Stock Institutional Ownership and Shareholders

SecurityFCX / Freeport-McMoRan Inc. (35671D857)
Vice Chairman, President & CEOADKERSON RICHARD C
Institutional Owners710
Institutional Shares986,057,997
Outstanding Shares1,454,000,000 (as of 2017-09-30)
Institutional Value$ 217,293,192,000 USD
Related 35671DBG9 / Freeport-McMoRan Inc. Fixed Income

Freeport-McMoRan Inc. (NYSE:FCX) has 710 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 986,057,997 shares. Largest shareholders include Vanguard Group Inc, Capital Research Global Investors, BlackRock Inc., Icahn Carl C, State Street Corp, Clearbridge Investments, LLC, FMR LLC / Fidelity Management & Research, Bank of New York Mellon Corp, Northern Trust Corp, and Geode Capital Management, Llc.



Freeport-McMoRan Inc. (NYSE:FCX) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR TSP Capital Management Group, LLC 303,550 3,646 4,262 16.90
2017-11-13 13F-HR American National Registered Investment Advisor, Inc. 15,080 12,780 -15.25 181 179 -1.10
2017-10-16 13F-HR Kessler Investment Group, LLC 389,414 353,838 -9.14 4,677 4,968 6.22
2017-11-13 13F-HR Winton Capital Group Ltd 112,171 1,575
2017-08-11 13F-HR Hudson Bay Capital Management LP Call 222,000 0 -100.00 2,966 0
2017-10-30 13F-HR Westpac Banking Corp 133,638 599,149 348.34 1,604,993 8,412,051 424.12
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 30,589 30,589 0.00 367 452 23.16
2017-11-14 13F-HR ADVISORY RESEARCH INC 0 24,380 0 342
2017-11-08 13F-HR Rodgers Brothers Inc. 22,639 20,489 -9.50 272 288 5.88
2017-11-14 13F-HR Baker Avenue Asset Management, LP 244,843 236,693 -3.33 2,941 3,323 12.99
2017-10-17 13F-HR Fisher Asset Management, LLC 10,168 0 -100.00 122 0 -100.00
2017-10-12 13F-HR Hanson McClain, Inc. 102 0 -100.00 1 0 -100.00
2017-10-17 13F-HR Cutler Group LP Put 367,100 342,700 -6.65 488 153 -68.65
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 11,521,016 12,110,654 5.12 138,385 170,081 22.90
2017-11-06 13F-HR NTV ASSET MANAGEMENT LLC 32,140 32,140 0.00 386 451 16.84
2017-11-08 13F-HR STEPHENS INC /AR/ 325,480 324,685 -0.24 3,909 4,559 16.63
2017-11-13 13F-HR Twin Tree Management, LP 745,386 282,211 -62.14 8,952 3,962 -55.74
2017-11-13 13F-HR KOCH INDUSTRIES INC 16,067 226
2017-10-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 59,352 57,442 -3.22 713 806 13.04
2017-11-03 13F-HR Patriot Wealth Management, Inc. 189,096 2,655
2017-11-14 13F-HR DEUTSCHE BANK AG\ Put 5,774 4,450 -22.93 69 62 -10.14
2017-12-12 13F-HR/A-1 Patten Group, Inc. 11,150 10,000 -10.31 161 140 -13.04
2017-11-22 13F-HR Chicago Partners Investment Group LLC 400 200 -50.00 5 3 -40.00
2017-11-13 13F-HR WETHERBY ASSET MANAGEMENT INC 24,116 25,420 5.41 290 357 23.10
2017-11-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 15,922 16,437 3.23 191 230 20.42
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 1,672 8,910 432.89 20 125 525.00
2017-11-14 13F-HR 3G Capital Partners LP 1,000,000 0 -100.00 12,010 0 -100.00
2017-11-14 13F-HR BlackRock Inc. Put 1,345,500 502,500 -62.65 16,159 7,054 -56.35
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 223,671 224,271 0.27 2,686 3,149 17.24
2017-11-20 13F-HR DELPHI MANAGEMENT INC /MA/ 134,817 135,045 0.17 1,619 1,896 17.11
2017-11-16 13F-HR Belpointe Asset Management Llc 10,683 150
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 2,026,615 2,027,212 0.03 24,340 28,462 16.94
2017-10-26 13F-HR MONTGOMERY INVESTMENT MANAGEMENT INC 227,406 226,870 -0.24 2,731 3,185 16.62
2017-11-13 13F-HR FDO Partners, LLC 0 111,963 0 1,572
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 8,810,911 9,773,765 10.93 105,819 137,224 29.68
2017-11-09 13F-HR AMICA MUTUAL INSURANCE CO 65,641 65,641 0.00 788 922 17.01
2017-11-13 13F-HR M&R CAPITAL MANAGEMENT INC 16 0 -100.00 0 0
2017-10-18 13F-HR Verde Servicos Internacionais S.A. 1,600 0 -100.00 19 0 -100.00
2017-10-25 13F-HR OGOREK ANTHONY JOSEPH /NY/ /ADV 30 30 0.00 0 0
2017-11-13 13F-HR BROWN ADVISORY INC 16,377 0 -100.00 196 0 -100.00
2017-08-14 13F-HR BlueCrest Capital Management Ltd Call 140,000 0 -100.00 1,870 0 -100.00
2017-08-09 13F-HR Strid Group, LLC 10,300 0 -100.00 136 0 -100.00
2017-11-15 13F-HR Balentine LLC 6,982 6,593 -5.57 84 93 10.71
2017-10-11 13F-HR FOUNDATION RESOURCE MANAGEMENT INC 463,370 455,282 -1.75 5,565 6,392 14.86
2017-10-04 13F-HR/A-1 PRIVATE ASSET MANAGEMENT INC 250,452 233,252 -6.87 3,008 3,275 8.88
2017-11-08 13F-HR Kentucky Retirement Systems 85,327 81,729 -4.22 1,025 1,147 11.90
2017-11-14 13F-HR PT ASSET MANAGEMENT, LLC Put 340,000 320,000 -5.88 4,083 4,493 10.04
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 86,850 107,600 23.89 1,043 1,511 44.87
2017-10-26 13F-HR Acrospire Investment Management LLC 7,146 0 -100.00 86 0 -100.00
2017-11-13 13F-HR BlueMountain Capital Management, LLC 26,461 564,924 2,034.93 318 7,932 2,394.34
2017-10-10 13F-HR Polianta Ltd 86,100 1,208
2017-10-12 13F-HR Koshinski Asset Management, Inc. 0 14,396 0 202,115
2017-11-14 13F-HR HBK Sorce Advisory LLC 11,897 0 -100.00 143 0 -100.00
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 1,399,200 1,381,293 -1.28 16,804 19,393 15.41
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Put 6,760 6,136 -9.23 425,701 81,990 -80.74
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 10,213,322 8,703,544 -14.78 122,662 122,198 -0.38
2017-11-14 13F-HR BlueCrest Capital Management Ltd 0 19,951 0 280
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 37,993 3,257,404 8,473.70 456 45,734 9,929.39
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 10,644 21,218 99.34 128 298 132.81
2017-10-12 13F-HR V Wealth Management,LLC 17,260 17,260 0.00 207 240 15.94
2017-11-27 13F-HR/A-1 TIEDEMANN WEALTH MANAGEMENT, LLC 25,261 13,183 -47.81 303 143 -52.81
2017-08-22 13F-HR Ahrens Investment Partners Llc 10,388 10,388 0.00 137 139 1.46
2017-08-09 13F-HR SNS Financial Group, LLC 10,122 0 -100.00 135 0
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 954 1,454 52.41 11,458 20,416 78.18
2017-08-14 13F-HR Alambic Investment Management, L.P. 49,720 0 -100.00 664 0 -100.00
2017-11-06 13F-HR Wellington Shields & Co., LLC 11,600 14,600 25.86 139 205 47.48
2017-10-31 13F-HR Savant Capital, LLC 18,960 20,276 6.94 228 285 25.00
2017-11-14 13F-HR City Financial Investment Co Ltd 60,000 0 -100.00 721 0 -100.00
2017-11-13 13F-HR KCM INVESTMENT ADVISORS LLC 10,520 0 -100.00 126 0 -100.00
2017-11-08 13F-HR HAP Trading, LLC Put 20,600 18,100 -12.14 34 15 -55.88
2017-11-07 13F-HR SG Americas Securities, LLC 109,570 1,248,047 1,039.04 1,316 17,523 1,231.53
2017-11-14 13F-HR UBS Group AG Call 570,000 61,050 -89.29 6,846 857 -87.48
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 42,750 34,760 -18.69 513 488 -4.87
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 3,978,035 4,014,440 0.92 47,776,200 56,362,737 17.97
2017-10-30 13F-HR IFP Advisors, Inc 48,299 48,398 0.20 580 680 17.24
2017-11-13 13F-HR PACIFIC HEIGHTS ASSET MANAGEMENT LLC 4,075,000 4,075,000 0.00 48,941 57,213 16.90
2017-08-25 13F-HR/A-1 ONTARIO TEACHERS PENSION PLAN BOARD 19,302 0 -100.00 258 0 -100.00
2017-11-13 13F-HR Bridgewater Associates, LP 1,400,808 989,866 -29.34 16,824 13,898 -17.39
2017-11-03 13F-HR Ironwood Financial, llc 829 829 0.00 10 12 20.00
2017-11-03 13F-HR Global X Management CO LLC 155,590 200,731 29.01 1,869 2,818 50.78
2017-11-14 13F-HR Compagnie Odier SCA 363,050 205,050 -43.52 4,360 2,879 -33.97
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 34,234 31,659 -7.52 411 444 8.03
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 6,999,312 10,166,017 45.24 84,062 142,731 69.79
2017-10-30 13F-HR MCF Advisors LLC 614 0 -100.00 7 0 -100.00
2017-11-09 13F-HR CENTRAL SECURITIES CORP 150,000 150,000 0.00 1,802 2,106 16.87
2017-11-08 13F-HR ASSETMARK, INC 67 238 255.22 1 3 200.00
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 4,772,850 4,637,450 -2.84 57,322 65,110 13.59
2017-11-13 13F-HR ASSOCIATED BANC-CORP 11,241 10,684 -4.96 135 150 11.11
2017-10-19 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 0 49,800 0 699
2017-08-14 13F-HR Arrowpoint Asset Management, LLC 444,655 0 -100.00 5,941 0 -100.00
2017-11-09 13F-HR AMALGAMATED BANK 140,164 156,847 11.90 1,683 2,202 30.84
2017-11-07 13F-HR SG Americas Securities, LLC Put 504,800 529,800 4.95 322 262 -18.63
2017-10-10 13F-HR HOLLENCREST SECURITIES LLC 31,325 31,325 0.00 376 440 17.02
2017-07-19 13F-HR Prospera Financial Services 10,491 0 -100.00 140 0 -100.00
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 166,437 152,434 -8.41 1,999 2,140 7.05
2017-11-09 13F-HR FNY Managed Accounts LLC 7,188 0 -100.00 86 0 -100.00
2017-11-08 13F-HR Pacer Advisors, Inc. 29,374 48,264 64.31 353 678 92.07
2017-11-01 13F-HR Parkwood LLC 68,642 79,431 15.72 824 1,115 35.32
2017-11-14 13F-HR KEY GROUP HOLDINGS (CAYMAN), LTD. Put 1,001,000 0 -100.00 45 0 -100.00
2017-11-14 13F-HR BANK OF NOVA SCOTIA TRUST CO 0 3,775 0 53
2017-11-15 13F-HR CS MCKEE LP 476,925 469,620 -1.53 5,728 6,593 15.10
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 147,238 1,782,925 1,110.91 1,768 25,032 1,315.84
2017-11-14 13F-HR ROYAL BANK OF CANADA 2,430,358 1,957,003 -19.48 29,188 27,477 -5.86
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 51,410 51,067 -0.67 617 717 16.21
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 11,487 13,435 16.96 139 194 39.57
2017-08-03 13F-HR LMR Partners LLP 24,214 0 -100.00 323 0 -100.00
2017-11-07 13F-HR Atlanta Capital Group 156,619 169,927 8.50 1,881 2,386 26.85
2017-11-01 13F-HR State of Tennessee, Treasury Department 364,062 495,226 36.03 4,372 6,953 59.03
2017-11-14 13F-HR Bayesian Capital Management, LP 0 84,400 0 1,185
2017-11-02 13F-HR IndexIQ Advisors LLC 18,835 160,624 752.80 226 2,255 897.79
2017-08-11 13F-HR KCG HOLDINGS, INC. 28,706 59,707 107.99 384 717 86.72
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 69,967 23,968 -65.74 840 337 -59.88
2017-10-25 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 10,042 0 -100.00 121 0 -100.00
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 64,546 31,101 -51.82 775 437 -43.61
2017-11-14 13F-HR Vident Investment Advisory, LLC 11,835 10,296 -13.00 142 145 2.11
2017-11-07 13F-HR Russell Investments Group, Ltd. 158,865 223,026 40.39 1,906 3,129 64.17
2017-11-13 13F-HR Impala Asset Management LLC 4,868,384 3,845,847 -21.00 58,469 53,996 -7.65
2017-10-20 13F-HR JFS WEALTH ADVISORS, LLC 1,170 1,170 0.00 14 16 14.29
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 123,730 123,730 0.00 1,809 1,737 -3.98
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 396,400 866,900 118.69 4,761 12,171 155.64
2017-11-13 13F-HR FAGAN ASSOCIATES, INC. 0 18,550 0 260
2017-11-13 13F-HR CIBC World Markets Inc. 10,042 19,564 94.82 121 275 127.27
2017-10-06 13F-HR North Star Investment Management Corp. 33,728 88,728 163.07 405 1,246 207.65
2017-11-14 13F-HR Omnia Family Wealth, LLC 108 108 0.00 1 2 100.00
2017-11-14 13F-HR Banco BTG Pactual S.A. Call 200,000 0 -100.00 4 0 -100.00
2017-11-13 13F-HR Banco Santander, S.A. 277,323 69,500 -74.94 3,330 976 -70.69
2017-11-14 13F-HR CoreCommodity Management, LLC 8,542 85,938 906.06 103 1,207 1,071.84
2017-11-07 13F-HR CYPRESS FUNDS LLC 0 1,813,000 0 25,455
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 490,605 769,605 56.87 5,892 10,805 83.38
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 10,704 11,104 3.74 129 156 20.93
2017-11-08 13F-HR NEXT Financial Group, Inc 9,488 14,364 51.39 114,000 212 -99.81
2017-11-13 13F-HR RidgeWorth Capital Management LLC 1,717 0 -100.00 20 0 -100.00
2017-11-06 13F-HR Retirement Systems of Alabama 645,373 652,794 1.15 7,751 9,165 18.24
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 7,168 6,979 -2.64 86 98 13.95
2017-11-14 13F-HR Capital Research Global Investors 104,232,356 91,820,181 -11.91 1,251,831 1,289,155 2.98
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 505,339 494,864 -2.07 6,069 6,948 14.48
2017-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 2,055 0 -100.00 27 0 -100.00
2017-11-08 13F-HR Legacy Capital Partners, Inc. 15,760 20,580 30.58 189 289 52.91
2017-11-13 13F-HR TEACHERS ADVISORS INC 4,856,679 7,035,023 44.85 58,329 98,772 69.34
2017-11-14 13F-HR Hutchin Hill Capital, LP 476,800 45,000 -90.56 5,726 632 -88.96
2017-11-08 13F-HR Oakworth Capital, Inc. 30 530 1,666.67 0 8
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 3,011 3,067 1.86 36 43 19.44
2017-07-12 13F-HR WEBSTER BANK, N. A. 100 0 -100.00 1 0 -100.00
2017-11-09 13F-HR Amica Retiree Medical Trust 11,839 11,839 0.00 142 166 16.90
2017-11-14 13F-HR Focused Wealth Management, Inc 39,675 28,407 -28.40 476 399 -16.18
2017-11-01 13F-HR/A-1 Financial Architects, Inc 16,113 16,730 3.83 194 235 21.13
2017-10-16 13F-HR State of Alaska, Department of Revenue 30,226 87,416 189.21 363 1,227 238.02
2017-11-13 13F-HR PineBridge Investments, L.P. 58,002 86,527 49.18 696 1,215 74.57
2017-11-03 13F-HR PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL 16,450 15,750 -4.26 198 221 11.62
2017-11-15 13F-HR Tortoise Investment Management, LLC 200 200 0.00 2 3 50.00
2017-11-14 13F-HR CMT Asset Management Ltd 21,950 11,653 -46.91 264 164 -37.88
2017-11-14 13F-HR CLINTON GROUP INC 670,804 377,673 -43.70 8,056 5,303 -34.17
2017-11-22 13F-HR/A-1 National Planning Corp 29,719 25,795 -13.20 363 362 -0.28
2017-11-09 13F-HR Achmea Investment Management B.V. 44,456 44,456 0.00 533 624 17.07
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 956 956 0.00 11 13 18.18
2017-11-06 13F-HR Spot Trading L.l.c. Call 58,600 71,300 21.67 704 1,001 42.19
2017-11-14 13F-HR CREDIT SUISSE AG/ Call 183,500 183,500 0.00 2,204 2,576 16.88
2017-10-27 13F-HR Bollard Group LLC 44 44 0.00 1 1 0.00
2017-11-06 13F-HR Lingohr & Partner Asset Management GmbH 30,800 30,800 0.00 411 429 4.38
2017-11-14 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 4,838 5,338 10.33 58 75 29.31
2017-11-13 13F-HR Glassman Wealth Services 0 11 0 0
2017-11-14 13F-HR Squarepoint Ops LLC 291,120 769,483 164.32 3,496 10,804 209.04
2017-10-18 13F-HR HERMES INVESTMENT MANAGEMENT LTD 10,290 10,290 0.00 124 144 16.13
2017-08-14 13F-HR Discovery Capital Management, LLC 73,241 0 -100.00 978 0 -100.00
2017-10-23 13F-HR RELIANCE TRUST CO OF DELAWARE 114,139 113,439 -0.61 1,371 1,592 16.12
2017-11-14 13F-HR Bluefin Trading, LLC Call 78,500 23,400 -70.19 22 1 -95.45
2017-11-03 13F-HR GRANDFIELD & DODD, LLC 13,618 13,618 0.00 164 191 16.46
2017-11-14 13F-HR Standard Life Aberdeen Plc 520,774 7,311
2017-11-13 13F-HR CITIGROUP INC Call 2,872,800 2,866,100 -0.23 34,502 40,240 16.63
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 0 56,287 0 790
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 475,690 6,712
2017-08-09 13F-HR Timber Hill LLC 21,749 0 -100.00 291 0 -100.00
2017-10-20 13F-HR CONNING INC. 29,992 29,782 -0.70 360 418 16.11
2017-10-12 13F-HR Advisory Services Network, LLC 101,517 90,219 -11.13 1,219 1,267 3.94
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 69,694 79,565 14.16 837 1,117 33.45
2017-11-07 13F-HR Allen Investment Management LLC 30,356 0 -100.00 365 0 -100.00
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 496,885 0 6,976
2017-10-23 13F-HR RIVER & MERCANTILE ASSET MANAGEMENT LLP 390,500 390,500 0.00 4,688 5,481 16.92
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 4,400,000 3,900,000 -11.36 52,844 54,756 3.62
2017-10-19 13F-HR Edge Wealth Management LLC 1,500 1,500 0.00 18 21 16.67
2017-11-21 13F-HR Visionary Asset Management, Inc. 0 15,309 0 215
2017-11-14 13F-HR Jump Trading, LLC 16,516 3,578 -78.34 198 50 -74.75
2017-11-14 13F-HR LUMINUS MANAGEMENT LLC 1,000,000 0 -100.00 12,010 0 -100.00
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 13,253,233 15,720,039 18.61 158,895 220,327 38.66
2017-11-14 13F-HR TIDE POINT CAPITAL MANAGEMENT, LP Put 2,047,600 0 -100.00 24,592 0 -100.00
2017-11-14 13F-HR Paloma Partners Management Co 202,933 64,288 -68.32 2,437 903 -62.95
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 100 1
2017-11-13 13F-HR TIVERTON ASSET MANAGEMENT LLC 14,171 199
2017-10-27 13F-HR Cable Hill Partners, LLC 0 2,563 0 36
2017-11-14 13F-HR PERRITT CAPITAL MANAGEMENT INC 23,800 23,800 0.00 286 334 16.78
2017-11-13 13F-HR FRANKLIN RESOURCES INC 8,059,071 8,005,568 -0.66 96,788 112,398 16.13
2017-11-08 13F-HR Harbour Capital Advisors, LLC 48,040 0 -100.00 4,000 0 -100.00
2017-11-13 13F-HR HOURGLASS CAPITAL, LLC 169,500 169,500 0.00 2,036 2,380 16.90
2017-10-27 13F-HR BREMER TRUST NATIONAL ASSOCIATION 11,234 10,748 -4.33 134 151 12.69
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 0 59,612 0 837
2017-11-14 13F-HR Lombard Odier Asset Management (USA) Corp 28,000 0 -100.00 336 0 -100.00
2017-11-28 13F-HR/A-1 Paradigm Financial Advisors, LLC 35,089 34,821 -0.76 421 488 15.91
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 255,563 245,714 -3.85 3,069 3,450 12.41
2017-10-30 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 41,100 0 -100.00 494 0 -100.00
2017-11-13 13F-HR BOSTON FAMILY OFFICE LLC 56,282 43,382 -22.92 676 609 -9.91
2017-11-13 13F-HR RiverPoint Capital Management, LLC 0 28,000 0 393
2017-08-02 13F-HR United Asset Strategies, Inc. 0 10,595 0 127
2017-11-09 13F-HR FTB Advisors, Inc. 2,420 2,420 0.00 34 33 -2.94
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 81,200 106,900 31.65 975 1,501 53.95
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 4,996,678 4,658,778 -6.76 60,010 65,409 9.00
2017-10-25 13F-HR Abbot Financial Management, Inc. 11,856 10,399 -12.29 142 158 11.27
2017-08-08 13F-HR Bellwether Investment Group, LLC 309 0 -100.00 4 0 -100.00
2017-10-20 13F-HR Beech Hill Advisors, Inc. 46,450 59,800 28.74 558 840 50.54
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 2,974,527 4,234,538 42.36 35,724 59,452 66.42
2017-10-18 13F-HR Mutual of America Capital Management LLC 221,891 228,074 2.79 2,665 3,202 20.15
2017-11-14 13F-HR Pentwater Capital Management LP Put 1,000,000 0 -100.00 12,010 0 -100.00
2017-10-02 13F-HR HALL LAURIE J TRUSTEE 1,280 1,280 0.00 15,373 17,971 16.90
2017-10-30 13F-HR BBVA COMPASS BANCSHARES, INC 38,617 37,748 -2.25 464 530 14.22
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 437,423 408,323 -6.65 5,253 5,733 9.14
2017-11-14 13F-HR AMP Capital Investors Ltd 627,220 938,264 49.59 7,575 13,173 73.90
2017-11-09 13F-HR CITADEL ADVISORS LLC 641,839 1,901,404 196.24 7,709 26,696 246.30
2017-09-26 13F-HR Perpetual Ltd 0 0 0 0
2017-11-13 13F-HR Poplar Forest Capital LLC 2,124,503 1,666,387 -21.56 25,515 23,396 -8.30
2017-08-14 13F-HR Foresters Asset Management Inc. 4,500 0 -100.00 80 0 -100.00
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 4,394,190 4,350,181 -1.00 52,774 61,077 15.73
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 38,759 38,759 0.00 465 544 16.99
2017-11-06 13F-HR Zweig-DiMenna Associates LLC 13,900 11,000 -20.86 167 154 -7.78
2017-11-02 13F-HR Boston Partners 408,267 408,267 0.00 4,903 5,732 16.91
2017-10-03 13F-HR Eqis Capital Management, Inc. 13,144 0 -100.00 158 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO 3,568,864 13,549,602 279.66 42,861 195,385 355.86
2017-11-07 13F-HR IBM Retirement Fund 33,148 33,148 0.00 445 512 15.06
2017-11-14 13F-HR NUMERIC INVESTORS LLC 266,800 111,800 -58.10 3,204 1,570 -51.00
2017-11-13 13F-HR SYMPHONY ASSET MANAGEMENT LLC 44,355 50,930 14.82 533 715 34.15
2017-10-23 13F-HR WHITTIER TRUST CO 366 366 0.00 4 5 25.00
2017-11-14 13F-HR Capital Bank & Trust Co 3,000 3,000 0.00 36 42 16.67
2017-11-01 13F-HR Newfound Research LLC 35 35 0.00 0 0
2017-10-19 13F-HR LS Investment Advisors, LLC 36,056 35,714 -0.95 433 501 15.70
2017-11-09 13F-HR FRONTIER INVESTMENT MGMT CO 21,792 19,192 -11.93 262 269 2.67
2017-11-13 13F-HR PROFUND ADVISORS LLC 88,033 79,989 -9.14 1,057 1,123 6.24
2017-10-18 13F-HR SpiderRock Advisors LLC Call 51 80 56.86
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC Put 1,400,000 2,050,000 46.43 16,814 28,782 71.18
2017-10-20 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 36 36 0.00 0 1
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,062,843 2,677,580 -55.84 72,815 37,593 -48.37
2017-11-14 13F-HR Violich Capital Management, Inc. 41,000 45,000 9.76 492 632 28.46
2017-11-06 13F-HR FLIPPIN BRUCE & PORTER INC 99,500 96,350 -3.17 1,195 1,353 13.22
2017-10-27 13F-HR Mosaic Family Wealth, LLC 11,947 12,023 0.64 144 169 17.36
2017-11-14 13F-HR JANE STREET GROUP, LLC 260,600 247,560 -5.00 3,130 3,476 11.05
2017-10-20 13F-HR LeJeune Puetz Investment Counsel LLC 8,500 0 -100.00 102 0 -100.00
2017-11-07 13F-HR Commonwealth Equity Services, Inc 305,162 294,385 -3.53 3,665 4,133 12.77
2017-11-06 13F-HR Advisor Group, Inc. 169,260 159,788 -5.60 2,033 2,243 10.33
2017-11-14 13F-HR MORGAN STANLEY 6,234,206 5,677,009 -8.94 74,874 79,706 6.45
2017-10-23 13F-HR Nationwide Fund Advisors 374,251 510,010 36.27 4,495 7,161 59.31
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 410,272 2,554,280 522.58 4,926 35,861 627.99
2017-10-06 13F-HR MARSHWINDS ADVISORY CO 12,175 13,775 13.14 146 193 32.19
2017-10-30 13F-HR ADAMS NATURAL RESOURCES FUND, INC. 398,700 398,700 0.00 4,788 5,598 16.92
2017-11-14 13F-HR Horizon Kinetics LLC 136,016 128,130 -5.80 1,633 1,798 10.10
2017-11-14 13F-HR ROYAL BANK OF SCOTLAND GROUP PLC 0 15,000 0 211
2017-11-01 13F-HR OUTFITTER ADVISORS, LTD. 10,100 10,100 0.00 121 142 17.36
2017-11-06 13F-HR Spot Trading L.l.c. 97,270 39,630 -59.26 1,168 556 -52.40
2017-10-25 13F-HR MEYER HANDELMAN CO 598,137 569,503 -4.79 7,184 7,996 11.30
2017-08-10 13F-HR Old Mutual Global Investors (UK) Ltd. 40,100 0 -100.00 535 0 -100.00
2017-08-11 13F-HR Hudson Bay Capital Management LP Put 417,100 0 -100.00 5,572 0
2017-08-15 13F-HR Westover Capital Advisors, LLC 54,644 0 -100.00 730 0 -100.00
2017-10-10 13F-HR First Command Bank 579 57 -90.16 7 1 -85.71
2017-08-04 13F-HR Apriem Advisors 577 0 -100.00 8 0 -100.00
2017-08-14 13F-HR Tyrus Capital S.A.M. Put 1,000,000 0 -100.00 13,360 0 -100.00
2017-10-17 13F-HR Creative Planning Call 0 10,000 0 0
2017-10-17 13F-HR Country Club Trust Company, n.a. 28,328 398
2017-11-15 13F-HR IFM Investors Pty Ltd 39,729 40,562 2.10 477 569 19.29
2017-11-14 13F-HR Walleye Trading LLC 1,081,661 686,217 -36.56 12,991 9,634 -25.84
2017-10-27 13F-HR TRUE Private Wealth Advisors 10,009 10,009 0.00 120 140 16.67
2017-08-07 13F-HR Karp Capital Management Corp 512,444 0 -100.00 6,846 0 -100.00
2017-10-13 13F-HR FIRST FINANCIAL CORP /IN/ 3,018 3,018 0.00 36 42 16.67
2017-11-14 13F-HR Close Asset Management Ltd 1,750 25
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 622,900 618,900 -0.64 7,525 8,689 15.47
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 4,908 3,993 -18.64 60 56 -6.67
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 232,200 227,115 -2.19 2,789 3,189 14.34
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 96,851 95,373 -1.53 1,164 1,338 14.95
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 5,144,177 12,818,368 149.18 61,782 179,970 191.30
2017-08-14 13F-HR ARDSLEY ADVISORY PARTNERS Call 100,000 0 -100.00 1,336 0 -100.00
2017-08-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 50,000 0 -100.00 668 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Put 132,800 103,100 -22.36 1,595 1,448 -9.22
2017-11-01 13F-HR Bt Investment Management Ltd 7,895,183 8,402,905 6.43 94,821,148 118,048,485 24.50
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 29,600 24,900 -15.88 355 350 -1.41
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 1,185,505 678,348 -42.78 14,238 9,524 -33.11
2017-10-23 13F-HR RAND WEALTH, LLC 13,925 13,925 0.00 167 196 17.37
2017-11-09 13F-HR JP MORGAN CHASE & CO Put 887,500 387,500 -56.34 10,659 5,588 -47.57
2017-11-14 13F-HR DEUTSCHE BANK AG\ 4,871,000 4,822,216 -1.00 58,496 67,700 15.73
2017-11-14 13F-HR Glen Harbor Capital Management LLC 97,920 629,272 542.64 1,176 8,835 651.28
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 6,669 6,707 0.57 80 94 17.50
2017-11-14 13F-HR Lombard Odier Asset Management (USA) Corp Put 730,000 0 -100.00 8,767 0 -100.00
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 2,785,247 2,883,445 3.53 33,451 40,484 21.02
2017-11-01 13F-HR Mountain Capital Investment Advisors, Inc 1,405 1,605 14.23 17 23 35.29
2017-11-03 13F-HR Alpha Omega Wealth Management LLC 13,850 10,350 -25.27 166 145 -12.65
2017-08-14 13F-HR Quadrature Capital LTD 105,598 0 -100.00 1,411 0 -100.00
2017-11-14 13F-HR Bluefin Trading, LLC 73,044 24,198 -66.87 877 340 -61.23
2017-11-14 13F-HR CLEARARC CAPITAL INC 32,655 34,560 5.83 392 485 23.72
2017-08-15 13F-HR BANK OF NOVA SCOTIA Put 411,000 0 -100.00 5,491 0 -100.00
2017-11-14 13F-HR Integral Derivatives, LLC Put 91,300 23,400 -74.37 1,097 329 -70.01
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 343,557 0 -100.00 4,466 0 -100.00
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 135,980 136,167 0.14 1,631 1,912 17.23
2017-10-11 13F-HR QUANTRES ASSET MANAGEMENT Ltd 52,800 104,400 97.73 634 1,466 131.23
2017-08-08 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 159,799 0 -100.00 2,135 0 -100.00
2017-11-14 13F-HR Invesco Ltd. 5,182,202 5,608,401 8.22 62,237 78,741 26.52
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC Call 500,000 0 -100.00 165 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 878,165 846,100 -3.65 10,547 11,879 12.63
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 281,224 287,094 2.09 3,378 4,031 19.33
2017-11-14 13F-HR HighTower Advisors, LLC 352,809 365,685 3.65 4,229 5,130 21.31
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 585,000 538,500 -7.95 7,067 7,561 6.99
2017-10-11 13F-HR FACTORY MUTUAL INSURANCE CO 200,000 200,000 0.00 2,402 2,808 16.90
2017-10-03 13F-HR NEVILLE RODIE & SHAW INC 18,234 16,034 -12.07 219 225 2.74
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 653,502 648,811 -0.72 7,849 9,109 16.05
2017-08-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Put 734,000 0 -100.00 9,798 0 -100.00
2017-10-18 13F-HR PEOPLES FINANCIAL SERVICES CORP. 268 268 0.00 3 4 33.33
2017-11-13 13F-HR Goss Wealth Management LLC 12,538 12,638 0.80 156,976 181 -99.88
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 140,456 147,740 5.19 1,687 2,074 22.94
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 37,444 32,544 -13.09 450 457 1.56
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 0 14,411 0 202
2017-11-13 13F-HR Impala Asset Management LLC Call 223,400 221,700 -0.76 2,683 3,113 16.03
2017-11-15 13F-HR Neuberger Berman Group LLC 111,406 100,525 -9.77 1,338 1,411 5.46
2017-10-12 13F-HR Sonora Investment Management, LLC 500 219 -56.20 6,680 3,075 -53.97
2017-11-08 13F-HR Stelac Advisory Services LLC 42,800 0 -100.00 514 0 -100.00
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 15,167 18,217 20.11 182 256 40.66
2017-11-03 13F-HR BESSEMER GROUP INC 8,578 5,228 -39.05 103 74 -28.16
2017-11-16 13F-HR Moors & Cabot, Inc. 45,255 45,205 -0.11 548 633 15.51
2017-11-09 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 0 18,000 0 253
2017-08-14 13F-HR HighVista Strategies LLC 89,162 0 -100.00 1,191 0 -100.00
2017-11-01 13F-HR First Personal Financial Services 46,175 45,575 -1.30 555 640 15.32
2017-11-14 13F-HR Magnetar Financial LLC 36,196 508
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 39,666 40,147 1.21 476 564 18.49
2017-11-14 13F-HR HSBC HOLDINGS PLC Put 738,400 1,067,200 44.53 8,868 14,983 68.96
2017-11-14 13F-HR HENDERSON GROUP PLC 828,964 405,819 -51.05 9,955 5,696 -42.78
2017-07-17 13F-HR Franklin, Parlapiano, Turner & Welch, LLC 1,000 0 -100.00 13 0 -100.00
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 2,302,071 52,111 -97.74 27,648 732 -97.35
2017-08-04 13F-HR TURNER INVESTMENTS, L.P. 3,000 0 -100.00 40 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 1,295,463 1,031,596 -20.37 15,559 14,484 -6.91
2017-11-14 13F-HR BOKF, NA 11,099 10,933 -1.50 134 154 14.93
2017-07-19 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 54,300 0 -100.00 725 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 1,844,700 1,422,500 -22.89 22,155 19,972 -9.85
2017-11-03 13F-HR World Asset Management Inc 137,642 134,606 -2.21 1,653 1,890 14.34
2017-09-15 13F-HR Benefit Street Partners LLC Call 312,500 233
2017-10-18 13F-HR EXANE DERIVATIVES 0 37,627 0 528,191
2017-08-11 13F-HR ROPES WEALTH ADVISORS LLC 30 0 -100.00 0 0
2017-08-14 13F-HR QCM Cayman, Ltd. Call 38,900 0 -100.00 520 0 -100.00
2017-11-08 13F-HR Yorktown Management & Research Co Inc 0 33,500 0 470
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 150,172 634,982 322.84 1,804 8,915 394.18
2017-10-30 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 417 153 -63.31 5 2 -60.00
2017-10-25 13F-HR Cornerstone Advisors, Inc. 1,334 1,339 0.37 16 19 18.75
2017-11-08 13F-HR ING GROEP NV 208,439 177,199 -14.99 2,503 2,488 -0.60
2017-11-14 13F-HR PT ASSET MANAGEMENT, LLC Call 150,000 320,000 113.33 1,802 4,493 149.33
2017-11-02 13F-HR WESBANCO BANK INC 14,687 14,704 0.12 176 206 17.05
2017-08-10 13F-HR WELLS FARGO & COMPANY/MN Call 150,000 0 -100.00 36 0 -100.00
2017-11-14 13F-HR Elkfork Partners LLC 63,360 407,176 542.64 761 5,717 651.25
2017-10-12 13F-HR DAVENPORT & Co LLC 23,421 39,421 68.31 281,289 553,474 96.76
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 845,760 457,378 -45.92 10,158 6,422 -36.78
2017-11-14 13F-HR BECK CAPITAL MANAGEMENT, LLC 122,778 1,724
2017-11-13 13F-HR INVESTMENT CENTERS OF AMERICA INC 90,174 15,171 -83.18 1,083 211 -80.52
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 4,045,693 3,812,999 -5.75 48,589 53,535 10.18
2017-11-14 13F-HR NOMURA HOLDINGS INC 363,441 342,532 -5.75 4,367 4,805 10.03
2017-11-14 13F-HR NOMURA HOLDINGS INC Call 1,921,500 58,500 -96.96 25,706 821 -96.81
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ Put 750,000 750,000 0.00 9,008 10,530 16.90
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 0 250,000 0 3,510
2017-10-11 13F-HR American Financial Network Advisory Services Llc 1,785 25
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 3,269,638 3,176,133 -2.86 39,269 44,592 13.56
2017-11-14 13F-HR Three Corner Global Investors LP 300,900 480,500 59.69 3,614 6,746 86.66
2017-11-03 13F-HR WRAPMANAGER INC 46,644 45,794 -1.82 560 643 14.82
2017-07-26 13F-HR Montecito Bank & Trust 15,710 0 -100.00 210 0 -100.00
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 186 0 -100.00 2 0 -100.00
2017-11-06 13F-HR RHUMBLINE ADVISERS 2,351,862 2,370,221 0.78 28,246 33,278 17.81
2017-11-13 13F-HR Hillsdale Investment Management Inc. 26,200 368
2017-10-31 13F-HR Meridian Wealth Management, LLC 54,572 51,982 -4.75 655 730 11.45
2017-11-20 13F-HR Barnett & Company, Inc. 500 500 0.00 6 7 16.67
2017-10-20 13F-HR SHIKIAR ASSET MANAGEMENT INC 99,850 112,350 12.52 1,199 1,577 31.53
2017-11-14 13F-HR SECOR Capital Advisors, LP 275,036 246,313 -10.44 3,303 3,458 4.69
2017-11-13 13F-HR MARTINGALE ASSET MANAGEMENT L P 215,066 3,020
2017-11-09 13F-HR Dorsey & Whitney Trust CO LLC 10,252 0 -100.00 124 0 -100.00
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 109,167 103,812 -4.91 1,395 1,628 16.70
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 690 690 0.00 8 10 25.00
2017-08-15 13F-HR BANK OF NOVA SCOTIA Call 25,000 0 -100.00 334 0 -100.00
2017-11-13 13F-HR COCONUT GROVE BANK 770 530 -31.17 9 7 -22.22
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 591 128,487 21,640.61 7 1,803 25,657.14
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 1,923,700 1,462,000 -24.00 23,104 20,526 -11.16
2017-10-27 13F-HR Parkside Financial Bank & Trust 896 2,874 220.76 11 41 272.73
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 71,319 71,319 0.00 1,001 1,001 0.00
2017-11-14 13F-HR Integral Derivatives, LLC 33,832 0 -100.00 406 0 -100.00
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 415,084 437,184 5.32 4,985 6,138 23.13
2017-07-28 13F-HR IPG Investment Advisors LLC 16,323 0 -100.00 218,075 0 -100.00
2017-11-13 13F-HR Allianz Asset Management AG 4,228,173 4,006,395 -5.25 50,784 56,249 10.76
2017-08-11 13F-HR Feltz WealthPLAN Inc. 448 0 -100.00 6,020 0 -100.00
2017-11-08 13F-HR Point View Wealth Management, Inc. 18,830 18,419 -2.18 226 259 14.60
2017-08-14 13F-HR Glovista Investments LLC 180,695 0 -100.00 2,414 0 -100.00
2017-08-11 13F-HR Marathon Trading Investment Management LLC Call 11,000 0 -100.00 147 0 -100.00
2017-10-10 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 160,281 185,700 15.86 1,925 2,607 35.43
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 97,667 127,521 30.57 1,173 1,790 52.60
2017-11-02 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 355,542 277,552 -21.94 4,270 3,897 -8.74
2017-11-14 13F-HR/A-1 INTL FCSTONE INC. 37,056 0 -100.00 445 0 -100.00
2017-08-11 13F-HR HANSEATIC MANAGEMENT SERVICES INC 78,489 0 -100.00 1,049 0 -100.00
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 182,445 182,445 0.00 2,191 2,562 16.93
2017-08-10 13F-HR HAP Trading, LLC 22,185 0 -100.00 296 0 -100.00
2017-11-14 13F-HR MADISON INVESTMENT HOLDINGS INC 0 553,820 0 7,776
2017-11-02 13F-HR INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 16,950 16,850 -0.59 204 237 16.18
2017-11-07 13F-HR Quantbot Technologies LP 326,846 30,101 -90.79 3,925 422 -89.25
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 716 1,091 52.37 9 15 66.67
2017-08-11 13F-HR Brick & Kyle, Associates 1,600 0 -100.00 21 0 -100.00
2017-11-14 13F-HR MASTERS CAPITAL MANAGEMENT LLC 2,000,000 2,000,000 0.00 24,020 28,080 16.90
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 2,800 2,800 0.00 34 39 14.71
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 0 3,361 0 40
2017-10-23 13F-HR REGIONS FINANCIAL CORP 54,440 52,091 -4.31 654 732 11.93
2017-11-09 13F-HR CAPITAL GROWTH MANAGEMENT LP 4,210,000 0 -100.00 50,562 0 -100.00
2017-10-16 13F-HR Gradient Investments LLC 1,500 0 -100.00 18 0 -100.00
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 342,771 356,371 3.97 4,071 5,003 22.89
2017-11-06 13F-HR Ardevora Asset Management LLP 0 1,922,500 0 26,992
2017-11-13 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 45,997 36,848 -19.89 552 517 -6.34
2017-08-01 13F-HR SIGMA INVESTMENT COUNSELORS INC 11,154 0 -100.00 149 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 300 2,147,400 715,700.00 4 30,149 753,625.00
2017-11-14 13F-HR W. E. Donoghue & Co., Llc 160,846 2,258
2017-11-06 13F-HR TCW GROUP INC 5,085,612 5,504,979 8.25 61,078 77,290 26.54
2017-11-13 13F-HR SevenBridge Financial Group, LLC 700 700 0.00 8 10 25.00
2017-11-08 13F-HR Meiji Yasuda Asset Management Co Ltd. 25,089 25,089 0.00 301 352 16.94
2017-10-11 13F-HR BAILARD, INC. 183,815 2,581
2017-11-14 13F-HR A.R.T. Advisors, LLC 0 91,900 0 1,290
2017-11-14 13F-HR Tyrus Capital S.A.M. 320,500 600,000 87.21 3,849 8,424 118.86
2017-08-14 13F-HR Hutchin Hill Capital, LP Call 2,500,000 0 -100.00 33,400 0 -100.00
2017-11-07 13F-HR BANQUE PICTET & CIE SA 26,730 94,730 254.40 321 1,330 314.33
2017-11-14 13F-HR Bluefin Trading, LLC Put 125,300 50,000 -60.10 283 32 -88.69
2017-11-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 3,910,630 0 -100.00 46,967 0 -100.00
2017-07-12 13F-HR SpiderRock Advisors LLC Put 107 118 10.28
2017-11-13 13F-HR People's United Financial, Inc. 23,386 35,646 52.42 281 501 78.29
2017-10-25 13F-HR Korea Investment CORP 1,021,487 1,136,487 11.26 12,268 15,956 30.06
2017-11-13 13F-HR BOSTON PRIVATE WEALTH LLC 139,989 125,920 -10.05 1,681 1,768 5.18
2017-11-13 13F-HR Graticule Asia Macro Advisors LLC 0 277,737 0 3,899
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 108,190 103,214 -4.60 1,299 1,449 11.55
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 422,600 1,797,900 325.44 5,075 25,243 397.40
2017-11-14 13F-HR ADVENT CAPITAL MANAGEMENT /DE/ 50,000 0 -100.00 601 0 -100.00
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 189,400 89,800 -52.59 2,274 1,255 -44.81
2017-11-13 13F-HR ProShare Advisors LLC 255,541 287,353 12.45 3,069 4,034 31.44
2017-11-13 13F-HR Capital Innovations LLC 19,980 281
2017-10-24 13F-HR Longer Investments Inc. 139,655 133,815 -4.18 1,677 1,879 12.05
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 0 43,390 0 609
2017-11-14 13F-HR/A-1 U S GLOBAL INVESTORS INC Call 2,040 700 -65.69 2,450 983 -59.88
2017-11-14 13F-HR BIRINYI ASSOCIATES INC 25,000 0 -100.00 300 0 -100.00
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 618,102 1,781,161 188.17 7,423 25,008 236.90
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 2,856 0 -100.00 34 0 -100.00
2017-11-13 13F-HR M&T BANK CORP 90,294 92,607 2.56 1,083 1,299 19.94
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 95,000 14,000 -85.26 1,141 197 -82.73
2017-10-27 13F-HR Hudock Capital Group, LLC 235 235 0.00 2 3 50.00
2017-08-11 13F-HR ISTHMUS PARTNERS, LLC 1,100 1,100 0.00 15 13 -13.33
2017-08-08 13F-HR AllSquare Wealth Management LLC 200 0 -100.00 3 0 -100.00
2017-11-13 13F-HR Northeast Financial Consultants Inc 36,958 36,958 0.00 444 519 16.89
2017-11-07 13F-HR First Dallas Securities Inc. 138,623 126,558 -8.70 1,665 1,777 6.73
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,355,386 3,804,525 -40.14 76,329 53,416 -30.02
2017-11-13 13F-HR Convergence Investment Partners, LLC 117,115 148,393 26.71 1,407 2,083 48.05
2017-11-13 13F-HR Twin Tree Management, LP Call 754,700 844,400 11.89 9,064 11,855 30.79
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 6,079,493 5,963,901 -1.90 73,015 83,734 14.68
2017-11-06 13F-HR TORONTO DOMINION BANK 460,229 519,957 12.98 5,527 7,298 32.04
2017-11-14 13F-HR CAPITAL GUARDIAN TRUST CO 0 267 0 4
2017-08-01 13F-HR KELLY LAWRENCE W & ASSOCIATES INC/CA 4 0 -100.00 0 0
2017-10-06 13F-HR WOODSTOCK CORP 18,551 18,551 0.00 223 260 16.59
2017-10-25 13F-HR Aperio Group, LLC 559,090 590,905 5.69 6,715 8,296 23.54
2017-11-14 13F-HR Tyers Asset Management LLC 46,080 296,128 542.64 553 4,158 651.90
2017-08-23 13F-HR/A-5 BROOKFIELD ASSET MANAGEMENT INC. 16,685 0 -100.00 186 0 -100.00
2017-11-14 13F-HR GLG LLC 214,592 196,339 -8.51 2,577 2,757 6.98
2017-11-09 13F-HR HOLDERNESS INVESTMENTS CO 14,257 14,097 -1.12 171 198 15.79
2017-08-14 13F-HR Jabre Capital Partners S.A. Call 1,000,000 0 -100.00 13,360 0
2017-07-11 13F-HR F&V Capital Management, LLC 20,990 0 -100.00 280 0 -100.00
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 142,974 142,974 0.00 1,717 2,007 16.89
2017-11-13 13F-HR Citizens Financial Group Inc/RI 50 50 0.00 1 1 0.00
2017-10-25 13F-HR Carroll Financial Associates, Inc. 3,613 2,013 -44.28 43 29 -32.56
2017-08-11 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 25,000 0 -100.00 334 0 -100.00
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 2,563,358 2,423,712 -5.45 30,786 34,029 10.53
2017-10-20 13F-HR/A-1 Shell Asset Management Co 81,019 60,808 -24.95 973 854 -12.23
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC Put 308,000 308,000 0.00 3,699 4,324 16.90
2017-11-14 13F-HR ROYAL BANK OF CANADA Call 280,000 280,000 0.00 3,363 3,931 16.89
2017-11-14 13F-HR Pentwater Capital Management LP 870,000 0 -100.00 10,449 0 -100.00
2017-11-07 13F-HR THOMPSON INVESTMENT MANAGEMENT, INC. 462,053 430,958 -6.73 5,549 6,051 9.05
2017-11-14 13F-HR Florence Capital Advisors, LLC 1,000 1,000 0.00 11 14 27.27
2017-11-03 13F-HR Moisand Fitzgerald Tamayo, LLC 900 900 0.00 9 13 44.44
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 2,055,772 1,578,672 -23.21 24,690 22,165 -10.23
2017-10-17 13F-HR Comprehensive Portfolio Management, LLC 11,000 154
2017-10-10 13F-HR Grassi Investment Management 46,700 59,200 26.77 561 831 48.13
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 2,245 2,260 0.67 19 29 52.63
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 12,130,500 14,479,900 19.37 145,687 203,298 39.54
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 11,600 0 163
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 0 39,319 0 552
2017-10-25 13F-HR New Jersey Better Educational Savings Trust 30,000 16,000 -46.67 360 225 -37.50
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 8,548 4,334 -49.30 957 672 -29.78
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 313,644 439,538 40.14 3,767 6,171 63.82
2017-11-14 13F-HR Prince Street Capital Management LLC 2,694,000 537,500 -80.05 32,355 7,546 -76.68
2017-11-14 13F-HR UBS Group AG Put 4,339,500 6,535,000 50.59 52,117 91,751 76.05
2017-11-13 13F-HR MUFG Americas Holdings Corp 0 1,000 0 14
2017-07-11 13F-HR Fulton Bank, N.A. 15,329 0 -100.00 205 0 -100.00
2017-11-13 13F-HR BLOCKHOUSE CAPITAL MANAGEMENT LP Call 500,000 7,020
2017-11-13 13F-HR GREENLEAF TRUST 293 4
2017-11-17 13F-HR Archford Capital Strategies, LLC 855 0 -100.00 29 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC 143,447 257,741 79.68 1,723 3,619 110.04
2017-11-13 13F-HR Frontier Wealth Management LLC 49,750 12,021 -75.84 597 169 -71.69
2017-11-09 13F-HR Legal & General Group Plc 7,854,338 7,666,078 -2.40 94,332 107,625 14.09
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 9,644 9,869 2.33 116 139 19.83
2017-11-09 13F-HR BBT Capital Management, LLC Put 1,200,000 1,200,000 0.00 14,412 16,848 16.90
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 2,463,468 2,613,063 6.07 29,586 36,687 24.00
2017-11-14 13F-HR SCOTIA CAPITAL INC. 264,014 290,219 9.93 3,169 4,073 28.53
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Put 235,600 297,100 26.10 181 72 -60.22
2017-10-24 13F-HR NIPPON LIFE INSURANCE CO 66,604 61,463 -7.72 800 863 7.88
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 5,126,647 4,565,451 -10.95 61,571 64,099 4.11
2017-11-02 13F-HR Hodges Capital Management Inc. 904,805 589,836 -34.81 10,867 8,281 -23.80
2017-11-08 13F-HR Ruggie Capital Group 535 0 -100.00 6 0 -100.00
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 170,468 170,468 0.00 2,047 2,393 16.90
2017-11-07 13F-HR CORNERSTONE ADVISORS INC 43,100 18,100 -58.00 518 254 -50.97
2017-10-26 13F-HR Argyle Capital Management Inc. 37,700 37,700 0.00 453 529 16.78
2017-07-21 13F-HR Oxbow Advisors, LLC 14,664 0 -100.00 196 0 -100.00
2017-11-13 13F-HR SYNOVUS FINANCIAL CORP 20,682 20,285 -1.92 249 283 13.65
2017-07-11 13F-HR PRIVATE TRUST CO NA 12,139 0 -100.00 162 0 -100.00
2017-11-14 13F-HR STEWART WEST INDIES TRADING CO., LTD 929,000 0 -100.00 11,157 0 -100.00
2017-11-09 13F-HR NorthCoast Asset Management LLC 99,982 80,689 -19.30 1,201 1,133 -5.66
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 23,101 70,001 203.02 277 983 254.87
2017-11-14 13F-HR SCOTIA CAPITAL INC. Call 25,000 25,000 0.00 300 351 17.00
2017-11-14 13F-HR CREDIT SUISSE AG/ Put 1,522,500 265,000 -82.59 18,285 3,721 -79.65
2017-10-25 13F-HR Calamos Advisors LLC 215,914 224,132 3.81 2,593 3,147 21.37
2017-11-13 13F-HR Laurion Capital Management LP 1,355,234 788,703 -41.80 16,276 11,073 -31.97
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 290,826 291,388 0.19 3,493 4,091 17.12
2017-10-30 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 0 177,945 0 2,498
2017-10-24 13F-HR INDEPENDENT INVESTORS INC 14,774 14,774 0.00 177 207 16.95
2017-10-31 13F-HR First City Capital Management, Inc. 11,500 11,500 0.00 138 161 16.67
2017-11-14 13F-HR First Allied Advisory Services, Inc. 93,006 61,552 -33.82 1,112 859 -22.75
2017-11-14 13F-HR VANGUARD GROUP INC 139,502,519 141,035,479 1.10 1,675,425 1,980,139 18.19
2017-11-07 13F-HR Bedell Frazier Investment Counseling, LLC 458,338 456,045 -0.50 5,505 6,403 16.31
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 0 21,574 0 303
2017-11-14 13F-HR GIRARD SECURITIES, INC. 11,345 0 -100.00 136 0 -100.00
2017-08-02 13F-HR FIRST MERCANTILE TRUST CO 220 0 -100.00 3 0 -100.00
2017-11-14 13F-HR Heritage Trust Co 600 600 0.00 7 8 14.29
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 1,882,809 1,919,966 1.97 22,613 26,956 19.21
2017-11-14 13F-HR Pomelo Capital LLC Put 4,985,400 69,995
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 778,109 1,667,157 114.26 9,345 23,407 150.48
2017-11-13 13F-HR Twin Tree Management, LP Put 2,357,900 3,638,600 54.32 28,318 51,086 80.40
2017-11-13 13F-HR Quantitative Investment Management, LLC 0 1,385,000 0 19,445
2017-11-06 13F-HR Sigma Planning Corp 23,726 22,466 -5.31 285 315 10.53
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 18,869 0 -100.00 227 0 -100.00
2017-11-14 13F-HR Lenox Wealth Management, Inc. 1,045 948 -9.28 13 13 0.00
2017-11-08 13F-HR KAMES CAPITAL plc 57,894 74,868 29.32 694,728 1,050 -99.85
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 4,867,000 5,954,400 22.34 58,452 83,600 43.02
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 244,658 244,663 0.00 2,938 3,435 16.92
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 458,164 401,174 -12.44 5,503 5,632 2.34
2017-11-14 13F-HR IHT Wealth Management, LLC 1,758 1,929 9.73 843 28 -96.68
2017-11-14 13F-HR QCM Cayman, Ltd. 37,094 0 -100.00 445 0 -100.00
2017-11-03 13F-HR HENNESSY ADVISORS INC 242,700 242,700 0.00 2,915 3,408 16.91
2017-11-14 13F-HR Polar Capital LLP 1,985,501 2,018,059 1.64 23,846 28,334 18.82
2017-11-13 13F-HR Ferris Capital, Llc 1,811 0 -100.00 22 0 -100.00
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 6,420 7,777 21.14 77 109 41.56
2017-11-09 13F-HR Johnson Financial Group, Inc. 2,190 1,690 -22.83 26 24 -7.69
2017-10-26 13F-HR/A-1 Smith Affiliated Capital Corp. 72,060 84,240 16.90
2017-11-03 13F-HR FDx Advisors, Inc. 26,624 30,414 14.24 320 427 33.44
2017-08-09 13F-HR Gerber Kawasaki Wealth & Investment Management 11,120 0 -100.00 149 0 -100.00
2017-10-24 13F-HR Mps Loria Financial Planners, Llc 1,519 0 -100.00 21 0 -100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 20,568,631 24,292,902 18.11 247,029 341,073 38.07
2017-11-09 13F-HR ZEKE CAPITAL ADVISORS, LLC 18,030 253
2017-11-16 13F-HR Cetera Advisors LLC 108,830 106,804 -1.86 1,315 1,510 14.83
2017-07-18 13F-HR Riggs Asset Managment Co. Inc. 117,970 0 -100.00 1,576 0 -100.00
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 2,368 2,368 0.00 28 33 17.86
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Put 1,259,800 1,868,400 48.31 15,130 26,232 73.38
2017-11-14 13F-HR PT ASSET MANAGEMENT, LLC 0 32,000 0 449
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,800 1,800 0.00 26 25 -3.85
2017-11-14 13F-HR Greenwich Wealth Management LLC 347,194 315,537 -9.12 4,170 4,430 6.24
2017-10-30 13F-HR BP PLC 0 160,000 0 2,245
2017-08-09 13F-HR EAGLE ASSET MANAGEMENT INC 1,293,917 0 -100.00 17,286 0 -100.00
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 1,489,900 46,400 -96.89 17,894 651 -96.36
2017-10-31 13F-HR Marathon Trading Investment Management LLC Put 80,000 80,000 0.00 961 1,123 16.86
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 49,935 36,951 -26.00 600 519 -13.50
2017-11-13 13F-HR BLUESTEIN R H & CO 25,245 15,245 -39.61 303 214 -29.37
2017-11-09 13F-HR Hosking Partners LLP 809,467 812,695 0.40 9,722 11,410 17.36
2017-11-13 13F-HR Rafferty Asset Management, LLC 41,495 31,926 -23.06 498 448 -10.04
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 2,659,000 2,656,600 -0.09 31,935 37,299 16.80
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 615,634 987,570 60.42 7,393,764 13,865,483 87.53
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 4,120,973 4,526,447 9.84 49,493 63,551 28.40
2017-10-23 13F-HR BB&T CORP 14,338 13,188 -8.02 172 185 7.56
2017-10-13 13F-HR DUBUQUE BANK & TRUST CO 0 215 0 3
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 0 340 0 5
2017-11-14 13F-HR LPL Financial LLC 257,831 429,436 66.56 3,097 6,029 94.67
2017-08-09 13F-HR Horseman Capital Management Ltd 891,800 0 -100.00 11,914 0 -100.00
2017-11-13 13F-HR AVIVA PLC 849,372 857,342 0.94 10,201 12,037 18.00
2017-10-23 13F-HR STRS OHIO 85,740 84,453 -1.50 1,029 1,185 15.16
2017-11-14 13F-HR Jump Trading, LLC Put 56,500 28,600 -49.38 679 402 -40.80
2017-07-07 13F-HR Xact Kapitalforvaltning AB 98,427 0 -100.00 1,315 0 -100.00
2017-11-14 13F-HR GLG LLC Call 403,100 225,400 -44.08 4,841 3,165 -34.62
2017-11-13 13F-HR NORTHERN TRUST CORP 17,280,971 18,301,775 5.91 207,544 256,956 23.81
2017-11-14 13F-HR MASTERS CAPITAL MANAGEMENT LLC Call 4,000,000 2,000,000 -50.00 48,040 28,080 -41.55
2017-10-26 13F-HR Integrated Investment Consultants, LLC 15,807 15,462 -2.18 190 217 14.21
2017-11-13 13F-HR US BANCORP \DE\ 193,400 181,063 -6.38 2,324 2,542 9.38
2017-11-14 13F-HR CREDIT SUISSE AG/ 2,322,536 1,528,755 -34.18 27,893 21,464 -23.05
2017-11-14 13F-HR Simmons Bank 22,141 45,493 105.47 266 639 140.23
2017-11-01 13F-HR GABELLI FUNDS LLC 1,214,000 1,160,000 -4.45 14,580 16,286 11.70
2017-11-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 0 11,755 0 165
2017-10-19 13F-HR Cordasco Financial Network 1,000 1,000 0.00 12 14 16.67
2017-11-09 13F-HR Mitsubishi UFJ Securities International PLC 37,358 525
2017-10-16 13F-HR CWM, LLC 3,976 3,916 -1.51 48 55 14.58
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 623,071 486,605 -21.90 7,484 6,832 -8.71
2017-11-14 SC 13D/A ICAHN CARL C 91,587,940 77,155,435 -15.76
2017-11-07 13F-HR Advisors Asset Management, Inc. 44,594 38,545 -13.56 536 541 0.93
2017-11-14 13F-HR Jefferies Group LLC Put 1,316,200 973,800 -26.01 15,808 13,672 -13.51
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 4,511 2,544 -43.60 356 310 -12.92
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 14,600 582,000 3,886.30 175 8,206 4,589.14
2017-11-06 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 352,843 0 -100.00 4,254 0 -100.00
2017-11-07 13F-HR Timber Hill LLC Put 22,400 0 -100.00 269 0 -100.00
2017-11-08 13F-HR Norinchukin Bank, The 92,371 100,150 8.42 1,109 1,406 26.78
2017-10-20 13F-HR INGALLS & SNYDER LLC 472,400 465,800 -1.40 5,674 6,540 15.26
2017-11-02 13F-HR Harel Insurance Investments & Financial Services Ltd. 0 10,000 0 140
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 1,186,000 0 -100.00 14,244 0 -100.00
2017-11-06 13F-HR CIBC Asset Management Inc 123,024 135,951 10.51 1,478 1,909 29.16
2017-08-10 13F-HR BlueMountain Capital Management, LLC Put 8,400,000 0 -100.00 112,224 0 -100.00
2017-11-13 13F-HR VERTEX ONE ASSET MANAGEMENT INC. 220,550 201,550 -8.61 2,649 2,830 6.83
2017-10-12 13F-HR SHEETS SMITH WEALTH MANAGEMENT 58,500 58,500 0.00 703 821 16.79
2017-10-18 13F-HR WealthTrust-Arizona, LLC 2,904 2,904 0.00 35 41 17.14
2017-11-08 13F-HR Contrarius Investment Management Ltd 3,543,051 6,176,460 74.33 42,552 86,717 103.79
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 71,238 70,689 -0.77 952 849 -10.82
2017-11-14 13F-HR CIBC WORLD MARKETS CORP Put 300,000 300,000 0.00 3,603 4,212 16.90
2017-11-14 13F-HR HSBC HOLDINGS PLC Call 265,300 333,400 25.67 3,186 4,681 46.92
2017-11-14 13F-HR Dynamic Capital Management Ltd 19,817 39,653 100.10 238 557 134.03
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 34,621 31,064 -10.27 416 436 4.81
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 900 606,400 67,277.78 11 8,514 77,300.00
2017-10-03 13F-HR Centre Asset Management, LLC 350,510 4,921
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 16,016 20,164 25.90 192 283 47.40
2017-10-30 13F-HR SUMMIT SECURITIES GROUP, LLC Call 100 0 -100.00 120 0 -100.00
2017-11-09 13F-HR Van Hulzen Asset Management, LLC 23,340 23,340 0.00 280 328 17.14
2017-07-12 13F-HR SpiderRock Advisors LLC 504 254 -49.60
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 374,984 173,585 -53.71 4,504 2,437 -45.89
2017-11-06 13F-HR Massey, Quick & Co., LLC 4,476 4,476 0.00 54 63 16.67
2017-07-21 13F-HR MIZUHO SECURITIES USA INC. 44,500 0 -100.00 568 0 -100.00
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 267,500 1,433,900 436.04 3,213 20,132 526.58
2017-11-08 13F-HR Barrett Asset Management, LLC 400 1,000 150.00 5 14 180.00
2017-11-14 13F-HR MENTA CAPITAL LLC 16,000 33,200 107.50 192 466 142.71
2017-11-15 13F-HR Krilogy Financial LLC 1,900 1,800 -5.26 23 25 8.70
2017-11-14 13F-HR HBK INVESTMENTS L P 1,062,878 1,231,879 15.90 12,765 17,296 35.50
2017-11-08 13F-HR Edge Advisors, Llc 177 177 0.00 2 2 0.00
2017-11-13 13F-HR WHEATLAND ADVISORS INC 24,906 24,506 -1.61 299 344 15.05
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 41,593 41,186 -0.98 500 578 15.60
2017-08-14 13F-HR Thomas J. Herzfeld Advisors, Inc. 32,000 0 -100.00 428 0 -100.00
2017-11-13 13F-HR Laurion Capital Management LP Call 515,000 518,200 0.62 6,185 7,276 17.64
2017-10-16 13F-HR Main Street Research LLC 618,076 625,001 1.12 7,423 8,775 18.21
2017-11-14 13F-HR CMT Asset Management Ltd Call 330,500 947,600 186.72 3,969 13,304 235.20
2017-10-05 13F-HR Lowe fs, LLC 3,065 3,065 0.00 37 43 16.22
2017-07-24 13F-HR CYPRESS ASSET MANAGEMENT INC/TX 15,170 0 -100.00 203 0 -100.00
2017-11-16 13F-HR Cetera Investment Advisers 108,830 0 -100.00 1,315 0 -100.00
2017-11-13 13F-HR CITIGROUP INC 2,429,307 2,371,455 -2.38 29,176 33,296 14.12
2017-11-14 13F-HR CREDIT AGRICOLE S A 921,537 1,429,881 55.16 11,068 20,077 81.40
2017-11-07 13F-HR Timber Hill LLC Call 46,800 0 -100.00 562 0 -100.00
2017-11-14 13F-HR Homrich & Berg 17,121 240
2017-10-19 13F-HR OLD SECOND NATIONAL BANK OF AURORA 550 300 -45.45 7 4 -42.86
2017-11-07 13F-HR Lee Financial CORP 200 0 -100.00 2 0 -100.00
2017-11-15 13F-HR Sterling Capital Management LLC 202,019 0 -100.00 2,426 0 -100.00
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 177,715 187,367 5.43 2,134 2,631 23.29
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 69,651 37,344 -46.38 836 524 -37.32
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 234,200 2,123,500 806.70 2,813 29,814 959.86
2017-08-08 13F-HR QCI ASSET MANAGEMENT INC/NY 270 0 -100.00 4 0 -100.00
2017-11-14 13F-HR Intellectus Partners, LLC 2,000 2,000 0.00 24 28 16.67
2017-11-13 13F-HR Marshall Wace North America L.P. 0 253,767 0 3,552
2017-10-24 13F-HR TRUST CO OF VERMONT 300 300 0.00 4 4 0.00
2017-11-14 13F-HR Crawford Lake Capital Management, LLC 0 121,133 0 1,701
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Call 4,139 4,139 0.00 546,930 895,777 63.78
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 0 188,000 0 2,640
2017-10-30 13F-HR ARP AMERICAS LLC 26,128 23,628 -9.57 314 332 5.73
2017-11-14 13F-HR Integral Derivatives, LLC Call 95,400 143,100 50.00 1,146 2,009 75.31
2017-08-10 13F-HR Almanack Investment Partners, LLC. 14,067 0 -100.00 188 0 -100.00
2017-10-16 13F-HR BLB&B Advisors, LLC 90,628 90,628 0.00 1,088 1,272 16.91
2017-10-17 13F-HR St. Johns Investment Management Company, LLC 0 3,835 0 54
2017-10-30 13F-HR Cribstone Capital Management, LLC 3,934 3,934 0.00 47 55 17.02
2017-10-26 13F-HR Hanson & Doremus Investment Management 670 670 0.00 8 9 12.50
2017-08-11 13F-HR Hanlon Investment Management, Inc. 157,263 0 -100.00 2,101 0 -100.00
2017-11-06 13F-HR COMERICA BANK 421,880 427,310 1.29 5,468 5,957 8.94
2017-10-30 13F-HR BERKSHIRE ASSET MANAGEMENT LLC/PA 19,340 20,699 7.03 232 291 25.43
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 41,800 91,000 117.70 502 1,278 154.58
2017-11-13 13F-HR Argent Trust Co 11,818 11,518 -2.54 142 162 14.08
2017-07-27 13F-HR David R. Rahn & Associates Inc. 80,937 0 -100.00 1,081 0 -100.00
2017-10-31 13F-HR WEDBUSH SECURITIES INC 68,977 42,792 -37.96 828 601 -27.42
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 164,980 173,982 5.46 1,980 2,442 23.33
2017-11-15 13F-HR GUARDIAN CAPITAL ADVISORS LP 34,254 33,367 -2.59 427 495 15.93
2017-11-14 13F-HR/A-1 Community Bank of Raymore 263,692 263,692 0.00 3,167 3,702 16.89
2017-11-13 13F-HR JUPITER ASSET MANAGEMENT LTD 196,800 192,100 -2.39 2,364 2,697 14.09
2017-11-06 13F-HR HighPoint Advisor Group LLC 18,908 22,883 21.02 272 326 19.85
2017-11-15 13F-HR M Holdings Securities, Inc. 16,196 94,508 483.53 195 1,327 580.51
2017-10-25 13F-HR ROTHSCHILD INVESTMENT CORP /IL 0 10,497 0 147
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 923,019 873,558 -5.36 11,085 12,265 10.65
2017-10-19 13F-HR guardian investment management 36,266 34,724 -4.25 436 488 11.93
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 2,099,181 2,113,011 0.66 25,211 29,666 17.67
2017-11-14 13F-HR Gotham Asset Management, LLC 363,057 572,863 57.79 4,360 8,043 84.47
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 1,934,212 1,934,212 0.00 23,230 27,156 16.90
2017-10-17 13F-HR Creative Planning 344,768 308,204 -10.61 4,141 4,327 4.49
2017-11-15 13F-HR WOLVERINE TRADING, LLC 0 24,647 0 346
2017-11-14 13F-HR Freestone Capital Holdings, LLC 47,314 39,704 -16.08 568 557 -1.94
2017-10-17 13F-HR Cutler Group LP 33,098 5,830 -82.39 397 81 -79.60
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 2,491,171 2,761,342 10.85 29,928 38,769 29.54
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 36,454 35,196 -3.45 438 494 12.79
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 59,859 49,614 -17.12 719 698 -2.92
2017-11-16 13F-HR Cetera Advisor Networks LLC 28,283 24,175 -14.52 339 341 0.59
2017-11-14 13F-HR QS Investors, LLC 39,731 233,958 488.86 477 3,285 588.68
2017-11-14 13F-HR SCOTIA CAPITAL INC. Put 150,000 411,000 174.00 1,800 5,766 220.33
2017-07-11 13F-HR BANK OF MONTREAL /CAN/ Call 228,100 0 -100.00 3,047 0 -100.00
2017-11-06 13F-HR SEI INVESTMENTS CO 159,233 225,503 41.62 1,912 3,166 65.59
2017-11-13 13F-HR MACKENZIE FINANCIAL CORP 650,000 650,000 0.00 7,806 9,126 16.91
2017-08-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 1,260 0 -100.00 17 0 -100.00
2017-11-14 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 1,000 1,000 0.00 12 14 16.67
2017-11-14 13F-HR PRUDENTIAL PLC 270,000 270,000 0.00 3,243 3,791 16.90
2017-10-16 13F-HR National Pension Service 1,226,341 1,277,045 4.13 14,814 18,415 24.31
2017-11-09 13F-HR Diligent Investors, LLC 19,888 19,326 -2.83 239 271 13.39
2017-11-13 13F-HR BB&T SECURITIES, LLC 127,555 122,920 -3.63 1,531 1,725 12.67
2017-11-03 13F-HR SPROTT INC. 30,200 14,200 -52.98 363 199 -45.18
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 1,027,034 0 -100.00 12,333 0 -100.00
2017-11-14 13F-HR Baird Financial Group, Inc. 79,330 50,583 -36.24 953 710 -25.50
2017-11-09 13F-HR FFCM LLC 422 422 0.00 5 6 20.00
2017-10-25 13F-HR FIRST MANHATTAN CO 10,067 1,336 -86.73 120 18 -85.00
2017-11-13 13F-HR Sheaff Brock Investment Advisors, LLC 22,657 19,207 -15.23 272 270 -0.74
2017-11-13 13F-HR Evercore Wealth Management, LLC 2,600 2,600 0.00 31 37 19.35
2017-11-09 13F-HR JP MORGAN CHASE & CO Call 1,900 1,900 0.00 23 27 17.39
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 458,065 419,513 -8.42 5,501 5,890 7.07
2017-11-14 13F-HR BlackRock Inc. 85,789,374 87,048,224 1.47 1,030,333 1,222,156 18.62
2017-11-15 13F-HR Independent Advisor Alliance 25,026 18,820 -24.80 224 270 20.54
2017-10-02 13F-HR PARK NATIONAL CORP /OH/ 125,894 127,934 1.62 1,512 1,796 18.78
2017-11-09 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 79,164 79,164 0.00 951 1,111 16.82
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 1,579,178 0 22,172
2017-08-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Call 616,700 0 -100.00 8,234 0 -100.00
2017-11-28 13F-HR/A-1 Wellington Shields Capital Management, LLC 12,900 12,900 0.00 155 181 16.77
2017-11-14 13F-HR HighTower Advisors, LLC Call 4,000 5,000 25.00 1 1 0.00
2017-11-14 13F-HR TCTC Holdings, LLC 697,690 695,890 -0.26 8,380 9,770 16.59
2017-11-13 13F-HR Campbell & CO Investment Adviser LLC 0 17,899 0 251
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 3,009 3,260 8.34 44 47 6.82
2017-10-17 13F-HR Cutler Group LP Call 8,900 2,900 -67.42 23 11 -52.17
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 0 30,548 0 429
2017-11-14 13F-HR Paloma Partners Management Co Call 99,600 0 -100.00 1,196 0 -100.00
2017-11-13 13F-HR LETKO, BROSSEAU & ASSOCIATES INC 8,204,836 8,124,861 -0.97 98,540 114,073 15.76
2017-11-03 13F-HR/A-1 Legacy Advisors, Llc 238 238 0.00 2 3 50.00
2017-10-20 13F-HR Mathes Company, Inc. 30,950 30,950 0.00 372 435 16.94
2017-11-09 13F-HR Trexquant Investment LP 0 92,659 0 1,301
2017-11-13 13F-HR SUMITOMO MITSUI FINANCIAL GROUP, INC. 8,139 0 -100.00 98 0 -100.00
2017-10-13 13F-HR Gibraltar Capital Management, Inc. 312,760 4,391
2017-08-11 13F-HR LAZARD ASSET MANAGEMENT LLC 3,300,747 0 -100.00 44,097 0 -100.00
2017-11-07 13F-HR SG Americas Securities, LLC Call 0 275,000 0 434
2017-08-03 13F-HR/A-1 Nippon Life Global Investors Americas, Inc. 94,070 0 -100.00 1,257 0 -100.00
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 33,316,677 24,483,473 -26.51 400,134 343,748 -14.09
2017-12-01 13F-HR/A-1 Axa 1,283,442 1,192,258 -7.10 15,414 16,739 8.60
2017-11-07 13F-HR MANNING & NAPIER ADVISORS LLC 7,089,987 6,763,402 -4.61 85,150 94,956 11.52
2017-11-13 13F-HR EATON VANCE MANAGEMENT 200,120 199,945 -0.09 2,403 2,807 16.81
2017-10-31 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 58,866 58,056 -1.38 707 816 15.42
2017-10-27 13F-HR Traynor Capital Management, Inc. 27,929 27,990 0.22 403 403 0.00
2017-11-14 13F-HR COHEN & STEERS INC 131,085 128,243 -2.17 1,574 1,801 14.42
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 3,517,200 4,514,300 28.35 42,242 63,381 50.04
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 0 35,496 0 498
2017-11-14 13F-HR Clearbridge Investments, LLC 47,443,261 43,172,350 -9.00 569,794 606,140 6.38
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 1,825,600 2,186,100 19.75 21,925 30,693 39.99
2017-11-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 15,000 211
2017-11-14 13F-HR HSBC HOLDINGS PLC 1,884,914 2,607,735 38.35 22,636 36,612 61.74
2017-10-17 13F-HR CITY HOLDING CO 100 100 0.00 1 1 0.00
2017-11-07 13F-HR Stratos Wealth Partners, LTD. 49,131 42,666 -13.16 590 599 1.53
2017-11-14 13F-HR AHL Partners LLP 874,879 12,283
2017-11-09 13F-HR OPPENHEIMER & CO INC 145,813 142,139 -2.52 1,751 1,996 13.99
2017-11-14 13F-HR UBS OCONNOR LLC 113,900 419,100 267.95 1,368,000 5,884,000 330.12
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 59,119 59,119 0.00 710 830 16.90
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 59 0 -100.00 1 0 -100.00
2017-10-24 13F-HR MOUNT VERNON ASSOCIATES INC /MD/ 29,431 30,131 2.38 353 423 19.83
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 946,300 995,700 5.22 11,365 13,980 23.01
2017-08-14 13F-HR/A-5 Pine River Capital Management L.P. 0 0 0 0
2017-11-08 13F-HR Risk Paradigm Group, LLC 1,900 2,200 15.79 22,819 30,888 35.36
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 3,091 3,218 4.11 37 45 21.62
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 157,200 191,100 21.56 1,888 2,683 42.11
2017-11-13 13F-HR Fiera Capital Corp 20,102 0 -100.00 242 0 -100.00
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 33,684 68,620 103.72 404 965 138.86
2017-10-30 13F-HR WRIGHT INVESTORS SERVICE INC 10,500 20,332 93.64 126 285 126.19
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 56,515 40,315 -28.66 678 567 -16.37
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 18,059 167 -99.08 217 2 -99.08
2017-11-14 13F-HR FIFTH THIRD BANCORP 17,451 5,577 -68.04 210 78 -62.86
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 1,124,890 1,124,890 0.00 13,510 15,793 16.90
2017-11-09 13F-HR Majedie Asset Management Ltd 180,400 0 -100.00 2,167 0 -100.00
2017-11-13 13F-HR EDGEWOOD MANAGEMENT LLC 14,319 14,319 0.00 172 201 16.86
2017-11-14 13F-HR Voya Investment Management LLC 932,913 819,647 -12.14 11,205 11,507 2.70
2017-07-12 13F-HR SIMPLEX TRADING, LLC 126,084 0 -100.00 1,684 0 -100.00
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 34,177 1,718,369 4,927.85 410 24,126 5,784.39
2017-11-09 13F-HR Rovida Advisors Inc. 3,247,000 3,247,000 0.00 38,996 45,555 16.82
2017-11-14 13F-HR Paloma Partners Management Co Put 83,800 0 -100.00 1,006 0 -100.00
2017-11-09 13F-HR ETRADE Capital Management LLC 38,643 43,622 12.88 464 612 31.90
2017-11-14 13F-HR BANK OF NOVA SCOTIA 306,409 238,614 -22.13 3,678 3,352 -8.86
2017-10-12 13F-HR Gemmer Asset Management LLC 5,497 1,997 -63.67 66 28 -57.58
2017-11-14 13F-HR BARCLAYS PLC Call 497,500 1,904,900 282.89 5,975 26,745 347.62
2017-11-14 13F-HR WESTWOOD HOLDINGS GROUP INC 0 3,260 0 46
2017-08-14 13F-HR Tyrus Capital S.A.M. Call 500,000 0 -100.00 6,680 0 -100.00
2017-10-12 13F-HR MOODY NATIONAL BANK TRUST DIVISION 15,142 12,842 -15.19 182 180 -1.10
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 3,970 2,474 -37.68 48 35 -27.08
2017-10-20 13F-HR WEATHERLY ASSET MANAGEMENT L. P. 81,649 81,249 -0.49 981 1,141 16.31
2017-11-07 13F-HR NewSquare Capital LLC 873 873 0.00 10 12 20.00
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 605,234 924,935 52.82 7,269 12,986 78.65
2017-11-14 13F-HR/A-1 Pomelo Capital LLC 100,000 100,000 0.00 1,201 1,404 16.90
2017-08-01 13F-HR Carnick & Kubik Group, LLC 48,013 0 -100.00 641 0 -100.00
2017-11-13 13F-HR HYMAN CHARLES D 70,450 70,325 -0.18 846 987 16.67
2017-10-18 13F-HR HOWE & RUSLING INC 642 130 -79.75 8 2 -75.00
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 921,547 0 -100.00 11,068 0 -100.00
2017-11-13 13F-HR Employees Retirement System of Texas 109,000 109,000 0.00 1,309 1,530 16.88
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 338,264 978,109 189.16 4,063 13,733 238.00
2017-10-16 13F-HR Hartford Financial Management Inc. 3,600 3,600 0.00 43 50 16.28
2017-10-25 13F-HR FIRST QUADRANT L P/CA 0 1,215,117 0 17,060
2017-11-13 13F-HR National Asset Management, Inc. 0 13,743 0 193
2017-11-14 13F-HR Walleye Trading LLC Call 149,100 124,800 -16.30 1,789 1,754 -1.96
2017-11-07 13F-HR OAKMONT CORP 0 2,959,595 0 41,553
2017-08-08 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 1,201 0 -100.00 16 0 -100.00
2017-11-14 13F-HR SUNTRUST BANKS INC 56,960 37,168 -34.75 683 520 -23.87
2017-11-03 13F-HR Tradewinds Capital Management, LLC 769 769 0.00 9 11 22.22
2017-11-08 13F-HR BW Gestao de Investimentos Ltda. 1,000,000 0 -100.00 12,010 0 -100.00
2017-11-15 13F-HR/A-1 Bienville Capital Management, LLC 106,412 11,337 -89.35 1,278 159 -87.56
2017-10-27 13F-HR Alexandria Capital, LLC 80 68 -15.00 1 1 0.00
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 208,567 217,817 4.44 2,505 3,058 22.08
2017-11-17 13F-HR/A-1 Virtu Financial LLC 25,428 98,698 288.15 340 1,386 307.65
2017-11-08 13F-HR Cipher Capital LP 0 47,795 0 671
2017-10-17 13F-HR Cohen Klingenstein, LLC 264,939 264,939 0.00 3,182 3,720 16.91
2017-08-15 13F-HR NOMURA HOLDINGS INC Put 500,000 0 -100.00 6,618 0 -100.00
2017-11-13 13F-HR Resources Investment Advisors, Inc. 6,839 6,689 -2.19 82 94 14.63
2017-10-10 13F-HR Baystate Wealth Management LLC 1,050 1,000 -4.76 14 14 0.00
2017-11-08 13F-HR HUNTINGTON ASSET ADVISORS, INC. 0 4,800 0 67
2017-11-13 13F-HR CITIGROUP INC Put 783,100 756,200 -3.44 9,405 10,617 12.89
2017-11-02 13F-HR Daiwa Securities Group Inc. 37,158 41,758 12.38 446 586 31.39
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 184,737 186,785 1.11 2,219 2,622 18.16
2017-11-06 13F-HR Sigma Planning Corp Call 12,000 168
2017-11-13 13F-HR Partnervest Advisory Services LLC 10,272 0 -100.00 123 0 -100.00
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 4,500 500 -88.89 54 7 -87.04
2017-11-08 13F-HR D.A. DAVIDSON & CO. 213,817 212,738 -0.50 2,567 2,986 16.32
2017-08-10 13F-HR FNY Partners Fund LP Call 701 0 -100.00 9 0 -100.00
2017-11-15 13F-HR Highlander Capital Management, LLC 500 500 0.00 6 7 16.67
2017-10-25 13F-HR BENNICAS & ASSOCIATES, INC. 19,606 18,806 -4.08 235 264 12.34
2017-11-02 13F-HR Jacobi Capital Management LLC 2,695 1,695 -37.11 34 24 -29.41
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 6,884 97
2017-11-08 13F-HR Artal Group S.A. 250,000 0 -100.00 3,003 0 -100.00
2017-11-14 13F-HR Bramshill Investments, Llc 1,072 15
2017-11-14 13F-HR CLS Investments, LLC 65,917 71,031 7.76 792 997 25.88
2017-10-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 130 130 0.00 2 2 0.00
2017-11-14 13F-HR Meadow Creek Investment Management LLC 80,640 518,224 542.64 969 7,276 650.88
2017-11-14 13F-HR Veritable, L.P. 44,917 42,652 -5.04 539 599 11.13
2017-11-14 13F-HR BARCLAYS PLC Put 1,638,100 1,162,200 -29.05 19,674 16,317 -17.06
2017-11-14 13F-HR GAM Holding AG 256,982 7,844 -96.95 3,086 110 -96.44
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 2,395,500 2,310,900 -3.53 28,770 32,445 12.77
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 775,195 1,126,405 45.31 9,310 15,815 69.87
2017-11-14 13F-HR Itau Unibanco Holding S.A. 0 5,060 0 225
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 734 0 -100.00 9 0 -100.00
2017-11-13 13F-HR Marshall Wace LLP 177,205 0 -100.00 2,126 0 -100.00
2017-10-10 13F-HR First Command Financial Services, Inc. 579 57 -90.16 7 1 -85.71
2017-11-14 13F-HR DIAM Co., Ltd. 2,056,936 2,141,590 4.12 24,710 30,106 21.84
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 227,900 524,100 129.97 2,737 7,358 168.83
2017-11-07 13F-HR STUYVESANT CAPITAL MANAGEMENT 305,930 305,230 -0.23 3,674 4,285 16.63
2017-11-13 13F-HR STIFEL FINANCIAL CORP 572,499 654,985 14.41 6,845 9,161 33.83
2017-11-14 13F-HR ZACKS INVESTMENT MANAGEMENT 74,548 0 -100.00 895 0 -100.00
2017-11-01 13F-HR GABELLI SECURITIES, INC. 115,400 115,400 0.00 1,386 1,620 16.88
2017-11-14 13F-HR GLG Partners LP Call 920,200 2,060,600 123.93 11,052 28,931 161.77
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 2,430,429 2,318,609 -4.60 29,189 32,553 11.52
2017-10-17 13F-HR CENTRAL TRUST Co 12,243 11,639 -4.93 147 164 11.56
2017-11-08 13F-HR UNITED FIRE GROUP INC 10,000 10,000 0.00 120 140 16.67
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 293,075 682,746 132.96 3,520 9,586 172.33
2017-10-19 13F-HR Financial Advisory Service, Inc. 18,500 18,500 0.00 222 260 17.12
2017-11-13 13F-HR Bb&t Investment Services, Inc. 36 888 2,366.67 0 12
2017-11-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 13,500 13,500 0.00 162 190 17.28
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 12,828 0 -100.00 154 0 -100.00
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 893,138 295,201 -66.95 10,727 4,145 -61.36
2017-10-19 13F-HR APG Asset Management N.V. 621,600 0 -100.00 7,465 0 -100.00
2017-10-13 13F-HR BURKE & HERBERT BANK & TRUST CO 12,317 0 -100.00 148 0 -100.00
2017-11-14 13F-HR CMT Asset Management Ltd Put 764,400 776,700 1.61 9,180 10,905 18.79
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 1,849 1,474 -20.28 23 21 -8.70
2017-11-14 13F-HR Jefferies Group LLC Call 1,267,400 388,800 -69.32 15,221 5,459 -64.14
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 2,940 2,440 -17.01 35 34 -2.86
2017-10-19 13F-HR Kistler-Tiffany Companies, LLC 561 561 0.00 7 8 14.29
2017-11-10 13F-HR InterOcean Capital, LLC 20,706 0 -100.00 249 0 -100.00
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 373,990 372,888 -0.29 4,492 5,235 16.54
2017-11-14 13F-HR Corient Capital Partners, LLC 21,799 161,748 642.00 262 2,271 766.79
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 386,325 502,062 29.96 5,161 6,030 16.84
2017-11-14 13F-HR Arizona State Retirement System 330,062 571,638 73.19 3,964 8,026 102.47
2017-11-13 13F-HR Private Advisor Group, LLC 39,602 46,995 18.67 496 672 35.48
2017-11-14 13F-HR Nuveen Asset Management, LLC 72,128 147,628 104.68 866 2,073 139.38
2017-11-13 13F-HR Allianz Asset Management AG Put 840,900 941,000 11.90 10,099 13,212 30.82
2017-10-31 13F-HR Morse Asset Management, Inc 11,200 34,450 207.59 135 484 258.52
2017-11-13 13F-HR Engineers Gate Manager LP 13,061 0 -100.00 157 0 -100.00
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 57,310 71,007 23.90 688 997 44.91
2017-10-02 13F-HR Hefty Wealth Partners 1,850 1,850 0.00 22 26 18.18
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 50,732 54,451 7.33 609 765 25.62
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 151,214 159,535 5.50 1,805 2,245 24.38
2017-11-13 13F-HR Vantage Investment Advisors, LLC 2,726 2,726 0.00 33 38 15.15
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 600,506 582,404 -3.01 7,212 8,177 13.38
2017-08-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 464,642 0 -100.00 6,208 0 -100.00
2017-07-27 13F-HR SUMITOMO LIFE INSURANCE CO 65,542 0 -100.00 876 0 -100.00
2017-10-10 13F-HR Ledyard National Bank 1,480 1,780 20.27 18 25 38.89
2017-10-16 13F-HR Louisiana State Employees Retirement System 82,600 84,000 1.69 992 1,179 18.85
2017-11-14 13F-HR UBS Group AG 3,594,780 4,284,244 19.18 43,173 60,150 39.32
2017-11-14 13F-HR Old West Investment Management, LLC 387,766 276,169 -28.78 4,657 3,877 -16.75
2017-10-03 13F-HR McQueen, Ball & Associates Inc. 217,971 221,025 1.40 2,618 3,103 18.53
2017-10-20 13F-HR Norway Savings Bank 1,600 1,600 0.00 19 22 15.79
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 965,374 1,010,432 4.67 11,571 14,537 25.63
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 87,605 84,919 -3.07 1,052 1,192 13.31
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 233,700 251,000 7.40 2,806 3,524 25.59
2017-10-06 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 127,104 134,245 5.62 1,527 1,885 23.44
2017-07-19 13F-HR ATALANTA SOSNOFF CAPITAL, LLC 11,300 0 -100.00 151 0 -100.00
2017-10-31 13F-HR LINCOLN NATIONAL CORP 10,178 11,678 14.74 123 164 33.33
2017-08-14 13F-HR QCM Cayman, Ltd. Put 37,100 0 -100.00 496 0 -100.00
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 146,574 0 2,058
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 57,003 58,569 2.75 685 822 20.00
2017-08-03 13F-HR WINDSOR FINANCIAL GROUP LLC 20,000 20,000 0.00 267 240 -10.11
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 1,900 4,493 136.47 22 63 186.36
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 43,201 36,297 -15.98 519 510 -1.73
2017-11-14 13F-HR 1832 Asset Management L.P. 199,414 0 -100.00 2,338 0 -100.00
2017-11-08 13F-HR MACQUARIE GROUP LTD 34,116 39,116 14.66 409 549 34.23
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 2,865,100 2,909,600 1.55 34,410 40,851 18.72
2017-11-14 13F-HR PEAK6 Investments, L.P. 248,329 59,801 -75.92 2,982 840 -71.83
2017-11-09 13F-HR TDAM USA INC. 15,711 0 -100.00 190 0 -100.00
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 2,366,287 2,419,984 2.27 28,419 33,977 19.56
2017-11-14 13F-HR GLG Partners LP 264,663 751,467 183.93 3,179 10,551 231.90
2017-11-14 13F-HR Walleye Trading LLC Put 4,098,700 4,178,300 1.94 49,225 58,659 19.17
2017-11-13 13F-HR Allianz Asset Management AG Call 50,800 68,900 35.63 610 967 58.52
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 3,475,100 3,162,500 -9.00 41,736 44,401 6.39
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES Call 0 17,700 0 1
2017-11-16 13F-HR AMERICAFIRST CAPITAL MANAGEMENT, LLC 0 12,110 0 170,024
2017-11-03 13F-HR ADVISOR PARTNERS LLC 48,881 50,225 2.75 587 705 20.10
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 7,760 7,786 0.34 93 110 18.28
2017-11-14 13F-HR CAXTON ASSOCIATES LP 600,000 450,000 -25.00 7,206 6,318 -12.32
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 1,182,900 436,200 -63.12 14,207 6,124 -56.89
2017-10-17 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 11,130 15,479 39.07 134 217 61.94
2017-11-14 13F-HR Zions Bancorporation 0 1,067 0 15
2017-10-26 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 41,239 41,239 0.00 495 579 16.97
2017-11-13 13F-HR SII INVESTMENTS INC/WI 11,506 10,761 -6.47 137 152 10.95
2017-11-14 13F-HR WEALTHFRONT INC 52,565 61,306 16.63 631 861 36.45
2017-11-09 13F-HR Cornerstone Financial Partners, LLC 109,555 57,941 -47.11 1,321 811 -38.61
2017-11-03 13F-HR Advantus Capital Management Inc 134,323 136,135 1.35 1,613 1,911 18.47
2017-08-09 13F-HR SNS Financial Group, LLC Call 1,200 0 -100.00 16 0
2017-11-07 13F-HR/A-1 COMMERCE BANK 15,211 17,866 17.45 183 250 36.61
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 32,139 204,455 536.16 386 2,871 643.78
2017-11-08 13F-HR FAYEZ SAROFIM & CO 189,587 169,437 -10.63 2,277 2,379 4.48
2017-11-13 13F-HR Argent Trust Co 39,803 39,387 -1.05 478 553 15.69
2017-11-02 13F-HR AlphaMark Advisors, LLC 935 400 -57.22 12 6 -50.00
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 196,952 207,443 5.33 2,365 2,912 23.13
2017-11-14 13F-HR NGAM ADVISORS, L.P. 582,314 582,430 0.02 6,994 8,177 16.91
2017-08-14 13F-HR Laurel Wealth Advisors, Inc. 11,525 0 -100.00 153 0 -100.00
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 565 565 0.00 7,548 6,786 -10.10
2017-11-13 13F-HR Laurion Capital Management LP Put 4,358,300 4,368,900 0.24 52,345 61,338 17.18
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 520,848 431,604 -17.13 6,255 6,060 -3.12
2017-11-03 13F-HR ALPS ADVISORS INC 0 22,093 0 310
2017-11-13 13F-HR Westside Investment Management, Inc. 23,250 23,150 -0.43 291,090 331,508 13.89
2017-11-14 13F-HR Proficio Capital Partners LLC 703 772 9.82 10 11 10.00
2017-10-24 13F-HR Rathbone Brothers plc 62,826 67,826 7.96 755 952 26.09
2017-10-19 13F-HR Tarbox Group, Inc. 1,104 1,176 6.52 13 17 30.77
2017-10-24 13F-HR RAYMOND JAMES TRUST N.A. 31,500 31,808 0.98 378 446 17.99
2017-11-14 13F-HR Jump Trading, LLC Call 18,200 34,100 87.36 219 479 118.72
2017-11-15 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 17,268 14,906 -13.68 232 213 -8.19
2017-08-18 13F-HR WFG Advisors, LP 75,123 59,449 -20.86 1,004 714 -28.88
2017-10-31 13F-HR Marathon Trading Investment Management LLC 29,584 0 -100.00 355 0 -100.00
2017-11-13 13F-HR Utah Retirement Systems 248,026 248,326 0.12 2,979 3,486 17.02
2017-11-14 13F-HR STATE STREET CORP 65,032,504 63,750,820 -1.97 781,048 895,054 14.60
2017-10-30 13F-HR SUMMIT SECURITIES GROUP, LLC Put 100 0 -100.00 120 0 -100.00
2017-11-08 13F-HR MERIDIAN INVESTMENT COUNSEL INC. 30,298 364
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 4,917,772 6,155,763 25.17 59,063 86,428 46.33
2017-11-14 13F-HR GLENMEDE TRUST CO NA 132,243 18,930 -85.69 1,766 265 -84.99
2017-11-09 13F-HR VAN ECK ASSOCIATES CORP 3,847,249 3,885,345 0.99 46,205 54,550 18.06
2017-10-11 13F-HR CHARTER TRUST CO 10,325 10,245 -0.77 124 144 16.13
2017-11-14 13F-HR Verition Fund Management LLC 34,108 40,538 18.85 410 569 38.78
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 703,258 691,658 -1.65 8,080 9,711 20.19
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 105,176 105,176 0.00 1,263 1,477 16.94
2017-11-13 13F-HR Cito Capital Group, Llc 15,000 210,600
2017-08-31 13F-HR/A-1 UBS OCONNOR LLC Put 500,000 0 -100.00 58,000 0 -100.00
2017-11-08 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 1,202 1,202 0.00 14 16 14.29
2017-10-10 13F-HR Nikko Asset Management Americas, Inc. 1,839,747 1,699,800 -7.61 22,095 23,865 8.01
2017-07-18 13F-HR Advocacy Wealth Management Services, LLC 1,000 0 -100.00 13 0 -100.00
2017-11-15 13F-HR Janney Montgomery Scott LLC 315,561 290,946 -7.80 3,790 4,085 7.78
2017-10-26 13F-HR Concannon Wealth Management, LLC 90 0 -100.00 1 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC 2,089,562 1,707,574 -18.28 25,095 23,973 -4.47
2017-11-14 13F-HR MONETTA FINANCIAL SERVICES INC 0 40,000 0 562
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 83,964 55,184 -34.28 1,008 775 -23.12
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 1,613,100 2,752,200 70.62 19,374 38,642 99.45
2017-11-09 13F-HR PIONEER INVESTMENT MANAGEMENT INC 1,480,580 2,025,891 36.83 17,782 28,444 59.96
2017-11-08 13F-HR HAP Trading, LLC Call 25,800 50,000 93.80 14 35 150.00
2017-11-14 13F-HR Krasney Financial LLC 257,705 280,304 8.77 3,095 3,935 27.14
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 6,000 6,000 0.00 72 84 16.67
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 305,445 301,668 -1.24 3,668 4,235 15.46
2017-10-25 13F-HR Gierl Augustine Investment Management Inc 100 100 0.00 1 1 0.00