SecurityFDN / First Trust Dow Jones Internet Index Fund (33733E302)
Institutional Owners251
Institutional Shares34,700,789
Institutional Value$ 27,799,362,000 USD
Related FGD / First Trust Dow Jones Global Select Dividend Index Fund
FVL / First Trust Exchange-Traded Fund
QQXT / First Trust Exchange-Traded Fund
FDL / First Trust Morningstar Dividend Leaders Fund
FBT / First Trust NYSE Arca Biotechnology Index Fund
FPX / First Trust US Equity Opportunities ETF

Institutional Stock Ownership and Shareholders

First Trust Dow Jones Internet Index Fund (NYSE:FDN) has 251 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 34,700,789 shares. Largest shareholders include Bank Of America Corp /de/, First Trust Advisors Lp, First Trust Portfolios Lp, Wells Fargo & Company/mn, Morgan Stanley, CHURCHILL MANAGEMENT Corp, UBS Group AG, Assetmark, Inc, Raymond James & Associates, and Royal Bank Of Canada.

First Trust Dow Jones Internet Index Fund (NYSE:FDN) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-30 13F-HR/A-1 PRUDENTIAL FINANCIAL INC 2,000 205
2018-02-05 13F-HR Parkside Financial Bank & Trust 615 615 0.00 63 68 7.94
2018-02-12 13F-HR Atlantic Trust Group, LLC 1,184 130
2018-02-08 13F-HR MUFG Americas Holdings Corp 590 590 0.00 60 65 8.33
2018-02-05 13F-HR Jacobi Capital Management LLC 3,069 3,539 15.31 322 406 26.09
2017-11-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 100 0 -100.00 9 0 -100.00
2018-02-09 13F-HR BANQUE PICTET & CIE SA 38,500 36,150 -6.10 3,941 3,972 0.79
2017-11-06 13F-HR Spot Trading L.l.c. 896 92
2018-01-12 13F-HR First Command Financial Services, Inc. 210 210 0.00 21 23 9.52
2018-02-09 13F-HR USCA RIA LLC 7,109 9,213 29.60 674 1,012 50.15
2018-02-06 13F-HR QUATTRO FINANCIAL ADVISORS LLC 2,391 272
2018-02-14 13F-HR Hilltop Holdings Inc. 0 15,688 0 1,724
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 108,693 106,032 -2.45 11,127 11,650 4.70
2018-02-14 13F-HR WOLVERINE TRADING, LLC 7,264 0 -100.00 744 0 -100.00
2018-02-14 13F-HR LPL Financial LLC 345,409 383,934 11.15 35,356 42,187 19.32
2018-02-13 13F-HR CAHILL FINANCIAL ADVISORS INC 2,496 2,896 16.03 256 319 24.61
2018-02-16 13F-HR We Are One Seven, Llc 9,344 1,027
2018-02-14 13F-HR Voya Financial Advisors, Inc. 0 8,642 0 956
2018-02-08 13F-HR D.A. DAVIDSON & CO. 32,217 32,497 0.87 3,297 3,571 8.31
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 83,840 77,215 -7.90 8,582 8,484 -1.14
2018-02-14 13F-HR BOKF, NA 377 0 -100.00 39 0 -100.00
2018-01-18 13F-HR Carroll Financial Associates, Inc. 751 787 4.79 78 86 10.26
2018-02-13 13F-HR Cavalier Investments 26,624 0 -100.00 2,725 0 -100.00
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 16,600 43,000 159.04 1,699 4,725 178.10
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 77,100 67,400 -12.58 7,892 7,406 -6.16
2018-02-13 13F-HR M&R CAPITAL MANAGEMENT INC 135 170 25.93 13 18 38.46
2018-02-09 13F-HR INTL FCSTONE INC. 11,544 11,665 1.05 1,182 1,282 8.46
2018-01-25 13F-HR FTB Advisors, Inc. 0 67 0 7
2018-02-14 13F-HR Jefferies Group LLC 2,200 242
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 78
2018-02-22 13F-HR Cambridge Investment Research Advisors, Inc. 47,583 63,298 33.03 4,871 6,955 42.78
2018-02-02 13F-HR Sandy Spring Bank 1,950 1,950 0.00 200 214 7.00
2018-01-31 13F-HR Front Row Advisors Llc 78 9
2018-02-02 13F-HR Global Trust Asset Management, Llc 5,125 563
2018-02-06 13F-HR M&T BANK CORP 5,087 4,961 -2.48 521 545 4.61
2018-02-05 13F-HR BANK HAPOALIM BM 17,049 16,935 -0.67 1,745 1,861 6.65
2018-01-24 13F-HR Fisher Asset Management, LLC 2,187 0 -100.00 224 0 -100.00
2018-02-09 13F-HR Transamerica Financial Advisors, Inc. 70,190 54,602 -22.21 7,185 6,000 -16.49
2018-02-09 13F-HR Virtu Financial LLC 0 15,118 0 1,662
2018-02-14 13F-HR Janney Montgomery Scott LLC 191,204 190,060 -0.60 19,572 20,884 6.70
2018-02-02 13F-HR Kuntz Lesher Capital LLC 4,410 4,410 0.00 451 484 7.32
2018-02-14 13F-HR IHT Wealth Management, LLC 4,664 4,917 5.42 489 564 15.34
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 100,000 0 -100.00 10,236 0 -100.00
2018-02-09 13F-HR Dynamic Advisors Solutions LLC 6,162 3,870 -37.20 631 425 -32.65
2018-02-06 13F-HR Bedel Financial Consulting, Inc. 9,075 997
2018-02-14 13F-HR STIFEL FINANCIAL CORP 204,968 161,206 -21.35 20,963 17,700 -15.57
2018-02-09 13F-HR Mader & Shannon Wealth Management, Inc. 46,053 5,060
2018-02-05 13F-HR Calton & Associates, Inc. 497 59
2018-02-14 13F-HR Riggs Asset Managment Co. Inc. 67,102 67,028 -0.11 6,869 7,365 7.22
2018-01-23 13F-HR CENTRAL TRUST Co 188 188 0.00 19 21 10.53
2017-11-15 13F-HR First Heartland Consultants, Inc. 28,609 29,083 1.66 2,710 2,977 9.85
2018-02-14 13F-HR Leonard Rickey Investment Advisors P.l.l.c. 4,236 465
2018-01-17 13F-HR Hirtle Callaghan & Co LLC 14 2
2018-02-12 13F-HR Providence Capital Advisors, Llc 25 3
2018-01-16 13F-HR CWM, LLC 59,108 59,106 -0.00 6,050 6,495 7.36
2018-02-13 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 9,389 6,026 -35.82 961 662 -31.11
2018-02-09 13F-HR Timber Hill LLC 2,282 0 -100.00 234 0 -100.00
2018-02-21 13F-HR Hanson McClain, Inc. 1,210 450 -62.81 124 49 -60.48
2018-02-09 13F-HR CITADEL ADVISORS LLC 33,073 45,828 38.57 3,385 5,036 48.77
2018-02-09 13F-HR FDx Advisors, Inc. 3,812 419
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 84,380 9,272
2018-02-15 13F-HR BB&T SECURITIES, LLC 64,235 64,799 0.88 6,575 7,120 8.29
2018-02-14 13F-HR FIFTH THIRD BANCORP 968 837 -13.53 99 92 -7.07
2018-02-12 13F-HR CITIGROUP INC 49,492 51,246 3.54 5,066 5,631 11.15
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 53,371 0 -100.00 5,463 0 -100.00
2018-02-06 13F-HR MCF Advisors LLC 205 205 0.00 21 23 9.52
2018-02-09 13F-HR SUNTRUST BANKS INC 181,760 181,503 -0.14 18,603 19,942 7.20
2018-01-11 13F-HR Kistler-Tiffany Companies, LLC 288 288 0.00 29 32 10.34
2018-02-08 13F-HR Advisory Services Network, LLC 5,451 36,463 568.92 558 4,007 618.10
2017-11-02 13F-HR S. R. Schill & Associates 2,856 0 -100.00 271 0 -100.00
2018-01-17 13F-HR Koshinski Asset Management, Inc. 6,330 6,265 -1.03 648 688 6.17
2018-02-14 13F-HR/A-1 Horizon Investments, LLC 6,797 6,373 -6.24 639 599 -6.26
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 228 536 135.09 23 59 156.52
2018-02-15 13F-HR JANE STREET GROUP, LLC 22,799 47,979 110.44 2,334 5,272 125.88
2018-02-01 13F-HR HL FINANCIAL SERVICES LLC 97,568 94,507 -3.14 9,987 10,384 3.98
2018-02-08 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 3,056 2,497 -18.29 313 274 -12.46
2018-02-14 13F-HR ROYAL BANK OF CANADA 379,230 537,490 41.73 38,819 59,059 52.14
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 24,200 30,600 26.45 2,477 3,362 35.73
2018-02-14 13F-HR PagnatoKarp Partners LLC 2,156 2,156 0.00 221 237 7.24
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 5,727,192 5,188,142 -9.41 586,235 570,073 -2.76
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 100 11
2018-02-14 13F-HR Northeast Financial Consultants Inc 58,452 65,614 12.25 5,983 7,209 20.49
2018-01-22 13F-HR Founders Capital Management 130 130 0.00 13 14 7.69
2018-02-13 13F-HR Parisi Gray Wealth Management 115 13
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 335 335 0.00 34 37 8.82
2018-01-19 13F-HR Winslow, Evans & Crocker, Inc. 496 586 18.15 50,670 64,280 26.86
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 23,285 6,210 -73.33 2,383 682 -71.38
2018-02-07 13F-HR Sigma Planning Corp 9,744 35,230 261.56 997 3,871 288.26
2018-02-14 13F-HR CPMG Inc 2,200 242
2018-01-30 13F-HR Cutter & CO Brokerage, Inc. 0 6,213 0 683
2018-01-26 13F-HR Legacy Advisors, Llc 175 19
2018-01-18 13F-HR New England Investment & Retirement Group, Inc. 52,022 52,076 0.10 5,325 5,722 7.46
2018-02-13 13F-HR FIRST INTERSTATE BANK 260 260 0.00 27 29 7.41
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 67 290 332.84 6 31 416.67
2018-02-15 13F-HR National Asset Management, Inc. 0 3,122 0 344
2017-11-01 13F-HR/A-1 RFG Advisory Group, LLC 13,487 5,471 -59.44 1,102 479 -56.53
2018-02-22 13F-HR Wagner Wealth Management, Llc 2,474 285
2018-02-14 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 2,792 2,214 -20.70 286 243 -15.03
2018-01-24 13F-HR Ruggie Capital Group 5,300 0 -100.00 543 0 -100.00
2018-02-22 13F-HR LifePlan Financial Group, Inc 6,252 6,252 0.00 640 640 0.00
2017-11-06 13F-HR Spot Trading L.l.c. Call 2,200 225
2018-02-13 13F-HR VALLEY NATIONAL ADVISERS INC 1,534 1,534 0.00 157 169 7.64
2018-02-14 13F-HR Advisor Group, Inc. 83,704 91,068 8.80 8,567 10,006 16.80
2018-02-15 13F-HR EP Wealth Advisors, Inc. 34,152 28,270 -17.22 3,496 3,106 -11.16
2018-01-25 13F-HR FOUNDERS FINANCIAL SECURITIES LLC 7,476 0 -100.00 765 0 -100.00
2018-02-14 13F-HR Dorsey Wright & Associates 3,731 20,811 457.79 381 2,287 500.26
2018-02-14 13F-HR Choate Investment Advisors 71,445 208,552 191.91 7,313,110 22,915,694 213.35
2018-01-11 13F-HR Capital Asset Advisory Services LLC 6,777 5,830 -13.97 694 641 -7.64
2018-02-08 13F-HR Goss Wealth Management LLC 57,235 63,158 10.35 6,001 7,249 20.80
2018-02-14 13F-HR Bdo Wealth Advisors, Llc 195 227 16.41 20 25 25.00
2018-01-16 13F-HR Gemmer Asset Management LLC 513 513 0.00 53 56 5.66
2018-02-13 13F-HR Polaris Wealth Advisers, LLC 4,483 0 -100.00 459 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 2,755 0 302
2018-02-09 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 117,364 149,170 27.10 12,013 16,391 36.44
2018-02-06 13F-HR TOTH FINANCIAL ADVISORY CORP 47,213 47,224 0.02 4,833 5,189 7.37
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 23,446 27,264 16.28 2,400 2,996 24.83
2018-01-22 13F-HR JUNCTURE WEALTH STRATEGIES, LLC 30,972 28,603 -7.65 3,170 3,143 -0.85
2018-02-09 13F-HR SYNOVUS FINANCIAL CORP 2,300 2,300 0.00 235 253 7.66
2018-02-02 13F-HR US BANCORP \DE\ 7,353 10,597 44.12 753 1,165 54.71
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 150 0 -100.00 14 0 -100.00
2018-02-14 13F-HR Financial Services Advisory Inc 34,741 3,817
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 75,228 81,822 8.77 7,127 8,375 17.51
2018-02-08 13F-HR Cetera Advisor Networks LLC 19,231 19,062 -0.88 1,967 2,090 6.25
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 5,689,539 6,298,197 10.70 582,381 692,046 18.83
2018-02-08 13F-HR SEI INVESTMENTS CO 0 524 0 58
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 4,337 4,202 -3.11 444 462 4.05
2018-02-12 13F-HR BROWN ADVISORY INC 5,791 4,180 -27.82 593 459 -22.60
2018-02-07 13F-HR OPPENHEIMER & CO INC 32,153 35,451 10.26 3,291 3,895 18.35
2018-02-06 13F-HR AE Wealth Management LLC 11,977 3,016 -74.82 1,226 331 -73.00
2018-01-22 13F-HR Segment Wealth Management, LLC 6,541 15,736 140.57 670 1,729 158.06
2018-02-06 13F-HR NTV ASSET MANAGEMENT LLC 40,040 39,115 -2.31 4,098 4,298 4.88
2018-02-14 13F-HR Integral Derivatives, LLC 4,400 483
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,040 1,040 0.00 106 114 7.55
2018-02-05 13F-HR Jackson Wealth Management, LLC 12,068 12,077 0.07 1,260 1,383 9.76
2018-01-16 13F-HR NEXT Financial Group, Inc 1,900 1,900 0.00 200 209 4.50
2018-02-09 13F-HR B. Riley Financial, Inc. 3,733 3,390 -9.19 382 372 -2.62
2018-02-13 13F-HR Winch Advisory Services, LLC 35 35 0.00 4 4 0.00
2018-01-11 13F-HR CHURCHILL MANAGEMENT Corp 1,068,918 1,363,371 27.55 109,414 149,807 36.92
2018-02-09 13F-HR TD Capital Management LLC 8 0 -100.00 1 0 -100.00
2018-01-22 13F-HR FIRST MANHATTAN CO 125 125 0.00 12 13 8.33
2018-02-07 13F-HR Private Advisor Group, LLC 48,114 12,923 -73.14 5,045 1,482 -70.62
2018-02-12 13F-HR Somerset Group LLC 30,144 31,578 4.76 3,086 3,470 12.44
2017-11-13 13F-HR CIBC World Markets Inc. 15,338 0 -100.00 1,453 0 -100.00
2018-02-12 13F-HR Stockman Asset Management 2,330 3,380 45.06 238 371 55.88
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 328,956 326,009 -0.90 33,653 35,816 6.43
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 17,302 19,397 12.11 1,771 2,131 20.33
2018-02-01 13F-HR Plante Moran Financial Advisors, LLC 1,537 1,537 0.00 157 169 7.64
2018-01-31 13F-HR IFC Holdings Incorporated/FL 16,602 17,046 2.67 1,695 1,876 10.68
2018-01-12 13F-HR First Command Bank 210 210 0.00 21 23 9.52
2018-02-08 13F-HR ATWOOD & PALMER INC 22,980 19,395 -15.60 2,352 2,131 -9.40
2018-01-19 13F-HR TRUE Private Wealth Advisors 0 50,126 0 5,507
2018-01-23 13F-HR Prospera Financial Services 11,723 13,285 13.32 1,209 1,485 22.83
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 48,300 63,500 31.47 4,944 6,977 41.12
2018-01-25 13F-HR VICUS CAPITAL 2,004 0 -100.00 205 0 -100.00
2018-02-13 13F-HR Catamount Wealth Management 42 42 0.00 4 5 25.00
2017-10-20 13F-HR Quantitative Advantage, LLC 99,758 0 -100.00 9,451 0 -100.00
2018-02-09 13F-HR SII INVESTMENTS INC/WI 3,815 0 -100.00 397 0 -100.00
2018-02-08 13F-HR Psagot Investment House Ltd. 55,955 12,943 -76.87 5,728 1,422 -75.17
2018-02-05 13F-HR Mascoma Wealth Management LLC 215 0 -100.00 22 0 -100.00
2018-02-02 13F-HR Claraphi Advisory Network, Llc 8,301 912
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 8,622 15,922 84.67 883 1,750 98.19
2018-01-31 13F-HR Cypress Capital Management LLC (WY) 320 35
2018-02-14 13F-HR MORGAN STANLEY 3,245,205 3,017,180 -7.03 332,179 331,527 -0.20
2018-01-29 13F-HR Financial Advisory Service, Inc. 2,845 2,845 0.00 291 313 7.56
2018-02-14 13F-HR Covington Capital Management 550 550 0.00 56 60 7.14
2018-02-15 13F-HR Bb&t Investment Services, Inc. 360 393 9.17 37 43 16.22
2018-01-17 13F-HR DAVENPORT & Co LLC 15,900 14,262 -10.30 1,627,524 1,567,109 -3.71
2018-02-14 13F-HR NORTHERN TRUST CORP 4,115 3,403 -17.30 421 374 -11.16
2018-02-20 13F-HR Delek Group, Ltd. 220 24
2018-01-10 13F-HR TRAIN BABCOCK ADVISORS LLC 0 8,300 0 912
2018-01-17 13F-HR Cutler Group LP Call 600 800 33.33 0 1
2018-02-13 13F-HR ASSETMARK, INC 422,801 1,052,655 148.97 43,278 115,666 167.26
2018-02-13 13F-HR Pinnacle Family Advisors, Llc 3,475 0 -100.00 356 0 -100.00
2018-01-17 13F-HR Creative Planning 14,846 15,602 5.09 1,520 1,714 12.76
2018-02-13 13F-HR Harwood Advisory Group, LLC 4,294 4,269 -0.58 440 469 6.59
2018-02-14 13F-HR HighTower Advisors, LLC 91,019 91,477 0.50 9,319 10,038 7.72
2017-11-22 13F-HR/A-1 National Planning Corp Put 300 1
2017-11-14 13F-HR J. Goldman & Co LP Put 100,000 0 -100.00 9,474 0 -100.00
2018-02-09 13F-HR Baird Financial Group, Inc. 103,567 93,144 -10.06 10,601 10,235 -3.45
2018-02-15 13F-HR Financial Advocates Investment Management 28,359 3,116
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 4,476 4,199 -6.19 458 461 0.66
2018-02-14 13F-HR UBS Group AG 985,457 1,152,167 16.92 100,872 126,600 25.51
2018-02-15 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC 14,986 15,026 0.27 1,534 1,651 7.63
2018-02-13 13F-HR JP Morgan Chase & Co 52,222 54,470 4.30 5,303 5,985 12.86
2018-02-13 13F-HR SCOTIA CAPITAL INC. 13,470 16,172 20.06 1,378 1,777 28.96
2018-01-31 13F-HR Tortoise Investment Management, LLC 150 150 0.00 15 16 6.67
2018-02-06 13F-HR Regal Investment Advisors LLC 28,874 29,709 2.89 2,956 3,264 10.42
2018-02-13 13F-HR Moors & Cabot, Inc. 0 1,873 0 204
2018-02-05 13F-HR Aveo Capital Partners, LLC 17,693 18,859 6.59 1,811 2,072 14.41
2017-10-23 13F-HR David R. Rahn & Associates Inc. 7,165 0 -100.00 679 0 -100.00
2018-02-14 13F-HR HighTower Advisors, LLC Put 2,000 0 -100.00 2 0 -100.00
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 2,406 2,387 -0.79 246 262 6.50
2018-02-14 13F-HR CAPTRUST FINANCIAL ADVISORS 2,730 2,730 0.00 322 300 -6.83
2018-02-12 13F-HR Financial Architects, Inc 681 681 0.00 70 75 7.14
2018-02-13 13F-HR Sequoia Financial Advisors, LLC 0 123,377 0 13,557
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 11,281 11,281 0.00 1,155 1,155 0.00
2018-02-14 13F-HR Avestar Capital, Llc 38 4
2018-02-13 13F-HR Parallel Advisors, LLC 123 123 0.00 13 14 7.69
2018-01-16 13F-HR Horan Securities, Inc. 45 45 0.00 5 5 0.00
2018-02-05 13F-HR Smart Portfolios, LLC 61,724 0 -100.00 6,318 0 -100.00
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 27,200 0 -100.00 2,784 0 -100.00
2018-02-07 13F-HR Gradient Investments LLC 0 145 0 16
2017-11-14 13F-HR Pinkerton Retirement Specialists, LLC 0 0 0 0
2018-02-06 13F-HR/A-1 Horan Capital Advisors, LLC. 20 0 -100.00 2 0 -100.00
2018-02-02 13F-HR RAYMOND JAMES TRUST N.A. 2,769 2,827 2.09 283 311 9.89
2018-02-12 13F-HR Kiley Juergens Wealth Management, Llc 108 11
2018-01-16 13F-HR Capital Advisors, Ltd. LLC 668 668 0.00 68 73 7.35
2018-02-14 13F-HR Quantitative Investment Management, LLC 45,000 20,800 -53.78 4,606 2,285 -50.39
2018-01-10 13F-HR Highwater Wealth Management, LLC 3,610 3,610 0.00 370 397 7.30
2018-01-04 13F-HR Summit Financial Group Inc 9,170 9,115 -0.60 939 1,002 6.71
2018-01-23 13F-HR WEBSTER BANK, N. A. 1,188 1,188 0.00 122 131 7.38
2018-02-09 13F-HR Cornerstone Wealth Management, LLC 4,109 3,909 -4.87 428 445 3.97
2017-11-13 13F-HR Allianz Asset Management AG 7,000 0 -100.00 662 0 -100.00
2018-02-15 13F-HR Archford Capital Strategies, LLC 10,794 9,543 -11.59 1,105 1,049 -5.07
2018-02-02 13F-HR/A-1 Bellwether Investment Group, LLC 6,214 5,830 -6.18 636 640 0.63
2018-01-22 13F-HR APPLETON GROUP, LLC 6,720 0 -100.00 688 0 -100.00
2018-02-12 13F-HR Nan Shan Life Insurance Co., Ltd. 21,473 2,359
2018-02-15 13F-HR Westside Investment Management, Inc. 300 34,434
2018-02-14 13F-HR Wealthshield, Llc 36,377 4,040
2018-02-12 13F-HR Ford Financial Group, Inc. 2,231 256
2018-02-12 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 20,000 49,600 148.00 2,047 5,450 166.24
2018-01-16 13F-HR SPC Financial, Inc. 14,221 14,654 3.04 1,456 1,610 10.58
2018-02-14 13F-HR Capital Bank & Trust Co 150 16
2017-11-06 13F-HR Spot Trading L.l.c. Put 4,600 471
2018-02-09 13F-HR Alpha Cubed Investments, LLC 4,370 6,947 58.97 447 763 70.69
2018-01-29 13F-HR MURPHY CAPITAL MANAGEMENT INC 123,571 120,810 -2.23 12,648 13,274 4.95
2017-11-16 13F-HR Cetera Investment Advisers 9,280 0 -100.00 868 0 -100.00
2018-01-24 13F-HR IFP Advisors, Inc 46,267 47,725 3.15 4,736 5,244 10.73
2018-01-29 13F-HR NewSquare Capital LLC 175,489 156,373 -10.89 16,163 17,182 6.30
2017-11-08 13F-HR Texas Yale Capital Corp. 10,285 0 -100.00 1,173 0 -100.00
2018-01-18 SC 13G/A FIRST TRUST PORTFOLIOS LP 5,208,959 5,188,142 -0.40
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 17,275 0 1,898
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 290,139 298,223 2.79 29,699 32,769 10.34
2018-02-09 13F-HR AlphaMark Advisors, LLC 40 4
2018-02-06 13F-HR PUTNAM FL INVESTMENT MANAGEMENT CO 25,227 24,182 -4.14 2,582 2,657 2.90
2018-01-30 13F-HR WESPAC Advisors, LLC 0 8,990 0 988
2018-02-05 13F-HR Beaumont Financial Partners, LLC 118,500 120,276 1.50 12,130 13,216 8.95
2018-02-13 13F-HR BAHL & GAYNOR INC 2,880 4,470 55.21 295 491 66.44
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 3,292,416 3,342,337 1.52 337,012 367,256 8.97
2018-02-05 13F-HR STEPHENS INC /AR/ 39,017 38,774 -0.62 3,994 4,260 6.66
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 14,100 0 -100.00 1,443 0 -100.00
2018-02-09 13F-HR WealthTrust Fairport, LLC 35,022 35,829 2.30 3,585 3,937 9.82
2018-02-01 13F-HR Clear Perspective Advisors, LLC 825 825 0.00 84 91 8.33
2018-01-30 13F-HR Hudock Capital Group, LLC 256 256 0.00 26 28 7.69
2018-02-09 13F-HR Valeo Financial Advisors, Llc 1,457 1,575 8.10 149 173 16.11
2017-11-22 13F-HR/A-1 National Planning Corp 6,398 6,029 -5.77 601 617 2.66
2018-02-09 13F-HR Gateway Advisory, LLC 30,355 36,381 19.85 3,107 3,998 28.68
2018-02-13 13F-HR BANK OF NOVA SCOTIA 419,960 0 -100.00 42,987 0 -100.00
2018-01-24 13F-HR BALDWIN BROTHERS INC/MA 100 0 -100.00 10 0 -100.00
2018-02-14 13F-HR Alpine Partners VI, LLC 15,199 0 -100.00 1,556 0 -100.00
2017-10-27 13F-HR Edge Advisors, Llc 0 0
2018-02-14 13F-HR Belpointe Asset Management Llc 2,387 262
2018-02-14 13F-HR G&s Capital Llc 39,824 4,376
2018-02-22 13F-HR Rehmann Capital Advisory Group 5,909 7,007 18.58 605 770 27.27
2018-02-14 13F-HR Krilogy Financial LLC 128 128 0.00 13 14 7.69
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 559,302 557,227 -0.37 57,250 61,228 6.95
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 4,821 0 -100.00 493 0 -100.00
2018-02-08 13F-HR Global Financial Private Capital, LLC 2,182 0 -100.00 223 0 -100.00
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 243,951 237,212 -2.76 24,971 26,238 5.07
2018-02-09 13F-HR WEDBUSH SECURITIES INC 11,071 11,292 2.00 1,133 1,241 9.53
2018-02-09 13F-HR Lexaurum Advisors, Llc 10,010 1,165
2018-02-12 13F-HR Advisors Preferred, LLC 0 893 0 98
2018-02-13 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 12,746 12,184 -4.41 1,337 1,339 0.15
2018-01-19 13F-HR Mathes Company, Inc. 24,875 24,325 -2.21 2,546 2,673 4.99
2018-02-08 13F-HR Cetera Advisors LLC 10,185 8,671 -14.86 1,036 953 -8.01
2018-02-05 13F-HR Columbia Asset Management 3,375 3,375 0.00 345 371 7.54
2018-02-08 13F-HR Atlanta Capital Group 4,096 4,125 0.71 419 453 8.11
2018-02-08 13F-HR First Allied Advisory Services, Inc. 55,558 55,700 0.26 5,675 6,094 7.38
2018-02-14 13F-HR BECK CAPITAL MANAGEMENT, LLC 14,217 14,356 0.98 1,455 1,577 8.38
2018-01-18 13F-HR REGIONS FINANCIAL CORP 140 15
2018-02-13 13F-HR WESPAC Advisors SoCal, LLC 6,325 3,850 -39.13 647 423 -34.62
2018-01-31 13F-HR Capital Investment Advisory Services, LLC 3,216 3,177 -1.21 329 349 6.08
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,551 54,773 154.16 2,206 6,018 172.80
2018-02-14 13F-HR Wealthcare Advisory Partners LLC 225 301 33.78 23 33 43.48
2017-11-08 13F-HR Harbour Capital Advisors, LLC 45,570 0 -100.00 481 0 -100.00
2018-02-09 13F-HR Centaurus Financial, Inc. 33,426 3,673
2017-10-17 13F-HR CITY HOLDING CO 265 0 -100.00 25 0 -100.00
2018-02-01 13F-HR Harel Insurance Investments & Financial Services Ltd. 3,800 3,800 0.00 389 418 7.46
2018-02-06 13F-HR DUBUQUE BANK & TRUST CO 0 44 0 5
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 61,672 103,783 68.28 6,313 11,404 80.64
2018-01-17 13F-HR Cutler Group LP Put 44,300 13,100 -70.43 14 1 -92.86
2018-02-15 13F-HR Csenge Advisory Group 26,153 30,557 16.84 2,677,021 3,358 -99.87
2017-11-13 13F-HR Partnervest Advisory Services LLC 3,983 0 -100.00 377 0 -100.00
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 131,592 124,353 -5.50 13,470 13,665 1.45
2018-02-13 13F-HR Portfolio Strategies Inc 18,240 17,108 -6.21 1,867 1,880 0.70
2018-02-22 13F-HR Cable Hill Partners, LLC 22 0 -100.00 2 0 -100.00
2018-01-17 13F-HR Somerset Trust Co 39,431 37,947 -3.76 4,036 4,170 3.32
2018-02-13 13F-HR Icon Wealth Partners, Llc 52 6
2018-02-01 13F-HR Tradewinds Capital Management, LLC 15 15 0.00 2 2 0.00
2018-02-01 13F-HR WESBANCO BANK INC 6,569 0 -100.00 672 0 -100.00
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 4,275 4,051 -5.24 438 445 1.60
2018-02-02 13F-HR Karp Capital Management Corp 28,090 30,540 8.72 2,875 3,356 16.73
2018-01-11 13F-HR STRATEGIC WEALTH MANAGEMENT INC /ADV 47,549 44,575 -6.25 4,867 4,898 0.64
2018-02-14 13F-HR CREDIT SUISSE AG/ 161,505 220,327 36.42 16,531 24,209 46.45
2018-02-14 13F-HR Premia Global Advisors, Llc 11,486 1,250
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,575 2,346 -8.89 264 258 -2.27
2018-02-13 13F-HR Massey, Quick & Co., LLC 14 2
2018-01-24 13F-HR SG Americas Securities, LLC 116,346 59,663 -48.72 11,909 6,556 -44.95
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 409,671 371,179 -9.40 41,934 40,785 -2.74
2018-02-02 13F-HR Seacrest Wealth Management, Llc 3,583 394
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 2,666 2,666 0.00 273 293 7.33
2018-01-17 13F-HR Cutler Group LP 1,800 1,100 -38.89 184 120 -34.78

CUSIP: 33733E302