Stock Institutional Ownership and Shareholders

SecurityF / Ford Motor Co. (345370860)
President and CEOFIELDS MARK
Institutional Owners1064
Institutional Shares2,161,660,292
Outstanding Shares3,996,000,000 (as of 2017-09-30)
Institutional Value$ 301,696,503,000 USD
Related 345370CF5 / Ford Motor Co. Bond
345370CA6 / Ford Motor Co. Bond
345370CN8 / Ford Motor Co. Bond

Ford Motor Co. (NYSE:F) has 1064 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 2,161,660,292 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Evercore Trust Company, N.A., State Street Corp, Wellington Management Group Llp, Bank Of America Corp /de/, Franklin Resources Inc, Northern Trust Corp, Dimensional Fund Advisors Lp, and Jp Morgan Chase & Co.



Ford Motor Co. (NYSE:F) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-09 13F-HR Iberiabank Corp 33,854 0 -100.00 379 0 -100.00
2017-11-14 13F-HR JT Stratford LLC Call 10,000 22
2017-10-19 13F-HR PLANNING ALTERNATIVES LTD /ADV 60,000 60,381 0.64 671 723 7.75
2017-11-07 13F-HR SG Americas Securities, LLC Call 140,000 140,000 0.00 46 66 43.48
2017-11-09 13F-HR CITADEL ADVISORS LLC 2,037,923 660,916 -67.57 22,804 7,911 -65.31
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 6,052,381 5,859,096 -3.19 67,726 70,132 3.55
2017-11-14 13F-HR WESTWOOD HOLDINGS GROUP INC 38,500 37,300 -3.12 430 446 3.72
2017-10-10 13F-HR HOLLENCREST SECURITIES LLC 62,980 62,800 -0.29 705 752 6.67
2017-11-22 13F-HR/A-1 National Planning Corp 142,895 121,274 -15.13 1,652 1,452 -12.11
2017-10-13 13F-HR Advocacy Wealth Management Services, LLC 190 0 -100.00 2 0 -100.00
2017-11-13 13F-HR SHUFRO ROSE & CO LLC 19,708 19,708 0.00 221 236 6.79
2017-11-01 13F-HR SAGE FINANCIAL GROUP INC 3,496 3,496 0.00 39 42 7.69
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 12,254,295 11,425,095 -6.77 137,125 136,759 -0.27
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 4,602,073 4,842,700 5.23 51,497 57,967 12.56
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 1,268,700 911,500 -28.15 14,197 10,911 -23.15
2017-11-07 13F-HR USCA RIA LLC 374,527 374,527 0.00 4,191 4,191 0.00
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. Put 69,000 0 -100.00 66 0 -100.00
2017-11-13 13F-HR ARGI Investment Services, LLC 236,388 241,153 2.02 2,646 2,886 9.07
2017-10-23 13F-HR Advisors Capital Management, LLC 398,745 483,120 21.16 4,462 5,783 29.61
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 20,783,100 24,470,200 17.74 232,563 292,908 25.95
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 277,512 279,774 0.82 3,104 3,348 7.86
2017-10-20 13F-HR Canal Capital Management, LLC 140,242 116,164 -17.17 1,569 1,390 -11.41
2017-10-26 13F-HR UNITED BANK, INC. 429,915 93,783 -78.19 4,811 1,123 -76.66
2017-11-15 13F-HR Independent Advisor Alliance 74,730 66,562 -10.93 734 821 11.85
2017-11-15 13F-HR Aspen Investment Management Inc 13,268 12,768 -3.77 148 153 3.38
2017-11-14 13F-HR BANK OF NOVA SCOTIA Call 75,000 529,600 606.13 839 6,339 655.54
2017-10-12 13F-HR Sonora Investment Management, LLC 1,567 371 -76.32 17,533 4,447 -74.64
2017-11-03 13F-HR Maple Capital Management, Inc. 15,526 15,526 0.00 174 186 6.90
2017-10-06 13F-HR Carlton Hofferkamp & Jenks Wealth Management, LLC 15,737 16,318 3.69 176 195 10.80
2017-11-14 13F-HR NOMURA HOLDINGS INC Call 0 331,600 0 3,962
2017-11-13 13F-HR SevenBridge Financial Group, LLC 11,105 6,330 -43.00 124 76 -38.71
2017-10-27 13F-HR INTACT INVESTMENT MANAGEMENT INC. 91,000 91,000 0.00 1,020 1,088 6.67
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 4,671,949 4,813,977 3.04 52,253 57,644 10.32
2017-11-14 13F-HR Ionic Capital Management LLC Put 200,000 200,000 0.00 2,238 2,394 6.97
2017-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 60,600 0 -100.00 705 0
2017-11-14 13F-HR Raab & Moskowitz Asset Management LLC 28,511 19,925 -30.11 307 244 -20.52
2017-11-13 13F-HR Gargoyle Investment Advisor L.L.C. 179,819 285,450 58.74 2,012 3,417 69.83
2017-11-13 13F-HR SVA Plumb Wealth Management, LLC 78,826 70,076 -11.10 882 839 -4.88
2017-11-01 13F-HR Seatown Holdings Pte. Ltd. 450,000 0 -100.00 5,036 0 -100.00
2017-11-14 13F-HR Cognios Capital, LLC 10,677 10,633 -0.41 119 127 6.72
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 861 18,025 1,993.50 9 216 2,300.00
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 6,017 6,017 0.00 67 72 7.46
2017-11-13 13F-HR MUHLENKAMP & CO INC Put 110,000 110,000 0.00 1,231 1,317 6.99
2017-11-14 13F-HR Arrowpoint Asset Management, LLC 250,000 2,993
2017-08-14 13F-HR PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 238,678 0 -100.00 2,778 0 -100.00
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 1,793,979 1,629,531 -9.17 20,075 19,505 -2.84
2017-10-31 13F-HR Meridian Wealth Management, LLC 25,971 23,861 -8.12 291 287 -1.37
2017-11-09 13F-HR JP MORGAN CHASE & CO Call 300,000 469,300 56.43 3,357 5,613 67.20
2017-08-14 13F-HR Salient Capital Advisors, LLC 31,640 0 -100.00 368 0
2017-11-14 13F-HR Cornerstone Wealth Management, LLC 67,136 63,526 -5.38 765 783 2.35
2017-10-18 13F-HR DIAMOND HILL CAPITAL MANAGEMENT INC 15,569,701 16,100,432 3.41 174,225 192,722 10.62
2017-11-08 13F-HR Accuvest Global Advisors 46,162 452 -99.02 517 5 -99.03
2017-08-15 13F-HR Bluefin Trading, LLC 10,600 0 -100.00 123 0
2017-11-14 13F-HR Azimuth Capital Management LLC 189,289 179,199 -5.33 2,118 2,145 1.27
2017-10-12 13F-HR PRIVATE TRUST CO NA 28,851 29,848 3.46 322 357 10.87
2017-11-15 13F-HR Arbor Wealth Management, LLC 41,158 0 -100.00 443 0 -100.00
2017-10-02 13F-HR Hefty Wealth Partners 430 40,177 9,243.49 4 481 11,925.00
2017-10-10 13F-HR Baystate Wealth Management LLC 668 607 -9.13 9 7 -22.22
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 12,604 0 -100.00 141 0 -100.00
2017-11-13 13F-HR BlueMountain Capital Management, LLC 198,047 415,908 110.00 2,216 4,978 124.64
2017-11-06 13F-HR SEI INVESTMENTS CO 180,721 243,443 34.71 2,022 2,914 44.11
2017-10-23 13F-HR CAPROCK Group, Inc. 33,346 33,798 1.36 373 405 8.58
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 15,103 13,438 -11.02 169 163 -3.55
2017-11-14 13F-HR GAMBLE JONES INVESTMENT COUNSEL 33,071 31,142 -5.83 370 373 0.81
2017-10-30 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 200 200 0.00 2 2 0.00
2017-08-14 13F-HR Teza Capital Management LLC 42,555 0 -100.00 495 0
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 162,728 173,887 6.86 1,822 2,082 14.27
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 2,667,239 2,677,181 0.37 29,846 32,046 7.37
2017-10-20 13F-HR Regal Wealth Group, Inc. 5,058 5,108 0.99 57 61 7.02
2017-11-13 13F-HR Pacad Investment Ltd. 146,781 0 -100.00 1,642 0 -100.00
2017-11-09 13F-HR Burt Wealth Advisors 216 216 0.00 2 3 50.00
2017-11-08 13F-HR Pacer Advisors, Inc. 302,998 322,690 6.50 3,391 3,863 13.92
2017-11-13 13F-HR NORTHERN TRUST CORP 41,334,177 43,629,808 5.55 462,529 522,250 12.91
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 98,527 82,816 -15.95 1,103 991 -10.15
2017-10-06 13F-HR FARMERS TRUST CO 251,675 262,128 4.15 2,817 3,138 11.40
2017-11-13 13F-HR B. Riley Financial, Inc. 16,144 193
2017-11-07 13F-HR DAVIDSON & GARRARD INC 96,035 58,044 -39.56 1,075 695 -35.35
2017-11-13 13F-HR Brave Asset Management Inc 47,982 36,982 -22.93 537 443 -17.50
2017-11-15 13F-HR 10-15 ASSOCIATES, INC. 14,460 15,392 6.45 162 184 13.58
2017-11-03 13F-HR BESSEMER GROUP INC 34,545 42,327 22.53 386 506 31.09
2017-11-16 13F-HR Cetera Investment Advisers Call 2,000 0 -100.00 2 0 -100.00
2017-11-07 13F-HR Commonwealth Equity Services, Inc 2,043,991 2,009,585 -1.68 22,872 24,054 5.17
2017-11-13 13F-HR Quadrature Capital LTD 0 260,083 0 3,111
2017-11-08 13F-HR GIRARD PARTNERS LTD. 38,657 32,340 -16.34 433 387 -10.62
2017-11-03 13F-HR PZENA INVESTMENT MANAGEMENT LLC 23,812,718 25,409,816 6.71 266,464 304,155 14.14
2017-11-13 13F-HR Blume Capital Management, Inc. 1,546 1,546 0.00 17 19 11.76
2017-11-14 13F-HR Jump Trading, LLC 0 17,379 0 208
2017-11-13 13F-HR CITIGROUP INC Call 5,526,300 5,890,300 6.59 61,840 70,507 14.02
2017-11-13 13F-HR Oz Management LP Call 0 928,100 0 11,110
2017-11-08 13F-HR HAP Trading, LLC Call 12,600 37,100 194.44 2 24 1,100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO 34,809,519 38,849,533 11.61 389,518 464,639 19.29
2017-08-14 13F-HR CREDIT AGRICOLE S A Call 0 0 0 0
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 378,219 311,977 -17.51 4,232 3,734 -11.77
2017-11-13 13F-HR KOCH INDUSTRIES INC 26,569 26,702 0.50 297 320 7.74
2017-11-06 13F-HR Court Place Advisors, LLC 38,709 38,413 -0.76 433 460 6.24
2017-10-25 13F-HR NORTH STAR ASSET MANAGEMENT INC 33,410 389
2017-11-13 13F-HR Frontier Wealth Management LLC 45,594 37,384 -18.01 510 447 -12.35
2017-11-14 13F-HR BARCLAYS PLC Put 822,400 778,700 -5.31 9,203 9,322 1.29
2017-11-13 13F-HR Allianz Asset Management AG 11,804,378 11,876,868 0.61 132,066 142,166 7.65
2017-11-14 13F-HR IHT Wealth Management, LLC 35,634 58,423 63.95 466 721 54.72
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 516,891 402,133 -22.20 5,783 4,814 -16.76
2017-11-14 13F-HR Evanson Asset Management, LLC 13,478 161
2017-10-12 13F-HR Bridge Creek Capital Management LLC 241,960 265,010 9.53 2,708 3,172 17.13
2017-08-01 13F-HR EVERMAY WEALTH MANAGEMENT LLC 53,686 0 -100.00 625 0 -100.00
2017-10-26 13F-HR Concannon Wealth Management, LLC 1,575 1,578 0.19 18 19 5.56
2017-11-14 13F-HR GAM Holding AG 646,673 0 -100.00 7,236 0 -100.00
2017-10-26 13F-HR PRIVATE CAPITAL MANAGEMENT INC 23,050 0 -100.00 258 0 -100.00
2017-11-13 13F-HR Clear Perspective Advisors, LLC 8,609 26,719 210.36 96 320 233.33
2017-08-10 13F-HR SKBA CAPITAL MANAGEMENT LLC 521,700 0 -100.00 6,073 0 -100.00
2017-10-26 13F-HR Fintrust Investment Advisory Services, Llc 38,384 459
2017-10-05 13F-HR Crow Point Partners, LLC 8,700 0 -100.00 97 0 -100.00
2017-11-02 13F-HR CCM INVESTMENT ADVISERS LLC 15,550 15,100 -2.89 174 180 3.45
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 1,854 1,349 -27.24 21 16 -23.81
2017-11-03 13F-HR ADVISOR PARTNERS LLC 37,781 29,464 -22.01 423 353 -16.55
2017-10-10 13F-HR Nikko Asset Management Americas, Inc. 19,100 10,800 -43.46 214 129 -39.72
2017-11-14 13F-HR BANK OF NOVA SCOTIA Put 75,000 75,000 0.00 839 898 7.03
2017-10-03 13F-HR Eqis Capital Management, Inc. 49,164 57,177 16.30 550 684 24.36
2017-11-14 13F-HR CLS Investments, LLC 5,504 5,504 0.00 62 66 6.45
2017-10-24 13F-HR TRUST CO OF VERMONT 32,226 23,351 -27.54 361 280 -22.44
2017-11-07 13F-HR Gs Investments, Inc. 510 510 0.00 5,707 6,105 6.97
2017-11-14 13F-HR Carnegie Capital Asset Management, LLC 44,107 44,191 0.19 485 532 9.69
2017-10-24 13F-HR EASTERN BANK 49,103 44,773 -8.82 549 536 -2.37
2017-10-19 13F-HR Financial Advisory Service, Inc. 30,464 33,312 9.35 341 399 17.01
2017-11-15 13F-HR Neuberger Berman Group LLC 120,306 122,670 1.96 1,346 1,468 9.06
2017-10-26 13F-HR Texan Capital Management 133,761 129,821 -2.95 1,497 1,554 3.81
2017-11-02 13F-HR Armor Investment Advisors, LLC 92,482 92,105 -0.41 1,035 1,103 6.57
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 6,751,212 6,012,001 -10.95 75,546 71,964 -4.74
2017-11-14 13F-HR Jump Trading, LLC Call 37,600 9,800 -73.94 421 117 -72.21
2017-11-14 13F-HR Voya Financial Advisors, Inc. 80,598 86,909 7.83 900 1,039 15.44
2017-11-14 13F-HR Integral Derivatives, LLC Call 243,100 184,400 -24.15 2,720 2,207 -18.86
2017-10-31 13F-HR White Pine Investment CO 424,308 407,958 -3.85 4,748 4,883 2.84
2017-11-13 13F-HR Signature Financial Management, Inc. 17,569 21,970 25.05 197 263 33.50
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 371,100 359,100 -3.23 4,153 4,298 3.49
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 1,328,500 1,359,500 2.33 14,866 16,273 9.46
2017-11-15 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 12,205 16,960 38.96 137 203 48.18
2017-11-14 13F-HR Ionic Capital Management LLC 140,000 140,000 0.00 1,567 1,676 6.96
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 0 14,000 0 167
2017-11-13 13F-HR Winton Capital Group Ltd 81,945 68,394 -16.54 917 819 -10.69
2017-10-18 13F-HR WealthTrust-Arizona, LLC 3,734 5,013 34.25 42 60 42.86
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 2,284,011 2,266,978 -0.75 25,558 27,136 6.17
2017-11-07 13F-HR First Washington CORP 874 874 0.00 98 10 -89.80
2017-11-01 13F-HR State of Tennessee, Treasury Department 2,046,493 2,039,660 -0.33 22,900 24,415 6.62
2017-11-14 13F-HR PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC 182,969 0 -100.00 2,047 0 -100.00
2017-11-14 13F-HR HRT FINANCIAL LLC 0 23,702 0 283
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 15,055,223 13,816,886 -8.23 168,468 165,388 -1.83
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 2,062,773 2,057,873 -0.24 23,082 24,633 6.72
2017-11-08 13F-HR AE Wealth Management LLC 152,142 119,816 -21.25 1,702 1,434 -15.75
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 1,075,038 2,405,267 123.74 12,030 28,791 139.33
2017-11-01 13F-HR Lubar & Co., Inc 80,000 80,000 0.00 895 958 7.04
2017-10-17 13F-HR P.R. Herzig & Co. Inc. 192,300 190,300 -1.04 2,152 2,278 5.86
2017-10-25 13F-HR ROTHSCHILD INVESTMENT CORP /IL 221,576 230,026 3.81 2,479 2,753 11.05
2017-10-13 13F-HR Taylor Wealth Management Partners 1,800 1,800 0.00 20 22 10.00
2017-11-13 13F-HR Laurion Capital Management LP Call 3,214,400 3,214,400 0.00 35,970 38,478 6.97
2017-11-07 13F-HR Buckingham Capital Management, Inc. 67,127 61,301 -8.68 751 734 -2.26
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 815,802 803,509 -1.51 9,128 9,617 5.36
2017-11-03 13F-HR WESPAC Advisors SoCal, LLC 6,000 6,000 0.00 67 71 5.97
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 304,200 195,200 -35.83 3,404 2,337 -31.35
2017-10-12 13F-HR Advisory Services Network, LLC 66,095 70,725 7.01 740 847 14.46
2017-11-06 13F-HR Massey, Quick & Co., LLC 40,820 40,820 0.00 457 489 7.00
2017-10-11 13F-HR TRUST CO OF TOLEDO NA /OH/ 100,569 47,867 -52.40 1,125 573 -49.07
2017-11-06 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 228,899 0 -100.00 2,552 0 -100.00
2017-12-12 13F-HR/A-1 Patten Group, Inc. 6,676 6,714 0.57 73 80 9.59
2017-10-13 13F-HR CENTRAL BANK & TRUST CO 10,000 10,000 0.00 112 120 7.14
2017-11-14 13F-HR Stadion Money Management, LLC 58,630 44,783 -23.62 656 536 -18.29
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 586,408 507,323 -13.49 6,562 6,073 -7.45
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 363,605 363,605 0.00 4,080 4,352 6.67
2017-10-27 13F-HR OLD NATIONAL BANCORP /IN/ 19,963 18,774 -5.96 223 224 0.45
2017-11-03 13F-HR Sunbelt Securities, Inc. 0 48,780 0 584
2017-11-14 13F-HR UBS Group AG Call 626,248 1,018,604 62.65 7,008 12,193 73.99
2017-10-12 13F-HR V Wealth Management,LLC 9,994 0 -100.00 112 0 -100.00
2017-11-13 13F-HR RB Capital Management, LLC 12,104 0 -100.00 135 0 -100.00
2017-08-10 13F-HR FNY Partners Fund LP 10,000 0 -100.00 116 0
2017-10-02 13F-HR CACTI ASSET MANAGEMENT LLC 25,000 25,000 0.00 279 299 7.17
2017-11-14 13F-HR MORGAN STANLEY 37,340,038 34,145,849 -8.55 417,835 408,725 -2.18
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 3,156,000 3,733,800 18.31 35,316 44,694 26.55
2017-10-23 13F-HR Cutter & CO Brokerage, Inc. 24,249 23,960 -1.19 271 287 5.90
2017-09-26 13F-HR Perpetual Ltd 42,100 0 -100.00 474 0 -100.00
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 1,834,508 1,854,778 1.10 20,533 22,203 8.13
2017-08-11 13F-HR Adviser Investments LLC 11,083 0 -100.00 129 0 -100.00
2017-11-14 13F-HR SCOTIA CAPITAL INC. 389,548 413,140 6.06 4,359 4,944 13.42
2017-11-16 13F-HR Cetera Advisors LLC 231,185 243,547 5.35 2,577 2,911 12.96
2017-11-13 13F-HR Glassman Wealth Services 806 806 0.00 9 10 11.11
2017-11-14 13F-HR Standard Life Aberdeen Plc 5,113,709 61,211
2017-11-13 13F-HR LOEWS CORP 20,544 20,544 0.00 230 246 6.96
2017-10-24 13F-HR Cedar Wealth Management, LLC 15,620 17,465 11.81 175 209 19.43
2017-11-14 13F-HR Jefferies Group LLC Call 330,000 349,900 6.03 3,693 4,188 13.40
2017-11-14 13F-HR CREDIT AGRICOLE S A 10,585,321 13,006,224 22.87 118,449 155,684 31.44
2017-11-16 13F-HR Cetera Advisors LLC Call 2,000 0 -100.00 2 0 -100.00
2017-11-02 13F-HR FIDUCIARY TRUST CO 27,620 30,634 10.91 309 367 18.77
2017-10-12 13F-HR Koshinski Asset Management, Inc. 18,458 18,832 2.03 206,545 225,414 9.14
2017-08-14 13F-HR Petrus Trust Company, LTA 10,640 0 -100.00 124 0 -100.00
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 151,935 25,000 -83.55 1,700 299 -82.41
2017-08-18 13F-HR WFG Advisors, LP 36,470 44,335 21.57 425 496 16.71
2017-10-10 13F-HR First Command Financial Services, Inc. 4,763 4,219 -11.42 53 51 -3.77
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 184,664 175,900 -4.75 2,066 2,106 1.94
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. Put 800 800 0.00 9 10 11.11
2017-11-08 13F-HR Bdo Wealth Advisors, Llc 1,980 4,836 144.24 22 58 163.64
2017-11-14 13F-HR Greenwich Wealth Management LLC 82,786 88,906 7.39 926 1,064 14.90
2017-11-13 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 132,608 106,233 -19.89 1,484 1,272 -14.29
2017-10-31 13F-HR WEDBUSH SECURITIES INC 119,445 143,235 19.92 1,337 1,715 28.27
2017-11-14 13F-HR Proficio Capital Partners LLC 524 559 6.68 6 7 16.67
2017-10-31 13F-HR Barry Investment Advisors, LLC 14,694 12,333 -16.07 164 148 -9.76
2017-11-15 13F-HR OPUS INVESTMENT MANAGEMENT INC 210,000 150,000 -28.57 2,350 1,796 -23.57
2017-11-09 13F-HR/A-1 MONROE BANK & TRUST/MI 32,715 16,067 -50.89 366 193 -47.27
2017-08-07 13F-HR Karp Capital Management Corp 1,082,647 0 -100.00 12,602 0 -100.00
2017-11-15 13F-HR Alphastar Capital Management, Llc 11,114 133
2017-10-16 13F-HR Bowling Portfolio Management LLC 14,748 14,222 -3.57 165 170 3.03
2017-11-13 13F-HR KNOTT DAVID M 5,000 60
2017-11-14 13F-HR Elkfork Partners LLC 530,808 325,074 -38.76 5,940 3,891 -34.49
2017-11-13 13F-HR Argent Trust Co 48,860 34,682 -29.02 547 415 -24.13
2017-11-13 13F-HR STIFEL FINANCIAL CORP 1,119,108 1,011,427 -9.62 12,481 12,077 -3.24
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 1,126,775 1,447,675 28.48 12,609 17,329 37.43
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 17,632,064 20,337,235 15.34 197,303 243,437 23.38
2017-11-17 13F-HR Archford Capital Strategies, LLC 2,620 0 -100.00 105 0 -100.00
2017-10-23 13F-HR RDL FINANCIAL INC 98,119 90,998 -7.26 1,098 1,103 0.46
2017-11-14 13F-HR Freestone Capital Holdings, LLC 117,099 117,658 0.48 1,310 1,408 7.48
2017-10-25 13F-HR First Bank & Trust 80 185 131.25 1 2 100.00
2017-11-15 13F-HR/A-1 MARCO INVESTMENT MANAGEMENT LLC 0 18,330 0 219
2017-10-18 13F-HR CULBERTSON A N & CO INC 124,775 123,535 -0.99 1,396 1,479 5.95
2017-10-26 13F-HR Argyle Capital Management Inc. 147,200 153,200 4.08 1,647 1,834 11.35
2017-11-01 13F-HR Newfound Research LLC 123 117 -4.88 1 1 0.00
2017-10-13 13F-HR BURKE & HERBERT BANK & TRUST CO 35,988 35,988 0.00 402 430 6.97
2017-10-12 13F-HR Bogart Wealth, Llc 3,000 37
2017-08-02 13F-HR FIRST MERCANTILE TRUST CO 29,980 0 -100.00 349 0 -100.00
2017-10-23 13F-HR RAND WEALTH, LLC 15,122 14,300 -5.44 169 171 1.18
2017-11-09 13F-HR Capital Planning Advisors, LLC 13,048 0 -100.00 146 0 -100.00
2017-11-13 13F-HR RidgeWorth Capital Management LLC 0 4,850 0 58
2017-11-09 13F-HR Estabrook Capital Management 684,187 590,898 -13.64 7,656,053 7,073,049 -7.61
2017-11-14 13F-HR HSBC HOLDINGS PLC 5,126,960 5,819,273 13.50 57,371 69,655 21.41
2017-10-18 13F-HR Assenagon Asset Management S.A. Put 0 6,500,000 0 77,805
2017-08-11 13F-HR BRYN MAWR TRUST Co 10,563 0 -100.00 123 0 -100.00
2017-10-24 13F-HR NIPPON LIFE INSURANCE CO 154,365 154,722 0.23 1,727 1,852 7.24
2017-11-13 13F-HR HYMAN CHARLES D 877,723 851,286 -3.01 9,822 10,190 3.75
2017-11-07 13F-HR SG Americas Securities, LLC 2,357,380 904,754 -61.62 26,379 10,830 -58.94
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 926,694 909,326 -1.87 10,369 10,919 5.30
2017-07-05 13F-HR Verde Servicos Internacionais S.A. 24,100 0 -100.00 280 0 -100.00
2017-11-06 13F-HR RHUMBLINE ADVISERS 6,651,249 6,675,130 0.36 74,427 79,901 7.35
2017-07-21 13F-HR NORTHSTAR ASSET MANAGEMENT LLC 28,800 0 -100.00 335 0 -100.00
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 356,192 356,192 0.00 4,264 4,264 0.00
2017-11-14 13F-HR LPL Financial LLC 1,467,220 1,456,887 -0.70 16,418 17,439 6.22
2017-10-18 13F-HR Moloney Securities Asset Management, LLC 73,240 78,744 7.52 820 943 15.00
2017-11-07 13F-HR Columbia Asset Management 156,254 109,809 -29.72 1,748 1,314 -24.83
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. Call 23,000 76,900 234.35 5 59 1,080.00
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 35,374 72,530 105.04 395 868 119.75
2017-11-02 13F-HR Jacobi Capital Management LLC 14,389 17,146 19.16 163 212 30.06
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Call 0 45,000 0 537
2017-11-02 13F-HR Exchange Capital Management, Inc. 9,074 6,156 -32.16 102 74 -27.45
2017-11-14 13F-HR ROYAL BANK OF SCOTLAND GROUP PLC 48,200 48,200 0.00 539 577 7.05
2017-11-13 13F-HR Argent Trust Co 33,183 0 -100.00 372 0 -100.00
2017-11-06 13F-HR FLIPPIN BRUCE & PORTER INC 686,860 668,620 -2.66 7,686 8,003 4.12
2017-11-09 13F-HR Johnson Financial Group, Inc. 100,714 97,232 -3.46 1,128 1,164 3.19
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 388 1,344 246.39 30 117 290.00
2017-11-08 13F-HR ICON ADVISERS INC/CO 110,900 0 -100.00 1,241 0 -100.00
2017-11-13 13F-HR American National Registered Investment Advisor, Inc. 46,625 42,425 -9.01 522 508 -2.68
2017-11-13 13F-HR National Asset Management, Inc. 36,770 37,046 0.75 412 445 8.01
2017-10-10 13F-HR LAU ASSOCIATES LLC 107,800 107,800 0.00 1,206 1,290 6.97
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 496,843 496,843 0.00 5,560 5,947 6.96
2017-11-07 13F-HR DEPRINCE RACE & ZOLLO INC 2,838,912 2,162,512 -23.83 31,767 25,885 -18.52
2017-11-14 13F-HR Focused Wealth Management, Inc 84,891 77,833 -8.31 950 932 -1.89
2017-11-06 13F-HR Sigma Planning Corp 500,534 504,873 0.87 5,601 6,043 7.89
2017-11-08 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 19,200 13,450 -29.95 214 160 -25.23
2017-10-12 13F-HR SENTINEL TRUST CO LBA 421,288 347,575 -17.50 4,714 4,161 -11.73
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 7,573,240 7,536,865 -0.48 84,745 90,216 6.46
2017-10-12 13F-HR ORRSTOWN FINANCIAL SERVICES INC 500 500 0.00 6 6 0.00
2017-10-30 13F-HR Mercer Capital Advisers, Inc. 1,238 1,238 0.00 14 15 7.14
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 914,643 1,023,743 11.93 10,221 12,254 19.89
2017-11-20 13F-HR Crestwood Advisors LLC 16,400 16,400 0.00 183 196 7.10
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 3,684,122 3,748,158 1.74 41,226 44,865 8.83
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 1,479,700 2,798,300 89.11 16,558 33,496 102.29
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 97,824 79,018 -19.22 1,095 946 -13.61
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 837,310 527,338 -37.02 9,369 6,312 -32.63
2017-11-02 13F-HR RFG Advisory Group, LLC 12,981 0 -100.00 144 0 -100.00
2017-11-01 13F-HR First Personal Financial Services 1,400 900 -35.71 16 11 -31.25
2017-11-06 13F-HR FIRST NATIONAL TRUST CO 155,266 128,917 -16.97 1,737 1,543 -11.17
2017-11-08 13F-HR Ruggie Capital Group 500 500 0.00 6 6 0.00
2017-11-14 13F-HR HSBC HOLDINGS PLC Put 810,700 434,000 -46.47 9,072 5,195 -42.74
2017-10-19 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 1,025 1,391 35.71 11,470 16,650 45.16
2017-08-09 13F-HR SNS Financial Group, LLC Put 500 0 -100.00 6 0 -100.00
2017-11-14 13F-HR Krasney Financial LLC 32,039 32,097 0.18 359 384 6.96
2017-11-14 13F-HR Natixis Asset Management 13,282 12,474 -6.08 149 149 0.00
2017-11-07 13F-HR NOVARE CAPITAL MANAGEMENT LLC 13,268 0 -100.00 148 0 -100.00
2017-11-13 13F-HR KCM INVESTMENT ADVISORS LLC 23,160 19,806 -14.48 259 237 -8.49
2017-11-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 3,593,706 3,403,606 -5.29 40,214 40,741 1.31
2017-11-16 13F-HR Cetera Investment Advisers 137,544 133,880 -2.66 1,536 1,606 4.56
2017-11-14 13F-HR JANE STREET GROUP, LLC 330,917 185,531 -43.93 3,703 2,221 -40.02
2017-11-14 13F-HR TRUST CO OF VIRGINIA /VA 313,925 290,208 -7.55 3,513 3,474 -1.11
2017-11-08 13F-HR STEPHENS INC /AR/ 171,125 139,719 -18.35 1,915 1,672 -12.69
2017-11-15 13F-HR Financial Advisors Network, Inc. 79,188 84,805 7.09 886 1,015 14.56
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 2,160,727 2,018,446 -6.58 24,179 24,161 -0.07
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 347,876 351,925 1.16 4,049 3,938 -2.74
2017-11-09 13F-HR OPPENHEIMER & CO INC 524,573 522,287 -0.44 5,870 6,252 6.51
2017-11-06 13F-HR CAPITAL MANAGEMENT ASSOCIATES /NY/ 32,550 31,950 -1.84 364 382 4.95
2017-10-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 85,538 99,297 16.09 958 1,189 24.11
2017-11-13 13F-HR Employees Retirement System of Texas 244,000 347,000 42.21 2,730 4,154 52.16
2017-11-14 13F-HR GIRARD SECURITIES, INC. 34,527 24,358 -29.45 387 290 -25.06
2017-10-12 13F-HR VNBTrust, National Association 22,250 22,250 0.00 249 266 6.83
2017-11-09 13F-HR JP MORGAN CHASE & CO Put 1,165,700 594,600 -48.99 13,044 7,111 -45.48
2017-11-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. Call 300,000 3,591
2017-10-27 13F-HR Probity Advisors, Inc. 15,386 13,413 -12.82 172 161 -6.40
2017-10-31 13F-HR Empirical Finance, LLC 82,987 0 -100.00 929 0 -100.00
2017-11-14 13F-HR CPCM, LLC 310,143 94,533 -69.52 3,471 1,132 -67.39
2017-11-06 13F-HR AllSquare Wealth Management LLC 0 3,634 0 44
2017-10-18 13F-HR MIDAS MANAGEMENT CORP 160,000 160,000 0.00 1,790 1,915 6.98
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 14,616,542 15,158,550 3.71 163,560 181,448 10.94
2017-10-16 13F-HR GROESBECK INVESTMENT MANAGEMENT CORP /NJ/ 257,650 252,650 -1.94 2,883 3,024 4.89
2017-11-14 13F-HR Flinton Capital Management LLC 249,792 152,976 -38.76 2,795 1,831 -34.49
2017-11-03 13F-HR Essex Financial Services, Inc. 38,427 40,235 4.71 430 482 12.09
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 226,208 223,611 -1.15 2,532 2,676 5.69
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES Put 41,400 41,400 0.00 36 15 -58.33
2017-11-09 13F-HR Legal & General Group Plc 22,198,898 23,042,330 3.80 248,432 275,821 11.02
2017-11-08 13F-HR RPg Family Wealth Advisory, LLC 9,734 8,725 -10.37 108,923 104,438 -4.12
2017-11-15 13F-HR WOLVERINE TRADING, LLC 833,042 761,301 -8.61 9,305 9,113 -2.06
2017-11-17 13F-HR/A-1 Virtu Financial LLC 0 478,812 0 5,731
2017-10-16 13F-HR NAPLES GLOBAL ADVISORS, LLC 88,825 92,450 4.08 994 1,107 11.37
2017-11-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 13,922 73,226 425.97 156 877 462.18
2017-11-08 13F-HR HAP Trading, LLC 32,535 28,511 -12.37 364 341 -6.32
2017-11-08 13F-HR Kentucky Retirement Systems 250,720 240,149 -4.22 2,806 2,875 2.46
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 8,241,695 8,318,836 0.94 92,225 99,576 7.97
2017-10-25 13F-HR DUNCKER STREETT & CO INC 2,900 2,900 0.00 32 35 9.38
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 239,067 171,529 -28.25 2,675 2,053 -23.25
2017-10-24 13F-HR YOUNGS ADVISORY GROUP, INC. 11,806 10,783 -8.67 132 129 -2.27
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 86,300 110,104 27.58 966 1,318 36.44
2017-11-14 13F-HR TNB Financial 13,861 0 -100.00 155 0 -100.00
2017-11-06 13F-HR Gainplan LLC 11,072 11,118 0.42 124 133 7.26
2017-11-14 13F-HR Walleye Trading LLC Put 342,900 226,200 -34.03 3,836 2,709 -29.38
2017-11-13 13F-HR INVESTMENT CENTERS OF AMERICA INC 168,160 112,768 -32.94 1,879 1,351 -28.10
2017-11-13 13F-HR BLUESTEIN R H & CO 1,870,119 718,062 -61.60 20,927 8,595 -58.93
2017-11-01 13F-HR Mountain Capital Investment Advisors, Inc 2,986 1,393 -53.35 33 17 -48.48
2017-10-12 13F-HR Hexavest Inc. 3,460,191 3,432,878 -0.79 38,720 41,092 6.13
2017-10-13 13F-HR Union Bankshares Corp 15,003 14,519 -3.23 168 174 3.57
2017-11-13 13F-HR FIRST COMMONWEALTH FINANCIAL CORP /PA/ 35,772 23,401 -34.58 400 280 -30.00
2017-08-16 13F-HR/A-1 PATHSTONE FAMILY OFFICE, LLC 149,108 0 -100.00 1,736 0 -100.00
2017-11-13 13F-HR Convergence Investment Partners, LLC 101,054 101,658 0.60 1,131 1,217 7.60
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. Call 285,600 0 -100.00 3,196 0 -100.00
2017-11-14 13F-HR GRT CAPITAL PARTNERS L.L.C. 24,731 24,731 0.00 277 296 6.86
2017-11-14 13F-HR Zions Bancorporation 5,317 12,509 135.26 59 149 152.54
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 1,122,100 1,092,400 -2.65 12,534 13,076 4.32
2017-11-02 13F-HR BECKER CAPITAL MANAGEMENT INC 19,610 22,130 12.85 219 265 21.00
2017-10-23 13F-HR Alpha Cubed Investments, LLC 46,413 79,154 70.54 519 947 82.47
2017-11-14 13F-HR BlackRock Inc. Call 343,100 4,107
2017-10-25 13F-HR Liberty Capital Management, Inc. 17,831 117,018 556.26 203 1,416 597.54
2017-11-09 13F-HR Manchester Capital Management LLC 6,993 6,993 0.00 78 84 7.69
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 8,203,252 9,096,559 10.89 91,794 108,886 18.62
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 1,521,100 4,629,600 204.36 17,021 55,416 225.57
2017-10-25 13F-HR Carroll Financial Associates, Inc. 11,254 9,796 -12.96 125 120 -4.00
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 17,993 0 -100.00 201 0 -100.00
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 172,500 167,206 -3.07 1,930 2,001 3.68
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 2,054 0 25
2017-11-03 13F-HR Sterling Investment Advisors, Ltd. 3,900 4,400 12.82 44 53 20.45
2017-10-25 13F-HR FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 14,096 14,296 1.42 158 171 8.23
2017-11-07 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 200,496 200,496 0.00 2,244 2,400 6.95
2017-07-31 13F-HR ARP AMERICAS LLC 44,912 0 -100.00 523 0 -100.00
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 50,180 77,310 54.07 562 925 64.59
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 13 82,122 631,607.69 0 983
2017-10-25 13F-HR Starfire Investment Advisers, Inc. 17,246 12,019 -30.31 192 143 -25.52
2017-11-09 13F-HR Shamrock Asset Management LLC 300 300 0.00 3 4 33.33
2017-10-11 13F-HR FACTORY MUTUAL INSURANCE CO 1,236,000 1,256,000 1.62 13,831 15,034 8.70
2017-08-08 13F-HR BIRINYI ASSOCIATES INC 28,700 0 -100.00 334 0 -100.00
2017-11-14 13F-HR Voya Investment Management LLC 2,372,826 2,289,881 -3.50 26,552 27,410 3.23
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 1,492,783 1,657,520 11.04 16,704 19,841 18.78
2017-10-13 13F-HR Horan Securities, Inc. 3,376 3,057 -9.45 39 37 -5.13
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 8,847 8,901 0.61 99 107 8.08
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 116,000 100,000 -13.79 1,298 1,197 -7.78
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 46,550,301 60,651,375 30.29 520,897 725,997 39.37
2017-11-14 13F-HR Glen Harbor Capital Management LLC 437,136 267,708 -38.76 4,892 3,205 -34.48
2017-10-16 13F-HR CULLINAN ASSOCIATES INC 47,435 47,435 0.00 531 568 6.97
2017-11-14 13F-HR QS Investors, LLC 819,883 1,105,493 34.84 9,174 13,233 44.24
2017-07-26 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 69,168 0 -100.00 782 0 -100.00
2017-08-14 13F-HR BRINKER CAPITAL INC 56,786 0 -100.00 661 0 -100.00
2017-07-26 13F-HR RELIANCE TRUST CO OF DELAWARE 23,602 0 -100.00 275 0 -100.00
2017-11-13 13F-HR Mirador Capital Partners LP 22,545 273
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 181,648 195,196 7.46 2,033 2,337 14.95
2017-10-27 13F-HR SOL Capital Management CO 21,200 23,200 9.43 237 278 17.30
2017-11-13 13F-HR CITIGROUP INC Put 7,494,800 7,025,300 -6.26 83,867 84,092 0.27
2017-11-08 13F-HR Regal Investment Advisors LLC 74,737 71,119 -4.84 836 851 1.79
2017-11-08 13F-HR Cranbrook Wealth Management, LLC 11,709 11,705 -0.03 131 140 6.87
2017-10-27 13F-HR BREMER TRUST NATIONAL ASSOCIATION 21,796 21,029 -3.52 244 251 2.87
2017-08-28 13F-HR/A-1 HRS Investment Holdings, LLC 75,000 0 -100.00 910 0 -100.00
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 127,002 113,789 -10.40 1,421 1,362 -4.15
2017-10-30 13F-HR IFP Advisors, Inc 402,830 429,366 6.59 4,508 5,140 14.02
2017-11-13 13F-HR Quantitative Investment Management, LLC 0 3,117,900 0 37,321
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 897,505 876,877 -2.30 10,043 10,496 4.51
2017-10-19 13F-HR Edge Wealth Management LLC 41,310 32,610 -21.06 467 391 -16.27
2017-11-06 13F-HR River Wealth Advisors LLC 47,037 36,513 -22.37 526 437 -16.92
2017-11-14 13F-HR CLEARARC CAPITAL INC 95,921 100,539 4.81 1,073 1,203 12.12
2017-10-17 13F-HR SUMITOMO LIFE INSURANCE CO 149,253 146,600 -1.78 1,670 1,755 5.09
2017-11-13 13F-HR CIM INVESTMENT MANGEMENT INC 50,476 47,726 -5.45 565 571 1.06
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 9,054 9,495 4.87 87 108 24.14
2017-11-14 13F-HR Magnetar Financial LLC 0 19,321 0 231
2017-10-11 13F-HR Community Bank & Trust, Waco, Texas 184,617 165,929 -10.12 2,066 1,986 -3.87
2017-08-14 13F-HR Point72 Asset Management, L.P. Call 2,625,000 0 -100.00 30,555 0 -100.00
2017-11-09 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 40,656 37,656 -7.38 455 451 -0.88
2017-11-08 13F-HR FAYEZ SAROFIM & CO 14,199 12,699 -10.56 159 152 -4.40
2017-11-13 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 22,250 14,466 -34.98 249 173 -30.52
2017-11-03 13F-HR COURIER CAPITAL CORP 29,189 29,192 0.01 327 349 6.73
2017-11-03 13F-HR Swiss National Bank 13,548,935 13,697,535 1.10 151,613 163,959 8.14
2017-10-27 13F-HR Lakeview Capital Partners, LLC 0 12,692 0 152
2017-11-14 13F-HR CMT Capital Markets Trading GmbH Call 264,200 300,800 13.85 2,956 3,601 21.82
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 0 10,200 0 122
2017-11-08 13F-HR Buckingham Asset Management, LLC 19,642 17,634 -10.22 220 211 -4.09
2017-11-07 13F-HR Blue Chip Partners, Inc. 98,914 50,682 -48.76 1,107 607 -45.17
2017-08-02 13F-HR Symmetry Partner, LLC 865 0 -100.00 10 0 -100.00
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 205,630 215,830 4.96 2,301 2,583 12.26
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 536,064 559,740 4.42 5,999 6,700 11.69
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 75,762,261 68,743,757 -9.26 847,781 822,863 -2.94
2017-11-03 13F-HR ALPS ADVISORS INC 4,289,093 4,084,909 -4.76 47,995 48,896 1.88
2017-11-20 13F-HR/A-1 ClariVest Asset Management LLC 18,600 0 -100.00 217 0 -100.00
2017-08-11 13F-HR KCG HOLDINGS, INC. 337,642 679,049 101.12 3,930 7,599 93.36
2017-11-28 13F-HR/A-1 Wellington Shields Capital Management, LLC 112,220 79,420 -29.23 1,256 951 -24.28
2017-11-06 13F-HR Crescent Grove Advisors, Llc 22,450 25,450 13.36 251 305 21.51
2017-11-13 13F-HR MISSION WEALTH MANAGEMENT, LLC 11,310 11,310 0.00 127 135 6.30
2017-11-14 13F-HR Clearbridge Investments, LLC 5,650 5,475 -3.10 63 66 4.76
2017-10-11 13F-HR Ipswich Investment Management Co., Inc. 10,360 10,360 0.00 116 124 6.90
2017-10-12 13F-HR Atlas Brown,Inc. 13,568 13,571 0.02 152 162 6.58
2017-10-16 13F-HR Louisiana State Employees Retirement System 242,600 244,200 0.66 2,715 2,923 7.66
2017-10-25 13F-HR DUFF & PHELPS INVESTMENT MANAGEMENT CO 44,180 43,980 -0.45 494 526 6.48
2017-11-09 13F-HR South Dakota Investment Council 498,710 498,710 0.00 5,581 5,970 6.97
2017-08-14 13F-HR Alambic Investment Management, L.P. 630,280 0 -100.00 7,336 0 -100.00
2017-10-05 13F-HR Kelman-Lazarov, Inc. 10,340 0 -100.00 116 0 -100.00
2017-10-30 13F-HR Community Bank, N.A. 9,830 5,705 -41.96 110 69 -37.27
2017-08-14 13F-HR MASTERS CAPITAL MANAGEMENT LLC 500,000 0 -100.00 5,820 0 -100.00
2017-11-14 13F-HR ACCIDENT COMPENSATION CORP 224,584 192,284 -14.38 2,513 2,302 -8.40
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 4,095,622 5,179,888 26.47 47,672 57,964 21.59
2017-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 245,448 0 -100.00 2,857 0 -100.00
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 694,420 650,093 -6.38 7,771 7,782 0.14
2017-11-14 13F-HR STATE STREET CORP 160,964,378 156,418,234 -2.82 1,801,191 1,872,320 3.95
2017-11-02 13F-HR AMG National Trust Bank 100,100 100,100 0.00 1,120 1,198 6.96
2017-11-13 13F-HR GREENLEAF TRUST 17,443 19,988 14.59 195 239 22.56
2017-11-06 13F-HR TORONTO DOMINION BANK 1,924,487 1,477,367 -23.23 21,531 17,681 -17.88
2017-11-13 13F-HR KBC Group NV 1,652,507 1,821,166 10.21 18,492 21,799 17.88
2017-10-13 13F-HR FIRST FINANCIAL CORP /IN/ 2,819 2,819 0.00 32 34 6.25
2017-11-13 13F-HR WATERS PARKERSON & CO., LLC 22,150 22,850 3.16 248 274 10.48
2017-10-18 13F-HR ALPHA WINDWARD LLC 12,268 12,356 0.72 137 148 8.03
2017-10-16 13F-HR Hartford Financial Management Inc. 3,104 3,112 0.26 34 37 8.82
2017-11-13 13F-HR Spark Investment Management LLC 18,588 0 -100.00 207 0 -100.00
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 832,866 840,605 0.93 9,320 10,062 7.96
2017-10-19 13F-HR LS Investment Advisors, LLC 843,723 817,581 -3.10 9,441 9,786 3.65
2017-11-14 13F-HR Jefferies Group LLC 47,957 116,950 143.86 537 1,400 160.71
2017-11-14 13F-HR Mariner Wealth Advisors, LLC 59,970 45,565 -24.02 671 545 -18.78
2017-11-15 13F-HR Narus Financial Partners, LLC 12,055 12,289 1.94 135 147 8.89
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 3,338 2,452 -26.54 37 29 -21.62
2017-11-14 13F-HR BlackRock Inc. 234,567,920 227,478,964 -3.02 2,624,814 2,722,926 3.74
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 1,904,000 1,974,100 3.68 21,308 23,629 10.89
2017-11-06 13F-HR Ballentine Partners, LLC Call 1,500 18
2017-11-14 13F-HR NOMURA HOLDINGS INC Put 600,000 1,153,500 92.25 6,754 13,783 104.07
2017-10-20 13F-HR WEATHERLY ASSET MANAGEMENT L. P. 57,066 52,616 -7.80 639 630 -1.41
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 1,878,733 1,855,681 -1.23 21,023 22,213 5.66
2017-11-02 13F-HR SMITH, MOORE & CO. 24,921 25,951 4.13 279 311 11.47
2017-11-06 13F-HR Summit Financial Wealth Advisors, LLC 26,711 17,711 -33.69 299 212 -29.10
2017-11-06 13F-HR Advisor Group, Inc. 811,110 854,834 5.39 9,077 10,233 12.74
2017-11-07 13F-HR SG Americas Securities, LLC Put 140,000 790,000 464.29 186 1,066 473.12
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 516,727 521,971 1.01 5,782 6,248 8.06
2017-07-13 13F-HR HALLMARK CAPITAL MANAGEMENT INC 750 0 -100.00 9 0 -100.00
2017-08-14 13F-HR CMT Asset Management Ltd 62,801 0 -100.00 731 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,462,976 12,279,239 -15.10 161,841 146,983 -9.18
2017-11-02 13F-HR WESBANCO BANK INC 95,237 88,047 -7.55 1,065 1,054 -1.03
2017-11-01 13F-HR Trust Asset Management LLC 12,263 12,263 0.00 137 147 7.30
2017-10-10 13F-HR First Command Bank 4,763 4,219 -11.42 53 51 -3.77
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 91,516 81,788 -10.63 1,024 979 -4.39
2017-11-08 13F-HR Willingdon Wealth Management 301,453 690 -99.77 3,373 8 -99.76
2017-11-14 13F-HR SUNTRUST BANKS INC 284,134 275,041 -3.20 3,177 3,290 3.56
2017-10-16 13F-HR State of Alaska, Department of Revenue 64,290 107,540 67.27 719 1,286 78.86
2017-10-13 13F-HR Perkins Coie Trust Co 171 171 0.00 2 2 0.00
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 717,471 761,006 6.07 8,029 9,109 13.45
2017-08-09 13F-HR Timber Hill LLC Put 124,000 0 -100.00 1,443 0
2017-11-13 13F-HR Partners Value Investments LP 820,000 820,000 0.00 9,176 9,815 6.96
2017-11-14 13F-HR CMT Asset Management Ltd Put 270,100 220,000 -18.55 3,022 2,633 -12.87
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 3,381 2,182 -35.46 38 26 -31.58
2017-11-01 13F-HR STONEBRIDGE CAPITAL MANAGEMENT INC 0 13,000 0 156
2017-11-01 13F-HR Ariel Capital Advisors, LLC 21,350 21,350 0.00 239 256 7.11
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 750,932 714,229 -4.89 8,403 8,549 1.74
2017-11-14 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 110 0 -100.00 1 0 -100.00
2017-11-14 13F-HR BlueCrest Capital Management Ltd Call 0 500,000 0 5,985
2017-11-09 13F-HR Diligent Investors, LLC 45,836 48,051 4.83 513 575 12.09
2017-10-19 13F-HR Cordasco Financial Network 7,000 7,000 0.00 78 84 7.69
2017-11-01 13F-HR Good Life Advisors, LLC 14,308 14,343 0.24 160 174 8.75
2017-11-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 700 700 0.00 8 8 0.00
2017-11-16 13F-HR GOFEN & GLOSSBERG LLC /IL/ 14,783 15,033 1.69 165 180 9.09
2017-10-06 13F-HR Berson & Corrado Investment Advisors, LLC 14,270 14,270 0.00 160 171 6.88
2017-10-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 12,277 12,277 0.00 137 147 7.30
2017-08-15 13F-HR Bluefin Trading, LLC Call 29,400 0 -100.00 1 0
2017-11-06 13F-HR INTRUST BANK NA 30,928 31,555 2.03 346 378 9.25
2017-10-20 13F-HR Mathes Company, Inc. 51,000 56,000 9.80 571 670 17.34
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 1,986,940 1,794,155 -9.70 22,233 21,475 -3.41
2017-11-15 13F-HR MV Capital Management, Inc. 424 424 0.00 5 5 0.00
2017-08-14 13F-HR Point72 Europe (London) LLP 212,000 0 -100.00 2,468 0 -100.00
2017-11-14 13F-HR Sullivan, Bruyette, Speros & Blaney, Inc. 31,408 31,785 1.20 351 380 8.26
2017-11-09 13F-HR PIONEER INVESTMENT MANAGEMENT INC 1,165,277 919,277 -21.11 13,039 11,004 -15.61
2017-11-06 13F-HR Retirement Systems of Alabama 1,896,336 1,897,499 0.06 21,220 22,713 7.04
2017-08-14 13F-HR PEAK6 Investments, L.P. 112,394 0 -100.00 1,308 0 -100.00
2017-10-17 13F-HR St. Johns Investment Management Company, LLC Put 1,500 1,500 0.00 0 0
2017-11-14 13F-HR Verition Fund Management LLC Call 50,000 0 -100.00 560 0 -100.00
2017-10-30 13F-HR NJ State Employees Deferred Compensation Plan 60,000 60,000 0.00 671 718 7.00
2017-10-17 13F-HR TOMPKINS FINANCIAL CORP 3,502 3,502 0.00 39 42 7.69
2017-11-14 13F-HR Stockman Asset Management 25,675 27,456 6.94 287 329 14.63
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 5,624,756 5,490,366 -2.39 62,941 65,720 4.42
2017-10-27 13F-HR VICUS CAPITAL 214,527 192,050 -10.48 2,401 2,299 -4.25
2017-11-14 13F-HR Verition Fund Management LLC 0 128,433 0 1,537
2017-10-24 13F-HR TrueNorth, Inc. 48,264 0 -100.00 540 0 -100.00
2017-11-14 13F-HR BROOKFIELD ASSET MANAGEMENT INC. 94,800 0 -100.00 1,061 0 -100.00
2017-10-25 13F-HR Rehmann Capital Advisory Group 153,655 169,502 10.31 1,719 2,029 18.03
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 86,111 236,111 174.19 964 2,826 193.15
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 171,600 200,000 16.55 1,920 2,394 24.69
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 1,689,092 1,647,381 -2.47 18,901 19,719 4.33
2017-10-12 13F-HR Horrell Capital Management, Inc. 1,000 1,000 0.00 11 12 9.09
2017-10-06 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 44,051 37,791 -14.21 493 452 -8.32
2017-10-30 13F-HR Crossvault Capital Management LLC 11,300 135
2017-11-15 13F-HR GREENWOOD GEARHART INC 13,193 158
2017-10-19 13F-HR DENALI ADVISORS LLC 371,577 68,200 -81.65 4,158 816 -80.38
2017-11-01 13F-HR GABELLI FUNDS LLC 175,000 165,000 -5.71 1,958 1,975 0.87
2017-10-11 13F-HR FOUNDATION RESOURCE MANAGEMENT INC 21,588 21,249 -1.57 242 254 4.96
2017-11-14 13F-HR MASTRAPASQUA ASSET MANAGEMENT INC 21,830 33,630 54.05 244 403 65.16
2017-11-07 13F-HR PALLADIUM PARTNERS LLC 82,162 78,462 -4.50 919 939 2.18
2017-10-20 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 913,626 916,303 0.29 10,223 10,968 7.29
2017-10-18 13F-HR ARROW FINANCIAL CORP 6,274 4,400 -29.87 70 53 -24.29
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 303,636 290,714 -4.26 3,397 3,479 2.41
2017-11-02 13F-HR Hodges Capital Management Inc. 23,606 23,011 -2.52 264 275 4.17
2017-11-14 13F-HR Corient Capital Partners, LLC 235,344 212,478 -9.72 2,634 2,544 -3.42
2017-10-24 13F-HR STOCK YARDS BANK & TRUST CO 25,610 29,435 14.94 287 353 23.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 6,704,277 0 80,250
2017-07-24 13F-HR Puplava Financial Services, Inc. 10,000 0 -100.00 116 0 -100.00
2017-10-27 13F-HR Cable Hill Partners, LLC 120 380 216.67 1 5 400.00
2017-11-13 13F-HR Engineers Gate Manager LP 158,166 0 -100.00 1,770 0 -100.00
2017-10-27 13F-HR Mechanics Bank Trust Department 10,273 13,973 36.02 115 167 45.22
2017-11-06 13F-HR Migdal Insurance & Financial Holdings Ltd. 1,810 2,693 48.78 20 32 60.00
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 1,183,884 1,343,084 13.45 13,247 16,071 21.32
2017-11-15 13F-HR GREEN SQUARE CAPITAL LLC 33,211 13,265 -60.06 372 159 -57.26
2017-10-17 13F-HR BANK OF THE WEST 152,366 146,413 -3.91 1,705 1,753 2.82
2017-10-16 13F-HR Kessler Investment Group, LLC 100 100 0.00 1 1 0.00
2017-11-08 13F-HR D.A. DAVIDSON & CO. 588,947 593,903 0.84 6,590 7,109 7.88
2017-10-02 13F-HR PARK NATIONAL CORP /OH/ 381,564 277,898 -27.17 4,269 3,326 -22.09
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 4,316 5,516 27.80 48 66 37.50
2017-11-13 13F-HR Live Your Vision, LLC 229 0 -100.00 2 0 -100.00
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 2,489 2,489 0.00 28 30 7.14
2017-10-30 13F-HR Capital Advantage, Inc. 10,885 0 -100.00 122 0 -100.00
2017-10-27 13F-HR Northstar Wealth Partners LLC 10,987 11,276 2.63 124 139 12.10
2017-08-07 13F-HR MAI Capital Management 10,700 0 -100.00 125 0 -100.00
2017-11-14 13F-HR Alpine Partners VI, LLC 10,000 0 -100.00 112 0 -100.00
2017-11-15 13F-HR First Heartland Consultants, Inc. 37,123 36,420 -1.89 415 436 5.06
2017-11-15 13F-HR Arete Wealth Advisors, LLC 17,707 17,032 -3.81 198 204 3.03
2017-11-13 13F-HR RiverPoint Capital Management, LLC 16,840 25,983 54.29 188 311 65.43
2017-11-03 13F-HR AR ASSET MANAGEMENT INC 79,585 79,585 0.00 891 953 6.96
2017-11-14 13F-HR Circle Wealth Management, LLC 18,562 19,144 3.14 208 229 10.10
2017-11-14 13F-HR Meadow Creek Investment Management LLC 343,464 210,342 -38.76 3,843 2,518 -34.48
2017-10-23 13F-HR Bartlett & Co. LLC 3,678 3,178 -13.59 41 38 -7.32
2017-11-06 13F-HR COMERICA BANK 1,250,911 1,257,393 0.52 14,123 15,214 7.72
2017-11-07 13F-HR Quantbot Technologies LP 506,037 833,213 64.65 5,662 9,973 76.14
2017-11-13 13F-HR PITTENGER & ANDERSON INC 1,000 1,000 0.00 11 12 9.09
2017-08-14 13F-HR Princeton Portfolio Strategies Group LLC 12,122 0 -100.00 141 0 -100.00
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 1,996,890 2,036,044 1.96 22,345 24,371 9.07
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 802,582 802,582 0.00 8,981 9,607 6.97
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 7,293,183 7,278,983 -0.19 81,611 87,129 6.76
2017-10-24 13F-HR Rathbone Brothers plc 11,100 11,100 0.00 124 133 7.26
2017-10-19 13F-HR APG Asset Management N.V. 11,201,615 834,654 -92.55 125,346 9,991 -92.03
2017-08-04 13F-HR Sicart Associates LLC 27,500 0 -100.00 320 0 -100.00
2017-07-11 13F-HR Beacon Capital Management, Inc. 1 0 -100.00 0 0
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 933,128 922,652 -1.12 10,442 11,044 5.77
2017-11-14 13F-HR ALKEON CAPITAL MANAGEMENT LLC Call 15,000,000 5,000,000 -66.67 167,850 59,850 -64.34
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 49,878 48,237 -3.29 558 577 3.41
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 5,058,046 4,888,019 -3.36 56,600 58,510 3.37
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 165,540 1,982
2017-11-13 13F-HR PineBridge Investments, L.P. 0 12,870 0 154
2017-10-23 13F-HR Oxbow Advisors, LLC 166,013 164,443 -0.95 1,858 1,968 5.92
2017-11-06 13F-HR Winfield Associates, Inc. 0 710 0 8
2017-11-13 13F-HR COMERICA SECURITIES INC 14,041 13,894 -1.05 157 166 5.73
2017-10-30 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 35,464 28,029 -20.96 397 336 -15.37
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 1,800,000 1,800,000 0.00 20,142 21,546 6.97
2017-10-11 13F-HR Schneider Downs Wealth Management Advisors, LP 14,350 14,350 0.00 161 172 6.83
2017-10-25 13F-HR Doyle Wealth Management 28,726 28,551 -0.61 321 342 6.54
2017-11-14 13F-HR Nuveen Fund Advisors, LLC 764,809 589,897 -22.87 8,558 7,061 -17.49
2017-11-03 13F-HR PITCAIRN CO 14,902 15,662 5.10 167 187 11.98
2017-10-30 13F-HR IFP Advisors, Inc Put 15,500 15,500 0.00 173 186 7.51
2017-11-09 13F-HR FFCM LLC 10,464 9,744 -6.88 121 120 -0.83
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 170,400 0 -100.00 1,907 0 -100.00
2017-11-02 13F-HR INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 81,168 81,418 0.31 908 975 7.38
2017-11-13 13F-HR Oz Management LP 270,900 208,800 -22.92 3,031 2,499 -17.55
2017-11-15 13F-HR SRS Capital Advisors, Inc. 8,113 7,348 -9.43 91 87 -4.40
2017-11-03 13F-HR Tradewinds Capital Management, LLC 3,296 3,303 0.21 37 40 8.11
2017-11-14 13F-HR BOKF, NA 91,725 86,672 -5.51 1,027 1,037 0.97
2017-11-13 13F-HR Edmonds Duncan Registered Investment Advisors, LLC 23,223 23,223 0.00 260 280 7.69
2017-10-12 13F-HR Trust Co 1,715 1,715 0.00 19 21 10.53
2017-10-31 13F-HR Savant Capital, LLC 31,506 30,590 -2.91 353 366 3.68
2017-11-14 13F-HR BARCLAYS PLC 9,811,364 8,546,714 -12.89 109,789 102,306 -6.82
2017-11-08 13F-HR/A-1 TELEMUS CAPITAL, LLC 13,088 0 -100.00 146 0 -100.00
2017-11-08 13F-HR SECURITY NATIONAL TRUST CO 287 287 0.00 3 3 0.00
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 247,888 158,382 -36.11 2,773 1,896 -31.63
2017-11-14 13F-HR AJO, LP 594,077 643,700 8.35 6,648 7,705 15.90
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 7,823 10,542 34.76 88 126 43.18
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 9,254,254 9,619,130 3.94 103,555 115,141 11.19
2017-10-06 13F-HR CenturyLink Investment Management Co 63,016 66,201 5.05 705 792 12.34
2017-11-09 13F-HR EAGLE ASSET MANAGEMENT INC 285,612 285,418 -0.07 3,195 3,450 7.98
2017-10-12 13F-HR MOODY NATIONAL BANK TRUST DIVISION 44,425 40,225 -9.45 497 482 -3.02
2017-11-08 13F-HR/A-1 Cornerstone Investment Partners, LLC 285,996 285,935 -0.02 3,200 3,423 6.97
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 5,535,877 5,493,487 -0.77 61,946 65,757 6.15
2017-10-17 13F-HR Capital Investment Advisors, LLC 213,874 216,306 1.14 2,393 2,589 8.19
2017-11-09 13F-HR LVW Advisors, LLC 17,685 16,685 -5.65 198 200 1.01
2017-08-01 13F-HR TDAM USA INC. 23,910 0 -100.00 278 0 -100.00
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 762,900 1,112,700 45.85 8,536 13,318 56.02
2017-08-09 13F-HR MRJ CAPITAL INC 22,100 0 -100.00 257 0 -100.00
2017-07-17 13F-HR EXANE DERIVATIVES 10,733 0 -100.00 124,914 0 -100.00
2017-10-27 13F-HR Mosaic Family Wealth, LLC 1,467 1,468 0.07 16 18 12.50
2017-11-14 13F-HR Natixis 0 502,465 0 6,015
2017-11-13 13F-HR FDO Partners, LLC 418,609 0 -100.00 4,684 0 -100.00
2017-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 44,000 0 -100.00 510 0 -100.00
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 3,173 3,142 -0.98 37 38 2.70
2017-11-13 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 16,924 15,351 -9.29 189 184 -2.65
2017-11-14 13F-HR Apriem Advisors 13,826 10,909 -21.10 155 131 -15.48
2017-11-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 5,110 6,740 31.90 57 81 42.11
2017-11-14 13F-HR Folger Hill Asset Management LP 41,900 502
2017-11-14 13F-HR CAPITAL GUARDIAN TRUST CO 0 333 0 4
2017-11-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 285,695 285,695 0.00 3,197 3,420 6.98
2017-11-13 13F-HR SII INVESTMENTS INC/WI 143,306 150,445 4.98 1,602 1,801 12.42
2017-11-14 13F-HR AlphaOne Investment Services, LLC 4,309 52
2017-11-15 13F-HR M Holdings Securities, Inc. 78,337 72,346 -7.65 877 866 -1.25
2017-11-14 13F-HR SSI INVESTMENT MANAGEMENT INC 12,610 12,538 -0.57 140 149 6.43
2017-10-17 13F-HR Cutler Group LP 198,665 99,259 -50.04 2,223 1,188 -46.56
2017-10-12 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 227,678 239,786 5.32 2,548 2,870 12.64
2017-10-10 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 723,871 427,147 -40.99 8,100 5,113 -36.88
2017-08-03 13F-HR QUATTRO FINANCIAL ADVISORS LLC 39,000 0 -100.00 453,960 0 -100.00
2017-10-12 13F-HR DAVENPORT & Co LLC 116,246 112,908 -2.87 1,300,788 1,351,505 3.90
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 892,442 725,659 -18.69 9,985 8,686 -13.01
2017-11-13 13F-HR Precocity Capital LP 750,000 750,000 0.00 8,393 8,978 6.97
2017-11-14 13F-HR Institute for Wealth Management, LLC. 110,362 134,950 22.28 1,227 1,620 32.03
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. Put 300,000 432,000 44.00 3,357 5,171 54.04
2017-10-31 13F-HR Csenge Advisory Group 76,335 913,728
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 1,811 3,957 118.50 20 47 135.00
2017-10-26 13F-HR Integrated Investment Consultants, LLC 14,349 11,649 -18.82 161 139 -13.66
2017-11-13 13F-HR Boston Common Asset Management, LLC 27,371 26,756 -2.25 306 320 4.58
2017-08-09 13F-HR Gareth Morgan Investments Limited Partnership 201,445 0 -100.00 2,345 0 -100.00
2017-10-05 13F-HR Washington Trust Bank 27,651 25,928 -6.23 309 310 0.32
2017-11-08 13F-HR Autus Asset Management, LLC 13,566 13,566 0.00 152 162 6.58
2017-08-14 13F-HR CSS LLC/IL Put 5,000 0 -100.00 58 0 -100.00
2017-11-13 13F-HR WBI INVESTMENTS, INC. 163,414 162,054 -0.83 1,829 1,940 6.07
2017-11-08 13F-HR Horan Capital Advisors, LLC. 174 2
2017-08-11 13F-HR Biondo Investment Advisors, LLC 413,351 0 -100.00 5,256 0 -100.00
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI Put 2,600,000 2,600,000 0.00 29,094 31,122 6.97
2017-10-25 13F-HR SIMPLEX TRADING, LLC 175,482 102,053 -41.84 1,963 1,221 -37.80
2017-10-23 13F-HR PRENTISS SMITH & CO INC 3,000 0 -100.00 34 0 -100.00
2017-10-17 13F-HR Cutler Group LP Call 144,200 270,500 87.59 25 149 496.00
2017-11-13 13F-HR Citizens Financial Group Inc/RI 7,870 7,870 0.00 88 94 6.82
2017-08-14 13F-HR Drexel Morgan & Co. 80,875 0 -100.00 942 0 -100.00
2017-11-08 13F-HR ASSETMARK, INC 7,919 7,900 -0.24 89 95 6.74
2017-11-14 13F-HR RGT Capital Management, Ltd. 11,532 11,532 0.00 129 138 6.98
2017-11-13 13F-HR Sheaff Brock Investment Advisors, LLC 386,616 407,322 5.36 4,326 4,876 12.71
2017-11-22 13F-HR Chicago Partners Investment Group LLC 2,313 6,602 185.43 28 79 182.14
2017-11-14 13F-HR HBK Sorce Advisory LLC 23,265 21,066 -9.45 260 252 -3.08
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 355,200 329,200 -7.32 3,975 3,941 -0.86
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 4,274,400 4,914,800 14.98 47,831 58,830 23.00
2017-11-06 13F-HR Trust Investment Advisors 87,265 0 -100.00 976 0 -100.00
2017-10-11 13F-HR DnB Asset Management AS 382,792 376,892 -1.54 4,283,442 4,511,397 5.32
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 18,600 223
2017-11-14 13F-HR CSS LLC/IL 15,323 15,323 0.00 171 183 7.02
2017-11-13 13F-HR CKW FINANCIAL GROUP 9,600 9,600 0.00 111 115 3.60
2017-11-09 13F-HR Fernwood Investment Management, LLC 16,000 16,000 0.00 179 192 7.26
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC Put 600,000 625,000 4.17 141 152 7.80
2017-11-15 13F-HR Tortoise Investment Management, LLC 105 105 0.00 1 1 0.00
2017-08-03 13F-HR LMR Partners LLP 155,437 0 -100.00 1,810 0 -100.00
2017-11-01 13F-HR Portland Global Advisors LLC 15,723 15,723 0.00 176 188 6.82
2017-10-18 13F-HR Assenagon Asset Management S.A. Call 0 2,200,000 0 26,334
2017-10-16 13F-HR CWM, LLC 16,364 14,874 -9.11 183 178 -2.73
2017-11-13 13F-HR LSV ASSET MANAGEMENT 22,883,587 23,132,350 1.09 256,067 276,894 8.13
2017-11-02 13F-HR Pettee Investors, Inc. 11,900 11,900 0.00 133 142 6.77
2017-11-14 13F-HR TLP GROUP LLC 63,500 37,056 -41.64 711 444 -37.55
2017-11-08 13F-HR DONALDSON CAPITAL MANAGEMENT, LLC 13,851 15,792 14.01 155 189 21.94
2017-11-07 13F-HR SNS Financial Group, LLC 13,546 13,872 2.41 152 166 9.21
2017-11-06 13F-HR ANCHOR CAPITAL ADVISORS LLC 962,763 933,793 -3.01 10,773 11,178 3.76
2017-11-14 13F-HR SIGNATUREFD, LLC 23,486 23,059 -1.82 263 276 4.94
2017-11-03 13F-HR HENNESSY ADVISORS INC 418,045 418,045 0.00 4,678 5,004 6.97
2017-11-14 13F-HR AVALON ADVISORS, LLC 35,300 0 -100.00 395 0 -100.00
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 86,076 81,076 -5.81 963 970 0.73
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 2,645,555 2,596,762 -1.84 29,604 31,083 5.00
2017-10-12 13F-HR WEBSTER BANK, N. A. 3,840 4,840 26.04 43 58 34.88
2017-11-13 13F-HR B. Riley Financial, Inc. Put 400,000 0 -100.00 4,476 0 -100.00
2017-11-14 13F-HR/A-1 INTL FCSTONE INC. 24,218 35,910 48.28 271 430 58.67
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 15,515 14,043 -9.49 180,595 157,141 -12.99
2017-11-16 13F-HR Cetera Advisor Networks LLC 147,269 137,868 -6.38 1,643 1,650 0.43
2017-11-14 13F-HR Adage Capital Partners GP LLC 5,536,915 5,478,715 -1.05 61,958 65,580 5.85
2017-11-13 13F-HR Paragon Capital Management LLC 854,038 758,826 -11.15 9,556 9,083 -4.95
2017-11-14 13F-HR Point72 Asset Management, L.P. Put 600,000 7,182
2017-08-11 13F-HR OXFORD ASSET MANAGEMENT 302,107 0 -100.00 3,517 0 -100.00
2017-11-08 13F-HR Norinchukin Bank, The 472,634 493,404 4.39 5,289 5,906 11.67
2017-11-13 13F-HR Partnervest Advisory Services LLC 15,585 14,668 -5.88 174 176 1.15
2017-10-11 13F-HR Prospera Financial Services 42,389 52,196 23.14 474 635 33.97
2017-10-30 13F-HR BBVA COMPASS BANCSHARES, INC 545,078 464,537 -14.78 6,100 5,560 -8.85
2017-11-14 13F-HR RBF Capital, LLC 10,000 0 -100.00 112 0 -100.00
2017-11-14 13F-HR Sustainable Insight Capital Management, LLC 28,000 0 -100.00 313 0 -100.00
2017-10-05 13F-HR Lowe fs, LLC 2,000 2,385 19.25 22 29 31.82
2017-08-09 13F-HR Timber Hill LLC Call 277,100 0 -100.00 3,225 0
2017-11-21 13F-HR Visionary Asset Management, Inc. 224,706 223,606 -0.49 2,514 2,677 6.48
2017-11-14 13F-HR HSBC HOLDINGS PLC Call 3,714,100 3,439,200 -7.40 41,561 41,167 -0.95
2017-11-14 13F-HR Jump Trading, LLC Put 3,700 46,600 1,159.46 41 558 1,260.98
2017-11-14 13F-HR Freestone Capital Holdings, LLC Put 2,000 24
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 74,000 33,900 -54.19 828 406 -50.97
2017-11-08 13F-HR Stelac Advisory Services LLC 23,290 107,890 363.25 261 1,291 394.64
2017-11-14 13F-HR BANK OF NOVA SCOTIA TRUST CO 0 699 0 8
2017-08-09 13F-HR Boyer & Corporon Wealth Management, LLC 224,079 0 -100.00 2,608 0 -100.00
2017-11-14 13F-HR Baker Avenue Asset Management, LP 0 13,491 0 161
2017-08-14 13F-HR VAUGHAN DAVID INVESTMENTS INC/IL 12,204 0 -100.00 142 0 -100.00
2017-11-14 13F-HR Baird Financial Group, Inc. 1,701,906 1,708,616 0.39 19,044 20,452 7.39
2017-11-14 13F-HR BARCLAYS PLC Call 715,000 668,900 -6.45 8,001 8,007 0.07
2017-11-02 13F-HR Daiwa Securities Group Inc. 133,673 140,412 5.04 1,495 1,680 12.37
2017-11-14 13F-HR MASTERS CAPITAL MANAGEMENT LLC Call 0 2,000,000 0 23,940
2017-07-19 13F-HR Bollard Group LLC 425 0 -100.00 5 0 -100.00
2017-10-26 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 39,235 41,085 4.72 439 492 12.07
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 43,908 43,908 0.00 491 526 7.13
2017-11-08 13F-HR UNITED FIRE GROUP INC 64,177 64,177 0.00 718 768 6.96
2017-10-12 13F-HR ADIRONDACK TRUST CO 13,690 13,640 -0.37 153 164 7.19
2017-11-06 13F-HR Lehman Financial Resources, Inc. 76,798 73,635 -4.12 857 881 2.80
2017-11-13 13F-HR EATON VANCE MANAGEMENT 1,629,350 1,628,013 -0.08 18,232 19,487 6.88
2017-11-13 13F-HR Private Advisor Group, LLC 395,205 393,815 -0.35 4,481 4,858 8.41
2017-11-09 13F-HR WADE G W & INC 12,202 12,229 0.22 137 146 6.57
2017-07-26 13F-HR CLEAR INVESTMENT RESEARCH, LLC 100 0 -100.00 1 0 -100.00
2017-11-07 13F-HR Atlanta Capital Group 16,990 16,020 -5.71 190 192 1.05
2017-11-09 13F-HR Bridgeworth, LLC 39,637 0 -100.00 450 0 -100.00
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 695,526 652,230 -6.22 7,783 7,807 0.31
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 39,199,350 39,609,473 1.05 438,644 474,123 8.09
2017-12-01 13F-HR/A-1 Axa 647,263 981,984 51.71 7,243 11,754 62.28
2017-11-14 13F-HR D'Orazio & Associates, Inc. 2,589 2,865 10.66 29 34 17.24
2017-11-06 13F-HR Spot Trading L.l.c. Put 6,300 3,500 -44.44 70 42 -40.00
2017-11-14 13F-HR SECOR Capital Advisors, LP 17,079 0 -100.00 191 0 -100.00
2017-11-13 13F-HR Cutler Capital Management, LLC 249,922 247,422 -1.00 2,796 2,961 5.90
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 24,318 27,162 11.70 272 325 19.49
2017-11-13 13F-HR PHILADELPHIA TRUST CO 88,434 53,507 -39.49 990 640 -35.35
2017-08-11 13F-HR PT ASSET MANAGEMENT, LLC Put 147,000 0 -100.00 1,711 0 -100.00
2017-11-21 13F-HR OPTIMUM INVESTMENT ADVISORS 46,213 39,613 -14.28 517 474 -8.32
2017-11-14 13F-HR UBS OCONNOR LLC 1,200,000 657,123 -45.24 13,428,000 7,866,000 -41.42
2017-11-14 13F-HR SALIENT TRUST CO LTA 31,525 30,055 -4.66 353 360 1.98
2017-11-20 13F-HR Barnett & Company, Inc. 5,325 5,325 0.00 60 64 6.67
2017-10-02 13F-HR Bath Savings Trust Co 22,992 22,992 0.00 257 275 7.00
2017-11-30 13F-HR Asset Planning Services, Ltd. 1,500 2,000 33.33 17 24 41.18
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 7,953,963 7,602,379 -4.42 89,005 91,000 2.24
2017-11-13 13F-HR Laurion Capital Management LP 985,505 314,600 -68.08 11,028 3,766 -65.85
2017-10-26 13F-HR Callahan Advisors, LLC 17,643 0 -100.00 197 0 -100.00
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 342,200 288,300 -15.75 3,829 3,450 -9.90
2017-10-18 13F-HR Mutual of America Capital Management LLC 662,836 624,420 -5.80 7,417 7,474 0.77
2017-10-23 13F-HR Nationwide Fund Advisors 1,092,429 1,102,511 0.92 12,224 13,197 7.96
2017-10-10 13F-HR CHEMUNG CANAL TRUST CO 10,041 0 -100.00 112 0 -100.00
2017-11-02 13F-HR Harel Insurance Investments & Financial Services Ltd. 11,000 11,000 0.00 123 132 7.32
2017-11-06 13F-HR Spot Trading L.l.c. Call 103,200 17,400 -83.14 1,155 208 -81.99
2017-08-14 13F-HR QCM Cayman, Ltd. Put 20,000 0 -100.00 233 0
2017-11-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 70,036 53,467 -23.66 784 640 -18.37
2017-11-14 13F-HR UBS Group AG Put 3,903,600 3,025,000 -22.51 43,681 36,209 -17.11
2017-11-14 13F-HR Covington Capital Management 211,617 132,888 -37.20 2,368 1,591 -32.81
2017-10-27 13F-HR WMS Partners, LLC 14,013 12,332 -12.00 157 148 -5.73
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 125,940 101,040 -19.77 1,409 1,209 -14.19
2017-11-13 13F-HR FINANCIAL COUNSELORS INC 582,555 486,992 -16.40 6,519 5,829 -10.58
2017-11-13 13F-HR Evercore Trust Company, N.A. 202,946,275 195,831,961 -3.51 2,270,969 2,344,109 3.22
2017-08-02 13F-HR/A-1 JENNISON ASSOCIATES LLC 0 0 0 0
2017-11-09 13F-HR TFS CAPITAL LLC 33,901 0 -100.00 379 0 -100.00
2017-11-07 13F-HR Lee Financial CORP 806 806 0.00 9 10 11.11
2017-11-06 13F-HR CIBC Asset Management Inc 365,374 374,052 2.38 4,089 4,477 9.49
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 67,403 64,544 -4.24 754 773 2.52
2017-11-14 13F-HR FFT WEALTH MANAGEMENT LLC 12,500 0 -100.00 140 0 -100.00
2017-11-09 13F-HR OSKIE CAPITAL MANAGEMENT, LLC Call 300,000 850,000 183.33 3,357 10,175 203.10
2017-11-14 13F-HR Freestone Capital Holdings, LLC Call 2,000 0 -100.00 22 0 -100.00
2017-11-02 13F-HR CULLEN/FROST BANKERS, INC. 194,443 186,548 -4.06 2,175 2,233 2.67
2017-11-03 13F-HR Global X Management CO LLC 50,331 54,086 7.46 563 647 14.92
2017-11-06 13F-HR Bank of New York Mellon Corp 33,298,690 35,817,086 7.56 372,612 428,730 15.06
2017-11-14 13F-HR Verition Fund Management LLC Put 0 150,000 0 1,796
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 1,062,805 888,037 -16.44 11,892 10,630 -10.61
2017-11-13 13F-HR CITIGROUP INC 4,070,664 10,391,603 155.28 45,552 124,387 173.07
2017-08-03 13F-HR Botty Investors LLC 1,000 0 -100.00 11 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 243,690 190,325 -21.90 2,837 2,278 -19.70
2017-10-27 13F-HR 1ST SOURCE BANK 0 13,847 0 166
2017-10-13 13F-HR Pennsylvania Trust Co 78,863 72,213 -8.43 882 864 -2.04
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 275,754 169,104 -38.68 3,086 2,024 -34.41
2017-10-25 13F-HR Cornerstone Advisors, Inc. 4,093 4,615 12.75 46 55 19.57
2017-11-14 13F-HR Paloma Partners Management Co Put 56,000 0 -100.00 627 0 -100.00
2017-11-14 13F-HR Brandywine Global Investment Management, LLC 0 2,292,020 0 27,436
2017-11-09 13F-HR Hartland & Co., LLC 51,442 42,234 -17.90 576 506 -12.15
2017-10-25 13F-HR Pinnacle Advisory Group, Inc. 13,189 11,923 -9.60 148 143 -3.38
2017-11-14 13F-HR NOMURA HOLDINGS INC 1,658,835 1,470,122 -11.38 18,673 17,566 -5.93
2017-11-13 13F-HR Lido Advisors, LLC 18,070 221
2017-11-14 13F-HR TIDE POINT CAPITAL MANAGEMENT, LP Put 2,559,500 0 -100.00 28,641 0 -100.00
2017-11-15 13F-HR Balentine LLC 9,462 9,462 0.00 106 113 6.60
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 23,399,359 23,056,304 -1.47 261,839 275,986 5.40
2017-11-13 13F-HR Sequoia Financial Advisors, LLC 32,140 34,143 6.23 360 409 13.61
2017-11-13 13F-HR Bruderman Asset Management, LLC 4,513 0 -100.00 51 0 -100.00
2017-11-14 13F-HR Gotham Asset Management, LLC 685,998 0 -100.00 7,676 0 -100.00
2017-11-13 13F-HR COCONUT GROVE BANK 245 0 -100.00 3 0 -100.00
2017-10-24 13F-HR Leisure Capital Management 93,938 96,597 2.83 1,051 1,156 9.99
2017-11-13 13F-HR HCR Wealth Advisors 21,240 17,821 -16.10 238 213 -10.50
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 1,208,438 1,223,882 1.28 13,522 14,650 8.34
2017-11-01 13F-HR NWAM LLC 38,274 45,306 18.37 428 542 26.64
2017-10-26 13F-HR IFC Holdings Incorporated/FL 97,864 88,202 -9.87 1,095 1,058 -3.38
2017-11-13 13F-HR SUMITOMO MITSUI FINANCIAL GROUP, INC. 3,860 0 -100.00 43 0 -100.00
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 405,970 4,543
2017-11-13 13F-HR AVIVA PLC 2,442,212 2,463,802 0.88 27,402 29,492 7.63
2017-11-13 13F-HR Strategic Advisors LLC 153,237 0 -100.00 1,715 0 -100.00
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,000 4,750 375.00 11 57 418.18
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 65,795 437,410 564.81 737 5,235 610.31
2017-11-14 13F-HR Itau Unibanco Holding S.A. 1,770 24,725 1,296.89 20 936 4,580.00
2017-10-10 13F-HR AMERICAN NATIONAL BANK 12,000 12,000 0.00 134 144 7.46
2017-11-09 13F-HR Beaton Management Co. Inc. 28,582 28,582 0.00 320 342 6.88
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 7,465,457 6,997,740 -6.27 83,539 83,763 0.27
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 9,856 9,856 0.00 110 118 7.27
2017-11-14 13F-HR Fortis Advisors, LLC 24,133 24,454 1.33 270 293 8.52
2017-11-02 13F-HR Bristol Advisors, LLC 29,000 25,000 -13.79 325 299 -8.00
2017-11-09 13F-HR Morningstar Investment Services LLC 62,978 60,415 -4.07 705 723 2.55
2017-11-07 13F-HR/A-1 COMMERCE BANK 143,963 139,603 -3.03 1,611 1,671 3.72
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ Put 295,000 0 -100.00 3,301 0 -100.00
2017-11-13 13F-HR MACKENZIE FINANCIAL CORP 167,031 167,031 0.00 1,869 1,999 6.96
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 602,494 613,994 1.91 6,742 7,350 9.02
2017-10-17 13F-HR Creative Planning Put 2,500 0 -100.00 0 0
2017-11-13 13F-HR Twin Tree Management, LP 0 18,642 0 223
2017-11-03 13F-HR World Asset Management Inc 375,146 374,577 -0.15 4,198 4,484 6.81
2017-10-31 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 1,071,585 1,080,360 0.82 11,991 12,932 7.85
2017-11-08 13F-HR Lesa Sroufe & Co 330,111 323,087 -2.13 3,694 3,867 4.68
2017-11-13 13F-HR Formidable Asset Management, LLC 72,764 63,314 -12.99 814 758 -6.88
2017-11-08 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 5,306 5,437 2.47 59 65 10.17
2017-11-13 13F-HR M&T BANK CORP 272,121 266,733 -1.98 3,046 3,193 4.83
2017-11-08 13F-HR FIRST INTERSTATE BANK 472,019 505,100 7.01 5,282 6,046 14.46
2017-11-14 13F-HR RMB Capital Management, LLC 29,380 19,360 -34.10 329 232 -29.48
2017-11-07 13F-HR Welch Group, LLC 50,172 0 -100.00 561 0 -100.00
2017-07-20 13F-HR OAKBROOK INVESTMENTS LLC 348,250 0 -100.00 4,054 0 -100.00
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Put 0 50,000 0 598
2017-11-03 13F-HR Brown Advisory Securities, LLC 51,297 32,779 -36.10 572 394 -31.12
2017-10-13 13F-HR JAMES INVESTMENT RESEARCH INC 617,741 766,530 24.09 6,913 9,175 32.72
2017-11-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 25,340 14,440 -43.01 284 173 -39.08
2017-08-14 13F-HR Sciencast Management LP 108,298 0 -100.00 1,261 0 -100.00
2017-10-30 13F-HR Accredited Investors Inc. 87,236 1,044
2017-08-11 13F-HR PT ASSET MANAGEMENT, LLC 16,000 0 -100.00 186 0 -100.00
2017-10-20 13F-HR JFS WEALTH ADVISORS, LLC 10,997 11,263 2.42 123 135 9.76
2017-11-14 13F-HR AMP Capital Investors Ltd 1,448,081 1,489,484 2.86 16,176 17,828 10.21
2017-08-15 13F-HR Cypress Capital Group 10,000 0 -100.00 116 0 -100.00
2017-10-12 13F-HR Interactive Financial Advisors 400 400 0.00 4 5 25.00
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 48,697 526,879 981.95 545 6,307 1,057.25
2017-10-31 13F-HR LINCOLN NATIONAL CORP 32,512 40,286 23.91 363 482 32.78
2017-11-06 13F-HR QCI ASSET MANAGEMENT INC/NY 300 0 -100.00 3 0 -100.00
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 2,975,253 3,050,566 2.53 33,314 36,434 9.37
2017-11-13 13F-HR ASPIRIANT, LLC 11,131 11,131 0.00 125 133 6.40
2017-11-14 13F-HR LEUTHOLD GROUP, LLC 97,932 586,852 499.24 1,096 7,025 540.97
2017-11-14 13F-HR NGAM ADVISORS, L.P. 360,399 387,469 7.51 4,033 4,638 15.00
2017-11-08 13F-HR NEXT Financial Group, Inc 145,466 160,596 10.40 1,628,000 1,935 -99.88
2017-10-20 13F-HR LeJeune Puetz Investment Counsel LLC 95,841 111,891 16.75 1,072 1,339 24.91
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 210,800 132,900 -36.95 2,359 1,591 -32.56
2017-11-14 13F-HR HENDERSON GROUP PLC 655,953 943,895 43.90 7,353 11,295 53.61
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 8,590,300 8,525,800 -0.75 96,125 102,054 6.17
2017-11-13 13F-HR WETHERBY ASSET MANAGEMENT INC 36,911 40,934 10.90 413 490 18.64
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 327,613 314,784 -3.92 3,666 3,768 2.78
2017-11-14 13F-HR ADVENT CAPITAL MANAGEMENT /DE/ 0 50,000 0 599
2017-11-14 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 268,427 248,364 -7.47 3,003,698 2,972,917 -1.02
2017-10-18 13F-HR D. SCOTT NEAL, INC. 368 368 0.00 4 4 0.00
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 1,285,390 1,186,890 -7.66 14,384 14,207 -1.23
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 773,349 801,402 3.63 8,654 9,593 10.85
2017-11-14 13F-HR Squarepoint Ops LLC 0 1,651,422 0 19,768
2017-11-08 13F-HR Armbruster Capital Management, Inc. 600 600 0.00 7 7 0.00
2017-11-13 13F-HR US BANCORP \DE\ 721,395 742,179 2.88 8,072 8,884 10.06
2017-11-14 13F-HR IMS Capital Management 30,922 30,008 -2.96 346 359 3.76
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 18,000 11,162 -37.99 201 134 -33.33
2017-11-14 13F-HR First Allied Advisory Services, Inc. 212,984 209,090 -1.83 2,384 2,498 4.78
2017-11-13 13F-HR Oz Management LP Put 700,000 700,000 0.00 7,833 8,379 6.97
2017-11-07 13F-HR CORNERSTONE ADVISORS INC 134,200 151,400 12.82 1,502 1,812 20.64
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Put 41,901 20,463 -51.16 1,583,858 432,772 -72.68
2017-11-07 13F-HR DT Investment Partners, LLC 129,600 201,485 55.47 1,450 2,412 66.34
2017-11-14 13F-HR CAXTON ASSOCIATES LP 47,557 46,000 -3.27 532 551 3.57
2017-11-13 13F-HR Invictus RG 2,138 0 -100.00 24 0 -100.00
2017-11-09 13F-HR BKS ADVISORS, LLC 96,281 90,183 -6.33 1,077 1,079 0.19
2017-11-13 13F-HR EDGAR LOMAX CO/VA 774,376 713,725 -7.83 8,665 8,543 -1.41
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 0 101,110 0 1,210
2017-10-10 13F-HR BURNS J W & CO INC/NY 15,386 14,689 -4.53 172 176 2.33
2017-10-19 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 33,929 37,577 10.75 380 450 18.42
2017-11-13 13F-HR BB&T SECURITIES, LLC 1,371,405 1,298,157 -5.34 15,346 15,538 1.25
2017-11-14 13F-HR DEUTSCHE BANK AG\ Put 24,879 54,321 118.34 277 650 134.66
2017-11-14 13F-HR VANGUARD GROUP INC 264,421,059 267,944,272 1.33 2,958,871 3,207,293 8.40
2017-10-11 13F-HR American Financial Network Advisory Services Llc 9,862 118
2017-10-18 13F-HR BALASA DINVERNO & FOLTZ LLC 22,834 22,021 -3.56 256 264 3.13
2017-11-07 13F-HR NewSquare Capital LLC 92,371 92,758 0.42 1,034 1,110 7.35
2017-10-23 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 26,086 27,756 6.40 293 345 17.75
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 5,793,352 7,848,945 35.48 64,827,629 93,951,814 44.93
2017-11-15 13F-HR Krilogy Financial LLC 9,083 8,843 -2.64 102 106 3.92
2017-11-13 13F-HR American Asset Management Inc. 22,418 21,372 -4.67 251 256 1.99
2017-10-17 13F-HR CENTRAL TRUST Co 18,228 13,587 -25.46 204 162 -20.59
2017-11-13 13F-HR SYNOVUS FINANCIAL CORP 131,133 116,814 -10.92 1,467 1,395 -4.91
2017-10-16 13F-HR Iowa State Bank 18,514 19,614 5.94 207 235 13.53
2017-11-01 13F-HR Polaris Wealth Advisers, LLC 10,192 1,788,344 17,446.55 114 21,406 18,677.19
2017-10-18 13F-HR Asset Dedication, LLC 2,000 2,000 0.00 23 24 4.35
2017-11-14 13F-HR Walleye Trading LLC 0 228,123 0 2,731
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 149,400 148,208 -0.80 1,672 1,775 6.16
2017-10-27 13F-HR Hudock Capital Group, LLC 14,836 14,891 0.37 166 178 7.23
2017-07-13 13F-HR MEEDER ASSET MANAGEMENT INC 121,600 0 -100.00 1,415 0 -100.00
2017-08-10 13F-HR FNY Partners Fund LP Call 1,000 0 -100.00 11 0
2017-10-24 13F-HR Saratoga Research & Investment Management 17,465 209
2017-10-30 13F-HR SUMMIT SECURITIES GROUP, LLC 17,620 32,900 86.72 197 394 100.00
2017-11-14 13F-HR Telemetry Investments, L.L.C. Put 80,000 150,000 87.50 895 1,796 100.67
2017-11-13 13F-HR People's United Financial, Inc. 96,055 81,458 -15.20 1,074 974 -9.31
2017-10-27 13F-HR American Assets Investment Management, LLC 200,000 200,000 0.00 2,238 2,394 6.97
2017-10-12 13F-HR JLB & ASSOCIATES INC 14,600 14,600 0.00 163 174 6.75
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Call 2,250 2,250 0.00 2,518 2,693 6.95
2017-08-10 13F-HR Standard Life Investments LTD 75,142 75,142 0.00 874 843 -3.55
2017-10-17 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 14,408 15,064 4.55 161 180 11.80
2017-11-15 13F-HR Janney Montgomery Scott LLC 546,301 666,304 21.97 6,113 7,976 30.48
2017-08-11 13F-HR Brick & Kyle, Associates 146,739 0 -100.00 1,708 0 -100.00
2017-10-25 13F-HR FIRST QUADRANT L P/CA 150,000 5,399 -96.40 1,679 65 -96.13
2017-10-10 13F-HR Polianta Ltd 86,000 0 -100.00 962 0 -100.00
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 14,923 33,766 126.27 167 404 141.92
2017-11-13 13F-HR Evercore Wealth Management, LLC 14,341 11,785 -17.82 161 141 -12.42
2017-11-02 13F-HR Smith, Salley & Associates 241,419 245,768 1.80 2,702 2,942 8.88
2017-11-13 13F-HR Marshall Wace North America L.P. 341,553 4,099
2017-11-16 13F-HR Moors & Cabot, Inc. Call 9,000 0 -100.00 1 0 -100.00
2017-10-27 13F-HR Parametrica Management Ltd 0 14,186 0 170
2017-10-24 13F-HR Mps Loria Financial Planners, Llc 19,251 18,930 -1.67 209 227 8.61
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 135,500 0 -100.00 1,516 0 -100.00
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 2,091,852 2,024,152 -3.24 23,262 24,229 4.16
2017-10-31 13F-HR SignalPoint Asset Management, LLC 50,163 29,194 -41.80 561 349 -37.79
2017-11-14 13F-HR Sawtooth Asset Management, Inc. 122,363 31,425 -74.32 1,369 376 -72.53
2017-10-17 13F-HR American Research & Management Co. 600 600 0.00 7 7 0.00
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 1,896,158 1,856,793 -2.08 21,218 22,226 4.75
2017-10-17 13F-HR St. Johns Investment Management Company, LLC 10 10 0.00 0 0
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 59,887 68,788 14.86 670 823 22.84
2017-11-14 13F-HR CMT Capital Markets Trading GmbH Put 629,500 602,900 -4.23 7,044 7,217 2.46
2017-11-13 13F-HR CIBC World Markets Inc. 598,976 407,205 -32.02 6,703 4,874 -27.29
2017-11-13 13F-HR HPM Partners LLC 38,325 16,948 -55.78 2,667 203 -92.39
2017-11-07 13F-HR IBM Retirement Fund 95,496 97,688 2.30 1,194 1,288 7.87
2017-08-10 13F-HR Omnia Family Wealth, LLC 404 0 -100.00 5 0 -100.00
2017-11-13 13F-HR BROWN ADVISORY INC 119,870 95,402 -20.41 1,340 1,143 -14.70
2017-11-14 13F-HR Moore Capital Management, LP 0 4,450,000 0 53,267
2017-11-14 13F-HR CLINTON GROUP INC 234,071 0 -100.00 2,619 0 -100.00
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 18,232,555 15,776,841 -13.47 204,022 188,849 -7.44
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 212,800 46,600 -78.10 2,381 558 -76.56
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 35,485 47,698 34.42 397 571 43.83
2017-11-13 13F-HR ROBERTSON STEPHENS ADVISORS LLC 16,106 0 -100.00 180 0 -100.00
2017-11-02 13F-HR AlphaMark Advisors, LLC 2,243 2,260 0.76 25 27 8.00
2017-11-07 13F-HR Timber Creek Capital Management LLC 600 600 0.00 6 7 16.67
2017-11-14 13F-HR ALLSTATE CORP 116,740 0 -100.00 1,306 0 -100.00
2017-11-08 13F-HR EXENCIAL WEALTH ADVISORS, LLC 14,874 14,736 -0.93 166 176 6.02
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 10,344 124
2017-11-14 13F-HR Alyeska Investment Group, L.P. 6,409,840 76,726
2017-08-11 13F-HR PT ASSET MANAGEMENT, LLC Call 147,500 0 -100.00 1,717 0 -100.00
2017-11-09 13F-HR Hosking Partners LLP 2,255,353 2,265,509 0.45 25,237 27,118 7.45
2017-11-13 13F-HR Intersect Capital LLC 54,190 54,190 0.00 606 649 7.10
2017-10-27 13F-HR Alexandria Capital, LLC 1,115 1,350 21.08 12 16 33.33
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 134,210 110,308 -17.81 1,502 1,320 -12.12
2017-11-03 13F-HR Advantus Capital Management Inc 394,789 394,347 -0.11 4,418 4,720 6.84
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 267,555 136,600 -48.95 2,994 1,635 -45.39
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 107,114 103,419 -3.45 1,199 1,238 3.25
2017-11-09 13F-HR Johnson Financial Group, LLC 52,803 0 -100.00 590 0 -100.00
2017-08-14 13F-HR Alpine Group Usvi, Llc 10,000 112
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 248,881 332,946 33.78 2,785 3,985 43.09
2017-11-03 13F-HR/A-1 Legacy Advisors, Llc 14,870 2,870 -80.70 166 34 -79.52
2017-11-13 13F-HR Ally Financial Inc. 320,000 320,000 0.00 3,581 3,830 6.95
2017-11-13 13F-HR Pinnacle Holdings, LLC 4,921 4,928 0.14 55,068 58,989 7.12
2017-11-03 13F-HR Moisand Fitzgerald Tamayo, LLC 1,238 646 -47.82 17 8 -52.94
2017-11-13 13F-HR Bell State Bank & Trust 298,056 298,537 0.16 3,335 3,573 7.14
2017-08-11 13F-HR DAVIDSON INVESTMENT ADVISORS 285 0 -100.00 3 0 -100.00
2017-10-19 13F-HR Kistler-Tiffany Companies, LLC 14,239 14,323 0.59 159 171 7.55
2017-11-03 13F-HR GRIMES & COMPANY, INC. 171,698 170,426 -0.74 1,921 2,040 6.19
2017-11-13 13F-HR MUFG Americas Holdings Corp 10,964 10,318 -5.89 123 124 0.81
2017-11-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 1,400,325 660,700 -52.82 15,670 7,909 -49.53
2017-11-14 13F-HR DIAM Co., Ltd. 5,737,235 5,892,214 2.70 64,194 70,527 9.87
2017-11-07 13F-HR Russell Investments Group, Ltd. 2,411,477 2,625,081 8.86 26,993 31,420 16.40
2017-11-14 13F-HR Feltz WealthPLAN Inc. 23,373 21,054 -9.92 262 252 -3.82
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 221,475 221,475 0.00 2,478 2,651 6.98
2017-11-16 13F-HR Laffer Investments 174,806 163,946 -6.21 1,956,079 1,962,433 0.32
2017-11-17 13F-HR Coastline Trust Co 36,680 43,050 17.37 410 515 25.61
2017-11-06 13F-HR Advisor Group, Inc. Put 54 54 0.00 0 0
2017-10-13 13F-HR Benin Management CORP 44,950 43,350 -3.56 503 519 3.18
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 604 5,112 746.36 7 61 771.43
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 5,938,646 6,691,464 12.68 66,453 80,097 20.53
2017-11-14 13F-HR GLENMEDE TRUST CO NA 63,051 295,316 368.38 733 3,534 382.13
2017-10-31 13F-HR Capital Investment Advisory Services, LLC 40,347 40,634 0.71 451 486 7.76
2017-11-01 13F-HR PHYSICIANS FINANCIAL SERVICES, INC. 14,923 14,923 0.00 167 179 7.19
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 38,629,815 38,611,936 -0.05 431,529 461,248 6.89
2017-10-17 13F-HR Narwhal Capital Management 194,435 197,560 1.61 2,176 2,365 8.69
2017-08-15 13F-HR Westover Capital Advisors, LLC 25,787 0 -100.00 300 0 -100.00
2017-10-23 13F-HR SANDERS MORRIS HARRIS INC. 14,500 15,500 6.90 162 186 14.81
2017-10-31 13F-HR WASHINGTON TRUST Co 20,186 17,566 -12.98 225 210 -6.67
2017-11-15 13F-HR