SecurityFDN / First Trust Dow Jones Internet Index Fund (33733E302)
Institutional Owners315
Institutional Shares39,489,787
Institutional Value$ 5,669,327,000 USD
Related FGD / First Trust Dow Jones Global Select Dividend Index Fund
FVL / First Trust Exchange-Traded Fund
QQXT / First Trust Exchange-Traded Fund
FDL / First Trust Morningstar Dividend Leaders Fund
FBT / First Trust NYSE Arca Biotechnology Index Fund
FPX / First Trust US Equity Opportunities ETF

Institutional Stock Ownership and Shareholders

FDN / First Trust Dow Jones Internet Index Fund Institutional Ownership

First Trust Dow Jones Internet Index Fund (NYSE:FDN) has 315 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 39,489,787 shares. Largest shareholders include Bank Of America Corp /de/, First Trust Advisors Lp, Wells Fargo & Company/mn, Morgan Stanley, UBS Group AG, Assetmark, Inc, Cornerstone Wealth Management, LLC, Ifg Advisory, Llc, Raymond James & Associates, and Raymond James Financial Services Advisors, Inc..
First Trust Dow Jones Internet Index Fund (NYSE:FDN) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 432 59
2018-08-01 13F-HR COMERICA BANK 1,979 290
2018-08-13 13F-HR Advisor Group, Inc. 95,447 108,434 13.61 11,502 14,924 29.75
2018-08-14 13F-HR Centaurus Financial, Inc. 40,926 45,828 11.98 4,932 6,308 27.90
2018-08-01 13F-HR Hudock Capital Group, LLC 256 256 0.00 30 35 16.67
2018-07-16 13F-HR Lenox Wealth Advisors, Inc. 0 182 0 25
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 36 55 52.78
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 75,228 81,822 8.77 7,127 8,375 17.51
2018-08-15 13F-HR Argent Trust Co 1,570 216
2018-08-03 13F-HR WEDBUSH SECURITIES INC 8,723 9,411 7.89 1,051 1,295 23.22
2018-08-03 13F-HR Sandy Spring Bank 1,950 1,050 -46.15 235 145 -38.30
2018-08-13 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 10,539 11,643 10.48 1,270 1,603 26.22
2018-07-26 13F-HR Advisornet Financial, Inc 4,371 4,600 5.24 527 633 20.11
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,474 2,369 60.72 178 326 83.15
2018-07-20 13F-HR SPC Financial, Inc. 13,117 13,248 1.00 1,581 1,824 15.37
2018-07-20 13F-HR Creative Planning 21,015 20,604 -1.96 2,532 2,836 12.01
2018-08-09 13F-HR Tortoise Investment Management, LLC 150 150 0.00 18 21 16.67
2018-07-24 13F-HR BANK HAPOALIM BM 19,946 28,053 40.64 2,403 3,861 60.67
2018-08-13 13F-HR SCOTIA CAPITAL INC. 22,506 22,643 0.61 2,713 2,693 -0.74
2018-08-07 13F-HR Advisors Preferred, LLC 1,791 0 -100.00 216 0 -100.00
2018-07-19 13F-HR Goss Wealth Management LLC 69,101 69,525 0.61 8,101 9,708 19.84
2018-08-08 13F-HR WESPAC Advisors, LLC 16,153 0 -100.00 1,946 0 -100.00
2018-08-14 13F-HR MEITAV DASH INVESTMENTS LTD 202,013 27,272
2018-02-02 13F-HR/A Bellwether Investment Group, LLC 6,214 5,830 -6.18 636 640 0.63
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 29,336 37,424 27.57 3,535 5,152 45.74
2018-08-10 13F-HR STEPHENS INC /AR/ 41,550 41,105 -1.07 5,007 5,658 13.00
2017-01-13 13F-HR MetLife Securities, Inc 327,727 296,271 -9.60 26,729 23,652 -11.51
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,546 78,592 44.08 6,572 10,818 64.61
2018-08-08 13F-HR Financial Advocates Investment Management 24,797 26,934 8.62 2,988 3,761 25.87
2018-07-23 13F-HR TOTH FINANCIAL ADVISORY CORP 47,941 48,927 2.06 5,777 6,735 16.58
2018-04-16 13F-HR IFC Holdings Incorporated/FL 17,046 0 -100.00 1,876 0 -100.00
2018-08-10 13F-HR Somerset Group LLC 30,882 31,120 0.77 3,721 4,284 15.13
2018-07-27 13F-HR E&G Advisors, LP 1,795 4,670 160.17 216 643 197.69
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 3,855 3,892 0.96 465 536 15.27
2018-07-19 13F-HR ATWOOD & PALMER INC 20,210 19,870 -1.68 2,435 2,735 12.32
2018-08-14 13F-HR JP Morgan Chase & Co 55,193 55,795 1.09 6,651 7,681 15.49
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 178,200 111,500 -37.43 21,473 15,348 -28.52
2018-08-14 13F-HR BARCLAYS PLC 111 15
2018-08-10 13F-HR Regal Investment Advisors LLC 29,934 26,600 -11.14 3,607 3,661 1.50
2018-07-23 13F-HR Horan Securities, Inc. 25 0 -100.00 3 0 -100.00
2018-08-01 13F-HR ASSETMARK, INC 448 872,199 194,587.28 54 120,058 222,229.63
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 1 21 2,000.00 0 3
2018-08-13 13F-HR Nan Shan Life Insurance Co., Ltd. 27,276 40,450 48.30 3,287 5,568 69.39
2018-07-13 13F-HR Creative Financial Designs Inc /adv 225 225 0.00 27 31 14.81
2018-08-10 13F-HR CITIGROUP INC 52,568 55,343 5.28 6,337 7,618 20.21
2018-08-14 13F-HR SUNTRUST BANKS INC 182,782 198,018 8.34 22,023 27,255 23.76
2018-08-08 13F-HR US BANCORP \DE\ 13,717 16,461 20.00 1,653 2,266 37.08
2018-08-14 13F-HR UBS Group AG Put 18,000 2,478
2018-07-13 13F-HR Minichmacgregor Wealth Management, Llc 15,379 16,553 7.63 1,853 2,311 24.72
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 891 122
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 77,604 197,337 154.29 9,351 27,163 190.48
2018-08-02 13F-HR D.A. DAVIDSON & CO. 34,106 37,622 10.31 4,110 5,179 26.01
2018-08-01 13F-HR Nvwm, Llc 18 18 0.00 2 2 0.00
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 15 15 0.00 2 2 0.00
2018-07-27 13F-HR/A WHITTIER TRUST CO OF NEVADA INC 600 600 0.00 72 83 15.28
2018-08-14 13F-HR MORGAN STANLEY 3,006,555 3,123,579 3.89 362,291 429,961 18.68
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 294,449 273,253 -7.20 35,481 37,613 6.01
2018-08-13 13F-HR Winch Advisory Services, LLC 35 35 0.00 4 5 25.00
2018-07-23 13F-HR Hirtle Callaghan & Co LLC 14 0 -100.00 2 0 -100.00
2018-08-02 13F-HR 1ST SOURCE BANK 1,756 0 -100.00 212 0 -100.00
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 23,224 24,803 6.80 2,799 3,414 21.97
2018-08-08 13F-HR CIBC World Markets Inc. 16,617 16,723 0.64 2,002 2,302 14.99
2018-08-06 13F-HR Beaumont Financial Partners, LLC 107,841 138,208 28.16 12,995 19,024 46.39
2018-08-13 13F-HR Archford Capital Strategies, LLC 0 12,135 0 1,670
2018-07-26 13F-HR MURPHY CAPITAL MANAGEMENT INC 108,030 104,375 -3.38 13,017 14,367 10.37
2018-08-03 13F-HR Kuntz Lesher Capital LLC 4,410 4,410 0.00 531 606 14.12
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 5,487 2,666 -51.41 662 368 -44.41
2018-07-25 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC 11,616 12,091 4.09 1,400 1,664 18.86
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 129,412 129,412 0.00 15,503 15,503 0.00
2018-07-30 13F-HR/A Virtu Financial LLC 0 34,730 0 4,781
2018-07-25 13F-HR Gateway Advisory, LLC 50,136 68,043 35.72 6,041 9,366 55.04
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 87,874 101,344 15.33 10,588 13,950 31.75
2018-08-13 13F-HR CAPTRUST FINANCIAL ADVISORS 2,507 2,189 -12.68 294 301 2.38
2018-08-01 13F-HR Psagot Investment House Ltd. 15,339 37,608 145.18 1,848 5,177 180.14
2018-08-14 13F-HR CPMG Inc 2,200 2,200 0.00 265 303 14.34
2018-08-14 13F-HR Voya Financial Advisors, Inc. 22,574 27,086 19.99 2,659 3,734 40.43
2018-09-17 13F-HR Strategic Wealth Advisors Group,Inc. 17,703 11,612 -34.41 2,133 1,598 -25.08
2018-09-04 13F-HR Strategic Wealth Partners, Ltd. 50 15,665 31,230.00 6 2,156 35,833.33
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 17,030 28,061 64.77 2,052 3,863 88.26
2018-08-13 13F-HR Mascoma Wealth Management LLC 455 1,515 232.97 55 209 280.00
2018-08-01 13F-HR TrueNorth, Inc. 0 10 0 1
2018-08-14 13F-HR Cetera Advisors LLC 9,327 10,206 9.42 1,124 1,416 25.98
2018-08-14 13F-HR Ruggie Capital Group 5,300 8,342 57.40 639 1,148 79.66
2018-08-14 13F-HR Sound Income Strategies, Llc 72 10
2018-08-27 13F-HR Bdo Wealth Advisors, Llc 307 282 -8.14 37 39 5.41
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 113,911 219,837 92.99 14,180 30,259 113.39
2018-08-03 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 198 27
2018-07-24 13F-HR Squar Milner Financial Services Llc 149 21
2018-08-03 13F-HR Global Financial Private Capital, LLC 7,530 7,586 0.74 907 1,044 15.10
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 105,059 78,484 -25.30 12,660 10,803 -14.67
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 4,733 4,316 -8.81 570 594 4.21
2016-11-14 13F-HR Edmond de Rothschild (Europe) 1,265 1,265 0.00 91 103 13.19
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 355,272 392,912 10.59 42,708 54,061 26.58
2018-08-14 13F-HR Lido Advisors, LLC 39,547 44,081 11.46 4,765 6,067 27.32
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 5,215 855,653 16,307.54 615 6,128 896.42
2018-07-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 4,400 472,293 10,633.93 530 65,011 12,166.23
2018-08-07 13F-HR SG Americas Securities, LLC 128,271 101,407 -20.94 15,457 13,959 -9.69
2018-07-20 13F-HR First Command Bank 210 210 0.00 25,305 29 -99.89
2018-08-13 13F-HR Catamount Wealth Management 42 42 0.00 5 6 20.00
2018-08-14 13F-HR Marshall Wace LLP 2,303 0 -100.00 278 0 -100.00
2018-08-07 13F-HR Karp Capital Management Corp 31,135 32,050 2.94 3,752 4,412 17.59
2018-08-08 13F-HR Ayalon Holdings Ltd. 14,490 1,995
2018-07-17 13F-HR Leonard Rickey Investment Advisors P.l.l.c. 3,821 3,589 -6.07 460 494 7.39
2018-08-10 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 6,487 5,515 -14.98 782 759 -2.94
2018-08-01 13F-HR/A New England Investment & Retirement Group, Inc. 53,027 56,798 7.11 6,390 7,818 22.35
2018-08-14 13F-HR Columbia Asset Management 2,000 0 -100.00 241 0 -100.00
2018-07-31 13F-HR CWM, LLC 61,782 91,565 48.21 7,445 12,604 69.29
2018-07-17 13F-HR Winslow, Evans & Crocker, Inc. 716 1,576 120.11 86,160 218 -99.75
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 290,771 280,360 -3.58 35,038 38,592 10.14
2018-08-27 13F-HR HM PAYSON & CO 1,952 1,952 0.00 235 269 14.47
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 2,709 2,744 1.29 326 378 15.95
2018-07-30 13F-HR Cutter & CO Brokerage, Inc. 6,733 0 -100.00 811 0 -100.00
2018-07-26 13F-HR FIRST INTERSTATE BANK 195 195 0.00 23 27 17.39
2018-08-13 13F-HR Penserra Capital Management LLC 13,293 36,171 172.11 1,601 4,978 210.93
2018-08-13 13F-HR Sanctuary Wealth Advisors, LLC 0 143 0 20
2018-07-24 13F-HR RFG Advisory Group, LLC 1,899 2,579 35.81 229 355 55.02
2018-07-19 13F-HR Carroll Financial Associates, Inc. 787 787 0.00 94 108 14.89
2018-08-14 13F-HR STIFEL FINANCIAL CORP 168,330 184,577 9.65 20,262 25,418 25.45
2018-08-13 13F-HR Parisi Gray Wealth Management 143 115 -19.58 17 16 -5.88
2018-08-07 13F-HR Ken Stern & Associates, Inc. 53,320 52,201 -2.10 6,425 7,185 11.83
2018-08-14 13F-HR Keystone Financial Group 1,568 219
2018-07-13 13F-HR Bogart Wealth, Llc 28 28 0.00 3 3 0.00
2018-08-01 13F-HR Ford Financial Group, Inc. 2,641 3,298 24.88 318 460 44.65
2018-08-14 13F-HR Aveo Capital Partners, LLC 0 16,436 0 2,262
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,228 1,779 -20.15 268 245 -8.58
2018-08-14 13F-HR LPL Financial LLC 461,289 580,967 25.94 55,585 79,970 43.87
2018-08-13 13F-HR/A Koshinski Asset Management, Inc. 7,360 6,768 -8.04 887 932 5.07
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 5,378,499 5,486,111 2.00 648,109 755,163 16.52
2018-08-13 13F-HR Horizon Investments, LLC 6,305 5,053 -19.86 760 696 -8.42
2018-08-14 13F-HR Valeo Financial Advisors, Llc 1,575 3,191 102.60 190 446 134.74
2018-08-10 13F-HR Krasney Financial LLC 3 0
2018-08-08 13F-HR COMMERCE BANK 2,106 290
2018-02-15 13F-HR Bb&t Investment Services, Inc. 360 393 9.17 37 43 16.22
2018-07-06 13F-HR Summit Financial Wealth Advisors, LLC 595,911 0 -100.00 11,596 0 -100.00
2018-08-14 13F-HR Cetera Investment Advisers 1,967 1,967 0.00 236 273 15.68
2018-02-13 13F-HR Portfolio Strategies Inc 18,240 17,108 -6.21 1,867 1,880 0.70
2018-07-24 13F-HR Visionary Asset Management, Inc. 1,697 1,705 0.47 200 235 17.50
2018-07-03 13F-HR Summit Financial Group Inc 9,115 9,115 0.00 1,098 1,255 14.30
2018-07-17 13F-HR Gemmer Asset Management LLC 513 513 0.00 62 71 14.52
2018-08-14 13F-HR FIFTH THIRD BANCORP 1,452 1,426 -1.79 175 196 12.00
2018-08-20 13F-HR Smart Portfolios, LLC 52,874 52,692 -0.34 6,371 7,253 13.84
2018-08-08 13F-HR Jackson Wealth Management, LLC 13,064 25,103 92.15 1,559 3,706 137.72
2018-08-03 13F-HR Seacrest Wealth Management, Llc 4,675 5,759 23.19 563 793 40.85
2018-08-10 13F-HR BROWN ADVISORY INC 4,180 3,522 -15.74 504 485 -3.77
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 120,000 0 -100.00 14,460 0 -100.00
2018-05-04 13F-HR Financial Gravity Companies, Inc. 15 2
2018-05-11 13F-HR CITIGROUP INC 51,246 52,568 2.58 5,631 6,337 12.54
2018-08-03 13F-HR Parkside Financial Bank & Trust 615 615 0.00 74 85 14.86
2018-08-14 13F-HR Northstar Wealth Partners LLC 9,546 1,314
2018-08-08 13F-HR M&R CAPITAL MANAGEMENT INC 220 220 0.00 26 30 15.38
2018-04-24 13F-HR Rehmann Capital Advisory Group 7,007 7,256 3.55 770 874 13.51
2018-07-19 13F-HR Somerset Trust Co 37,552 36,401 -3.07 4,525 5,011 10.74
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 419,960 0 -100.00 50,606 0 -100.00
2018-08-01 13F-HR Capital Investment Advisory Services, LLC 2,980 3,054 2.48 359 420 16.99
2018-07-10 13F-HR Pure Financial Advisors, Inc. 1,825 251
2018-08-14 13F-HR ROYAL BANK OF CANADA 421,591 553,669 31.33 50,802 76,211 50.02
2018-08-14 13F-HR VALLEY NATIONAL ADVISERS INC 1,534 1,534 0.00 185 211 14.05
2018-08-06 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 4,246 2,008 -52.71 512 276 -46.09
2018-08-10 13F-HR OPPENHEIMER & CO INC 35,041 33,798 -3.55 4,223 4,652 10.16
2018-08-06 13F-HR NTV ASSET MANAGEMENT LLC 38,690 38,840 0.39 4,662 5,346 14.67
2018-07-27 13F-HR Mathes Company, Inc. 24,395 24,920 2.15 2,940 3,430 16.67
2018-08-02 13F-HR Atlantic Trust Group, LLC 967 598 -38.16 117 82 -29.91
2018-08-06 13F-HR NIEMANN CAPITAL MANAGEMENT INC 166,072 168,537 1.48 20,012 23,199 15.93
2017-08-14 13F-HR Alpine Group Usvi, Llc 2,995 284
2018-07-30 13F-HR Parallel Advisors, LLC 191 191 0.00 23 26 13.04
2018-08-15 13F-HR/A MONETA GROUP INVESTMENT ADVISORS LLC 67,990 492 -99.28 107 68 -36.45
2018-08-14 13F-HR Banco Santander, S.A. 12,403 0 -100.00 1,454 0 -100.00
2018-08-08 13F-HR Homrich & Berg 2,056 283
2018-08-14 13F-HR Pinnacle Family Advisors, Llc 1,975 0 -100.00 238 0 -100.00
2018-07-11 13F-HR Capital Asset Advisory Services LLC 5,979 5,040 -15.70 720 694 -3.61
2018-08-14 13F-HR Claraphi Advisory Network, Llc 8,642 8,614 -0.32 1,041 1,186 13.93
2018-08-08 13F-HR FDx Advisors, Inc. 0 4,478 0 616
2018-07-11 13F-HR QUATTRO FINANCIAL ADVISORS LLC 823 0 -100.00 99,485 0 -100.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC 6,729 7,755 15.25 810 1,067 31.73
2018-08-09 13F-HR FundX Investment Group, LLC 20,377 59,365 191.33 2,455 8,172 232.87
2018-08-07 13F-HR SSI INVESTMENT MANAGEMENT INC 7,205 992
2018-08-14 13F-HR Moors & Cabot, Inc. 2,160 0 -100.00 260 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC 0 85,700 0 10,095
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 366 335 -8.47 44 46 4.55
2018-07-10 13F-HR CHURCHILL MANAGEMENT Corp 606,738 513,448 -15.38 73,112 70,676 -3.33
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 190 0 -100.00 23 0 -100.00
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 541,221 592,613 9.50 65,217 81,573 25.08
2018-05-15 13F-HR National Asset Management, Inc. 3,122 9,777 213.16 344 1,180 243.02
2018-08-13 13F-HR Renaissance Technologies LLC 9,400 1,133
2018-07-25 13F-HR/A NWAM LLC 12,072 1,662
2018-08-14 13F-HR EP Wealth Advisors, Inc. 25,060 23,631 -5.70 3,020 3,253 7.72
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 100 15
2018-08-01 13F-HR FIRST MANHATTAN CO 125 0 -100.00 15 0 -100.00
2018-07-09 13F-HR Polaris Wealth Advisers, LLC 241 141 -41.49 29 17 -41.38
2018-08-14 13F-HR Mariner Wealth Advisors, LLC 0 18,913 0 2,603
2018-07-05 13F-HR Dorsey Wright & Associates 16,461 16,156 -1.85 1,984 2,224 12.10
2018-08-16 13F-HR Harwood Advisory Group, LLC 4,044 0 -100.00 487 0 -100.00
2018-09-18 13F-HR/A NORTHERN TRUST CORP 4,388 4,320 -1.55 529 595 12.48
2018-08-13 13F-HR Stockman Asset Management 3,180 3,290 3.46 383 453 18.28
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 12,405,557 12,270,249 -1.09 1,494,869 1,689,000 12.99
2018-07-18 13F-HR FOUNDERS FINANCIAL SECURITIES LLC 7,155 0 -100.00 862 0 -100.00
2018-08-07 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 870 0 -100.00 105 0 -100.00
2018-08-28 13F-HR WealthTrust Fairport, LLC 37,386 0 -100.00 4,505 0 -100.00
2018-08-03 13F-HR Well Done, LLC 1,024 0 -100.00 123 0 -100.00
2018-07-20 13F-HR Capital Advisors, Ltd. LLC 566 566 0.00 68 78 14.71
2018-08-14 13F-HR Jacobi Capital Management LLC 3,849 3,887 0.99 451 535 18.63
2018-08-08 13F-HR First Allied Advisory Services, Inc. 46,435 48,061 3.50 5,588 6,629 18.63
2018-08-01 13F-HR Montecito Bank & Trust 2,280 314
2018-08-14 13F-HR Resources Investment Advisors, Inc. 200 28
2018-08-08 13F-HR WESBANCO BANK INC 5,775 6,340 9.78 696 873 25.43
2018-05-15 13F-HR We Are One Seven, Llc 9,344 9,038 -3.27 1,027 1,089 6.04
2018-08-01 13F-HR PUTNAM FL INVESTMENT MANAGEMENT CO 24,019 22,779 -5.16 2,894 3,136 8.36
2018-08-14 13F-HR UBS Group AG 1,039,749 1,029,341 -1.00 125,290 141,689 13.09
2018-08-06 13F-HR HL FINANCIAL SERVICES LLC 99,722 109,898 10.20 12,017 15,127 25.88
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 3,501,831 3,171,264 -9.44 421,971 436,524 3.45
2018-07-18 13F-HR Prospera Financial Services 16,888 22,929 35.77 2,021 3,193 57.99
2018-08-10 13F-HR HSBC HOLDINGS PLC 85,700 72,192 -15.76 10,095 9,937 -1.57
2018-08-01 13F-HR Joel Isaacson & Co., LLC 0 1,485 0 204
2018-08-08 13F-HR USCA RIA LLC 10,178 14,747 44.89 1,226 2,030 65.58
2018-08-10 13F-HR STRINGER ASSET MANAGEMENT, LLC 38,991 5,367
2018-07-20 13F-HR MCF Advisors LLC 205 0 -100.00 25 0 -100.00
2018-01-10 13F-HR TRAIN BABCOCK ADVISORS LLC 0 8,300 0 912
2018-08-07 13F-HR Quad-cities Investment Group, Llc 11,919 12,349 3.61 1,434 1,707 19.04
2018-08-13 13F-HR IHT Wealth Management, LLC 5,167 6,773 31.08 606 932 53.80
2018-07-23 13F-HR Kiley Juergens Wealth Management, Llc 0 108 0 14
2018-07-24 13F-HR BALDWIN BROTHERS INC/MA 400 700 75.00 48 96 100.00
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 570,341 662,430 16.15 68,726 91,183 32.68
2018-08-01 13F-HR Financial Management Professionals, Inc. 0 28,581 0 3,934
2018-07-18 13F-HR Friedenthal Financial 1,940 3,002 54.74 234 413 76.50
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 30,600 35,100 14.71 3,687 4,832 31.06
2018-08-03 13F-HR SEI INVESTMENTS CO 0 789 0 109
2018-07-05 13F-HR Clarus Wealth Advisors 2,396 2,396 0.00 289 289 0.00
2018-07-31 13F-HR O'dell Group, Llc 82,592 83,200 0.74 9,952 11,452 15.07
2018-08-08 13F-HR Ausdal Financial Partners, Inc. 0 1,772 0 244
2018-07-25 13F-HR LifePlan Financial Group, Inc 6,067 6,121 0.89 731 843 15.32
2018-08-13 13F-HR Westside Investment Management, Inc. 1,500 3,150 110.00 175,845 439,840 150.13
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 3,347 5,832 74.25 241 476 97.51
2018-08-13 13F-HR Global Retirement Partners, Llc 4,052 4,133 2.00 488 569 16.60
2018-08-10 13F-HR Cutler Group LP 2,300 500 -78.26 277 68 -75.45
2018-08-13 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 57,300 53,415 -6.78 6,905 7,353 6.49
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 22,711 0 -100.00 2,737 0 -100.00
2018-07-27 13F-HR Eqis Capital Management, Inc. 1,832 4,862 165.39 221 669 202.71
2018-08-09 13F-HR First Heartland Consultants, Inc. 39,747 43,326 9.00 4,790 5,964 24.51
2017-05-16 13F-HR FIRST FINANCIAL EQUITY CORPORATION 5,434 479
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 269 269 0.00 34 38 11.76
2018-07-31 13F-HR Front Row Advisors Llc 78 78 0.00 9 11 22.22
2018-07-30 13F-HR Trustcore Financial Services, Llc 258 36
2018-08-13 13F-HR Sequoia Financial Advisors, LLC 118,229 93,579 -20.85 14,247 12,881 -9.59
2018-08-14 13F-HR Cetera Advisor Networks LLC 19,886 25,073 26.08 2,394 3,455 44.32
2018-07-17 13F-HR Kistler-Tiffany Companies, LLC 288 288 0.00 35 40 14.29
2018-08-14 13F-HR Jefferies Group LLC 1,706 0 -100.00 206 0 -100.00
2018-08-01 13F-HR Kovack Advisors, Inc. 12,603 10,038 -20.35 1,519 1,382 -9.02
2018-05-17 13F-HR McKinley Carter Wealth Services, Inc. 1,500 181
2018-08-15 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 987 0 -100.00 119 0 -100.00
2018-08-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 12,595 12,668 0.58 1,518 1,744 14.89
2018-08-22 13F-HR McAdam, LLC 62 9
2018-08-14 13F-HR HighTower Advisors, LLC 179,857 144,399 -19.71 21,666 19,897 -8.16
2018-08-07 13F-HR ASPIRIANT, LLC 2,580 0 -100.00 311 0 -100.00
2018-07-12 13F-HR WEBSTER BANK, N. A. 1,188 1,188 0.00 143 164 14.69
2018-08-06 13F-HR FTB Advisors, Inc. 67 152 126.87 8 21 162.50
2018-08-14 13F-HR BECK CAPITAL MANAGEMENT, LLC 14,632 14,372 -1.78 1,763 1,978 12.20
2018-08-09 13F-HR White Lighthouse Investment Management Inc. 1,582 218
2018-07-18 13F-HR Global Trust Asset Management, Llc 4,025 8,825 119.25 485 1,215 150.52
2018-08-15 13F-HR/A B. Riley Financial, Inc. 4,940 8,328 68.58 595 1,188 99.66
2018-08-15 13F-HR JANE STREET GROUP, LLC 171,357 0 -100.00 20,649 0 -100.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 141,326 120,117 -15.01 17,030 16,534 -2.91
2018-08-07 13F-HR IFP Advisors, Inc 52,983 59,705 12.69 6,384 8,218 28.73
2018-08-02 13F-HR Emerald Investment Partners, Llc 33,474 15,366 -54.10 4,034 2,115 -47.57
2018-08-14 13F-HR BAHL & GAYNOR INC 4,675 0 -100.00 563 0 -100.00
2018-07-09 13F-HR CENTRAL TRUST Co 188 233 23.94 23 32 39.13
2018-04-18 13F-HR Integral Derivatives, LLC 4,400 0 -100.00 483 0 -100.00
2018-07-23 13F-HR INTL FCSTONE INC. 6,813 7,604 11.61 821 1,047 27.53
2018-07-25 13F-HR Transamerica Financial Advisors, Inc. 28,438 45,243 59.09 3,427 6,228 81.73
2018-08-09 13F-HR Gradient Investments LLC 145 0 -100.00 17 0 -100.00
2018-07-31 13F-HR REGENTATLANTIC CAPITAL LLC 1,500 206
2018-08-13 13F-HR WEALTHSOURCE PARTNERS, LLC 0 5,052 0 695
2018-08-20 13F-HR HWG Holdings LP 8 18 125.00 1 2 100.00
2018-08-14 13F-HR CREDIT SUISSE AG/ 49,664 204,300 311.36 5,985 28,122 369.87
2018-08-02 13F-HR Sigma Planning Corp 43,439 39,673 -8.67 5,234 5,461 4.34
2018-07-13 13F-HR JUNCTURE WEALTH STRATEGIES, LLC 28,385 27,383 -3.53 3,420 3,769 10.20
2018-08-03 13F-HR/A WESPAC Advisors SoCal, LLC 3,775 4,125 9.27 454 567 24.89
2018-07-26 13F-HR Alpha Cubed Investments, LLC 6,339 5,522 -12.89 764 760 -0.52
2018-07-05 13F-HR STRATEGIC WEALTH MANAGEMENT INC /ADV 40,192 40,128 -0.16 4,843 5,524 14.06
2018-07-25 13F-HR JFS WEALTH ADVISORS, LLC 23 0 -100.00 3 0 -100.00
2018-08-03 13F-HR AlphaMark Advisors, LLC 40 40 0.00 5 6 20.00
2018-07-09 13F-HR Founders Capital Management 130 130 0.00 16 18 12.50
2018-08-14 13F-HR Flaharty Asset Management, LLC 80,508 89,836 11.59 9,438 12,366 31.02
2018-08-01 13F-HR Wagner Wealth Management, Llc 3,634 4,386 20.69 438 604 37.90
2018-08-14 13F-HR 1832 Asset Management L.P. 393 393 0.00 47 57 21.28
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 94,100 71,300 -24.23 11,339 9,814 -13.45
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 0 223,222 0 30,726
2018-08-16 13F-HR Titus Wealth Management 2,490 3,473 39.48 637,000 478 -99.92
2018-08-09 13F-HR BANQUE PICTET & CIE SA 40,500 39,285 -3.00 4,880 5,408 10.82
2018-07-13 13F-HR TRUE Private Wealth Advisors 41,753 44,796 7.29 5,031 6,166 22.56
2018-08-14 13F-HR Capital Bank & Trust Co 150 150 0.00 18 21 16.67
2018-07-10 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 458 407 -11.14 55 56 1.82
2018-07-17 13F-HR WealthTrust-Arizona, LLC 56 179 219.64 7 25 257.14
2018-07-18 13F-HR Bedel Financial Consulting, Inc. 9,075 9,075 0.00 1,094 1,249 14.17
2018-08-03 13F-HR Cavalier Investments 0 28,227 0 3,887
2018-07-17 13F-HR Segment Wealth Management, LLC 22,410 22,433 0.10 2,700 3,088 14.37
2018-08-15 13F-HR Krilogy Financial LLC 60 0 -100.00 7 0 -100.00
2018-08-01 13F-HR G&s Capital Llc 24,356 23,123 -5.06 2,935 3,183 8.45
2018-08-14 13F-HR AE Wealth Management LLC 4,638 4,908 5.82 559 676 20.93
2018-08-07 13F-HR Lexaurum Advisors, Llc 9,916 0 -100.00 1,195 0 -100.00
2018-08-03 13F-HR Financial Architects, Inc 0 1,160 0 160
2018-08-08 13F-HR Glassman Wealth Services 0 2,012 0 277
2018-05-08 13F-HR Willingdon Wealth Management 318 38
2018-07-27 13F-HR Riggs Asset Managment Co. Inc. 65,974 87,224 32.21 7,950 12,006 51.02
2018-08-02 13F-HR Ifg Advisory, Llc 762,463 33,789
2018-08-09 13F-HR Private Advisor Group, LLC 40,404 16,087 -60.18 4,869 2,246 -53.87
2018-08-13 13F-HR Covington Capital Management 550 550 0.00 66 76 15.15
2018-08-10 13F-HR Cutler Group LP Put 2,600 0 -100.00 1 0 -100.00
2018-07-27 13F-HR Northeast Financial Consultants Inc 67,641 88,791 31.27 8,150 12,222 49.96
2018-07-26 13F-HR Atlanta Capital Group 5,076 4,851 -4.43 612 668 9.15
2018-08-14 13F-HR Clark Capital Management Group, Inc. 66,319 0 -100.00 7,991 0 -100.00
2018-08-17 13F-HR Trilogy Capital Inc. 20 20 0.00 2 3 50.00
2018-07-06 13F-HR Financial Services Advisory Inc 63,571 56,295 -11.45 7,660 7,749 1.16
2018-08-16 13F-HR M Holdings Securities, Inc. 1,946 268
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 39,900 39,900 0.00 4,808 4,808 0.00
2018-08-08 13F-HR Hanson McClain, Inc. 450 450 0.00 54 62 14.81
2018-08-10 13F-HR Compagnie Odier SCA 400 55
2018-07-23 13F-HR NewSquare Capital LLC 175,048 162,268 -7.30 19,272 23,373 21.28
2018-07-26 13F-HR REGIONS FINANCIAL CORP 0 110 0 15
2018-08-13 13F-HR Buckingham Asset Management, LLC 1,702 234
2018-08-06 13F-HR Belpointe Asset Management Llc 2,474 2,543 2.79 298 350 17.45
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 1,101 0 -100.00 132 0 -100.00
2018-08-24 13F-HR/A Mainstay Capital Management Llc /adv 28 28 0.00 3 4 33.33
2018-07-11 13F-HR RAYMOND JAMES TRUST N.A. 2,342 1,880 -19.73 282 259 -8.16
2018-08-10 13F-HR/A AVIANCE CAPITAL MANAGEMENT, LLC 85 16,200 18,958.82 10 2,230 22,200.00
2017-05-09 13F-HR LBA Wealth Management, LLC 194 180 -7.22 15 16 6.67
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 106,682 92,597 -13.20 12,855 12,746 -0.85
2018-08-01 13F-HR APPLETON GROUP, LLC 6,757 6,763 0.09 814 931 14.37
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,020 1,020 0.00 123 140 13.82
2018-08-09 13F-HR Lakeview Capital Partners, LLC 2,354 4,328 83.86 284 596 109.86
2018-08-10 13F-HR Cutler Group LP Call 2,700 0 -100.00 8 0 -100.00
2018-08-10 13F-HR NEXT Financial Group, Inc 5,523 2,959 -46.42 666 407 -38.89
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 26 26 0.00 3,133 3,579 14.24
2018-07-16 13F-HR WELCH & FORBES LLC 1,627 224
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 32,100 33,400 4.05 3,868 4,598 18.87
2018-08-09 13F-HR Blackhawk Capital Partners Llc. 4,078 561
2018-07-24 13F-HR Janney Montgomery Scott LLC 198,270 212,421 7.14 23,892 29,240 22.38
2018-08-13 13F-HR Pacific Sun Financial Corp 30,983 31,963 3.16 3,733 4,487 20.20
2018-08-13 13F-HR Icon Wealth Partners, Llc 0 52 0 7
2018-08-10 13F-HR Quantitative Investment Management, LLC 0 39,200 0 5,395
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 255 655 156.86 31 90 190.32
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 39,800 39,800 0.00 4,796 4,796 0.00
2017-08-18 13F-HR WFG Advisors, LP 6,990 7,613 8.91 615 721 17.24
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 2,300 2,300 0.00 277 317 14.44
2018-07-19 13F-HR David R. Rahn & Associates Inc. 5,926 0 -100.00 714 0 -100.00
2018-08-15 13F-HR Spectrum Financial Alliance Ltd Llc 27 0 -100.00 3 0 -100.00
2018-08-10 13F-HR Avestar Capital, Llc 38 38 0.00 4 5 25.00
2018-08-10 13F-HR Csenge Advisory Group 29,446 29,994 1.86 3,548 4,129 16.38
2018-08-07 13F-HR Dynamic Advisors Solutions LLC 3,901 4,198 7.61 470 578 22.98
2018-08-10 13F-HR M&T BANK CORP 6,227 6,386 2.55 750 879 17.20
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 7,794 7,650 -1.85 939 1,053 12.14
2018-08-15 13F-HR Mutual Advisors, Llc 1,768 3,189 80.37 213 439 106.10
2018-07-17 13F-HR Baystate Wealth Management LLC 110 110 0.00 14 16 14.29
2018-07-09 13F-HR DAVENPORT & Co LLC 14,228 11,712 -17.68 1,714,474 1,612 -99.91
2018-08-13 13F-HR BB&T SECURITIES, LLC 65,295 64,962 -0.51 7,868 8,942 13.65
2018-08-14 13F-HR SIGNATUREFD, LLC 400 400 0.00 48 55 14.58
2018-08-14 13F-HR CAHILL FINANCIAL ADVISORS INC 2,682 3,714 38.48 324 512 58.02
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 94 0 -100.00 11 0 -100.00
2018-07-26 13F-HR Financial Advisory Service, Inc. 2,845 2,845 0.00 343 392 14.29
2018-08-13 13F-HR Baird Financial Group, Inc. 107,732 113,555 5.41 12,982 15,631 20.41
2018-07-27 13F-HR Advisory Services Network, LLC 38,148 41,008 7.50 4,597 5,917 28.71
2018-08-09 13F-HR Premia Global Advisors, Llc 0 1,088 0 0
2018-07-13 13F-HR ATRIA INVESTMENTS LLC 2,066 1,622 -21.49 249 223 -10.44
2018-07-30 13F-HR Choate Investment Advisors 263,466 0 -100.00 31,747,653 0 -100.00
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 1,537 1,537 0.00 185 212 14.59
2018-08-10 13F-HR MUFG Americas Holdings Corp 625 625 0.00 75 86 14.67
2018-08-07 13F-HR Clear Perspective Advisors, LLC 860 660 -23.26 104 91 -12.50

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