SecurityGG / Goldcorp, Inc. (380956409)
Institutional Owners396
Institutional Shares468,993,731
Institutional Value$ 74,742,010,000 USD

Institutional Stock Ownership and Shareholders

GG / Goldcorp, Inc. Institutional Ownership

Goldcorp, Inc. (NYSE:GG) has 396 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 468,993,731 shares. Largest shareholders include Van Eck Associates Corp, First Eagle Investment Management, LLC, Carmignac Gestion, Royal Bank Of Canada, Vanguard Group Inc, CIBC Asset Management Inc, Deutsche Bank Ag\, Td Asset Management Inc, Franklin Resources Inc, and Bank Of Montreal /can/.
Goldcorp, Inc. (NYSE:GG) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-14 13F-HR Valeo Financial Advisors, Llc 1,000 1,000 0.00 14 12 -14.29
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 2,350,992 2,368,082 0.73 31,814 31,616 -0.62
2018-08-16 13F-HR M Holdings Securities, Inc. 86,561 54,930 -36.54 1,196 753 -37.04
2018-08-14 13F-HR Banco Santander, S.A. 12,688,000 12,688 -99.90 175,348 174 -99.90
2018-08-14 13F-HR Invesco Ltd. 4,998,344 5,226,307 4.56 69,077 71,652 3.73
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 2,229,700 0 -100.00 30,804 0 -100.00
2018-08-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 4,814,633 5,335,133 10.81 66,521 73,183 10.01
2018-07-31 13F-HR Rockefeller Capital Management L.p. 61,375 61,375 0.00 848 841 -0.83
2018-08-13 13F-HR CoreCommodity Management, LLC 28,855 29,007 0.53 399 398 -0.25
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 2,363 0 -100.00 33 0 -100.00
2018-08-06 13F-HR Cedar Wealth Management, LLC 34,092 34,092 0.00 471 467 -0.85
2018-08-08 13F-HR Boyer & Corporon Wealth Management, LLC 18,285 0 -100.00 253 0 -100.00
2018-08-06 13F-HR BRIGHTON JONES LLC 19,083 19,106 0.12 264 262 -0.76
2018-05-11 13F-HR CITIGROUP INC Call 278,300 201,400 -27.63 3,561 2,779 -21.96
2018-08-07 13F-HR Twin Tree Management, LP 631,723 461,629 -26.93 8,730 6,329 -27.50
2018-08-13 13F-HR Mn Services Vermogensbeheer B.V. 134,534 134,534 0.00 2,393 2,428 1.46
2018-08-14 13F-HR Lehman Financial Resources, Inc. 68,101 65,001 -4.55 941 891 -5.31
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 1,305,900 968,700 -25.82 18,048 13,281 -26.41
2018-08-09 13F-HR Fore Capital, Llc Call 10,000 0 -100.00 138 0 -100.00
2018-08-13 13F-HR/A JUPITER ASSET MANAGEMENT LTD 137,300 127,800 -6.92 1,897 1,751 -7.70
2018-08-14 13F-HR GUARDIAN CAPITAL LP 8,266,845 8,271,004 0.05 113,977 113,581 -0.35
2018-08-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 0 23,232 0 319
2018-08-13 13F-HR TSP Capital Management Group, LLC 515,066 489,266 -5.01 7,118 6,708 -5.76
2018-08-08 13F-HR Minneapolis Portfolio Management Group, LLC 1,906,593 1,920,972 0.75 26,349 26,337 -0.05
2018-10-16 13F-HR Addenda Capital Inc. 0 26,090 0 266
2018-08-09 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 122,151 0 1,675
2018-08-09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 40,121 550
2018-08-06 13F-HR Tradewinds Capital Management, LLC 150 150 0.00 2 2 0.00
2018-08-08 13F-HR USCA RIA LLC 16,694 18,135 8.63 231 249 7.79
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 10,899,006 10,879,273 -0.18 149,426 110,970 -25.74
2018-07-24 13F-HR BALDWIN BROTHERS INC/MA 1,000 1,000 0.00 14 14 0.00
2018-08-07 13F-HR SG Americas Securities, LLC 291,639 207,611 -28.81 4,030 2,846 -29.38
2018-08-13 13F-HR Bridgewater Associates, LP 243,942 499,131 104.61 3,369 6,847 103.24
2018-08-14 13F-HR Folger Hill Asset Management LP 350,000 0 -100.00 4,837 0 -100.00
2018-08-14 13F-HR Kopernik Global Investors, LLC 1,334,254 1,378,351 3.30 18,439 18,897 2.48
2018-08-23 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 2,437,838 2,543,133 4.32 38,264 37,793 -1.23
2018-02-14 13F-HR Arthur Zaske & Associates, LLC 11,733 150
2018-08-10 13F-HR Neuburgh Advisers LLC 1,936 1,936 0.00 27 27 0.00
2017-02-15 13F-HR OLD MISSION CAPITAL, LLC 40,182 546
2018-08-09 13F-HR Edgestream Partners, L.P. 16,829 231
2017-08-14 13F-HR Fore Research & Management, LP 0 25,000 0 322
2018-08-13 13F-HR Laurion Capital Management LP Put 567,500 567,500 0.00 7,843 7,780 -0.80
2018-08-09 13F-HR GAM Holding AG 139,263 133,175 -4.37 1,923 1,812 -5.77
2018-08-08 13F-HR US BANCORP \DE\ 62,656 96,119 53.41 865 1,318 52.37
2018-07-24 13F-HR Clean Yield Group 53,450 56,950 6.55 739 781 5.68
2018-08-13 13F-HR WS MANAGEMENT LLLP 150,900 138,505 -8.21 2,085 1,899 -8.92
2018-07-30 13F-HR SIMPLEX TRADING, LLC 5,122 11,281 120.25 70 154 120.00
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 233,830 185,251 -20.78 3,232 2,540 -21.41
2018-08-14 13F-HR U S GLOBAL INVESTORS INC 32,619 0 -100.00 451 0 -100.00
2018-10-11 13F-HR North Star Investment Management Corp. 2,200 2,200 0.00 30 22 -26.67
2018-08-14 13F-HR Walleye Trading LLC 95,695 94,359 -1.40 1,323 1,294 -2.19
2018-07-19 13F-HR EXANE DERIVATIVES Put 2,650 189,475
2018-08-14 13F-HR BlueCrest Capital Management Ltd Call 1,603,900 1,350,000 -15.83 22,166 18,509 -16.50
2018-08-13 13F-HR Neuberger Berman Group LLC 62,495 59,566 -4.69 863 817 -5.33
2018-08-10 13F-HR CITIGROUP INC Put 187,000 198,800 6.31 2,580 2,728 5.74
2018-08-13 13F-HR Laurion Capital Management LP 142,351 208,560 46.51 1,967 2,859 45.35
2018-07-11 13F-HR TRUST CO OF VERMONT 100 100 0.00 1 1 0.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 200 200 0.00 3 3 0.00
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 2,069 2,069 0.00 29 28 -3.45
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 2,948,810 3,214,048 8.99 40,752 44,066 8.13
2018-08-14 13F-HR Hampstead Capital LLP 120,000 0 -100.00 1,658 0 -100.00
2018-08-10 13F-HR Shell Asset Management Co 700,779 657,449 -6.18 9,670 9,021 -6.71
2018-08-10 13F-HR STEPHENS INC /AR/ 12,640 13,052 3.26 175 179 2.29
2018-08-14 13F-HR Empyrean Capital Partners, LP 450,000 745,000 65.56 6,219 10,214 64.24
2018-08-10 13F-HR Jarislowsky, Fraser Ltd 14,460 13,885 -3.98 199 190 -4.52
2018-08-13 13F-HR Claret Asset Management Corp 10,699 17,849 66.83 148 245 65.54
2018-08-10 13F-HR Meadow Creek Investment Management LLC 1,408 1,408 0.00 19 19 0.00
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 6,607,353 6,313,429 -4.45 91,314 86,557 -5.21
2018-08-10 13F-HR HSBC HOLDINGS PLC 287,668 278,425 -3.21 3,964 3,813 -3.81
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 2,701,806 2,529,599 -6.37 37,339 34,680 -7.12
2018-08-08 13F-HR M&R CAPITAL MANAGEMENT INC 800 800 0.00 11 10 -9.09
2018-08-13 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 174,800 171,475 -1.90 2,416 2,351 -2.69
2017-08-08 13F-HR Airain ltd 0 288,105 0 3,719
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 52,251 46,997 -10.06 722 645 -10.66
2018-07-17 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 152,803 121,391 -20.56 2,064 1,630 -21.03
2018-08-14 13F-HR Squarepoint Ops LLC 0 552,170 0 7,570
2018-07-17 13F-HR Kistler-Tiffany Companies, LLC 1,210 1,211 0.08 17 17 0.00
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 13,966,920 12,891,597 -7.70 192,726 176,892 -8.22
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 245,000 0 3,386
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 133,800 133,800 0.00 1,849 1,849 0.00
2018-08-08 13F-HR CIBC World Markets Inc. 10,037,327 8,423,281 -16.08 138,716 115,483 -16.75
2018-07-31 13F-HR HOWE & RUSLING INC 100 100 0.00 1 1 0.00
2018-08-14 13F-HR ROYAL BANK OF CANADA Call 20,000 0 -100.00 276 0 -100.00
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 310 4
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 121,000 0 -100.00 1,672 0 -100.00
2018-08-10 13F-HR HSBC HOLDINGS PLC Put 245,000 220,000 -10.20 3,386 3,016 -10.93
2017-01-13 13F-HR MetLife Securities, Inc 8,596 7,775 -9.55 142 106 -25.35
2018-08-14 13F-HR Cipher Capital LP 99,660 0 -100.00 1,377 0 -100.00
2018-07-24 13F-HR Unigestion Holding Sa 367,200 5,042
2018-07-05 13F-HR Gulf International Bank (UK) Ltd 272,692 274,692 0.73 3,760 3,775 0.40
2018-08-14 13F-HR Bluefin Trading, LLC Put 83,400 0 -100.00 2 0 -100.00
2018-08-08 13F-HR Point View Wealth Management, Inc. 22,428 21,541 -3.95 310 295 -4.84
2018-07-27 13F-HR CYPRESS ASSET MANAGEMENT INC/TX 18,555 0 -100.00 256 0 -100.00
2018-08-10 13F-HR Cutler Group LP Call 1,500 7,200 380.00 2 7 250.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,429,621 3,257,924 127.89 19,757 44,666 126.08
2017-05-01 13F-HR Spot Trading L.L.C 94,113 41,032 -56.40 1,280 599 -53.20
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 638,243 172,503 -72.97 8,821 2,364 -73.20
2018-08-08 13F-HR CIBC World Markets Inc. Call 28,700 21,500 -25.09 474 295 -37.76
2018-07-19 13F-HR Sicart Associates LLC 111,000 111,000 0.00 1,534 1,522 -0.78
2018-07-17 13F-HR Edge Wealth Management LLC 53,304 52,294 -1.89 737 717 -2.71
2018-08-14 13F-HR Jefferies Group LLC 19,406 108,101 457.05 268 1,483 453.36
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 305,000 396,900 30.13 3,895 5,381 38.15
2018-08-14 13F-HR CAXTON ASSOCIATES LP 0 100,000 0 1,371
2018-10-16 13F-HR FIRST HAWAIIAN BANK 77 1
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 235,900 0 -100.00 3,258 0 -100.00
2018-08-14 13F-HR 1832 Asset Management L.P. 46,200 616 -98.67 637 8 -98.74
2018-08-14 13F-HR Ionic Capital Management LLC 16,000 0 -100.00 221 0 -100.00
2018-08-02 13F-HR D.A. DAVIDSON & CO. 15,091 11,391 -24.52 209 156 -25.36
2018-08-13 13F-HR WOLVERINE TRADING, LLC 61,042 61,042 0.00 844 844 0.00
2018-08-13 13F-HR HAP Trading, LLC 32,442 0 -100.00 448 0 -100.00
2018-08-10 13F-HR Cutler Group LP Put 386,000 386,000 0.00 531 387 -27.12
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL Call 1,000 0 -100.00 14 0 -100.00
2018-07-27 13F-HR Ironwood Financial, llc 144 144 0.00 2 2 0.00
2018-07-30 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 2,505,673 2,391,710 -4.55 34,628 32,790 -5.31
2018-08-14 13F-HR Voya Investment Management LLC 0 35,480 0 486
2018-07-26 13F-HR Sterling Investment Advisors, Ltd. 2,000 2,000 0.00 28 27 -3.57
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 78,728 78,728 0.00 1,088 1,088 0.00
2018-10-15 13F-HR Successful Portfolios Llc 11,157 11,457 2.69 153 117 -23.53
2018-08-10 13F-HR HENDERSON GROUP PLC 504,602 1,030,599 104.24 6,965 14,146 103.10
2018-08-14 13F-HR CREDIT SUISSE AG/ Call 0 362,700 0 4,973
2018-08-03 13F-HR Violich Capital Management, Inc. 27,075 27,075 0.00 374 371 -0.80
2018-07-18 13F-HR Cornerstone Advisors, Inc. 70 116 65.71 1 2 100.00
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 417,891 382,112 -8.56 5,766 5,243 -9.07
2018-07-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 200 200 0.00 3 3 0.00
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 100 100 0.00 1 1 0.00
2018-08-14 13F-HR BlueCrest Capital Management Ltd 21,740 0 -100.00 300 0 -100.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 1,290,500 1,001,700 -22.38 17,835 13,733 -23.00
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES Call 31,700 31,700 0.00 24 12 -50.00
2018-08-15 13F-HR CASTLEARK MANAGEMENT LLC 85,000 85,000 0.00 1,175 1,165 -0.85
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 3,491,970 2,946,133 -15.63 48,184,717 40,425,483 -16.10
2018-08-09 13F-HR STUYVESANT CAPITAL MANAGEMENT 133,475 147,900 10.81 1,845 2,028 9.92
2017-08-14 13F-HR MARLIN SAMS CAPITAL MANAGEMENT LLC 1,400,000 18,074
2018-08-14 13F-HR CREDIT SUISSE AG/ 4,817,374 4,846,543 0.61 66,576 66,445 -0.20
2018-08-10 13F-HR HSBC HOLDINGS PLC Call 396,900 338,300 -14.76 5,381 4,638 -13.81
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 0 47,050 0 645
2018-04-18 13F-HR Integral Derivatives, LLC Put 123,500 0 -100.00 1,577 0 -100.00
2018-02-14 13F-HR GLG Partners LP 109,126 240,495 120.38 1,414 3,071 117.19
2018-10-15 13F-HR FIRST MANHATTAN CO 0 13,100 0 133
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 21,476 23,214 8.09 297 318 7.07
2018-08-07 13F-HR Gideon Capital Advisors, Inc. 0 53,108 0 728
2018-08-10 13F-HR EATON VANCE MANAGEMENT 20,545 21,345 3.89 284 293 3.17
2018-08-01 13F-HR COMERICA BANK 80,133 49,148 -38.67 1,155 652 -43.55
2018-07-20 13F-HR LS Investment Advisors, LLC 390 390 0.00 5 5 0.00
2018-07-23 13F-HR DUNCKER STREETT & CO INC 5,500 5,000 -9.09 76 69 -9.21
2018-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 13,291 0 -100.00 184 0 -100.00
2018-08-08 13F-HR Cypress Capital Management LLC (WY) 0 1,000 0 14
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Put 11,100 11,100 0.00 6 1 -83.33
2018-08-14 13F-HR Clearbridge Investments, LLC 500 500 0.00 7 69 885.71
2018-08-14 13F-HR Capital Innovations LLC 41,715 41,715 0.00 576 572 -0.69
2018-07-31 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 175,000 400,000 128.57 2,418 5,484 126.80
2018-08-14 13F-HR CREDIT SUISSE AG/ Put 654,500 366,000 -44.08 9,045 5,018 -44.52
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,400 1,400 0.00 19 19 0.00
2018-08-14 13F-HR SIGNATUREFD, LLC 3,166 3,217 1.61 44 44 0.00
2018-08-08 13F-HR Private Capital Group, Llc 2 2 0.00 0 0
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 123,775 123,775 0.00 2,367 2,044 -13.65
2018-08-14 13F-HR ROYAL BANK OF CANADA 24,117,401 25,918,781 7.47 333,304 355,346 6.61
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Put 999,300 999,300 0.00 13,810 13,700 -0.80
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 240 240 0.00 3 3 0.00
2018-07-26 13F-HR Heathbridge Capital Management Ltd. 2,167,800 2,158,600 -0.42 29,959 29,594 -1.22
2018-08-13 13F-HR Flinton Capital Management LLC 2,992 2,992 0.00 41 41 0.00
2017-02-14 13F-HR EverPoint Asset Management, LLC Call 100,000 0 -100.00 1,652 0 -100.00
2018-08-13 13F-HR HAP Trading, LLC Call 22,700 94,800 317.62 28 37 32.14
2018-10-12 13F-HR PITTENGER & ANDERSON INC 1,725 0 -100.00 24 0 -100.00
2018-09-18 13F-HR/A NORTHERN TRUST CORP 819,036 839,487 2.50 11,318 11,509 1.69
2018-08-03 13F-HR Financial Architects, Inc 4,555 3,755 -17.56 63 51 -19.05
2018-07-20 13F-HR Creative Planning 31,583 29,285 -7.28 436 402 -7.80
2017-08-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 1,151,150 926,148 -19.55 16,784 11,943 -28.84
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 132,800 132,800 0.00 1,835 1,835 0.00
2018-02-14 13F-HR AHL Partners LLP 0 19,792 0 252
2018-08-14 13F-HR Dynamic Technology Lab Private Ltd 0 53,043 0 727
2018-07-24 13F-HR Cribstone Capital Management, LLC 2,025 2,025 0.00 28 28 0.00
2018-08-15 13F-HR GLENMEDE TRUST CO NA 11,900 11,519 -3.20 151 158 4.64
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 66,142 0 -100.00 914 0 -100.00
2018-05-11 13F-HR CITIGROUP INC 1,472,791 350,962 -76.17 18,844 4,842 -74.30
2018-08-07 13F-HR SG Americas Securities, LLC Put 356,700 306,700 -14.02 400 221 -44.75
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ Call 10,000 10,000 0.00 137 102 -25.55
2018-07-31 13F-HR Taylor Hoffman Wealth Management 507 507 0.00 7 7 0.00
2016-11-14 13F-HR EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) 106,000 1,744
2018-08-01 13F-HR AVIVA PLC 438,030 435,472 -0.58 6,038 5,955 -1.37
2018-08-09 13F-HR Swiss National Bank 8,325,300 7,660,300 -7.99 114,812 104,848 -8.68
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 2,834 209
2018-08-07 13F-HR Oakworth Capital, Inc. 150 150 0.00 2 2 0.00
2018-10-11 13F-HR DAVENPORT & Co LLC 40,484 39,687 -1.97 555 405 -27.03
2018-10-16 13F-HR Baystate Wealth Management LLC 7,909 7,919 0.13 105 80 -23.81
2017-05-01 13F-HR Spot Trading L.L.C Put 63,300 924
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 862 862 0.00 8 8 0.00
2018-08-20 13F-HR/A Odey Asset Management Group Ltd 12,500 12,500 0.00 173 171 -1.16
2018-08-10 13F-HR Investec Asset Management LTD 858,628 1,168,445 36.08 11,866 16,019 35.00
2018-08-14 13F-HR Natixis 353,361 283,074 -19.89 4,881 3,881 -20.49
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 127,400 16,100 -87.36 1,761 221 -87.45
2018-08-14 13F-HR Wellington Management Group LLP 336,705 325,834 -3.23 4,653 4,471 -3.91
2018-08-03 13F-HR WEDBUSH SECURITIES INC 25,253 25,005 -0.98 349 343 -1.72
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 216,700 192,200 -11.31 2,995 2,635 -12.02
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 871,800 1,160,300 33.09 12,048 15,908 32.04
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 0 52,000 0 712
2018-08-15 13F-HR Verition Fund Management LLC 19,457 42,133 116.54 269 578 114.87
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 45,130 45,163 0.07 624 618 -0.96
2018-08-14 13F-HR State of Tennessee, Treasury Department 682,606 682,606 0.00 9,417 9,366 -0.54
2018-08-14 13F-HR Man Group plc 237,278 213,365 -10.08 3,279 2,926 -10.77
2018-08-06 13F-HR WASHINGTON CAPITAL MANAGEMENT INC 109,050 109,050 0.00 1,507 1,495 -0.80
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 29,570 30,026 1.54 409 412 0.73
2018-08-13 13F-HR Parisi Gray Wealth Management 380 5
2018-08-13 13F-HR TORON CAPITAL MARKETS INC. 3,377,722 3,482,867 3.11 46,608 47,310 1.51
2018-07-18 13F-HR Sawyer & Company, Inc 135 135 0.00 2 2 0.00
2017-02-10 13F-HR BlackRock Fund Advisors 648,571 633,186 -2.37 10,714 8,611 -19.63
2018-08-14 13F-HR BARCLAYS PLC Put 1,707,000 1,211,600 -29.02 23,591 16,612 -29.58
2018-10-10 13F-HR Hexavest Inc. 1,686,467 1,771,558 5.05 23,129 18,056 -21.93
2018-08-03 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 211,600 1,327,190 527.22 2,920 18,211 523.66
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 2,391,460 2,883,240 20.56 32,990 39,423 19.50
2018-08-14 13F-HR Old West Investment Management, LLC 628,019 536,380 -14.59 8,679 7,353 -15.28
2018-08-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 113,418 105,118 -7.32 1,567 1,441 -8.04
2017-05-08 13F-HR ARXIS SECURITIES LLC 12,268 0 -100.00 166 0 -100.00
2018-07-30 13F-HR Aperio Group, LLC 253,330 196,106 -22.59 3,501 2,689 -23.19
2018-08-09 13F-HR BlackRock Inc. 1,737,229 1,828,580 5.26 24,009 25,070 4.42
2018-08-10 13F-HR Cutler Group LP 157,144 189,208 20.40 2,171 2,594 19.48
2018-08-09 13F-HR Rock Point Advisors, LLC 12,348 12,348 0.00 171 169 -1.17
2018-07-25 13F-HR BESSEMER GROUP INC 450 450 0.00 6 6 0.00
2018-08-14 13F-HR JP Morgan Chase & Co Put 250,000 250,000 0.00 3,455 3,428 -0.78
2018-07-31 13F-HR MAYO INVESTMENT ADVISERS LLC 169,660 147,960 -12.79 2,345 2,029 -13.48
2018-08-10 13F-HR OPPENHEIMER & CO INC 33,628 34,739 3.30 465 477 2.58
2018-08-14 13F-HR Walleye Trading LLC Put 343,500 338,400 -1.48 4,747 4,639 -2.28
2018-08-14 13F-HR DEUTSCHE BANK AG\ Put 3,040 40 -98.68 41 0 -100.00
2018-08-17 13F-HR Trilogy Capital Inc. 5,569 5,776 3.72 77 79 2.60
2017-05-01 13F-HR Spot Trading L.L.C Call 34,400 502
2018-08-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 3,529,020 3,250,673 -7.89 48,660 44,636 -8.27
2018-08-14 13F-HR Aristotle Capital Management, LLC 130,745 107,845 -17.52 1,807 1,479 -18.15
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 300 3,100 933.33 4 42 950.00
2017-07-27 13F-HR Spot Trading L.l.c. 84,925 1,096
2018-08-08 13F-HR FLOSSBACH VON STORCH AG 4,051,940 2,596,040 -35.93 55,998 35,592 -36.44
2018-08-13 13F-HR Renaissance Technologies LLC 636,990 8,784
2018-10-09 13F-HR P.R. Herzig & Co. Inc. 28,800 0 -100.00 395 0 -100.00
2018-08-10 13F-HR Patton Albertson & Miller, LLC 56,758 0 -100.00 784 0 -100.00
2018-08-10 13F-HR LOEWS CORP 100,000 100,000 0.00 1,382 1,371 -0.80
2018-08-07 13F-HR Convergence Investment Partners, LLC 339 0 -100.00 5 0 -100.00
2018-07-25 13F-HR INTACT INVESTMENT MANAGEMENT INC. 1,012,300 926,400 -8.49 17,999 16,703 -7.20
2018-08-06 13F-HR HL FINANCIAL SERVICES LLC 25,615 26,265 2.54 354 360 1.69
2018-08-03 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 34,030 0 -100.00 470 0 -100.00
2018-08-13 13F-HR Vantage Investment Advisors, LLC 1,100 1,100 0.00 15 15 0.00
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,620,061 6,469,515 -2.27 91,489 88,697 -3.05
2018-08-02 13F-HR Fiera Capital Corp 714,369 795,189 11.31 9,850 10,919 10.85
2018-08-14 13F-HR DEUTSCHE BANK AG\ Call 2,000 2,000 0.00 27 27 0.00
2018-08-08 13F-HR COMMERCE BANK 0 14,732 0 202
2018-08-13 13F-HR IHT Wealth Management, LLC 1,014 0 -100.00 14 0 -100.00
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 290,633 0 -100.00 4,011 0 -100.00
2018-10-09 13F-HR Guidant Wealth Advisors 750 0 -100.00 10 0 -100.00
2018-08-14 13F-HR LPL Financial LLC 63,119 130,101 106.12 872 1,784 104.59
2018-08-14 13F-HR JP Morgan Chase & Co 395,006 2,034,428 415.04 5,460 27,893 410.86
2018-08-13 13F-HR Laurion Capital Management LP Call 205,000 205,000 0.00 2,833 2,811 -0.78
2018-08-10 13F-HR GABELLI FUNDS LLC 1,313,700 1,747,500 33.02 18,155 23,958 31.96
2018-10-12 13F-HR Gemmer Asset Management LLC 1,859 2,103 13.13 25 21 -16.00
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 74,858 67,439 -9.91 970 861 -11.24
2018-08-14 13F-HR Polar Capital LLP 648,525 1,335,451 105.92 8,765 18,309 108.89
2018-07-31 13F-HR MACROVIEW INVESTMENT MANAGEMENT LLC 300 300 0.00 4 4 0.00
2018-08-16 13F-HR Titus Wealth Management 0 23,310 0 320
2018-08-13 13F-HR HAP Trading, LLC Put 292,200 293,000 0.27 68 23 -66.18
2018-08-20 13F-HR MASSMUTUAL TRUST CO FSB/ADV 19,711 19,407 -1.54 272,406 266,070 -2.33
2018-08-14 13F-HR COHEN & STEERS INC 0 100,384 0 1,376
2018-08-13 13F-HR Manatuck Hill Partners, LLC 65,000 60,000 -7.69 898 823 -8.35
2018-07-31 13F-HR Ruffer LLP 8,311,984 8,580,206 3.23 116,285 117,592 1.12
2018-08-10 13F-HR CITIGROUP INC Call 201,400 219,100 8.79 2,779 3,006 8.17
2018-07-20 13F-HR BENNICAS & ASSOCIATES, INC. 118,017 117,517 -0.42 1,631 1,611 -1.23
2018-10-16 13F-HR DORCHESTER WEALTH MANAGEMENT Co 349,857 355,892 1.72 4,796 3,618 -24.56
2018-05-11 13F-HR CITIGROUP INC Put 429,000 187,000 -56.41 5,489 2,580 -53.00
2016-11-14 13F-HR EDMOND DE ROTHSCHILD ASSET MANAGEMENT (LUXEMBOURG) 5,500 0 -100.00 105 0
2018-08-14 13F-HR ROYAL BANK OF CANADA Put 1,745,700 333,300 -80.91 24,126 4,570 -81.06
2018-08-20 13F-HR Garde Capital, Inc. 23,475 23,475 0.00 324 322 -0.62
2018-07-27 13F-HR/A WHITTIER TRUST CO OF NEVADA INC 200 200 0.00 3 3 0.00
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 27,100 11,000 -59.41 375 151 -59.73
2018-08-07 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 19,000 19,000 0.00 263 260 -1.14
2018-08-15 13F-HR Focused Wealth Management, Inc 32 32 0.00 0 0
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 2,955,223 3,304,855 11.83 40,841 45,309 10.94
2018-07-27 13F-HR Advisory Services Network, LLC 7,037 6,486 -7.83 97 81 -16.49
2018-08-13 13F-HR Pflug Koory, Llc 200 200 0.00 3 3 0.00
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 1,271,701 1,103,701 -13.21 17,548 15,144 -13.70
2018-07-30 13F-HR/A Virtu Financial LLC 17,933 12,781 -28.73 248 175 -29.44
2018-08-10 13F-HR Quadrature Capital LTD 244,320 0 -100.00 3,370 0 -100.00
2018-08-10 13F-HR AGF Investments America Inc. 53,439 54,708 2.37 739 750 1.49
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 600 600 0.00 8 8 0.00
2018-10-05 13F-HR Boenning & Scattergood, Inc. 48,550 46,450 -4.33 665 474 -28.72
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 191,618 281,943 47.14 2,648 3,865 45.96
2018-08-13 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 41,045 0 -100.00 567 0 -100.00
2018-08-14 13F-HR Bluefin Trading, LLC 84,200 0 -100.00 1,164 0 -100.00
2018-08-14 13F-HR Paloma Partners Management Co Call 11,500 11,500 0.00 159 158 -0.63
2017-08-07 13F-HR Geneva Advisors, LLC 56,484 54,104 -4.21 824 698 -15.29
2017-03-16 13F-HR ISRAEL DISCOUNT BANK OF NEW YORK /GFN 5,600 76
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 748,036 74,428 -90.05 10,338 1,020 -90.13
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 714,400 549,900 -23.03 9,873 7,539 -23.64
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 371,200 277,300 -25.30 5,130 3,802 -25.89
2018-08-14 13F-HR PAULSON & CO. INC. 1,000,000 800,000 -20.00 13,820 10,968 -20.64
2018-07-27 13F-HR Burt Wealth Advisors 5,070 5,070 0.00 70 70 0.00
2018-08-03 13F-HR TERRIL BROTHERS, INC. 1,446,900 1,653,570 14.28 19,996 22,670 13.37
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 2,232,857 2,256,838 1.07 30,858 30,941 0.27
2018-08-14 13F-HR Silver Rock Financial LP 1,000,000 1,060,500 6.05 13,830 14,529 5.05
2018-08-09 13F-HR Vantage Financial Partners Ltd., Inc. 17,200 15,700 -8.72 238 215 -9.66
2018-07-31 13F-HR Destination Wealth Management 14 504 3,500.00 1 7 600.00
2018-08-14 13F-HR BARCLAYS PLC Call 31,500 124,500 295.24 435 1,707 292.41
2018-07-26 13F-HR Advisornet Financial, Inc 9,269 9,615 3.73 128 132 3.13
2018-08-08 13F-HR AMERICAN CENTURY COMPANIES INC 1,282,776 1,352,576 5.44 17,719 18,558 4.74
2018-08-10 13F-HR Legal & General Group Plc 4,077,187 3,869,050 -5.10 56,248 53,088 -5.62
2018-08-14 13F-HR Resources Investment Advisors, Inc. 1,095 1,095 0.00 15 15 0.00
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 24,400 24,400 0.00 337 335 -0.59
2018-08-15 13F-HR JANE STREET GROUP, LLC 280,370 167,794 -40.15 3,875 2,301 -40.62
2018-08-10 13F-HR CITIGROUP INC 350,962 1,458,406 315.55 4,842 20,012 313.30
2018-08-13 13F-HR BOKF, NA 8,586 26,616 209.99 119 365 206.72
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 97 27 -72.16 10 37 270.00
2018-07-27 13F-HR/A WHITTIER TRUST CO 155 155 0.00 2 2 0.00
2018-08-14 13F-HR GUARDIAN CAPITAL ADVISORS LP 27,150 32,010 17.90 490 550 12.24
2018-07-31 13F-HR CWM, LLC 3,930 3,930 0.00 54 54 0.00
2018-10-02 13F-HR FOUNDATION RESOURCE MANAGEMENT INC 741,390 756,264 2.01 10,164 7,714 -24.10
2018-08-02 13F-HR Scheer, Rowlett & Associates Investment Management Ltd. 3,364,758 3,171,305 -5.75 46,429 43,515 -6.28
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 86,379 86,439 0.07 1,260 1,116 -11.43
2018-08-07 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 40,860 0 -100.00 565 0 -100.00
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 1,079,203 397,603 -63.16 14,892 5,456 -63.36
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,334 4,841 -9.24 74 66 -10.81
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 13,195 13,543 2.64 182 186 2.20
2018-08-06 13F-HR Stack Financial Management, Inc 656,652 643,847 -1.95 9,075 8,827 -2.73
2018-08-10 13F-HR GAMCO INVESTORS, INC. ET AL 53,970 53,970 0.00 746 740 -0.80
2018-08-14 13F-HR Paloma Partners Management Co 0 25,352 0 348
2018-08-14 13F-HR UBS Group AG Call 821,003 78,700 -90.41 11,346 1,079 -90.49
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Put 244,700 5,400 -97.79 3,381,754 7,403,400 118.92
2018-08-01 13F-HR BNP Paribas Investment Partners S.A. 17,922 24,263 35.38 248 333 34.27
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 1,478,500 1,082,900 -26.76 20,433 14,847 -27.34
2018-08-14 13F-HR Capital World Investors 5,095,000 5,095,000 0.00 70,413 69,852 -0.80
2018-08-13 13F-HR SEMPER AUGUSTUS INVESTMENTS GROUP LLC 386,587 380,071 -1.69 5,343 5,211 -2.47
2018-08-13 13F-HR VAN ECK ASSOCIATES CORP 43,761,486 39,583,441 -9.55 604,782 542,691 -10.27
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 90,797 74,241 -18.23 1,255 1,018 -18.88
2018-04-18 13F-HR Integral Derivatives, LLC Call 20,800 0 -100.00 266 0 -100.00
2018-10-09 13F-HR Kovack Advisors, Inc. 10,782 10,582 -1.85 148 108 -27.03
2018-08-14 13F-HR SPROTT INC. 539,964 298,455 -44.73 7,450 4,898 -34.26
2018-08-14 13F-HR UBS Group AG 1,724,323 1,839,585 6.68 23,830 25,221 5.84
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 21,769 19,869 -8.73 301 272 -9.63
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 233 101 -56.65 23 138 500.00
2017-07-27 13F-HR Spot Trading L.l.c. Call 47,200 609
2018-08-14 13F-HR Walleye Trading LLC Call 113,600 91,900 -19.10 1,570 1,260 -19.75
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 104 1
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 1,500,900 1,569,400 4.56 20,742 21,517 3.74
2018-08-13 13F-HR American National Registered Investment Advisor, Inc. 33,700 33,700 0.00 466 462 -0.86
2018-08-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 2,802,008 1,534,634 -45.23 39,106 21,090 -46.07
2018-08-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 2,312,900 1,739,800 -24.78 41,146 31,403 -23.68
2018-08-09 13F-HR BANQUE PICTET & CIE SA 22,500 22,500 0.00 310 309 -0.32
2018-10-10 13F-HR/A SANDERS MORRIS HARRIS INC. 427,700 403,700 -5.61 5,864 4,118 -29.77
2018-08-14 13F-HR Centaurus Financial, Inc. 13,842 190
2017-10-26 13F-HR BARING ASSET MANAGEMENT Ltd 16,276 16,276 0.00 210 211 0.48
2018-08-13 13F-HR AMP Capital Investors Ltd 257,996 258,602 0.23 3,498 3,547 1.40
2018-08-03 13F-HR Barnett & Company, Inc. 1,500 1,500 0.00 21 21 0.00
2018-10-11 13F-HR Jones Collombin Investment Counsel Inc 329,550 328,778 -0.23 4,529 3,352 -25.99
2018-07-26 13F-HR REGIONS FINANCIAL CORP 0 130 0 2
2018-08-14 13F-HR DEUTSCHE BANK AG\ 11,315,681 13,084,909 15.64 156,379 179,390 14.71
2018-08-14 13F-HR SMITH, MOORE & CO. 69,060 66,860 -3.19 954 917 -3.88
2018-08-14 13F-HR PEAK6 Investments, L.P. 466,971 191,214 -59.05 6,454 2,622 -59.37
2018-08-15 13F-HR BARD ASSOCIATES INC 36,356 36,256 -0.28 502 497 -1.00
2018-08-10 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 247,271 222,522 -10.01 3,417 3,051 -10.71
2018-08-14 13F-HR CIGNA INVESTMENTS INC /NEW 11,378 11,378 0.00 158 155 -1.90
2018-08-14 13F-HR Hilltop Holdings Inc. 87,058 85,050 -2.31 1,203 1,166 -3.08
2018-08-08 13F-HR Russell Investments Group, Ltd. 1,559,611 813,183 -47.86 21,533 11,092 -48.49
2018-08-13 13F-HR PROFUND ADVISORS LLC 90,590 110,610 22.10 1,252 1,516 21.09
2017-05-16 13F-HR FIRST FINANCIAL EQUITY CORPORATION 10,896 162
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 3,000 3,000 0.00 41 41 0.00
2018-08-14 13F-HR FRANKLIN RESOURCES INC 8,015,471 12,308,728 53.56 110,643 168,944 52.69
2018-08-07 13F-HR IFP Advisors, Inc 1,430 1,730 20.98 20 24 20.00
2018-08-13 13F-HR SPRING CREEK CAPITAL LLC 15,533 213
2018-10-09 13F-HR NEXT Financial Group, Inc 0 1,107 0 11
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 51,611 34,312 -33.52 713 470 -34.08
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Call 85,700 0 -100.00 1,184,374 0 -100.00
2018-08-14 13F-HR VALLEY NATIONAL ADVISERS INC 1,680 1,680 0.00 23 23 0.00
2018-08-13 13F-HR Advisor Group, Inc. 33,713 46,091 36.72 466 632 35.62
2018-07-23 13F-HR Greystone Managed Investments Inc. 2,496,691 2,392,834 -4.16 34,452 32,834 -4.70
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 43,865 43,956 0.21 606 603 -0.50
2018-08-09 13F-HR CIBC Asset Management Inc 15,953,551 16,998,877 6.55 219,957 233,435 6.13
2018-08-07 13F-HR Twin Tree Management, LP Call 0 17,500 0 240
2018-08-14 13F-HR Ionic Capital Management LLC Put 60,000 0 -100.00 829 0 -100.00
2018-09-04 13F-HR Strategic Wealth Partners, Ltd. 339 339 0.00 5 5 0.00
2018-07-16 13F-HR SMITHFIELD TRUST CO 1,400 1,400 0.00 19 19 0.00
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 1,110 1,660 49.55 15 23 53.33
2018-08-13 13F-HR OPPENHEIMER FUNDS INC 709,600 924,600 30.30 9,807 12,676 29.25
2018-08-14 13F-HR Sciencast Management LP 0 11,693 0 156
2018-08-09 13F-HR Timber Hill LLC 18,564 18,564 0.00 257 255 -0.78
2018-10-15 13F-HR CITY HOLDING CO 99 99 0.00 1 1 0.00
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 110,627 69,981 -36.74 1,529 959 -37.28
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 288,110 271,307 -5.83 3,977 3,705 -6.84
2018-08-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 23,861 23,861 0.00 335 327 -2.39
2018-08-09 13F-HR HEADINVEST, LLC 31,809 31,809 0.00 440 436 -0.91
2018-08-13 13F-HR Dynamic Capital Management Ltd 21,487 0 -100.00 297 0 -100.00
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 55,700 15,400 -72.35 770 211 -72.60
2017-08-14 13F-HR NUMERIC INVESTORS LLC 65,200 66,700 2.30 951 861 -9.46
2018-08-07 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 10,000 0 -100.00 138 0 -100.00
2018-10-15 13F-HR Winslow, Evans & Crocker, Inc. 0 7,000 0 72
2018-08-10 13F-HR CREDIT AGRICOLE S A 488,264 502,264 2.87 6,747 6,885 2.05
2018-08-03 13F-HR MOODY NATIONAL BANK TRUST DIVISION 33,150 33,150 0.00 458 455 -0.66
2018-08-14 13F-HR QS Investors, LLC 17,787 25,744 44.73 246 353 43.50
2018-08-07 13F-HR Twin Tree Management, LP Put 2,377,100 2,144,100 -9.80 32,852 29,396 -10.52
2018-08-08 13F-HR Private Harbour Investment Management & Counsel, LLC 21,650 21,750 0.46 299 298 -0.33
2018-07-11 13F-HR Lowe fs, LLC 77,666 77,309 -0.46 1,073 1,060 -1.21
2018-02-14 13F-HR NUMERIC INVESTORS LLC 43,500 33,400 -23.22 564 427 -24.29
2018-08-15 13F-HR Krilogy Financial LLC 100 0 -100.00 1 0 -100.00
2018-09-27 13F-HR/A UNITED SERVICES AUTOMOBILE ASSOCIATION 1,083,750 1,003,750 -7.38 14,977 13,761 -8.12
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 3,441,100 2,138,400 -37.86 47,556 29,318 -38.35
2018-08-10 13F-HR Avestar Capital, Llc 156 182 16.67 1 1 0.00
2018-08-13 13F-HR Global Retirement Partners, Llc 1,200 1,200 0.00 17 16 -5.88
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,217,858 1,870,454 53.59 16,805 25,687 52.85
2016-11-14 13F-HR Edmond de Rothschild (Europe) 4,865 4,865 0.00 93 80 -13.98
2018-08-10 13F-HR Compagnie Odier SCA 150,100 53,500 -64.36 2,070 734 -64.54
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 3,250,600 3,494,700 7.51 44,923 47,912 6.65
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 0 19,856 0 272
2018-08-14 13F-HR Moors & Cabot, Inc. 26,493 24,643 -6.98 366 341 -6.83
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 766,297 1,113,709 45.34 10,590 15,270 44.19
2018-08-10 13F-HR Cheviot Value Management, LLC 251,755 324,175 28.77 3,479 4,444 27.74
2018-08-14 13F-HR Candriam Luxembourg S.C.A. 464,779 461,723 -0.66 6,415 6,335 -1.25
2018-08-01 13F-HR ASSETMARK, INC 0 2,179 0 30
2018-07-26 13F-HR FIRST INTERSTATE BANK 14,550 14,850 2.06 201 204 1.49
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 209,670 121,020 -42.28 2,898 1,659 -42.75
2018-08-16 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 0 272 0 4
2018-08-13 13F-HR GoodHaven Capital Management, LLC 10,000 10,000 0.00 138 137 -0.72
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 0 208,700 0 2,862
2018-10-04 13F-HR Benson Investment Management Company, Inc. 210,690 0 -100.00 2,889 0 -100.00
2018-08-14 13F-HR FIFTH THIRD BANCORP 1,101 1,101 0.00 15 15 0.00
2018-08-14 13F-HR Frigate Ventures LP 392,125 6,678
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 12,003 4,674 -61.06 150 64 -57.33
2017-07-27 13F-HR Spot Trading L.l.c. Put 106,600 1,376
2018-07-23 13F-HR HOWLAND CAPITAL MANAGEMENT LLC 15,700 23,800 51.59 217 326 50.23
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 987,446 1,066,563 8.01 16,313 14,505 -11.08
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 172,882 168,842 -2.34 2,389 2,315 -3.10
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 144,743 81,789 -43.49 2,000 1,121 -43.95
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Call 143,300 0 -100.00 1,982 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC 2,774,029 287,668 -89.63 35,426 3,964 -88.81
2018-08-15 13F-HR Highlander Capital Management, LLC 11,525 11,525 0.00 161 158 -1.86
2018-10-09 13F-HR MIDAS MANAGEMENT CORP 55,000 0 -100.00 754 0 -100.00
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 49,429 48,178 -2.53 683 661 -3.22
2018-08-02 13F-HR/A ALPS ADVISORS INC 1,439,847 1,345,632 -6.54 19,899 18,449 -7.29
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 104,400 75,800 -27.39 1,443 1,039 -28.00
2018-08-13 13F-HR Majedie Asset Management Ltd 8,424,885 8,662,771 2.82 116,432 118,767 2.01
2018-08-14 13F-HR Game Creek Capital, Lp 252,500 226,780 -10.19 3,490 3,109 -10.92
2018-08-10 13F-HR INGALLS & SNYDER LLC 441,365 457,455 3.65 6,100 6,272 2.82
2017-01-23 13F-HR KANALY TRUST CO 338 338 0.00 6 5 -16.67
2018-08-13 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Put 76,200 0 -100.00 1,053 0 -100.00
2018-08-10 13F-HR Hartford Financial Management Inc. 290 0 -100.00 4 0 -100.00
2018-08-14 13F-HR Jefferies Group LLC Call 25,000 0 -100.00 346 0 -100.00
2018-08-10 13F-HR FIL Ltd 49,030 1,345,873 2,645.00 677 18,479 2,629.54
2017-02-10 13F-HR BlackRock Group LTD 203,295 237,352 16.75 3,358 3,228 -3.87
2018-08-13 13F-HR SCOTIA CAPITAL INC. 1,045,737 1,044,855 -0.08 14,421 14,147 -1.90
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 17,006 60,005 252.85 235 823 250.21
2017-07-13 13F-HR Princeton Alpha Management LP 14,088 0 -100.00 206 0 -100.00
2018-08-13 13F-HR Baird Financial Group, Inc. 904,362 833,703 -7.81 12,498 11,430 -8.55
2018-08-14 13F-HR BROWN BROTHERS HARRIMAN & CO 2,325 1,825 -21.51 32 25 -21.87
2018-08-13 13F-HR First Eagle Investment Management, LLC 37,461,068 37,278,896 -0.49 517,712 511,094 -1.28
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 34,924 40,615 16.30 451 526 16.63
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 355,960 300,514 -15.58 4,920 4,120 -16.26
2018-07-20 13F-HR Creative Planning Call 0 2,800 0 1
2018-07-31 13F-HR ASA Gold & Precious Metals Ltd 932,400 932,400 0.00 12,886 12,783 -0.80
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 9,750,152 7,177,572 -26.39 134,540 98,487 -26.80
2018-10-12 13F-HR Rathbone Brothers plc 67,995 67,995 0.00 933 693 -25.72
2018-08-03 13F-HR Seacrest Wealth Management, Llc 36,850 34,720 -5.78 509 476 -6.48
2017-08-18 13F-HR WFG Advisors, LP 3,187 931 -70.79 46 12 -73.91
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 1,108,600 979,200 -11.67 15,321 13,425 -12.38
2018-08-13 13F-HR APG Asset Management N.V. 1,227,634 2,820,784 129.77 13,774 33,151 140.68
2018-08-21 13F-HR SRS Capital Advisors, Inc. 305 305 0.00 4 4 0.00
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. 71,549 200,789 180.63 989 2,753 178.36
2018-08-13 13F-HR EARNEST PARTNERS LLC 178 178 0.00 2 2 0.00
2018-07-19 13F-HR A. D. Beadell Investment Counsel, Inc. 50,550 66,200 30.96 698 907 29.94
2018-08-13 13F-HR Allianz Asset Management AG 2,105,760 2,071,760 -1.61 29,056 28,428 -2.16
2018-10-10 13F-HR Fruth Investment Management 11,000 0 -100.00 150 0 -100.00
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 2,267 28,573 1,160.39 31 392 1,164.52
2018-08-10 13F-HR Highstreet Asset Management Inc. 175,740 274,553 56.23 2,427 3,770 55.34
2018-07-17 13F-HR JNBA Financial Advisors 0 708 0 10
2018-07-17 13F-HR Assenagon Asset Management S.A. 0 1,453,449 0 19,927
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 67,600 0 -100.00 934 0 -100.00
2018-08-02 13F-HR Atlantic Trust Group, LLC 7,511 7,511 0.00 104 103 -0.96
2018-08-03 13F-HR SEI INVESTMENTS CO 5,276 62,463 1,083.91 72 857 1,090.28
2018-08-06 13F-HR Cannell Peter B & Co Inc 44,770 44,770 0.00 619 614 -0.81
2018-08-14 13F-HR UBS Group AG Put 412,400 186,700 -54.73 5,700 2,560 -55.09
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 3,532,427 4,588,942 29.91 48,818 62,914 28.87
2018-07-30 13F-HR Parallel Advisors, LLC 142 21 -85.21 2 0 -100.00
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 3,480,536 3,667,525 5.37 48,101 50,282 4.53
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 229,400 353,500 54.10 3,170 4,846 52.87
2018-08-10 13F-HR Quantitative Investment Management, LLC 149,800 0 -100.00 2,070 0 -100.00
2018-08-14 13F-HR Capital Bank & Trust Co 207 207 0.00 3 3 0.00
2018-08-14 13F-HR STIFEL FINANCIAL CORP 1,013,541 1,035,566 2.17 14,018 14,210 1.37
2018-08-14 13F-HR Graticule Asia Macro Advisors LLC 244,200 3,348
2018-10-16 13F-HR NISA INVESTMENT ADVISORS L.L.C. 1,000 3,000 200.00 14 31 121.43
2018-07-12 13F-HR Norway Savings Bank 100 100 0.00 1 1 0.00
2018-08-13 13F-HR Axa 168,598 161,082 -4.46 2,330 2,208 -5.24
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Put 297,300 262,300 -11.77 4,109 3,596 -12.48
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 963,864 346,664 -64.03 13,321 4,753 -64.32
2018-08-09 13F-HR Oxbow Advisors, LLC 100,979 96,292 -4.64 1,396 1,320 -5.44
2018-08-10 13F-HR AGF INVESTMENTS INC. 3,443,882 3,935,727 14.28 47,584 53,982 13.45
2018-08-14 13F-HR Polar Asset Management Partners Inc. Call 262,200 3,595
2018-07-19 13F-HR EXANE DERIVATIVES 49,566 57,480 15.97 669,407 787,762 17.68
2018-10-15 13F-HR Greenline Partners, Llc 196,831 206,851 5.09 2,699 2,106 -21.97
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 1,742,564 2,346,513 34.66 24,083 32,171 33.58
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 1,526 1,526 0.00 21 21 0.00
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 994,300 963,401 -3.11 13,720 13,219 -3.65
2018-08-03 13F-HR Boston Partners 0 12,700 0 174
2018-07-19 13F-HR Ballentine Partners, LLC 41,157 41,157 0.00 569 565 -0.70
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 654,836 1,970,871 200.97 8,998,183 26,944,242 199.44
2018-10-15 13F-HR Nikko Asset Management Americas, Inc. 252,121 213,936 -15.15 3,457 2,186 -36.77
2018-08-14 13F-HR BBR PARTNERS, LLC 150,000 2,057
2018-08-10 13F-HR Tyers Asset Management LLC 2,464 2,464 0.00 34 34 0.00
2018-08-13 13F-HR Korea Investment CORP 114,150 160,650 40.74 1,575 2,204 39.94
2018-08-06 13F-HR Sonora Investment Management, LLC 200 200 0.00 2,764 3 -99.89
2018-10-03 13F-HR CHELSEA COUNSEL CO 53,696 50,396 -6.15 742 691 -6.87
2018-08-14 13F-HR Bruce & Co., Inc. 200,000 200,000 0.00 2,764 2,742 -0.80
2018-08-10 13F-HR Investors Research Corp 51,350 52,250 1.75 710 716 0.85
2018-08-14 13F-HR VANGUARD GROUP INC 22,231,818 23,021,404 3.55 307,244 315,623 2.73
2018-08-06 13F-HR TORONTO DOMINION BANK 6,176,195 7,142,615 15.65 85,426 98,460 15.26
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 7,597,516 6,938,872 -8.67 104,804 95,491 -8.89
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 1,458,887 113,383 -92.23 20,162 1,554 -92.29
2018-08-01 13F-HR PCJ Investment Counsel Ltd. 1,488,025 1,679,455 12.86 20,533 23,045 12.23
2018-08-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 316,145 316,145 0.00 4,369 4,334 -0.80
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 527,892 0 -100.00 7,202 0 -100.00
2018-08-10 13F-HR Proficio Capital Partners LLC 694 694 0.00 10 10 0.00
2018-08-14 13F-HR MORGAN STANLEY 4,115,698 4,225,365 2.66 56,880 57,931 1.85
2018-08-14 13F-HR BARCLAYS PLC 1,426,496 769,859 -46.03 19,716 10,555 -46.46
2018-08-08 13F-HR Poehling Capital Management, Llc 225 0 -100.00 3 0 -100.00
2018-10-11 13F-HR World Asset Management Inc 25,826 22,111 -14.38 354 226 -36.16
2018-08-13 13F-HR Carmignac Gestion 25,872,066 25,934,466 0.24 357,552 355,562 -0.56
2018-08-10 13F-HR Krasney Financial LLC 300 300 0.00 4 4 0.00

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