SecurityFRC / First Republic Bank (San Francisco, California) (33616C100)
Institutional Owners674 (198 N-Q Owners)
Institutional Shares166,785,789 (ex. N-Q)
Institutional Value$ 274,277,625,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

First Republic Bank (San Francisco, California) (NYSE:FRC) has 674 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 166,785,789 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Capital World Investors, Price T Rowe Associates Inc /md/, JP Morgan Chase & Co, Baillie Gifford & Co, Goldman Sachs Group Inc, Parnassus Investments /ca, State Street Corp, and Standard Life Aberdeen Plc.
First Republic Bank (San Francisco, California) (NYSE:FRC) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-10 13F-HR First Personal Financial Services 40 4
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 77,418 102,588 32.51 6,707 9,501 41.66
2018-02-07 13F-HR Boston Common Asset Management, LLC 56,092 0 -100.00 5,859 0 -100.00
2018-05-15 13F-HR Capital Bank & Trust Co 1,300 1,300 0.00 113 120 6.19
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-10 13F-HR Artisan Partners Limited Partnership 2,543,669 2,642,243 3.88 220,383 244,698 11.03
2018-05-16 13F-HR Israel Discount Bank of New York 840 840 0.00 73 78 6.85
2018-01-26 N-Q Eaton Vance Growth Trust (see advisory)
2018-04-05 13F-HR Edge Wealth Management LLC 1,000 1,000 0.00 26 26 0.00
2018-04-03 13F-HR GENESEE VALLEY TRUST CO 4,652 4,550 -2.19 403 422 4.71
2018-04-11 13F-HR First Capital Advisors Group, LLC. 7 1
2018-02-20 N-Q Dreyfus Investment Funds (see advisory)
2018-03-29 N-Q Franklin Value Investors Trust (see advisory)
2018-04-03 13F-HR Washington Trust Bank 0 258 0 24
2018-05-11 13F-HR STIFEL FINANCIAL CORP 12,879 15,280 18.64 1,116 1,419 27.15
2018-05-11 13F-HR HAP Trading, LLC Put 100,000 0 -100.00 215 0 -100.00
2018-05-15 13F-HR GLENMEDE TRUST CO NA 1,062 1,062 0.00 92 92 0.00
2018-02-26 N-Q Etf Managers Trust (see advisory)
2018-05-14 13F-HR Tobam 0 10,394 0 963
2018-05-03 13F-HR CAPITAL MANAGEMENT ASSOCIATES /NY/ 7,000 7,000 0.00 606 648 6.93
2018-05-14 13F-HR Royce & Associates LLC 40,400 40,400 0.00 3,500 3,741 6.89
2018-03-08 N-Q Calamos Strategic Total Return Fund (see advisory)
2018-02-16 N-Q Managed Portfolio Series (see advisory)
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 129,718 10,904 -91.59 11,239 1,010 -91.01
2018-05-01 13F-HR Westpac Banking Corp 11,328 11,328 0.00 981,458 1,049,086 6.89
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 162,115 146,063 -9.90 14,046 13,527 -3.70
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 3,754 3,082 -17.90 325 285 -12.31
2018-05-01 13F-HR SFE Investment Counsel 33,795 42,268 25.07 2,928 3,914 33.67
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 65 25 -61.54 6 2 -66.67
2018-05-07 13F-HR MAR VISTA INVESTMENT PARTNERS LLC 289,911 351,438 21.22 25,118 32,547 29.58
2018-03-27 N-Q Wells Fargo Global Dividend Opportunity Fund (see advisory)
2018-05-15 13F-HR EARNEST PARTNERS LLC 62 62 0.00 5 6 20.00
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 223,318 219,818 -1.57 19,348 20,357 5.22
2018-05-10 13F-HR Ford Financial Group, Inc. 30 0 -100.00 2 0 -100.00
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 86,154 84,162 -2.31 7,453 7,802 4.68
2018-02-14 13F-HR GLG LLC 7,582 7,582 0.00 792 657 -17.05
2018-04-02 N-Q Investment Managers Series Trust (see advisory)
2018-05-09 13F-HR KBC Group NV 15,640 14,996 -4.12 1,355 1,389 2.51
2018-04-30 13F-HR BOSTON FAMILY OFFICE LLC 155,424 154,516 -0.58 13,466 14,310 6.27
2018-05-14 13F-HR Corient Capital Partners, LLC 7,587 0 -100.00 657 0 -100.00
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 36,350 34,700 -4.54 3,149 3,214 2.06
2018-02-23 N-Q Rbc Funds Trust (see advisory)
2018-04-25 N-Q Pfs Funds (see advisory)
2018-05-15 13F-HR Voya Investment Management LLC 55,702 55,009 -1.24 4,826 5,094 5.55
2018-04-20 13F-HR JENNISON ASSOCIATES LLC 1,045,869 891,158 -14.79 90,614 82,530 -8.92
2018-03-27 N-Q Transamerica Funds (see advisory)
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 545,925 552,514 1.21 47,302 51,168 8.17
2018-01-10 13F-HR Jaffetilchin Investment Partners, LLC 2,124 0 -100.00 222 0 -100.00
2018-03-22 N-Q Eagle Series Trust (see advisory)
2018-04-18 13F-HR Independence Bank Of Kentucky 28 3
2018-05-02 13F-HR Global X Management CO LLC 6,810 6,890 1.17 590 638 8.14
2018-05-10 13F-HR Sand Hill Global Advisors, LLC 57,872 5,197 -91.02 5,014 481 -90.41
2018-05-14 13F-HR Renaissance Technologies LLC 734,700 0 -100.00 63,654 0 -100.00
2018-05-14 13F-HR Pacad Investment Ltd. 11,494 0 -100.00 996 0 -100.00
2018-05-11 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 605,000 200,000 -66.94 52,418 18,522 -64.66
2018-05-11 13F-HR Private Ocean, LLC 8,000 8,000 0.00 206 206 0.00
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 160,000 14,818
2018-02-14 13F-HR BARCLAYS PLC Call 29,500 0 -100.00 3,082 0 -100.00
2018-04-27 N-Q Lord Abbett Investment Trust (see advisory)
2018-03-28 N-Q Clough Funds Trust (see advisory)
2018-04-23 13F-HR Cascade Investment Advisors, Inc. 1,000 1,000 0.00 26,130 26,200 0.27
2018-02-26 N-Q Blackrock Value Opportunities Fund, Inc. (see advisory)
2018-05-15 13F-HR COLONY GROUP LLC 23,474 23,983 2.17 2,034 2,221 9.19
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 5,745 0 -100.00 600 0 -100.00
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 350,126 245,256 -29.95 30,335 22,713 -25.13
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 451,244 569,947 26.31 39,095 52,782 35.01
2018-05-15 13F-HR ZEVENBERGEN CAPITAL INVESTMENTS LLC 476,234 468,298 -1.67 41,261 43,369 5.11
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 47,904 47,204 -1.46 4,150 4,371 5.33
2018-05-21 N-Q Blackrock Large Cap Series Funds, Inc. (see advisory)
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 39,872 35,953 -9.83 3,455 3,330 -3.62
2018-05-17 13F-HR Legal & General Group Plc 694,110 680,764 -1.92 60,139 63,032 4.81
2018-05-03 13F-HR INTRUST BANK NA 2,339 2,171 -7.18 203 201 -0.99
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-05-15 13F-HR Balentine LLC 57 0 -100.00 5 0 -100.00
2018-05-03 13F-HR MACKAY SHIELDS LLC 12,402 1,149
2018-05-15 13F-HR People's United Financial, Inc. 7,911 6,791 -14.16 685 629 -8.18
2018-04-20 13F-HR STRS OHIO 217,629 33,966 -84.39 18,855 3,145 -83.32
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 26,131 0 -100.00 2,264 0 -100.00
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 15,440 0 -100.00 1,338 0 -100.00
2018-05-14 13F-HR HOWE & RUSLING INC 85 78 -8.24 7 7 0.00
2018-04-13 13F-HR Lenox Wealth Advisors, Inc. 79 7
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 65,693 66,693 1.52 5,692 6,176 8.50
2018-05-04 13F-HR BBVA COMPASS BANCSHARES, INC 12,379 18,427 48.86 1,073 1,706 58.99
2018-05-15 13F-HR Invesco Ltd. 2,975,255 3,263,798 9.70 257,775 302,261 17.26
2018-04-26 N-Q Columbia Funds Series Trust I (see advisory)
2018-05-18 13F-HR Xact Kapitalforvaltning AB 18,203 19,671 8.06 1,577 1,822 15.54
2018-05-11 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 484,049 256,593 -46.99 41,938 23,763 -43.34
2018-02-14 13F-HR Redwood Investments, LLC 121,889 0 -100.00 12,733 0 -100.00
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-05-09 13F-HR Personal Capital Advisors Corp 221,447 249,240 12.55 19,186 23,082 20.31
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-02-22 13F-HR Cambridge Investment Research Advisors, Inc. 2,005 0 -100.00 209 0 -100.00
2018-05-15 13F-HR SCOTIA CAPITAL INC. 32,553 32,179 -1.15 2,821 2,980 5.64
2018-05-18 N-Q Liberty All Star Growth Fund Inc. (see advisory)
2018-04-30 13F-HR Truewealth Llc 25 25 0.00 2 2 0.00
2018-03-29 N-Q Aim International Mutual Funds (invesco International Mutual Funds) (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 86,700 83,700 -3.46 7,512 7,751 3.18
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 18,989 18,509 -2.53 1,646 1,714 4.13
2018-02-12 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 55,700 0 -100.00 5,818 0 -100.00
2018-02-14 13F-HR HPM Partners LLC 3,775 0 -100.00 394 0 -100.00
2018-04-24 13F-HR Rehmann Capital Advisory Group 0 1,513 0 140
2018-05-16 13F-HR Private Capital Group, Llc 113 868 668.14 72 80 11.11
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-01-26 N-Q Eaton Vance Tax Advantaged Dividend Income Fund (see advisory)
2018-02-13 13F-HR NIPPON LIFE INSURANCE CO 14,877 0 -100.00 1,554 0 -100.00
2018-05-15 13F-HR AMP Capital Investors Ltd 114,315 103,143 -9.77 9,904 9,440 -4.68
2018-03-29 N-Q Oppenheimer Global Multi-asset Income Fund (see advisory)
2018-05-14 13F-HR BlueMountain Capital Management, LLC 3,971 0 -100.00 344 0 -100.00
2018-02-15 13F-HR JANE STREET GROUP, LLC 14,935 0 -100.00 1,560 0 -100.00
2018-03-29 N-Q Eaton Vance Tax-managed Diversified Equity Income Fund (see advisory)
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 170,134 170,508 0.22 14,740 15,791 7.13
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-05-11 13F-HR Well Done, LLC 247 23
2018-02-27 N-Q Bernstein Sanford C Fund Inc (see advisory)
2018-02-14 13F-HR Shepherd Financial Partners LLC 8,187 0 -100.00 854 0 -100.00
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 3,222 16,192 402.55 335 1,500 347.76
2018-04-27 13F-HR CAMBRIDGE TRUST CO 67,064 66,774 -0.43 5,811 6,184 6.42
2018-02-14 13F-HR NUMERIC INVESTORS LLC 58,200 66,100 13.57 6,080 5,727 -5.81
2018-05-07 13F-HR ETRADE Capital Management LLC 13,028 0 -100.00 1,129 0 -100.00
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 372,034 412,664 10.92 32,233 38,217 18.56
2018-05-08 13F-HR BADGLEY PHELPS & BELL INC 90,015 8,336
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-05-15 13F-HR BARCLAYS PLC 660,179 671,290 1.68 57,199 62,167 8.69
2018-05-11 13F-HR Parisi Gray Wealth Management 78 0 -100.00 7 0 -100.00
2018-05-15 13F-HR Edge Advisors, Llc 515 0 -100.00 44 0 -100.00
2018-02-28 N-Q SMALLCAP WORLD FUND INC (see advisory)
2018-04-23 13F-HR Capital Advisors, Ltd. LLC 77 0 -100.00 7 0 -100.00
2018-02-08 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 326,448 0 -100.00 34,100 0 -100.00
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 10,536 10,539 0.03 913 976,017 106,802.19
2018-05-11 13F-HR PITCAIRN CO 5,626 4,797 -14.74 488 445 -8.81
2018-05-11 13F-HR Cutler Group LP Put 3,600 3,700 2.78 67 45 -32.84
2018-04-18 13F-HR Creative Planning 3,116 3,221 3.37 270 298 10.37
2018-05-15 13F-HR Sapience Investments, LLC 21,365 27,290 27.73 1,851 2,527 36.52
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 656,225 121,162 -81.54 56,855 11,221 -80.26
2018-04-26 13F-HR CWM, LLC 42 0 -100.00 4 0 -100.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 17 17 0.00 2 1 -50.00
2018-04-23 13F-HR World Asset Management Inc 6,924 5,525 -20.21 600 512 -14.67
2018-05-21 13F-HR Winton Capital Group Ltd 4,178 3,184 -23.79 362 295 -18.51
2018-05-15 N-Q Parnassus Funds (see advisory)
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 58,624 0 -100.00 5,079 0 -100.00
2018-05-03 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 105,075 103,648 -1.36 9,104 9,599 5.44
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 0 7,288 0 675
2018-05-15 13F-HR PEAK6 Investments, L.P. 1,371 0 -100.00 119 0 -100.00
2018-04-30 13F-HR GILDER GAGNON HOWE & CO LLC 122,255 319 -99.74 10,592 30 -99.72
2018-04-18 13F-HR FIRST AMERICAN BANK 108,067 108,103 0.03 9,363 10,012 6.93
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 14,510 7,294 -49.73 1,257 675 -46.30
2018-04-20 13F-HR BB&T CORP 28,316 27,885 -1.52 2,454 2,582 5.22
2018-05-11 13F-HR Weil Company, Inc. 10,100 10,100 0.00 875 935 6.86
2018-02-14 13F-HR AXIOM INTERNATIONAL INVESTORS LLC /DE 199,320 0 -100.00 20,821 0 -100.00
2018-02-28 N-Q Advisers Investment Trust (see advisory)
2018-05-11 13F-HR Delpha Capital Management, Llc 421 0 -100.00 36 0 -100.00
2018-04-18 13F-HR Marathon Asset Management LLP 435,590 451,913 3.75 37,738 41,849 10.89
2018-05-03 13F-HR Zions Bancorporation 0 759 0 70
2018-05-03 13F-HR Rothschild Capital Partners, LLC 21,207 0 -100.00 1,837 0 -100.00
2018-04-26 13F-HR BP PLC 19,000 19,000 0.00 1,646 1,759 6.87
2018-05-14 13F-HR First Western Capital Management Co 37,346 0 -100.00 3,236 0 -100.00
2018-03-28 N-Q Clough Global Equity Fund (see advisory)
2018-03-30 N-Q Fidelity Concord Street Trust (see advisory)
2018-05-09 13F-HR BlackRock Inc. 12,442,562 12,078,448 -2.93 1,078,026 1,118,585 3.76
2018-05-14 13F-HR WESTWOOD HOLDINGS GROUP INC 106,738 54,198 -49.22 9,248 5,019 -45.73
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 4,278 4,384 2.48 371 406 9.43
2018-05-14 13F-HR Nissay Asset Management Corp /japan/ /adv 28,864 28,473 -1.35 2,501 2,637 5.44
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 18,202 18,817 3.38 1,577 1,743 10.53
2018-05-15 13F-HR WADDELL & REED FINANCIAL INC 1,067,906 1,232,847 15.45 92,524 114,174 23.40
2018-04-27 13F-HR Retirement Systems of Alabama 47,861 55,661 16.30 4,147 5,155 24.31
2018-02-27 N-Q Renaissance Capital Greenwich Funds (see advisory)
2018-05-21 13F-HR Summit Trail Advisors, Llc 1,193 74,732 6,164.21 106 75 -29.25
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 85,035 84,594 -0.52 7,367 7,834 6.34
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 2,193,530 4,660,022 112.44 190,047 431,564 127.08
2018-02-06 13F-HR/A Hutchens Investment Management Inc 2,500 0 -100.00 261 0 -100.00
2018-05-11 13F-HR/A CI Global Investments Inc. 6,408 0 -100.00 669 0 -100.00
2018-05-11 13F-HR CITIGROUP INC Put 120,000 0 -100.00 10,397 0 -100.00
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-04-19 13F-HR State of Alaska, Department of Revenue 28,735 33,975 18.24 2,488 3,145 26.41
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 8,922 1,349,696 15,027.73 773 124,995 16,070.12
2018-05-08 13F-HR Karp Capital Management Corp 11,285 11,516 2.05 978 1,066 9.00
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-15 13F-HR PATHSTONE FAMILY OFFICE, LLC 14 1
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 67,015 0 -100.00 5,806 0 -100.00
2018-05-15 13F-HR BANK OF NOVA SCOTIA 35,595 38,770 8.92 3,080 3,576 16.10
2018-05-14 13F-HR Baird Financial Group, Inc. 308,352 9,252 -97.00 26,716 857 -96.79
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 0 1,222 0 113
2018-04-17 13F-HR Tesco Pension Investment Ltd 364,377 364,377 0.00 31,570 33,745 6.89
2018-04-12 13F-HR WELCH & FORBES LLC 4,951 4,951 0.00 429 458 6.76
2018-04-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-01-26 13F-HR CIGNA INVESTMENTS INC /NEW 2,047 0 -100.00 214 0 -100.00
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 95,877 106,785 11.38 8,307 9,890 19.06
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-02-13 13F-HR CREDIT AGRICOLE S A 275,896 0 -100.00 28,820 0 -100.00
2018-01-26 N-Q GROWTH FUND OF AMERICA (see advisory)
2018-03-01 N-Q Forum Funds (see advisory)
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 70,593 0 -100.00 6,116 0 -100.00
2018-03-22 N-Q Dreyfus/laurel Funds Inc (see advisory)
2018-04-20 13F-HR Nelson Roberts Investment Advisors, LLC 83,691 83,856 0.20 7,251 7,766 7.10
2018-05-11 13F-HR CHILTON INVESTMENT CO LLC 51,115 0 -100.00 4,429 0 -100.00
2018-05-15 13F-HR Sterling Capital Management LLC 67,550 73,648 9.03 5,853 6,821 16.54
2018-04-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 6,335 2,740 -56.75 549 254 -53.73
2018-02-26 N-Q Blackrock Capital Appreciation Fund, Inc. (see advisory)
2018-05-09 13F-HR BAMCO INC /NY/ 551,211 506,738 -8.07 47,757 46,929 -1.73
2018-03-29 N-Q Eaton Vance Tax Advantaged Global Dividend Income Fund (see advisory)
2018-05-11 13F-HR MACQUARIE GROUP LTD 36,401 37,266 2.38 4,021 3,451 -14.18
2018-04-11 13F-HR DnB Asset Management AS 14,800 16,700 12.84 1,282,272 1,546,587 20.61
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 913,470 853,230 -6.59 79,143 79,018 -0.16
2018-04-20 13F-HR Cable Hill Partners, LLC 54 125 131.48 5 11 120.00
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-05-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 64,160 5,559
2018-05-07 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 6,350 6,150 -3.15 550,164 569,552 3.52
2018-04-12 13F-HR Valeo Financial Advisors, Llc 40 63 57.50 3 6 100.00
2018-05-09 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 4,565 423
2018-02-13 13F-HR ASCEND CAPITAL, LLC 4,358 0 -100.00 454 0 -100.00
2018-05-15 13F-HR Gareth Morgan Investments Limited Partnership 119,545 106,763 -10.69 10,357 9,887 -4.54
2018-05-14 13F-HR Carillon Tower Advisers, Inc. 38,435 3,487
2018-04-17 13F-HR Calton & Associates, Inc. 2,958 2,958 0.00 269 274 1.86
2018-04-27 13F-HR Chicago Partners Investment Group LLC 160 160 0.00 14 15 7.14
2018-05-17 13F-HR Atlantic Trust Group, LLC 373,651 19,111 -94.89 32,373 1,770 -94.53
2018-02-28 N-Q Riverpark Funds Trust (see advisory)
2018-05-07 13F-HR FIDUCIARY TRUST CO 5,670 8,560 50.97 491 793 61.51
2018-03-30 N-Q Fidelity Advisor Series Viii (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC 3,601 2,985 -17.11 312 276 -11.54
2018-04-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-04-23 13F-HR CAPROCK Group, Inc. 0 2,963 0 274
2018-05-18 13F-HR CIBC World Markets Inc. 33,663 154,162 357.96 2,917 14,277 389.44
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 156,500 0 -100.00 13,559 0 -100.00
2018-05-11 13F-HR Russell Investments Group, Ltd. 429,960 547,461 27.33 37,474 50,688 35.26
2018-05-08 13F-HR PACIFIC HEIGHTS ASSET MANAGEMENT LLC 160,000 135,000 -15.62 13,862 12,502 -9.81
2018-02-09 13F-HR RidgeWorth Capital Management LLC 456,575 1,234,325 170.34 47,694 106,942 124.23
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 1,800 0 -100.00 156 0 -100.00
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 11,000 12,000 9.09 953 1,111 16.58
2018-04-23 13F-HR Douglas Lane & Associates, LLC 648,679 746,083 15.02 56,202 69,095 22.94
2018-01-22 N-Q Blackrock Focus Growth Fund, Inc. (see advisory)
2018-04-02 N-Q American Beacon Institutional Funds Trust (see advisory)
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 2,905 2,905 0.00 252 269 6.75
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 23,100 10,294 -55.44 2,001 953 -52.37
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 14,459 15,314 5.91 1,251 1,417 13.27
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 104 0 -100.00 9 0 -100.00
2018-05-09 13F-HR GAMCO INVESTORS, INC. ET AL 10,000 15,640 56.40 866 1,448 67.21
2018-03-28 N-Q Hartford Mutual Funds Ii Inc (see advisory)
2018-05-21 13F-HR/A Handelsbanken Fonder AB 756,336 593,336 -21.55 65,529 54,949 -16.15
2018-03-29 N-Q Harding Loevner Funds Inc (see advisory)
2018-04-30 13F-HR CIBC Asset Management Inc 18,601 21,756 16.96 1,612 2,015 25.00
2018-04-10 13F-HR Daiwa SB Investments Ltd. 5,360 4,100 -23.51 464 380 -18.10
2018-05-04 13F-HR PICTON MAHONEY ASSET MANAGEMENT 48,500 42,000 -13.40 4,203 3,889 -7.47
2018-02-05 13F-HR TNB Financial 2,714 0 -100.00 284 0 -100.00
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 1,150 1,258 9.39 101 114 12.87
2018-01-29 N-Q Nuveen Investment Trust Ii (see advisory)
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-03-28 N-Q Putnam Investment Funds (see advisory)
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 38,535 0 -100.00 3,339 0 -100.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 2,116 2,258 6.71 212 236 11.32
2018-04-06 13F-HR Cerebellum Gp, Llc 1,464 0 -100.00 127 0 -100.00
2018-05-09 13F-HR CORTLAND ADVISERS LLC 384,965 544,965 41.56 33,354 50,469 51.31
2018-02-28 N-Q Vanguard Malvern Funds (see advisory)
2018-03-28 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-05-14 13F-HR LOEB PARTNERS CORP 3,000 0 -100.00 260 0 -100.00
2018-05-10 13F-HR Employees Retirement System of Texas 30,000 0 -100.00 2,599 0 -100.00
2018-03-01 N-Q Pimco Funds (see advisory)
2018-04-20 13F-HR PATTEN & PATTEN INC/TN 0 2,263 0 210
2018-02-09 13F-HR Mawer Investment Management Ltd. 2,000 0 -100.00 209 0 -100.00
2018-05-15 13F-HR American Financial Network Advisory Services Llc 227 0 -100.00 20 0 -100.00
2018-02-27 N-Q Northern Funds (see advisory)
2018-03-27 N-Q Harbor Funds (see advisory)
2018-05-15 13F-HR SOROS FUND MANAGEMENT LLC 63,786 5,907
2018-05-07 13F-HR COMERICA SECURITIES INC 2,520 2,808 11.43 218 260 19.27
2018-05-18 13F-HR HUNTINGTON ASSET ADVISORS, INC. 1,000 1,000 0.00 87 93 6.90
2018-02-02 13F-HR Sandy Spring Bank 23 0 -100.00 2 0 -100.00
2018-05-10 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 30,476 32,771 7.53 2,640,441 3,034,922 14.94
2018-05-22 N-Q Transamerica Series Trust (see advisory)
2018-05-17 N-Q Baillie Gifford Funds (see advisory)
2018-05-14 13F-HR Brookmont Capital Management 0 2,230 0 207
2018-05-10 13F-HR BRINKER CAPITAL INC 29,550 19,234 -34.91 2,560 1,781 -30.43
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 6,000 0 -100.00 520 0 -100.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 664 492 -25.90 57 45 -21.05
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-05-07 13F-HR EATON VANCE MANAGEMENT 1,181,773 944,909 -20.04 102,389 87,508 -14.53
2018-01-24 13F-HR APG Asset Management N.V. 53,697 0 -100.00 5,609 0 -100.00
2018-05-14 13F-HR Holistic Financial Partners 719 555 -22.81 62 51 -17.74
2018-05-14 13F-HR AVIVA PLC 87,082 80,897 -7.10 7,545 7,492 -0.70
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 362,689 249,991 -31.07 31,423 23,152 -26.32
2018-03-29 N-Q Professionally Managed Portfolios (see advisory)
2018-05-22 N-Q Securian Funds Trust (see advisory)
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 175 0 -100.00 15 0 -100.00
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 162,274 159,700 -1.59 14,059 14,790 5.20
2018-05-15 13F-HR Man Group plc 55,000 5,094
2018-04-17 13F-HR BINGHAM OSBORN & SCARBOROUGH LLC 68,203 6,316
2018-04-13 13F-HR COBIZ INVESTMENT MANAGEMENT, LLC 72,079 11,233 -84.42 6,245 1,040 -83.35
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 14 7 -50.00 1 1 0.00
2018-05-15 13F-HR Dana Investment Advisors, Inc. 18,537 7,195 -61.19 1,606 666 -58.53
2018-04-24 N-Q Voya Equity Trust (see advisory)
2018-05-14 13F-HR MACKENZIE FINANCIAL CORP 290,741 26,926
2018-05-08 13F-HR Gerber Kawasaki Wealth & Investment Management 54,863 55,540 1.23 4,753 5,143 8.21
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 194,861 159,059 -18.37 16,883 14,730 -12.75
2018-05-14 13F-HR NOMURA HOLDINGS INC Put 60,000 60,000 0.00 5,200 5,200 0.00
2018-05-03 13F-HR Wellington Shields Capital Management, LLC 15,365 15,200 -1.07 1,331 1,408 5.79
2018-05-10 13F-HR IFM Investors Pty Ltd 4,192 4,531 8.09 363 420 15.70
2018-03-01 N-Q Optimum Fund Trust (see advisory)
2018-04-27 13F-HR Security Asset Management 43,713 44,099 0.88 3,787 4,084 7.84
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC Call 150,000 250,000 66.67 12,996 23,153 78.15
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 378,512 408,128 7.82 32,795 37,797 15.25
2018-05-15 13F-HR HighTower Advisors, LLC 28,073 10,204 -63.65 2,425 942 -61.15
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 41 0 -100.00 4 0 -100.00
2018-05-14 13F-HR FIL Ltd 180,620 129,302 -28.41 15,649 11,975 -23.48
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 1,228,095 1,991,177 62.14 106,402 184,404 73.31
2018-04-13 13F-HR Somerset Trust Co 8,436 8,451 0.18 731 783 7.11
2018-05-01 13F-HR Handelsinvest Investeringsforvaltning 16,514 9,414 -42.99 1,431 872 -39.06
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 5,300 0 -100.00 554 0 -100.00
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 8,566 8,566 0.00 742 793 6.87
2018-04-03 13F-HR PRIVATE TRUST CO NA 4,779 0 -100.00 414 0 -100.00
2018-02-08 13F-HR BAILARD, INC. 3,657 0 -100.00 382 0 -100.00
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 4,083 3,696 -9.48 354 342 -3.39
2017-12-29 N-Q Permanent Portfolio Family Of Funds (see advisory)
2018-05-15 13F-HR CLOUGH CAPITAL PARTNERS L P 0 3,900 0 361
2018-03-05 13F-HR/A NORGES BANK 1,066,445 977,687 -8.32 100,043 84,707 -15.33
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 322,106 257,268 -20.13 27,907 23,826 -14.62
2018-05-15 13F-HR Advisor Group, Inc. 6,347 6,433 1.35 549 597 8.74
2018-02-12 13F-HR Mirae Asset Global Investments Co., Ltd. 7,623 0 -100.00 796 0 -100.00
2018-03-29 N-Q Eaton Vance Tax-advantaged Global Dividend Opportunities Fund (see advisory)
2018-05-02 13F-HR HOWLAND CAPITAL MANAGEMENT LLC 152,898 159,858 4.55 13,247 14,804 11.75
2018-05-15 13F-HR Polar Capital LLP 128,271 131,799 2.75 11,112 12,202 9.81
2018-05-15 13F-HR CREDIT SUISSE AG/ Call 36,500 0 -100.00 3,162 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 141,066 7,985 -94.34 12,222 739 -93.95
2018-04-12 13F-HR Integrated Investment Consultants, LLC 809 775 -4.20 85 72 -15.29
2018-04-04 13F-HR Vigilant Capital Management, LLC 139,023 142,520 2.52 12,045 13,199 9.58
2018-05-14 13F-HR BROWN ADVISORY INC 8,315 6,002 -27.82 720 556 -22.78
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 2,747 5,028 83.04 238 465 95.38
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 1,167,981 1,044,958 -10.53 101,194 96,774 -4.37
2018-05-15 13F-HR Folger Hill Asset Management LP 31,500 0 -100.00 2,729 0 -100.00
2018-05-15 13F-HR Entrustpermal Partners Offshore Lp 18,300 1,695
2018-04-23 13F-HR Advisory Services Network, LLC 151 127 -15.89 13 12 -7.69
2018-05-22 N-Q Blackrock Funds Ii (see advisory)
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 37,875 39,361 3.92 3,282 3,646 11.09
2018-01-22 N-Q Master Focus Growth Llc (see advisory)
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-14 13F-HR Allianz Asset Management AG 138,765 144,065 3.82 12,023 13,342 10.97
2018-05-15 13F-HR Walleye Trading LLC Call 13,200 9,300 -29.55 1,143 861 -24.67
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 65,351 65,651 0.46 5,662 6,080 7.38
2018-05-09 13F-HR NORTHERN TRUST CORP 945,470 933,686 -1.25 81,916 86,469 5.56
2018-05-15 13F-HR Holocene Advisors, Lp 6,216 576
2018-02-28 N-Q Marsico Investment Fund (see advisory)
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 430 262 -39.07 35 23 -34.29
2018-02-02 13F-HR RAYMOND JAMES TRUST N.A. 2,273 0 -100.00 237 0 -100.00
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-04-16 13F-HR BEESE FULMER INVESTMENT MANAGEMENT, INC. 60,179 62,248 3.44 5,214 5,765 10.57
2017-12-29 N-Q Oppenheimer Corporate Bond Fund (see advisory)
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 395,405 390,905 -1.14 34,258 36,202 5.67
2018-05-01 13F-HR COMERICA BANK 12,123 14,847 22.47 1,096 1,373 25.27
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 156,402 636,067 306.69 13,551 58,906 334.70
2018-05-11 13F-HR Sentry Investments Corp. 211,000 300,000 42.18 18,281 27,783 51.98
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Call 2,600 5,500 111.54 225 509 126.22
2018-05-14 13F-HR ALLEN OPERATIONS LLC 89,655 89,655 0.00 7,768 8,303 6.89
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 881,537 157,409 -82.14 76,376 14,578 -80.91
2018-03-28 N-Q Janus Detroit Street Trust (see advisory)
2018-05-02 13F-HR Daiwa Securities Group Inc. 4,600 45,042 879.17 399 4,171 945.36
2018-03-29 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-04-26 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 59,890 60,260 0.62 5,189 5,581 7.55
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 6,000 5,300 -11.67 520 491 -5.58
2018-05-04 13F-HR DAVIDSON INVESTMENT ADVISORS 74,855 73,157 -2.27 6,485 6,775 4.47
2018-05-14 13F-HR Shell Asset Management Co 57,172 57,610 0.77 4,953 5,335 7.71
2018-05-15 13F-HR Verition Fund Management LLC 0 6,159 0 570
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 489,926 634,785 29.57 42,447,190 58,787,439 38.50
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 137,391 2,202,069 1,502.78 11,903 203,934 1,613.30
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 10,652 9,050 -15.04 923 838 -9.21
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 9,148 9,208 0.66 793 853 7.57
2018-02-07 13F-HR FFCM LLC 96 0 -100.00 10 0 -100.00
2018-05-15 13F-HR UBS Group AG 399,338 207,300 -48.09 34,598 19,199 -44.51
2018-02-28 N-Q Leuthold Funds Inc (see advisory)
2018-05-03 13F-HR Reynders McVeigh Capital Management, LLC 5,360 251 -95.32 464 2,710 484.05
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-04-27 N-Q Fidelity Advisor Series I (see advisory)
2018-05-10 13F-HR BESSEMER GROUP INC 7,731 7,731 0.00 670 716 6.87
2018-03-29 N-Q Aberdeen Funds (see advisory)
2018-05-04 13F-HR MILES CAPITAL, INC. 12,370 12,782 3.33 1,072 1,184 10.45
2018-05-15 13F-HR BlueCrest Capital Management Ltd 76,904 29,876 -61.15 6,663 2,767 -58.47
2018-05-04 13F-HR Middleton & Co Inc/MA 8,345 8,345 0.00 723 773 6.92
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 6,656 7,166 7.66 577 664 15.08
2018-05-11 13F-HR Patten Group, Inc. 36,646 39,891 8.85 3,175 3,694 16.35
2018-05-18 13F-HR Moors & Cabot, Inc. 2,542 2,500 -1.65 221 232 4.98
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-02-13 13F-HR Lombard Odier Asset Management (Europe) Ltd 2,290 0 -100.00 239 0 -100.00
2018-05-15 13F-HR PDT Partners, LLC 10,000 0 -100.00 866 0 -100.00
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-04-27 13F-HR SUMITOMO LIFE INSURANCE CO 23,454 16,667 -28.94 2,032 1,544 -24.02
2018-05-11 13F-HR Covington Capital Management 55,500 50,460 -9.08 4,809 4,673 -2.83
2018-04-17 13F-HR Columbus Macro, Llc 7,304 7,210 -1.29 633 668 5.53
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 225 0 -100.00 19 0 -100.00
2018-05-15 13F-HR DEUTSCHE BANK AG\ 608,349 167,702 -72.43 52,705 15,528 -70.54
2018-02-28 13F-HR/A FEDERATED INVESTORS INC /PA/ 169 0 -100.00 18 0 -100.00
2018-05-14 13F-HR ProShare Advisors LLC 23,041 23,115 0.32 1,996 2,141 7.26
2018-02-14 13F-HR LOOMIS SAYLES & CO L P 51,580 0 -100.00 5,388 0 -100.00
2018-05-10 13F-HR WCM INVESTMENT MANAGEMENT/CA 718,422 737,522 2.66 62,244 68,302 9.73
2018-04-18 N-Q Mfs Series Trust X (see advisory)
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 43,008 34,948 -18.74 3,726 3,237 -13.12
2018-05-14 13F-HR Ams Capital Ltda 55,000 22,590 -58.93 4,765 2,092 -56.10
2018-01-12 13F-HR SHEETS SMITH WEALTH MANAGEMENT 9,949 0 -100.00 1,039 0 -100.00
2018-05-15 13F-HR Squarepoint Ops LLC 245,532 0 -100.00 21,273 0 -100.00
2018-03-01 N-Q Aqr Funds (see advisory)
2018-02-20 N-Q Mercer Funds (see advisory)
2018-03-23 N-Q Blackrock Long-horizon Equity Fund (see advisory)
2018-05-15 13F-HR Marshall Wace LLP 90,175 0 -100.00 7,813 0 -100.00
2018-04-17 13F-HR Legacy Advisors, Llc 43 0 -100.00 3 0 -100.00
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 508 527 3.74 44 49 11.36
2018-04-19 13F-HR WEBSTER BANK, N. A. 170 0 -100.00 15 0 -100.00
2018-05-15 13F-HR SEGALL BRYANT & HAMILL, LLC 182,051 160,741 -11.71 15,773 14,886 -5.62
2018-05-21 N-Q Master Large Cap Series Llc (see advisory)
2018-04-05 13F-HR Destination Wealth Management 12 1
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 1,442 2,286 58.53 125 212 69.60
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 133,394 107,238 -19.61 11,557 9,931 -14.07
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 2,390 2,390 0.00 207 221 6.76
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 265,562 257,022 -3.22 23,008 23,803 3.46
2018-03-30 N-Q Financial Investors Trust (see advisory)
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 14,600 0 -100.00 1,525 0 -100.00
2018-04-19 13F-HR Cribstone Capital Management, LLC 0 27 0 3
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-04-02 N-Q John Hancock Investment Trust (see advisory)
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 100,511 0 -100.00 8,709 0 -100.00
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 16,000 11,000 -31.25 1,386 1,020 -26.41
2018-02-14 13F-HR Arthur Zaske & Associates, LLC 2,505 2,505 0.00 262 217 -17.18
2018-05-15 13F-HR Spectrum Financial Alliance Ltd Llc 45 4
2018-04-30 13F-HR Assenagon Asset Management S.A. 35,672 0 -100.00 3,091 0 -100.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 15,000 500 -96.67 1,300 46 -96.46
2018-02-27 N-Q Prudential Jennison Small Co Fund, Inc. (see advisory)
2018-05-03 13F-HR Trexquant Investment LP 34,684 0 -100.00 3,005 0 -100.00
2018-02-27 N-Q Artisan Partners Funds Inc (see advisory)
2018-05-15 13F-HR Ferris Capital, Llc 212 20
2018-01-26 N-Q Vanguard Scottsdale Funds (see advisory)
2018-05-14 13F-HR Laurion Capital Management LP 241,400 233,100 -3.44 20,915 21,587 3.21
2018-03-28 N-Q Clough Global Dividend & Income Fund (see advisory)
2018-05-15 13F-HR Rafferty Asset Management, LLC 40,178 46,895 16.72 3,481 4,343 24.76
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 2,200 0 -100.00 203 0 -100.00
2018-04-20 13F-HR Svenska Handelsbanken AB (publ) 22,900 17,500 -23.58 1,984 1,601 -19.30
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 358,347 348,984 -2.61 31,047 32,319 4.10
2018-05-15 13F-HR Utah Retirement Systems 29,802 29,802 0.00 2,582 2,759 6.86
2018-03-22 N-Q Mfs Intermediate Income Trust (see advisory)
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-02-26 N-Q Master Value Opportunities Llc (see advisory)
2018-02-12 13F-HR JUPITER ASSET MANAGEMENT LTD 30,000 0 -100.00 3,134 0 -100.00
2018-05-15 13F-HR LPL Financial LLC 5,075 5,731 12.93 440 531 20.68
2018-02-23 N-Q Sterling Capital Funds (see advisory)
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 1,281,743 1,248,754 -2.57 111,050 115,647 4.14
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,881 1,668 -11.32 163 154 -5.52
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 2,544,673 2,699,827 6.10 220,469 250,031 13.41
2018-04-13 13F-HR National Pension Service 167,326 173,010 3.40 14,497 16,022 10.52
2018-05-02 13F-HR DIAMOND HILL CAPITAL MANAGEMENT INC 2,604,593 3,093,649 18.78 225,662 286,503 26.96
2018-05-15 13F-HR Jefferies Group LLC 45,959 2,484 -94.60 3,982 230 -94.22
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 31,300 8,900 -71.57 2,712 824 -69.62
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 1,765,572 1,908,745 8.11 152,969 176,770 15.56
2018-05-14 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC Put 40,000 3,704
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 0 38,000 0 3,519
2018-05-15 13F-HR Empire Life Investments Inc. 59,575 57,490 -3.50 5,162 5,324 3.14
2018-03-30 N-Q Amg Funds Iv (see advisory)
2018-05-14 13F-HR RMB Capital Management, LLC 264,380 247,689 -6.31 22,906 22,939 0.14
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 17,700 23,800 34.46 1,534 2,204 43.68
2018-02-02 13F-HR MOODY LYNN & LIEBERSON, INC. 112,348 0 -100.00 11,736 0 -100.00
2018-05-15 N-Q Parnassus Income Funds (see advisory)
2018-02-14 13F-HR SCHOLTZ & COMPANY, LLC 50,415 0 -100.00 5,266 0 -100.00
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 528,273 514,059 -2.69 45,770 47,607 4.01
2018-05-15 13F-HR QS Investors, LLC 5 5 0.00 1 1 0.00
2018-02-28 N-Q Fidelity Destiny Portfolios (see advisory)
2018-02-26 N-Q Master Bond Llc (see advisory)
2018-05-15 13F-HR GV Financial Advisors 34 3
2018-01-29 N-Q John Hancock Funds Ii (see advisory)
2018-01-16 13F-HR VONTOBEL ASSET MANAGEMENT INC 45,171 0 -100.00 4,720 0 -100.00
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 140 13
2018-05-11 13F-HR/A CI INVESTMENTS INC. 7,500 0 -100.00 783 0 -100.00
2018-04-18 13F-HR Harbour Capital Advisors, LLC 7,380 11,205 51.83 639 1,038 62.44
2018-05-14 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 173,509 164,354 -5.28 15,033 15,221 1.25
2018-04-18 13F-HR Cornerstone Advisors, Inc. 31 31 0.00 3 3 0.00
2018-04-27 13F-HR Barrett Asset Management, LLC 300,947 305,877 1.64 26,074 28,327 8.64
2018-05-11 13F-HR Cutler Group LP Call 0 9,500 0 22
2018-03-29 N-Q Payden & Rygel Investment Group (see advisory)
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 0 10,700 0 991
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 7,854 0 -100.00 680 0 -100.00
2018-02-28 N-Q Eaton Vance Enhanced Equity Income Fund (see advisory)
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 24,436 24,436 0.00 1,763 2,263 28.36
2018-05-04 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 1,800 900 -50.00 156 83 -46.79
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 30,862 32,620 5.70 2,674 3,021 12.98
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 353 353 0.00 31 33 6.45
2018-01-30 N-Q Rainier Investment Management Mutual Funds (see advisory)
2018-05-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 88,188 90,544 2.67 7,641 8,385 9.74
2018-04-25 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA 90,724 96,087 5.91 7,860 8,899 13.22
2018-05-18 N-Q Mfs Variable Insurance Trust Iii (see advisory)
2018-05-03 13F-HR CAM Group Holding A/S 3,245,723 3,236,082 -0.30 281,210 299,693 6.57
2018-02-27 N-Q Franklin Custodian Funds (see advisory)
2018-05-22 N-Q Blackrock Series Fund, Inc. (see advisory)
2018-05-14 13F-HR HAHN CAPITAL MANAGEMENT LLC 355,234 317,180 -10.71 30,777,474 29,374,040 -4.56
2018-05-11 13F-HR Mutual of America Capital Management LLC 5,430 5,430 0.00 470 503 7.02
2018-05-14 13F-HR Cipher Capital LP 45,245 0 -100.00 3,920 0 -100.00
2018-05-14 13F-HR Hugh Johnson Advisors LLC 75,784 75,227 -0.73 6,566 6,967 6.11
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 10,274 0 -100.00 890 0 -100.00
2018-05-23 13F-HR/A Phocas Financial Corp. 9,934 9,934 0.00 861 1 -99.88
2018-04-18 13F-HR REGIONS FINANCIAL CORP 2,248 2,457 9.30 194 228 17.53
2018-05-08 13F-HR Bt Investment Management Ltd 21,249 21,550 1.42 1,841,013 1,995,746 8.40
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 1,030 30 -97.09 89,154 2,686 -96.99
2018-05-15 N-Q Russell Investment Funds (see advisory)
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-02-09 13F-HR Fiera Capital Corp 2,173 0 -100.00 227 0 -100.00
2018-02-14 13F-HR PAX WORLD MANAGEMENT LLC 106,815 0 -100.00 11,158 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Put 2,000 18,200 810.00 174 1,686 868.97
2018-05-09 13F-HR IFP Advisors, Inc 449 393 -12.47 39 36 -7.69
2018-05-15 13F-HR NORTHEAST INVESTMENT MANAGEMENT 135,656 137,080 1.05 11,753 12,695 8.01
2018-01-29 N-Q Oppenheimer Capital Income Fund (see advisory)
2018-05-14 13F-HR Clear Perspective Advisors, LLC 41 4
2018-05-15 13F-HR Williams Jones & Associates LLC 104,567 107,134 2.45 9,060 9,922 9.51
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 5,397 5,397 0.00 467 499 6.85
2018-02-13 13F-HR Peak Asset Management, LLC 2,370 0 -100.00 248 0 -100.00
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 126 126 0.00 10 10 0.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 41 9 -78.05 1 3 200.00
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 2,228 0 -100.00 233 0 -100.00
2017-12-28 N-Q Entrepreneurshares Series Trust (see advisory)
2018-05-10 13F-HR Elkfork Partners LLC 259,532 0 -100.00 22,486 0 -100.00
2018-02-13 13F-HR MARIETTA INVESTMENT PARTNERS LLC 4,982 0 -100.00 520 0 -100.00
2018-01-10 13F-HR Highwater Wealth Management, LLC 2,161 0 -100.00 226 0 -100.00
2018-05-08 13F-HR US BANCORP \DE\ 53,357 55,926 4.81 4,622 5,180 12.07
2018-05-15 13F-HR Mana Advisors Llc 13,722 0 -100.00 1,189 0 -100.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 18,600 1,723
2018-04-16 13F-HR WESPAC Advisors SoCal, LLC 50 50 0.00 4 4 0.00
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 7,501 8,669 15.57 650 803 23.54
2018-05-15 13F-HR National Asset Management, Inc. 2,455 2,833 15.40 215 265 23.26
2018-04-23 13F-HR EXCALIBUR MANAGEMENT CORP 6,254 6,804 8.79 542 630 16.24
2018-05-14 13F-HR CLINTON GROUP INC 72,208 0 -100.00 6,256 0 -100.00
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 525 525 0.00 45 49 8.89
2018-04-30 N-Q Trust For Professional Managers (see advisory)
2018-04-30 13F-HR Glassman Wealth Services 6 1
2018-04-30 13F-HR James Hambro & Partners 156,294 0 -100.00 13,539 0 -100.00
2017-12-26 N-Q John Hancock Preferred Income Fund (see advisory)
2018-05-14 13F-HR Sloane Robinson LLP 159,100 187,600 17.91 13,784 17,374 26.04
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 2,888 7,741 168.04 250 717 186.80
2018-04-06 13F-HR Carroll Financial Associates, Inc. 94 79 -15.96 8 7 -12.50
2018-02-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 258 0 -100.00 27 0 -100.00
2018-05-10 13F-HR FRANKLIN RESOURCES INC 373,991 387,211 3.53 32,403 35,859 10.67
2018-05-15 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 5,143 5,143 0.00 446 476 6.73
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 7,425 4,262 -42.60 643 395 -38.57
2018-03-01 N-Q Janus Investment Fund (see advisory)
2018-02-14 13F-HR/A Nicholas Investment Partners, LP 28,876 0 -100.00 3,016 0 -100.00
2018-02-20 N-Q Weitz Funds (see advisory)
2018-04-11 13F-HR Taylor Wealth Management Partners 49,372 47,188 -4.42 4,278 4,370 2.15
2018-01-29 N-Q Neuberger Berman Equity Funds (see advisory)
2018-02-13 13F-HR Intellectus Partners, LLC 77 0 -100.00 8 0 -100.00
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-05-15 13F-HR Select Equity Group, L.P. 1,767,421 1,712,647 -3.10 153,129,355 158,608,239 3.58
2018-05-11 13F-HR D L CARLSON INVESTMENT GROUP INC 26,237 25,458 -2.97 2,273 2,358 3.74
2018-02-13 13F-HR BOSTON PRIVATE WEALTH LLC 4,794 0 -100.00 501 0 -100.00
2018-05-14 13F-HR UBS OCONNOR LLC 5,000 0 -100.00 433,000 0 -100.00
2018-02-05 13F-HR Blue Sky Asset Management, LLC 12,276 0 -100.00 1,160 0 -100.00
2018-05-14 13F-HR DIAM Co., Ltd. 239,646 239,793 0.06 20,768 22,207 6.93
2018-05-15 13F-HR Standard Life Aberdeen Plc 4,394,048 4,590,913 4.48 380,633 425,163 11.70
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 24,829 2,299
2018-05-11 13F-HR Quantbot Technologies LP 24,577 0 -100.00 2,129 0 -100.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 30,245 16,418 -45.72 2,619 1,521 -41.92
2018-03-23 N-Q Glenmede Fund Inc (see advisory)
2018-03-28 N-Q Clough Global Opportunities Fund (see advisory)
2018-05-14 13F-HR SUNTRUST BANKS INC 12,275 8,971 -26.92 1,062 830 -21.85
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-05-15 13F-HR Magnetar Financial LLC 15,166 0 -100.00 1,314 0 -100.00
2018-05-15 13F-HR FIFTH THIRD BANCORP 2,036 1,900 -6.68 176 176 0.00
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-05-03 13F-HR COMMERCE BANK 244,366 56,614 -76.83 21,172 5,243 -75.24
2017-12-26 N-Q John Hancock Preferred Income Fund Iii (see advisory)
2018-05-10 13F-HR/A Fisher Asset Management, LLC 318,048 315,330 -0.85 27,556 29,203 5.98
2018-05-14 13F-HR TEACHERS ADVISORS INC 601,333 440,224 -26.79 52,099 40,769 -21.75
2018-05-15 13F-HR Private Wealth Partners, LLC 126,145 122,295 -3.05 10,929 11,326 3.63
2018-04-13 13F-HR Visionary Asset Management, Inc. 0 2,303 0 210
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,168,869 1,205,422 3.13 101,204 111,532 10.21
2018-01-24 13F-HR Ruggie Capital Group 91 0 -100.00 10 0 -100.00
2018-05-08 13F-HR GW&K Investment Management, LLC 133,795 131,523 -1.70 11,592 12,180 5.07
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 20,347 19,685 -3.25 1,763 1,823 3.40
2018-04-24 13F-HR McAdam, LLC 5 0
2018-05-08 13F-HR Advisornet Financial, Inc 51 5
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 108 108 0.00 9 9 0.00
2018-05-04 13F-HR Covenant Asset Management, LLC 27,709 26,619 -3.93 2,401 2,465 2.67
2018-05-10 13F-HR Providence Capital Advisors, Llc 99 99 0.00 9 9 0.00
2018-05-22 N-Q Master Investment Portfolio (see advisory)
2018-05-08 13F-HR Parallel Advisors, LLC 1,190 735 -38.24 103 68 -33.98
2018-02-08 13F-HR D.A. DAVIDSON & CO. 2,741 0 -100.00 286 0 -100.00
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 0 4,154 0 385
2018-05-16 13F-HR ROBECOSAM AG 61,598 60,543 -1.71 5,369 5,607 4.43
2018-01-26 N-Q Sei Catholic Values Trust (see advisory)
2018-05-17 N-Q Advisors Series Trust (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 90,886 49,319 -45.74 7,874 4,567 -42.00
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-05-11 13F-HR HSBC HOLDINGS PLC 39,231 104,133 165.44 3,398 9,645 183.84
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 109,447 109,955 0.46 9,482 10,183 7.39
2018-05-17 13F-HR/A Quantum Capital Management, LLC / NJ 281,544 276,679 -1.73 24,393 25,623 5.04
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-05-14 13F-HR Proficio Capital Partners LLC 371 495 33.42 32 46 43.75
2018-05-07 13F-HR MUFG Americas Holdings Corp 17,316 13,956 -19.40 1,500 1,292 -13.87
2018-05-15 13F-HR STATE STREET CORP 6,304,012 4,627,599 -26.59 546,192 428,563 -21.54
2018-05-15 13F-HR 1832 Asset Management L.P. 235,750 20,665 -91.23 20,336 1,917 -90.57
2018-05-14 13F-HR Majedie Asset Management Ltd 294,557 405,826 37.78 25,520 37,584 47.27
2018-04-25 N-Q Dreyfus Sustainable U.s. Equity Fund, Inc. (see advisory)
2018-05-15 13F-HR SECOR Capital Advisors, LP 102,895 0 -100.00 8,915 0 -100.00
2018-05-15 13F-HR PRUDENTIAL PLC 140,485 448,993 219.60 12,172 41,581 241.61
2018-03-28 N-Q Series Portfolios Trust (see advisory)
2018-05-09 13F-HR USS Investment Management Ltd 98,238 9,124
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 11,300 26,200 131.86 979 2,426 147.80
2018-05-01 13F-HR Sarasin & Partners LLP 660,951 658,408 -0.38 57,265 60,975 6.48
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 5,546,274 8,493,263 53.13 480,529 786,561 63.69
2018-02-28 N-Q Ivy Funds (see advisory)
2018-05-08 13F-HR Neuburgh Advisers LLC 203,918 255,816 25.45 17,668 23,691 34.09
2018-05-15 13F-HR MARSICO CAPITAL MANAGEMENT LLC 492,152 503,679 2.34 42,640 46,646 9.39
2018-04-25 13F-HR FIRST INTERSTATE BANK 2,437 226
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 124,800 75,400 -39.58 10,813 6,983 -35.42
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 242 242 0.00 21 22 4.76
2018-04-06 13F-HR Rathbone Brothers plc 293,502 303,313 3.34 25,429 28,090 10.46
2018-05-11 13F-HR CABOT WEALTH MANAGEMENT INC 114,613 117,325 2.37 9,930 10,865 9.42
2018-03-29 N-Q Hennessy Funds Trust (see advisory)
2018-05-02 13F-HR Miracle Mile Advisors, LLC 64,525 5,976
2018-05-15 13F-HR Krasney Financial LLC 158 15
2018-02-14 13F-HR Fortis Advisors, LLC 755 0 -100.00 79 0 -100.00
2018-02-26 N-Q Baron Investment Funds Trust (f/k/a Baron Asset Fund) (see advisory)
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 332,480 259,572 -21.93 28,806 24,039 -16.55
2018-05-14 13F-HR FMR LLC / Fidelity 4,068,061 3,751,272 -7.79 352,456 347,405 -1.43
2018-05-14 13F-HR MORGAN STANLEY 832,160 421,145 -49.39 72,098 39,003 -45.90
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 7,570 7,478 -1.22 656 693 5.64
2018-03-29 N-Q Global Income Builder Portfolio (see advisory)
2018-05-09 13F-HR Twin Tree Management, LP Call 16,100 1,491
2018-02-05 13F-HR CHASE INVESTMENT COUNSEL CORP 37,361 0 -100.00 3,902 0 -100.00
2018-05-22 N-Q Blackrock Variable Series Funds, Inc. (see advisory)
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 3,149,472 3,672,547 16.61 273,901 340,263 24.23
2018-02-14 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 23,814 0 -100.00 1,837 0 -100.00
2018-05-14 13F-HR BB&T SECURITIES, LLC 5,882 6,633 12.77 509 614 20.63
2018-01-24 N-Q Capitol Series Trust (see advisory)
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 5,050 0 -100.00 438 0 -100.00
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 113,169 117,222 3.58 9,805 10,856 10.72
2018-02-05 13F-HR STEPHENS INC /AR/ 2,878 0 -100.00 301 0 -100.00
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC 137,500 10,000 -92.73 11,913 926 -92.23
2018-04-23 13F-HR Financial Architects, Inc 383 358 -6.53 33 33 0.00
2018-05-15 13F-HR Aureus Asset Management, LLC 211,779 215,360 1.69 18,349 19,944 8.69
2018-02-22 N-Q Laudus Trust (see advisory)
2018-05-08 13F-HR Douglass Winthrop Advisors, LLC 2,960 344,941 11,553.41 256 31,945 12,378.52
2018-05-10 13F-HR IBM Retirement Fund 2,490 5,248 110.76 216 486 125.00
2018-04-17 13F-HR MAI Capital Management 7,435 7,280 -2.08 644 674 4.66
2018-05-08 13F-HR Neuberger Berman Group LLC 214,389 61,156 -71.47 18,575 5,664 -69.51
2018-05-14 13F-HR Ensemble Capital Management, LLC 320,851 348,626 8.66 27,799 32,286 16.14
2018-04-30 13F-HR GREENLEAF TRUST 111 0 -100.00 10 0 -100.00
2018-05-04 13F-HR AGF INVESTMENTS INC. 150,733 163,412 8.41 13,060 15,134 15.88
2018-05-11 13F-HR SevenBridge Financial Group, LLC 114 114 0.00 10 11 10.00
2018-03-01 N-Q Oppenheimer Global Strategic Income Fund (see advisory)
2018-05-15 13F-HR RPg Family Wealth Advisory, LLC 501 501 0.00 43,406 46,397 6.89
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 47,050 78,475 66.79 4,076 7,268 78.31
2018-05-10 13F-HR BAILLIE GIFFORD & CO 5,830,446 5,977,543 2.52 505,151 553,580 9.59
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 3,100 25,300 716.13 269 2,343 771.00
2018-04-27 N-Q Proshares Trust (see advisory)
2018-04-20 13F-HR FIRST MANHATTAN CO 20 20 0.00 1 1 0.00
2018-03-01 N-Q Calvert World Values Fund Inc (see advisory)
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-05-11 13F-HR First Allied Advisory Services, Inc. 8,982 8,942 -0.45 771 828 7.39
2018-04-09 13F-HR Jones Collombin Investment Counsel Inc 31,540 0 -100.00 2,733 0 -100.00
2018-05-09 13F-HR Korea Investment CORP 64,228 65,389 1.81 5,565 6,056 8.82
2018-05-15 13F-HR Sciencast Management LP 15,641 0 -100.00 1,396 0 -100.00
2018-05-10 13F-HR JP Morgan Chase & Co 7,505,409 6,917,747 -7.83 650,269 640,653 -1.48
2018-05-11 13F-HR Cutler Group LP 0 2,966 0 274
2018-04-04 13F-HR CENTRAL TRUST Co 2,495 2,440 -2.20 216 226 4.63
2018-05-15 13F-HR Bank of New York Mellon Corp 1,082,821 1,160,956 7.22 93,816 107,516 14.60
2018-03-30 N-Q Franklin Strategic Series (see advisory)
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-04-27 N-Q Global X Funds (see advisory)
2018-05-09 13F-HR Ceredex Value Advisors Llc 1,264,500 117,106
2018-05-15 13F-HR Clearbridge Investments, LLC 778,848 845,954 8.62 67,479 78,344 16.10
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-02-12 13F-HR Tredje AP-fonden 8,010 0 -100.00 837 0 -100.00
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-05-11 13F-HR CITIGROUP INC 55,801 12,352 -77.86 4,835 1,145 -76.32
2018-05-11 13F-HR SEI INVESTMENTS CO 117,108 126,257 7.81 10,147 11,693 15.24
2018-02-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2018-04-19 13F-HR Endurance Wealth Management, Inc. 21,397 23,674 10.64 1,853 2,193 18.35
2018-01-17 13F-HR CrestPoint Capital Management, LLC 2,800 2,800 0.00 292 243 -16.78
2018-05-08 13F-HR TIVERTON ASSET MANAGEMENT LLC 204,502 207,302 1.37 17,718 19,198 8.35
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-14 13F-HR Resources Investment Advisors, Inc. 84 65 -22.62 7 6 -14.29
2018-05-11 13F-HR PINNACLE ASSOCIATES LTD 6,756 17,187 154.40 585 1,592 172.14
2018-05-14 13F-HR Patriot Financial Group Insurance Agency, LLC 29 29 0.00 3 3 0.00
2018-05-22 N-Q Meeder Funds (see advisory)
2018-05-14 13F-HR Vident Investment Advisory, LLC 5,039 459
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 54,179 33,429 -38.30 4,694,068 3,095,860 -34.05
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-05-10 13F-HR TORONTO DOMINION BANK 9,298 10,800 16.15 805 1,000 24.22
2018-04-10 13F-HR Grassi Investment Management 94,000 94,000 0.00 8,144 8,705 6.89
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 47,652 19,919 -58.20 4,128 1,851 -55.16
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-05-11 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 7,375 0 -100.00 639 0 -100.00
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-04-27 N-Q Lord Abbett Research Fund Inc (see advisory)
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 26,536 0 -100.00 2,299 0 -100.00
2018-05-15 13F-HR VANGUARD GROUP INC 13,439,072 13,558,316 0.89 1,164,361 1,255,636 7.84
2018-04-10 13F-HR Andra AP-fonden 26,800 35,000 30.60 2,322 3,241 39.58
2018-04-20 N-Q Blackrock Funds (see advisory)
2018-04-19 13F-HR Janney Montgomery Scott LLC 2,437 2,656 8.99 211 246 16.59
2017-12-28 N-Q Profunds (see advisory)
2018-01-23 N-Q Mfs Series Trust I (see advisory)
2018-05-14 13F-HR Evercore Wealth Management, LLC 810 0 -100.00 70 0 -100.00
2018-04-16 13F-HR Ledyard National Bank 332 230 -30.72 29 21 -27.59
2018-05-14 13F-HR Hamilton Point Investment Advisors, LLC 43,569 44,217 1.49 3,775 4,095 8.48
2018-03-29 N-Q Aim Equity Funds (invesco Equity Funds) (see advisory)
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2018-01-10 13F-HR Crow Point Partners, LLC 1,500 0 -100.00 155 0 -100.00
2018-05-09 13F-HR GABELLI FUNDS LLC 75,000 110,800 47.73 6,498 10,261 57.91
2018-03-23 N-Q Mfs Series Trust Ix (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC 787 1,333 69.38 68 123 80.88
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 25,398 2,400 -90.55 2,200 222 -89.91
2018-01-23 13F-HR California Capital Advisors, Inc. 6,113 0 -100.00 639 0 -100.00
2018-05-09 13F-HR Twin Tree Management, LP Put 7,100 658
2018-04-18 13F-HR Tiaa, Fsb 102,001 15,522 -84.78 8,837 1,437 -83.74
2018-05-14 13F-HR OSTERWEIS CAPITAL MANAGEMENT INC 18,062 18,062 0.00 1,564 1,673 6.97
2018-05-01 13F-HR WHITTIER TRUST CO 27,161 27,402 0.89 2,353 2,538 7.86
2018-05-15 13F-HR CREDIT SUISSE AG/ 342,906 238,269 -30.51 29,708 22,065 -25.73
2018-05-15 13F-HR ETF MANAGERS GROUP, LLC 654 746 14.07 56 68 21.43
2018-02-14 13F-HR Pacer Advisors, Inc. 3,292 0 -100.00 344 0 -100.00
2018-02-28 N-Q Highland Funds Ii (see advisory)
2018-05-04 13F-HR M&T BANK CORP 22,176 26,038 17.42 1,921 2,411 25.51
2018-05-15 13F-HR Grandeur Peak Global Advisors, LLC 198,400 179,300 -9.63 17,189 16,605 -3.40
2018-04-16 13F-HR BALDWIN BROTHERS INC/MA 170,296 113,100 -33.59 14,754 10,474 -29.01
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 31,527 25,805 -18.15 2,731 2,390 -12.49
2018-05-08 13F-HR Tyers Asset Management LLC 259,532 325,584 25.45 22,486 30,153 34.10
2018-05-16 13F-HR ASSETMARK, INC 298 270 -9.40 26 25 -3.85
2018-05-09 13F-HR KCM INVESTMENT ADVISORS LLC 97,027 8,986
2018-05-07 13F-HR PIER 88 INVESTMENT PARTNERS LLC 1,065 99
2018-05-22 N-Q Blackrock Funds Iii (see advisory)
2018-04-13 13F-HR Calamos Advisors LLC 175,050 502,856 187.26 15,166 46,570 207.07
2018-04-27 13F-HR Cottage Street Advisors LLC 27,707 27,307 -1.44 2,401 2,530 5.37
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 23,366 0 -100.00 2,024 0 -100.00
2018-02-14 13F-HR PAR CAPITAL MANAGEMENT INC 80,000 0 -100.00 8,357 0 -100.00
2018-03-27 N-Q Schwab Investments (see advisory)
2018-03-23 N-Q Thrivent Mutual Funds (see advisory)
2018-04-24 13F-HR HOLLENCREST SECURITIES LLC 4,250 4,250 0.00 368 394 7.07
2018-02-12 13F-HR Hutchin Hill Capital, LP 0 2,900 0 251
2018-05-15 13F-HR Lomas Capital Management, LLC 77,131 60,020 -22.18 6,683 5,559 -16.82
2018-05-15 13F-HR Marshall Wace North America L.P. 883,151 45,108 -94.89 76,516 4,177 -94.54
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 295 1,248 323.05 26 115 342.31
2018-04-23 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 0 2,268 0 210
2018-05-09 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 170,823 171,853 0.60 14,800 15,915 7.53
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 16,969 17,036 0.39 1,470 1,578 7.35
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 1,667,685 1,667,370 -0.02 144,488 154,415 6.87
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 75 75 0.00 6 7 16.67
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 223,922 262,448 17.21 19,401 24,307 25.29
2018-01-25 N-Q Putnam Funds Trust (see advisory)
2018-05-18 13F-HR CIBC World Markets Inc. Put 12,200 0 -100.00 1,057 0 -100.00
2018-04-30 13F-HR PARNASSUS INVESTMENTS /CA 4,650,095 430,645
2018-01-24 N-Q Prudential Jennison Mid-cap Growth Fund, Inc. (see advisory)
2018-02-02 13F-HR RAINIER INVESTMENT MANAGEMENT LLC 51,860 38,490 -25.78 5,417 3,335 -38.43
2018-04-20 N-Q Fdp Series, Inc. (see advisory)
2018-05-14 13F-HR HARDING LOEVNER LP 2,151,011 3,764,244 75.00 186,364 348,607 87.06
2018-05-14 13F-HR Virtu Financial LLC 6,626 0 -100.00 574 0 -100.00
2018-04-26 13F-HR Global Trust Asset Management, Llc 36 36 0.00 3 3 0.00
2018-05-08 13F-HR LS Investment Advisors, LLC 1,960 2,205 12.50 170 204 20.00
2018-05-15 13F-HR Aristotle Capital Management, LLC 858,754 572 -99.93 74,402 53 -99.93
2018-04-20 13F-HR Seacrest Wealth Management, Llc 7 7 0.00 1 1 0.00
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 23,522 21,462 -8.76 2,065 1,988 -3.73
2018-03-28 N-Q Victory Portfolios (see advisory)
2018-05-15 13F-HR WOLVERINE TRADING, LLC 7,469 0 -100.00 647 0 -100.00
2018-04-27 N-Q Valic Co I (see advisory)
2017-12-28 N-Q Fidelity Advisor Series Vii (see advisory)
2018-03-29 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-05-14 13F-HR Veritable, L.P. 6,711 7,721 15.05 581 715 23.06
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-04-19 13F-HR Versant Capital Management, Inc 13 13 0.00 1 1 0.00
2018-04-11 13F-HR Capital Impact Advisors, LLC 19,345 19,345 0.00 1,676 1,792 6.92
2018-05-18 13F-HR TRUST CO OF VERMONT 165 165 0.00 14 15 7.14
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 14,100 0 -100.00 1,222 0 -100.00
2018-05-08 13F-HR Main Street Research LLC 124,108 124,108 0.00 10,753 10,753 0.00
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 12,553 12,553 0.00 1,088 1,163 6.89
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 12,082 128,516 963.70 1,265 11,841 836.05
2018-05-04 13F-HR Granite Investment Partners, LLC 81,229 79,095 -2.63 7,038 7,325 4.08
2018-05-14 13F-HR Catamount Wealth Management 405 0 -100.00 35 0 -100.00
2018-05-14 13F-HR Axa 23,843 11,321 -52.52 2,066 1,048 -49.27
2018-05-22 13F-HR AMALGAMATED BANK 18,462 20,245 9.66 1,600 1,875 17.19
2018-05-14 13F-HR Arizona State Retirement System 98,620 102,720 4.16 8,544 9,513 11.34
2018-03-29 N-Q Nushares Etf Trust (see advisory)
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 11,970 0 -100.00 1,037 0 -100.00
2018-04-25 N-Q Capital Management Investment Trust (see advisory)
2018-05-04 13F-HR ARGI Investment Services, LLC 2,365 2,367 0.08 205 219 6.83
2018-05-14 13F-HR HENDERSON GROUP PLC 205,164 129,564 -36.85 17,775 11,997 -32.51
2018-05-01 13F-HR Hanson McClain, Inc. 124 124 0.00 11 11 0.00
2018-05-09 13F-HR KAMES CAPITAL plc 348,752 329,035 -5.65 30,209 30,455 0.81
2018-05-02 13F-HR RHUMBLINE ADVISERS 204,133 205,556 0.70 17,686 19,037 7.64
2018-05-15 13F-HR Carleon Capital Partners LLC 5,367 0 -100.00 465 0 -100.00
2018-05-14 13F-HR PROFUND ADVISORS LLC 7,869 6,974 -11.37 682 646 -5.28
2017-12-28 N-Q Ab Discovery Growth Fund, Inc. (see advisory)
2018-04-26 13F-HR Segantii Capital Management Ltd 18,400 0 -100.00 1,594 0 -100.00
2018-02-26 N-Q Blackrock Balanced Capital Fund, Inc. (see advisory)
2018-05-15 13F-HR TLP GROUP LLC 39 0 -100.00 3 0 -100.00
2018-05-10 13F-HR Avestar Capital, Llc 5,000 5,038 0.76 433 465 7.39
2018-05-15 13F-HR A.R.T. Advisors, LLC 89,300 0 -100.00 7,736 0 -100.00
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 812 922 13.55 70 85 21.43
2018-04-16 13F-HR CAPITAL INSIGHT PARTNERS, LLC 16,961 17,435 2.79 1,470 1,615 9.86
2018-05-07 13F-HR Ownership Capital B.V. 1,161,295 1,135,786 -2.20 100,615 105,185 4.54
2018-05-14 13F-HR NOMURA HOLDINGS INC 30,402 2,665
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 47,562 23,862 -49.83 4,121 2,210 -46.37
2018-05-02 13F-HR FDx Advisors, Inc. 19,582 11,731 -40.09 1,697 1,086 -36.00
2018-05-02 13F-HR HENNESSY ADVISORS INC 9,000 12,890 43.22 780 1,194 53.08
2018-05-10 13F-HR NGAM ADVISORS, L.P. 21,923 33,507 52.84 1,899 3,103 63.40
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 38,435 38,435 0.00 3,330 3,559 6.88
2018-05-11 13F-HR CONGRESS ASSET MANAGEMENT CO /MA 712,479 909,904 27.71 61,729 84,266 36.51
2018-03-26 N-Q Mfs Series Trust Xv (see advisory)
2018-05-15 13F-HR Southeast Asset Advisors Inc. 10,116 10,116 0.00 876 937 6.96
2018-05-15 13F-HR Wellington Management Group LLP 2,740,106 4,116,205 50.22 237,402 381,201 60.57
2018-05-15 13F-HR HBK INVESTMENTS L P 24,201 0 -100.00 2,097 0 -100.00
2018-05-14 13F-HR CADENCE CAPITAL MANAGEMENT LLC 6,284 582
2018-03-29 N-Q Direxion Shares Etf Trust (see advisory)
2018-01-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 19,000 0 -100.00 499 0 -100.00
2018-05-08 13F-HR Aperio Group, LLC 54,039 50,615 -6.34 4,682 4,687 0.11
2018-03-29 N-Q Eaton Vance Nextshares Trust (see advisory)
2018-05-11 13F-HR Mondrian Investment Partners LTD 800 800 0.00 69 74 7.25
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-05-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 3,136 0 -100.00 272 0 -100.00
2018-05-15 13F-HR Jefferies Group LLC Put 13,600 1,259
2018-05-15 13F-HR We Are One Seven, Llc 3,278 3,387 3.33 284 314 10.56
2018-05-15 13F-HR Lombard Odier Asset Management (Switzerland) SA 36,000 0 -100.00 3,119 0 -100.00
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-05-09 13F-HR Meadow Creek Investment Management LLC 148,304 12,849
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 434 411 -5.30 38 38 0.00
2018-05-02 13F-HR S&CO INC 5,790 5,790 0.00 502 536 6.77
2018-05-14 13F-HR Barnett & Company, Inc. 1,000 1,000 0.00 87 93 6.90
2018-05-10 13F-HR AMF Pensionsforsakring AB 325,540 305,848 -6.05 28,205 28,325 0.43
2018-05-15 13F-HR Capital World Investors 8,327,025 8,513,025 2.23 721,453 788,391 9.28
2018-05-10 13F-HR Flinton Capital Management LLC 315,146 395,352 25.45 27,304 36,614 34.10

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( FRC / First Republic Bank (San Francisco, California) ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 33616C100