|Security||ESBA / Empire State Realty Op, L.P. (292102100)|
|Form N-Q Owners||10|
|Institutional Shares||961,782 - 0.32% (ex. N-Q)|
|Weighted Average Number Of Diluted Shares Outstanding||298,049,000 shares (as of 2017-12-31) (ex. N-Q)|
|Institutional Value||$ 19,845,000 USD (ex. N-Q)|
FISK / Empire State Realty OP, L.P.|
OGCP / Empire State Realty OP, L.P.
Institutional Stock Ownership and Shareholders
Empire State Realty Op, L.P. (NYSE:ESBA) has 45 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 961,782 shares. Largest shareholders include Bank Of America Corp /de/, Puzo Michael J, First Republic Investment Management, Inc., State Street Corp, Cribstone Capital Management, LLC, M&r Capital Management Inc, Acadian Asset Management Llc, Ropes Wealth Advisors Llc, Woodmont Investment Counsel Llc, and Tortoise Investment Management, LLC.
Empire State Realty Op, L.P. (NYSE:ESBA) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.
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|File Date||Form||Investor||Opt||Prev Shares||Current Shares||Change
|Prev Value (x$1000)||Current Value (x$1000)||Change|
|Commonwealth Equity Services, Inc||57,956||21,474||-62.95||1,186||438||-63.07|
|CHICAGO TRUST Co NA||25,403||22,903||-9.84||520||474||-8.85|
|Atlantic Trust Group, LLC||3,645||30,249||729.88||74||626||745.95|
|Calamos Advisors Trust/il (see advisory)|
|PNC FINANCIAL SERVICES GROUP, INC.||1,000||11,810||1,081.00||20||244||1,120.00|
|Fusion Family Wealth LLC||0||8,745||0||181|
|Fs Series Trust (see advisory)|
|FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.||60,898||60,898||0.00||1,246||1,259||1.04|
|Cribstone Capital Management, LLC||2,730||52,008||1,805.05||56||1,060||1,792.86|
|Commonwealth Equity Services, Llc.||21,474||438|
|BANK OF MONTREAL /CAN/||7,871||23,546||199.15||160||487||204.38|
|American Asset Management Inc.||17,206||17,206||0.00||352||356||1.14|
|ROPES WEALTH ADVISORS LLC||8,603||42,948||399.22||176||875||397.16|
|TRUST CO OF VERMONT||8,000||7,000||-12.50||164||145||-11.59|
|PALISADE CAPITAL MANAGEMENT LLC/NJ||10,000||0||-100.00||205||0||-100.00|
|DEUTSCHE BANK AG\||2,066||42|
|Calamos Investment Trust/il (see advisory)|
|LPL Financial LLC||23,774||23,774||0.00||486||492||1.23|
|WOODMONT INVESTMENT COUNSEL LLC||36,147||36,147||0.00||740||748||1.08|
|Calamos Convertible Opportunities & Income Fund (see advisory)|
|MONTAG A & ASSOCIATES INC||10,737||10,737||0.00||219||219||0.00|
|North Star Investment Management Corp.||94,631||10,737||-88.65||1,957||219||-88.81|
|Advisor Group, Inc.||41,396||12,578||-69.62||856||256||-70.09|
|Aim Growth Series (invesco Growth Series) (see advisory)|
|YHB Investment Advisors, Inc.||21,474||10,937||-49.07||438||223||-49.09|
|Calamos Convertible & High Income Fund (see advisory)|
|PUZO MICHAEL J||84,573||86,573||2.36||1,730||1,791||3.53|
|Advent Claymore Convertible Securities & Income Fund (see advisory)|
|BLB&B Advisors, LLC||18,651||0||-100.00||387||0||-100.00|
|STATE STREET CORP||47,119||55,647||18.10||964||1,151||19.40|
|BRONFMAN E.L. ROTHSCHILD, L.P.||10||10||0.00|
|Ferris Capital, Llc||6,474||0||-100.00||134||0||-100.00|
|Franklin Alternative Strategies Funds (see advisory)|
|WELLS FARGO & COMPANY/MN||20,216||22,483||11.21||413||465||12.59|
|Calamos Strategic Total Return Fund (see advisory)|
|Baird Financial Group, Inc.||15,000||15,000||0.00||306||306||0.00|
|ACADIAN ASSET MANAGEMENT LLC||46,272||50,017||8.09||947||1,035||9.29|
|Calamos Dynamic Convertible & Income Fund (see advisory)|
|M&R CAPITAL MANAGEMENT INC||50,584||50,584||0.00||1,034||1,046||1.16|
|BANK OF AMERICA CORP /DE/||3,646||102,778||2,718.92||74||2,126||2,772.97|
|ROYAL BANK OF CANADA||2,657||2,657||0.00||54||55||1.85|
|UBS Group AG||6,830||26,302||285.10||139||544||291.37|
|Stratos Wealth Partners, LTD.||5,469||8,603||57.30||111||178||60.36|
|Tortoise Investment Management, LLC||23,940||30,392||26.95||490||629||28.37|
|Edge Wealth Management LLC||5,469||0||-100.00||114||0||-100.00|
|Acrospire Investment Management LLC||492||0||-100.00||10||0||-100.00|
|David R. Rahn & Associates Inc.||10,200||0||-100.00||208||0||-100.00|
|Cowen Prime Services LLC||12,904||12,904||0.00||264||267||1.14|
We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.
However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.
- We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( ESBA / Empire State Realty Op, L.P. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
- We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.
These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!