SecurityFDN / First Trust Dow Jones Internet Index Fund (33733E302)
Institutional Owners285
Institutional Shares41,404,092
Institutional Value$ 38,073,680,000 USD

Institutional Stock Ownership and Shareholders

First Trust Dow Jones Internet Index Fund (NYSE:FDN) has 285 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 41,404,092 shares. Largest shareholders include Bank Of America Corp /de/, First Trust Advisors Lp, First Trust Portfolios Lp, Wells Fargo & Company/mn, Morgan Stanley, UBS Group AG, CHURCHILL MANAGEMENT Corp, Summit Financial Wealth Advisors, LLC, Raymond James & Associates, and Raymond James Financial Services Advisors, Inc..
First Trust Dow Jones Internet Index Fund (NYSE:FDN) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-04-27 13F-HR HWG Holdings LP 8 1
2018-05-04 13F-HR B. Riley Financial, Inc. 3,390 4,940 45.72 372 595 59.95
2018-05-09 13F-HR NORTHERN TRUST CORP 3,403 4,388 28.95 374 529 41.44
2018-04-30 13F-HR BANK HAPOALIM BM 16,935 19,946 17.78 1,861 2,403 29.12
2018-05-11 13F-HR Cutler Group LP 1,100 2,300 109.09 120 277 130.83
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 0 39,800 0 4,796
2018-02-08 13F-HR Global Financial Private Capital, LLC 2,182 0 -100.00 223 0 -100.00
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 6,210 17,030 174.24 682 2,052 200.88
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 3,342,337 3,501,831 4.77 367,256 421,971 14.90
2018-05-11 13F-HR Cutler Group LP Put 13,100 2,600 -80.15 1 1 0.00
2018-05-10 13F-HR Wagner Wealth Management, Llc 2,474 3,634 46.89 285 438 53.68
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 75,228 81,822 8.77 7,127 8,375 17.51
2018-05-02 13F-HR Tradewinds Capital Management, LLC 15 0 -100.00 2 0 -100.00
2018-05-01 13F-HR Hanson McClain, Inc. 450 450 0.00 49 54 10.20
2018-04-25 13F-HR TOTH FINANCIAL ADVISORY CORP 47,224 47,941 1.52 5,189 5,777 11.33
2018-05-15 13F-HR Delek Group, Ltd. 220 0 -100.00 24 0 -100.00
2018-05-01 13F-HR OPPENHEIMER & CO INC 35,451 35,041 -1.16 3,895 4,223 8.42
2018-05-15 13F-HR BECK CAPITAL MANAGEMENT, LLC 14,356 14,632 1.92 1,577 1,763 11.79
2018-05-09 13F-HR IFP Advisors, Inc 47,725 52,983 11.02 5,244 6,384 21.74
2018-05-10 13F-HR MCF Advisors LLC 205 205 0.00 23 25 8.70
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 2,827 2,342 -17.16 311 282 -9.32
2018-04-16 13F-HR BALDWIN BROTHERS INC/MA 0 400 0 48
2018-04-16 13F-HR WESPAC Advisors SoCal, LLC 3,850 3,775 -1.95 423 454 7.33
2018-04-30 13F-HR Smart Portfolios, LLC 0 52,874 0 6,371
2018-05-15 13F-HR Krilogy Financial LLC 128 60 -53.12 14 7 -50.00
2018-04-13 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 458 55
2018-05-09 13F-HR Transamerica Financial Advisors, Inc. 54,602 28,438 -47.92 6,000 3,427 -42.88
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 335 366 9.25 37 44 18.92
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,346 2,228 -5.03 258 268 3.88
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 103,783 106,682 2.79 11,404 12,855 12.72
2018-05-11 13F-HR First Allied Advisory Services, Inc. 55,700 46,435 -16.63 6,094 5,588 -8.30
2018-05-15 13F-HR 1832 Asset Management L.P. 393 47
2018-05-15 13F-HR Capital Bank & Trust Co 150 150 0.00 16 18 12.50
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 1,537 1,537 0.00 169 185 9.47
2018-05-10 13F-HR Providence Capital Advisors, Llc 25 0 -100.00 3 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 67,400 178,200 164.39 7,406 21,473 189.94
2018-04-16 13F-HR IFC Holdings Incorporated/FL 17,046 0 -100.00 1,876 0 -100.00
2018-05-15 13F-HR FIFTH THIRD BANCORP 837 1,452 73.48 92 175 90.22
2018-01-31 13F-HR Front Row Advisors Llc 78 9
2018-04-24 13F-HR Mascoma Wealth Management LLC 0 455 0 55
2018-05-07 13F-HR Strategic Wealth Advisors Group,Inc. 13,020 17,703 35.97 1,431 2,133 49.06
2018-04-17 13F-HR Calton & Associates, Inc. 497 0 -100.00 59 0 -100.00
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 4,051 3,855 -4.84 445 465 4.49
2018-02-15 13F-HR Bb&t Investment Services, Inc. 360 393 9.17 37 43 16.22
2018-04-26 13F-HR JFS WEALTH ADVISORS, LLC 0 23 0 3
2018-04-26 13F-HR CWM, LLC 59,106 61,782 4.53 6,495 7,445 14.63
2018-04-18 13F-HR E&G Advisors, LP 1,795 216
2018-04-20 13F-HR Seacrest Wealth Management, Llc 3,583 4,675 30.48 394 563 42.89
2018-02-06 13F-HR/A Horan Capital Advisors, LLC. 20 0 -100.00 2 0 -100.00
2018-04-23 13F-HR Financial Architects, Inc 681 0 -100.00 75 0 -100.00
2018-04-19 13F-HR VALLEY NATIONAL ADVISERS INC 1,534 1,534 0.00 169 185 9.47
2018-05-11 13F-HR Winch Advisory Services, LLC 35 35 0.00 4 4 0.00
2018-04-24 13F-HR G&s Capital Llc 39,824 24,356 -38.84 4,376 2,935 -32.93
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 149,170 0 -100.00 16,391 0 -100.00
2018-02-14 13F-HR HighTower Advisors, LLC Put 2,000 0 -100.00 2 0 -100.00
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 557,227 570,341 2.35 61,228 68,726 12.25
2018-04-24 13F-HR Rehmann Capital Advisory Group 7,007 7,256 3.55 770 874 13.51
2018-04-19 13F-HR Highwater Wealth Management, LLC 3,610 0 -100.00 397 0 -100.00
2018-05-07 13F-HR Massey, Quick & Co., LLC 14 0 -100.00 2 0 -100.00
2018-05-02 13F-HR Creative Financial Designs Inc /adv 320 225 -29.69 35 27 -22.86
2018-05-09 13F-HR Alpha Cubed Investments, LLC 6,947 6,339 -8.75 763 764 0.13
2018-05-09 13F-HR/A Lexaurum Advisors, Llc 10,010 9,916 -0.94 1,165 1,195 2.58
2018-05-08 13F-HR Somerset Group LLC 31,578 30,882 -2.20 3,470 3,721 7.23
2018-04-16 13F-HR Riggs Asset Managment Co. Inc. 67,028 65,974 -1.57 7,365 7,950 7.94
2018-02-01 13F-HR Clear Perspective Advisors, LLC 825 825 0.00 84 91 8.33
2018-05-15 13F-HR CAHILL FINANCIAL ADVISORS INC 2,896 2,682 -7.39 319 324 1.57
2018-05-11 13F-HR Covington Capital Management 550 550 0.00 60 66 10.00
2018-02-13 13F-HR Catamount Wealth Management 42 42 0.00 4 5 25.00
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 326,009 355,272 8.98 35,816 42,708 19.24
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 94 11
2018-05-08 13F-HR Harwood Advisory Group, LLC 4,269 4,044 -5.27 469 487 3.84
2018-05-14 13F-HR Renaissance Technologies LLC 9,400 1,133
2018-05-14 13F-HR Nan Shan Life Insurance Co., Ltd. 21,473 27,276 27.02 2,359 3,287 39.34
2018-05-08 13F-HR Lakeview Capital Partners, LLC 2,354 284
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 586 716 22.18 64,280 86,160 34.04
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 124,353 129,412 4.07 13,665 15,503 13.45
2018-05-11 13F-HR SEI INVESTMENTS CO 524 0 -100.00 58 0 -100.00
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 870 105
2018-05-02 13F-HR APPLETON GROUP, LLC 0 6,757 0 814
2018-05-16 13F-HR NEXT Financial Group, Inc 1,900 5,523 190.68 209 666 218.66
2018-05-11 13F-HR Mutual Advisors, Llc 1,768 213
2018-05-11 13F-HR Parisi Gray Wealth Management 115 143 24.35 13 17 30.77
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 290 1,101 279.66 31 132 325.81
2018-02-14 13F-HR Alpine Partners VI, LLC 15,199 0 -100.00 1,556 0 -100.00
2018-05-11 13F-HR PINNACLE ASSOCIATES LTD 7,794 939
2018-05-14 13F-HR IHT Wealth Management, LLC 4,917 5,167 5.08 564 606 7.45
2018-04-25 13F-HR JUNCTURE WEALTH STRATEGIES, LLC 28,603 28,385 -0.76 3,143 3,420 8.81
2018-04-16 13F-HR Horan Securities, Inc. 45 25 -44.44 5 3 -40.00
2018-05-18 13F-HR WESBANCO BANK INC 0 5,775 0 696
2018-02-09 13F-HR SII INVESTMENTS INC/WI 3,815 0 -100.00 397 0 -100.00
2018-05-11 13F-HR Cutler Group LP Call 800 2,700 237.50 1 8 700.00
2018-04-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 3,800 4,400 15.79 418 530 26.79
2018-04-18 13F-HR Creative Planning 15,602 21,015 34.69 1,714 2,532 47.72
2018-05-15 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 2,497 85 -96.60 274 10 -96.35
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 17,275 0 -100.00 1,898 0 -100.00
2018-02-14 13F-HR Belpointe Asset Management Llc 2,387 262
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 4,202 4,246 1.05 462 512 10.82
2018-02-09 13F-HR Virtu Financial LLC 0 15,118 0 1,662
2018-05-15 13F-HR Kovack Advisors, Inc. 10,582 12,603 19.10 1,163 1,519 30.61
2018-05-15 13F-HR LPL Financial LLC 383,934 461,289 20.15 42,187 55,585 31.76
2018-02-02 13F-HR/A Bellwether Investment Group, LLC 6,214 5,830 -6.18 636 640 0.63
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 78 36 -53.85
2018-05-09 13F-HR Private Advisor Group, LLC 12,923 40,404 212.65 1,482 4,869 228.54
2018-04-12 13F-HR First Command Financial Services, Inc. 210 210 0.00 23 25 8.70
2018-01-10 13F-HR TRAIN BABCOCK ADVISORS LLC 0 8,300 0 912
2018-05-15 13F-HR Hilltop Holdings Inc. 15,688 0 -100.00 1,724 0 -100.00
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 106,032 113,911 7.43 11,650 14,180 21.72
2018-04-30 13F-HR SPC Financial, Inc. 14,654 13,117 -10.49 1,610 1,581 -1.80
2018-05-04 13F-HR Sandy Spring Bank 1,950 1,950 0.00 214 235 9.81
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 44 0 -100.00 5 0 -100.00
2018-05-08 13F-HR Willingdon Wealth Management 318 38
2018-05-04 13F-HR NTV ASSET MANAGEMENT LLC 39,115 38,690 -1.09 4,298 4,662 8.47
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 190 23
2018-04-19 13F-HR Janney Montgomery Scott LLC 190,060 198,270 4.32 20,884 23,892 14.40
2018-05-03 13F-HR Bedel Financial Consulting, Inc. 9,075 9,075 0.00 997 1,094 9.73
2018-05-10 13F-HR Stockman Asset Management 3,380 3,180 -5.92 371 383 3.23
2018-05-01 13F-HR Hirtle Callaghan & Co LLC 14 14 0.00 2 2 0.00
2018-05-15 13F-HR Pinnacle Family Advisors, Llc 0 1,975 0 238
2018-05-11 13F-HR STIFEL FINANCIAL CORP 161,206 168,330 4.42 17,700 20,262 14.47
2018-02-09 13F-HR TD Capital Management LLC 8 0 -100.00 1 0 -100.00
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 301 255 -15.28 33 31 -6.06
2018-04-10 13F-HR Atlanta Capital Group 4,125 5,076 23.05 453 612 35.10
2018-02-09 13F-HR SUNTRUST BANKS INC 181,760 181,503 -0.14 18,603 19,942 7.20
2018-02-13 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 12,276 12,184 -0.75 1,257 1,339 6.52
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 600 72
2018-02-14 13F-HR Bdo Wealth Advisors, Llc 195 227 16.41 20 25 25.00
2018-05-01 13F-HR WEDBUSH SECURITIES INC 11,292 8,723 -22.75 1,241 1,051 -15.31
2018-05-15 13F-HR Spectrum Financial Alliance Ltd Llc 27 3
2018-05-11 13F-HR CITIGROUP INC 51,246 52,568 2.58 5,631 6,337 12.54
2018-04-11 13F-HR LifePlan Financial Group, Inc 6,252 6,067 -2.96 640 731 14.22
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 6,298,197 12,405,557 96.97 692,046 1,494,869 116.01
2018-04-27 13F-HR Mathes Company, Inc. 24,325 24,395 0.29 2,673 2,940 9.99
2018-04-19 13F-HR INTL FCSTONE INC. 11,665 6,813 -41.59 1,282 821 -35.96
2018-05-02 13F-HR NIEMANN CAPITAL MANAGEMENT INC 166,072 20,012
2018-05-03 13F-HR Cypress Capital Management LLC (WY) 320 0 -100.00 35 0 -100.00
2018-04-12 13F-HR Prospera Financial Services 13,285 16,888 27.12 1,485 2,021 36.09
2018-05-04 13F-HR M&T BANK CORP 4,961 6,227 25.52 545 750 37.61
2018-04-05 13F-HR STRATEGIC WEALTH MANAGEMENT INC /ADV 44,575 40,192 -9.83 4,898 4,843 -1.12
2018-04-20 13F-HR Gateway Advisory, LLC 36,381 50,136 37.81 3,998 6,041 51.10
2018-05-09 13F-HR USCA RIA LLC 9,213 10,178 10.47 1,012 1,226 21.15
2018-02-14 13F-HR BOKF, NA 377 0 -100.00 39 0 -100.00
2018-05-11 13F-HR Claraphi Advisory Network, Llc 8,301 8,642 4.11 912 1,041 14.14
2018-05-15 13F-HR Capital Asset Advisory Services LLC 5,830 5,979 2.56 641 720 12.32
2018-04-16 13F-HR Westside Investment Management, Inc. 300 1,500 400.00 34,434 175,845 410.67
2018-04-27 13F-HR Hudock Capital Group, LLC 256 256 0.00 28 30 7.14
2018-05-11 13F-HR Beaumont Financial Partners, LLC 120,276 107,841 -10.34 13,216 12,995 -1.67
2018-02-12 13F-HR BROWN ADVISORY INC 5,791 4,180 -27.82 593 459 -22.60
2018-05-15 13F-HR First Heartland Consultants, Inc. 28,811 39,747 37.96 3,166 4,790 51.30
2018-05-08 13F-HR Parallel Advisors, LLC 123 191 55.28 14 23 64.29
2018-04-25 13F-HR Leonard Rickey Investment Advisors P.l.l.c. 4,236 3,821 -9.80 465 460 -1.08
2018-05-09 13F-HR Cetera Advisors LLC 8,671 9,327 7.57 953 1,124 17.94
2018-05-02 13F-HR Financial Advisory Service, Inc. 2,845 2,845 0.00 313 343 9.58
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 536 1,474 175.00 59 178 201.69
2018-05-14 13F-HR Premia Global Advisors, Llc 11,486 0 -100.00 1,250 0 -100.00
2018-05-14 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 49,600 57,300 15.52 5,450 6,905 26.70
2018-04-30 13F-HR Dorsey Wright & Associates 20,811 16,461 -20.90 2,287 1,984 -13.25
2018-02-14 13F-HR MORGAN STANLEY 3,245,205 3,017,180 -7.03 332,179 331,527 -0.20
2018-04-25 13F-HR TRUE Private Wealth Advisors 50,126 41,753 -16.70 5,507 5,031 -8.64
2018-05-07 13F-HR MUFG Americas Holdings Corp 590 625 5.93 65 75 15.38
2018-05-15 13F-HR CPMG Inc 2,200 2,200 0.00 242 265 9.50
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 0 120,000 0 14,460
2018-04-24 13F-HR FOUNDERS FINANCIAL SECURITIES LLC 0 7,155 0 862
2018-05-07 13F-HR Psagot Investment House Ltd. 12,943 15,339 18.51 1,422 1,848 29.96
2018-04-04 13F-HR Summit Financial Group Inc 9,115 9,115 0.00 1,002 1,098 9.58
2018-04-23 13F-HR Advisory Services Network, LLC 36,463 38,148 4.62 4,007 4,597 14.72
2018-04-06 13F-HR Carroll Financial Associates, Inc. 787 787 0.00 86 94 9.30
2018-01-18 SC 13G/A FIRST TRUST PORTFOLIOS LP 5,208,959 5,188,142 -0.40
2018-05-03 13F-HR Jackson Wealth Management, LLC 12,077 13,064 8.17 1,383 1,559 12.73
2018-05-14 13F-HR Icon Wealth Partners, Llc 52 0 -100.00 6 0 -100.00
2018-05-15 13F-HR QUATTRO FINANCIAL ADVISORS LLC 2,391 823 -65.58 272 99,485 36,475.37
2018-04-04 13F-HR CENTRAL TRUST Co 188 188 0.00 21 23 9.52
2018-04-04 13F-HR DAVENPORT & Co LLC 14,262 14,228 -0.24 1,567,109 1,714,474 9.40
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 298,223 290,771 -2.50 32,769 35,038 6.92
2018-04-17 13F-HR Legacy Advisors, Llc 175 0 -100.00 19 0 -100.00
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 2,387 2,066 -13.45 262 249 -4.96
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 4,476 4,199 -6.19 458 461 0.66
2018-05-11 13F-HR Clarus Wealth Advisors 2,396 289
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,040 1,020 -1.92 114 123 7.89
2018-02-14 13F-HR/A Horizon Investments, LLC 6,797 6,373 -6.24 639 599 -6.26
2018-02-09 13F-HR Baird Financial Group, Inc. 103,567 93,144 -10.06 10,601 10,235 -3.45
2018-05-11 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 987 119
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0
2018-04-25 13F-HR Regal Investment Advisors LLC 29,709 29,934 0.76 3,264 3,607 10.51
2018-05-10 13F-HR Tortoise Investment Management, LLC 150 150 0.00 16 18 12.50
2018-01-24 13F-HR Fisher Asset Management, LLC 2,187 0 -100.00 224 0 -100.00
2018-05-15 13F-HR We Are One Seven, Llc 9,344 9,038 -3.27 1,027 1,089 6.04
2018-05-10 13F-HR Ford Financial Group, Inc. 2,231 2,641 18.38 256 318 24.22
2018-04-18 13F-HR REGIONS FINANCIAL CORP 140 0 -100.00 15 0 -100.00
2018-04-23 13F-HR Capital Advisors, Ltd. LLC 668 566 -15.27 73 68 -6.85
2018-01-25 13F-HR VICUS CAPITAL 2,004 0 -100.00 205 0 -100.00
2018-05-03 13F-HR SG Americas Securities, LLC 59,663 128,271 114.99 6,556 15,457 135.77
2018-05-11 13F-HR Financial Advocates Investment Management 28,359 24,797 -12.56 3,116 2,988 -4.11
2018-04-12 13F-HR First Command Bank 210 210 0.00 23 25,305 109,921.74
2018-04-09 13F-HR Polaris Wealth Advisers, LLC 0 241 0 29
2018-04-11 13F-HR Ruggie Capital Group 0 5,300 0 639
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 0 39,900 0 4,808
2018-04-17 13F-HR Friedenthal Financial 1,940 234
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 19,397 23,224 19.73 2,131 2,799 31.35
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 5,188,142 5,378,499 3.67 570,073 648,109 13.69
2018-05-16 13F-HR ASSETMARK, INC 1,052,655 448 -99.96 115,666 54 -99.95
2018-04-24 13F-HR Cornerstone Wealth Management, LLC 3,909 5,215 33.41 445 615 38.20
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 63,500 94,100 48.19 6,977 11,339 62.52
2018-05-08 13F-HR WESPAC Advisors, LLC 8,990 16,153 79.68 988 1,946 96.96
2018-05-09 13F-HR BANQUE PICTET & CIE SA 36,150 40,500 12.03 3,972 4,880 22.86
2018-05-03 13F-HR STEPHENS INC /AR/ 38,774 41,550 7.16 4,260 5,007 17.54
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 237,212 294,449 24.13 26,238 35,481 35.23
2018-05-11 13F-HR Cutter & CO Brokerage, Inc. 6,213 6,733 8.37 683 811 18.74
2018-04-24 13F-HR FundX Investment Group, LLC 20,377 2,455
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 108 0 -100.00 11 0 -100.00
2018-04-17 13F-HR MURPHY CAPITAL MANAGEMENT INC 120,810 108,030 -10.58 13,274 13,017 -1.94
2018-05-15 13F-HR UBS Group AG 1,152,167 1,039,749 -9.76 126,600 125,290 -1.03
2018-04-30 13F-HR ATWOOD & PALMER INC 19,395 20,210 4.20 2,131 2,435 14.27
2018-02-27 13F-HR Titus Wealth Management 4,755 522
2018-05-17 13F-HR Nvwm, Llc 18 18 0.00 2 2 0.00
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 15,922 22,711 42.64 1,750 2,737 56.40
2018-05-10 13F-HR Avestar Capital, Llc 38 38 0.00 4 4 0.00
2018-04-24 13F-HR Baystate Wealth Management LLC 110 14
2018-05-11 13F-HR Sigma Planning Corp 35,230 43,439 23.30 3,871 5,234 35.21
2018-05-04 13F-HR Financial Gravity Companies, Inc. 15 2
2018-04-25 13F-HR FIRST INTERSTATE BANK 260 195 -25.00 29 23 -20.69
2018-04-12 13F-HR Valeo Financial Advisors, Llc 1,575 1,575 0.00 173 190 9.83
2018-04-09 13F-HR/A Summit Financial Wealth Advisors, LLC 595,911 11,596
2018-05-08 13F-HR Advisornet Financial, Inc 4,406 4,371 -0.79 484 527 8.88
2018-04-10 13F-HR Gradient Investments LLC 145 145 0.00 16 17 6.25
2018-05-11 13F-HR Aveo Capital Partners, LLC 18,859 0 -100.00 2,072 0 -100.00
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 537,490 421,591 -21.56 59,059 50,802 -13.98
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 4,821 0 -100.00 493 0 -100.00
2018-05-10 13F-HR JP Morgan Chase & Co 54,470 55,193 1.33 5,985 6,651 11.13
2018-05-02 13F-HR FDx Advisors, Inc. 3,812 0 -100.00 419 0 -100.00
2018-05-17 13F-HR McKinley Carter Wealth Services, Inc. 1,500 181
2018-05-17 13F-HR Atlantic Trust Group, LLC 1,184 967 -18.33 130 117 -10.00
2018-05-11 13F-HR Goss Wealth Management LLC 63,158 69,101 9.41 7,249 8,101 11.75
2018-04-18 13F-HR WealthTrust-Arizona, LLC 56 7
2018-04-06 13F-HR Eqis Capital Management, Inc. 0 1,832 0 221
2018-05-04 13F-HR Choate Investment Advisors 208,552 263,466 26.33 22,915,694 31,747,653 38.54
2018-04-24 13F-HR 1ST SOURCE BANK 1,756 212
2018-02-22 13F-HR Cable Hill Partners, LLC 22 0 -100.00 2 0 -100.00
2018-05-07 13F-HR Centaurus Financial, Inc. 33,426 40,926 22.44 3,673 4,932 34.28
2018-04-18 13F-HR Integral Derivatives, LLC 4,400 0 -100.00 483 0 -100.00
2018-05-09 13F-HR Lido Advisors, LLC 39,547 4,765
2018-02-14 13F-HR Wealthshield, Llc 36,377 4,040
2018-05-18 13F-HR Moors & Cabot, Inc. 1,873 2,160 15.32 204 260 27.45
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 30,600 32,100 4.90 3,362 3,868 15.05
2018-05-09 13F-HR AlphaMark Advisors, LLC 40 40 0.00 4 5 25.00
2018-02-09 13F-HR Timber Hill LLC 2,282 0 -100.00 234 0 -100.00
2018-02-14 13F-HR PagnatoKarp Partners LLC 2,156 2,156 0.00 221 237 7.24
2018-05-11 13F-HR M&R CAPITAL MANAGEMENT INC 170 220 29.41 18 26 44.44
2018-04-13 13F-HR Visionary Asset Management, Inc. 0 1,697 0 200
2018-05-11 13F-HR HSBC HOLDINGS PLC 0 85,700 0 10,095
2018-04-20 13F-HR FIRST MANHATTAN CO 125 125 0.00 13 15 15.38
2018-04-09 13F-HR Founders Capital Management 130 130 0.00 14 16 14.29
2018-05-15 13F-HR Marshall Wace LLP 2,303 278
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 94,507 99,722 5.52 10,384 12,017 15.73
2018-05-15 13F-HR EP Wealth Advisors, Inc. 28,270 25,060 -11.35 3,106 3,020 -2.77
2018-05-04 13F-HR D.A. DAVIDSON & CO. 32,497 34,106 4.95 3,571 4,110 15.09
2018-04-24 13F-HR NewSquare Capital LLC 156,373 175,048 11.94 17,182 19,272 12.16
2018-05-15 13F-HR National Asset Management, Inc. 3,122 9,777 213.16 344 1,180 243.02
2018-05-15 13F-HR HighTower Advisors, LLC 91,477 179,857 96.61 10,038 21,666 115.84
2018-05-10 13F-HR Csenge Advisory Group 30,557 29,446 -3.64 3,358 3,548 5.66
2018-05-15 13F-HR Quantitative Investment Management, LLC 20,800 0 -100.00 2,285 0 -100.00
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 2,300 2,300 0.00 253 277 9.49
2018-05-15 13F-HR Clark Capital Management Group, Inc. 0 66,319 0 7,991
2018-02-14 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 2,792 2,214 -20.70 286 243 -15.03
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 84,380 87,874 4.14 9,272 10,588 14.19
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 53,371 0 -100.00 5,463 0 -100.00
2018-04-26 13F-HR Global Trust Asset Management, Llc 5,125 4,025 -21.46 563 485 -13.85
2018-05-10 13F-HR RFG Advisory Group, LLC 0 1,899 0 229
2018-05-01 13F-HR PUTNAM FL INVESTMENT MANAGEMENT CO 24,182 24,019 -0.67 2,657 2,894 8.92
2018-05-04 13F-HR ASPIRIANT, LLC 2,580 311
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 63,298 77,604 22.60 6,955 9,351 34.45
2018-05-08 13F-HR US BANCORP \DE\ 10,597 13,717 29.44 1,165 1,653 41.89
2018-03-14 13F-HR/A CREDIT SUISSE AG/ 161,505 220,327 36.42 16,531 24,209 46.45
2018-05-15 13F-HR SCOTIA CAPITAL INC. 16,172 22,506 39.17 1,777 2,713 52.67
2018-05-09 13F-HR Cetera Investment Advisers 0 1,967 0 236
2018-05-15 13F-HR Jefferies Group LLC 2,200 1,706 -22.45 242 206 -14.88
2018-05-08 13F-HR Penserra Capital Management LLC 13,293 1,601
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 45,828 105,059 129.25 5,036 12,660 151.39
2018-02-15 13F-HR BB&T SECURITIES, LLC 64,235 64,799 0.88 6,575 7,120 8.29
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 2,730 2,507 -8.17 300 294 -2.00
2018-04-26 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC 15,026 11,616 -22.69 1,651 1,400 -15.20
2018-04-25 13F-HR Kuntz Lesher Capital LLC 4,410 4,410 0.00 484 531 9.71
2018-05-09 13F-HR Cetera Advisor Networks LLC 19,062 19,886 4.32 2,090 2,394 14.55
2018-04-26 13F-HR SIMPLEX TRADING, LLC 2,755 6,729 144.25 302 810 168.21
2018-04-13 13F-HR Somerset Trust Co 37,947 37,552 -1.04 4,170 4,525 8.51
2018-05-11 13F-HR Well Done, LLC 1,024 123
2018-05-08 13F-HR Karp Capital Management Corp 30,540 31,135 1.95 3,356 3,752 11.80
2018-05-07 13F-HR Columbia Asset Management 3,375 2,000 -40.74 371 241 -35.04
2018-04-27 13F-HR Segment Wealth Management, LLC 15,736 22,410 42.41 1,729 2,700 56.16
2018-05-11 13F-HR Gemmer Asset Management LLC 513 513 0.00 56 62 10.71
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 371,179 541,221 45.81 40,785 65,217 59.90
2018-05-08 13F-HR SIGNATUREFD, LLC 0 400 0 48
2018-02-15 13F-HR Archford Capital Strategies, LLC 10,794 9,543 -11.59 1,105 1,049 -5.07
2018-05-01 13F-HR Dynamic Advisors Solutions LLC 3,870 3,901 0.80 425 470 10.59
2018-02-13 13F-HR Sequoia Financial Advisors, LLC 0 123,377 0 13,557
2018-05-15 13F-HR BANK OF NOVA SCOTIA 0 419,960 0 50,606
2018-05-02 13F-HR FTB Advisors, Inc. 67 67 0.00 7 8 14.29
2018-02-13 13F-HR Cavalier Investments 26,624 0 -100.00 2,725 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC 47,979 171,357 257.15 5,272 20,649 291.67
2018-05-03 13F-HR Jacobi Capital Management LLC 3,539 3,849 8.76 406 451 11.08
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 77,215 141,326 83.03 8,484 17,030 100.73
2018-02-14 13F-HR Financial Services Advisory Inc 34,741 3,817
2018-04-12 13F-HR CHURCHILL MANAGEMENT Corp 1,363,371 606,738 -55.50 149,807 73,112 -51.20
2018-05-11 13F-HR BAHL & GAYNOR INC 4,470 4,675 4.59 491 563 14.66
2018-05-02 13F-HR Parkside Financial Bank & Trust 615 615 0.00 68 74 8.82
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 100 11
2018-04-09 13F-HR Koshinski Asset Management, Inc. 6,265 7,360 17.48 688 887 28.92
2018-04-30 13F-HR Advisors Preferred, LLC 893 1,791 100.56 98 216 120.41
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 2,666 5,487 105.81 293 662 125.94
2018-04-16 13F-HR David R. Rahn & Associates Inc. 0 5,926 0 714
2018-02-09 13F-HR WealthTrust Fairport, LLC 35,022 35,829 2.30 3,585 3,937 9.82
2018-05-11 13F-HR Emerald Investment Partners, Llc 36,377 33,474 -7.98 4,040 4,034 -0.15
2018-05-15 13F-HR Voya Financial Advisors, Inc. 8,642 22,574 161.21 956 2,659 178.14
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,773 54,546 -0.41 6,018 6,572 9.21
2018-05-15 13F-HR Advisor Group, Inc. 91,068 95,447 4.81 10,006 11,502 14.95
2018-04-06 13F-HR Kistler-Tiffany Companies, LLC 288 288 0.00 32 35 9.38
2018-04-19 13F-HR WEBSTER BANK, N. A. 1,188 1,188 0.00 131 143 9.16
2018-05-01 13F-HR New England Investment & Retirement Group, Inc. 52,076 53,027 1.83 5,722 6,390 11.67
2018-04-30 13F-HR Capital Investment Advisory Services, LLC 3,177 2,980 -6.20 349 359 2.87
2018-02-13 13F-HR Portfolio Strategies Inc 18,240 17,108 -6.21 1,867 1,880 0.70
2018-02-06 13F-HR AE Wealth Management LLC 11,977 3,016 -74.82 1,226 331 -73.00
2018-04-19 13F-HR Northeast Financial Consultants Inc 65,614 67,641 3.09 7,209 8,150 13.05
2018-05-14 13F-HR HM PAYSON & CO 1,952 235
2018-05-10 13F-HR Mainstay Capital Management Llc /adv 28 3
2018-05-02 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 6,026 10,539 74.89 662 1,270 91.84
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 11,281 6,487 -42.50 1,155 782 -32.29
2018-05-18 13F-HR CIBC World Markets Inc. 0 16,617 0 2,002
2018-05-14 13F-HR Mader & Shannon Wealth Management, Inc. 46,053 0 -100.00 5,060 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 43,000 30,600 -28.84 4,725 3,687 -21.97
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 27,264 29,336 7.60 2,996 3,535 17.99
2018-02-14 13F-HR WOLVERINE TRADING, LLC 7,264 0 -100.00 744 0 -100.00
2018-04-12 13F-HR Bogart Wealth, Llc 28 3

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