Stock Institutional Ownership and Shareholders

SecurityFMSA / Fairmount Santrol Holdings Inc. (30555Q108)
President and CEODeckard Jenniffer D.
Institutional Owners150
Institutional Shares120,763,459
Outstanding Shares226,400,000 (as of 2017-09-30)
Institutional Value$ 1,420,176,000 USD

Fairmount Santrol Holdings Inc. (NYSE:FMSA) has 150 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 120,763,459 shares. Largest shareholders include Point72 Asset Management, L.P., Hartland & Co., LLC, Vanguard Group Inc, BlackRock Inc., State Street Corp, Ing Groep Nv, TPH Asset Management, LLC, Millennium Management Llc, Barrow Hanley Mewhinney & Strauss Llc, and Think Investments LP.



Fairmount Santrol Holdings Inc. (NYSE:FMSA) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 99,200 0 -100.00 387 0 -100.00
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 69,389 18,842 -72.85 271 90 -66.79
2017-10-17 13F-HR VIKING FUND MANAGEMENT LLC 810,000 280,000 -65.43 3,159 1,338 -57.64
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,333,458 3,913,764 193.50 5,200 18,708 259.77
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 72,963 0 -100.00 285 0 -100.00
2017-11-14 13F-HR Arosa Capital Management LP 3,430,782 1,234,990 -64.00 13,380 5,903 -55.88
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 96,253 104,031 8.08 375 497 32.53
2017-11-06 13F-HR Advisor Group, Inc. 133 1
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 500 2
2017-11-13 13F-HR CITIGROUP INC 215,437 5,175 -97.60 840 24 -97.14
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Call 36,900 0 -100.00 5 0 -100.00
2017-10-17 13F-HR Cutler Group LP Put 10,200 8,600 -15.69 24 10 -58.33
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 663,279 73,241 -88.96 2,587 350 -86.47
2017-11-09 13F-HR Hartland & Co., LLC 13,553,349 14,428,795 6.46 52,858 68,970 30.48
2017-10-17 13F-HR Cutler Group LP 134,077 6,482 -95.17 522 30 -94.25
2017-11-14 13F-HR DEUTSCHE BANK AG\ 692,738 304,329 -56.07 2,700 1,453 -46.19
2017-11-16 13F-HR WealthTrust Fairport, LLC 25,554 44,072 72.47 100 211 111.00
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 138,869 149,065 7.34 543 712 31.12
2017-11-14 13F-HR BARCLAYS PLC Put 3,300 16
2017-11-14 13F-HR Hutchin Hill Capital, LP 143,200 0 -100.00 558 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 83,658 1,668 -98.01 327 8 -97.55
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 5,000 0 -100.00 20 0 -100.00
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 200,000 0 -100.00 780 0 -100.00
2017-11-14 13F-HR Zebra Capital Management LLC 45,317 0 -100.00 177 0 -100.00
2017-11-13 13F-HR BB&T SECURITIES, LLC 33,900 22,700 -33.04 132 108 -18.18
2017-11-14 13F-HR Walleye Trading LLC Call 51,000 176,700 246.47 199 845 324.62
2017-11-14 13F-HR Intrinsic Edge Capital Management LLC 443,005 0 -100.00 1,728 0 -100.00
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 124,316 122,519 -1.45 484 586 21.07
2017-11-06 13F-HR HighPoint Advisor Group LLC 157,625 156,325 -0.82 470 700 48.94
2017-08-11 13F-HR ASCEND CAPITAL, LLC 1,532,513 0 -100.00 11,233 0 -100.00
2017-11-13 13F-HR KBC Group NV 224,525 85,186 -62.06 876 407 -53.54
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 520,935 753,199 44.59 2,032 3,600 77.17
2017-11-14 13F-HR PENN CAPITAL MANAGEMENT CO INC 1,728,048 1,104,582 -36.08 6,747 5,289 -21.61
2017-08-04 13F-HR FEDERATED INVESTORS INC /PA/ 532 0 -100.00 4 0 -100.00
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 2,804,276 0 -100.00 19,630 0 -100.00
2017-11-14 13F-HR COBALT CAPITAL MANAGEMENT INC 1,492,620 0 -100.00 5,821 0 -100.00
2017-10-27 13F-HR Hudock Capital Group, LLC 15,905 15,905 0.00 62 76 22.58
2017-11-13 13F-HR Hunter Associates inc. 97,000 238,000 145.36 378 1,138 201.06
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 5,512,000 0 -100.00 21,497 0 -100.00
2017-11-08 13F-HR Cipher Capital LP 239,746 0 -100.00 935 0 -100.00
2017-11-14 13F-HR Perella Weinberg Partners Capital Management LP 175,748 0 -100.00 685 0 -100.00
2017-11-07 13F-HR SG Americas Securities, LLC 70,103 0 -100.00 273 0 -100.00
2017-08-14 13F-HR GLG Partners LP 334,776 0 -100.00 2,454 0 -100.00
2017-10-16 13F-HR Balter Liquid Alternatives, LLC 56,895 0 -100.00 222 0 -100.00
2017-11-14 13F-HR Polar Asset Management Partners Inc. 839,500 0 -100.00 3,274 0 -100.00
2017-11-14 13F-HR VANGUARD GROUP INC 12,863,759 12,916,848 0.41 50,169 61,744 23.07
2017-08-21 13F-HR Ashburton (Jersey) Ltd 157,850 0 -100.00 1,157 0 -100.00
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 978,073 0 -100.00 3,814 0 -100.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 231,781 246,982 6.56 904 1,181 30.64
2017-11-13 13F-HR CITIGROUP INC Call 288,500 0 -100.00 1,125 0 -100.00
2017-11-14 13F-HR MORGAN STANLEY 1,206,639 1,195,678 -0.91 4,706 5,716 21.46
2017-10-12 13F-HR MAI Capital Management 67,918 67,918 0.00 265 325 22.64
2017-08-14 13F-HR TPH Asset Management, LLC Call 140,000 0 -100.00 119 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC 143,899 36,435 -74.68 561 174 -68.98
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 1,834,604 2,295,454 25.12 7,155 10,972 53.35
2017-08-14 13F-HR STEADFAST CAPITAL MANAGEMENT LP 242,754 0 -100.00 1,779 0 -100.00
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 1,150 5,650 391.30 5 27 440.00
2017-08-01 13F-HR Trexquant Investment LP 40,842 0 -100.00 299 0 -100.00
2017-10-18 13F-HR EXANE DERIVATIVES 87,910 97,354 10.74 342,779 465,272 35.74
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 731,500 338,800 -53.68 2,853 1,619 -43.25
2017-11-14 13F-HR Adage Capital Partners GP LLC 2,527,625 0 -100.00 9,858 0 -100.00
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 467,658 446,653 -4.49 1,824 2,135 17.05
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 602,375 634,392 5.32 2,350 3,033 29.06
2017-11-07 13F-HR Ninepoint Partners Lp 390,000 1,864
2017-11-09 13F-HR JP MORGAN CHASE & CO 689,224 981,509 42.41 2,687 4,770 77.52
2017-11-07 13F-HR First Dallas Securities Inc. 49,300 47,000 -4.67 192 225 17.19
2017-11-09 13F-HR LMR Partners LLP 104,414 0 -100.00 407 0 -100.00
2017-11-14 13F-HR Alyeska Investment Group, L.P. 6,163,409 2,492,326 -59.56 24,037 11,913 -50.44
2017-11-13 13F-HR Capital Innovations LLC 39,485 14,515 -63.24 154 694 350.65
2017-11-14 13F-HR CREDIT SUISSE AG/ Put 90,000 430
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 18,693 18,066 -3.35 72,903 86,355 18.45
2017-11-13 13F-HR RR Advisors, LLC Call 2,000 0 -100.00 780 0 -100.00
2017-11-17 13F-HR/A-1 Virtu Financial LLC 16,659 80
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 197,900 317,300 60.33 772 1,517 96.50
2017-11-13 13F-HR NORTHERN TRUST CORP 1,869,840 1,837,232 -1.74 7,292 8,781 20.42
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 14,780 14,050 -4.94 58 67 15.52
2017-07-13 13F-HR Princeton Alpha Management LP 19,300 0 -100.00 141 0 -100.00
2017-10-17 13F-HR Cutler Group LP Call 3,800 26,100 586.84 0 13
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 11,617 22,343 92.33 45 107 137.78
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 59,867 61,022 1.93 233,481 291,685 24.93
2017-10-23 13F-HR MIZUHO SECURITIES USA INC. 100,038 478
2017-11-14 13F-HR CUSHING ASSET MANAGEMENT, LP 0 562,598 0 2,690
2017-08-17 13F-HR Dynamic Technology Lab Private Ltd 93,764 0 -100.00 687 0 -100.00
2017-11-08 13F-HR HAP Trading, LLC Call 315,000 39
2017-11-09 13F-HR CITADEL ADVISORS LLC 648,618 0 -100.00 2,529 0 -100.00
2017-11-14 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 9,180 9,180 0.00 36 44 22.22
2017-11-14 13F-HR Point72 Asset Management, L.P. Call 3,018,000 650,000 -78.46 11,770 3,107 -73.60
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 141,322 0 -100.00 551 0 -100.00
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 190,724 190,724 0.00 744 912 22.58
2017-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 61,313 0 -100.00 449 0 -100.00
2017-11-13 13F-HR RR Advisors, LLC 901,000 845,000 -6.22 3,513 4,039 14.97
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 85,997 0 -100.00 335 0 -100.00
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 48,200 0 -100.00 188 0 -100.00
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 378,500 345,300 -8.77 1,476 1,651 11.86
2017-11-07 13F-HR 361 CAPITAL LLC 12,641 60
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 31,107 26,115 -16.05 121 125 3.31
2017-08-08 13F-HR CHICAGO EQUITY PARTNERS LLC 214,590 0 -100.00 1,573 0 -100.00
2017-10-31 13F-HR Whitnell & Co. 7,500 7,500 0.00 29 36 24.14
2017-11-08 13F-HR 1060 Capital, LLC 1,003,479 0 -100.00 3,914 0 -100.00
2017-08-14 13F-HR HBK INVESTMENTS L P 274,779 0 -100.00 2,014 0 -100.00
2017-10-31 13F-HR SHAKER INVESTMENTS LLC/OH 71,000 71,000 0.00 277 339 22.38
2017-07-27 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 57,100 0 -100.00 419 0 -100.00
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 12,220 11,103 -9.14 48 53 10.42
2017-11-09 13F-HR Legal & General Group Plc 47,817 56,491 18.14 187 269 43.85
2017-08-14 13F-HR Allianz Asset Management AG 586,600 0 -100.00 4,298 0 -100.00
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 41,400 102,300 147.10 161 489 203.73
2017-11-08 13F-HR VESTOR CAPITAL, LLC 22,600 12,600 -44.25 88 60 -31.82
2017-11-14 13F-HR Jefferies Group LLC Call 413,500 114,000 -72.43 1,613 545 -66.21
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 99,787 80,343 -19.49 389 384 -1.29
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 834,113 142,229 -82.95 3,253 680 -79.10
2017-11-07 13F-HR Russell Investments Group, Ltd. 42,623 42,623 0.00 166 204 22.89
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 15,200 73
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 429 241 -43.82 104 11 -89.42
2017-11-14 13F-HR Gotham Asset Management, LLC 1,458,859 1,078,761 -26.05 5,690 5,156 -9.38
2017-08-14 13F-HR SAMLYN CAPITAL, LLC 1,145,000 0 -100.00 8,393 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC 57,065 28,768 -49.59 222 138 -37.84
2017-11-14 13F-HR CREDIT SUISSE AG/ 89,182 219,263 145.86 348 1,049 201.44
2017-11-06 13F-HR Spot Trading L.l.c. 61,058 0 -100.00 238 0 -100.00
2017-11-07 13F-HR DEPRINCE RACE & ZOLLO INC 148,500 110,000 -25.93 579 526 -9.15
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 116,249 115,700 -0.47 453 553 22.08
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 3,407 0 -100.00 13 0 -100.00
2017-08-10 13F-HR BlueMountain Capital Management, LLC 116,118 0 -100.00 851 0 -100.00
2017-11-14 13F-HR Carnegie Capital Asset Management, LLC 15,500 27,800 79.35 41 102 148.78
2017-11-08 13F-HR ING GROEP NV 5,197,964 24,846
2017-11-09 13F-HR OPPENHEIMER & CO INC 15,410 27,810 80.47 60 133 121.67
2017-11-13 13F-HR EATON VANCE MANAGEMENT 83,264 83,264 0.00 325 398 22.46
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 13,735 13,735 0.00 54 66 22.22
2017-11-14 13F-HR LPL Financial LLC 19,005 19,005 0.00 74 91 22.97
2017-10-19 13F-HR Edge Wealth Management LLC 20,000 95
2017-11-14 13F-HR Pine River Capital Management L.P. 652,821 0 -100.00 2,546 0 -100.00
2017-10-26 13F-HR Acrospire Investment Management LLC 11,464 0 -100.00 45 0 -100.00
2017-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 14,253 0 -100.00 104 0 -100.00
2017-11-14 13F-HR Elliott Management Corporation 4,800,000 0 -100.00 18,720 0 -100.00
2017-11-14 13F-HR SECOR Capital Advisors, LP 276,924 0 -100.00 1,080 0 -100.00
2017-11-14 13F-HR Voya Investment Management LLC 70,711 70,711 0.00 276 338 22.46
2017-11-14 13F-HR UBS Group AG 47,042 59,276 26.01 183 283 54.64
2017-11-14 13F-HR PEAK6 Investments, L.P. 100,679 18,506 -81.62 393 88 -77.61
2017-11-08 13F-HR HAP Trading, LLC 78,384 375
2017-11-14 13F-HR Arosa Capital Management LP Call 4,000,000 0 -100.00 15,600 0 -100.00
2017-11-14 13F-HR QCM Cayman, Ltd. 13,283 63
2017-08-14 13F-HR Jefferies Group LLC 101,664 0 -100.00 745 0 -100.00
2017-10-23 13F-HR Nationwide Fund Advisors 88,336 88,336 0.00 345 422 22.32
2017-11-09 13F-HR Phoenix Investment Adviser LLC 106,000 507
2017-08-11 13F-HR RidgeWorth Capital Management LLC 20,546 0 -100.00 151 0 -100.00
2017-11-09 13F-HR AMALGAMATED BANK 20,614 19,816 -3.87 80 95 18.75
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 12,600 13,700 8.73 49 65 32.65
2017-11-02 13F-HR IndexIQ Advisors LLC 4,282 4,308 0.61 17 21 23.53
2017-06-22 13F-HR/A-1 SYMPHONY ASSET MANAGEMENT LLC 38,460 0 -100.00 297 0 -100.00
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 2,000 2,000 0.00 8 10 25.00
2017-11-13 13F-HR WHITE PINE CAPITAL LLC 36,025 0 -100.00 140 0 -100.00
2017-11-14 13F-HR HSBC HOLDINGS PLC 0 49,599 0 237
2017-11-14 13F-HR Invesco Ltd. 104,183 107,352 3.04 406 513 26.35
2017-11-03 13F-HR SPROTT INC. 1,875,000 0 -100.00 7,312 0 -100.00
2017-08-14 13F-HR CLINTON GROUP INC 17,976 0 -100.00 131,764 0 -100.00
2017-11-14 13F-HR Verition Fund Management LLC 79,369 0 -100.00 310 0 -100.00
2017-08-07 13F-HR MAI Capital Management Put 8,000 0 -100.00 59 0 -100.00
2017-11-13 13F-HR INVESTMENT CENTERS OF AMERICA INC 47,225 47,225 0.00 185 225 21.62
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 545,200 553,200 1.47 2,126 2,644 24.37
2017-11-14 13F-HR NEW GENERATION ADVISORS LLC 948,429 1,466,661 54.64 3,699 7,011 89.54
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 382,506 0 -100.00 1,491 0 -100.00
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 149,250 153,750 3.02 583 735 26.07
2017-11-15 13F-HR WOLVERINE TRADING, LLC 66,571 48,084 -27.77 264 230 -12.88
2017-11-13 13F-HR BOSTON FAMILY OFFICE LLC 16,000 16,000 0.00 62 76 22.58
2017-11-07 13F-HR Commonwealth Equity Services, Inc 41,725 60,225 44.34 162 287 77.16
2017-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 1,100,000 0 -100.00 8,063 0 -100.00
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL Call 1,000 0 -100.00 4 0 -100.00
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 395,620 290,620 -26.54 1,543 1,389 -9.98
2017-10-26 13F-HR Texan Capital Management 50,085 54,085 7.99 195 259 32.82
2017-11-13 13F-HR SCHNIEDERS CAPITAL MANAGEMENT LLC 12,100 12,100 0.00 47 58 23.40
2017-08-14 13F-HR Paloma Partners Management Co 23,007 0 -100.00 168 0 -100.00
2017-11-14 13F-HR Natixis 19,250 92
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 494,061 1,190,310 140.92 1,927 5,690 195.28
2017-11-14 13F-HR QS Investors, LLC 4,800 0 -100.00 19 0 -100.00
2017-11-13 13F-HR Alambic Investment Management, L.P. 27,200 0 -100.00 106 0 -100.00
2017-11-17 13F-HR/A-1 TORTOISE CAPITAL ADVISORS, L.L.C. 318,436 277,078 -12.99 1,242 1,324 6.60
2017-11-06 13F-HR Spot Trading L.l.c. Put 39,200 18,600 -52.55 153 89 -41.83
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 1,014,842 627,397 -38.18 3,958 2,999 -24.23
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 44,376 31,320 -29.42 173 150 -13.29
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 4,210 4,210 0.00 16 20 25.00
2017-11-30 13F-HR/A-1 BARROW HANLEY MEWHINNEY & STRAUSS LLC 3,845,980 3,797,390 -1.26 15,000 18,152 21.01
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 409,431 0 -100.00 1,596 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 349,500 249,100 -28.73 1,363 1,191 -12.62
2017-08-11 13F-HR Cortina Asset Management, LLC 525,299 0 -100.00 3,850 0 -100.00
2017-11-13 13F-HR ProShare Advisors LLC 13,708 10,663 -22.21 53 51 -3.77
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 224,300 102,800 -54.17 875 491 -43.89
2017-11-14 13F-HR GAM Holding AG 153,084 0 -100.00 597 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 47,900 56,300 17.54 190 269 41.58
2017-11-14 13F-HR STATE STREET CORP 4,569,533 5,813,955 27.23 17,820 27,789 55.94
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 450,175 0 -100.00 1,756 0 -100.00
2017-07-19 13F-HR PEREGRINE CAPITAL MANAGEMENT LLC 1,611,428 0 -100.00 11,989 0 -100.00
2017-11-14 13F-HR Think Investments LP 3,691,000 17,643
2017-11-14 13F-HR JANE STREET GROUP, LLC 192,499 164,152 -14.73 751 785 4.53
2017-11-14 13F-HR YORKVILLE CAPITAL MANAGEMENT, LLC 10,715 10,715 0.00 42 51 21.43
2017-11-14 13F-HR MARTIN CURRIE LTD 10,100 0 -100.00 39 0 -100.00
2017-08-14 13F-HR Discovery Capital Management, LLC 3,178,000 0 -100.00 23,295 0 -100.00
2017-11-14 13F-HR Point72 Europe (London) LLP 121,246 0 -100.00 473 0 -100.00
2017-08-16 13F-HR GeoSphere Capital Management 217,200 0 -100.00 1,592 0 -100.00
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 41,173 21,195 -48.52 302 101 -66.56
2017-08-11 13F-HR OXFORD ASSET MANAGEMENT 27,847 0 -100.00 204 0 -100.00
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 529,900 529,900 0.00 2,067 2,533 22.54
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 238,600 269,900 13.12 931 1,290 38.56
2017-11-14 13F-HR GLENMEDE TRUST CO NA 4,726 2,326 -50.78 33 11 -66.67
2017-08-14 13F-HR Hillsdale Investment Management Inc. 77,200 0 -100.00 566 0 -100.00
2017-08-08 13F-HR Airain ltd 0 92,196 0 360
2017-11-14 13F-HR BARCLAYS PLC Call 21,500 103
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 23,976 0 -100.00 94 0 -100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 721,656 1,414,470 96.00 2,814 6,762 140.30
2017-11-13 13F-HR Marshall Wace North America L.P. 666,181 68,173 -89.77 2,665 341 -87.20
2017-11-20 13F-HR Energy Opportunities Capital Management, LLC 435,378 151,665 -65.16 1,698 725 -57.30
2017-08-14 13F-HR TVR Capital Management LP 0 0
2017-11-06 13F-HR RHUMBLINE ADVISERS 177,544 179,013 0.83 692 856 23.70
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 74,900 61,600 -17.76 297 294 -1.01
2017-11-14 13F-HR UBS Group AG Put 100,000 0 -100.00 390 0 -100.00
2017-11-08 13F-HR NEXT Financial Group, Inc 13,000 59
2017-11-02 13F-HR Boston Partners 811,534 3,879
2017-11-15 13F-HR CASTLEARK MANAGEMENT LLC 322,365 359,465 11.51 1,257 1,718 36.67
2017-11-13 13F-HR TEACHERS ADVISORS INC 423,368 428,127 1.12 1,651 2,046 23.92
2017-08-31 13F-HR/A-1 UBS OCONNOR LLC 415,000 0 -100.00 3,042,000 0 -100.00
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 274,886 252,528 -8.13 1,072 1,207 12.59
2017-11-14 13F-HR CUSHING ASSET MANAGEMENT, LP Call 0 210,000 0 204
2017-11-14 13F-HR Point72 Asset Management, L.P. 19,005,208 17,190,825 -9.55 74,120 82,172 10.86
2017-11-13 13F-HR STIFEL FINANCIAL CORP 10,000 10,000 0.00 39 48 23.08
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 108,364 1,432,572 1,222.00 423 6,848 1,518.91
2017-11-09 13F-HR TFS CAPITAL LLC 11,037 0 -100.00 43 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 26 208 700.00 0 23
2017-11-14 13F-HR BlackRock Inc. 9,983,531 10,211,209 2.28 38,934 48,811 25.37
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 592,200 592,200 0.00 2,310 2,831 22.55
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 11,301 19,286 70.66 44 92 109.09
2017-10-27 13F-HR Van Cleef Asset Management,Inc 0 170,570 0 815
2017-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 14,015 0 -100.00 103 0 -100.00
2017-11-14 13F-HR CAXTON ASSOCIATES LP 75,000 0 -100.00 293 0 -100.00
2017-10-30 13F-HR FineMark National Bank & Trust 30,000 143
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 13,356 12,883 -3.54 52 62 19.23
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 21,558 0 -100.00 84 0 -100.00
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 31,550 75,230 138.45 123 360 192.68
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 13,620 13,620 0.00 53 41 -22.64
2017-08-07 13F-HR HITE Hedge Asset Management LLC 1,631,251 0 -100.00 11,957 0 -100.00
2017-11-14 13F-HR TPH Asset Management, LLC 4,020,673 4,215,906 4.86 15,681 20,152 28.51
2017-11-09 13F-HR VAN ECK ASSOCIATES CORP 3,181,583 2,864,113 -9.98 12,408 13,690 10.33
2017-11-14 13F-HR Walleye Trading LLC 1,205,194 239,428 -80.13 4,700 1,144 -75.66
2017-10-24 13F-HR Clear Harbor Asset Management, LLC 43,100 0 -100.00 140 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 223,706 363,691 62.58 873 1,739 99.20
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 22,000 0 -100.00 85 0 -100.00
2017-11-13 13F-HR Renaissance Technologies LLC 51,469 0 -100.00 201 0 -100.00
2017-08-14 13F-HR Gideon Capital Advisors, Inc. 88,421 0 -100.00 648 0 -100.00
2017-08-03 13F-HR DUPONT CAPITAL MANAGEMENT Corp 35,530 0 -100.00 260 0 -100.00
2017-11-13 13F-HR Goss Wealth Management LLC 9,300 0 -100.00 30,504 0 -100.00
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 49,309 49,309 0.00 192 236 22.92
2017-11-14 13F-HR Walleye Trading LLC Put 46,500 42,900 -7.74 181 206 13.81
2017-08-11 13F-HR KCG HOLDINGS, INC. 50,424 89,471 77.44 370 349 -5.68
2017-11-03 13F-HR Swiss National Bank 259,900 259,900 0.00 1,014 1,242 22.49
2017-10-17 13F-HR Creative Planning 112,000 0 -100.00 437 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC Put 271,800 13,500 -95.03 1,060 65 -93.87
2017-11-14 13F-HR BlueCrest Capital Management Ltd 150,018 0 -100.00 585 0 -100.00
2017-08-11 13F-HR K2 PRINCIPAL FUND, L.P. 380,527 0 -100.00 2,789 0 -100.00
2017-08-14 13F-HR MACQUARIE GROUP LTD 128,537 0 -100.00 942 0 -100.00
2017-11-14 13F-HR A.R.T. Advisors, LLC 444,259 0 -100.00 1,732 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 82,100 108,300 31.91 320 518 61.88
2017-11-13 13F-HR Pacad Investment Ltd. 112,797 0 -100.00 440 0 -100.00
2017-11-02 13F-HR Hodges Capital Management Inc. 2,774,500 1,770,380 -36.19 10,821 8,462 -21.80
2017-11-09 13F-HR Johnson Financial Group, Inc. 500 500 0.00 2 2 0.00
2017-11-06 13F-HR Spot Trading L.l.c. Call 11,900 49,600 316.81 46 237 415.22
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,303,237 1,211,706 -7.02 5,082 5,791 13.95
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 12,859 12,859 0.00 50 62 24.00
2017-08-14 13F-HR SkyTop Capital Management LLC 875,000 0 -100.00 6,414 0 -100.00
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 171,422 149,641 -12.71 669 715 6.88
2017-10-04 13F-HR Lenox Wealth Advisors, Inc. 263 1
2017-11-14 13F-HR FIFTH THIRD BANCORP 7,000 7,000 0.00 27 33 22.22
CUSIP: 30555Q108