|Security||EYEG / Eyegate Pharmaceuticals Inc. (30233M107)|
|President and CEO||FROM STEPHEN|
|Form N-Q Owners||2|
|Institutional Shares||4,159,659 - 24.18% (ex. N-Q)|
|Weighted Average Number Of Share Outstanding Basic And Diluted||17,204,778 shares (as of 2017-09-30) (ex. N-Q)|
|Institutional Value||$ 560,000 USD (ex. N-Q)|
EYEGW / Eyegate Pharmaceuticals Inc. Warrants|
Institutional Stock Ownership and Shareholders
Eyegate Pharmaceuticals Inc. (NASDAQ:EYEG) has 23 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 4,159,659 shares. Largest shareholders include Empery Asset Management, LP, Armistice Capital, Llc, Ipsa (innoven Partenaires S.a.), Vanguard Group Inc, Virtu Financial LLC, Citadel Advisors Llc, Two Sigma Securities, Llc, Macquarie Group Ltd, IFP Advisors, Inc, and Wedbush Securities Inc.
Eyegate Pharmaceuticals Inc. (NASDAQ:EYEG) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.
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|File Date||Form||Investor||Opt||Prev Shares||Current Shares||Change
|Prev Value (x$1000)||Current Value (x$1000)||Change|
|CREDIT SUISSE AG/||30,000||20,000||-33.33||35||21||-40.00|
|Vanguard Valley Forge Funds (see advisory)|
|Vantage Investment Advisors, LLC||6,500||6,500||0.00||8||7||-12.50|
|IFP Advisors, Inc||25,800||23,800||-7.75||30||25||-16.67|
|VANGUARD GROUP INC||268,119||268,119||0.00||314||287||-8.60|
|LADENBURG THALMANN FINANCIAL SERVICES INC||304||304||0.00||0||0|
|IPSA (INNOVEN PARTENAIRES S.A.)||1,045,279||770,065||-26.33|
|MACQUARIE GROUP LTD||25,400||27|
|ARMISTICE CAPITAL, LLC||1,614,000||1,284,000||-20.45|
|Sabby Management, LLC||46,378||0||-100.00||54||0||-100.00|
|TWO SIGMA SECURITIES, LLC||32,022||30,483||-4.81||37||33||-10.81|
|BANK OF AMERICA CORP /DE/||524||0||-100.00||1||0||-100.00|
|Washington Trust Bank||1,700||2|
|WEDBUSH SECURITIES INC||20,000||21|
|DEUTSCHE BANK AG\||200||0||-100.00||0||0|
|Vanguard Index Funds (see advisory)|
|ROYAL BANK OF CANADA||1||1||0.00||0||0|
|NORTHERN TRUST CORP||11,277||14,553||29.05||13||16||23.08|
|WELLS FARGO & COMPANY/MN||100||600||500.00||0||1|
|Holistic Financial Partners||1,900||2|
|Empery Asset Management, LP||1,500,000||1,582,380||5.49|
|Virtu Financial LLC||15,967||71,910||350.37||19||77||305.26|
|UBS Group AG||0||4,400||0||5|
|CITADEL ADVISORS LLC||32,169||34|
We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.
However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.
- We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( EYEG / Eyegate Pharmaceuticals Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
- We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.
These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!