1,722 -5.70
2018-08-13 13F-HR BB&T SECURITIES, LLC 31,664 32,129 1.47 3,982 3,811 -4.29
2018-08-14 13F-HR COURAGE CAPITAL MANAGEMENT LLC 11,500 11,500 0.00 1,447 1,364 -5.74
2018-07-23 13F-HR Mechanics Bank Trust Department 7,260 9,560 31.68 913 1,135 24.32
2018-08-13 13F-HR TSP Capital Management Group, LLC 58,478 57,878 -1.03 7,356 6,867 -6.65
2018-08-14 13F-HR Frontier Wealth Management LLC 2,576 2,791 8.35 324 331 2.16
2018-10-09 13F-HR Kovack Advisors, Inc. 7,594 3,957 -47.89 901 446 -50.50
2018-08-14 13F-HR Banco De Sabadell, S.a 400 400 0.00 51 47 -7.84
2017-01-31 13F-HR Trutina Financial LLC 3,694 3,438 -6.93 464 377 -18.75
2018-08-10 13F-HR ING GROEP NV 3,540 6,811 92.40 445 808 81.57
2018-10-16 13F-HR Baystate Wealth Management LLC 0 225 0 25
2017-08-08 13F-HR Airain ltd 4,000 7,703 92.58 475 909 91.37
2018-07-30 13F-HR/A Virtu Financial LLC Call 3,400 9,300 173.53 428 1,103 157.71
2018-07-30 13F-HR Parallel Advisors, LLC 5,277 5,502 4.26 664 652 -1.81
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 2,205,000 1,906,500 -13.54 277,367 226,206 -18.45
2018-07-18 13F-HR Bt Investment Management Ltd 4,664 5,005 7.31 586,685 593,843 1.22
2018-07-30 13F-HR Cambria Investment Management, L.P. 80,078 80,265 0.23 10,073 9,435 -6.33
2018-08-07 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 63,304 39,225 -38.04 7,963 4,654 -41.55
2018-08-01 13F-HR Qvr Llc Put 294,700 0 -100.00 37,070 0 -100.00
2018-08-10 13F-HR PATHSTONE FAMILY OFFICE, LLC 410 410 0.00 52 49 -5.77
2018-08-08 13F-HR Hanson & Doremus Investment Management 8,302 8,280 -0.26 1,044 982 -5.94
2018-08-01 13F-HR Hudock Capital Group, LLC 2,415 1,780 -26.29 303 211 -30.36
2018-10-15 13F-HR Kessler Investment Group, LLC 50 50 0.00 6 6 0.00
2018-08-10 13F-HR Glenview Trust Co 2,791 2,791 0.00 351 331 -5.70
2018-07-12 13F-HR James Hambro & Partners 8,555 9,520 11.28 1,078 1,130 4.82
2018-08-10 13F-HR Proficio Capital Partners LLC 32,994 1,003 -96.96 4,150 119 -97.13
2018-05-07 13F-HR Castleview Partners, Llc 5,729 721
2018-08-08 13F-HR Ausdal Financial Partners, Inc. 14,028 7,604 -45.79 1,765 902 -48.90
2018-10-11 13F-HR North Star Investment Management Corp. 3,393 2,663 -21.51 403 300 -25.56
2018-08-13 13F-HR Pathway Financial Advisors Llc 2,927 2,927 0.00 368 347 -5.71
2018-10-12 13F-HR Comprehensive Portfolio Management, LLC 8,457 7,732 -8.57 1,003 872 -13.06
2018-07-19 13F-HR Clarkston Capital Partners LLC 2,220 3,000 35.14 279 356 27.60
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD Call 2,000,000 2,000,000 0.00 251,580 237,300 -5.68
2018-07-19 13F-HR Optiver Us Llc 16,622 125,103 652.64 208,912 14,852 -92.89
2018-08-01 13F-HR Northwest Capital Management Inc 3,005 4,405 46.59 378 523 38.36
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 2,085 2,085 0.00 262 247 -5.73
2018-08-08 13F-HR USCA RIA LLC 32,515 32,732 0.67 4,090 3,884 -5.04
2018-08-10 13F-HR OPPENHEIMER & CO INC 123,879 123,358 -0.42 15,582 14,637 -6.06
2018-07-18 13F-HR BALTIMORE CAPITAL MANAGEMENT, INC 29,252 29,122 -0.44 3,680 3,455 -6.11
2018-08-13 13F-HR FIRST COMMONWEALTH FINANCIAL CORP /PA/ 3,553 2,595 -26.96 447 308 -31.10
2018-08-08 13F-HR BAILARD, INC. 471,032 484,184 2.79 59,251 57,449 -3.04
2018-07-18 13F-HR Castle Creek Arbitrage, LLC Call 0 200,000 0 23,730
2018-08-08 13F-HR Loudon Investment Management, LLC 2,435 2,765 13.55 306 328 7.19
2018-08-14 13F-HR Deer Park Road Corp Call 1,845,000 218,909
2018-07-26 13F-HR Retirement Income Solutions, Inc 8,664 10,178 17.47 1,090,000 1,208,000 10.83
2018-08-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 42,556 42,496 -0.14 5,353 5,041 -5.83
2018-08-14 13F-HR Lido Advisors, LLC 8,116 8,530 5.10 1,020 1,012 -0.78
2018-08-20 13F-HR Smart Portfolios, LLC 0 38,156 0 4,528
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 2,088,200 1,779,196 -14.80 262,675 211,102 -19.63
2018-08-09 13F-HR D'Orazio & Associates, Inc. 195,763 134,800 -31.14 24,625 15,994 -35.05
2018-08-13 13F-HR/A Koshinski Asset Management, Inc. 4,376 4,261 -2.63 550 506 -8.00
2018-08-14 13F-HR CUTLER INVESTMENT COUNSEL LLC 4,515 4,451 -1.42 568 528 -7.04
2018-08-14 13F-HR SMITH, MOORE & CO. 23,043 22,803 -1.04 2,899 2,706 -6.66
2018-10-09 13F-HR ATRIA INVESTMENTS LLC 33,195 14,294 -56.94 3,939 1,612 -59.08
2018-07-24 13F-HR Clean Yield Group 2,410 0 -100.00 303 0 -100.00
2018-07-23 13F-HR Stony Point Wealth Management Inc. 3,343 2,983 -10.77 421 354 -15.91
2018-08-15 13F-HR BARD ASSOCIATES INC 1,911 1,911 0.00 240 227 -5.42
2018-08-14 13F-HR Sterneck Capital Management, LLC 3,331 2,801 -15.91 419 332 -20.76
2018-08-14 13F-HR Squarepoint Ops LLC 42,636 51,664 21.17 5,363 6,130 14.30
2018-08-14 13F-HR Pinnacle Wealth Management Advisory Group, LLC 5,500 5,500 0.00 692 653 -5.64
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Put 220,500 900 -99.59 27,736,695 10,678,500 -61.50
2018-10-03 13F-HR McQueen, Ball & Associates Inc. 8,543 8,543 0.00 1,014 963 -5.03
2018-08-14 13F-HR AVALON ADVISORS, LLC 77,118 77,138 0.03 9,536 9,152 -4.03
2018-07-19 13F-HR Legacy Advisors, Llc 3,750 3,750 0.00 478 445 -6.90
2018-08-14 13F-HR Empire Life Investments Inc. 17,727 21,221 19.71 2,230 2,518 12.91
2018-07-27 13F-HR BINGHAM OSBORN & SCARBOROUGH LLC 61,282 60,446 -1.36 7,709 7,172 -6.97
2018-08-10 13F-HR HBK Sorce Advisory LLC 6,745 7,629 13.11 748 905 20.99
2018-08-13 13F-HR Granite Point Capital Management, L.P. 51,000 36,200 -29.02 6,415 4,295 -33.05
2018-08-13 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 5,467 5,367 -1.83 688 637 -7.41
2018-07-31 13F-HR Tarbox Group, Inc. 2,000 2,000 0.00 252 237 -5.95
2018-08-10 13F-HR CITIGROUP INC Call 9,399,700 5,272,200 -43.91 1,182,388 625,546 -47.09
2018-07-13 13F-HR Creative Financial Designs Inc /adv 3,910 3,965 1.41 492 470 -4.47
2018-08-13 13F-HR Baird Financial Group, Inc. 112,174 100,580 -10.34 14,110 11,934 -15.42
2018-08-14 13F-HR Deer Park Road Corp 386,200 590,000 52.77 48,580 70,004 44.10
2018-08-13 13F-HR Asset Dedication, LLC 0 1,033 0 122
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 201,457 526,663 161.43 25,090 62,489 149.06
2018-08-10 13F-HR Calton & Associates, Inc. 3,315 2,790 -15.84 417 321 -23.02
2018-10-09 13F-HR Divergent Wealth Advisors, Llc 398 0 -100.00 47 0 -100.00
2018-07-19 13F-HR Ballentine Partners, LLC 1,670 0 -100.00 210 0 -100.00
2018-02-09 13F-HR Hawkins Capital L.P. 48,100 28,100 -41.58 5,847 3,474 -40.58
2018-08-09 13F-HR Cowen Prime Services LLC 160 160 0.00 20 19 -5.00
2018-07-23 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 9,467 9,111 -3.76 1,191 1,081 -9.24
2018-08-14 13F-HR SUMITOMO MITSUI FINANCIAL GROUP, INC. 46,273 0 -100.00 5,821 0 -100.00
2018-07-30 13F-HR Trustcore Financial Services, Llc 2,725 2,773 1.76 343 329 -4.08
2018-08-01 13F-HR Asset Planning Services, Ltd. 1,625 1,625 0.00 204 193 -5.39
2018-07-18 13F-HR TOMPKINS FINANCIAL CORP 499 800 60.32 63 95 50.79
2018-08-14 13F-HR Polar Asset Management Partners Inc. Put 200,000 0 -100.00 25,158 0 -100.00
2018-07-20 13F-HR Creative Planning 65,169 62,054 -4.78 8,198 7,363 -10.19
2018-08-09 13F-HR Oakmont Partners LLC 5,854 6,324 8.03 736 751 2.04
2018-01-10 13F-HR Weaver C. Barksdale & Associates, Inc. 350 350 0.00 43 43 0.00
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 8,522 17,915 110.22 1,072 2,126 98.32
2018-08-14 13F-HR Jefferies Group LLC Put 27,900 258,900 827.96 3,510 30,718 775.16
2018-08-10 13F-HR CITIGROUP INC 118,941 142,074 19.45 14,962 16,857 12.67
2018-10-10 13F-HR Bach Investment Advisors Ltd 5,329 22,425 320.81 632 2,529 300.16
2018-10-16 13F-HR CUE FINANCIAL GROUP, INC. 3,126 2,626 -15.99 371 296 -20.22
2018-08-14 13F-HR Squarepoint Ops LLC Call 26,100 0 -100.00 3,283 0 -100.00
2018-08-09 13F-HR White Lighthouse Investment Management Inc. 5,983 6,045 1.04 753 717 -4.78
2018-08-07 13F-HR Linscomb & Williams, Inc. 2,187 259
2017-02-10 13F-HR Pyrrho Capital Management, LP 39,500 4,330
2018-08-06 13F-HR Meridian Wealth Management, LLC 4,286 4,219 -1.56 539 501 -7.05
2018-08-14 13F-HR Walleye Trading LLC Call 93,300 59,800 -35.91 11,736 7,095 -39.54
2018-08-10 13F-HR Itau Unibanco Holding S.A. 4,200 4,200 0.00 528 498 -5.68
2018-09-27 13F-HR/A UNITED SERVICES AUTOMOBILE ASSOCIATION 40,000 40,000 0.00 5,032 4,746 -5.68
2018-07-20 13F-HR FCG ADVISORS, LLC 8,619 8,863 2.83 1,084 1,052 -2.95
2018-08-09 13F-HR Syntal Capital Partners, LLC 26,580 9,349 -64.83 3,343 1,109 -66.83
2018-08-03 13F-HR Brightworth 0 9,490 0 1,126
2018-08-10 13F-HR Krasney Financial LLC 1,003 838 -16.45 126 99 -21.43
2018-08-13 13F-HR COBALT CAPITAL MANAGEMENT INC 291,500 331,500 13.72 36,668 39,332 7.27
2018-10-10 13F-HR Cordasco Financial Network 1,440 1,340 -6.94 171 151 -11.70
2018-07-31 13F-HR Camarda Financial Advisors, LLC 0 200 0 24
2018-08-14 13F-HR Budros, Ruhlin & Roe, Inc. 2,122 2,280 7.45 266 271 1.88
2018-02-14 13F-HR NUMERIC INVESTORS LLC 2,400 0 -100.00 292 0 -100.00
2018-08-08 13F-HR M&R CAPITAL MANAGEMENT INC 4,730 4,530 -4.23 594 537 -9.60
2018-08-09 13F-HR First Heartland Consultants, Inc. 15,197 15,070 -0.84 1,912 1,788 -6.49
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 10,000 0 -100.00 1,258 0 -100.00
2018-08-15 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 850 0 -100.00 107 0 -100.00
2018-08-07 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 5,482 3,847 -29.82 690 456 -33.91
2018-07-09 13F-HR Fisher Asset Management, LLC 3,367 3,130 -7.04 424 371 -12.50
2018-08-02 13F-HR Ifg Advisory, Llc 4,416 6,877 55.73 555 815 46.85
2018-08-14 13F-HR BARCLAYS PLC Put 2,965,800 2,586,400 -12.79 373,067 306,877 -17.74
2018-07-27 13F-HR/A WHITTIER TRUST CO OF NEVADA INC 4,725 4,340 -8.15 594 515 -13.30
2018-08-14 13F-HR Marshall Wace LLP 0 7,483 0 888
2018-08-09 13F-HR CABOT WEALTH MANAGEMENT INC 36,788 36,424 -0.99 4,628 4,322 -6.61
2018-10-05 13F-HR Boenning & Scattergood, Inc. 2,265 2,265 0.00 269 255 -5.20
2018-08-14 13F-HR Voya Financial Advisors, Inc. 28,530 28,441 -0.31 3,587 3,362 -6.27
2018-08-14 13F-HR ALESCO ADVISORS LLC 7,989 6,539 -18.15 1,005 776 -22.79
2018-08-03 13F-HR NOMURA ASSET MANAGEMENT CO LTD 95,700 1,800 -98.12 12,038 214 -98.22
2018-07-19 13F-HR EXANE DERIVATIVES 10,716 10,771 0.51 1,346,821 1,277,462 -5.15
2018-10-10 13F-HR McAdam, LLC 384 184 -52.08 46 21 -54.35
2017-01-06 13F-HR Saddle Road Partners, LLC 150 150 0.00 19 16 -15.79
2018-08-10 13F-HR CITIGROUP INC Put 13,992,400 1,499,800 -89.28 1,760,104 177,951 -89.89
2018-08-03 13F-HR Cable Hill Partners, LLC 1,007 1,305 29.59 127 155 22.05
2018-10-04 13F-HR West Oak Capital, LLC 0 630 0 71,039
2018-07-19 13F-HR Narwhal Capital Management 36,420 37,420 2.75 4,581 4,440 -3.08
2018-10-03 13F-HR Clarus Wealth Advisors 403 374 -7.20 51 42 -17.65
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Put 175,000 400,300 128.74 23 621 2,600.00
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 1,751 1,751 0.00 218 206 -5.50
2018-10-05 13F-HR Covenant Multifamily Offices, LLC 2,469 2,469 0.00 293 278 -5.12
2018-07-25 13F-HR BECK MACK & OLIVER LLC 14,581 12,681 -13.03 1,834 1,505 -17.94
2018-08-14 13F-HR FIFTH THIRD BANCORP 390,329 387,822 -0.64 49,099 46,015 -6.28
2018-08-14 13F-HR Almanack Investment Partners, LLC. 1,976 1,976 0.00 249 234 -6.02
2018-08-13 13F-HR WOLVERINE TRADING, LLC 357,094 357,094 0.00 44,919 44,919 0.00
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Call 15,300 23,800 55.56 1,925 2,824 46.70
2018-07-24 13F-HR Skylands Capital, LLC 1,750 1,325 -24.29 220 157 -28.64
2017-04-17 13F-HR Pinnacle Bank 1,438 171
2017-04-27 13F-HR AGRAN LIBBIE 10,092 9,627 -4.61 1,106 1,143 3.35
2018-07-27 13F-HR KANAWHA CAPITAL MANAGEMENT LLC 2,012 2,012 0.00 253 239 -5.53
2017-08-03 13F-HR WINDSOR FINANCIAL GROUP LLC 41,238 41,478 0.58 4,896 4,895 -0.02
2018-08-02 13F-HR HALLMARK CAPITAL MANAGEMENT INC 2,190 2,090 -4.57 275 248 -9.82
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 2,108 2,013 -4.51 265 239 -9.81
2018-08-14 13F-HR GV Financial Advisors 40 0 -100.00 5 0 -100.00
2018-07-27 13F-HR Svenska Handelsbanken AB (publ) 13,500 13,500 0.00 1,698 1,602 -5.65
2018-10-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 5,507 5,467 -0.73 653 616 -5.67
2018-07-17 13F-HR JNBA Financial Advisors 1,455 1,455 0.00 183 173 -5.46
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 2,800 1,430 -48.93 352 170 -51.70
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 340,740 309,274 -9.23 42,862 36,696 -14.39
2018-10-01 13F-HR Pfs Investments Inc. 67,859 85,080 25.38 8,070 9,594 18.88
2018-07-25 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 2,110 2,360 11.85 265 280 5.66
2018-08-03 13F-HR SOUTH STATE Corp 2,370 2,370 0.00 299 281 -6.02
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 58,385 65,595 12.35 7,387 8,242 11.57
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 280,382 610,077 117.59 35,269 72,386 105.24
2018-07-31 13F-HR TELEMUS CAPITAL, LLC 4,881 4,861 -0.41 614 577 -6.03
2018-08-14 13F-HR ADVENT CAPITAL MANAGEMENT /DE/ 15,000 15,000 0.00 1,887 1,780 -5.67
2018-10-09 13F-HR Personal Capital Advisors Corp 2,083 235
2018-04-16 13F-HR SII INVESTMENTS INC/WI 4,596 0 -100.00 564 0 -100.00
2018-08-09 13F-HR BANQUE PICTET & CIE SA 151,106 160,745 6.38 19,008 19,072 0.34
2018-10-03 13F-HR/A Sound Income Strategies, Llc 293 448 52.90 35 51 45.71
2018-07-16 13F-HR V Wealth Management,LLC 4,268 4,278 0.23 543 512 -5.71
2018-07-27 13F-HR Citizens Financial Group Inc/RI 1,002 1,002 0.00 126 119 -5.56
2018-08-14 13F-HR Oppenheimer & Close, LLC 105,369 102,659 -2.57 13,254 12,180 -8.10
2018-08-14 13F-HR Banco Santander, S.A. 169,517 186,097 9.78 21,324 22,080 3.55
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 380,825 242,372 -36.36 47,904 28,757 -39.97
2018-08-10 13F-HR Mosaic Family Wealth, LLC 400 415 3.75 50 49 -2.00
2018-08-10 13F-HR Risk Paradigm Group, LLC 6,661 3,361 -49.54 837,887 398,783 -52.41
2018-10-04 13F-HR Horrell Capital Management, Inc. 1,985 1,985 0.00 236 224 -5.08
2018-10-04 13F-HR HOLLENCREST SECURITIES LLC 4,081 4,081 0.00 484 460 -4.96
2018-08-10 13F-HR Compagnie Odier SCA 28,765 25,119 -12.68 3,617 2,978 -17.67
2018-08-10 13F-HR STEPHENS INC /AR/ 13,625 13,801 1.29 1,714 1,637 -4.49
2018-10-12 13F-HR WEBSTER BANK, N. A. 742 1,380 85.98 88 156 77.27
2018-08-02 13F-HR HUDSON CANYON INVESTMENT COUNSELORS LLC 500 0 -100.00 63 0 -100.00
2018-08-13 13F-HR Peak Capital Management Llc 34 34 0.00 4 4 0.00
2018-07-25 13F-HR Transamerica Financial Advisors, Inc. 15,070 6,662 -55.79 1,896 791 -58.28
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 40,664 45,719 12.43 5,115 5,425 6.06
2018-08-09 13F-HR Modera Wealth Management, LLC 6,055 5,756 -4.94 762 683 -10.37
2018-08-06 13F-HR MACKAY SHIELDS LLC 189,000 189,000 0.00 23,774 22,425 -5.67
2018-08-14 13F-HR CSS LLC/IL 7,000 7,000 0.00 881 831 -5.68
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 70 58 -17.14 8 7 -12.50
2018-08-13 13F-HR FFCM LLC 1 4 300.00 0 0
2018-08-10 13F-HR Avestar Capital, Llc 15 15 0.00 1 1 0.00
2017-07-24 13F-HR Carl Domino Inc 1,835 0 -100.00 218 0 -100.00
2018-07-16 13F-HR Guild Investment Management, Inc. 41,620 61,050 46.68 5,235 7,244 38.38
2018-07-19 13F-HR Optiver Us Llc 59,731 25,054 -58.06 709,107 297,433 -58.06
2018-08-14 13F-HR OLD MISSION CAPITAL LLC 16,732 0 -100.00 2,105 0 -100.00
2018-08-13 13F-HR BOKF, NA 2,417 6,417 165.49 304 762 150.66
2018-08-09 13F-HR Sawtooth Asset Management, Inc. 139,877 131,923 -5.69 17,595 15,652 -11.04
2018-08-14 13F-HR CI INVESTMENTS INC. 2,052,329 2,807,848 36.81 258,162 333,151 29.05
2018-08-01 13F-HR 3EDGE Asset Management, LP 491,900 0 -100.00 61,879 0 -100.00
2018-10-15 13F-HR STOCK YARDS BANK & TRUST CO 9,740 9,157 -5.99 1,156 1,033 -10.64
2018-08-14 13F-HR STATE STREET CORP 115,108 124,458 8.12 14,480 14,767 1.98
2018-08-14 13F-HR ARGENTIERE CAPITAL AG Put 0 750,000 0 2,813
2018-08-14 13F-HR PointState Capital LP Call 50,100 75,000 49.70 6,302 8,899 41.21
2018-08-13 13F-HR Keel Point, LLC 186,279 101,332 -45.60 23,432 12,023 -48.69
2018-08-07 13F-HR Oakworth Capital, Inc. 31,194 31,212 0.06 3,886 3,703 -4.71
2018-08-13 13F-HR Sym Financial Corporation 1,746 1,746 0.00 220 207 -5.91
2018-08-03 13F-HR PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL 31,638 35,098 10.94 3,980 4,164 4.62
2018-08-06 13F-HR Hoylecohen, Llc 9,741 9,891 1.54 1,225 1,174 -4.16
2018-08-08 13F-HR Manchester Capital Management LLC 14,029 14,029 0.00 1,765 1,665 -5.67
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 3,985 3,985 0.00 498 471 -5.42
2018-07-31 13F-HR Sheaff Brock Investment Advisors, LLC Call 2,000 0 -100.00 252 0 -100.00
2018-07-30 13F-HR Cambridge Advisors Inc. 3,471 3,472 0.03 437 412 -5.72
2018-07-19 13F-HR Carroll Financial Associates, Inc. 3,721 3,806 2.28 468 451 -3.63
2018-08-31 13F-HR Chicago Partners Investment Group LLC 1,011 1,344 32.94 127 159 25.20
2018-08-13 13F-HR Westside Investment Management, Inc. 26,717 27,799 4.05 3,399,932 3,265,283 -3.96
2018-06-14 13F-HR/A Lara, May & Associates, Llc 17,957 18,843 4.93 2,220 2,371 6.80
2018-07-17 13F-HR Signature Wealth Management Group 110 110 0.00 14 13 -7.14
2018-08-07 13F-HR SG Americas Securities, LLC 18,455 200,089 984.20 2,321 23,741 922.88
2018-08-07 13F-HR/A NOTTINGHAM ADVISORS, INC. 2,365 2,735 15.64 297 325 9.43
2018-08-14 13F-HR Orbis Investment Management (U.S.), LLC 39,535 39,535 0.00 4,973 4,691 -5.67
2018-07-20 13F-HR Capital Advisors, Ltd. LLC 2,830 2,830 0.00 356 336 -5.62
2018-08-07 13F-HR Berkeley Capital Partners, LLC 4,595 4,595 0.00 578 545 -5.71
2018-08-14 13F-HR INFRASTRUCTURE CAPITAL ADVISORS, LLC 5,000 593
2018-08-14 13F-HR Orbis Allan Gray Ltd 953,439 1,217,858 27.73 119,933 144,499 20.48
2018-08-14 13F-HR Ionic Capital Management LLC Call 64,000 64,000 0.00 8,051 7,594 -5.68
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI Put 10,000 6,000 -40.00 1,258 712 -43.40
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ Put 633,100 528,500 -16.52 75,117 59,594 -20.67
2018-08-13 13F-HR Vivaldi Capital Management, LLC 5,412 5,412 0.00 681 642 -5.73
2018-07-27 13F-HR LYELL WEALTH MANAGEMENT, LP 4,300 4,300 0.00 541 510 -5.73
2018-08-14 13F-HR Mariner Wealth Advisors, LLC 7,996 11,198 40.05 1,006 1,329 32.11
2018-08-13 13F-HR Pinkerton Retirement Specialists, LLC 923 923 0.00 116 110 -5.17
2018-08-14 13F-HR CLS Investments, LLC 229 575 151.09 29 68 134.48
2018-08-16 13F-HR Carnegie Capital Asset Management, LLC 11,083 10,958 -1.13 1,385 1,239 -10.54
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 1,118 1,118 0.00 141 133 -5.67
2018-07-11 13F-HR LUCAS CAPITAL MANAGEMENT 16,167 15,802 -2.26 2,050 1,875 -8.54
2018-08-14 13F-HR FRANKLIN RESOURCES INC 45,873 54,648 19.13 5,770 6,484 12.37
2018-08-13 13F-HR VAN ECK ASSOCIATES CORP 0 3,117 0 370
2018-08-09 13F-HR WMS Partners, LLC 251,579 251,479 -0.04 31,646 29,838 -5.71
2018-08-09 13F-HR Bedell Frazier Investment Counseling, LLC 134,674 134,144 -0.39 16,941 15,916 -6.05
2018-10-16 13F-HR AMERICAN ECONOMIC PLANNING GROUP INC /ADV 1,925 1,975 2.60 228 223 -2.19
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 350,000 0 44,027
2018-08-14 13F-HR Clearbridge Investments, LLC 3,950 4,450 12.66 497 528 6.24
2018-07-25 13F-HR ROANOKE ASSET MANAGEMENT CORP/ NY 4,565 4,765 4.38 574 565 -1.57
2018-07-03 13F-HR Washington Trust Bank 550 150 -72.73 69 18 -73.91
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 200,000 200,000 0.00 25,158 23,730 -5.68
2018-08-06 13F-HR Blue Fin Capital, Inc. 28,900 28,537 -1.26 3,635 3,386 -6.85
2018-08-02 13F-HR Keeler Thomas Management Llc 1,600 0 -100.00 201 0 -100.00
2018-08-14 13F-HR Altavista Wealth Management, Inc. 26,508 27,216 2.67 3,334 3,229 -3.15
2018-08-14 13F-HR Natixis 6,888 7,701 11.80 866 914 5.54
2018-07-17 13F-HR Signature Wealth Management Group Call 3,400 3,400 0.00 0 0
2018-10-11 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 35 35 0.00 4 4 0.00
2018-08-09 13F-HR Abbot Financial Management, Inc. 1,600 0 -100.00 201 0 -100.00
2018-08-07 13F-HR Johnson Financial Group, Inc. 1,655 2,045 23.56 209 242 15.79
2018-08-14 13F-HR KEY GROUP HOLDINGS (CAYMAN), LTD. 122,829 163,026 32.73 15,451 19,343 25.19
2018-08-15 13F-HR Cypress Capital Group 4,800 4,800 0.00 604 569 -5.79
2018-08-13 13F-HR Certified Advisory Corp 5,163 4,932 -4.47 649 585 -9.86
2017-04-28 13F-HR Dunvegan Associates, Inc. 34,875 33,996 -2.52 3,727 3,449 -7.46
2018-08-14 13F-HR Paloma Partners Management Co Call 1,782,800 1,280,000 -28.20 224,259 151,873 -32.28
2018-08-02 13F-HR Barrett Asset Management, LLC 950 950 0.00 120 113 -5.83
2018-08-10 13F-HR Omnia Family Wealth, LLC 11,864 11,997 1.12 1,492 1,423 -4.62
2018-08-03 13F-HR Brown Advisory Securities, LLC 2,362 4,072 72.40 297 483 62.63
2018-08-14 13F-HR HCR Wealth Advisors 10,787 10,605 -1.69 1,238 1,140 -7.92
2018-10-09 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 845 845 0.00 100 95 -5.00
2018-08-14 13F-HR Moore Capital Management, LP Call 184,000 0 -100.00 23,145 0 -100.00
2018-07-26 13F-HR WestEnd Advisors, LLC 110 114 3.64 13,836 13,526 -2.24
2017-05-01 13F-HR Spot Trading L.L.C 59,004 3,750 -93.64 6,467 445 -93.12
2018-08-14 13F-HR AVENIR CORP 2,969 2,969 0.00 373 352 -5.63
2018-08-09 13F-HR/A Integrated Investment Consultants, LLC 7,515 6,817 -9.29 945 809 -14.39
2018-10-09 13F-HR Financial Advisory Group 2,160 2,105 -2.55 256 237 -7.42
2018-08-02 13F-HR Blume Capital Management, Inc. 850 850 0.00 106 101 -4.72
2018-08-02 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 125 125 0.00 15,724 15 -99.90
2018-08-08 13F-HR CIBC World Markets Inc. 181,724 240,930 32.58 22,859 28,586 25.05
2018-08-14 13F-HR Holistic Financial Partners 335 0 -100.00 42 0 -100.00
2018-08-14 13F-HR J. Goldman & Co LP 0 2,550 0 303
2018-10-09 13F-HR NWAM LLC 5,401 1,975 -63.43 641 223 -65.21
2018-08-01 13F-HR Israel Discount Bank of New York 8,436 9,156 8.53 1,061 1,086 2.36
2018-08-01 13F-HR IRIDIAN ASSET MANAGEMENT LLC/CT Call 60,300 0 -100.00 7,585 0 -100.00
2018-08-03 13F-HR Global Financial Private Capital, LLC 7,766 7,729 -0.48 977 917 -6.14
2018-08-14 13F-HR MEITAV DASH INVESTMENTS LTD 9,289 13,875 49.37 1,169 1,692 44.74
2018-10-05 13F-HR OPTIMUM INVESTMENT ADVISORS Call 0 0 0 0
2018-08-02 13F-HR Sigma Planning Corp 31,632 48,369 52.91 3,979 5,739 44.23
2018-08-14 13F-HR Paloma Partners Management Co Put 179,500 22,000 -87.74 22,579 2,610 -88.44
2018-08-03 13F-HR Seacrest Wealth Management, Llc 19,195 18,740 -2.37 2,415 2,224 -7.91
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 2,261 0 -100.00 284 0 -100.00
2017-05-16 13F-HR FIRST FINANCIAL EQUITY CORPORATION 10,458 1,247
2018-08-15 13F-HR CASTLEARK MANAGEMENT LLC 28,500 28,500 0.00 3,585 3,382 -5.66
2018-08-03 13F-HR LBMC INVESTMENT ADVISORS, LLC 7,920 7,920 0.00 996 940 -5.62
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 52,970 2,600 -95.09 6,663 308 -95.38
2018-08-07 13F-HR Adventist Health System Sunbelt Healthcare Corp 497,776 469,262 -5.73 62,615 55,678 -11.08
2018-07-17 13F-HR Segment Wealth Management, LLC 16,395 16,395 0.00 2,062 1,945 -5.67
2018-08-14 13F-HR Marathon Trading Investment Management LLC Call 4,100 0 -100.00 516 0 -100.00
2018-10-02 13F-HR PRIVATE ASSET MANAGEMENT INC 2,642 2,142 -18.93 313 242 -22.68
2018-08-10 13F-HR MUFG Americas Holdings Corp 21,584 21,842 1.20 2,715 2,592 -4.53
2018-08-14 13F-HR ARDSLEY ADVISORY PARTNERS 5,000 7,000 40.00 629 830 31.96
2018-08-14 13F-HR German American Bancorp, Inc. 2,603 309
2018-08-02 13F-HR Secrest Blakey & Associates, Llc 11,162 11,161 -0.01 1,404 1,324 -5.70
2018-08-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 497,138 524,051 5.41 62,535 62,179 -0.57
2018-08-08 13F-HR STALEY CAPITAL ADVISERS INC 208,850 207,985 -0.41 26,271 24,677 -6.07
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 223,484 270,478 21.03 27,935 32,092 14.88
2018-10-04 13F-HR Waverton Investment Management Ltd 26,241 26,226 -0.06 3,113 2,957 -5.01
2018-08-14 13F-HR Yong Rong (hk) Asset Management Ltd 60,000 7,119
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 2,181 5,213 139.02 274 619 125.91
2018-07-18 13F-HR Fny Investment Advisers, Llc Call 260 30
2018-10-15 13F-HR Centerstar Asset Management, Llc Put 474 395 -16.67
2018-08-09 13F-HR Lakeview Capital Partners, LLC 7,483 7,058 -5.68 941 837 -11.05
2018-08-09 13F-HR Zions Bancorporation 612 1,158 89.22 77 137 77.92
2018-07-11 13F-HR CATAWBA CAPITAL MANAGEMENT /VA 3,525 3,525 0.00 443 418 -5.64
2018-08-02 13F-HR Adviser Investments LLC 3,950 4,455 12.78 497 529 6.44
2018-08-10 13F-HR INGALLS & SNYDER LLC 25,825 25,825 0.00 3,249 3,064 -5.69
2018-07-23 13F-HR HOWLAND CAPITAL MANAGEMENT LLC 54,023 52,338 -3.12 6,796 6,210 -8.62
2018-08-14 13F-HR Wellesley Investment Partners, LLC 1,894 1,865 -1.53 238 221 -7.14
2018-07-17 13F-HR CENTRAL BANK & TRUST CO 200 200 0.00 25 24 -4.00
2018-08-14 13F-HR Northstar Wealth Partners LLC 5,534 5,534 0.00 696 656 -5.75
2018-08-10 13F-HR TWIN FOCUS CAPITAL PARTNERS, LLC 80,106 79,921 -0.23 10,077 9,483 -5.89
2018-07-19 13F-HR ATWOOD & PALMER INC 1,186 1,186 0.00 149 141 -5.37
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 4,902 4,497 -8.26 630 53,356 8,369.21
2018-10-16 13F-HR Beacon Capital Management, Inc. 1,660 0 -100.00 197 0 -100.00
2018-08-13 13F-HR Advisory Alpha, LLC 0 0 0 0
2018-08-07 13F-HR ST GERMAIN D J CO INC 3,106 2,166 -30.26 391 257 -34.27
2018-07-27 13F-HR Mathes Company, Inc. 2,650 2,650 0.00 333 314 -5.71
2018-08-13 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 1,803 14,911 727.01 227 1,769 679.30
2017-02-10 13F-HR BlackRock Group LTD 4,642,032 3,701,207 -20.27 583,225 405,689 -30.44
2018-04-19 13F-HR Fintrust Investment Advisory Services, Llc 1,870 1,886 0.86 231 237 2.60
2018-08-07 13F-HR SG Americas Securities, LLC Put 2,557,800 544,300 -78.72 4,440 2,521 -43.22
2018-08-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 2,438,474 1,098,729 -54.94 306,736 130,364 -57.50
2018-08-14 13F-HR JHL Capital Group LLC 550,000 0 -100.00 69,185 0 -100.00
2018-08-06 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 1,910 1,830 -4.19 240 217 -9.58
2018-08-02 13F-HR VICUS CAPITAL 9,540 5,203 -45.46 1,200 617 -48.58
2018-08-14 13F-HR Williams Jones & Associates LLC 14,743 12,493 -15.26 1,855 1,482 -20.11
2018-10-09 13F-HR LifePlan Financial Group, Inc 1,371 1,321 -3.65 163 149 -8.59
2018-07-06 13F-HR Summit Financial Wealth Advisors, LLC 2,246 2,246 0.00 283 283 0.00
2018-08-10 13F-HR Cutler Group LP Put 294,600 488,300 65.75 120 1,383 1,052.50
2018-07-30 13F-HR SIMPLEX TRADING, LLC 0 99,473 0 11,802
2018-07-11 13F-HR Atlas Brown,Inc. 6,655 6,655 0.00 837 791 -5.50
2018-08-14 13F-HR ARGENTIERE CAPITAL AG 0 675,000 0 80,089
2018-07-06 13F-HR Newman Dignan & Sheerar, Inc. 9,957 10,157 2.01 1,269 1,205 -5.04
2018-07-23 13F-HR Hirtle Callaghan & Co LLC 33 0 -100.00 4 0 -100.00
2017-07-27 13F-HR Spot Trading L.l.c. Call 39,400 4,650
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 427,758 406,677 -4.93 53,808 48,252 -10.33
2018-07-31 13F-HR BRADLEY FOSTER & SARGENT INC/CT 158,746 158,583 -0.10 19,969 18,816 -5.77
2018-10-09 13F-HR MIDAS MANAGEMENT CORP 11,600 11,600 0.00 1,376 1,308 -4.94
2018-10-09 13F-HR United Capital Management Of Ks, Inc. 3,423 390
2018-10-12 13F-HR PEOPLES FINANCIAL SERVICES CORP. 500 500 0.00 59 56 -5.08
2018-08-14 13F-HR Arrowpoint Asset Management, LLC 200,000 200,000 0.00 25,158 23,730 -5.68
2018-07-25 13F-HR CTC LLC Put 71,570 55,614 -22.29 900,167 659,758 -26.71
2018-08-03 13F-HR WEDBUSH SECURITIES INC 14,042 14,725 4.86 1,766 1,747 -1.08
2018-08-24 13F-HR/A Mainstay Capital Management Llc /adv 3,062 6,290 105.42 385 746 93.77
2018-08-07 13F-HR Swan Global Investments, LLC 43,100 43,100 0.00 5,419 5,095 -5.98
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 8,719 8,793 0.85 1,097 1,043 -4.92
2018-08-03 13F-HR Fusion Family Wealth LLC 441 377 -14.51 55 45 -18.18
2018-07-16 13F-HR Crescent Grove Advisors, Llc 4,067 4,067 0.00 512 483 -5.66
2018-08-20 13F-HR ORLEANS CAPITAL MANAGEMENT CORP/LA 4,000 4,000 0.00 503 475 -5.57
2018-08-20 13F-HR MASSMUTUAL TRUST CO FSB/ADV 367 367 0.00 46,165 43,545 -5.68
2018-10-11 13F-HR Elmwood Wealth Management, Inc. 45 45 0.00 5,339 5,074 -4.96
2018-10-15 13F-HR FIRST MANHATTAN CO 20,484 19,884 -2.93 2,430 2,242 -7.74
2018-08-10 13F-HR Mint Tower Capital Management B.V. 56,292 6,679
2017-02-06 13F-HR INTEGRATED WEALTH COUNSEL, LLC 20,805 20,305 -2.40 2,614 2,226 -14.84
2018-08-08 13F-HR US BANCORP \DE\ 324,697 324,092 -0.19 40,844 38,453 -5.85
2018-07-31 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 5,000 5,000 0.00 629 593 -5.72
2018-07-16 13F-HR MACGUIRE, CHESWICK & TUTTLE INVESTMENT COUNSEL LLC 7,250 6,815 -6.00
2018-07-27 13F-HR/A WHITTIER TRUST CO 9,422 9,317 -1.11 1,185 1,106 -6.67
2018-08-14 13F-HR Pinnacle Family Advisors, Llc 61,380 58,710 -4.35 7,721 6,966 -9.78
2018-10-11 13F-HR Indiana Trust & Investment Management CO 6,279 5,904 -5.97 745 666 -10.60
2018-08-14 13F-HR Jump Trading, LLC Call 57,600 133,800 132.29 7,246 15,875 119.09
2018-08-14 13F-HR COMPTON CAPITAL MANAGEMENT INC /RI 1,912 0 -100.00 241 0 -100.00
2017-07-27 13F-HR Spot Trading L.l.c. Put 66,100 7,801
2017-05-11 13F-HR DIALECTIC CAPITAL MANAGEMENT, LP 40,220 0 -100.00 4,409 0 -100.00
2018-08-14 13F-HR MACQUARIE GROUP LTD 32,820 32,820 0.00 4,128 3,894 -5.67
2018-08-10 13F-HR FIL Ltd 0 8,894,418 0 1,055,323
2018-07-10 13F-HR AUA CAPITAL MANAGEMENT, LLC 14,291 14,252 -0.27 1,798 1,691 -5.95
2018-08-13 13F-HR ProVise Management Group, LLC 0 2,683 0 318
2018-07-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 1,804 1,804 0.00 227 214 -5.73
2018-08-08 13F-HR Clal Insurance Enterprises Holdings Ltd 1,000 34,500 3,350.00 126 4,093 3,148.41
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 4,356,900 7,963,700 82.78 548,054 944,893 72.41
2018-07-31 13F-HR HOWE & RUSLING INC 289 159 -44.98 36 19 -47.22
2018-08-07 13F-HR Good Life Advisors, LLC 4,793 5,105 6.51 608 604 -0.66
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 290 290 0.00 36 34 -5.56
2018-07-16 13F-HR Bristol Advisors, LLC Put 0 100,000 0 3
2018-07-19 13F-HR MYCIO WEALTH PARTNERS, LLC 1,614 2,514 55.76 203 298 46.80
2018-07-10 13F-HR TRUST CO OF TOLEDO NA /OH/ 1,945 0 -100.00 245 0 -100.00
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ Call 0 52,500 0 5,920
2018-08-08 13F-HR Cypress Capital Management LLC (WY) 1,685 1,610 -4.45 212 191 -9.91
2018-07-13 13F-HR FormulaFolio Investments, LLC 1,136,770 1,202,454 5.78 142,994 142,671 -0.23
2018-07-25 13F-HR Pratt Collard Advisory Partners Llc 3,385 3,585 5.91 426 425 -0.23
2018-08-03 13F-HR/A WESPAC Advisors SoCal, LLC 215 0 -100.00 27 0 -100.00
2018-10-11 13F-HR Gradient Investments LLC 2,093 2,581 23.32 248 291 17.34
2018-10-09 13F-HR We Are One Seven, Llc 2,277 2,452 7.69 286 276 -3.50
2017-05-03 13F-HR TIAA CREF TRUST CO FSB/MO 18,404 18,710 1.66 2,017 2,221 10.11
2018-10-10 13F-HR FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 11,383 10,407 -8.57 1,351 1,173 -13.18
2018-08-14 13F-HR W.G. Shaheen & Associates DBA Whitney & Co 2,115 2,115 0.00 266 251 -5.64
2017-07-28 13F-HR RONALD BLUE & CO LLC 4,863 4,657 -4.24 577 549 -4.85
2018-08-09 13F-HR Blackhawk Capital Partners Llc. 1,742 1,742 0.00 219 219 0.00
2018-08-01 13F-HR Psagot Investment House Ltd. 38,965 38,935 -0.08 4,902 4,620 -5.75
2018-07-19 13F-HR Integrys Wealth Advisors LLC 1,688 1,688 0.00 212 200 -5.66
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 99,692 99,643 -0.05 12,540 11,823 -5.72
2018-07-30 13F-HR CHATHAM CAPITAL GROUP, INC. 2,300 2,300 0.00 289 273 -5.54
2018-10-05 13F-HR BURNS J W & CO INC/NY 1,861 1,861 0.00 221 210 -4.98
2018-08-14 13F-HR Cetera Advisors LLC 63,360 68,164 7.58 7,976 8,091 1.44
2018-08-13 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 17,928 18,035 0.60 2,251 2,136 -5.11
2018-10-12 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 13,510 12,860 -4.81 1,603 1,450 -9.54
2018-07-27 13F-HR Pegasus Asset Management, Inc. 5,977 5,787 -3.18 752 687 -8.64
2018-08-14 13F-HR UBS Group AG 4,016,912 5,336,150 32.84 505,287 633,134 25.30
2018-08-20 13F-HR Garde Capital, Inc. 3,975 3,975 0.00 500 472 -5.60
2018-07-27 13F-HR DIMENSION CAPITAL MANAGEMENT PARTNERS 25,175 24,787 -1.54 3,167 2,941 -7.14
2018-08-14 13F-HR Bridgeworth, LLC 4,574 4,574 0.00 584 542 -7.19
2018-07-30 13F-HR Choate Investment Advisors 34,433 34,433 0.00 4,331,327 4,085 -99.91
2018-07-06 13F-HR Avondale Wealth Management 1,779 1,779 0.00 223 211 -5.38
2018-08-06 13F-HR Brookstone Capital Management 61,448 69,226 12.66 7,730 8,214 6.26
2018-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 7,600 2,000 -73.68 956 237 -75.21
2018-08-13 13F-HR Providence Wealth Advisors, Llc 4,735 562
2018-08-10 13F-HR Patton Albertson & Miller, LLC 3,140 2,340 -25.48 395 278 -29.62
2018-10-05 13F-HR OPTIMUM INVESTMENT ADVISORS 6,040 5,794 -4.07 717 653 -8.93
2018-07-24 13F-HR Schneider Downs Wealth Management Advisors, LP 3,315 3,315 0.00 417 393 -5.76
2018-08-14 13F-HR FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 17,754 20,949 18.00 2,233 2,486 11.33
2018-10-09 13F-HR Pennsylvania Trust Co 14,305 14,305 0.00 1,698 1,613 -5.01
2018-09-04 13F-HR Strategic Wealth Partners, Ltd. 18,472 23,154 25.35 2,324 2,747 18.20
2018-07-23 13F-HR Diversified Trust Co 3,314 3,214 -3.02 417 381 -8.63
2018-07-13 13F-HR LODESTAR INVESTMENT COUNSEL LLC/IL 7,125 7,125 0.00 896 845 -5.69
2018-08-14 13F-HR DSC Advisors, L.P. Put 25,000 0 -100.00 3,145 0 -100.00
2018-09-07 13F-HR/A Cabana Llc 28,902 36,095 24.89 3,628 4,283 18.05
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Put 1,680,000 550,000 -67.26 211,623 65,258 -69.16
2018-08-09 13F-HR Meristem, LLP 3,655 434
2018-08-03 13F-HR COBBLESTONE CAPITAL ADVISORS LLC /NY/ 1,598 0 -100.00 201 0 -100.00
2018-08-10 13F-HR vontobel swiss wealth advisors AG 2,215 3,215 45.15 279 381 36.56
2018-10-11 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 668 450 -32.63 79 51 -35.44
2018-04-18 13F-HR Integral Derivatives, LLC 0 4,106 0 516
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 794,421 1 -100.00 99,930 0 -100.00
2018-07-30 13F-HR First Capital Advisors Group, LLC. 535 0 -100.00 67 0 -100.00
2018-08-03 13F-HR Country Club Trust Company, n.a. 6,266 6,066 -3.19 788 720 -8.63
2018-08-14 13F-HR DRW Securities, LLC Call 290,000 770,000 165.52 36,479 91,361 150.45
2017-02-10 13F-HR BlackRock Advisors LLC Call 6,206,300 4,290,300 -30.87 779,759 470,261 -39.69
2018-07-30 13F-HR/A Courage Miller Partners, LLC 1,712 1,712 0.00 215 203 -5.58
2018-08-03 13F-HR Well Done, LLC 5,320 5,421 1.90 669 643 -3.89
2018-08-02 13F-HR 1ST SOURCE BANK 2,588 1,922 -25.73 325 228 -29.85
2018-08-14 13F-HR Freestone Capital Holdings, LLC 4,255 5,085 19.51 535 603 12.71
2018-08-15 13F-HR Focused Wealth Management, Inc 1,397 1,397 0.00 176 166 -5.68
2018-08-10 13F-HR KCM INVESTMENT ADVISORS LLC 13,013 12,688 -2.50 1,637 1,505 -8.06
2018-10-05 13F-HR LVM CAPITAL MANAGEMENT LTD/MI 2,212 0 -100.00 262 0 -100.00
2018-07-20 13F-HR Tiaa, Fsb 19,968 28,804 44.25 2,512 3,418 36.07
2018-08-14 13F-HR Ruggie Capital Group 50 50 0.00 6 6 0.00
2018-08-14 13F-HR UBS OCONNOR LLC Put 74,100 0 -100.00 79,000 0 -100.00
2017-02-09 13F-HR Orbitronix, LP Put 30,000 0 -100.00 2,400 0
2018-08-14 13F-HR Jefferies Group LLC 14,088 47,580 237.73 1,772 5,645 218.57
2018-07-13 13F-HR Minichmacgregor Wealth Management, Llc 77 77 0.00 9 9 0.00
2018-04-16 13F-HR IFC Holdings Incorporated/FL 16,312 0 -100.00 2,011 0 -100.00
2018-08-08 13F-HR CHESAPEAKE ASSET MANAGEMENT LLC 6,772 6,772 0.00 852 803 -5.75
2018-07-17 13F-HR Kistler-Tiffany Companies, LLC 8,380 7,537 -10.06 1,054 894 -15.18
2018-08-09 13F-HR Paradigm Financial Advisors, LLC Call 2,500 2,500 0.00 314 296 -5.73
2018-08-14 13F-HR Hilltop Holdings Inc. 12,010 28,828 140.03 1,510 3,420 126.49
2018-04-18 13F-HR Integral Derivatives, LLC Call 61,500 8,400 -86.34 7,604 1,057 -86.10
2018-08-02 13F-HR Fiera Capital Corp 96,449 81,940 -15.04 12,132 9,722 -19.86
2018-08-08 13F-HR Financial Enhancement Group LLC 46 45 -2.17 6 5 -16.67
2018-07-30 13F-HR Ballew Advisors, Inc 484 522 7.85 61 62 1.64
2018-08-14 13F-HR HANCOCK HOLDING CO 7,990 2,697 -66.25 1,005 320 -68.16
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 32,631 25,874 -20.71 4,105 3,070 -25.21
2018-07-26 13F-HR Financial Advisory Service, Inc. 7,143 7,587 6.22 899 900 0.11
2018-08-10 13F-HR Quantitative Investment Management, LLC 690,000 0 -100.00 86,795 0 -100.00
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 100 100 0.00 13 12 -7.69
2018-09-21 13F-HR Exeter Financial, Llc 3,318 3,318 0.00 417 394 -5.52
2018-08-10 13F-HR Nikulski Financial, Inc. 2,031 0 -100.00 255 0 -100.00
2018-10-05 13F-HR Windsor Group Ltd 3,450 3,450 0.00 409 389 -4.89
2018-07-27 13F-HR PALLADIUM PARTNERS LLC 5,875 7,119 21.17 739 845 14.34
2018-08-21 13F-HR SRS Capital Advisors, Inc. 540 742 37.41 67 88 31.34
2018-10-09 13F-HR NEXT Financial Group, Inc 13,233 5,512 -58.35 1,570 622 -60.38
2018-08-06 13F-HR FTB Advisors, Inc. 854 854 0.00 107 101 -5.61
2018-08-13 13F-HR Rothschild Capital Partners, LLC 60,617 83,562 37.85 7,625 9,915 30.03
2018-05-11 13F-HR CITIGROUP INC Call 20,127,400 9,399,700 -53.30 2,488,753 1,182,388 -52.49
2018-08-10 13F-HR Napier Park Global Capital (US) LP Put 150,000 462
2018-08-09 13F-HR All Terrain Financial Advisors, Llc Put 500 2,500 400.00 63 297 371.43
2017-02-10 13F-HR BlackRock Investment Management, LLC 1,499,559 1,426,944 -4.84 188,405 156,407 -16.98
2018-10-16 13F-HR Truewealth Llc 551 551 0.00 65 62 -4.62
2018-07-24 13F-HR Janney Montgomery Scott LLC 32,895 31,728 -3.55 4,138 3,765 -9.01
2016-11-14 13F-HR EDMOND DE ROTHSCHILD ASSET MANAGEMENT (LUXEMBOURG) 148,600 18,670
2018-08-13 13F-HR WEALTHSOURCE PARTNERS, LLC 0 10,331 0 1,226
2018-10-12 13F-HR/A HARVARD MANAGEMENT CO INC 79,826 101,314 26.92 10,041 12,021 19.72
2018-08-14 13F-HR HIGHFIELDS CAPITAL MANAGEMENT LP Call 600,000 71,190
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Put 20,000 44,800 124.00 2,516 5,316 111.29
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 10,000 1,187
2018-08-14 13F-HR BARCLAYS PLC 3,636,300 1,013,262 -72.13 457,410 120,224 -73.72
2018-08-09 13F-HR Lucia Wealth Services, Llc 25 18 -28.00 3 2 -33.33
2018-08-13 13F-HR CNA FINANCIAL CORP 214,000 214,000 0.00 26,919 25,391 -5.68
2018-08-15 13F-HR Verition Fund Management LLC Call 60,300 36,500 -39.47 7,585 4,331 -42.90
2018-08-16 13F-HR Dynasty Wealth Management, Llc 1,712 203
2018-08-07 13F-HR BSW Wealth Partners 21,372 20,468 -4.23 2,688 2,429 -9.64
2018-08-08 13F-HR BEACON INVESTMENT ADVISORY SERVICES, INC. 25,470 33,012 29.61 3,204 3,917 22.25
2018-08-13 13F-HR ICONIQ Capital, LLC 579,198 587,078 1.36 72,857 69,657 -4.39
2018-08-15 13F-HR Bruderman Asset Management, LLC 27,237 31,317 14.98 3,426 3,716 8.46
2018-07-26 13F-HR Lenox Wealth Management, Inc. 50,754 50,622 -0.26 6,384 6,006 -5.92
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 106,364 164,267 54.44 13,379,528 19,490,280 45.67
2018-08-06 13F-HR BRIGHTON JONES LLC 3,119 3,983 27.70 392 473 20.66
2018-08-03 13F-HR Steinberg Global Asset Management 1,610 0 -100.00 203 0 -100.00
2018-08-09 13F-HR Fore Capital, Llc Call 855,000 1,011,500 18.30 107,550 120,014 11.59
2018-09-22 13F-HR/A Summit X, Llc 3,122 3,118 -0.13 391 370 -5.37
2018-08-02 13F-HR SPINNAKER TRUST 4,175 4,860 16.41 525 576 9.71
2018-10-15 13F-HR Centerstar Asset Management, Llc 8,350 8,499 1.78
2018-08-14 13F-HR Crow Point Partners, LLC 1,000 0 -100.00 126 0 -100.00
2018-07-19 13F-HR Stelac Advisory Services LLC 1,000 2,130 113.00 126 253 100.79
2018-10-11 13F-HR DAVENPORT & Co LLC 16,570 18,279 10.31 1,966 2,061 4.83
2018-10-04 13F-HR National Asset Management, Inc. 17,672 18,453 4.42 2,223 2,190 -1.48
2018-08-14 13F-HR Glovista Investments LLC 18,490 18,140 -1.89 2,321 2,149 -7.41
2018-08-14 13F-HR SNS Financial Group, LLC 2,859 0 -100.00 360 0 -100.00
2018-08-02 13F-HR Emerald Investment Partners, Llc 1,663 0 -100.00 209 0 -100.00
2018-07-11 13F-HR Arlington Partners Llc 4,000 4,000 0.00 503 475 -5.57
2017-08-14 13F-HR Valtura Capital Partners LLC Call 332,600 0 -100.00 39,486 0 -100.00
2018-08-09 13F-HR All Terrain Financial Advisors, Llc 5,463 5,463 0.00 687 648 -5.68
2018-08-10 13F-HR Global Endowment Management, LP 20,000 20,000 0.00 2,516 2,373 -5.68
2018-10-16 13F-HR RAYMOND JAMES TRUST N.A. 5,515 4,375 -20.67 655 494 -24.58
2018-08-13 13F-HR Bridgewater Associates, LP 3,908,999 3,908,999 0.00 491,713 463,803 -5.68
2018-08-13 13F-HR Global Retirement Partners, Llc 2,582 3,582 38.73 325 425 30.77
2018-10-10 13F-HR Hexavest Inc. 15,058 15,058 0.00 1,787 1,698 -4.98
2018-07-19 13F-HR Optiver Us Llc 125,103 59,731 -52.25 14,852 709,107 4,674.49
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 109,200 51,200 -53.11 13,736 6,075 -55.77
2018-08-14 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 1,500 1,500 0.00 189 178 -5.82
2018-10-05 13F-HR CHEMUNG CANAL TRUST CO 0 2,000 0 226
2018-08-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 13,652 11,352 -16.85 1,717 1,347 -21.55
2018-08-14 13F-HR Capital Markets Trading Uk Llp 14,302 2,292 -83.97 1,799 272 -84.88
2018-08-10 13F-HR Pictet & Cie (Europe) SA 4,265 4,265 0.00 536 506 -5.60
2018-07-25 13F-HR CTC LLC 48,454 0 -100.00 6,095 0 -100.00
2018-08-06 13F-HR Fieldpoint Private Securities, LLC 38,447 42,139 9.60 4,836 5,000 3.39
2018-07-26 13F-HR BB&T CORP 17,382 17,159 -1.28 2,186 2,035 -6.91
2018-10-15 13F-HR Mountain Capital Investment Advisors, Inc 2,505 0 -100.00 297 0 -100.00
2018-08-03 13F-HR AlphaMark Advisors, LLC 75 75 0.00 9 9 0.00
2018-07-17 13F-HR WealthTrust-Arizona, LLC 788 788 0.00 99 93 -6.06
2018-09-24 13F-HR Old Port Advisors 2,006 238
2018-08-03 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 1,250 1,250 0.00 157 148 -5.73
2018-08-13 13F-HR Mascoma Wealth Management LLC 250 250 0.00 31 30 -3.23
2018-10-10 13F-HR Bach Investment Advisors Ltd Put 45,000 56,500 25.56 5,339 6,371 19.33
2018-08-14 13F-HR Marshall Wace LLP Put 77,500 8,754
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 205 205 0.00 25,787 24,323 -5.68
2018-08-14 13F-HR Mount Lucas Management LP 24,656 0 -100.00 3,101 0 -100.00
2018-07-10 13F-HR Account Management LLC 16,718 16,718 0.00 2,102,957 1,984 -99.91
2018-08-13 13F-HR Pflug Koory, Llc 50 50 0.00 6 6 0.00
2018-08-14 13F-HR JHL Capital Group LLC Call 200,000 0 -100.00 25,158 0 -100.00
2017-02-09 13F-HR J.Safra Asset Management Corp 1,578 2,408 52.60 198 264 33.33
2018-08-08 13F-HR GFS Advisors, LLC 66,634 65,112 -2.28 8,382 7,726 -7.83
2018-08-14 13F-HR AE Wealth Management LLC 140,916 134,498 -4.55 17,726 15,958 -9.97
2018-07-19 13F-HR Goss Wealth Management LLC 9,484 10,898 14.91 1,207 1,280 6.05
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 2,828,500 4,279,400 51.30 355,797 507,751 42.71
2018-08-01 13F-HR FIRST MIDWEST BANK TRUST DIVISION 31,266 20,947 -33.00 3,933 2,486 -36.79
2018-08-14 13F-HR QS Investors, LLC 94 95 1.06 12 11 -8.33
2018-08-14 13F-HR Nokomis Capital, L.L.C. 11,448 11,448 0.00 1,440 1,358 -5.69
2018-08-14 13F-HR Prime Capital Investment Advisors, Llc 0 58,900 0 6,988
2018-08-07 13F-HR Texas Yale Capital Corp. 20,474 20,474 0.00 2,575 2,429 -5.67
2018-10-05 13F-HR ROCKLAND TRUST CO 1,990 2,160 8.54 236 244 3.39
2018-08-13 13F-HR SUN VALLEY GOLD LLC Call 0 20,106,300 0 2,385,612
2018-07-24 13F-HR Cribstone Capital Management, LLC 32,162 35,212 9.48 4,046 4,178 3.26
2018-08-13 13F-HR WEXFORD CAPITAL LP 45,152 7,325 -83.78 5,680 869 -84.70
2017-07-27 13F-HR Spot Trading L.l.c. 20,192 2,383
2018-10-09 13F-HR APPLETON PARTNERS INC/MA 11,877 11,969 0.77 1,409 1,350 -4.19
2018-10-11 13F-HR Northside Capital Management, LLC 5,889 5,889 0.00 699 664 -5.01
2018-09-20 13F-HR Rehmann Capital Advisory Group 14,054 16,148 14.90 1,768 1,915,960 108,268.78
2018-08-03 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA 2,775 2,775 0.00 349 329 -5.73
2018-07-26 13F-HR LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA 3,925 3,925 0.00 494 466 -5.67
2018-08-14 13F-HR BROWN BROTHERS HARRIMAN & CO 14,300 14,284 -0.11 1,799 1,695 -5.78
2018-08-14 13F-HR Venturi Wealth Management, LLC 12,292 0 -100.00 1,546 0 -100.00
2018-09-25 13F-HR Portfolio Strategies, Inc. 342 342 0.00 43 41 -4.65
2018-08-14 13F-HR Arrowpoint Asset Management, LLC Put 500,000 59,325
2018-08-08 13F-HR People's United Financial, Inc. 182,769 169,964 -7.01 22,991 20,166 -12.29
2018-07-09 13F-HR Polaris Wealth Advisers, LLC 982 2 -99.80 124 0 -100.00
2017-08-14 13F-HR Fore Research & Management, LP Call 105,000 230,000 119.05 12,465 27,144 117.76
2018-07-27 13F-HR Northstar Group, Inc. 2,680 2,680 0.00 337 312 -7.42
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 4,942 4,943 0.02 587 583 -0.68
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 375,802 368,873 -1.84 47,271 43,767 -7.41
2018-07-18 13F-HR Jackson Financial Management 38,724 39,480 1.95 4,871 4,684 -3.84
2018-07-25 13F-HR D.b. Root & Company, Llc 12,713 17,117 34.64 1,599 2,031 27.02
2018-10-10 13F-HR Hudson Capital Management Llc 29,817 31,389 5.27 3,538 3,539 0.03
2018-08-07 13F-HR Dynamic Advisors Solutions LLC 1,686 1,999 18.56 212 237 11.79
2018-08-16 13F-HR M Holdings Securities, Inc. 7,510 6,190 -17.58 945 734 -22.33
2018-07-31 13F-HR Intersect Capital LLC 2,495 2,820 13.03 314 335 6.69
2018-05-08 13F-HR Willingdon Wealth Management 720 220 -69.44 89 28 -68.54
2018-08-14 13F-HR Jefferies Group LLC Call 159,800 402,200 151.69 20,101 47,721 137.41
2018-08-11 13F-HR SCHNIEDERS CAPITAL MANAGEMENT LLC 2,986 2,986 0.00 376 354 -5.85
2018-08-14 13F-HR Fortis Advisors, LLC 10 1,001 9,910.00 1 119 11,800.00
2018-07-30 13F-HR Daiwa Securities Group Inc. 5,500 6,000 9.09 692 712 2.89
2018-08-14 13F-HR Apriem Advisors 1,775 1,775 0.00 223 211 -5.38
2018-08-14 13F-HR Premier Asset Managment LLC 2,900 2,900 0.00 365 344 -5.75
2018-08-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 35 46 31.43 4 5 25.00
2018-07-24 13F-HR RFG Advisory Group, LLC 2,258 2,253 -0.22 284 267 -5.99
2018-08-13 13F-HR Capital Wealth Planning, LLC 1,600 0 -100.00 201 0 -100.00
2018-10-05 13F-HR Jaffetilchin Investment Partners, LLC 78,376 78,639 0.34 9,299 8,867 -4.65
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 22,907 22,563 -1.50 2,881 2,677 -7.08
2018-08-07 13F-HR Day & Ennis, LLC 1,755 208
2018-08-07 13F-HR Van Hulzen Asset Management, LLC 3,706 3,611 -2.56 466 428 -8.15
2018-08-06 13F-HR Navellier & Associates Inc 4,083 2,611 -36.05 514 310 -39.69
2016-11-14 13F-HR Edmond de Rothschild (Europe) 292,860 36,795
2018-07-19 13F-HR JAMES INVESTMENT RESEARCH INC 24,755 20,204 -18.38 3,114 2,398 -22.99
2018-08-14 13F-HR CREDIT SUISSE AG/ 158,265 136,554 -13.72 19,909 16,203 -18.61
2018-08-13 13F-HR Baker Ellis Asset Management LLC 16,013 15,858 -0.97 2,014 1,882 -6.55
2018-10-11 13F-HR Montecito Bank & Trust 9,170 7,461 -18.64 1,088 841 -22.70
2018-07-26 13F-HR Advisornet Financial, Inc 26,139 28,608 9.45 3,288 3,394 3.22
2018-07-20 13F-HR ZWJ INVESTMENT COUNSEL INC 3,315 3,290 -0.75 417 390 -6.47
2018-07-11 13F-HR Lowe fs, LLC 65 65 0.00 8 8 0.00
2018-07-25 13F-HR Greenwich Wealth Management LLC 1,730 1,735 0.29 218 206 -5.50
2018-08-10 13F-HR Mint Tower Capital Management B.V. Put 35,000 85,000 142.86 4,403 10,085 129.05
2018-08-08 13F-HR Independent Advisor Alliance 6,565 6,186 -5.77 835 619 -25.87
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 535,487 1,135,635 112.08 67,360 134,742 100.03
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 14,406 13,431 -6.77 1,812 1,594 -12.03
2018-08-06 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 0 3,040 420 360 -14.29
2018-07-26 13F-HR Gradient Capital Advisors, Llc 6,312 6,312 0.00 794 749 -5.67
2018-07-30 13F-HR FIRST NATIONAL TRUST CO 3,281 3,377 2.93 413 401 -2.91
2018-07-19 13F-HR David R. Rahn & Associates Inc. 69,897 29,549 -57.72 8,792 3,506 -60.12
2018-08-09 13F-HR CHEMICAL BANK 10,194 9,574 -6.08 1,282 1,136 -11.39
2018-10-09 13F-HR/A Arnhold Llc 618,665 618,665 0.00 77,822 73,405 -5.68
2018-08-13 13F-HR SUN VALLEY GOLD LLC Put 4,887,400 1,178,300 -75.89 614,786 139,805 -77.26
2018-07-27 13F-HR CULLEN/FROST BANKERS, INC. 16,697 16,623 -0.44 2,100 1,973 -6.05
2018-07-19 13F-HR A. D. Beadell Investment Counsel, Inc. 5,785 5,785 0.00 727 686 -5.64
2018-07-23 13F-HR Horan Securities, Inc. 10 10 0.00 1 1 0.00
2018-07-24 13F-HR SIGMA INVESTMENT COUNSELORS INC 2,334 2,334 0.00 294 277 -5.78
2018-07-26 13F-HR OLD NATIONAL BANCORP /IN/ 5,839 5,880 0.70 735 698 -5.03
2018-07-20 13F-HR Benin Management CORP 2,965 2,965 0.00 373 352 -5.63
2018-08-13 13F-HR L & S Advisors Inc 1,746 1,746 0.00 220 207 -5.91
2018-08-14 13F-HR HighTower Advisors, LLC 269,031 304,138 13.05 33,879 36,125 6.63
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 8,900 1,056
2018-08-07 13F-HR United Asset Strategies, Inc. 54,695 56,297 2.93 6,880 6,680 -2.91
2018-10-15 13F-HR CITY HOLDING CO 1,528 1,528 0.00 181 172 -4.97
2017-05-01 13F-HR Spot Trading L.L.C Put 91,800 12,100 -86.82 10,062 1,437 -85.72
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 4 0 -100.00 0 0
2018-08-07 13F-HR Advisors Preferred, LLC 3,510 3,639 3.68 442 432 -2.26
2018-08-14 13F-HR Bragg Financial Advisors, Inc 3,748 2,974 -20.65 471 353 -25.05
2018-07-17 13F-HR Biltmore Family Office, Llc 2,485 2,485 0.00 313 295 -5.75
2018-07-25 13F-HR BESSEMER GROUP INC 18,561 18,619 0.31 2,335 2,210 -5.35
2018-10-12 13F-HR GRAYBILL BARTZ & ASSOC LTD 2,075 1,915 -7.71 246 216 -12.20
2018-08-14 13F-HR Graticule Asia Macro Advisors LLC Call 200,000 23,730
2018-08-02 13F-HR BBVA COMPASS BANCSHARES, INC 25,746 25,060 -2.66 3,239 2,973 -8.21
2018-08-14 13F-HR Alpha Omega Wealth Management LLC 0 400 0 47
2018-08-16 13F-HR Amussen Hunsaker & Associates Llc 2,425 2,525 4.12 246 300 21.95
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 40,903 37,380 -8.61 4,972 4,621 -7.06
2018-02-06 13F-HR MILLIE CAPITAL MANAGEMENT, LLC 32,847 32,328 -1.58 3,994 3,997 0.08
2018-08-10 13F-HR GRIMES & COMPANY, INC. 7,105 7,055 -0.70 894 837 -6.38
2018-08-09 13F-HR Oxbow Advisors, LLC 10,051 10,051 0.00 1,264 1,193 -5.62
2018-10-09 13F-HR BEESE FULMER INVESTMENT MANAGEMENT, INC. 3,760 3,680 -2.13 446 415 -6.95
2018-08-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 5,781 5,746 -0.61 727 681 -6.33
2018-08-07 13F-HR Essex Financial Services, Inc. 13,357 0 -100.00 1,680 0 -100.00
2018-08-08 13F-HR Quadrant Capital Management, LLC 1,300 154
2018-08-14 13F-HR GUARDIAN CAPITAL ADVISORS LP 3,276 1,826 -44.26 418 215 -48.56
2018-10-04 13F-HR CENTRAL TRUST Co 101,655 103,832 2.14 12,061 11,709 -2.92
2018-08-15 13F-HR D. SCOTT NEAL, INC. 255 0 -100.00 32 0 -100.00
2018-08-08 13F-HR Sterling Investment Management, Inc. 15,516 12,707 -18.10 1,952 1,507 -22.80
2018-10-12 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 0 1,222 0 138
2018-08-14 13F-HR ROYAL BANK OF CANADA Call 1,186,300 5,957,100 402.16 149,225 706,810 373.65
2018-07-31 13F-HR MACROVIEW INVESTMENT MANAGEMENT LLC 23,103 22,498 -2.62 2,906 2,669 -8.16
2018-08-07 13F-HR PHH Investments, Ltd. 2,225 0 -100.00 280 0 -100.00
2018-08-20 13F-HR Efficient Advisors, LLC 16,439 16,573 0.82 2,068 1,966 -4.93
2018-07-12 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC 0 2,557 0 303
2018-10-04 13F-HR Xr Securities Llc Put 10,000 11,200 12.00 15 36 140.00
2018-07-30 13F-HR Iron Financial, LLC 1,918 2,808 46.40 241 333 38.17
2018-08-14 13F-HR CI Global Investments Inc. 27,463 27,543 0.29 3,455 3,268 -5.41
2018-08-14 13F-HR COLONY GROUP LLC 0 96,544 0 11,455
2018-07-11 13F-HR TRUST CO OF VERMONT 5,856 5,757 -1.69 736 684 -7.07
2018-08-15 13F-HR Mutual Advisors, Llc 1,859 3,076 65.47 234 365 55.98
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 1,612,800 1,612,800 0.00 202,874 202,874 0.00
2018-08-13 13F-HR A.R. Schmeidler & Co., Inc. 10,620 10,620 0.00 1,336 1,260 -5.69
2018-08-14 13F-HR TIEMANN INVESTMENT ADVISORS, LLC 4,584 4,350 -5.10 577 516 -10.57
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 26,358 24,731 -6.17 3,314 2,941 -11.26
2018-08-07 13F-HR Clear Perspective Advisors, LLC 4,500 4,553 1.18 566 540 -4.59
2017-05-12 13F-HR Seawolf Capital, LLC 7,800 0 -100.00 855 0 -100.00
2018-07-10 13F-HR Gibson Capital, LLC 4,335 3,611 -16.70 542 427 -21.22
2018-07-31 13F-HR Taylor Hoffman Wealth Management 373 343 -8.04 47 41 -12.77
2018-08-10 13F-HR Krasney Financial LLC Call 200 0 -100.00 0 0
2018-08-15 13F-HR PENINSULA ASSET MANAGEMENT INC 1,932 1,932 0.00 243 229 -5.76
2017-05-09 13F-HR BEACON TRUST CO 22,475 23,158 3.04 2,464 2,761 12.05
2018-08-06 13F-HR QCI ASSET MANAGEMENT INC/NY 736 761 3.40 93 90 -3.23
2018-05-11 13F-HR CITIGROUP INC Put 14,480,300 13,992,400 -3.37 1,790,489 1,760,104 -1.70
2018-08-13 13F-HR WADE G W & INC 18,595 18,595 0.00 2,339 2,206 -5.69
2018-08-14 13F-HR LEUTHOLD GROUP, LLC 99,915 11,855
2018-08-01 13F-HR Nvwm, Llc 2,320 2,320 0.00 296 275 -7.09
2018-08-10 13F-HR Opera Trading Capital 630 60,630 9,523.81 79 7,194 9,006.33
2018-08-15 13F-HR JANE STREET GROUP, LLC 21,299 173,901 716.47 2,679 20,634 670.21
2018-08-14 13F-HR ARGENTIERE CAPITAL AG Call 1,500,000 1,500,000 0.00 4,688 1,650 -64.80
2017-05-12 13F-HR Kernodle & Katon Asset Management Group, LLC 30 0 -100.00 3 0 -100.00
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 11,526 9,603 -16.68
2018-08-15 13F-HR Strategic Wealth Partners Group LLC 421 0 -100.00 53,011 0 -100.00
2018-09-18 13F-HR/A NORTHERN TRUST CORP 448,500 443,890 -1.03 56,417 52,668 -6.65
2018-10-12 13F-HR Douglass Winthrop Advisors, LLC 2,881 2,381 -17.36 342 268 -21.64
2018-07-31 13F-HR Astor Investment Management LLC 1,726 2,827 63.79 217 335 54.38
2018-08-13 13F-HR Hudson Bay Capital Management LP 0 92,050 0 10,922
2018-08-14 13F-HR Telemetry Investments, L.L.C. 3,000 12,500 316.67 377 1,483 293.37
2018-08-14 13F-HR Jump Trading, LLC Put 30,800 23,500 -23.70 3,874 2,788 -28.03
2018-08-02 13F-HR CAPITAL MANAGEMENT ASSOCIATES /NY/ 2,200 0 -100.00 277 0 -100.00
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 52,669 34,800 -33.93 6,625 4,129 -37.68
2018-08-08 13F-HR Hanson McClain, Inc. 5,397 5,597 3.71 679 664 -2.21
2018-08-13 13F-HR Hudson Bay Capital Management LP Put 272,500 260,000 -4.59 34,278 30,849 -10.00
2018-08-14 13F-HR InterOcean Capital, LLC 0 1,844 0 219
2018-07-17 13F-HR MUTUAL OF OMAHA BANK WEALTH MANAGEMENT 5,295 5,295 0.00 666 628 -5.71
2018-08-01 13F-HR Qvr Llc Call 203,300 0 -100.00 25,571 0 -100.00
2018-08-10 13F-HR Barry Investment Advisors, LLC 1,942 2,258 16.27 244 268 9.84
2018-08-13 13F-HR Winch Advisory Services, LLC 6,906 6,984 1.13 869 829 -4.60
2018-08-14 13F-HR Kingfisher Capital LLC 4,967 4,853 -2.30 625 576 -7.84
2018-08-08 13F-HR SFMG, LLC 10,334 10,533 1.93 1,300 1,250 -3.85
2018-04-18 13F-HR Integral Derivatives, LLC Put 62,900 11,300 -82.03 7,778 1,421 -81.73
2018-08-09 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 11,947 12,048 0.85 1,503 1,429 -4.92
2018-07-18 13F-HR Bedel Financial Consulting, Inc. 2,342 2,342 0.00 295 278 -5.76
2018-10-15 13F-HR Winslow, Evans & Crocker, Inc. 6,196 5,470 -11.72 736 620 -15.76
2018-08-07 13F-HR Chesapeake Wealth Management 1,998 1,998 0.00 251 237 -5.58
2018-08-08 13F-HR Whitener Capital Management, Inc. 575 0 -100.00 72 0 -100.00
2018-05-11 13F-HR CITIGROUP INC 235,659 118,941 -49.53 29,139 14,962 -48.65
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 1,109,800 1,109,800 0.00 139,602 139,602 0.00
2018-08-03 13F-HR American Investment Services, Inc. 10,028 9,908 -1.20 1,261 1,176 -6.74
2018-08-08 13F-HR Bienville Capital Management, LLC Call 400,000 640,000 60.00 49,836 75,937 52.37
2018-08-10 13F-HR QUANTRES ASSET MANAGEMENT Ltd 2,179 0 -100.00 274 0 -100.00
2018-07-26 13F-HR Whitnell & Co. 200 200 0.00 25 24 -4.00
2018-07-19 13F-HR Pfg Advisors 1,858 0 -100.00 234 0 -100.00
2018-08-01 13F-HR CONDOR CAPITAL MANAGEMENT 1,952 1,909 -2.20 246 227 -7.72
2018-08-14 13F-HR STIFEL FINANCIAL CORP 301,242 334,641 11.09 38,348 39,687 3.49
2018-08-14 13F-HR Johanson Financial Advisors, Inc. 2,885 2,915 1.04 365 348 -4.66
2018-08-06 13F-HR TORONTO DOMINION BANK 18,335,633 10,866,136 -40.74 2,306,438 1,289,268 -44.10
2018-08-15 13F-HR/A TIEDEMANN WEALTH MANAGEMENT, LLC 30,582 27,487 -10.12 3,847 3,260 -15.26
2018-08-10 13F-HR EATON VANCE MANAGEMENT 12,329 12,279 -0.41 1,551 1,457 -6.06
2018-08-01 13F-HR Joel Isaacson & Co., LLC 6,326 6,326 0.00 796 751 -5.65
2018-08-07 13F-HR Twin Tree Management, LP 91,410 0 -100.00 11,498 0 -100.00
2018-08-14 13F-HR Sterling Capital Management LLC 2,182 2,082 -4.58 274 247 -9.85
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 69,644 365,793 425.23 8,761 43,401 395.39
2018-08-14 13F-HR Capital Bank & Trust Co 5,530 5,530 0.00 696 656 -5.75
2018-08-01 13F-HR PICTON MAHONEY ASSET MANAGEMENT 1,370 1,920 40.15 172 228 32.56
2018-08-03 13F-HR Barnett & Company, Inc. 200 200 0.00 25 24 -4.00
2018-08-07 13F-HR Hartland & Co., LLC 4,939 4,598 -6.90 621 546 -12.08
2018-08-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 28,700 39,500 37.63 3,610 4,685 29.78
2018-08-07 13F-HR ASSOCIATED BANC-CORP 22,450 22,870 1.87 2,824 2,714 -3.90
2018-08-13 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 20,988 20,988 0.00 2,640 2,490 -5.68
2018-07-31 13F-HR Ariel Capital Advisors, LLC 8,400 8,400 0.00 1,057 997 -5.68
2018-08-14 13F-HR DRW Securities, LLC 72,092 315,137 337.13 9,068 37,391 312.34
2018-07-19 13F-HR Aj Wealth Strategies, Llc 28,680 29,161 1.68 3,608 3,460 -4.10
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 9,535 8,965 -5.98 1,199 1,064 -11.26
2018-08-01 13F-HR Copperwynd Financial, Llc 19,713 3,258 -83.47 2,480 387 -84.40
2018-07-26 13F-HR Moloney Securities Asset Management, LLC 4,995 3,587 -28.19 628 426 -32.17
2018-07-31 13F-HR WEATHERLY ASSET MANAGEMENT L. P. 5,908 5,908 0.00 743 701 -5.65
2017-04-20 13F-HR Commonwealth Financial Services, LLC 470 2,049 335.96 54 245 353.70
2018-08-14 13F-HR Resources Investment Advisors, Inc. 579 776 34.02 73 93 27.40
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 16,666 111,578 569.49 2,097 13,238 531.28
2018-08-03 13F-HR SEI INVESTMENTS CO 13,953 12,955 -7.15 1,755 1,537 -12.42
2018-10-15 13F-HR State of New Jersey Common Pension Fund D 616,900 616,900 0.00 73,195 69,562 -4.96
2018-08-14 13F-HR Aspen Investment Management Inc 2,080 2,280 9.62 262 271 3.44
2018-07-18 13F-HR AMG National Trust Bank 155,257 149,253 -3.87 19,529 17,709 -9.32
2018-08-14 13F-HR Wealthstar Advisors, Llc 1,783 204
2018-07-26 13F-HR ADIRONDACK TRUST CO 1,219 1,219 0.00 152 145 -4.61
2018-08-10 13F-HR Summit Trail Advisors, Llc 159,608 4,271 -97.32 160 507 216.88
2018-08-06 13F-HR Beaumont Financial Partners, LLC 8,950 9,187 2.65 1,126 1,090 -3.20
2018-07-20 13F-HR Creative Planning Call 0 1,200 0 2
2017-08-11 13F-HR Threshold Group LLC 3,640 21,893 501.46 432 2,584 498.15
2018-08-15 13F-HR Verition Fund Management LLC Put 62,400 15,600 -75.00 7,848 1,851 -76.41
2018-08-10 13F-HR RPg Family Wealth Advisory, LLC 797 3,041 281.56 100,254 360,815 259.90
2018-08-14 13F-HR LPL Financial LLC 845,911 863,296 2.06 106,407 102,430 -3.74
2018-08-06 13F-HR Mcilrath & Eck, Llc 1,912 2,032 6.28 241 241 0.00
2018-08-14 13F-HR Walleye Trading LLC Put 96,000 9,400 -90.21 12,076 1,115 -90.77
2018-08-15 13F-HR Pin Oak Investment Advisors Inc 6,156 6,262 1.72 774 743 -4.01
2018-08-14 13F-HR STELLIAM INVESTMENT MANAGEMENT, LP Call 915,000 0 -100.00 115,098 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 0 350,000 0 44,027

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