SecurityFRC / First Republic Bank (San Francisco, California) (33616C100)
Institutional Owners720
Form N-Q Owners225
Institutional Shares156,376,044 (ex. N-Q)
Institutional Value$ 250,353,291,000 USD (ex. N-Q)
Related FRC.PRH / First Republic Bank
FRC.PRE / First Republic Bank (San Francisco, California)
FRC.PRG / First Republic Bank (San Francisco, California)
FRC.PRD / First Republic Bank (San Francisco, California)
FRC.PRF / First Republic Bank (San Francisco, California)
FRC.PRB / First Republic Bank (San Francisco, California)
FRC.PRC / First Republic Bank (San Francisco, California)
FRC.PRA / First Republic Bank (San Francisco, California)

Institutional Stock Ownership and Shareholders

First Republic Bank (San Francisco, California) (NYSE:FRC) has 720 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 156,376,044 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Capital World Investors, JP Morgan Chase & Co, State Street Corp, Baillie Gifford & Co, Price T Rowe Associates Inc /md/, Standard Life Aberdeen Plc, FMR LLC / Fidelity, and CAM Group Holding A/S.

First Republic Bank (San Francisco, California) (NYSE:FRC) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-29 N-Q Wilshire Mutual Funds Inc (see advisory)
2017-08-28 N-Q SMALLCAP WORLD FUND INC (see advisory)
2018-02-14 13F-HR A.R.T. Advisors, LLC 8,900 89,300 903.37 929 7,736 732.72
2018-01-24 13F-HR CAMBRIDGE TRUST CO 65,684 67,064 2.10 6,861 5,811 -15.30
2018-01-24 13F-HR BALDWIN BROTHERS INC/MA 169,231 170,296 0.63 17,678 14,754 -16.54
2018-01-16 13F-HR Capital Advisors, Ltd. LLC 77 77 0.00 8 7 -12.50
2018-01-23 13F-HR CENTRAL TRUST Co 2,600 2,495 -4.04 272 216 -20.59
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 1,391,545 913,470 -34.36 145,360 79,143 -45.55
2018-02-07 13F-HR CHILTON INVESTMENT CO LLC 78,487 51,115 -34.87 8,199 4,429 -45.98
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 24,866 23,522 -5.40 2,598 2,065 -20.52
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,398 90,886 189.46 3,280 7,874 140.06
2018-02-05 13F-HR Majedie Asset Management Ltd 305,556 294,557 -3.60 31,918 25,520 -20.05
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 6,968 2,888 -58.55 728 250 -65.66
2017-11-21 N-Q Mutual Of America Investment Corp (see advisory)
2017-11-22 N-Q Mml Series Investment Fund (see advisory)
2018-01-23 N-Q Mfs Series Trust I (see advisory)
2018-01-30 13F-HR CONGRESS ASSET MANAGEMENT CO /MA 88,522 712,479 704.86 9,247 61,729 567.56
2018-02-13 13F-HR CORTLAND ADVISERS LLC 384,965 33,354
2018-02-14 13F-HR STIFEL FINANCIAL CORP 11,775 12,879 9.38 1,230 1,116 -9.27
2018-02-14 13F-HR BRINKER CAPITAL INC 23,742 29,550 24.46 2,480 2,560 3.23
2017-11-14 N-Q Advisors Series Trust (see advisory)
2018-01-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 24,840 23,100 -7.00 2,594 2,001 -22.86
2018-01-24 13F-HR APG Asset Management N.V. 53,697 0 -100.00 5,609 0 -100.00
2018-01-02 13F-HR American Financial Network Advisory Services Llc 227 227 0.00 24 20 -16.67
2017-10-27 N-Q Deutsche Value Series, Inc (see advisory)
2018-02-09 13F-HR FDx Advisors, Inc. 19,579 19,582 0.02 2,045 1,697 -17.02
2018-02-06 13F-HR Wellington Shields Capital Management, LLC 15,365 15,365 0.00 1,605 1,331 -17.07
2018-02-05 13F-HR FIRST MERCANTILE TRUST CO 5,890 6,000 1.87 615 520 -15.45
2018-02-14 13F-HR Magnetar Financial LLC 0 15,166 0 1,314
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 169 0 -100.00 18 0 -100.00
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 5,401 5,397 -0.07 564 467 -17.20
2018-01-24 13F-HR Fisher Asset Management, LLC 333,278 318,048 -4.57 34,814 27,556 -20.85
2018-02-13 13F-HR Evercore Wealth Management, LLC 810 810 0.00 85 70 -17.65
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 32,562 47,562 46.07 3,055 4,121 34.89
2018-02-01 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 155,501 170,823 9.85 16,244 14,800 -8.89
2018-02-13 13F-HR Dana Investment Advisors, Inc. 18,658 18,537 -0.65 1,949 1,606 -17.60
2017-08-29 N-Q Janus Investment Fund (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC 0 141,066 0 12,222
2018-02-14 13F-HR PICTET ASSET MANAGEMENT LTD 65,830 65,351 -0.73 6,877 5,662 -17.67
2017-08-28 N-Q Renaissance Capital Greenwich Funds (see advisory)
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC Call 150,000 12,996
2018-01-25 13F-HR Middleton & Co Inc/MA 8,345 8,345 0.00 872 723 -17.09
2018-01-26 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 242 242 0.00 25 21 -16.00
2018-02-13 13F-HR Douglass Winthrop Advisors, LLC 2,736 2,960 8.19 286 256 -10.49
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 15 0 -100.00 2 0 -100.00
2018-02-14 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 161,741 162,274 0.33 16,895 14,059 -16.79
2018-02-14 13F-HR Lomas Capital Management, LLC 0 77,131 0 6,683
2017-08-22 N-Q Weitz Funds (see advisory)
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 225 19
2017-11-28 N-Q Franklin Templeton Variable Insurance Products Trust (see advisory)
2018-02-14 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 23,814 0 -100.00 1,837 0 -100.00
2018-01-22 13F-HR FIRST MANHATTAN CO 20 20 0.00 2 1 -50.00
2018-01-22 13F-HR Jones Collombin Investment Counsel Inc 32,165 31,540 -1.94 3,360 2,733 -18.66
2018-02-01 13F-HR Private Wealth Partners, LLC 114,367 126,145 10.30 11,947 10,929 -8.52
2018-02-08 13F-HR Ams Capital Ltda 55,000 4,765
2018-02-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 51,798 65,693 26.83 5,411 5,692 5.19
2018-01-31 13F-HR MILES CAPITAL, INC. 12,356 12,370 0.11 1,291 1,072 -16.96
2018-02-14 13F-HR Empire Life Investments Inc. 54,844 59,575 8.63 5,729 5,162 -9.90
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 146 14 -90.41 4 1 -75.00
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 274,600 100,511 -63.40 28,685 8,709 -69.64
2018-02-08 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 107,042 109,447 2.25 11,181 9,482 -15.20
2018-02-13 13F-HR BOSTON PRIVATE WEALTH LLC 4,794 0 -100.00 501 0 -100.00
2017-08-23 N-Q Sterling Capital Funds (see advisory)
2018-02-15 13F-HR GLENMEDE TRUST CO NA 1,237 1,062 -14.15 129 92 -28.68
2018-01-10 13F-HR SIT INVESTMENT ASSOCIATES INC 49,700 47,050 -5.33 5,192 4,076 -21.49
2017-09-27 N-Q Franklin Value Investors Trust (see advisory)
2018-02-14 13F-HR LOOMIS SAYLES & CO L P 51,580 0 -100.00 5,388 0 -100.00
2018-01-18 13F-HR Endurance Wealth Management, Inc. 21,397 1,853
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 6,991 25,398 263.30 730 2,200 201.37
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 0 31,300 0 2,712
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 104 104 0.00 11 9 -18.18
2017-11-29 N-Q Lord Abbett Series Fund Inc (see advisory)
2018-02-16 13F-HR We Are One Seven, Llc 3,278 284
2017-10-30 N-Q Capital Management Investment Trust (see advisory)
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 947,189 483,473 -48.96 98,943 41,888 -57.66
2018-02-09 13F-HR Proficio Capital Partners LLC 464 371 -20.04 48 32 -33.33
2018-02-14 13F-HR Neuberger Berman Group LLC 544,122 214,389 -60.60 56,839 18,575 -67.32
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,940 1,881 -3.04 203 163 -19.70
2018-02-08 13F-HR Hugh Johnson Advisors LLC 75,882 75,784 -0.13 7,927 6,566 -17.17
2017-11-29 N-Q Nuveen Tax Advantaged Total Return Strategy Fund (see advisory)
2017-10-30 N-Q Sei Institutional Investments Trust (see advisory)
2017-12-28 N-Q Profunds (see advisory)
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 4,262 7,425 74.21 445 643 44.49
2018-02-01 13F-HR SUMITOMO LIFE INSURANCE CO 24,301 23,454 -3.49 2,538 2,032 -19.94
2017-11-28 N-Q Usaa Mutual Funds Trust (see advisory)
2018-02-14 13F-HR PROFUND ADVISORS LLC 3,742 7,869 110.29 391 682 74.42
2018-02-02 13F-HR GAMCO INVESTORS, INC. ET AL 4,160 10,000 140.38 435 866 99.08
2018-02-14 13F-HR Meadow Creek Investment Management LLC 68,528 148,304 116.41 7,159 12,849 79.48
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 499 434 -13.03 52 38 -26.92
2018-02-15 13F-HR SEGALL BRYANT & HAMILL, LLC 249,957 182,051 -27.17 26,111 15,773 -39.59
2018-01-26 13F-HR CIGNA INVESTMENTS INC /NEW 2,047 0 -100.00 214 0 -100.00
2018-02-07 13F-HR MAR VISTA INVESTMENT PARTNERS LLC 289,068 289,911 0.29 30,196 25,118 -16.82
2018-02-14 13F-HR Andra AP-fonden 16,100 26,800 66.46 1,682 2,322 38.05
2018-02-14 13F-HR CREDIT SUISSE AG/ Call 36,500 3,162
2018-02-08 13F-HR Handelsbanken Fonder AB 781,336 756,336 -3.20 81,618 65,529 -19.71
2018-02-08 13F-HR Trexquant Investment LP 0 34,684 0 3,005
2017-11-29 N-Q New Covenant Funds (see advisory)
2018-02-13 13F-HR SCOTIA CAPITAL INC. 32,323 32,553 0.71 3,376 2,821 -16.44
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 9,035 10,652 17.90 944 923 -2.22
2018-01-18 13F-HR Mondrian Investment Partners LTD 800 800 0.00 84 69 -17.86
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 0 3,136 0 272
2018-02-07 13F-HR IBM Retirement Fund 2,294 2,490 8.54 240 216 -10.00
2017-11-22 N-Q Quantitative Master Series Llc (see advisory)
2018-01-16 13F-HR PRIVATE TRUST CO NA 8,831 4,779 -45.88 922 414 -55.10
2018-01-19 13F-HR World Asset Management Inc 6,840 6,924 1.23 715 600 -16.08
2018-02-07 13F-HR FFCM LLC 96 0 -100.00 10 0 -100.00
2018-02-02 13F-HR TRUST CO OF VERMONT 165 165 0.00 17 14 -17.65
2018-02-14 13F-HR Sentry Investments Corp. 219,000 211,000 -3.65 22,877 18,281 -20.09
2017-11-27 N-Q Baron Select Funds (see advisory)
2018-02-13 13F-HR Gareth Morgan Investments Limited Partnership 104,070 119,545 14.87 10,871 10,357 -4.73
2018-02-02 13F-HR RAYMOND JAMES TRUST N.A. 2,273 0 -100.00 237 0 -100.00
2018-01-25 13F-HR Assenagon Asset Management S.A. 35,672 3,091
2017-08-22 N-Q Blackrock Capital Appreciation Fund, Inc. (see advisory)
2018-02-02 13F-HR Columbus Macro, Llc 7,304 633
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 8,000 6,000 -25.00 836 520 -37.80
2017-11-29 N-Q Ivy Variable Insurance Portfolios (see advisory)
2018-02-09 13F-HR BlackRock Inc. 10,638,068 12,442,562 16.96 1,111,252 1,078,026 -2.99
2018-02-14 13F-HR Neuburgh Advisers LLC 94,226 203,918 116.41 9,843 17,668 79.50
2018-01-29 N-Q John Hancock Funds Ii (see advisory)
2017-11-03 13F-HR ALPS ADVISORS INC 4,979 0 -100.00 498 0 -100.00
2018-02-06 13F-HR Bt Investment Management Ltd 20,869 21,249 1.82 2,179,976 1,841,013 -15.55
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 14,800 15,000 1.35 1,546 1,300 -15.91
2018-02-14 13F-HR Covington Capital Management 57,550 55,500 -3.56 6,012 4,809 -20.01
2018-02-14 13F-HR Williams Jones & Associates LLC 11,435 104,567 814.45 1,195 9,060 658.16
2018-02-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 1,800 156
2018-02-12 13F-HR Kiley Juergens Wealth Management, Llc 175 15
2017-11-29 N-Q Oppenheimer Integrity Funds (see advisory)
2017-08-29 N-Q Sei Institutional Managed Trust (see advisory)
2018-01-23 13F-HR WEBSTER BANK, N. A. 170 15
2017-08-29 N-Q Transparent Value Trust (see advisory)
2018-01-24 13F-HR Rathbone Brothers plc 265,200 293,502 10.67 27,703 25,429 -8.21
2017-08-22 N-Q Blackrock Balanced Capital Fund, Inc. (see advisory)
2018-01-30 13F-HR MAI Capital Management 7,435 644
2017-09-22 N-Q PRINCIPAL FUNDS INC (see advisory)
2017-08-28 N-Q Vanguard Malvern Funds (see advisory)
2018-02-08 13F-HR MUFG Americas Holdings Corp 23,049 17,316 -24.87 2,408 1,500 -37.71
2018-02-02 13F-HR/A-1 PICTON MAHONEY ASSET MANAGEMENT 146,250 48,500 -66.84 15,273 4,203 -72.48
2018-02-12 13F-HR Artisan Partners Limited Partnership 2,804,290 2,543,669 -9.29 292,936 220,383 -24.77
2018-02-06 13F-HR SFE Investment Counsel 24,630 33,795 37.21 2,573 2,928 13.80
2017-11-13 13F-HR SevenBridge Financial Group, LLC 114 114 0.00 11 12 9.09
2018-01-19 13F-HR HOLLENCREST SECURITIES LLC 4,150 4,250 2.41 434 368 -15.21
2018-02-15 13F-HR Bb&t Investment Services, Inc. 17 17 0.00 2 1 -50.00
2018-02-09 SC 13G/A VANGUARD GROUP INC 11,856,380 13,439,072 13.35
2017-11-29 N-Q Blackrock Variable Series Funds, Inc. (see advisory)
2017-11-22 N-Q Professionally Managed Portfolios (see advisory)
2018-01-19 13F-HR GW&K Investment Management, LLC 142,779 133,795 -6.29 14,915 11,592 -22.28
2018-02-02 13F-HR RAINIER INVESTMENT MANAGEMENT LLC 51,860 38,490 -25.78 5,417 3,335 -38.43
2018-02-02 13F-HR Barnett & Company, Inc. 1,000 1,000 0.00 104 87 -16.35
2018-02-06 13F-HR Russell Investments Group, Ltd. 496,606 429,960 -13.42 51,875 37,474 -27.76
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 9,148 9,148 0.00 956 793 -17.05
2018-02-09 13F-HR EAGLE ASSET MANAGEMENT INC 38,435 38,435 0.00 4,036 3,330 -17.49
2017-11-22 N-Q Tiaa-cref Life Funds (see advisory)
2018-02-02 13F-HR CIBC Asset Management Inc 11,199 18,601 66.10 1,170 1,612 37.78
2018-02-12 13F-HR Hutchin Hill Capital, LP 0 2,900 0 251
2018-02-13 13F-HR JP Morgan Chase & Co 6,792,426 7,505,409 10.50 703,966 650,269 -7.63
2018-02-02 13F-HR Sandy Spring Bank 23 0 -100.00 2 0 -100.00
2018-02-13 13F-HR LAZARD ASSET MANAGEMENT LLC 11,970 1,037
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 13,023 14,459 11.03 1,361 1,251 -8.08
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 577 664 15.08 61 57 -6.56
2018-01-23 13F-HR STRS OHIO 285,662 217,629 -23.82 29,840 18,855 -36.81
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 428,548 362,689 -15.37 44,766 31,423 -29.81
2018-01-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 5,960 6,335 6.29 623 549 -11.88
2018-02-08 13F-HR Segantii Capital Management Ltd 18,400 18,400 0.00 1,922 1,594 -17.07
2017-09-29 N-Q Janus Detroit Street Trust (see advisory)
2017-09-21 N-Q TIAA-CREF FUNDS (see advisory)
2018-02-13 13F-HR BAILLIE GIFFORD & CO 5,844,242 5,830,446 -0.24 610,490 505,151 -17.25
2017-11-28 N-Q Morgan Stanley Institutional Fund Inc (see advisory)
2018-02-09 13F-HR HENDERSON GROUP PLC 320,003 205,164 -35.89 33,432 17,775 -46.83
2017-08-29 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-02-06 13F-HR BOSTON FAMILY OFFICE LLC 130,447 155,424 19.15 13,626 13,466 -1.17
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 5,300 0 -100.00 554 0 -100.00
2018-01-17 13F-HR Marathon Asset Management LLP 428,748 435,590 1.60 44,796 37,738 -15.76
2018-01-29 13F-HR NORTHEAST INVESTMENT MANAGEMENT 125,993 135,656 7.67 13,161 11,753 -10.70
2017-11-29 N-Q Investment Managers Series Trust (see advisory)
2018-01-26 13F-HR Nelson Roberts Investment Advisors, LLC 84,676 83,691 -1.16 8,845 7,251 -18.02
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 34,200 86,700 153.51 3,573 7,512 110.24
2017-09-27 N-Q Northern Lights Fund Trust (see advisory)
2018-02-14 13F-HR Voya Investment Management LLC 56,581 55,702 -1.55 5,910 4,826 -18.34
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 182,304 173,509 -4.82 19,043 15,033 -21.06
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 0 4,278 0 371
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 1,825,569 2,193,530 20.16 190,699 190,047 -0.34
2018-02-14 13F-HR TEACHERS ADVISORS INC 722,462 601,333 -16.77 75,468 52,099 -30.97
2018-02-09 13F-HR Private Ocean, LLC 8,000 206
2018-02-13 13F-HR Laurion Capital Management LP 197,500 241,400 22.23 20,631 20,915 1.38
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 8,331 58,624 603.69 870 5,079 483.79
2018-02-12 13F-HR CITIGROUP INC 5,313 55,801 950.27 555 4,835 771.17
2018-02-14 13F-HR AXIOM INTERNATIONAL INVESTORS LLC /DE 199,320 0 -100.00 20,821 0 -100.00
2017-11-29 N-Q Gateway Trust (see advisory)
2017-09-28 N-Q Harding Loevner Funds Inc (see advisory)
2018-02-12 13F-HR Tredje AP-fonden 8,010 0 -100.00 837 0 -100.00
2018-02-12 13F-HR Svenska Handelsbanken AB (publ) 22,900 22,900 0.00 2,392 1,984 -17.06
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 1,794,215 1,765,572 -1.60 187,424 152,969 -18.38
2018-02-14 13F-HR NORTHERN TRUST CORP 917,883 945,470 3.01 95,881 81,916 -14.56
2018-02-14 SC 13G Capital World Investors 8,327,025
2018-01-18 13F-HR REGIONS FINANCIAL CORP 2,795 2,248 -19.57 292 194 -33.56
2018-01-24 13F-HR IFP Advisors, Inc 357 449 25.77 37 39 5.41
2017-12-29 N-Q Oppenheimer Corporate Bond Fund (see advisory)
2017-09-27 N-Q Flexshares Trust (see advisory)
2018-02-07 13F-HR AGF INVESTMENTS INC. 170,535 150,733 -11.61 17,814 13,060 -26.69
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 1,940 4,083 110.46 203 354 74.38
2018-01-25 N-Q Columbia Funds Series Trust I (see advisory)
2017-10-24 N-Q Blackrock Funds (see advisory)
2018-02-14 13F-HR ZEVENBERGEN CAPITAL INVESTMENTS LLC 466,029 476,234 2.19 48,681 41,261 -15.24
2018-01-12 13F-HR NISA INVESTMENT ADVISORS L.L.C. 13,500 16,000 18.52 1,410 1,386 -1.70
2018-02-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 341,855 350,126 2.42 35,710 30,335 -15.05
2018-02-13 13F-HR Winton Capital Group Ltd 4,676 4,178 -10.65 488 362 -25.82
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 12,986 0 -100.00 1,299 0 -100.00
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2017-08-29 N-Q Rydex Series Funds (see advisory)
2018-02-08 13F-HR TORONTO DOMINION BANK 6,642 9,298 39.99 694 805 15.99
2018-01-22 13F-HR EXCALIBUR MANAGEMENT CORP 6,254 542
2018-02-14 13F-HR SECOR Capital Advisors, LP 0 102,895 0 8,915
2018-02-05 13F-HR Blue Sky Asset Management, LLC 12,276 0 -100.00 1,160 0 -100.00
2018-02-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 67,015 0 5,806
2018-02-14 13F-HR ARGI Investment Services, LLC 2,365 205
2018-02-14 13F-HR People's United Financial, Inc. 13,065 7,911 -39.45 1,364 685 -49.78
2017-09-29 N-Q Nushares Etf Trust (see advisory)
2017-12-26 N-Q John Hancock Preferred Income Fund (see advisory)
2017-11-14 13F-HR TOWER SQUARE INVESTMENT MANAGEMENT, LLC 5,015 0 -100.00 509 0 -100.00
2018-02-14 13F-HR Jefferies Group LLC 4,789 45,959 859.68 500 3,982 696.40
2017-09-26 N-Q Clough Global Equity Fund (see advisory)
2018-02-14 13F-HR BAMCO INC /NY/ 554,472 551,211 -0.59 57,920 47,757 -17.55
2017-11-28 N-Q Pax World Funds Series Trust I (see advisory)
2018-02-12 13F-HR ALLEN OPERATIONS LLC 89,655 89,655 0.00 9,365 7,768 -17.05
2018-01-31 13F-HR Mutual of America Capital Management LLC 8,956 5,430 -39.37 936 470 -49.79
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-02-14 13F-HR Wealthcare Advisory Partners LLC 25 65 160.00 3 6 100.00
2018-02-12 13F-HR EATON VANCE MANAGEMENT 813,429 1,181,773 45.28 84,971 102,389 20.50
2017-09-26 N-Q Pacer Funds Trust (see advisory)
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 1,118 1,442 28.98 117 125 6.84
2018-01-22 13F-HR PATTEN & PATTEN INC/TN 2,163 0 -100.00 226 0 -100.00
2018-02-13 13F-HR AMF Pensionsforsakring AB 389,962 325,540 -16.52 40,735 28,205 -30.76
2018-02-15 13F-HR BB&T SECURITIES, LLC 2,699 5,882 117.93 281 509 81.14
2018-02-14 13F-HR SCHOLTZ & COMPANY, LLC 50,415 0 -100.00 5,266 0 -100.00
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 0 75 0 6
2018-02-13 13F-HR WESPAC Advisors SoCal, LLC 50 50 0.00 5 4 -20.00
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 5,745 0 -100.00 600 0 -100.00
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 222,473 223,318 0.38 23,240 19,348 -16.75
2018-02-12 13F-HR BROWN ADVISORY INC 5,588 8,315 48.80 584 720 23.29
2018-02-14 13F-HR Mana Advisors Llc 13,722 1,189
2017-11-08 13F-HR TURNER INVESTMENTS, L.P. 18,000 0 -100.00 1,802 0 -100.00
2018-02-13 13F-HR ASCEND CAPITAL, LLC 4,358 0 -100.00 454 0 -100.00
2018-02-08 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 326,448 0 -100.00 34,100 0 -100.00
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 1,192,430 1,228,095 2.99 124,561 106,402 -14.58
2018-02-05 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 88,768 105,075 18.37 9,273 9,104 -1.82
2018-02-12 13F-HR Providence Capital Advisors, Llc 99 9
2018-02-13 13F-HR NIPPON LIFE INSURANCE CO 14,877 0 -100.00 1,554 0 -100.00
2018-02-14 13F-HR BlueCrest Capital Management Ltd 29,741 76,904 158.58 3,107 6,663 114.45
2018-01-29 N-Q Nuveen Investment Trust Ii (see advisory)
2018-02-06 13F-HR DIAMOND HILL CAPITAL MANAGEMENT INC 1,605,471 2,604,593 62.23 167,708 225,662 34.56
2018-01-24 N-Q Prudential Jennison Mid-cap Growth Fund, Inc. (see advisory)
2017-11-28 N-Q Putnam Variable Trust (see advisory)
2017-09-25 N-Q Eagle Series Trust (see advisory)
2018-01-29 N-Q Ishares Trust (see advisory)
2017-11-29 N-Q Waddell & Reed Advisors Funds (see advisory)
2018-02-14 13F-HR ETF MANAGERS GROUP, LLC 562 654 16.37 59 56 -5.08
2018-02-12 13F-HR FIL Ltd 278,660 180,620 -35.18 29,109 15,649 -46.24
2017-11-29 N-Q Oppenheimer Variable Account Funds (see advisory)
2018-02-06 13F-HR Sarasin & Partners LLP 412,831 660,951 60.10 43,124 57,265 32.79
2017-11-29 N-Q Vanguard Bond Index Funds (see advisory)
2017-09-29 N-Q Tax-managed Global Small-cap Portfolio (see advisory)
2018-02-14 13F-HR PDT Partners, LLC 0 10,000 0 866
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 4,020 7,501 86.59 420 650 54.76
2017-09-29 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-02-12 13F-HR Quantum Capital Management, LLC / NJ 245,764 281,544 14.56 25,673 24,393 -4.99
2018-02-12 13F-HR HARDING LOEVNER LP 2,201,011 2,151,011 -2.27 229,917 186,364 -18.94
2018-02-14 13F-HR DEUTSCHE BANK AG\ 311,583 608,349 95.24 32,545 52,705 61.94
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2017-11-28 N-Q Variable Insurance Products Fund (see advisory)
2018-02-12 13F-HR YorkBridge Wealth Partners, LLC 29 1,150 3,865.52 3 101 3,266.67
2017-11-28 N-Q Mfs Variable Insurance Trust (see advisory)
2018-01-17 13F-HR National Pension Service 158,684 167,326 5.45 16,446 14,497 -11.85
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 235,430 137,391 -41.64 24,593 11,903 -51.60
2018-02-13 13F-HR Carleon Capital Partners LLC 5,967 5,367 -10.06 623 465 -25.36
2018-02-07 13F-HR LS Investment Advisors, LLC 2,286 1,960 -14.26 239 170 -28.87
2018-02-12 13F-HR Korea Investment CORP 255,928 64,228 -74.90 26,734 5,565 -79.18
2018-02-14 13F-HR Avestar Capital, Llc 5,000 433
2018-02-12 13F-HR BBVA COMPASS BANCSHARES, INC 11,487 12,379 7.77 1,200 1,073 -10.58
2017-11-22 N-Q Tiaa Separate Account Va 1 (see advisory)
2017-11-22 N-Q State Street Variable Insurance Series Funds Inc (see advisory)
2018-02-14 13F-HR ROBECOSAM AG 64,171 61,598 -4.01 6,651 5,369 -19.28
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2017-11-28 N-Q Pax World Funds Series Trust Iii (see advisory)
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-02-13 13F-HR ASSETMARK, INC 610 298 -51.15 64 26 -59.37
2018-02-08 13F-HR BABSON CAPITAL MANAGEMENT LLC 0 18,989 0 1,646
2017-11-13 13F-HR KCM INVESTMENT ADVISORS LLC 178,253 81,677 -54.18 4,743 8,532 79.89
2018-02-09 13F-HR Bank of New York Mellon Corp 1,011,798 1,082,821 7.02 105,693 93,816 -11.24
2018-02-13 13F-HR Calamos Advisors LLC 175,050 175,050 0.00 18,286 15,166 -17.06
2017-09-27 N-Q Lord Abbett Securities Trust (see advisory)
2018-01-24 13F-HR Harbour Capital Advisors, LLC 0 7,380 0 639
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 74,837 73,594 -1.66 7,491 7,688 2.63
2018-02-12 13F-HR Standard Life Aberdeen Plc 3,890,937 4,394,048 12.93 406,934 380,633 -6.46
2018-02-14 13F-HR NGAM ADVISORS, L.P. 10,124 21,923 116.54 1,057 1,899 79.66
2018-02-02 13F-HR Global Trust Asset Management, Llc 36 3
2018-01-29 13F-HR BB&T CORP 26,008 28,316 8.87 2,717 2,454 -9.68
2018-01-19 13F-HR Winslow, Evans & Crocker, Inc. 1,176 1,030 -12.41 122,742 89,154 -27.36
2017-09-28 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-02-14 13F-HR Capital Bank & Trust Co 1,300 1,300 0.00 136 113 -16.91
2018-02-14 13F-HR BlueMountain Capital Management, LLC 0 3,971 0 344
2018-02-09 13F-HR Royce & Associates LLC 48,300 40,400 -16.36 5,045 3,500 -30.62
2018-01-10 13F-HR DnB Asset Management AS 13,200 14,800 12.12 1,378,872 1,282,272 -7.01
2017-08-28 N-Q Ridgeworth Funds (see advisory)
2018-01-24 13F-HR Douglas Lane & Associates, LLC 405,096 648,679 60.13 42,316 56,202 32.82
2018-01-18 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 2,990 2,390 -20.07 312 207 -33.65
2018-02-13 13F-HR PITCAIRN CO 5,324 5,626 5.67 556 488 -12.23
2018-02-01 13F-HR CIBC World Markets Inc. Put 7,800 12,200 56.41 815 1,057 29.69
2018-02-05 13F-HR TNB Financial 2,714 0 -100.00 284 0 -100.00
2018-02-14 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 31,336 30,476 -2.74 3,273,358 2,640,441 -19.34
2018-02-13 13F-HR James Hambro & Partners 156,294 13,539
2018-02-14 13F-HR FRANKLIN RESOURCES INC 369,231 373,991 1.29 38,570 32,403 -15.99
2018-02-09 13F-HR Legacy Financial Advisors, Inc. 108 9
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 48,246 129,718 168.87 5,040 11,239 123.00
2018-02-01 13F-HR CIBC World Markets Inc. 28,925 33,663 16.38 3,022 2,917 -3.47
2018-02-13 13F-HR Lombard Odier Asset Management (Europe) Ltd 2,290 0 -100.00 239 0 -100.00
2018-02-09 13F-HR Baird Financial Group, Inc. 410,771 308,352 -24.93 42,909 26,716 -37.74
2018-01-31 13F-HR Rothschild Capital Partners, LLC 44,860 21,207 -52.73 4,686 1,837 -60.80
2017-11-28 N-Q Mfs Variable Insurance Trust Ii (see advisory)
2018-02-14 13F-HR HighTower Advisors, LLC 31,627 28,073 -11.24 3,284 2,425 -26.16
2017-09-27 N-Q Schwab Capital Trust (see advisory)
2018-02-14 13F-HR UBS Group AG 283,101 399,338 41.06 29,573 34,598 16.99
2018-01-29 N-Q Oppenheimer Capital Income Fund (see advisory)
2017-11-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 199,610 0 -100.00 19,981 0 -100.00
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 67,549 223,922 231.50 7,056 19,401 174.96
2018-02-12 13F-HR CITIGROUP INC Put 0 120,000 0 10,397
2017-09-27 N-Q Blackrock Long-horizon Equity Fund (see advisory)
2017-11-28 N-Q Fidelity Hastings Street Trust (see advisory)
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 70,593 0 6,116
2017-11-22 N-Q COLLEGE RETIREMENT EQUITIES FUND (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 7,600 124,800 1,542.11 794 10,813 1,261.84
2018-01-25 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 1,168 812 -30.48 122 70 -42.62
2018-01-26 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 58,875 59,890 1.72 6,151 5,189 -15.64
2017-08-22 N-Q Master Bond Llc (see advisory)
2018-01-26 13F-HR BEESE FULMER INVESTMENT MANAGEMENT, INC. 63,502 60,179 -5.23 6,633 5,214 -21.39
2018-02-09 13F-HR Shell Asset Management Co 68,098 57,172 -16.04 7,114 4,953 -30.38
2017-09-28 N-Q Jpmorgan Trust Iii (see advisory)
2018-01-24 13F-HR Ruggie Capital Group 91 0 -100.00 10 0 -100.00
2018-02-09 13F-HR Mawer Investment Management Ltd. 2,000 0 -100.00 209 0 -100.00
2018-01-26 N-Q GROWTH FUND OF AMERICA (see advisory)
2017-11-22 N-Q Legg Mason Partners Variable Equity Trust (see advisory)
2017-11-13 13F-HR Quantitative Investment Management, LLC 83,100 0 -100.00 8,318 0 -100.00
2018-02-12 13F-HR CABOT WEALTH MANAGEMENT INC 116,210 114,613 -1.37 12,139 9,930 -18.20
2017-11-29 N-Q Vanguard Variable Insurance Funds (see advisory)
2017-12-19 N-Q Green Century Funds (see advisory)
2018-02-14 13F-HR ROYAL BANK OF CANADA 2,256,052 2,544,673 12.79 235,667 220,469 -6.45
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 156,500 0 13,559
2018-01-31 13F-HR Resources Investment Advisors, Inc. 54 84 55.56 6 7 16.67
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 48,783 43,730 -10.36 4,882 4,567 -6.45
2018-02-12 13F-HR Mirae Asset Global Investments Co., Ltd. 7,623 0 -100.00 796 0 -100.00
2018-02-08 13F-HR INTRUST BANK NA 2,339 203
2017-10-24 N-Q Voya Equity Trust (see advisory)
2018-02-02 13F-HR GABELLI FUNDS LLC 38,500 75,000 94.81 4,022 6,498 61.56
2017-11-17 13F-HR Archford Capital Strategies, LLC 40 0 -100.00 5 0 -100.00
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 37,736 36,350 -3.67 3,942 3,149 -20.12
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 28,864 2,501
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 18,800 0 -100.00 1,882 0 -100.00
2017-11-29 N-Q Trust For Advised Portfolios (see advisory)
2017-10-27 13F-HR Cable Hill Partners, LLC 308 340 10.39 32 36 12.50
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 30,970 30,245 -2.34 3,235 2,619 -19.04
2017-12-29 N-Q Permanent Portfolio Family Of Funds (see advisory)
2018-01-16 13F-HR Capital Impact Advisors, LLC 19,345 19,345 0.00 2,021 1,676 -17.07
2017-11-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC Call 23,300 0 -100.00 2,332 0 -100.00
2018-02-13 13F-HR ETRADE Capital Management LLC 12,030 13,028 8.30 1,257 1,129 -10.18
2018-02-02 13F-HR Karp Capital Management Corp 24,409 11,285 -53.77 2,550 978 -61.65
2017-12-28 N-Q Ab Discovery Growth Fund, Inc. (see advisory)
2018-01-17 13F-HR Gulf International Bank (UK) Ltd 47,904 47,904 0.00 5,004 4,150 -17.07
2018-02-08 13F-HR BAILARD, INC. 3,657 0 -100.00 382 0 -100.00
2018-02-07 13F-HR WHITTIER TRUST CO 26,816 27,161 1.29 2,801 2,353 -15.99
2018-02-16 N-Q Managed Portfolio Series (see advisory)
2018-02-09 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 6,250 6,350 1.60 652,875 550,164 -15.73
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 10,407 10,536 1.24 1,087 913 -16.01
2018-02-14 13F-HR PAX WORLD MANAGEMENT LLC 106,815 0 -100.00 11,158 0 -100.00
2017-09-28 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-01-30 N-Q Rainier Investment Management Mutual Funds (see advisory)
2018-02-06 13F-HR Gerber Kawasaki Wealth & Investment Management 56,091 54,863 -2.19 5,870 4,753 -19.03
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 2,700 11,000 307.41 283 953 236.75
2017-10-30 N-Q Lord Abbett Investment Trust (see advisory)
2018-02-13 13F-HR Peak Asset Management, LLC 2,370 0 -100.00 248 0 -100.00
2018-02-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 81,020 64,160 -20.81 8,463 5,559 -34.31
2018-01-30 13F-HR BESSEMER GROUP INC 8,573 7,731 -9.82 896 670 -25.22
2018-02-14 13F-HR WOLVERINE TRADING, LLC 0 7,469 0 647
2017-11-22 N-Q Elfun Trusts (see advisory)
2017-11-20 N-Q Ohio National Fund Inc (see advisory)
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Call 2,600 225
2018-02-06 13F-HR GENESEE VALLEY TRUST CO 4,652 403
2017-11-29 N-Q Aim Funds Group (invesco Funds Group) (see advisory)
2018-02-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 427 430 0.70 42 35 -16.67
2018-02-14 13F-HR UBS OCONNOR LLC 5,000 433,000
2018-02-06 13F-HR DUBUQUE BANK & TRUST CO 353 353 0.00 37 31 -16.22
2017-09-28 N-Q Oppenheimer Global Multi-asset Income Fund (see advisory)
2018-01-12 13F-HR KAMES CAPITAL plc 955,980 348,752 -63.52 99,976 30,209 -69.78
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC 0 137,500 0 11,913
2018-02-13 13F-HR Edge Advisors, Llc 625 515 -17.60 65 44 -32.31
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 126 126 0.00 11 10 -9.09
2018-01-24 N-Q Capitol Series Trust (see advisory)
2018-02-12 13F-HR Hamilton Point Investment Advisors, LLC 41,414 43,569 5.20 4,326 3,775 -12.74
2018-02-08 13F-HR Retirement Systems of Alabama 47,861 47,861 0.00 5,000 4,147 -17.06
2018-02-13 13F-HR AMALGAMATED BANK 16,188 18,462 14.05 1,691 1,600 -5.38
2018-02-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 379,395 372,034 -1.94 39,632 32,233 -18.67
2017-08-21 N-Q Mercer Funds (see advisory)
2018-02-14 13F-HR STATE STREET CORP 6,524,518 6,304,012 -3.38 681,539 546,192 -19.86
2018-02-14 13F-HR HSBC HOLDINGS PLC 64,711 39,231 -39.38 6,757 3,398 -49.71
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 452,615 451,244 -0.30 47,280 39,095 -17.31
2018-02-15 13F-HR JANE STREET GROUP, LLC 14,935 0 -100.00 1,560 0 -100.00
2018-02-15 13F-HR Sterling Capital Management LLC 67,414 67,550 0.20 7,042 5,853 -16.88
2017-11-28 N-Q Pimco Etf Trust (see advisory)
2018-02-09 13F-HR D L CARLSON INVESTMENT GROUP INC 25,859 26,237 1.46 2,701 2,273 -15.85
2018-02-08 13F-HR GREENLEAF TRUST 104 111 6.73 11 10 -9.09
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 6 0 -100.00 1 0 -100.00
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 2,747 238
2018-01-10 13F-HR Jaffetilchin Investment Partners, LLC 2,124 0 -100.00 222 0 -100.00
2018-02-02 13F-HR Aperio Group, LLC 55,621 54,039 -2.84 5,810 4,682 -19.41
2017-11-29 N-Q Gamco Growth Fund (see advisory)
2018-02-12 13F-HR Pacad Investment Ltd. 0 11,494 0 996
2018-02-12 13F-HR Financial Architects, Inc 383 383 0.00 40 33 -17.50
2018-02-14 13F-HR GLG LLC 7,582 7,582 0.00 792 657 -17.05
2017-10-23 13F-HR Cutter & CO Brokerage, Inc. 8,747 0 -100.00 876 0 -100.00
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 438,909 332,480 -24.25 45,848 28,806 -37.17
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-16 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 5,566 8,566 53.90 581 742 27.71
2017-11-29 N-Q Ironbridge Funds, Inc. (see advisory)
2018-02-08 13F-HR D.A. DAVIDSON & CO. 2,741 0 -100.00 286 0 -100.00
2017-08-24 N-Q Touchstone Strategic Trust (see advisory)
2017-11-14 13F-HR GAM Holding AG 9,027 0 -100.00 904 0 -100.00
2018-02-14 13F-HR FIFTH THIRD BANCORP 2,131 2,036 -4.46 223 176 -21.08
2018-02-06 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 535,229 528,273 -1.30 55,910 45,770 -18.14
2018-02-14 13F-HR NOMURA HOLDINGS INC Put 60,000 5,200
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 548,641 395,405 -27.93 57,311 34,258 -40.22
2018-02-06 13F-HR PACIFIC HEIGHTS ASSET MANAGEMENT LLC 160,000 160,000 0.00 16,714 13,862 -17.06
2018-02-02 13F-HR COMERICA BANK 11,673 12,123 3.86 1,138 1,096 -3.69
2017-11-29 N-Q Aim Variable Insurance Funds (invesco Variable Insurance Funds) (see advisory)
2018-02-05 13F-HR Calton & Associates, Inc. 2,958 269
2018-02-14 13F-HR Southeast Asset Advisors Inc. 10,951 10,116 -7.62 1,144 876 -23.43
2017-08-29 N-Q First Investors Equity Funds (see advisory)
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 7,485 6,656 -11.08 782 577 -26.21
2018-02-14 13F-HR BARCLAYS PLC 582,040 660,179 13.43 60,800 57,199 -5.92
2018-02-06 13F-HR BP PLC 19,000 19,000 0.00 1,987 1,646 -17.16
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 118,305 881,537 645.14 12,358 76,376 518.03
2017-10-26 13F-HR BARING ASSET MANAGEMENT Ltd 23,036 22,426 -2.65 2,305 2,343 1.65
2018-02-08 13F-HR First Allied Advisory Services, Inc. 10,697 8,982 -16.03 1,113 771 -30.73
2018-01-12 13F-HR SHEETS SMITH WEALTH MANAGEMENT 9,949 0 -100.00 1,039 0 -100.00
2018-02-14 13F-HR Advisor Group, Inc. 3,355 6,347 89.18 350 549 56.86
2018-02-07 13F-HR Boston Common Asset Management, LLC 56,092 0 -100.00 5,859 0 -100.00
2018-02-14 13F-HR PEAK6 Investments, L.P. 1,319 1,371 3.94 138 119 -13.77
2018-02-02 13F-HR Patten Group, Inc. 37,296 36,646 -1.74 3,896 3,175 -18.51
2018-02-13 13F-HR Dai-Ichi Life Insurance Company, Ltd 12,553 12,553 0.00 1,311 1,088 -17.01
2018-02-14 13F-HR TIVERTON ASSET MANAGEMENT LLC 277,665 204,502 -26.35 29,005 17,718 -38.91
2017-11-29 N-Q Rydex Variable Trust (see advisory)
2018-01-22 N-Q Master Focus Growth Llc (see advisory)
2018-02-09 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 345,000 605,000 75.36 36,039 52,418 45.45
2017-09-27 N-Q Franklin Strategic Series (see advisory)
2018-02-09 13F-HR Fiera Capital Corp 2,173 0 -100.00 227 0 -100.00
2018-01-25 13F-HR JENNISON ASSOCIATES LLC 1,407,149 1,045,869 -25.67 146,991 90,614 -38.35
2018-02-14 13F-HR BARCLAYS PLC Call 29,500 0 -100.00 3,082 0 -100.00
2018-02-13 13F-HR AVIVA PLC 98,286 87,082 -11.40 10,280 7,545 -26.61
2018-01-18 13F-HR Westpac Banking Corp 65,428 11,328 -82.69 6,834,609 981,458 -85.64
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 473,321 489,926 3.51 49,443,111 42,447,190 -14.15
2018-02-13 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 7,375 639
2017-11-28 N-Q Fidelity Contrafund (see advisory)
2018-02-14 13F-HR HPM Partners LLC 3,775 0 -100.00 394 0 -100.00
2018-02-07 13F-HR CAM Group Holding A/S 3,220,921 3,245,723 0.77 336,458 281,210 -16.42
2018-02-14 13F-HR Select Equity Group, L.P. 1,960,938 1,767,421 -9.87 204,839,583 153,129,355 -25.24
2018-02-12 13F-HR Sloane Robinson LLP 161,800 159,100 -1.67 16,902 13,784 -18.45
2018-01-31 13F-HR GILDER GAGNON HOWE & CO LLC 340,483 122,255 -64.09 35,567 10,592 -70.22
2018-02-02 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 1,800 1,800 0.00 188 156 -17.02
2018-02-13 13F-HR Sand Hill Global Advisors, LLC 58,045 57,872 -0.30 6,063 5,014 -17.30
2017-09-29 N-Q Putnam Investment Funds (see advisory)
2017-09-25 N-Q Wells Fargo Global Dividend Opportunity Fund (see advisory)
2018-02-02 13F-HR CI INVESTMENTS INC. 7,500 0 -100.00 783 0 -100.00
2017-08-24 N-Q Laudus Trust (see advisory)
2018-02-13 13F-HR Moors & Cabot, Inc. 2,500 2,542 1.68 261 221 -15.33
2018-01-29 13F-HR IFM Investors Pty Ltd 4,192 4,192 0.00 438 363 -17.12
2017-09-27 N-Q Schwab Investments (see advisory)
2017-12-28 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 119,267 39,872 -66.57 12,458 3,455 -72.27
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 32,210 30,862 -4.19 3,365 2,674 -20.53
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 3,700 0 -100.00 387 0 -100.00
2018-02-14 13F-HR Marshall Wace North America L.P. 761,942 883,151 15.91 79,242 76,516 -3.44
2018-01-26 N-Q Vanguard Scottsdale Funds (see advisory)
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-02-14 13F-HR PRUDENTIAL PLC 98,223 140,485 43.03 10,260 12,172 18.64
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 72,000 0 -100.00 7,207 0 -100.00
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 2,116 2,258 6.71 212 236 11.32
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 299,667 322,106 7.49 31,303 27,907 -10.85
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 18,731 8,922 -52.37 1,957 773 -60.50
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 38,535 0 3,339
2017-11-13 13F-HR/A-1 NORGES BANK 1,087,347 1,163,033 6.96 76,103 85,656 12.55
2017-09-28 N-Q Mfs Intermediate Income Trust (see advisory)
2018-01-19 13F-HR Personal Capital Advisors Corp 215,943 221,447 2.55 22,557 19,186 -14.94
2017-10-30 13F-HR Cribstone Capital Management, LLC 140 0 -100.00 14 0 -100.00
2017-11-22 N-Q Master Large Cap Series Llc (see advisory)
2018-02-13 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 2,200 2,200 0.00 230 203 -11.74
2017-11-29 N-Q Mutual Fund Series Trust (see advisory)
2018-01-29 13F-HR Tiaa, Fsb 95,125 102,001 7.23 9,937 8,837 -11.07
2018-02-13 13F-HR Wellington Management Group LLP 3,114,946 2,740,106 -12.03 325,388 237,402 -27.04
2017-08-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2017-09-29 N-Q Harbor Funds (see advisory)
2018-02-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 258 0 -100.00 27 0 -100.00
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 29 3
2017-10-26 13F-HR Integrated Investment Consultants, LLC 866 809 -6.58 87 85 -2.30
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 543,373 3,149,472 479.62 56,760 273,901 382.56
2018-02-15 13F-HR Phocas Financial Corp. 9,934 9,934 0.00 1 861 86,000.00
2018-02-06 13F-HR WCM INVESTMENT MANAGEMENT/CA 400,886 718,422 79.21 41,877 62,244 48.64
2017-11-28 N-Q Jp Morgan Fleming Mutual Fund Group Inc (see advisory)
2018-02-09 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 16,927 16,969 0.25 1,768 1,470 -16.86
2017-11-29 N-Q Vanguard Montgomery Funds (see advisory)
2018-02-13 13F-HR COLONY GROUP LLC 23,809 23,474 -1.41 2,487 2,034 -18.21
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 9,419 0 -100.00 983 0 -100.00
2018-02-14 13F-HR Ensemble Capital Management, LLC 214,541 320,851 49.55 22,411 27,799 24.04
2018-02-12 13F-HR PINNACLE ASSOCIATES LTD 6,776 6,756 -0.30 708 585 -17.37
2018-02-06 13F-HR Reynders McVeigh Capital Management, LLC 6,340 5,360 -15.46 662 464 -29.91
2018-02-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 2,146 43,008 1,904.10 224 3,726 1,563.39
2018-02-14 13F-HR Aristotle Capital Management, LLC 1,537,961 858,754 -44.16 160,656 74,402 -53.69
2017-09-21 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-02-14 13F-HR LORD, ABBETT & CO. LLC 337,887 77,418 -77.09 35,296 6,707 -81.00
2017-10-24 N-Q Flaherty & Crumrine Preferred Securities Income Fund Inc (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 787 0 68
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 963,096 1,167,981 21.27 100,605 101,194 0.59
2018-02-09 13F-HR Arizona State Retirement System 83,900 98,620 17.54 8,764 8,544 -2.51
2017-09-01 N-Q Calamos Strategic Total Return Fund (see advisory)
2017-11-29 N-Q Hc Capital Trust (see advisory)
2018-02-12 13F-HR Quantbot Technologies LP 0 24,577 0 2,129
2018-02-09 13F-HR Valeo Financial Advisors, Llc 40 40 0.00 4 3 -25.00
2018-02-12 13F-HR COMMERCE BANK 246,381 244,366 -0.82 25,737 21,172 -17.74
2018-01-30 13F-HR Vigilant Capital Management, LLC 127,650 139,023 8.91 13,334 12,045 -9.67
2017-09-29 N-Q Aim International Mutual Funds (invesco International Mutual Funds) (see advisory)
2017-11-17 N-Q Liberty All Star Equity Fund (see advisory)
2018-02-13 13F-HR Intellectus Partners, LLC 77 0 -100.00 8 0 -100.00
2017-11-03 N-Q Sit Mid Cap Growth Fund Inc (see advisory)
2017-09-27 N-Q American Century Capital Portfolios Inc (see advisory)
2017-11-20 N-Q Dreyfus Funds Inc (see advisory)
2018-01-12 13F-HR CAPITAL INSIGHT PARTNERS, LLC 16,869 16,961 0.55 1,762 1,470 -16.57
2018-02-05 13F-HR STEPHENS INC /AR/ 2,878 0 -100.00 301 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 27,000 14,100 -47.78 2,820 1,222 -56.67
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 366,398 358,347 -2.20 38,274 31,047 -18.88
2018-02-14 13F-HR Shepherd Financial Partners LLC 8,187 0 -100.00 854 0 -100.00
2018-02-02 13F-HR Seacrest Wealth Management, Llc 7 1
2018-02-14 13F-HR Folger Hill Asset Management LP 0 31,500 0 2,729
2017-08-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2017-10-12 13F-HR Hanson McClain, Inc. 124 124 0.00 12 13 8.33
2017-11-21 N-Q Mutual Of America Institutional Funds Inc (see advisory)
2017-10-27 N-Q Pioneer Series Trust Ii (see advisory)
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 247 295 19.43 26 26 0.00
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 508 508 0.00 53 44 -16.98
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 4,043 5,050 24.91 422 438 3.79
2017-08-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-02-14 13F-HR NUMERIC INVESTORS LLC 58,200 66,100 13.57 6,080 5,727 -5.81
2018-02-13 13F-HR Renaissance Technologies LLC 48,100 734,700 1,427.44 5,025 63,654 1,166.75
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 82,793 86,154 4.06 8,566 7,453 -12.99
2017-11-14 13F-HR CLOUGH CAPITAL PARTNERS L P 2,400 0 -100.00 240 0 -100.00
2018-02-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 90,073 88,188 -2.09 9,409 7,641 -18.79
2018-02-14 13F-HR Polar Capital LLP 118,610 128,271 8.15 12,399 11,112 -10.38
2018-02-13 13F-HR Catamount Wealth Management 40,051 405 -98.99 4,184 35 -99.16
2018-02-13 13F-HR BANK OF NOVA SCOTIA 0 35,595 0 3,080
2018-02-14 13F-HR Tyers Asset Management LLC 119,924 259,532 116.41 12,527 22,486 79.50
2017-11-13 13F-HR Waratah Capital Advisors Ltd. 5,560 0 -100.00 557 0 -100.00
2018-02-13 13F-HR ROPES WEALTH ADVISORS LLC 525 525 0.00 55 45 -18.18
2017-10-26 N-Q Mfs Series Trust X (see advisory)
2018-02-12 13F-HR Atlantic Trust Group, LLC 431,818 373,651 -13.47 45,108 32,373 -28.23
2017-11-07 13F-HR Lee Financial CORP 120 0 -100.00 12 0 -100.00
2018-02-14 13F-HR Fortis Advisors, LLC 755 0 -100.00 79 0 -100.00
2018-02-15 13F-HR/A-1 WESTWOOD HOLDINGS GROUP INC 107,165 106,738 -0.40 11,194 9,248 -17.38
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 86,735 133,394 53.79 9,060 11,557 27.56
2017-11-24 N-Q Mfs Variable Insurance Trust Iii (see advisory)
2018-02-12 13F-HR FMR LLC / Fidelity 4,054,523 4,068,061 0.33 423,535 352,456 -16.78
2017-09-29 N-Q American Beacon Institutional Funds Trust (see advisory)
2018-02-06 13F-HR/A-6 Hutchens Investment Management Inc 2,500 0 -100.00 261 0 -100.00
2017-11-28 N-Q Etf Series Solutions (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 3,100 11,300 264.52 324 979 202.16
2018-01-23 13F-HR COBIZ INVESTMENT MANAGEMENT, LLC 73,465 72,079 -1.89 7,674 6,245 -18.62
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 0 15,440 0 1,338
2018-02-07 13F-HR HUNTINGTON ASSET ADVISORS, INC. 1,000 87
2017-09-25 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,147,446 1,168,869 1.87 119,796 101,204 -15.52
2018-01-23 13F-HR California Capital Advisors, Inc. 6,113 0 -100.00 639 0 -100.00
2018-01-26 13F-HR WELCH & FORBES LLC 4,951 4,951 0.00 517 429 -17.02
2018-01-17 13F-HR CrestPoint Capital Management, LLC 2,800 2,800 0.00 292 243 -16.78
2017-09-29 N-Q Oppenheimer Discovery Mid Cap Growth Fund (see advisory)
2018-01-10 13F-HR Highwater Wealth Management, LLC 2,161 0 -100.00 226 0 -100.00
2017-11-22 13F-HR Chicago Partners Investment Group LLC 160 17
2018-02-01 13F-HR Plante Moran Financial Advisors, LLC 0 41 0 4
2017-10-06 N-Q Pfs Funds (see advisory)
2017-11-29 N-Q Vanguard Tax-managed Funds (see advisory)
2018-02-14 13F-HR TLP GROUP LLC 39 3
2018-01-16 13F-HR VONTOBEL ASSET MANAGEMENT INC 45,171 0 -100.00 4,720 0 -100.00
2017-11-29 N-Q Eaton Vance Risk-managed Diversified Equity Income Fund (see advisory)
2018-02-09 13F-HR Holistic Financial Partners 719 62
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 26,536 0 2,299
2018-01-24 13F-HR HOWE & RUSLING INC 72 85 18.06 8 7 -12.50
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 2,005 209
2018-02-06 13F-HR CAPITAL MANAGEMENT ASSOCIATES /NY/ 7,000 7,000 0.00 731 606 -17.10
2018-02-02 13F-HR Mn Services Vermogensbeheer B.V. 25,936 24,436 -5.78 2,709 1,763 -34.92
2018-02-14 13F-HR 1832 Asset Management L.P. 1,273,220 235,750 -81.48 128,972 20,336 -84.23
2018-01-24 13F-HR SG Americas Securities, LLC 1,993 3,601 80.68 208 312 50.00
2018-02-14 13F-HR Clearbridge Investments, LLC 661,296 778,848 17.78 69,079 67,479 -2.32
2017-12-26 N-Q John Hancock Preferred Income Fund Iii (see advisory)
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 174 0 -100.00 17 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 154 41 -73.38 49 1 -97.96
2018-02-09 13F-HR RHUMBLINE ADVISERS 205,089 204,133 -0.47 21,424 17,686 -17.45
2017-08-28 N-Q John Hancock Funds Iii (see advisory)
2018-02-14 13F-HR OSTERWEIS CAPITAL MANAGEMENT INC 18,562 18,062 -2.69 1,939 1,564 -19.34
2017-11-29 N-Q Lord Abbett Bond Debenture Fund Inc (see advisory)
2017-08-17 N-Q Dreyfus Investment Funds (see advisory)
2018-02-08 13F-HR Global X Management CO LLC 6,666 6,810 2.16 696 590 -15.23
2017-11-14 N-Q Russell Investment Funds (see advisory)
2018-02-13 13F-HR Parallel Advisors, LLC 1,230 1,190 -3.25 113 103 -8.85
2018-02-14 13F-HR ProShare Advisors LLC 21,226 23,041 8.55 2,217 1,996 -9.97
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 15,020 0 -100.00 1,569 0 -100.00
2018-02-02 13F-HR CI Global Investments Inc. 6,408 0 -100.00 669 0 -100.00
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 93,552 7,854 -91.60 9,772 680 -93.04
2018-02-13 13F-HR Lombard Odier Asset Management (Switzerland) SA 0 36,000 0 3,119
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2017-09-25 N-Q Thrivent Mutual Funds (see advisory)
2018-02-14 13F-HR PAR CAPITAL MANAGEMENT INC 80,000 0 -100.00 8,357 0 -100.00
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2017-08-21 N-Q Baron Investment Funds Trust (f/k/a Baron Asset Fund) (see advisory)
2017-11-13 13F-HR Goss Wealth Management LLC 476 0 -100.00 49,233 0 -100.00
2018-02-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 5,143 5,143 0.00 537 446 -16.95
2018-02-05 13F-HR LOEB PARTNERS CORP 4,000 3,000 -25.00 417 260 -37.65
2017-08-29 N-Q Morgan Stanley Income Securities Inc (see advisory)
2018-02-12 13F-HR Brookmont Capital Management 2,007 0 -100.00 210 0 -100.00
2018-01-26 13F-HR Security Asset Management 43,913 43,713 -0.46 4,587 3,787 -17.44
2017-11-14 13F-HR Grandeur Peak Global Advisors, LLC 234,950 235,900 0.40 23,518 24,642 4.78
2018-02-05 13F-HR Main Street Research LLC 124,928 124,108 -0.66 13,050 10,753 -17.60
2018-01-26 N-Q Sei Catholic Values Trust (see advisory)
2017-09-28 N-Q Mfs Series Trust Ix (see advisory)
2017-11-14 13F-HR/A-1 UBS Group AG Call 51,600 0 -100.00 4,754 0 -100.00
2018-01-17 13F-HR Somerset Trust Co 9,282 8,436 -9.11 970 731 -24.64
2018-02-14 13F-HR CLINTON GROUP INC 0 72,208 0 6,256
2018-02-08 13F-HR Xact Kapitalforvaltning AB 20,077 18,203 -9.33 2,097 1,577 -24.80
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 0 3,100 0 269
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 3,222 3,222 0.00 335 335 0.00
2018-02-14 13F-HR Zurich Insurance Group Ltd/FI 20,701 23,366 12.87 2,162 2,024 -6.38
2018-01-10 13F-HR Crow Point Partners, LLC 1,500 0 -100.00 155 0 -100.00
2018-02-09 13F-HR SUNTRUST BANKS INC 25,411 12,275 -51.69 2,652 1,062 -59.95
2018-02-14 13F-HR Pacer Advisors, Inc. 3,292 0 -100.00 344 0 -100.00
2017-11-22 N-Q Blackrock Large Cap Series Funds, Inc. (see advisory)
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 463,374 484,049 4.46 48,024 41,938 -12.67
2018-02-14 13F-HR Walleye Trading LLC Call 30,900 13,200 -57.28 3,228 1,143 -64.59
2018-01-26 N-Q Eaton Vance Growth Trust (see advisory)
2018-02-14 13F-HR NOMURA HOLDINGS INC 0 25,102 0 2,175
2017-11-28 N-Q Calvert Variable Series Inc (see advisory)
2018-02-14 13F-HR/A-1 PUTNAM INVESTMENTS LLC 203,989 156,402 -23.33 21,308 13,551 -36.40
2018-02-05 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA 71,764 90,724 26.42 7,496 7,860 4.86
2018-02-01 13F-HR Taylor Wealth Management Partners 47,922 49,372 3.03 5,006 4,278 -14.54
2018-01-26 13F-HR Legacy Advisors, Llc 43 3
2017-08-28 N-Q Gps Funds I (see advisory)
2017-09-27 N-Q Russell Investment Co (see advisory)
2018-01-22 13F-HR S&CO INC 5,790 5,790 0.00 605 502 -17.02
2018-02-06 13F-HR Daiwa Securities Group Inc. 4,600 4,600 0.00 481 399 -17.05
2018-02-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 37,875 37,875 0.00 3,957 3,282 -17.06
2018-02-14 13F-HR Weil Company, Inc. 10,100 875
2018-01-10 13F-HR Grassi Investment Management 94,000 94,000 0.00 9,819 8,144 -17.06
2018-02-14 13F-HR Rafferty Asset Management, LLC 30,554 40,178 31.50 3,192 3,481 9.05
2018-02-14 13F-HR Sapience Investments, LLC 11,610 21,365 84.02 1,213 1,851 52.60
2018-02-02 13F-HR US BANCORP \DE\ 28,423 53,357 87.72 2,968 4,622 55.73
2018-02-12 13F-HR SEVEN EIGHT CAPITAL, LLC 8,031 26,131 225.38 753 2,264 200.66
2017-11-29 N-Q Janus Aspen Series (see advisory)
2018-01-17 13F-HR Cutler Group LP Put 17,300 3,600 -79.19 10 67 570.00
2017-08-29 N-Q Franklin Custodian Funds (see advisory)
2017-11-28 N-Q Kp Funds (see advisory)
2018-01-12 13F-HR Covenant Asset Management, LLC 28,130 27,709 -1.50 2,938 2,401 -18.28
2018-02-12 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 55,700 0 -100.00 5,818 0 -100.00
2018-02-08 13F-HR Advisory Services Network, LLC 145 151 4.14 15 13 -13.33
2018-02-02 13F-HR MOODY LYNN & LIEBERSON, INC. 112,348 0 -100.00 11,736 0 -100.00
2018-02-13 13F-HR CREDIT AGRICOLE S A 275,896 0 -100.00 28,820 0 -100.00
2018-01-26 N-Q Eaton Vance Tax Advantaged Dividend Income Fund (see advisory)
2018-02-14 13F-HR Janney Montgomery Scott LLC 2,437 211
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 0 2,905 0 252
2017-11-22 N-Q Thrivent Series Fund Inc (see advisory)
2017-09-29 N-Q Aim Equity Funds (invesco Equity Funds) (see advisory)
2018-02-14 13F-HR MACQUARIE GROUP LTD 56,206 36,401 -35.24 5,871 4,021 -31.51
2018-02-12 13F-HR JUPITER ASSET MANAGEMENT LTD 30,000 0 -100.00 3,134 0 -100.00
2018-01-23 13F-HR HENNESSY ADVISORS INC 8,000 9,000 12.50 836 780 -6.70
2017-09-29 N-Q Chartwell Funds (see advisory)
2018-02-13 13F-HR Delpha Capital Management, Llc 421 36
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 87,087 95,877 10.09 9,097 8,307 -8.68
2018-02-14 13F-HR Sciencast Management LP 0 15,641 0 1,396
2018-02-08 13F-HR DAVIDSON INVESTMENT ADVISORS 75,923 74,855 -1.41 7,930 6,485 -18.22
2017-09-26 N-Q Clough Global Dividend & Income Fund (see advisory)
2017-08-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-02-14 13F-HR CREDIT SUISSE AG/ 302,355 273,391 -9.58 31,585 23,686 -25.01
2018-02-05 13F-HR Crossmark Global Holdings, Inc. 3,712 3,754 1.13 388 325 -16.24
2017-08-24 N-Q State Street Institutional Funds (see advisory)
2018-02-14 13F-HR Aureus Asset Management, LLC 197,870 211,779 7.03 20,670 18,349 -11.23
2017-11-29 N-Q Spirit Of America Investment Fund Inc (see advisory)
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-01-29 N-Q Neuberger Berman Equity Funds (see advisory)
2017-09-20 N-Q Dreyfus/laurel Funds Inc (see advisory)
2018-02-13 13F-HR RPg Family Wealth Advisory, LLC 501 501 0.00 52,334 43,406 -17.06
2018-01-16 13F-HR Cottage Street Advisors LLC 27,375 27,707 1.21 2,860 2,401 -16.05
2017-11-22 N-Q Mml Series Investment Fund Ii (see advisory)
2018-02-14 13F-HR QS Investors, LLC 5 5 0.00 1 1 0.00
2018-02-09 13F-HR HAP Trading, LLC Put 100,000 215
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 0 10,274 0 890
2017-11-03 N-Q Sit Mutual Funds Inc (see advisory)
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 2,228 0 -100.00 233 0 -100.00
2018-02-01 13F-HR Granite Investment Partners, LLC 122,583 81,229 -33.74 12,805 7,038 -45.04
2018-01-29 13F-HR FIDUCIARY TRUST CO 4,560 5,670 24.34 476 491 3.15
2017-08-29 N-Q Turner Funds (see advisory)
2017-11-14 13F-HR Paloma Partners Management Co 5,515 0 -100.00 552 0 -100.00
2018-02-14 13F-HR DIAM Co., Ltd. 255,915 239,646 -6.36 26,723 20,768 -22.28
2018-01-17 13F-HR Edge Wealth Management LLC 1,000 1,000 0.00 27 26 -3.70
2018-01-22 N-Q Blackrock Focus Growth Fund, Inc. (see advisory)
2018-02-14 13F-HR HBK INVESTMENTS L P 0 24,201 0 2,097
2017-08-25 N-Q Prudential Jennison Small Co Fund, Inc. (see advisory)
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 260,536 265,562 1.93 27,216 23,008 -15.46
2018-02-08 13F-HR SEI INVESTMENTS CO 112,076 117,108 4.49 11,707 10,147 -13.33
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 30,599 14,510 -52.58 3,196 1,257 -60.67
2017-11-28 N-Q Variable Insurance Products Fund Iii (see advisory)
2017-11-28 N-Q Jp Morgan Mutual Fund Investment Trust (see advisory)
2018-02-14 13F-HR DekaBank Deutsche Girozentrale 12,082 12,082 0.00 1,265 1,265 0.00
2017-11-22 N-Q Spdr Series Trust (see advisory)
2018-02-15 13F-HR/A-1 Balentine LLC 0 57 0 5
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 3,876 7,570 95.30 405 656 61.98
2018-01-17 13F-HR Cutler Group LP 4,727 0 -100.00 493 0 -100.00
2017-08-28 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-02-14 13F-HR EARNEST PARTNERS LLC 0 62 0 5
2018-02-12 13F-HR Cipher Capital LP 0 45,245 0 3,920
2018-01-30 13F-HR Handelsinvest Investeringsforvaltning 16,514 16,514 0.00 1,725 1,431 -17.04
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-14 13F-HR Summit Trail Advisors, Llc 1,193 106
2017-10-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-02-09 13F-HR COMERICA SECURITIES INC 1,971 2,520 27.85 206 218 5.83
2017-08-25 N-Q Marsico Investment Fund (see advisory)
2017-08-23 N-Q Massmutual Premier Funds (see advisory)
2018-02-01 13F-HR First Western Capital Management Co 36,740 37,346 1.65 3,838 3,236 -15.69
2018-02-07 13F-HR KBC Group NV 19,851 15,640 -21.21 2,074 1,355 -34.67
2018-02-14 13F-HR Arthur Zaske & Associates, LLC 2,505 2,505 0.00 262 217 -17.18
2018-02-13 13F-HR Axa 106,822 23,843 -77.68 11,159 2,066 -81.49
2017-11-24 N-Q Diamond Hill Funds (see advisory)
2018-02-09 13F-HR Mitsubishi UFJ Trust & Banking Corp 1,285,638 1,281,743 -0.30 134,298 111,050 -17.31
2018-02-13 13F-HR Allianz Asset Management AG 785,037 138,765 -82.32 82,004 12,023 -85.34
2018-02-14 13F-HR Utah Retirement Systems 28,702 29,802 3.83 2,998 2,582 -13.88
2018-01-25 N-Q Trust For Professional Managers (see advisory)
2018-02-13 13F-HR MARIETTA INVESTMENT PARTNERS LLC 4,982 0 -100.00 520 0 -100.00
2017-08-28 N-Q Elkhorn Etf Trust (see advisory)
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 28,555 31,527 10.41 2,983 2,731 -8.45
2018-02-12 13F-HR Skandinaviska Enskilda Banken AB (publ) 23,347 20,347 -12.85 2,439 1,763 -27.72
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 5,400 0 -100.00 541 0 -100.00
2018-02-14 13F-HR/A-1 Nicholas Investment Partners, LP 28,876 0 -100.00 3,016 0 -100.00
2018-01-11 13F-HR Daiwa SB Investments Ltd. 5,580 5,360 -3.94 583 464 -20.41
2017-11-21 N-Q Royce Fund (see advisory)
2018-02-13 13F-HR Legal & General Group Plc 706,638 694,110 -1.77 73,815 60,139 -18.53
2018-01-18 13F-HR State of Alaska, Department of Revenue 15,625 28,735 83.90 1,632 2,488 52.45
2018-02-14 13F-HR Marshall Wace LLP 97,297 90,175 -7.32 10,119 7,813 -22.79
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 360,174 378,512 5.09 37,624 32,795 -12.83
2018-01-23 13F-HR Cerebellum Gp, Llc 1,464 127
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 123,530 162,115 31.24 12,904 14,046 8.85
2017-08-28 N-Q Calvert World Values Fund Inc (see advisory)
2018-01-16 13F-HR CWM, LLC 62 42 -32.26 6 4 -33.33
2017-11-24 N-Q Sa Funds Investment Trust (see advisory)
2018-01-23 13F-HR FIRST AMERICAN BANK 114,938 108,067 -5.98 12,006 9,363 -22.01
2018-02-12 13F-HR Veritable, L.P. 7,774 6,711 -13.67 812 581 -28.45
2018-02-14 13F-HR Flinton Capital Management LLC 145,622 315,146 116.41 15,212 27,304 79.49
2017-09-26 N-Q Wilmington Funds (see advisory)
2018-02-14 13F-HR Invesco Ltd. 2,316,175 2,975,255 28.46 241,947 257,775 6.54
2017-11-28 N-Q Variable Insurance Products Fund Iv (see advisory)
2018-02-14 13F-HR Walleye Trading LLC Put 56,100 2,000 -96.43 5,859 174 -97.03
2018-02-14 13F-HR LPL Financial LLC 2,768 5,075 83.35 277 440 58.84
2018-01-30 13F-HR Ownership Capital B.V. 1,150,075 1,161,295 0.98 120,137 100,615 -16.25
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 35,478 54,179 52.71 3,706,032 4,694,068 26.66
2018-02-09 13F-HR Employees Retirement System of Texas 30,000 30,000 0.00 3,134 2,599 -17.07
2018-02-14 13F-HR MARSICO CAPITAL MANAGEMENT LLC 494,392 492,152 -0.45 51,644 42,640 -17.43
2017-11-13 13F-HR Hudson Bay Capital Management LP 45,000 0 -100.00 4,505 0 -100.00
2017-11-28 N-Q Fidelity Advisor Series I (see advisory)
2018-02-14 13F-HR Redwood Investments, LLC 121,889 0 -100.00 12,733 0 -100.00
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 757,206 656,225 -13.34 79,098 56,855 -28.12
2018-02-09 13F-HR RidgeWorth Capital Management LLC 456,575 1,234,325 170.34 47,694 106,942 124.23
2018-02-01 13F-HR HOWLAND CAPITAL MANAGEMENT LLC 148,098 152,898 3.24 15,470 13,247 -14.37
2018-02-14 13F-HR HAHN CAPITAL MANAGEMENT LLC 360,772 355,234 -1.54 37,686,243 30,777,474 -18.33
2018-02-14 13F-HR Zions Bancorporation 1,530 0 -100.00 160 0 -100.00
2017-11-28 N-Q American Funds Insurance Series (see advisory)
2017-11-29 N-Q Large-cap Value Portfolio (see advisory)
2017-11-22 N-Q Principal Exchange-traded Funds (see advisory)
2017-09-26 N-Q Clough Global Opportunities Fund (see advisory)
2018-02-14 13F-HR WADDELL & REED FINANCIAL INC 1,067,906 1,067,906 0.00 111,554 92,524 -17.06
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 142,773 170,134 19.16 14,914 14,740 -1.17
2017-11-20 N-Q Fqf Trust (see advisory)
2018-02-14 13F-HR Squarepoint Ops LLC 10,664 245,532 2,202.44 1,114 21,273 1,809.61
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 14,939,550 5,546,274 -62.88 1,560,585 480,529 -69.21
2018-02-12 13F-HR Ford Financial Group, Inc. 30 2
2018-02-13 13F-HR Parisi Gray Wealth Management 78 7
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 14,600 0 -100.00 1,525 0 -100.00
2018-01-30 13F-HR Ledyard National Bank 230 332 44.35 24 29 20.83
2017-11-21 N-Q Allianz Funds (see advisory)
2018-01-17 13F-HR Cutler Group LP Call 21,100 0 -100.00 125 0 -100.00
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 562,884 545,925 -3.01 58,797 47,302 -19.55
2018-02-13 13F-HR Truewealth Llc 25 2
2018-02-09 13F-HR Virtu Financial LLC 19,753 6,626 -66.46 2,063 574 -72.18
2018-01-25 N-Q Putnam Funds Trust (see advisory)
2018-01-29 13F-HR REILLY FINANCIAL ADVISORS, LLC 114,982 113,169 -1.58 12,011 9,805 -18.37
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 238,566 194,861 -18.32 24,921 16,883 -32.25
2018-01-18 13F-HR Carroll Financial Associates, Inc. 94 8
2018-02-07 13F-HR Barrett Asset Management, LLC 304,260 300,947 -1.09 31,783 26,074 -17.96
2018-02-15 13F-HR National Asset Management, Inc. 4,663 2,455 -47.35 489 215 -56.03
2018-02-13 13F-HR Israel Discount Bank of New York 1,040 840 -19.23 109 73 -33.03
2017-08-23 N-Q Rbc Funds Trust (see advisory)
2017-11-29 N-Q Victory Portfolios Ii (see advisory)
2017-09-28 N-Q Fidelity Advisor Series Viii (see advisory)
2017-09-27 N-Q Advisors' Inner Circle Fund (see advisory)
2018-02-14 13F-HR RMB Capital Management, LLC 406,583 264,380 -34.98 42,472 22,906 -46.07
2017-10-30 N-Q Lord Abbett Research Fund Inc (see advisory)
2017-11-29 N-Q Aqr Funds (see advisory)
2017-11-22 N-Q General Electric Rsp U.s. Equity Fund (see advisory)
2017-11-28 N-Q Jnl Variable Fund Llc (see advisory)
2018-02-05 13F-HR CHASE INVESTMENT COUNSEL CORP 37,361 0 -100.00 3,902 0 -100.00
2017-09-28 N-Q Mfs Series Trust Xv (see advisory)
2018-02-06 13F-HR M&T BANK CORP 23,232 22,176 -4.55 2,427 1,921 -20.85
2018-01-17 13F-HR Cascade Investment Advisors, Inc. 1,000 26,130
2018-02-14 13F-HR MORGAN STANLEY 564,492 832,160 47.42 58,967 72,098 22.27
2018-01-17 13F-HR Creative Planning 3,577 3,116 -12.89 374 270 -27.81
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2017-12-28 N-Q Fidelity Advisor Series Vii (see advisory)
2018-01-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 19,000 0 -100.00 499 0
2018-02-14 13F-HR AMP Capital Investors Ltd 126,915 114,315 -9.93 13,258 9,904 -25.30
2018-02-09 13F-HR Tesco Pension Investment Ltd 364,377 364,377 0.00 38,063 31,570 -17.06
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 17,582 18,202 3.53 1,837 1,577 -14.15
2018-02-13 13F-HR Corient Capital Partners, LLC 6,711 7,587 13.05 701 657 -6.28
2017-12-28 N-Q Entrepreneurshares Series Trust (see advisory)
2017-09-29 N-Q Victory Portfolios (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 5,000 17,700 254.00 522 1,534 193.87
2017-10-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2017-11-29 N-Q Gamco Global Series Funds, Inc (see advisory)
2018-01-25 13F-HR Cornerstone Advisors, Inc. 1,406 31 -97.80 147 3 -97.96
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 2,598 1,667,685 64,091.11 271 144,488 53,216.61

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( FRC / First Republic Bank (San Francisco, California) ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

CUSIP: 33616C100