SecurityESL / Esterline Technologies Corp. (297425100)
Institutional Owners284 (69 N-Q Owners)
Institutional Shares28,276,495 - 94.30% (ex. N-Q)
Common Shares Outstanding29,984,434 shares (as of 2017-09-29)
Institutional Value$ 3,905,563,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Esterline Technologies Corp. (NYSE:ESL) has 284 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 28,276,495 shares. Largest shareholders include BlackRock Inc., First Pacific Advisors, LLC, Dimensional Fund Advisors Lp, Vanguard Group Inc, State Street Corp, Victory Capital Management Inc, Aqr Capital Management Llc, Northern Trust Corp, Franklin Resources Inc, and Alliancebernstein L.p..

Esterline Technologies Corp. (NYSE:ESL) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-14 13F-HR Rafferty Asset Management, LLC 3,501 16,817 380.35 316 1,256 297.47
2018-04-10 13F-HR Gradient Investments LLC 3,000 219
2018-02-14 13F-HR BlueCrest Capital Management Ltd 10,944 0 -100.00 987 0 -100.00
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 107,935 177,447 64.40 9,731 13,255 36.21
2018-01-24 13F-HR IFP Advisors, Inc 19 0 -100.00 2 0 -100.00
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 41,926 41,289 -1.52 3,780 3,084 -18.41
2018-02-14 13F-HR DEUTSCHE BANK AG\ 50,962 182,007 257.14 4,591 13,594 196.10
2018-02-14 13F-HR FRANKLIN RESOURCES INC 572,008 750,410 31.19 51,567 56,056 8.71
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 2,493 2,710 8.70 225 202 -10.22
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 9,883 9,949 0.67 738 728 -1.36
2018-01-26 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 3,400 3,300 -2.94 306 246 -19.61
2018-02-12 13F-HR CITIGROUP INC 19,505 34,635 77.57 1,758 2,587 47.16
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 73,217 88,217 20.49 6,601 6,590 -0.17
2018-02-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 108,399 108,399 0.00 9,772 8,097 -17.14
2018-02-14 13F-HR MORGAN STANLEY 110,140 410,812 272.99 9,929 30,688 209.07
2018-04-18 13F-HR/A-1 FNY Managed Accounts LLC 12 0 -100.00 0 0
2017-11-27 N-Q Voya Balanced Portfolio Inc (see advisory)
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 15,638 15,638 0.00 1,427 1,168 -18.15
2018-02-28 N-Q Managed Portfolio Series (see advisory)
2017-11-22 N-Q Spdr Series Trust (see advisory)
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 19,346 19,130 -1.12 1,744,043 1,429,010 -18.06
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 19,300 1,442
2018-02-02 13F-HR Alambic Investment Management, L.P. 18,700 49,790 166.26 1,686 3,719 120.58
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 23,550 0 -100.00 2,233 0 -100.00
2017-11-13 13F-HR Quantitative Investment Management, LLC 20,400 0 -100.00 1,933 0 -100.00
2018-02-23 N-Q Usca All Terrain Fund (see advisory)
2018-02-14 13F-HR STIFEL FINANCIAL CORP 148,254 106,960 -27.85 13,395 7,986 -40.38
2018-02-27 N-Q Bernstein Sanford C Fund Inc (see advisory)
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-01-29 N-Q Cm Advisors Family Of Funds (see advisory)
2018-02-12 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0 222,668 0 16,633
2018-02-05 13F-HR FIRST MERCANTILE TRUST CO 3,360 1,990 -40.77 302 149 -50.66
2018-02-14 13F-HR Meadow Creek Investment Management LLC 2,552 3,036 18.97 230 227 -1.30
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 8 0 -100.00 1 0 -100.00
2018-02-14 13F-HR PEAK6 Investments, L.P. 7,812 4,181 -46.48 704 312 -55.68
2018-02-05 13F-HR Advantus Capital Management Inc 3,335 3,235 -3.00 301 242 -19.60
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 14 13 -7.14 0 0
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 113,595 118,809 4.59 10,241 8,875 -13.34
2018-03-29 13F-HR/A-1 Marshall Wace North America L.P. 32,331 0 -100.00 2,910 0 -100.00
2018-02-14 13F-HR Paloma Partners Management Co 12,020 11,287 -6.10 1,083 843 -22.16
2018-02-13 13F-HR Renaissance Technologies LLC 11,000 111,400 912.73 992 8,322 738.91
2018-02-14 13F-HR RMB Capital Management, LLC 97,664 71,942 -26.34 8,804 5,374 -38.96
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 159,876 133,212 -16.68 14,413 9,951 -30.96
2018-02-07 13F-HR GREAT LAKES ADVISORS, LLC 23,724 79,273 234.15 2,139 5,922 176.86
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 3,100 3,100 0.00 279 232 -16.85
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 3,665 1,900 -48.16 331 142 -57.10
2018-02-01 13F-HR Parametrica Management Ltd 0 4,007 0 299
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 3,005 0 -100.00 285 0 -100.00
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 6,985 173,644 2,385.96 630 12,971 1,958.89
2018-02-07 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 6,500 486
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 998,365 681,980 -31.69 90,003 50,944 -43.40
2017-11-24 N-Q Transamerica Etf Trust (see advisory)
2018-01-23 13F-HR RICE HALL JAMES & ASSOCIATES, LLC 61,344 73,725 20.18 5,530 5,507 -0.42
2018-02-02 13F-HR C M BIDWELL & ASSOCIATES LTD 3,535 0 -100.00 335 0 -100.00
2018-02-13 13F-HR Legal & General Group Plc 37,927 39,321 3.68 3,425 2,939 -14.19
2018-02-14 13F-HR NORTHERN TRUST CORP 802,966 784,785 -2.26 72,387 58,624 -19.01
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 997 1,229 23.27 90 92 2.22
2018-02-12 13F-HR Pacad Investment Ltd. 100 0 -100.00 9 0 -100.00
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 4,900 4,500 -8.16 442 336 -23.98
2018-02-22 13F-HR Wagner Wealth Management, Llc 0 10
2017-10-24 N-Q Voya Series Fund Inc (see advisory)
2018-02-09 13F-HR Baird Financial Group, Inc. 9,207 15,534 68.72 830 1,160 39.76
2018-02-12 13F-HR DREMAN VALUE MANAGEMENT, L L C 375 4,275 1,040.00 34 319 838.24
2018-02-14 13F-HR AHL Partners LLP 46,313 134,415 190.23 4,175 10,040 140.48
2018-02-14 13F-HR Verition Fund Management LLC 3,817 0 -100.00 344 0 -100.00
2017-10-26 13F-HR Acrospire Investment Management LLC 600 0 -100.00 57 0 -100.00
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 0 4,000 0 299
2018-02-14 13F-HR MACQUARIE GROUP LTD 217,694 0 -100.00 19,625 0 -100.00
2018-02-01 13F-HR Nationwide Fund Advisors 73,105 0 -100.00 6,590 0 -100.00
2018-02-28 N-Q Prudential Investment Portfolios, Inc. (see advisory)
2018-02-14 13F-HR CORNERCAP INVESTMENT COUNSEL INC 7,980 7,920 -0.75 719 592 -17.66
2018-03-07 13F-HR Private Capital Group, Llc 53 5
2018-02-14 13F-HR Point72 Asset Management, L.P. 11,500 10,500 -8.70 1,037 784 -24.40
2018-02-14 13F-HR VAN DEN BERG MANAGEMENT I, INC 13,836 13,836 0.00 1,247 1,034 -17.08
2018-02-02 13F-HR COMERICA BANK 77,967 77,973 0.01 7,372 5,867 -20.42
2017-11-28 N-Q Franklin Templeton Variable Insurance Products Trust (see advisory)
2017-11-15 N-Q Oppenheimer Etf Trust (see advisory)
2017-11-29 N-Q Hartford Hls Series Fund Ii Inc (see advisory)
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 39,918 34,467 -13.66 3,598 2,574 -28.46
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 0 4,032 0 301
2017-11-28 N-Q Variable Insurance Products Fund Ii (see advisory)
2018-02-14 13F-HR UBS Group AG 11,030 12,766 15.74 994 953 -4.12
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 2,102 2,396 13.99 156 175 12.18
2018-04-04 13F-HR CENTRAL TRUST Co 46 0 -100.00 3 0 -100.00
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 276 398 44.20 25 30 20.00
2018-02-06 13F-HR IRONWOOD INVESTMENT MANAGEMENT LLC 9,075 20,341 124.14 818 1,519 85.70
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 4,905 176,805 3,504.59 442 13,207 2,888.01
2017-10-20 N-Q Strategic Funds, Inc. (see advisory)
2018-03-05 13F-HR/A-1 NORGES BANK 243,321 404,459 66.22 21,704 30,213 39.20
2018-02-14 13F-HR ProShare Advisors LLC 3,631 6,393 76.07 327 478 46.18
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 364,754 363,938 -0.22 32,883 27,186 -17.33
2018-04-16 13F-HR ORRSTOWN FINANCIAL SERVICES INC 20 20 0.00 1 1 0.00
2018-01-25 13F-HR JENNISON ASSOCIATES LLC 4,586 10,621 131.60 413 793 92.01
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 25,500 14,800 -41.96 2,299 1,106 -51.89
2018-02-14 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 3,700 3,474 -6.11 334 260 -22.16
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 2,953 3,553 20.32 266 265 -0.38
2018-02-14 13F-HR Advisor Group, Inc. 456 456 0.00 41 34 -17.07
2018-02-13 13F-HR Wellington Management Group LLP 705,478 116,605 -83.47 63,599 8,710 -86.30
2018-02-14 13F-HR Summit Trail Advisors, Llc 3,153 237
2017-11-13 13F-HR FMR LLC / Fidelity 59,331 0 -100.00 5,625 0 -100.00
2018-02-13 13F-HR SNYDER CAPITAL MANAGEMENT L P 464,741 430,484 -7.37 41,896 32,157 -23.25
2018-01-10 13F-HR Weaver C. Barksdale & Associates, Inc. 127 153 20.47 11 11 0.00
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 42,944 0 3,208
2018-02-06 13F-HR SHELTON CAPITAL MANAGEMENT 2,735 2,735 0.00 247 204 -17.41
2018-03-01 N-Q Value Line Small Cap Opportunities Fund, Inc. (see advisory)
2018-02-09 13F-HR Clarius Group, LLC 14,960 15,830 5.82 1,349 1,183 -12.31
2017-11-15 13F-HR Walthausen & Co., LLC 132,900 0 -100.00 12,599 0 -100.00
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 9,658 7,822 -19.01 871 584 -32.95
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 5,580 5,738 2.83 503 429 -14.71
2018-02-13 13F-HR Edge Advisors, Llc 183 183 0.00 16 13 -18.75
2018-02-02 13F-HR US BANCORP \DE\ 1,313 1,343 2.28 118 100 -15.25
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 31,832 28,000 -12.04 2,870 2,092 -27.11
2018-02-27 N-Q TETON WESTWOOD FUNDS (see advisory)
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 41,628 15,314 -63.21 3,753 1,144 -69.52
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 21,400 55,700 160.28 1,929 4,161 115.71
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 13,873 16,593 19.61 1,250,651 1,239,497 -0.89
2018-02-06 13F-HR ANCHOR CAPITAL ADVISORS LLC 248,134 236,785 -4.57 22,369 17,688 -20.93
2018-02-13 13F-HR Laurion Capital Management LP 19,525 0 -100.00 1,760 0 -100.00
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 2,200 0 -100.00 209 0 -100.00
2018-02-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 35,700 41,000 14.85 3,218 3,063 -4.82
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 196 0 -100.00 19 0 -100.00
2018-03-01 N-Q Vericimetry Funds (see advisory)
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 614,299 881,410 43.48 55,795 65,842 18.01
2018-01-17 13F-HR Cutler Group LP Put 5,100 300 -94.12 2 2 0.00
2018-02-07 13F-HR FFCM LLC 96 0 -100.00 9 0 -100.00
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 5,137 5,734 11.62 384 419 9.11
2018-02-14 13F-HR PROFUND ADVISORS LLC 3,532 3,852 9.06 318 288 -9.43
2017-11-14 13F-HR Jefferies Group LLC 5,269 0 -100.00 500 0 -100.00
2018-02-06 13F-HR Russell Investments Group, Ltd. 0 27,070 0 2,034
2018-02-14 13F-HR A.R.T. Advisors, LLC 6,647 0 -100.00 599 0 -100.00
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 1,895 0 -100.00 142 0 -100.00
2018-02-28 N-Q Ishares Trust (see advisory)
2018-02-14 13F-HR Stone Ridge Asset Management LLC 4,650 347
2018-02-14 13F-HR Pacer Advisors, Inc. 6,368 476
2017-11-22 N-Q Litman Gregory Funds Trust (see advisory)
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 0 11,700 0 874
2017-10-30 N-Q Delaware Group Equity Funds V (see advisory)
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 16,360 16,310 -0.31 1,222 1,196 -2.13
2018-02-14 13F-HR EULAV Asset Management 62,000 56,400 -9.03 5,589 4,213 -24.62
2017-11-28 N-Q Calvert Variable Products, Inc. (see advisory)
2018-02-13 13F-HR FIDUCIARY MANAGEMENT INC /WI/ 1,037,564 0 -100.00 93,536 0 -100.00
2018-02-14 13F-HR PRUDENTIAL PLC 352,800 334,700 -5.13 31,805 25,002 -21.39
2018-02-01 13F-HR Tradewinds Capital Management, LLC 1,500 1,500 0.00 135 112 -17.04
2017-12-29 N-Q Sunamerica Series Trust (see advisory)
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2017-11-29 N-Q Ironbridge Funds, Inc. (see advisory)
2018-04-02 13F-HR/A-1 BARINGTON CAPITAL GROUP, L.P. 40,000 2,988
2018-02-07 13F-HR WHITTIER TRUST CO 785 785 0.00 71 59 -16.90
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 11,209 10,209 -8.92 957 763 -20.27
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 87 0 -100.00 6 0 -100.00
2017-11-14 13F-HR First Allied Advisory Services, Inc. 2,729 0 -100.00 259 0 -100.00
2018-01-30 N-Q Shelton Funds (see advisory)
2017-10-30 13F-HR MESIROW FINANCIAL INVESTMENT MANAGEMENT US VALUE EQUITY 217,909 0 -100.00 20,658 0 -100.00
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 10,899 8,672 -20.43 982 648 -34.01
2018-02-14 13F-HR/A-1 BROOKSIDE CAPITAL MANAGEMENT LLC 43,757 3,269
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 219,225 142,626 -34.94 19,763 10,655 -46.09
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 27,110 34,393 26.86 2,444 2,569 5.11
2017-11-24 N-Q Sa Funds Investment Trust (see advisory)
2018-02-14 13F-HR OBERWEIS ASSET MANAGEMENT INC/ 3,900 291
2018-02-20 N-Q Cornercap Group Of Funds /va/ (see advisory)
2018-02-08 13F-HR SEI INVESTMENTS CO 100 11,402 11,302.00 9 851 9,355.56
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 13,092 12,999 -0.71 1,180 971 -17.71
2018-02-14 13F-HR Squarepoint Ops LLC 18,519 0 -100.00 1,669 0 -100.00
2018-02-14 13F-HR BARCLAYS PLC 29,986 4,464 -85.11 2,703 333 -87.68
2018-02-06 13F-HR Supplemental Annuity Collective Trust of NJ 11,000 10,000 -9.09 992 747 -24.70
2017-11-08 13F-HR D.A. DAVIDSON & CO. 845 0 -100.00 80 0 -100.00
2017-11-27 N-Q American Century Quantitative Equity Funds, Inc. (see advisory)
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-02-14 13F-HR Janney Montgomery Scott LLC 12,424 12,055 -2.97 1,120 901 -19.55
2018-01-24 13F-HR Fisher Asset Management, LLC 207,178 302,805 46.16 18,677 22,620 21.11
2018-02-12 13F-HR Quantbot Technologies LP 3,410 49 -98.56 307 3 -99.02
2017-11-08 13F-HR STEPHENS INC /AR/ 3,490 0 -100.00 331 0 -100.00
2018-02-12 13F-HR MARTINGALE ASSET MANAGEMENT L P 0 9,410 0 703
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,199 1,417 -35.56 199 105 -47.24
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 0 20,626 0 1,541
2017-11-13 13F-HR Winton Capital Group Ltd 77,719 0 -100.00 7,368 0 -100.00
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 3,528 0 264
2018-02-14 13F-HR LOOMIS SAYLES & CO L P 92 7
2018-02-15 13F-HR Phocas Financial Corp. 60,312 0 -100.00 5 0 -100.00
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 230,599 246,954 7.09 20,788 18,447 -11.26
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-01-23 13F-HR TEXAS PERMANENT SCHOOL FUND 19,257 17,836 -7.38 1,736 1,332 -23.27
2018-02-09 13F-HR Bank of New York Mellon Corp 322,100 331,587 2.95 29,037 24,771 -14.69
2018-01-19 SC 13G/A BlackRock Inc. 3,242,243 3,583,751 10.53
2018-02-15 13F-HR/A-1 WESTWOOD HOLDINGS GROUP INC 192,602 229,377 19.09 17,363 17,134 -1.32
2018-02-07 13F-HR LS Investment Advisors, LLC 2,144 1,770 -17.44 193 132 -31.61
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 22 0 -100.00 2 0 -100.00
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 71,525 71,687 0.23 6,448 5,355 -16.95
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 967,666 743,912 -23.12 87,235 55,570 -36.30
2018-02-14 13F-HR Flinton Capital Management LLC 1,856 2,208 18.97 167 165 -1.20
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 139,802 90,456 -35.30 12,603 6,757 -46.39
2018-02-20 13F-HR/A-1 ALPS ADVISORS INC 5,025 375
2018-02-06 13F-HR NJ State Employees Deferred Compensation Plan 9,000 9,000 0.00 811 672 -17.14
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 14,931 5,503 -63.14 1,346 411 -69.47
2018-02-06 13F-HR State of New Jersey Common Pension Fund D 200,000 180,000 -10.00 18,030 13,446 -25.42
2018-02-05 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA 84,787 3,033 -96.42 7,644 227 -97.03
2018-02-02 13F-HR Aperio Group, LLC 4,889 4,946 1.17 441 369 -16.33
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 768,163 895,486 16.57 69,250 66,893 -3.40
2018-02-12 13F-HR YorkBridge Wealth Partners, LLC 22 0 -100.00 2 0 -100.00
2017-11-29 N-Q Victory Portfolios (see advisory)
2018-01-17 13F-HR ALPHA WINDWARD LLC 5,640 0 -100.00 508 0 -100.00
2017-11-28 N-Q Usaa Mutual Funds Trust (see advisory)
2018-01-25 13F-HR Mercer Capital Advisers, Inc. 100 0 -100.00 9 0 -100.00
2017-10-25 N-Q Sentinel Variable Products Trust (see advisory)
2018-01-31 13F-HR Mutual of America Capital Management LLC 22,048 21,299 -3.40 1,988 1,591 -19.97
2018-02-14 13F-HR TEACHERS ADVISORS INC 66,785 79,928 19.68 6,021 5,971 -0.83
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 19,300 19,300 0.00 1,830 1,740 -4.92
2018-02-13 13F-HR GRT CAPITAL PARTNERS L.L.C. 0 16,600 0 1,240
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 198,870 212,759 6.98 17,929 15,894 -11.35
2018-02-15 13F-HR SEGALL BRYANT & HAMILL, LLC 115,655 89,716 -22.43 10,426 6,702 -35.72
2018-01-24 13F-HR NORTH POINT PORTFOLIO MANAGERS CORP/OH 150,622 138,879 -7.80 13,579 10,374 -23.60
2018-02-28 N-Q Timothy Plan (see advisory)
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 3,848 3,854 0.16 347 288 -17.00
2018-02-14 13F-HR Natixis 5,063 0 -100.00 456 0 -100.00
2018-02-02 13F-HR DOWLING & YAHNKE LLC 2,900 217
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 7,980 7,980 0.00 719 596 -17.11
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 105 388 269.52 9 29 222.22
2017-11-28 N-Q Frontier Funds, Inc. (see advisory)
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 13,753 13,753 0.00 1,240 1,027 -17.18
2017-11-22 N-Q Quantitative Master Series Llc (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 1 8 700.00 0 2
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-01-26 N-Q Prudential Jennison Blend Fund, Inc. (see advisory)
2018-02-07 13F-HR Swiss National Bank 44,500 45,900 3.15 4,012 3,429 -14.53
2018-02-06 13F-HR M&T BANK CORP 10,216 10,362 1.43 921 774 -15.96
2018-02-15 13F-HR Metlife Investment Advisors, Llc 28,954 2,163
2018-01-24 13F-HR SG Americas Securities, LLC 6,575 14,037 113.49 593 1,049 76.90
2018-01-17 13F-HR Cutler Group LP 1,111 1,147 3.24 100 85 -15.00
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 1 0 -100.00 0 0
2018-03-01 N-Q Aqr Funds (see advisory)
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2018-04-18 13F-HR Sonora Investment Management, LLC 200 0 -100.00 14,940 0 -100.00
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 8,500 5,600 -34.12 638 418 -34.48
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-02-09 SC 13G/A VANGUARD GROUP INC 2,291,742 2,477,996 8.13
2017-10-30 N-Q Oppenheimer Global Multi Strategies Fund (see advisory)
2017-11-09 13F-HR TFS CAPITAL LLC 2,996 0 -100.00 284 0 -100.00
2018-02-13 13F-HR JP Morgan Chase & Co 36,043 135,118 274.88 3,289 10,093 206.87
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 1,917 0 143
2018-02-14 13F-HR Voya Investment Management LLC 151,505 264,471 74.56 13,658 19,756 44.65
2018-02-13 13F-HR Advisors Asset Management, Inc. 26,138 23,485 -10.15 2,356 1,754 -25.55
2018-02-14 13F-HR Invesco Ltd. 67,340 72,761 8.05 6,070 5,435 -10.46
2018-02-28 N-Q Gps Funds I (see advisory)
2017-10-26 13F-HR IFC Holdings Incorporated/FL 15,266 0 -100.00 1,448 0 -100.00
2018-02-14 13F-HR STATE STREET CORP 1,127,304 1,357,390 20.41 101,623 101,392 -0.23
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 13,197 14,970 13.43 986 1,095 11.05
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 19,281 5,130 -73.39 1,738 383 -77.96
2018-02-14 13F-HR Adage Capital Partners GP LLC 50,164 199,271 297.24 4,522 14,886 229.19
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,184 1,770 49.49 107 132 23.36
2018-02-13 13F-HR CIM INVESTMENT MANGEMENT INC 5,504 5,511 0.13 496 412 -16.94
2017-11-29 N-Q Fpa Funds Trust (see advisory)
2018-02-01 13F-HR STATE TREASURER STATE OF MICHIGAN 9,900 9,500 -4.04 892 710 -20.40
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-01-25 13F-HR Assenagon Asset Management S.A. 0 54,577 0 4,077
2018-02-13 13F-HR CREDIT AGRICOLE S A 1 1 0.00 0 0
2018-02-09 13F-HR South Dakota Investment Council 38,000 36,200 -4.74 3,426 2,704 -21.07
2017-11-29 N-Q Investment Managers Series Trust (see advisory)
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 4,296 4,296 0.00 387 321 -17.05
2018-01-31 13F-HR LSV ASSET MANAGEMENT 1,500 112
2018-02-08 13F-HR ADVISORY RESEARCH INC 203,703 194,728 -4.41 18,364 14,546 -20.79
2018-02-28 13F-HR/A-1 FEDERATED INVESTORS INC /PA/ 13,568 12,036 -11.29 1,223 899 -26.49
2018-02-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 47,717 159,238 233.71 4,106 11,895 189.70
2018-02-13 13F-HR Delpha Capital Management, Llc 852 64
2018-02-09 13F-HR Gryphon Financial Partners Llc 68 5
2018-02-12 13F-HR Liberty Mutual Group Asset Management Inc. 7,788 6,696 -14.02 702 500 -28.77
2018-02-06 13F-HR ING GROEP NV 3,231 3,981 23.21 291 297 2.06
2017-10-26 N-Q Ab Trust (see advisory)
2017-11-29 N-Q Sma Relationship Trust (see advisory)
2018-02-14 13F-HR Glen Harbor Capital Management LLC 3,248 3,864 18.97 293 289 -1.37
2018-02-13 13F-HR ADAMS DIVERSIFIED EQUITY FUND, INC. 10,800 8,300 -23.15 974 620 -36.34
2018-01-23 13F-HR STRS OHIO 1,100 400 -63.64 99 29 -70.71
2018-02-13 13F-HR AMALGAMATED BANK 3,525 3,780 7.23 318 282 -11.32
2017-11-14 13F-HR FIFTH THIRD BANCORP 66 0 -100.00 6 0 -100.00
2017-11-20 N-Q Fqf Trust (see advisory)
2018-01-30 13F-HR LMR Partners LLP 10,561 0 -100.00 952 0 -100.00
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 71 39 -45.07 4 2 -50.00
2018-02-09 13F-HR Itau Unibanco Holding S.A. 2,898 3,355 15.77 826 251 -69.61
2018-02-14 13F-HR AVALON ADVISORS, LLC 2,280 0 -100.00 206 0 -100.00
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 83,065 85,853 3.36 7,488 6,413 -14.36
2017-11-14 13F-HR Gotham Asset Management, LLC 2,154 0 -100.00 204 0 -100.00
2018-02-12 13F-HR Hutchin Hill Capital, LP 17,200 5,500 -68.02 1,551 411 -73.50
2018-04-03 13F-HR Washington Trust Bank 1,000 2,573 157.30 75 188 150.67
2018-02-14 13F-HR QS Investors, LLC 38 3
2018-02-09 SC 13G/A DIMENSIONAL FUND ADVISORS LP 2,502,314 2,537,129 1.39
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 38,340 0 -100.00 3,635 0 -100.00
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 1,900 0 -100.00 171 0 -100.00
2018-02-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 3,451 3,456 0.14 311 258 -17.04
2018-02-24 13F-HR/A-1 Elkfork Partners LLC 3,944 4,692 18.97 356 350 -1.69
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 84,090 90,388 7.49 7,581 6,752 -10.94
2018-02-14 13F-HR Holocene Advisors, Lp 3,395 254
2018-02-14 13F-HR Sentinel Asset Management, Inc. 164,215 0 -100.00 14,804 0 -100.00
2018-02-15 13F-HR GLENMEDE TRUST CO NA 0 583 0 43
2018-02-14 13F-HR Crestline Management, LP 17,633 1,317
2017-11-15 13F-HR Janney Capital Management LLC 4,515 0 -100.00 428 0 -100.00
2018-02-13 13F-HR Cove Street Capital, LLC 208,900 15,605
2018-02-09 13F-HR RHUMBLINE ADVISERS 61,330 53,164 -13.31 5,529 3,971 -28.18
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 148,800 206,009 38.45 13,414 15,389 14.72
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-04-16 13F-HR Perkins Coie Trust Co 2,129 1,944 -8.69 159 142 -10.69
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 82,804 79,450 -4.05 7,465 5,935 -20.50
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 4,547 4,547 0.00 410 340 -17.07
2018-02-09 13F-HR Arizona State Retirement System 14,939 18,992 27.13 1,347 1,419 5.35
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 12,500 5,400 -56.80 1,127 403 -64.24
2018-02-14 13F-HR ROYAL BANK OF CANADA 42,120 37,660 -10.59 3,798 2,814 -25.91
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 18,360 40,860 122.55 1,656 3,052 84.30
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 53,391 57,091 6.93 4,813 4,265 -11.39
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 2,718 203
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 1,400 2,200 57.14 126 164 30.16
2018-02-15 13F-HR JANE STREET GROUP, LLC 5,209 3,048 -41.49 470 228 -51.49
2018-02-09 13F-HR BARROW HANLEY MEWHINNEY & STRAUSS LLC 86,371 55,601 -35.63 7,786 4,153 -46.66
2017-11-22 N-Q COLLEGE RETIREMENT EQUITIES FUND (see advisory)
2018-02-07 13F-HR PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 12,000 0 -100.00 1,082 0 -100.00
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 0 9,332 0 697
2018-02-06 13F-HR Migdal Insurance & Financial Holdings Ltd. 33,857 78,951 133.19 3,052 5,898 93.25
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 0 650 0 49
2018-02-13 13F-HR Axa 11,100 11,900 7.21 1,001 889 -11.19
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 12,141 7,230 -40.45 1,095 540 -50.68
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 109,832 105,079 -4.33 9,901 7,849 -20.73
2018-02-08 13F-HR Retirement Systems of Alabama 86,456 85,568 -1.03 7,794 6,392 -17.99
2018-01-03 SC 13D/A First Pacific Advisors, LLC 3,383,941 3,084,985 -8.83
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 5,524 242,359 4,287.38 498 18,104 3,535.34
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 279,303 0 -100.00 26,478 0 -100.00
2018-02-09 13F-HR CITADEL ADVISORS LLC 35,727 44,974 25.88 3,221 3,359 4.28
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 13,400 13,300 -0.75 1,208 994 -17.72
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-01-16 13F-HR Gemmer Asset Management LLC 97 97 0.00 9 7 -22.22
2018-02-02 13F-HR Teton Advisors, Inc. 4,425 331
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 8,207 8,309 1.24 740 621 -16.08
2017-11-22 N-Q Tiaa Separate Account Va 1 (see advisory)
2018-04-18 13F-HR Louisiana State Employees Retirement System 6,700 6,900 2.99 500 505 1.00
2018-01-29 N-Q Ultimus Managers Trust (see advisory)

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( ESL / Esterline Technologies Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 297425100