SecurityEOG / EOG Resources, Inc. (26875P101)
Institutional Owners1309 (274 N-Q Owners)
Institutional Shares502,375,261 - 86.82% (ex. N-Q)
Common Shares Outstanding578,636,343 shares (as of 2017-12-31)
Institutional Value$ 511,173,304,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

EOG Resources, Inc. (NYSE:EOG) has 1309 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 502,375,261 shares. Largest shareholders include Capital Research Global Investors, Vanguard Group Inc, BlackRock Inc., Capital World Investors, State Street Corp, FMR LLC / Fidelity, Bank of New York Mellon Corp, JP Morgan Chase & Co, Massachusetts Financial Services Co /ma/, and Price T Rowe Associates Inc /md/.
EOG Resources, Inc. (NYSE:EOG) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 42,353 67,836 60.17 4,569 7,140 56.27
2018-05-15 13F-HR National Asset Management, Inc. 2,225 2,100 -5.62 241 222 -7.88
2018-04-30 13F-HR FIRST NATIONAL TRUST CO 2,329 2,040 -12.41 252 215 -14.68
2018-02-14 13F-HR DENVER INVESTMENT ADVISORS LLC 5,725 0 -100.00 554 0 -100.00
2018-04-27 N-Q ADAMS NATURAL RESOURCES FUND, INC. (see advisory)
2018-04-18 13F-HR CULBERTSON A N & CO INC 37,063 37,984 2.48 3,999 3,999 0.00
2018-05-10 13F-HR Hanson & Doremus Investment Management 207 22
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 300,852 453,694 50.80 32,465 47,760 47.11
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 5,269 5,263 -0.11 569 554 -2.64
2018-02-23 N-Q Mfs Series Trust Xi (see advisory)
2018-05-10 13F-HR BRINKER CAPITAL INC 24,085 26,824 11.37 2,599 2,824 8.66
2018-02-26 N-Q Master Bond Llc (see advisory)
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 44,400 0 4,674
2018-02-27 N-Q Federated Equity Funds (see advisory)
2018-01-25 N-Q Columbia Funds Series Trust I (see advisory)
2018-05-15 13F-HR Sound Income Strategies, Llc 50 50 0.00 5 5 0.00
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 28,300 118,400 318.37 3,054 12,464 308.12
2018-05-15 13F-HR Mariner Wealth Advisors, LLC Put 10,400 12
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 4,206,295 4,732,665 12.51 453,901 498,208 9.76
2018-05-14 13F-HR Jarislowsky, Fraser Ltd 819,941 838,732 2.29 88,479 88,293 -0.21
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 8,325 8,325 0.00 898 876 -2.45
2018-03-29 N-Q Oppenheimer Quest For Value Funds (see advisory)
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 766,761 385,557 -49.72 82,741 40,588 -50.95
2018-05-04 13F-HR First Eagle Investment Management, LLC 451,958 0 -100.00 48,771 0 -100.00
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 89,799 90,899 1.22 8,070 9,569 18.57
2018-05-09 13F-HR Security National Bank 27,890 28,349 1.65 3,010 2,984 -0.86
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 755,906 163,952 -78.31 81,570 17,259 -78.84
2018-01-29 N-Q Oppenheimer Limited-term Bond Fund (see advisory)
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 23,528 21,144 -10.13 2,539 2,226 -12.33
2018-04-27 13F-HR Segment Wealth Management, LLC 7,665 6,665 -13.05 827 702 -15.11
2018-04-25 13F-HR Bartlett & Co. LLC 8,005 7,255 -9.37 864 764 -11.57
2018-04-12 13F-HR CUE FINANCIAL GROUP, INC. 13,590 13,540 -0.37 1,466 1,425 -2.80
2018-01-29 N-Q Oppenheimer Capital Income Fund (see advisory)
2018-04-06 13F-HR Waverton Investment Management Ltd 786,816 717,387 -8.82 84,905 75,519 -11.05
2018-04-25 13F-HR GHP Investment Advisors, Inc. 25,015 24,874 -0.56 2,699 2,618 -3.00
2018-01-26 N-Q Jpmorgan Institutional Trust (see advisory)
2018-05-15 13F-HR Edge Advisors, Llc 2,464 2,423 -1.66 265 255 -3.77
2018-04-06 13F-HR ATALANTA SOSNOFF CAPITAL, LLC 829,331 814,788 -1.75 89,493 85,773 -4.16
2018-05-08 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 5,774 0 -100.00 624 0 -100.00
2018-05-15 13F-HR Bramshill Investments, Llc 4,947 7,095 43.42 534 747 39.89
2018-03-29 N-Q Oppenheimer Steelpath Panoramic Fund (see advisory)
2018-05-07 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 5,220 4,920 -5.75 563,290 517,928 -8.05
2018-05-03 13F-HR MACKAY SHIELDS LLC 111,871 11,777
2018-05-15 13F-HR Advisors Asset Management, Inc. 25,439 25,785 1.36 2,745 2,615 -4.74
2018-04-11 13F-HR DnB Asset Management AS 71,848 72,348 0.70 7,753,118 7,616,074 -1.77
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 7,082 12,122 71.17 764 1,276 67.02
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 13,379 17,720 32.45 1,443,728 1,865,384 29.21
2018-04-25 N-Q 360 Funds (see advisory)
2018-03-28 N-Q Neuberger Berman Alternative Funds (see advisory)
2018-05-14 13F-HR MONROE BANK & TRUST/MI 24 0 -100.00 2 0 -100.00
2018-05-10 13F-HR Vantage Investment Advisors, LLC 417 417 0.00 45 44 -2.22
2018-02-28 N-Q Select Sector Spdr Trust (see advisory)
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 853,100 688,889 -19.25 92,058 72,519 -21.22
2018-05-02 13F-HR Global X Management CO LLC 8,799 9,191 4.46 950 968 1.89
2018-05-09 13F-HR Private Advisor Group, LLC 11,690 9,492 -18.80 1,312 1,000 -23.78
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 84,693 89,325 5.47 9,139 9,403 2.89
2018-04-13 13F-HR COBIZ INVESTMENT MANAGEMENT, LLC 60,178 61,406 2.04 6,494 6,464 -0.46
2018-05-14 13F-HR Birch Hill Investment Advisors LLC 2,730 287
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 33,269 33,853 1.76 3,590 3,563 -0.75
2018-04-12 13F-HR NEVILLE RODIE & SHAW INC 9,189 9,989 8.71 992 1,051 5.95
2018-04-24 13F-HR AMARILLO NATIONAL BANK 6,639 6,639 0.00 717 699 -2.51
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 22,243 21,543 -3.15 2,152 2,325 8.04
2018-05-11 13F-HR CORNERSTONE ADVISORS INC 16,600 24,600 48.19 1,791 2,590 44.61
2018-05-15 13F-HR A.R.T. Advisors, LLC 88,366 41,766 -52.74 9,535 4,396 -53.90
2018-05-07 13F-HR Kentucky Retirement Systems 35,657 30,198 -15.31 3,848 3,179 -17.39
2018-05-04 13F-HR Covenant Asset Management, LLC 28,032 27,597 -1.55 3,025 2,905 -3.97
2018-05-15 13F-HR CMT Capital Markets Trading GmbH Put 60,000 49,800 -17.00 6,475 5,242 -19.04
2018-02-15 13F-HR Lake Street Advisors Group, Llc 2,041 220
2018-05-11 13F-HR Fortis Advisors, LLC 125 125 0.00 13 13 0.00
2018-02-13 13F-HR AMALGAMATED BANK 62,149 68,612 10.40 6,012 7,404 23.15
2018-04-10 13F-HR BAINCO INTERNATIONAL INVESTORS 83,759 84,264 0.60 8,583 8,870 3.34
2018-05-02 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 217,350 217,350 0.00 23,454 22,880 -2.45
2018-02-28 N-Q Riverpark Funds Trust (see advisory)
2018-03-30 N-Q Fidelity Advisor Series Viii (see advisory)
2018-05-10 13F-HR JP Morgan Chase & Co Call 222,900 169,000 -24.18 24,053 17,791 -26.03
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 204 0 -100.00 22 0 -100.00
2017-12-28 N-Q Federated Mdt Series (see advisory)
2018-02-27 N-Q Franklin Managed Trust (see advisory)
2018-05-15 13F-HR EARNEST PARTNERS LLC 41,223 40,593 -1.53 4,448 4,273 -3.93
2018-05-14 13F-HR SSI INVESTMENT MANAGEMENT INC 2,036 2,008 -1.38 219 210 -4.11
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-05-02 13F-HR SHAKER INVESTMENTS LLC/OH 6,255 6,240 -0.24 675 657 -2.67
2018-05-14 13F-HR COHEN & STEERS INC 92,348 60,139 -34.88 9,965 6,331 -36.47
2018-05-11 13F-HR CITIGROUP INC Call 271,500 459,100 69.10 29,298 48,330 64.96
2018-05-11 13F-HR Delpha Capital Management, Llc 796 0 -100.00 86 0 -100.00
2018-05-15 13F-HR Dana Investment Advisors, Inc. 20,857 18,824 -9.75 2,251 1,982 -11.95
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 2,446 0 257
2018-05-01 13F-HR American National Registered Investment Advisor, Inc. 7,615 7,435 -2.36 822 783 -4.74
2018-05-02 13F-HR THOMPSON DAVIS & CO., INC. 40 40 0.00 4 4 0.00
2018-05-15 13F-HR LPL Financial LLC 75,973 60,287 -20.65 8,198 6,346 -22.59
2018-05-01 13F-HR ARP AMERICAS LLC 8,767 0 -100.00 946 0 -100.00
2018-03-28 N-Q Hartford Mutual Funds Ii Inc (see advisory)
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 53,859 51,016 -5.28 5,811 5,370 -7.59
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Put 51,300 3,000 -94.15 5,536 316 -94.29
2018-05-17 13F-HR/A TORTOISE CAPITAL ADVISORS, L.L.C. 252,826 235,204 -6.97 27,282 24,760 -9.24
2018-04-24 13F-HR SOMERVILLE KURT F 28,676 31,256 9.00 3,095 3,290 6.30
2018-05-02 13F-HR Morse Asset Management, Inc 57,155 57,225 0.12 6,168 6,024 -2.33
2018-05-14 13F-HR RPG Investment Advisory, LLC 8 8 0.00 1 1 0.00
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 1,622,748 1,590,529 -1.99 175,111 167,435 -4.38
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 225,755 134,173 -40.57 24,361 14,125 -42.02
2018-02-12 13F-HR Poehling Capital Management, Llc 1,000 108
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 77,287 66,976 -13.34 8,340 7,051 -15.46
2018-04-18 13F-HR OLD NATIONAL BANCORP /IN/ 78,512 74,410 -5.22 8,472 7,833 -7.54
2018-02-13 13F-HR Catamount Wealth Management 0 90 0 10
2018-05-15 13F-HR Hoylecohen, Llc 3,379 3,279 -2.96 365 345 -5.48
2018-04-25 N-Q Western Asset Funds Inc (see advisory)
2018-05-10 13F-HR BAILLIE GIFFORD & CO 5,032,488 5,005,542 -0.54 543,055 526,934 -2.97
2018-05-15 13F-HR Capital International Investors 2,785,000 2,508,700 -9.92 300,529 264,091 -12.12
2018-02-12 13F-HR FIL Ltd 0 39,354 0 4,247
2018-01-26 N-Q Pioneer Series Trust V (see advisory)
2018-05-09 13F-HR LINCOLN NATIONAL CORP 4,209 2,010 -52.25 454 212 -53.30
2018-04-09 13F-HR Jones Collombin Investment Counsel Inc 54,984 55,156 0.31 5,933 5,806 -2.14
2018-05-09 13F-HR Alpha Cubed Investments, LLC 14,935 13,151 -11.95 1,612 1,384 -14.14
2018-05-02 13F-HR SALIENT TRUST CO LTA 10,205 10,205 0.00 1,101 1,074 -2.45
2018-05-09 13F-HR GAGNON SECURITIES LLC 2,943 3,026 2.82 318 319 0.31
2018-05-15 13F-HR DEUTSCHE BANK AG\ Put 600 0 -100.00 64 0 -100.00
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 313,249 309,383 -1.23 33,803 32,569 -3.65
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 110,308 115,813 4.99 10,671 12,497 17.11
2018-04-11 13F-HR WENDELL DAVID ASSOCIATES INC 14,610 13,260 -9.24 1,577 1,396 -11.48
2018-05-09 13F-HR Milestone Group, Inc. 2,306 2,258 -2.08 249 238 -4.42
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 142,429 158,691 11.42 15,369 16,705 8.69
2018-05-04 13F-HR LMR Partners LLP 12,382 12,382 0.00 1,336 1,336 0.00
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 1,377 1,077 -21.79 148 113 -23.65
2018-03-28 N-Q Series Portfolios Trust (see advisory)
2018-05-15 13F-HR Arosa Capital Management LP 219,810 0 -100.00 23,720 0 -100.00
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 54,316 48,840 -10.08 5,862 5,142 -12.28
2018-05-14 13F-HR Allianz Asset Management AG Put 960,600 291,500 -69.65 103,658 30,686 -70.40
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 592,752 587,036 -0.96 63,964 61,797 -3.39
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 40,000 35,400 -11.50 4,316 3,726 -13.67
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 982,692 951,236 -3.20 106,042 100,137 -5.57
2018-05-11 13F-HR First Allied Advisory Services, Inc. 2,804 2,866 2.21 306 301 -1.63
2018-02-13 13F-HR CITIZENS & NORTHERN CORP 13,121 13,158 0.28 1,269 1,420 11.90
2018-05-15 13F-HR HRS Investment Holdings, LLC 10,000 10,000 0.00 1,079 1,053 -2.41
2018-04-18 13F-HR Cordasco Financial Network 2,225 2,225 0.00 240 234 -2.50
2018-04-11 13F-HR Bach Investment Advisors Ltd Put 10,600 10,800 1.89 1,144 1,137 -0.61
2018-05-15 13F-HR IndexIQ Advisors LLC 2,442 14,943 511.92 264 1,574 496.21
2018-05-15 13F-HR Castleark Alternatives, Llc 92,004 85,710 -6.84 9,928 9,023 -9.12
2018-04-16 13F-HR Perkins Coie Trust Co 355 355 0.00 38 37 -2.63
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 221,236 220,847 -0.18 23,873 23,248 -2.62
2018-05-01 13F-HR WEDBUSH SECURITIES INC 2,502 2,609 4.28 270 275 1.85
2018-05-14 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 7,600 0 -100.00 820 0 -100.00
2018-04-19 13F-HR State of Alaska, Department of Revenue 83,789 70,799 -15.50 9,038 7,450 -17.57
2018-01-18 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 27 0 -100.00 3 0 -100.00
2018-05-15 13F-HR BTG Pactual Global Asset Management Ltd 0 100,000 0 10,527
2018-05-07 13F-HR ARGA Investment Management, LP 24,350 24,350 0.00 2,628 2,563 -2.47
2018-05-01 13F-HR BRAUN STACEY ASSOCIATES INC 178,190 177,566 -0.35 19,228 18,692 -2.79
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 1,563,572 1,018,692 -34.85 168,725 107,238 -36.44
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 130,070 84,485 -35.05 14,036 8,894 -36.63
2018-01-25 N-Q Putnam Global Natural Resources Fund (see advisory)
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 24,826 24,781 -0.18 2,679 2,608 -2.65
2018-05-09 13F-HR Marathon Trading Investment Management LLC Call 0 7,700 0 811
2018-05-15 13F-HR Highlander Capital Management, LLC 125 125 0.00 13 13 0.00
2018-05-01 13F-HR DEARBORN PARTNERS LLC 8,155 8,155 0.00 880 858 -2.50
2018-05-08 13F-HR Waratah Capital Advisors Ltd. 0 181,089 0 19,063
2018-05-15 13F-HR Walleye Trading LLC Put 112,400 69,000 -38.61 12,129 7,264 -40.11
2018-05-09 13F-HR FORSTA AP-FONDEN 103,494 103,494 0.00 11,168 10,895 -2.44
2018-04-25 13F-HR ARROW FINANCIAL CORP 9,213 11,225 21.84 995 1,183 18.89
2018-05-14 13F-HR Centenus Global Management, Lp 28,750 0 -100.00 3,102 0 -100.00
2018-05-21 13F-HR Summit Trail Advisors, Llc 3,401 308,951 8,984.12 391 309 -20.97
2018-02-07 13F-HR FFCM LLC 440 0 -100.00 42 0 -100.00
2018-05-01 13F-HR DOWLING & YAHNKE LLC 24,481 23,780 -2.86 2,642 2,503 -5.26
2018-05-04 13F-HR Rossmore Private Capital 2,497 2,606 4.37 269,451 274 -99.90
2018-04-30 13F-HR BOSTON FAMILY OFFICE LLC 33,323 33,352 0.09 3,596 3,511 -2.36
2018-05-10 13F-HR Marble Harbor Investment Counsel, LLC 54,335 58,765 8.15 5,863 6,186 5.51
2018-05-11 13F-HR Cutler Group LP 5,380 5,243 -2.55 580 551 -5.00
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 91,458 92,048 0.65 9,869 9,689,893 98,085.16
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 0 8,699 0 916
2018-05-14 13F-HR Mosaic Family Wealth, LLC 240 240 0.00 26 25 -3.85
2018-05-15 13F-HR NS Partners Ltd 82,152 82,123 -0.04 8,865 8,645 -2.48
2018-05-14 13F-HR Nuveen Asset Management, LLC 8,913 5,903 -33.77 962 621 -35.45
2018-05-15 13F-HR AVALON ADVISORS, LLC 211,285 207,987 -1.56 22,800 21,895 -3.97
2018-04-19 13F-HR Strategic Advisors LLC 3,760 396
2018-05-09 13F-HR GUYASUTA INVESTMENT ADVISORS INC 2,001 2,041 2.00 216 215 -0.46
2018-05-01 13F-HR WHITTIER TRUST CO 2,396 2,264 -5.51 258 238 -7.75
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 610,121 344,172 -43.59 65,838 36,231 -44.97
2018-01-18 N-Q Advantage Funds, Inc. (see advisory)
2018-04-16 13F-HR Santori & Peters, Inc. 187 0 -100.00 18 0 -100.00
2018-04-05 13F-HR WHALEROCK POINT PARTNERS, LLC 10,248 11,170 9.00 1,106 1,176 6.33
2018-05-09 13F-HR Cetera Investment Advisers 2,846 0 -100.00 307 0 -100.00
2018-05-15 13F-HR PECONIC PARTNERS LLC 196,940 0 -100.00 21,252 0 -100.00
2018-05-14 13F-HR NOMURA HOLDINGS INC Put 50,000 50,000 0.00 5,400 5,400 0.00
2018-05-18 13F-HR TRUST CO OF VERMONT 7,521 5,727 -23.85 811 603 -25.65
2018-05-16 13F-HR Israel Discount Bank of New York 4,450 4,569 2.67 480 481 0.21
2018-04-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 11,987 11,562 -3.55 1,294 1,217 -5.95
2018-04-20 13F-HR BB&T CORP 21,436 21,160 -1.29 2,313 2,228 -3.67
2018-04-17 13F-HR RELIANCE TRUST CO OF DELAWARE 2,295 2,275 -0.87 248 240 -3.23
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-03-27 N-Q American Century Mutual Funds, Inc. (see advisory)
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-05-09 13F-HR Centerpoint Advisors, Llc 58 6
2018-05-15 13F-HR Paloma Partners Management Co Call 99,100 114,900 15.94 10,694 12,096 13.11
2018-05-11 13F-HR MACQUARIE GROUP LTD 298,816 303,693 1.63 32,277 31,969 -0.95
2018-05-03 13F-HR SG Americas Securities, LLC 78,641 48,347 -38.52 8,486 5,089 -40.03
2018-03-27 N-Q Chesapeake Investment Trust (see advisory)
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 2,921,180 3,091,064 5.82 315,223 325,396 3.23
2018-05-14 13F-HR Talara Capital Management, LLC 46,733 0 -100.00 5,043 0 -100.00
2018-05-11 13F-HR SevenBridge Financial Group, LLC 2,451 2,376 -3.06 264 250 -5.30
2018-04-27 N-Q Global X Funds (see advisory)
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-05-14 13F-HR MENORA MIVTACHIM HOLDINGS LTD. 337,595 337,595 0.00 36,430 35,539 -2.45
2018-05-09 13F-HR Findlay Park Partners LLP 1,326,750 1,326,750 0.00 143,170 139,667 -2.45
2018-05-11 13F-HR Citizens Financial Group Inc/RI 1,090 1,546 41.83 118 162 37.29
2018-04-18 13F-HR Independence Bank Of Kentucky 515 515 0.00 56 54 -3.57
2018-05-15 13F-HR TAURUS ASSET MANAGEMENT, LLC 130,577 129,722 -0.65 14,091 13,656 -3.09
2018-05-15 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 821,248 787,165 -4.15 88,621 82,865 -6.50
2018-02-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2018-04-23 13F-HR Autus Asset Management, LLC 6,700 6,700 0.00 723 705 -2.49
2018-05-07 13F-HR Engineers Gate Manager LP 10,477 0 -100.00 1,131 0 -100.00
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-02-13 13F-HR NIPPON LIFE INSURANCE CO 27,316 0 -100.00 2,643 0 -100.00
2018-02-14 13F-HR GAM Holding AG 1,373 0 -100.00 133 0 -100.00
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 123 14
2018-02-13 13F-HR Corient Capital Partners, LLC 2,312 250
2018-04-23 13F-HR CAPROCK Group, Inc. 3,648 3,601 -1.29 422 379 -10.19
2018-02-14 13F-HR BlueMountain Capital Management, LLC Put 265,000 104,000 -60.75 25,592 11,223 -56.15
2018-05-15 13F-HR Ferris Capital, Llc 9,162 6,225 -32.06 989 655 -33.77
2018-05-15 13F-HR Marino, Stram & Associates Llc 32 32 0.00 3 3 0.00
2018-04-24 13F-HR Dempze Nancy E 6,825 9,165 34.29 736 964 30.98
2017-12-28 N-Q VANGUARD SPECIALIZED FUNDS (see advisory)
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-03-29 N-Q Tax-managed Multi-cap Growth Portfolio (see advisory)
2018-05-14 13F-HR SRS Capital Advisors, Inc. 187 459 145.45 20 48 140.00
2018-05-10 13F-HR Avestar Capital, Llc 117 117 0.00 10 10 0.00
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 425,335 418,474 -1.61 45,860 44,109 -3.82
2018-04-30 13F-HR GREENLEAF TRUST 13,899 13,655 -1.76 1,500 1,437 -4.20
2018-05-04 13F-HR LYELL WEALTH MANAGEMENT, LP 12,330 13,590 10.22 1,331 1,431 7.51
2018-03-29 N-Q Ab Cap Fund, Inc. (see advisory)
2018-05-08 13F-HR Aperio Group, LLC 273,051 314,800 15.29 29,465 33,139 12.47
2018-05-04 13F-HR EVERMAY WEALTH MANAGEMENT LLC 3,092 325
2018-04-04 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC 3,361 3,346 -0.45 363 352 -3.03
2018-05-15 13F-HR Natixis 13,105 23,426 78.76 1,414 2,462 74.12
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 15,356 13,247 -13.73 1,657 1,395 -15.81
2018-05-18 13F-HR Xact Kapitalforvaltning AB 56,652 61,690 8.89 6,113 6,494 6.23
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 12,283 12,596 2.55 1,327 1,326 -0.08
2018-03-01 N-Q Causeway Capital Management Trust (see advisory)
2018-04-13 13F-HR Cwm Advisors, Llc 743 0 -100.00 80 0 -100.00
2018-05-15 13F-HR Aureus Asset Management, LLC 10,673 32,693 206.32 1,152 3,442 198.78
2018-01-23 N-Q Mfs Series Trust I (see advisory)
2018-05-01 13F-HR Checchi Capital Advisers, LLC 6,351 6,482 2.06 685 682 -0.44
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 4,706,513 3,667,568 -22.07 455,308,068 395,767,263 -13.08
2018-05-09 13F-HR BANQUE PICTET & CIE SA 237,073 226,563 -4.43 25,583 23,850 -6.77
2018-05-08 13F-HR Willingdon Wealth Management 11,707 12,835 9.64 1,263 1,351 6.97
2018-04-27 13F-HR ROTHSCHILD INVESTMENT CORP /IL 4,990 0 -100.00 538 0 -100.00
2018-01-26 N-Q Eaton Vance Tax Advantaged Dividend Income Fund (see advisory)
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 75,200 5,000 -93.35 8,115 526 -93.52
2018-05-15 13F-HR VANGUARD GROUP INC 42,190,971 42,920,926 1.73 4,552,829 4,518,285 -0.76
2018-02-14 13F-HR Otter Creek Advisors, LLC 57,245 0 -100.00 5,538 0 -100.00
2018-04-18 13F-HR/A Guidant Wealth Advisors 200 200 0.00 22 20 -9.09
2018-05-09 13F-HR DEAN INVESTMENT ASSOCIATES, LLC 41,599 40,196 -3.37 4,489 4,231 -5.75
2018-05-11 13F-HR D L CARLSON INVESTMENT GROUP INC 23,322 22,963 -1.54 2,517 2,417 -3.97
2018-04-24 13F-HR Kidder Stephen W 13,145 17,980 36.78 1,418 1,894 33.57
2018-02-27 N-Q Bernstein Sanford C Fund Inc (see advisory)
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 0 92,696 0 9,758
2018-05-15 13F-HR Invesco Ltd. 878,414 905,211 3.05 94,789 95,292 0.53
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 218,504 218,714 0.10 23,579 23,024 -2.35
2018-05-15 13F-HR STA Wealth Management, LLC 2,627 2,637 0.38 283 278 -1.77
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Call 277,500 0 -100.00 29,945 0 -100.00
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 80,541 80,603 0.08 8,691 8,485 -2.37
2018-05-15 13F-HR ARGENTIERE CAPITAL AG 0 25,000 0 2,632
2018-05-11 13F-HR Patten Group, Inc. 675 675 0.00 73 71 -2.74
2018-05-11 13F-HR JONES FINANCIAL COMPANIES LLLP 31,248 28,364 -9.23 3,372 2,985 -11.48
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 192,732 194,288 0.81 20,798 20,453 -1.66
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 10,000 53,400 434.00 1,079 5,621 420.95
2018-02-06 13F-HR ICON ADVISERS INC/CO 32,200 0 -100.00 3,115 0 -100.00
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-05-09 13F-HR MONETTA FINANCIAL SERVICES INC 35,000 35,000 0.00 3,793 3,684 -2.87
2018-05-15 13F-HR Perella Weinberg Partners Capital Management LP 0 446,784 0 47,033
2018-03-27 N-Q Schwab Investments (see advisory)
2018-04-19 13F-HR Baker Ellis Asset Management LLC 1,044 1,044 0.00 113 110 -2.65
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC Put 289,400 308,400 6.57 329 1,822 453.80
2018-04-26 13F-HR DUNCKER STREETT & CO INC 7,550 8,094 7.21 815 852 4.54
2018-04-02 N-Q John Hancock Investment Trust (see advisory)
2018-04-26 13F-HR FIS GROUP, INC. 229 200 -12.66 26 21 -19.23
2018-05-11 13F-HR Harbor Advisors LLC 25,900 25,900 0.00 2,795 2,726 -2.47
2018-04-26 13F-HR FINANCIAL COUNSELORS INC 4,145 4,415 6.51 447 465 4.03
2018-05-03 13F-HR STEPHENS INC /AR/ 55,677 49,849 -10.47 6,008 5,248 -12.65
2018-05-03 13F-HR COMMERCE BANK 260,295 254,681 -2.16 28,089 26,810 -4.55
2018-05-02 13F-HR FDx Advisors, Inc. 8,067 4,828 -40.15 871 508 -41.68
2018-05-15 13F-HR BLOCKHOUSE CAPITAL MANAGEMENT LP 28,800 3,032
2018-05-14 13F-HR SNYDER CAPITAL MANAGEMENT L P 12,677 14,796 16.72 1,368 1,558 13.89
2017-12-21 N-Q Blackrock Natural Resources Trust (see advisory)
2018-05-15 13F-HR MARTIN CURRIE LTD 38,694 42,522 9.89 4,175 4,476 7.21
2018-05-15 13F-HR Energy Opportunities Capital Management, LLC 51,308 52,793 2.89 5,537 5,558 0.38
2018-05-15 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 17,352 18,383 5.94 1,873 1,935 3.31
2018-02-26 N-Q Blackrock Funds (see advisory)
2018-05-15 13F-HR CAPITAL GUARDIAN TRUST CO 551,232 540,605 -1.93 59,483 56,909 -4.33
2018-04-13 13F-HR Calamos Advisors LLC 349,383 314,281 -10.05 37,702 33,085 -12.25
2018-05-15 13F-HR TLP GROUP LLC 92 0 -100.00 10 0 -100.00
2018-05-10 13F-HR JP Morgan Chase & Co 18,366,249 15,358,253 -16.38 1,981,901 1,616,764 -18.42
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 4,654 2,898 -37.73 502 305 -39.24
2018-05-03 13F-HR CONNING INC. 13,580 13,520 -0.44 1,465 1,423 -2.87
2018-05-16 13F-HR ASSETMARK, INC 1,324 751 -43.28 143 79 -44.76
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 1,638,601 1,685,981 2.89 176,821 177,483 0.37
2018-05-15 13F-HR Alexandria Capital, LLC 30,680 28,185 -8.13 3,311 2,967 -10.39
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-05-15 13F-HR Verition Fund Management LLC 3,939 6,434 63.34 425 677 59.29
2018-05-15 13F-HR BW Gestao de Investimentos Ltda. 55,000 0 -100.00 5,935 0 -100.00
2018-05-16 13F-HR Integre Asset Management, LLC 10,398 12,491 20.13 1,122 1,315 17.20
2018-05-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 124,054 86,776 -30.05 13,387 9,135 -31.76
2018-05-15 13F-HR Capital Bank & Trust Co 473,461 450,643 -4.82 51,091 47,439 -7.15
2018-03-28 N-Q Victory Portfolios (see advisory)
2018-05-14 13F-HR DRW Securities, LLC 8,112 0 -100.00 875 0 -100.00
2018-05-15 13F-HR Wellington Management Group LLP Call 582 0 -100.00 1,356 0 -100.00
2018-02-14 13F-HR Nuveen Fund Advisors, LLC 2,229 0 -100.00 216 0 -100.00
2018-05-11 13F-HR Cnb Bank 2,897 3,503 20.92 313 369 17.89
2018-04-27 N-Q Valic Co I (see advisory)
2018-03-29 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-04-24 13F-HR Tarbox Group, Inc. 274 274 0.00 30 29 -3.33
2018-03-29 N-Q Washington Mutual Investors Fund (see advisory)
2018-05-15 13F-HR HighTower Advisors, LLC 84,429 82,559 -2.21 9,111 8,693 -4.59
2018-04-26 N-Q Trust For Professional Managers (see advisory)
2018-05-15 13F-HR RiverPoint Capital Management, LLC 151,799 153,092 0.85 16,381 16,116 -1.62
2018-05-14 13F-HR Gryphon Financial Partners Llc 255 240 -5.88 28 26 -7.14
2018-04-17 13F-HR DELTA CAPITAL MANAGEMENT LLC 4,430 4,430 0.00 478 466 -2.51
2018-02-13 13F-HR Carmignac Gestion 4,573,922 5,633,250 23.16 442,481 607,884 37.38
2018-04-16 13F-HR MOODY NATIONAL BANK TRUST DIVISION 8,350 8,170 -2.16 901 860 -4.55
2018-05-16 13F-HR GRIFFIN ASSET MANAGEMENT, INC. 18,025 17,830 -1.08 1,945 1,877 -3.50
2018-05-10 13F-HR First Personal Financial Services 1,053 1,573 49.38 114 166 45.61
2018-05-02 13F-HR American Assets Investment Management, LLC 2,800 2,800 0.00 302 295 -2.32
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 95,136 10,265
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 544 344 -36.76 58,704 36,214 -38.31
2018-05-11 13F-HR HAP Trading, LLC Call 0 63,400 0 190
2018-04-26 13F-HR Boston Common Asset Management, LLC 93,855 92,684 -1.25 10,128 9,757 -3.66
2018-05-14 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 16 0 -100.00 2 0 -100.00
2018-04-26 N-Q Putnam Equity Income Fund/new/ (see advisory)
2018-04-12 13F-HR Harrington Investments, Inc 2,234 1,934 -13.43 241 204 -15.35
2018-02-26 N-Q Blackrock Balanced Capital Fund, Inc. (see advisory)
2018-02-09 13F-HR Hawkins Capital L.P. 82,677 0 -100.00 7,997 0 -100.00
2018-04-17 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 104,807 98,732 -5.80 11,309 10,393 -8.10
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 8,730 8,730 0.00 942 919 -2.44
2018-02-08 13F-HR Cetera Advisor Networks LLC 3,533 0 -100.00 342 0 -100.00
2018-05-11 13F-HR Arnhold Llc 79,194 8,337
2018-03-01 N-Q Forum Funds (see advisory)
2018-02-26 N-Q Master Large Cap Series Llc (see advisory)
2018-05-09 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 71,500 71,500 0.00 7,716 7,527 -2.45
2018-05-04 13F-HR Campbell & CO Investment Adviser LLC 3,550 5,250 47.89 383 553 44.39
2018-02-09 13F-HR Arizona State Retirement System 199,615 169,476 -15.10 19,311 18,288 -5.30
2018-04-13 13F-HR SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 178,845 184,051 2.91 19,299 19,375 0.39
2018-05-09 13F-HR PICTET BANK & TRUST Ltd 17,030 17,030 0.00 1,838 1,793 -2.45
2018-02-01 13F-HR Nationwide Fund Advisors 613,285 0 -100.00 59,329 0 -100.00
2018-03-26 N-Q Mfs Series Trust Xv (see advisory)
2018-04-12 13F-HR Integrated Investment Consultants, LLC 0 92 0 10
2018-04-24 13F-HR Parkwood LLC 11,523 5,309 -53.93 1,243 559 -55.03
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 830 1,409 69.76 49 193 293.88
2018-04-30 N-Q Claymore Exchange-traded Fund Trust 2 (see advisory)
2018-05-09 13F-HR Tredje AP-fonden 56,085 55,536 -0.98 6,052 5,846 -3.40
2018-03-05 13F-HR/A NORGES BANK 5,083,491 5,292,036 4.10 495,895 571,062 15.16
2018-02-12 13F-HR FMR LLC / Fidelity 18,772,792 20,686,169 10.19 1,816,081 2,232,243 22.92
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 251 144 -42.63 27 15 -44.44
2018-05-09 13F-HR KAMES CAPITAL plc 1,069,056 1,040,951 -2.63 115,405 109,581 -5.05
2018-04-12 13F-HR First Command Financial Services, Inc. 40 4
2018-05-09 13F-HR Venturi Wealth Management, LLC 3,053 3,000 -1.74 329 316 -3.95
2018-02-02 13F-HR Gardiner Nancy B 3,740 0 -100.00 361 0 -100.00
2018-05-03 13F-HR Cowen Prime Services LLC 300 300 0.00 32 32 0.00
2018-05-15 13F-HR MORGENS WATERFALL VINTIADIS & CO INC 5,000 0 -100.00 540 0 -100.00
2018-04-27 N-Q Fidelity Financial Trust (see advisory)
2018-05-04 13F-HR SECURITY NATIONAL TRUST CO 7,359 7,234 -1.70 795 761 -4.28
2018-04-10 13F-HR Andra AP-fonden 51,400 44,100 -14.20 5,547 4,642 -16.32
2018-05-02 13F-HR HENNESSY ADVISORS INC 5,030 0 -100.00 543 0 -100.00
2018-04-19 13F-HR ROANOKE ASSET MANAGEMENT CORP/ NY 29,398 28,703 -2.36 3,172 3,022 -4.73
2018-04-26 13F-HR Ifg Advisory, Llc 4,733 4,071 -13.99 510 428 -16.08
2018-02-13 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 3,119 3,187 2.18 302 344 13.91
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 6,167,938 5,737,919 -6.97 665,582 604,031 -9.25
2018-04-12 13F-HR First Command Bank 40 4,211
2018-05-15 13F-HR Jefferies Group LLC 215 7,671 3,467.91 23 808 3,413.04
2018-05-07 13F-HR Price Wealth Management, Inc. 138 69 -50.00 14 7 -50.00
2018-04-12 13F-HR WELCH & FORBES LLC 58,767 66,030 12.36 6,341 6,950 9.60
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 14,920 15,160 1.61 1,610 1,596 -0.87
2018-04-18 13F-HR UNIVEST CORP OF PENNSYLVANIA 22,866 21,044 -7.97 2,467 2,215 -10.21
2018-05-01 13F-HR TWIN CAPITAL MANAGEMENT INC 30,060 29,490 -1.90 3,244 3,104 -4.32
2018-04-27 13F-HR Hudock Capital Group, LLC 205 205 0.00 22 21 -4.55
2018-05-14 13F-HR/A Botty Investors LLC 230 230 0.00 25 24 -4.00
2018-03-06 13F-HR Kimelman & Baird, LLC 5,200 5,200 0.00 503 561 11.53
2018-04-12 13F-HR LGT CAPITAL PARTNERS LTD. 131,150 119,830 -8.63 14,152 12,615 -10.86
2018-04-17 13F-HR Watermark Asset Management, Inc. 234 234 0.00 25 25 0.00
2018-03-23 N-Q Alpine Total Dynamic Dividend Fund (see advisory)
2018-01-29 N-Q Neuberger Berman Equity Funds (see advisory)
2018-04-11 13F-HR First Capital Advisors Group, LLC. 356 37
2018-05-04 13F-HR AGF INVESTMENTS INC. 35,187 41,189 17.06 3,797 4,336 14.20
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 287,377 0 30,252
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-01-26 N-Q Eaton Vance Growth Trust (see advisory)
2018-05-15 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 2,423 2,863 18.16 261 301 15.33
2018-04-24 13F-HR Rehmann Capital Advisory Group 2,053 1,863 -9.25 222 196 -11.71
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-05-15 13F-HR Capital World Investors 20,302,365 31,012,751 52.75 2,190,828 3,264,712 49.02
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 70,600 81,700 15.72 7,618 8,601 12.90
2018-02-14 13F-HR Pacer Advisors, Inc. 13,724 18,714 36.36 1,328 2,019 52.03
2018-05-15 13F-HR BARCLAYS PLC Put 25,300 16,700 -33.99 2,730 1,758 -35.60
2018-05-08 13F-HR TIVERTON ASSET MANAGEMENT LLC 7,046 0 -100.00 760 0 -100.00
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 127,933 181,534 41.90 13,805 19,111 38.44
2018-02-14 13F-HR ProShare Advisors LLC 130,740 150,968 15.47 12,648 16,291 28.80
2018-05-15 13F-HR GARDNER LEWIS ASSET MANAGEMENT L P 83,138 87,576 5.34 8,971 9,219 2.76
2018-02-08 13F-HR Trust Investment Advisors 5,415 5,415 0.00 524 584 11.45
2018-04-27 13F-HR Chicago Partners Investment Group LLC 1,113 1,289 15.81 120 136 13.33
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 38,000 0 -100.00 4,101 0 -100.00
2018-04-25 13F-HR Centre Asset Management, LLC 0 51,650 0 5,437
2018-05-07 13F-HR Johnson Financial Group, Inc. 2,935 2,909 -0.89 317 306 -3.47
2018-05-15 13F-HR Paloma Partners Management Co Put 130,100 146,700 12.76 14,040 15,443 9.99
2018-04-30 13F-HR Advantus Capital Management Inc 58,647 58,547 -0.17 6,329 6,163 -2.62
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 30,940 0 -100.00 3,339 0 -100.00
2018-05-09 13F-HR Nippon Life Global Investors Americas, Inc. 24,370 24,370 0.00 2,629 2,566 -2.40
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 272 0 -100.00 26 0 -100.00
2018-04-11 13F-HR APPLETON PARTNERS INC/MA 24,436 24,316 -0.49 2,637 2,560 -2.92
2018-04-25 13F-HR FIRST INTERSTATE BANK 70 70 0.00 8 7 -12.50
2018-04-27 13F-HR CAMBRIDGE TRUST CO 187,438 184,153 -1.75 20,227 19,386 -4.16
2017-12-28 N-Q Fidelity Devonshire Trust (see advisory)
2018-02-01 13F-HR Clear Perspective Advisors, LLC 119 119 0.00 12 13 8.33
2018-05-01 13F-HR COMERICA BANK 176,539 160,708 -8.97 20,914 18,327 -12.37
2018-05-08 13F-HR ROOSEVELT INVESTMENT GROUP INC 120,661 126,282 4.66 13,021 13,294 2.10
2018-04-30 13F-HR Certified Advisory Corp 162 162 0.00 17 17 0.00
2018-05-21 13F-HR Cypress Capital Group 2,565 270
2018-03-27 N-Q Transamerica Funds (see advisory)
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 3,635 3,243 -10.78 392 341 -13.01
2018-05-18 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 18,106 18,106 0.00 1,954 1,954 0.00
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 105,567 140,625 33.21 11,392 14,804 29.95
2018-03-23 N-Q Alpine Series Trust (see advisory)
2018-05-11 13F-HR Parkside Investments, LLC 43,742 23,917 -45.32 4,720 2,518 -46.65
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 42,642 37,776 -11.41 4,601 3,977 -13.56
2018-05-11 13F-HR Wills Financial Group, Inc. 12,184 12,131 -0.43 1,314 1,277 -2.82
2018-05-11 13F-HR PITCAIRN CO 4,562 4,473 -1.95 493 471 -4.46
2018-05-10 13F-HR Artemis Investment Management LLP 17,777 13,496 -24.08 1,919 1,421 -25.95
2018-05-10 13F-HR IFM Investors Pty Ltd 16,195 18,000 11.15 1,748 1,895 8.41
2018-02-12 13F-HR Sovarnum Capital L.p. 2,500 270
2018-05-15 13F-HR GLENMEDE TRUST CO NA 15,459 15,459 0.00 1,667 1,667 0.00
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 829,900 827,867 -0.24 89,554 87,151 -2.68
2018-05-11 13F-HR Argent Trust Co 3,595 4,137 15.08 388 436 12.37
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 174,300 142,900 -18.01 18,809 15,043 -20.02
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-04-17 13F-HR MAI Capital Management 18,866 18,209 -3.48 2,036 1,917 -5.84
2018-05-09 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 7,249 763
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 0 5,379 0 566
2018-05-04 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 265,008 267,735 1.03 28,597 28,184 -1.44
2018-05-14 13F-HR MONETARY MANAGEMENT GROUP INC 2,617 2,617 0.00 282 275 -2.48
2018-05-15 13F-HR Wellington Management Group LLP 8,497,662 10,747,508 26.48 916,983 1,131,391 23.38
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-04-27 13F-HR Savant Capital, LLC 0 1,973 0 208
2018-05-11 13F-HR HSBC HOLDINGS PLC 720,877 557,350 -22.68 77,793 58,671 -24.58
2018-05-15 13F-HR Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 6,462 6,612 2.32 697 696 -0.14
2018-05-02 N-Q Calamos Advisors Trust/il (see advisory)
2018-05-11 13F-HR MADISON INVESTMENT HOLDINGS INC 204,827 198,052 -3.31 22,103 20,849 -5.67
2018-04-18 13F-HR Integral Derivatives, LLC 0 3,937 0 414
2018-04-17 13F-HR Mitsubishi Ufj Asset Management (uk) Ltd. 19,000 2,000
2018-05-14 13F-HR RMB Capital Management, LLC 212,898 212,181 -0.34 22,974 22,336 -2.78
2018-05-10 13F-HR Elkfork Partners LLC 11,704 0 -100.00 1,263 0 -100.00
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 317,494 404,149 27.29 34,261 42,545 24.18
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-05-15 13F-HR WADDELL & REED FINANCIAL INC 2,517,074 2,382,876 -5.33 271,617 250,845 -7.65
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 40,100 58,200 45.14 4,327 6,127 41.60
2018-05-10 13F-HR JP Morgan Chase & Co Put 1,572,300 432,300 -72.51 169,667 45,508 -73.18
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 23,015 23,015 0.00 2,484 2,423 -2.46
2018-05-01 13F-HR Greystone Managed Investments Inc. 85,811 81,816 -4.66 9,260 8,613 -6.99
2018-05-09 13F-HR USS Investment Management Ltd 1,250,000 1,320,816 5.67 134,944 156,114 15.69
2018-05-15 13F-HR LYRICAL ASSET MANAGEMENT LP 2,733,837 2,964,959 8.45 295,008 312,121 5.80
2018-02-13 13F-HR Oz Management LP Call 2,771,700 0 -100.00 268,134 0 -100.00
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 310,594 283,766 -8.64 33,535 29,872 -10.92
2018-04-20 13F-HR JENNISON ASSOCIATES LLC 2,467,797 2,146,668 -13.01 266,300 225,980 -15.14
2018-05-15 13F-HR Mariner Wealth Advisors, LLC 30,286 46,593 53.84 3,267 4,905 50.14
2018-03-15 N-Q Tcw Funds Inc (see advisory)
2018-04-11 13F-HR Ruggie Capital Group 500 500 0.00 54 53 -1.85
2018-05-04 13F-HR Middleton & Co Inc/MA 22,705 22,967 1.15 2,450 2,418 -1.31
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 84,800 84,900 0.12 9,151 8,937 -2.34
2018-05-15 13F-HR Achmea Investment Management B.V. 5,278 0 -100.00 569 0 -100.00
2018-05-11 13F-HR AMICA MUTUAL INSURANCE CO 28,265 14,236 -49.63 3,050 1,499 -50.85
2018-04-11 13F-HR CMH Wealth Management LLC 16,503 16,553 0.30 1,804 1,704 -5.54
2018-04-19 13F-HR Versant Capital Management, Inc 510 455 -10.78 55 47 -14.55
2018-04-23 13F-HR Advisory Services Network, LLC 16,999 14,916 -12.25 1,834 1,570 -14.39
2018-05-15 13F-HR Point72 Asset Management, L.P. 0 539,290 0 56,771
2018-02-14 13F-HR GLG Partners LP 34,839 0 -100.00 3,370 0 -100.00
2018-05-15 13F-HR/A OLD MISSION CAPITAL LLC 2,264 0 -100.00 244 0 -100.00
2018-02-13 13F-HR LOEWS CORP 3,200 3,200 0.00 310 345 11.29
2018-05-08 13F-HR Penserra Capital Management LLC 790 91
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 195,946 62,667 -68.02 21,144 6,612 -68.73
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-04-10 13F-HR Atlanta Capital Group 8,784 9,324 6.15 948 982 3.59
2018-03-14 13F-HR/A CREDIT SUISSE AG/ Put 25,000 10,000 -60.00 2,419 1,079 -55.39
2018-03-29 N-Q Aberdeen Funds (see advisory)
2018-05-08 13F-HR ClariVest Asset Management LLC 1,779 1,680 -5.56 192 177 -7.81
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 102 102 0.00 11 11 0.00
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 1,886,344 1,823,497 -3.33 203,555 191,960 -5.70
2018-05-11 13F-HR TDAM USA INC. 4,217 4,227 0.24 455 445 -2.20
2018-02-14 13F-HR NUMERIC INVESTORS LLC 0 39,400 0 4,252
2018-05-07 13F-HR ASSOCIATED BANC-CORP 151,649 144,275 -4.86 16,364 15,188 -7.19
2018-04-10 13F-HR LUCAS CAPITAL MANAGEMENT 5,515 0 -100.00 598 0 -100.00
2018-05-15 13F-HR JOHNSON INVESTMENT COUNSEL INC 105,802 79,885 -24.50 11,417 8,409 -26.35
2018-04-30 13F-HR EXANE DERIVATIVES 687 785 14.26 74,296 81,471 9.66
2018-05-14 13F-HR NOMURA HOLDINGS INC 285,178 30,309
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-02-09 13F-HR Virtu Financial LLC 0 2,454 0 265
2018-05-08 13F-HR Tyers Asset Management LLC 11,704 10,252 -12.41 1,263 1,079 -14.57
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 144 259 79.86 15 27 80.00
2018-05-02 13F-HR GLYNN CAPITAL MANAGEMENT LLC 10,140 10,140 0.00 1,094 1,067 -2.47
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 4,837,564 4,647,870 -3.92 522,022 489,282 -6.27
2018-05-14 13F-HR AXIOM INTERNATIONAL INVESTORS LLC /DE 572,612 582,272 1.69 61,791 61,296 -0.80
2018-03-29 N-Q Capital Group Private Client Services Funds (see advisory)
2018-04-24 13F-HR Mercer Capital Advisers, Inc. 4,000 4,000 0.00 432 421 -2.55
2018-05-04 13F-HR ASPIRIANT, LLC 0 8,095 0 852
2018-04-18 13F-HR Integral Derivatives, LLC Put 10,400 5,400 -48.08 1,122 568 -49.38
2018-05-10 13F-HR Pointe Capital Management LLC 6,651 6,696 0.68 718 705 -1.81
2018-04-18 N-Q Mfs Series Trust X (see advisory)
2018-04-11 13F-HR LifePlan Financial Group, Inc 439 46
2018-05-01 13F-HR Centerstar Asset Management, Llc Put 24 48 100.00
2018-02-14 13F-HR MORGAN STANLEY 3,705,904 2,985,044 -19.45 358,509 322,115 -10.15
2018-05-08 13F-HR Bt Investment Management Ltd 7,562 7,114 -5.92 816,015 748,891 -8.23
2018-05-04 13F-HR MARKSTON INTERNATIONAL LLC 38,609 37,364 -3.22 4,166 3,933 -5.59
2018-05-15 13F-HR STATE STREET CORP 28,955,095 27,684,120 -4.39 3,124,549 2,914,302 -6.73
2018-05-15 13F-HR DEUTSCHE BANK AG\ 1,423,296 1,226,673 -13.81 153,579 129,122 -15.92
2018-05-02 13F-HR NuWave Investment Management, LLC 4,418 0 -100.00 477 0 -100.00
2018-05-15 13F-HR Syntal Capital Partners, LLC 6,589 6,589 0.00 711 693 -2.53
2018-05-03 13F-HR Zions Bancorporation 1,911 1,827 -4.40 206 192 -6.80
2018-04-11 13F-HR Bach Investment Advisors Ltd Call 10,800 1,137
2018-05-14 13F-HR OAK RIDGE INVESTMENTS LLC 62,956 56,081 -10.92 6,794 5,904 -13.10
2018-02-14 13F-HR L & S Advisors Inc 4,200 61,246 1,358.24 406 6,609 1,527.83
2018-04-23 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 1,821 0 -100.00 206 0 -100.00
2018-02-12 13F-HR K2 PRINCIPAL FUND, L.P. Call 37,000 0 -100.00 3,579 0 -100.00
2018-04-16 13F-HR Westside Investment Management, Inc. 136 36 -73.53 15,328 3,705 -75.83
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 0 3,931 0 414
2018-05-10 13F-HR Key Square Capital Management LLC 614,668 554,816 -9.74 66,329 58,405 -11.95
2018-05-01 13F-HR PUTNAM FL INVESTMENT MANAGEMENT CO 195,663 184,185 -5.87 21,114 19,389 -8.17
2018-01-16 13F-HR NEXT Financial Group, Inc 4,160 0 -100.00 402 0 -100.00
2018-05-14 13F-HR SUMITOMO MITSUI FINANCIAL GROUP, INC. 860 91
2018-01-26 N-Q GROWTH FUND OF AMERICA (see advisory)
2018-05-15 13F-HR Capital Research Global Investors 43,827,981 43,778,486 -0.11 4,729,477 4,608,561 -2.56
2018-05-09 13F-HR Rockefeller Capital Management L.p. 525,689 55,338
2018-03-22 N-Q Dreyfus/laurel Funds Inc (see advisory)
2018-03-29 N-Q Ab Bond Fund, Inc. (see advisory)
2018-04-30 13F-HR EVERENCE CAPITAL MANAGEMENT INC 10,870 10,870 0.00 1,173 1,144 -2.47
2018-05-09 13F-HR AlphaMark Advisors, LLC 40,172 36,402 -9.38 4,335 3,832 -11.60
2018-05-11 13F-HR CULLEN/FROST BANKERS, INC. 16,131 102,757 537.02 1,741 10,817 521.31
2018-03-01 N-Q Alps Series Trust (see advisory)
2018-04-18 13F-HR Sonora Investment Management, LLC 0 100 0 10,527
2018-05-15 13F-HR Argent Trust Co 4,735 5,707 20.53 511 601 17.61
2018-03-28 N-Q Alger Global Growth Fund (see advisory)
2018-04-24 13F-HR Cubic Asset Management, LLC 6,400 6,400 0.00 691 674 -2.46
2018-04-20 13F-HR FIRST QUADRANT L P/CA 3,798 1,600 -57.87 410 168 -59.02
2018-02-05 13F-HR Strategic Financial Services, Inc, 22,433 0 -100.00 2,170 0 -100.00
2018-01-25 N-Q Columbia Funds Series Trust (see advisory)
2018-04-13 13F-HR CALAMOS WEALTH MANAGEMENT LLC 12,537 11,805 -5.84 1,353 1,243 -8.13
2018-05-15 13F-HR Squarepoint Ops LLC 13,238 255,491 1,829.98 1,429 26,896 1,782.16
2018-05-10 13F-HR Flinton Capital Management LLC 14,896 13,048 -12.41 1,608 1,374 -14.55
2018-02-28 N-Q VANGUARD CHESTER FUNDS (see advisory)
2018-04-18 13F-HR Creative Planning 44,247 41,590 -6.00 4,775 4,378 -8.31
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 276,000 190,600 -30.94 29,783 20,064 -32.63
2018-04-27 13F-HR HARVEY CAPITAL MANAGEMENT INC 23,460 7,460 -68.20 2,531 785 -68.98
2018-02-15 13F-HR Bb&t Investment Services, Inc. 12 27 125.00 1 4 300.00
2018-02-28 N-Q NEW PERSPECTIVE FUND (see advisory)
2018-05-08 13F-HR Advisornet Financial, Inc 836 749 -10.41 90 79 -12.22
2018-05-03 13F-HR Summit Global Investments 5,250 553
2018-04-27 13F-HR HALLMARK CAPITAL MANAGEMENT INC 5,535 4,860 -12.20 597 512 -14.24
2018-05-10 13F-HR Taylor Hoffman Wealth Management 14 14 0.00 2 1 -50.00
2018-05-11 13F-HR Amica Retiree Medical Trust 3,174 2,018 -36.42 343 212 -38.19
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-04-11 13F-HR ALPHA WINDWARD LLC 1,509 159
2018-02-28 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-05-14 13F-HR Nan Shan Life Insurance Co., Ltd. 500,000 150,000 -70.00 53,955 15,791 -70.73
2018-05-08 13F-HR Fieldpoint Private Securities, LLC 870 770 -11.49 94 81 -13.83
2018-02-12 13F-HR Hudson Bay Capital Management LP Call 0 80,000 0 8,633
2018-05-15 13F-HR HCR Wealth Advisors 4,636 4,344 -6.30 392 368 -6.12
2018-05-15 13F-HR RIVERPARK CAPITAL MANAGEMENT LLC 147,386 163,837 11.16 15,904 17,247 8.44
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 3,754 3,980 6.02 405 410 1.23
2018-05-09 13F-HR BlackRock Inc. 34,910,082 35,115,040 0.59 3,767,149 3,696,557 -1.87
2018-05-02 13F-HR WESTPORT ASSET MANAGEMENT INC 55,077 55,077 0.00 5,328 5,798 8.82
2018-04-24 N-Q Mainstay Funds Trust (see advisory)
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 116,944 75,010 -35.86 12,619 7,896 -37.43
2018-05-15 13F-HR UBS Group AG 1,459,066 1,185,892 -18.72 157,447 124,840 -20.71
2018-05-10 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 10,980 10,940 -0.36 1,184,852 1,151,654 -2.80
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ Call 50,000 0 -100.00 5,396 0 -100.00
2018-05-07 13F-HR BP Capital Fund Advisors, LLC 47,553 42,623 -10.37 5,131 4,487 -12.55
2018-05-09 13F-HR Glen Harbor Capital Management LLC 8,512 7,456 -12.41 919 785 -14.58
2018-05-10 13F-HR SMITHFIELD TRUST CO 1,009 1,009 0.00 109 106 -2.75
2018-05-14 13F-HR Veritable, L.P. 47,721 47,822 0.21 5,150 5,034 -2.25
2018-04-10 13F-HR Divergent Wealth Advisors, Llc 18 2
2018-05-08 13F-HR Boulegeris Investments, Inc. 12,940 14,525 12.25 1,396 1,529 9.53
2018-05-15 13F-HR CLEARARC CAPITAL INC 15,118 15,371 1.67 1,631 1,618 -0.80
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 206 206 0.00 22 22 0.00
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 171,622 172,277 0.38 18,520 18,136 -2.07
2018-02-08 13F-HR Global Financial Private Capital, LLC 4,527 4,952 9.39 438 534 21.92
2018-02-20 N-Q Dreyfus Opportunity Funds (see advisory)
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 247,952 305,703 23.29 26,757 32,181 20.27
2018-05-15 13F-HR Alyeska Investment Group, L.P. 0 761,792 0 80,194
2018-04-13 13F-HR Lenox Wealth Advisors, Inc. 26 26 0.00 3 3 0.00
2018-04-24 13F-HR PUZO MICHAEL J 21,575 23,185 7.46 2,328 2,441 4.85
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 10,009 3,278 -67.25 969 354 -63.47
2018-05-14 13F-HR CREDIT AGRICOLE S A 50,642 40,582 -19.86 5,465 4,273 -21.81
2018-05-04 13F-HR Boston Partners 72,887 52,961 -27.34 7,865 5,575 -29.12
2018-05-14 13F-HR CLINTON GROUP INC 0 43,521 0 4,581
2018-04-24 13F-HR Fayerweather Charles 4,400 5,310 20.68 475 560 17.89
2018-05-14 13F-HR IHT Wealth Management, LLC 504 253 -49.80 57 26 -54.39
2018-05-17 N-Q Baillie Gifford Funds (see advisory)
2018-04-02 N-Q Dunham Funds (see advisory)
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 209,746 204,146 -2.67 22,633 21,358 -5.63
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-04-25 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA 2,780 2,380 -14.39 300 251 -16.33
2018-04-05 13F-HR Boltwood Capital Management 5,000 4,966 -0.68 539 522 -3.15
2018-04-23 N-Q Touchstone Strategic Trust (see advisory)
2018-05-14 13F-HR Icon Wealth Partners, Llc 3,603 2,867 -20.43 389 302 -22.37
2018-04-25 N-Q Dreyfus Manager Funds Ii (see advisory)
2018-05-15 13F-HR TCTC Holdings, LLC 7,314 6,550 -10.45 789 690 -12.55
2018-01-12 13F-HR CHELSEA COUNSEL CO 15,365 21,875 42.37 1,487 2,360 58.71
2018-05-08 13F-HR INTACT INVESTMENT MANAGEMENT INC. 2,200 2,200 0.00 237 232 -2.11
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 0 900 0 95
2018-04-03 13F-HR USA Financial Portformulas Corp 3,881 409
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 51,292 54,422 6.10 4,962 5,873 18.36
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 0 215,800 0 22,717
2018-04-24 N-Q Voya Equity Trust (see advisory)
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 61,715 58,285 -5.56 6,660 6,136 -7.87
2018-04-24 13F-HR ZWJ INVESTMENT COUNSEL INC 31,936 22,355 -30.00 3,446 2,353 -31.72
2017-12-27 N-Q Pioneer Series Trust Iv (see advisory)
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 52,225 7,225 -86.17 5,636 761 -86.50
2018-05-15 13F-HR Midwest Professional Planners, Ltd. 2,133 2,228 4.45 230 235 2.17
2018-04-24 13F-HR Delaney Dennis R 7,860 8,770 11.58 847 923 8.97
2018-05-08 13F-HR SIGNATUREFD, LLC 2,435 2,973 22.09 263 313 19.01
2018-04-26 13F-HR WINSLOW ASSET MANAGEMENT INC 75,237 75,535 0.40 8,119 7,952 -2.06
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 260,000 260,000 0.00 28,057 27,370 -2.45
2018-05-04 13F-HR Busey Trust CO 45,407 47,681 5.01 4,900 5,019 2.43
2018-04-03 13F-HR Bath Savings Trust Co 5,365 5,315 -0.93 579 560 -3.28
2018-04-18 13F-HR Louisiana State Employees Retirement System 35,000 35,300 0.86 3,777 3,716 -1.62
2018-02-14 13F-HR CSS LLC/IL 4,300 0 -100.00 416 0 -100.00
2018-05-15 13F-HR Duquesne Family Office LLC 524,700 0 -100.00 56,620 0 -100.00
2017-12-29 N-Q Permanent Portfolio Family Of Funds (see advisory)
2018-05-04 13F-HR Trustcore Financial Services, Llc 60 60 0.00 6 6 0.00
2018-04-27 N-Q Goehring & Rozencwajg Investment Funds (see advisory)
2018-05-10 13F-HR Analyst IMS Investment Management Services Ltd. 12,676 12,726 0.39 1,368 1,339 -2.12
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC 133,345 25,000 -81.25 14,389 2,632 -81.71
2018-05-07 13F-HR FIDUCIARY TRUST CO 50,816 49,164 -3.25 5,484 5,175 -5.63
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-05-15 13F-HR Graticule Asia Macro Advisors LLC 0 34,650 0 3,648
2018-05-15 13F-HR Shanda Payment Holdings Ltd. 11,918 0 -100.00 1,286 0 -100.00
2018-05-07 13F-HR Goodman Financial Corp 280 0 -100.00 30 0 -100.00
2018-04-19 13F-HR WEBSTER BANK, N. A. 1,112 1,112 0.00 120 117 -2.50
2018-05-11 N-Q Ultra Series Fund (see advisory)
2018-04-30 N-Q North Country Funds (see advisory)
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 359,948 353,440 -1.81 38,842 37,206 -4.21
2018-04-26 13F-HR CWM, LLC 20,807 18,508 -11.05 2,245 1,948 -13.23
2018-05-09 13F-HR IFP Advisors, Inc 5,664 5,946 4.98 611 626 2.45
2018-05-15 13F-HR Metlife Investment Advisors, Llc 178,906 174,134 -2.67 19,306 18,331 -5.05
2018-02-09 13F-HR SUNTRUST BANKS INC 227,348 204,924 -9.86 21,991 22,112 0.55
2018-05-11 13F-HR SYMPHONY ASSET MANAGEMENT LLC 14,727 0 -100.00 1,590 0 -100.00
2018-05-14 13F-HR CYPRESS ASSET MANAGEMENT INC/TX 16,797 14,162 -15.69 1,813 1,491 -17.76
2018-05-01 13F-HR BTR CAPITAL MANAGEMENT INC 20,702 19,867 -4.03 2,234 2,091 -6.40
2018-05-01 13F-HR CEDAR HILL ASSOCIATES, LLC 115,354 95,374 -17.32 12,448 10,040 -19.34
2018-05-15 13F-HR Voya Investment Management LLC 742,506 586,827 -20.97 80,124 61,775 -22.90
2018-05-08 13F-HR REAVES W H & CO INC 357,783 177,127 -50.49 38,608 18,646 -51.70
2018-05-14 13F-HR Allianz Asset Management AG Call 116,700 37,100 -68.21 12,593 3,906 -68.98
2018-05-10 13F-HR Matthew Goff Investment Advisor, LLC 3,896 3,896 0.00 420 410 -2.38
2018-05-03 13F-HR INTRUST BANK NA 7,437 7,958 7.01 803 838 4.36
2018-05-09 13F-HR Cetera Advisors LLC 2,148 2,168 0.93 233 230 -1.29
2018-03-29 N-Q Ishares Trust (see advisory)
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 5,346 5,467 2.26 577 575 -0.35
2018-02-09 13F-HR GM Advisory Group, Inc. 2,600 0 -100.00 252 0 -100.00
2018-04-16 13F-HR BEESE FULMER INVESTMENT MANAGEMENT, INC. 50,231 51,498 2.52 5,420 5,421 0.02
2018-02-01 13F-HR Asset Planning Services, Ltd. 113 0 -100.00 11 0 -100.00
2018-05-15 13F-HR GV Financial Advisors 376 40
2018-03-08 N-Q Calamos Strategic Total Return Fund (see advisory)
2018-05-15 13F-HR Balentine LLC 752 0 -100.00 81 0 -100.00
2018-04-09 13F-HR FIRST AMERICAN TRUST, FSB 38,734 38,344 -1.01 4,180 4,036 -3.44
2018-05-15 13F-HR Man Group plc 53,647 5,648
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-15 13F-HR Adage Capital Partners GP LLC 792,000 875,600 10.56 85,465 92,174 7.85
2018-05-15 13F-HR Natixis Asset Management 0 11,086 0 1,167
2018-02-12 13F-HR Quantbot Technologies LP 1,588 0 -100.00 153 0 -100.00
2018-02-06 13F-HR Reliant Investment Management, LLC 26,934 2,906
2018-04-26 13F-HR FineMark National Bank & Trust 20,220 15,192 -24.87 2,182 1,599 -26.72
2018-04-20 13F-HR/A Fisher Asset Management, LLC 10,283 0 -100.00 1,110 0 -100.00
2018-05-11 13F-HR Close Asset Management Ltd 2,700 278
2018-02-23 13F-HR/A Sg3 Management, Llc Put 15,000 0 -100.00 1,358 0 -100.00
2018-05-15 13F-HR Marshall Wace North America L.P. 0 263,637 0 27,753
2018-04-20 13F-HR Nelson Roberts Investment Advisors, LLC 539 515 -4.45 58 54 -6.90
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 41,170 6,453 -84.33 4,443 679 -84.72
2018-01-03 N-Q Alphamark Investment Trust (see advisory)
2018-05-15 13F-HR BARCLAYS PLC 1,125,803 1,401,414 24.48 121,485 147,526 21.44
2018-05-15 13F-HR People's United Financial, Inc. 109,891 109,389 -0.46 11,859 11,516 -2.89
2018-02-27 N-Q TETON WESTWOOD FUNDS (see advisory)
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2017-12-29 N-Q Prudential Investment Portfolios 2 (see advisory)
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 10,500 8,557 -18.50 1,133 901 -20.48
2018-05-15 13F-HR Institute for Wealth Management, LLC. 13,132 13,044 -0.67 1,421 1,543 8.59
2018-02-26 N-Q Keeley Funds, Inc. (see advisory)
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 1,812,781 1,902,541 4.95 195,617 200,280 2.38
2018-05-11 13F-HR Private Ocean, LLC 34 3
2018-04-18 13F-HR Community Bank & Trust, Waco, Texas 2,100 2,264 7.81 227 238 4.85
2018-05-15 13F-HR HighTower Advisors, LLC Call 1,000 0 -100.00 5 0 -100.00
2018-05-15 13F-HR Discovery Capital Management, LLC 778,500 1,153,700 48.20 84,008 121,450 44.57
2018-05-11 13F-HR Sigma Planning Corp 2,606 2,324 -10.82 281 245 -12.81
2018-05-04 13F-HR GRANDFIELD & DODD, LLC 3,555 374
2018-05-09 13F-HR Smith, Salley & Associates 44,546 45,237 1.55 4,808 4,762 -0.96
2018-05-04 13F-HR CAPITAL ADVISORS INC/OK 3,193 0 -100.00 345 0 -100.00
2018-03-01 N-Q Optimum Fund Trust (see advisory)
2018-05-08 13F-HR EXENCIAL WEALTH ADVISORS, LLC 45,578 46,671 2.40 4,918 4,913 -0.10
2018-05-11 13F-HR Compagnie Odier SCA 204,640 171,685 -16.10 22,083 18,077 -18.14
2018-05-01 13F-HR Field & Main Bank 5,010 5,310 5.99 541 559 3.33
2018-05-15 13F-HR SIR Capital Management, L.P. 0 235,806 0 24,823
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 31,440 31,440 0.00 3,393 3,310 -2.45
2018-04-18 N-Q Bmt Investment Funds (see advisory)
2018-01-26 N-Q Monteagle Funds (see advisory)
2018-05-09 13F-HR USCA RIA LLC 11,109 35,775 222.04 1,199 3,766 214.10
2018-05-11 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 15,665 7,928 -49.39 1,690 835 -50.59
2018-04-25 13F-HR TOTH FINANCIAL ADVISORY CORP 300 0 -100.00 32 0 -100.00
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 55,300 23,200 -58.05 5,967 2,442 -59.07
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 206 3,317 1,510.19 22 349 1,486.36
2018-04-18 13F-HR Private Capital Advisors, Inc. 31,018 31,018 0.00 3,347 3,265 -2.45
2018-05-09 13F-HR Swedbank 1,211,069 127,489
2018-04-24 N-Q American Century World Mutual Funds Inc (see advisory)
2018-05-15 13F-HR Bridgewater Associates, LP 25,353 23,234 -8.36 2,736 2,446 -10.60
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 30,000 0 -100.00 3,237 0 -100.00
2018-05-15 13F-HR Empire Life Investments Inc. 108,984 11,473
2018-02-15 13F-HR BRYN MAWR TRUST Co 127,884 125,351 -1.98 12,371 13,526 9.34
2018-05-15 13F-HR Mana Advisors Llc 6,547 0 -100.00 706 0 -100.00
2018-04-27 N-Q Proshares Trust (see advisory)
2018-04-27 N-Q Eaton Vance Special Investment Trust (see advisory)
2018-04-04 13F-HR CENTRAL TRUST Co 20,015 19,297 -3.59 2,159 2,031 -5.93
2018-05-08 13F-HR Karp Capital Management Corp 8,660 3,140 -63.74 935 331 -64.60
2018-05-15 13F-HR/A Glenview Trust Co 73,027 77,157 5.66 7,880 8,122 3.07
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 1,597 1,284 -19.60 172 136 -20.93
2018-05-10 13F-HR FRED ALGER MANAGEMENT INC 3,900 0 -100.00 421 0 -100.00
2018-05-11 13F-HR CITIGROUP INC Put 476,700 385,500 -19.13 51,440 40,582 -21.11
2018-05-15 13F-HR Jefferies Group LLC Put 3,800 8,000 110.53 410 842 105.37
2018-02-14 13F-HR/A Hartree Partners, LP 5,000 0 -100.00 483,700 0 -100.00
2018-05-15 13F-HR UBS Group AG Put 132,000 65,000 -50.76 14,245 6,843 -51.96
2018-04-16 13F-HR SOLARIS ASSET MANAGEMENT LLC 238 0 -100.00 26 0 -100.00
2018-05-09 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 137,075 132,540 -3.31 14,792 13,952 -5.68
2018-05-15 13F-HR CoreCommodity Management, LLC 2,752 6,734 144.69 297 709 138.72
2018-05-07 13F-HR WEALTHFRONT INC 15,001 13,998 -6.69 1,619 1,474 -8.96
2018-05-15 13F-HR CRAWFORD INVESTMENT COUNSEL INC 55,599 9,668 -82.61 6,000 1,018 -83.03
2018-02-13 13F-HR TVR Capital Management LP 91,962 91,670 -0.32 8,897 9,893 11.19
2018-04-12 13F-HR Iberiabank Corp 7,791 9,134 17.24 841 962 14.39
2018-05-03 13F-HR ADVISOR PARTNERS LLC 9,151 10,494 14.68 1,047 1,105 5.54
2018-02-27 N-Q Artisan Partners Funds Inc (see advisory)
2018-01-26 N-Q Vanguard Scottsdale Funds (see advisory)
2018-04-26 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 57,475 56,053 -2.47 6,202 5,901 -4.85
2018-05-11 13F-HR SEI INVESTMENTS CO 361,378 280,852 -22.28 38,997 29,565 -24.19
2018-05-15 13F-HR Keeley-Teton Advisors, LLC 32,607 29,472 -9.61 3,519 3,103 -11.82
2018-05-14 13F-HR HENDERSON GROUP PLC 368,867 393,679 6.73 39,810 41,444 4.10
2018-04-18 13F-HR FORBES J M & CO LLP 32,655 32,671 0.05 3,524 3,439 -2.41
2018-02-23 N-Q Sterling Capital Funds (see advisory)
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 181,850 181,603 -0.14 19,623 19,117 -2.58
2018-05-11 13F-HR Fiera Capital Corp 177,626 184,431 3.83 19,168 19,415 1.29
2018-05-15 13F-HR AMP Capital Investors Ltd 232,579 220,604 -5.15 25,098 22,905 -8.74
2018-05-09 13F-HR BANK PICTET & CIE (ASIA) LTD 2,300 2,300 0.00 248 242 -2.42
2018-05-02 13F-HR S&CO INC 3,380 3,447 1.98 365 363 -0.55
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 169,528 170,328 0.47 18,294 17,930 -1.99
2018-03-27 N-Q Cg Funds Trust (see advisory)
2018-05-10 13F-HR GOLUB GROUP LLC 6,000 6,000 0.00 647 632 -2.32
2018-05-11 13F-HR Baldwin Investment Management, LLC 6,641 6,641 0.00 717 699 -2.51
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 7,100 230,600 3,147.89 766 24,275 3,069.06
2018-01-26 N-Q Legg Mason Partners Institutional Trust (see advisory)
2018-04-20 13F-HR First Bank & Trust 2,496 2,442 -2.16 270 257 -4.81
2018-05-15 13F-HR Schonfeld Strategic Advisors LLC 6,580 0 -100.00 710 0 -100.00
2018-05-10 13F-HR Winfield Associates, Inc. 770 0 -100.00 84 0 -100.00
2018-05-14 13F-HR PAPP L ROY & ASSOCIATES 11,104 11,189 0.77 1,198 1,178 -1.67
2018-05-15 13F-HR QS Investors, LLC 62,434 65,834 5.45 6,737 6,930 2.86
2018-05-16 13F-HR J.P. Marvel Investment Advisors, LLC 83,034 83,074 0.05 8,960 8,745 -2.40
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-05-09 13F-HR Coho Partners, Ltd. 1,869 0 -100.00 202 0 -100.00
2018-03-29 N-Q Schroder Series Trust (see advisory)
2018-05-03 13F-HR ADIRONDACK TRUST CO 165 154 -6.67 18 18 0.00
2018-02-27 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 11,820 0 -100.00 1,275 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Call 39,100 89,400 128.64 4,222 9,411 122.90
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 27,655 54,786 98.11 3,017 5,664 87.74
2018-03-01 N-Q Manager Directed Portfolios (see advisory)
2018-05-10 13F-HR NGAM ADVISORS, L.P. 91,624 98,630 7.65 9,888 10,383 5.01
2018-05-11 13F-HR Quadrature Capital LTD 45,552 0 -100.00 4,928 0 -100.00
2018-02-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 2,202 0 -100.00 213 0 -100.00
2018-04-18 13F-HR New Potomac Partneres, Llc 500 500 0.00 54 53 -1.85
2018-05-15 13F-HR Brasada Capital Management, Lp 11,688 11,445 -2.08 1,261 1,205 -4.44
2018-03-29 N-Q Ishares U.s. Etf Trust (see advisory)
2018-05-11 13F-HR Covington Capital Management 9,983 10,304 3.22 1,077 1,085 0.74
2018-05-15 13F-HR Williams Jones & Associates LLC 449,211 459,739 2.34 48,474 48,397 -0.16
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 952,798 948,623 -0.44 102,816 99,862 -2.87
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 3,959,766 4,262,600 7.65 427,299 448,722 5.01
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 47,400 22,600 -52.32 5,115 2,379 -53.49
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 81,222 22,009 -72.90 8,765 2,317 -73.57
2018-04-24 13F-HR Notis-McConarty Edward 2,105 2,312 9.83 227 244 7.49
2018-02-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2018-01-26 N-Q Amcap Fund (see advisory)
2018-05-10 13F-HR Employees Retirement System of Texas 197,000 177,000 -10.15 21,258 18,633 -12.35
2018-02-13 13F-HR SOUTHPORT MANAGEMENT, L.L.C. 10,000 0 -100.00 967 0 -100.00
2018-05-15 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 3,000 16,000 433.33 324 1,684 419.75
2018-05-14 13F-HR GREEN SQUARE CAPITAL LLC 5,476 5,482 0.11 591 577 -2.37
2018-05-03 13F-HR Bedel Financial Consulting, Inc. 462 49
2018-02-14 13F-HR Vident Investment Advisory, LLC 3,664 7,496 104.59 354 809 128.53
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,185,323 1,184,416 -0.08 127,909 124,684 -2.52
2018-05-04 13F-HR D.A. DAVIDSON & CO. 8,778 15,040 71.34 947 1,583 67.16
2018-05-15 13F-HR Walleye Trading LLC 66,786 0 -100.00 7,207 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 84,589 15,121 -82.12 9,128 1,592 -82.56
2018-05-08 13F-HR BADGLEY PHELPS & BELL INC 95,636 99,231 3.76 10,320 10,446 1.22
2018-04-27 N-Q Cushing Energy Income Fund (see advisory)
2018-02-05 13F-HR DELTEC ASSET MANAGEMENT LLC 7,000 0 -100.00 677 0 -100.00
2018-03-23 N-Q Alpine Global Dynamic Dividend Fund (see advisory)
2018-05-11 13F-HR INVESTMENT MANAGEMENT OF VIRGINIA LLC 0 7,602 0 800
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 1,132 480 -57.60 122 51 -58.20
2018-02-14 13F-HR GLG LLC 27,973 27,973 0.00 2,706 3,019 11.57
2018-04-09 13F-HR Koshinski Asset Management, Inc. 2,568 2,498 -2.73 277 263 -5.05
2018-05-15 13F-HR Quantitative Investment Management, LLC 30,800 75,000 143.51 3,323 7,895 137.59
2018-04-13 13F-HR Visionary Asset Management, Inc. 2,186 0 -100.00 236 0 -100.00
2018-05-15 13F-HR FIRST COMMONWEALTH FINANCIAL CORP /PA/ 3,427 3,254 -5.05 370 343 -7.30
2018-04-09 13F-HR SALEM CAPITAL MANAGEMENT INC 7,550 7,250 -3.97 815 763 -6.38
2018-04-26 N-Q Federated Total Return Series Inc (see advisory)
2018-05-10 13F-HR PHH Investments, Ltd. 10,594 9,993 -5.67 1,143 1,052 -7.96
2018-05-15 13F-HR Magnetar Financial LLC 6,273 2,488 -60.34 677 262 -61.30
2018-04-17 13F-HR NORTHSTAR INVESTMENT ADVISORS LLC 13,700 13,700 0.00 1,478 1,442 -2.44
2018-05-11 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 40 40 0.00 4 4 0.00
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 354 364 2.82 38 38 0.00
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 3,650 0 -100.00 394 0 -100.00
2018-05-14 13F-HR Pinnacle Holdings, LLC 305 250 -18.03 32,913 26,318 -20.04
2018-04-02 N-Q American Beacon Funds (see advisory)
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 4,173 0 450
2018-05-15 13F-HR Lombard Odier Asset Management (Europe) Ltd 6,639 5,962 -10.20 716 628 -12.29
2018-03-29 N-Q Franklin Investors Securities Trust (see advisory)
2018-04-25 13F-HR BRIDGES INVESTMENT MANAGEMENT INC 20,867 54,837 162.79 2,251 5,772 156.42
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 1,365,500 379,800 -72.19 147,351 39,982 -72.87
2018-05-09 13F-HR Lee Financial CORP 162 600 270.37 17 63 270.59
2017-12-29 N-Q Income Fund Of America (see advisory)
2018-05-07 13F-HR BRADLEY FOSTER & SARGENT INC/CT 68,212 69,567 1.99 7,361 7,323 -0.52
2018-05-08 13F-HR Timber Hill LLC 37,370 35,934 -3.84 4,033 3,783 -6.20
2018-05-03 13F-HR W. E. Donoghue & Co., Llc 26,334 0 -100.00 2,842 0 -100.00
2018-04-27 N-Q Allied Asset Advisors Funds (see advisory)
2018-05-15 13F-HR Bank of New York Mellon Corp 16,791,438 15,891,330 -5.36 1,811,964 1,672,881 -7.68
2018-05-10 13F-HR FAYEZ SAROFIM & CO 86,221 86,261 0.05 9,304 9,081 -2.40
2018-04-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-03-28 N-Q Victory Institutional Funds (see advisory)
2018-04-19 13F-HR DAVIS R M INC 3,697 3,629 -1.84 399 382 -4.26
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-05-08 13F-HR LS Investment Advisors, LLC 120,343 117,100 -2.69 12,986 12,327 -5.07
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-04-10 13F-HR Crow Point Partners, LLC 499 53
2018-05-07 13F-HR Manchester Capital Management LLC 24 100 316.67 3 11 266.67
2018-05-17 13F-HR Nvwm, Llc 110 0 -100.00 12 0 -100.00
2018-04-12 13F-HR VIKING FUND MANAGEMENT LLC 53,000 0 -100.00 5,719 0 -100.00
2018-04-25 13F-HR Supplemental Annuity Collective Trust of NJ 12,480 6,000 -51.92 1,347 632 -53.08
2018-05-15 13F-HR Ancora Advisors, LLC 4,492 3,917 -12.80 485 412 -15.05
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 130,605 105,325 -19.36 14,094 11,088 -21.33
2018-05-10 13F-HR AMF Pensionsforsakring AB 920,819 852,921 -7.37 99,366 89,787 -9.64
2018-05-15 13F-HR Standard Life Aberdeen Plc 4,564,737 4,485,846 -1.73 492,646 472,270 -4.14
2018-05-15 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 38,260 40,915 6.94 4,129 4,307 4.31
2018-04-23 13F-HR Financial Architects, Inc 3,150 5,234 66.16 340 551 62.06
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-04-20 13F-HR Seacrest Wealth Management, Llc 1,137 1,297 14.07 123 137 11.38
2018-05-10 13F-HR FRANKLIN RESOURCES INC 1,668,447 1,645,493 -1.38 180,043 173,221 -3.79
2018-05-15 13F-HR TIEMANN INVESTMENT ADVISORS, LLC 2,255 2,505 11.09 243 264 8.64
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 127,253 123,284 -3.12 13,732 12,978 -5.49
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 23,466 24,131 2.83 2,532 2,540 0.32
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 65,700 28,900 -56.01 7,090 3,042 -57.09
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 184 202 9.78 20 21 5.00
2018-02-09 N-Q Ariel Investment Trust (see advisory)
2018-05-08 13F-HR Motco 33,875 34,173 0.88 3,656 3,597 -1.61
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 353,531 299,677 -15.23 30,185 31,429 4.12
2018-05-14 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 535,465 625,767 16.86 57,782 65,875 14.01
2018-04-24 13F-HR Hemenway Trust Co LLC 76,385 80,731 5.69 8,243 8,499 3.11
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 37,895 36,145 -4.62 3,666 3,900 6.38
2018-05-11 13F-HR SOUTH STATE Corp 12,919 10,609 -17.88 1,395 1,118 -19.86
2018-04-25 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 27 27 0.00 4 3 -25.00
2018-05-15 13F-HR PDT Partners, LLC 169,900 134,468 -20.85 18,334 14,155 -22.79
2018-05-11 13F-HR CHEMICAL BANK 3,055 0 -100.00 329 0 -100.00
2018-05-15 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 2,302 2,471 7.34 248 260 4.84
2018-04-27 13F-HR SUMITOMO LIFE INSURANCE CO 28,652 27,421 -4.30 3,092 2,887 -6.63
2018-05-15 13F-HR CMT Capital Markets Trading GmbH Call 73,700 58,300 -20.90 7,953 6,137 -22.83
2017-12-28 N-Q George Putnam Balanced Fund (see advisory)
2018-05-03 13F-HR Rothschild Capital Partners, LLC 30,106 0 -100.00 3,249 0 -100.00
2018-04-06 13F-HR Rathbone Brothers plc 2,810 2,927 4.16 303 308 1.65
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 1,280,074 1,312,748 2.55 138,137 138,193 0.04
2018-03-28 N-Q Putnam Investment Funds (see advisory)
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-05-09 13F-HR Alleghany Corp /DE 444,195 546,000 22.92 47,933 57,477 19.91
2018-04-20 13F-HR BOURNE LENT ASSET MANAGEMENT INC 4,851 4,851 0.00 523 511 -2.29
2018-02-14 13F-HR Sentinel Asset Management, Inc. 293,100 0 -100.00 28,354 0 -100.00
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 29,358 90,283 207.52 3,168 9,504 200.00
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Put 247,600 182,700 -26.21 26,718,516 19,232,829 -28.02
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-04-25 13F-HR UMB BANK N A/MO 65,542 60,944 -7.02 7,073 6,416 -9.29
2018-05-10 13F-HR WASHINGTON TRUST Co 62,515 59,799 -4.34 6,746 6,296 -6.67
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 13,032 13,222 1.46 1,406 1,392 -1.00
2018-02-14 13F-HR Zebra Capital Management LLC 2,432 0 -100.00 235 0 -100.00
2018-04-03 13F-HR PRIVATE TRUST CO NA 10,066 9,825 -2.39 1,086 1,034 -4.79
2018-04-27 N-Q Ultimus Managers Trust (see advisory)
2018-04-19 13F-HR Tributary Capital Management, LLC 6,075 5,225 -13.99 656 550 -16.16
2018-05-15 13F-HR BlueCrest Capital Management Ltd 123,583 114,808 -7.10 13,336 12,086 -9.37
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 7,507,473 7,228,564 -3.72 726,273 780,034 7.40
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-04-11 13F-HR STOCK YARDS BANK & TRUST CO 81,018 78,798 -2.74 8,743 8,295 -5.12
2018-02-28 N-Q Prudential Investment Portfolios, Inc. (see advisory)
2018-02-12 13F-HR CLS Investments, LLC 67 0 -100.00 6 0 -100.00
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 4,924 4,960 0.73 519 506 -2.50
2018-04-05 13F-HR West Oak Capital, LLC 438 225 -48.63 47,265 23,686 -49.89
2018-05-15 13F-HR CS MCKEE LP 337,057 320,457 -4.92 36,372 33,735 -7.25
2018-05-11 13F-HR Cutler Group LP Call 25,600 50,100 95.70 151 82 -45.70
2018-05-11 13F-HR GODSEY & GIBB ASSOCIATES 126,062 126,409 0.28 13,604 13,307 -2.18
2018-02-22 N-Q Tributary Funds, Inc. (see advisory)
2018-01-16 N-Q Cohen & Steers Dividend Value Fund, Inc. (see advisory)
2018-04-26 13F-HR CULLINAN ASSOCIATES INC 22,950 46,386 102.12 2,477 4,883 97.13
2018-02-28 N-Q Ivy Funds (see advisory)
2018-04-30 13F-HR JOHNSTON ASSET MANAGEMENT CORP 218,975 216,945 -0.93 23,630 22,838 -3.35
2018-05-15 13F-HR ORLEANS CAPITAL MANAGEMENT CORP/LA 2,010 0 -100.00 217 0 -100.00
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-15 13F-HR WOLVERINE TRADING, LLC 74,513 0 -100.00 8,041 0 -100.00
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 911,239 903,957 -0.80 98,332 95,159 -3.23
2018-05-15 13F-HR CAPITAL INTERNATIONAL INC /CA/ 19,340 20,515 6.08 2,087 2,160 3.50
2018-05-15 13F-HR We Are One Seven, Llc 1,498 1,651 10.21 162 174 7.41
2018-04-06 13F-HR Carroll Financial Associates, Inc. 416 527 26.68 44 55 25.00
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 101,619 103,404 1.76 11,021 10,885 -1.23
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 4,254,940 4,327,336 1.70 459,151 455,539 -0.79
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-14 13F-HR PROFUND ADVISORS LLC 31,454 27,490 -12.60 3,394 2,894 -14.73
2018-03-29 N-Q Hennessy Funds Trust (see advisory)
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 23,509 87,909 273.94 2,537 9,254 264.76
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 105,300 55,900 -46.91 11,363 5,885 -48.21
2018-04-09 13F-HR Founders Capital Management 2,220 2,220 0.00 240 234 -2.50
2018-04-23 13F-HR Montecito Bank & Trust 1,868 0 -100.00 202 0 -100.00
2018-03-29 N-Q Tax-managed Value Portfolio (see advisory)
2018-03-29 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 324,000 380,100 17.31 34,963 40,013 14.44
2018-05-07 13F-HR MONTAG A & ASSOCIATES INC 33,100 32,200 -2.72 3,572 3,390 -5.10
2018-05-15 13F-HR HPM Partners LLC 30,588 33,780 10.44 3,301 3,556 7.72
2018-05-14 13F-HR Shell Asset Management Co 94,488 106,708 12.93 10,196 11,233 10.17
2018-04-09 13F-HR SHEETS SMITH WEALTH MANAGEMENT 3,796 0 -100.00 410 0 -100.00
2018-05-09 13F-HR MV Capital Management, Inc. 500 53
2018-05-08 13F-HR Parallel Advisors, LLC 1,683 1,914 13.73 182 201 10.44
2018-02-28 N-Q Deutsche Market Trust (see advisory)
2018-04-30 13F-HR CIBC Asset Management Inc 122,177 217,426 77.96 13,184 22,888 73.60
2018-04-10 13F-HR Daiwa SB Investments Ltd. 5,880 4,490 -23.64 635 473 -25.51
2018-05-03 13F-HR FIRST NATIONAL BANK OF OMAHA 144,849 145,870 0.70 15,470 15,215 -1.65
2018-05-15 13F-HR BANK OF NOVA SCOTIA 90,672 73,684 -18.74 9,784 7,752 -20.77
2018-05-11 13F-HR Omnia Family Wealth, LLC 31 31 0.00 3 3 0.00
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 68,900 78,100 13.35 7,435 8,222 10.59
2018-05-14 13F-HR Laurion Capital Management LP Call 1,000,000 0 -100.00 107,910 0 -100.00
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Call 444,700 183,700 -58.69 47,988 19,338 -59.70
2018-05-15 13F-HR JANE STREET GROUP, LLC 55,669 38,684 -30.51 6,007 4,072 -32.21
2018-04-11 13F-HR Ackerman Capital Advisors, Llc 12,391 12,391 0.00 1,199 1,337 11.51
2018-04-02 N-Q Etfis Series Trust I (see advisory)
2018-05-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 661,461 677,946 2.49 71,378 71,368 -0.01
2018-05-01 13F-HR Centerstar Asset Management, Llc 4 115 2,775.00
2018-04-30 13F-HR Glassman Wealth Services 1,093 1,174 7.41 118 124 5.08
2018-02-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 671,642 831,953 23.87 64,975 89,776 38.17
2018-05-15 13F-HR Stonebridge Capital Advisors LLC 9,998 10,543 5.45 1,079 1,110 2.87
2018-05-07 13F-HR ETRADE Capital Management LLC 3,163 5,618 77.62 341 591 73.31
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN Call 57,800 0 -100.00 147 0 -100.00
2018-05-10 13F-HR TCW GROUP INC 13,735 13,357 -2.75 1,482 1,406 -5.13
2018-05-14 13F-HR THIRD AVENUE MANAGEMENT LLC 248,842 0 -100.00 26,853 0 -100.00
2018-05-11 13F-HR Russell Investments Group, Ltd. 1,055,794 866,586 -17.92 114,493 91,163 -20.38
2018-05-18 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 553,659 58,284
2018-04-30 13F-HR HONEYWELL INTERNATIONAL INC 238,000 138,000 -42.02 25,683 14,527 -43.44
2018-03-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-05-08 13F-HR US BANCORP \DE\ 163,582 155,082 -5.20 17,652 16,326 -7.51
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 1,047,523 1,069,359 2.08 113,038 112,571 -0.41
2018-04-26 13F-HR Lenox Wealth Management, Inc. 433 433 0.00 47 45 -4.26
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 18,440 0 -100.00 1,990 0 -100.00
2018-05-04 13F-HR BBVA COMPASS BANCSHARES, INC 5,210 5,119 -1.75 562 539 -4.09
2018-03-30 N-Q Franklin Strategic Series (see advisory)
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-04-30 13F-HR SPC Financial, Inc. 9,195 9,195 0.00 992 968 -2.42
2018-04-18 13F-HR Cornerstone Advisors, Inc. 335 335 0.00 36 35 -2.78
2018-05-11 13F-HR Cutler Group LP Put 27,200 38,200 40.44 12 70 483.33
2018-05-17 13F-HR Legal & General Group Plc 2,733,369 2,661,169 -2.64 294,963 280,127 -5.03
2018-05-09 13F-HR Elmwood Wealth Management, Inc. 5,065 533,193
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 247 295 19.43 27 31 14.81
2018-04-24 13F-HR Sippican Capital Advisors 13,803 14,479 4.90 1,489 1,524 2.35
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 959,124 893,023 -6.89 103,505 94,009 -9.17
2018-05-15 13F-HR American Financial Network Advisory Services Llc 928 0 -100.00 100 0 -100.00
2018-04-12 13F-HR Valeo Financial Advisors, Llc 472 587 24.36 51 62 21.57
2018-05-14 13F-HR Invictus RG 3,663 0 -100.00 395 0 -100.00
2018-04-27 13F-HR Barrett Asset Management, LLC 93,286 106,951 14.65 10,066 11,259 11.85
2018-03-29 N-Q Advisors' Inner Circle Fund Ii (see advisory)
2018-02-13 13F-HR KINGS POINT CAPITAL MANAGEMENT 500 0 -100.00 48 0 -100.00
2018-04-27 13F-HR Retirement Systems of Alabama 280,213 276,425 -1.35 30,238 29,099 -3.77
2018-03-22 N-Q Dreyfus Index Funds Inc (see advisory)
2018-05-08 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 1,400 1,400 0.00 151 147 -2.65
2018-04-18 13F-HR Integral Derivatives, LLC Call 43,500 0 -100.00 4,694 0 -100.00
2018-05-11 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 9,848 1,037
2018-05-15 13F-HR Odey Asset Management Group Ltd 74,897 60,047 -19.83 8,082 6,321 -21.79
2018-04-06 N-Q Professionally Managed Portfolios (see advisory)
2018-05-01 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 87,250 87,250 0.00 9,415 9,185 -2.44
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 3,257 3,197 -1.84 351 337 -3.99
2018-05-01 13F-HR Sarasin & Partners LLP 15,400 45,000 192.21 1,662 4,737 185.02
2018-02-14 13F-HR CAXTON ASSOCIATES LP 130,586 0 -100.00 12,633 0 -100.00
2018-04-23 13F-HR Nikko Asset Management Americas, Inc. 82,600 67,251 -18.58 8,913 7,080 -20.57
2018-03-14 13F-HR/A CREDIT SUISSE AG/ Call 47,800 529,300 1,007.32 4,624 57,117 1,135.23
2018-05-10 13F-HR Providence Capital Advisors, Llc 17,994 18,818 4.58 1,942 1,981 2.01
2018-05-15 13F-HR SALEM INVESTMENT COUNSELORS INC 1,022 1,022 0.00 99 108 9.09
2018-05-16 13F-HR Private Capital Group, Llc 852 1,668 95.77 189 176 -6.88
2018-02-15 13F-HR Blue Edge Capital, LLC 13,181 13,531 2.66 1,275,130 1,460,130 14.51
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 17,050 32,838 92.60 1,840 3,457 87.88
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 9,975 4,740 -52.48 1,076 499 -53.62
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 61,608 62,484 1.42 6,648 6,578 -1.05
2018-05-14 13F-HR DIAM Co., Ltd. 930,345 938,933 0.92 100,426 98,842 -1.58
2018-05-11 13F-HR ALTRINSIC GLOBAL ADVISORS LLC 183,069 181,659 -0.77 19,755 19,124 -3.19
2018-05-09 13F-HR Alphinity Investment Management Pty Ltd 44,074 219,194 397.33 4,756 23,075 385.18
2018-02-09 13F-HR Homrich & Berg 2,828 0 -100.00 274 0 -100.00
2017-12-28 N-Q Profunds (see advisory)
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-02-14 13F-HR PAX WORLD MANAGEMENT LLC 176,248 0 -100.00 17,050 0 -100.00
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2018-04-02 N-Q Primecap Odyssey Funds (see advisory)
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-04-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 8,700 8,700 0.00 939 916 -2.45
2018-05-15 13F-HR WAFRA INVESTMENT ADVISORY GROUP INC /NY 9,017 9,017 0.00 973 949 -2.47
2018-03-23 N-Q Dreyfus Growth & Income Fund Inc. (see advisory)
2018-04-06 13F-HR Cerebellum Gp, Llc 1,162 1,868 60.76 125 197 57.60
2018-04-24 13F-HR Arjuna Capital 10,149 14,722 45.06 1,095 1,550 41.55
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 157,922 128,895 -18.38 17,041 13,569 -20.37
2018-05-14 13F-HR Precocity Capital LP 25,000 125,000 400.00 2,698 13,159 387.73
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 1,870 1,330 -28.88 202 140 -30.69
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 324,541 237,022 -26.97 35,021,219 24,951,306 -28.75
2018-05-09 13F-HR Oakworth Capital, Inc. 20 0 -100.00 2 0 -100.00
2018-05-18 13F-HR WESBANCO BANK INC 102,171 99,492 -2.62 11,025 10,474 -5.00
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 5,926 6,135 3.53 639 646 1.10
2018-03-29 N-Q Third Avenue Trust (see advisory)
2018-05-18 N-Q Etf Series Solutions (see advisory)
2018-04-30 13F-HR Callahan Advisors, LLC 1,868 0 -100.00 202 0 -100.00
2018-04-27 13F-HR MOODY LYNN & LIEBERSON, INC. 10,269 10,439 1.66 1,183 1,099 -7.10
2018-05-14 13F-HR WHITE PINE CAPITAL LLC 10,174 10,174 0.00 1,098 1,071 -2.46
2018-05-01 13F-HR Hanson McClain, Inc. 100 100 0.00 11 11 0.00
2018-05-15 13F-HR Paloma Partners Management Co 11,167 28,009 150.82 1,205 2,950 144.81
2018-04-19 13F-HR B & T Capital Management DBA Alpha Capital Management 11,942 12,185 2.03 1,289 1,283 -0.47
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 3,300 0 -100.00 356 0 -100.00
2018-05-18 13F-HR Moors & Cabot, Inc. 2,271 8,441 271.69 246 889 261.38
2018-04-20 N-Q Thompson Im Funds Inc (see advisory)
2018-02-14 13F-HR INVESTMENT CENTERS OF AMERICA INC 6,886 0 -100.00 669 0 -100.00
2018-05-15 13F-HR Krasney Financial LLC 1,048 110
2018-04-25 13F-HR TEXAS CAPITAL BANCSHARES INC/TX 8,804 8,804 0.00 950 927 -2.42
2018-03-01 N-Q Delaware Group Foundation Funds (see advisory)
2018-04-25 13F-HR BOSTON ADVISORS LLC 182,026 178,305 -2.04 19,642 18,770 -4.44
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 113,269 122,320 7.99 10,957 13,198 20.45
2018-01-22 N-Q Blackrock Core Bond Trust (see advisory)
2018-05-15 13F-HR Marshall Wace LLP 0 2,017 0 212
2018-04-03 13F-HR GENESEE VALLEY TRUST CO 7,433 7,179 -3.42 802 728 -9.23
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 380 780 105.26 39 80 105.13
2018-02-14 13F-HR BOKF, NA 61,436 60,755 -1.11 5,944 6,556 10.30
2018-05-11 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 25 3
2018-05-02 13F-HR Parkside Financial Bank & Trust 280 313 11.79 30 33 10.00
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 11,265 31,730 181.67 1,215 3,340 174.90
2018-04-26 N-Q Federated Income Securities Trust (see advisory)
2018-05-02 13F-HR Fulton Bank, N.A. 14,815 12,772 -13.79 1,598 1,345 -15.83
2018-04-25 13F-HR Kuntz Lesher Capital LLC 9,137 10,192 11.55 986 1,069 8.42
2018-04-17 13F-HR HERMES INVESTMENT MANAGEMENT LTD 2,733 3,443 25.98 295 362 22.71
2018-04-18 13F-HR WealthTrust-Arizona, LLC 451 411 -8.87 49 43 -12.24
2018-02-14 13F-HR ARIEL INVESTMENTS, LLC 379,433 424,143 11.78 36,706 45,769 24.69
2018-04-12 13F-HR Signature Wealth Management Group 9 1
2018-05-11 13F-HR BRISTOL JOHN W & CO INC /NY/ 5,300 558
2018-05-17 N-Q Guardian Variable Products Trust (see advisory)
2018-02-13 13F-HR Axa 890,443 896,817 0.72 86,142 96,775 12.34
2018-04-20 13F-HR EVERETT HARRIS & CO /CA/ 2,668 2,668 0.00 288 281 -2.43
2018-05-14 13F-HR Crestwood Advisors LLC Call 0 4,000 0 421
2018-04-26 13F-HR Buffington Mohr McNeal 7,580 7,330 -3.30 818 772 -5.62
2017-12-28 N-Q Fidelity Advisor Series Vii (see advisory)
2018-05-02 13F-HR DIVIDEND ASSET CAPITAL, LLC 72,068 67,451 -6.41 7,776 7,101 -8.68
2018-04-05 13F-HR Destination Wealth Management 54 2
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-05-10 13F-HR Drexel Morgan & Co. 2,471 2,471 0.00 267 260 -2.62
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 846 838 -0.95 256 166 -35.16
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 5,735 0 -100.00 619 0 -100.00
2018-04-05 13F-HR MONTRUSCO BOLTON INVESTMENTS INC. 138,291 142,301 2.90 14,883 14,939 0.38
2018-05-15 13F-HR Sciencast Management LP 9,955 0 -100.00 1,156 0 -100.00
2018-05-02 13F-HR RHUMBLINE ADVISERS 1,041,945 1,035,490 -0.62 112,436 109,006 -3.05
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,354,260 1,235,280 -8.79 146,138 130,038 -11.02
2018-05-04 13F-HR M&T BANK CORP 146,359 144,847 -1.03 15,794 15,248 -3.46
2018-04-20 13F-HR Cable Hill Partners, LLC 289 203 -29.76 32 21 -34.37
2018-02-13 13F-HR Richard Bernstein Advisors LLC 0 3,936 0 425
2018-02-28 N-Q Eaton Vance Enhanced Equity Income Fund (see advisory)
2018-05-14 13F-HR Allianz Asset Management AG 1,938,892 1,884,095 -2.83 209,225 198,339 -5.20
2018-03-01 N-Q Nuveen Investment Trust Ii (see advisory)
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 190,500 298,500 56.69 20,557 31,423 52.86
2018-04-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 4,350 4,000 -8.05 470 422 -10.21
2018-03-27 N-Q Wells Fargo Funds Trust (see advisory)
2018-01-22 13F-HR Laurel Grove Capital, LLC 14,350 0 -100.00 1,388 0 -100.00
2018-02-14 13F-HR IMS Capital Management 0 2,009 0 217
2018-05-15 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 0 24,829 0 2,613
2018-05-10 13F-HR IBM Retirement Fund 14,231 14,128 -0.72 1,683 1,487 -11.65
2018-05-14 13F-HR SUN LIFE FINANCIAL INC 2,266 278 -87.73 245 2,639 977.14
2018-04-23 13F-HR MILLER HOWARD INVESTMENTS INC /NY 8,579 3,134 -63.47 926 330 -64.36
2018-05-08 13F-HR PITTENGER & ANDERSON INC 15,625 15,705 0.51 1,686 1,653 -1.96
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 18,375 2,961 -83.89 1,982 311 -84.31
2018-04-26 N-Q Delaware Group Equity Funds V (see advisory)
2018-05-11 13F-HR CITIGROUP INC 227,454 225,952 -0.66 24,545 23,785 -3.10
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-05-08 13F-HR Neuberger Berman Group LLC 6,193,634 6,296,404 1.66 668,355 662,822 -0.83
2018-02-14 13F-HR TEACHERS ADVISORS INC 2,862,659 2,704,709 -5.52 276,934 291,865 5.39
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 426,536 409,916 -3.90 46,027 43,152 -6.25
2018-02-12 13F-HR Cipher Capital LP 0 14,359 0 1,549
2018-04-24 13F-HR Burt Wealth Advisors 282 282 0.00 30 30 0.00
2018-03-27 N-Q Prudential Jennison Natural Resources Fund, Inc. (see advisory)
2018-05-07 13F-HR Mobius Capital Management, Llc 14,177 0 -100.00 1,530 0 -100.00
2018-04-18 13F-HR E&G Advisors, LP 3,435 3,435 0.00 371 362 -2.43
2018-04-19 13F-HR Endurance Wealth Management, Inc. 7,358 7,358 0.00 794 775 -2.39
2018-05-04 13F-HR Pathway Financial Advisors Llc 891 891 0.00 96 94 -2.08
2018-02-28 N-Q Vanguard Fenway Funds (see advisory)
2018-04-24 13F-HR Elefante Mark B 2,595 3,350 29.09 279 353 26.52
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-05-09 13F-HR KBC Group NV 488,602 514,764 5.35 52,726 54,189 2.77
2018-05-10 13F-HR SPINNAKER TRUST 29,396 28,042 -4.61 3,171 2,951 -6.94
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-05-01 13F-HR Westpac Banking Corp 107,747 127,647 18.47 11,626,978 13,437,400 15.57
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-02-05 13F-HR Archon Partners LLC 0 64,700 0 6,982
2018-05-11 13F-HR BAHL & GAYNOR INC 64,783 64,583 -0.31 6,991 6,799 -2.75
2018-02-28 N-Q Fidelity Magellan Fund (see advisory)
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 2,453,470 124,546 -94.92 264,754 13,111 -95.05
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 8,643 8,175 -5.41 933 861 -7.72
2018-02-14 13F-HR AHL Partners LLP 6,694 10,898 62.80 647 1,176 81.76
2018-05-11 13F-HR PETTYJOHN, WOOD & WHITE, INC 6,483 6,833 5.40 700 719 2.71
2018-05-15 13F-HR RiverPark Advisors, LLC 30,696 34,811 13.41 3,312 3,665 10.66
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 2,100,493 2,139,232 1.84 226,665 225,197 -0.65
2018-05-08 13F-HR Dorsey & Whitney Trust CO LLC 4,555 4,258 -6.52 493 449 -8.92
2018-05-14 13F-HR ROYAL BANK OF SCOTLAND GROUP PLC 5,488 5,488 0.00 593 577 -2.70
2017-12-28 N-Q Fidelity Securities Fund (see advisory)
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 5,644,014 6,017,517 6.62 607,661 631,795 3.97
2018-05-15 13F-HR Ranger Investment Management, L.P. 485 675 39.18 52 71 36.54
2018-02-12 13F-HR Pacad Investment Ltd. 0 900 0 97
2018-02-23 13F-HR/A Sg3 Management, Llc 10,000 0 -100.00 905 0 -100.00
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 602 0 -100.00 64 0 -100.00
2018-05-18 N-Q Thrivent Mutual Funds (see advisory)
2018-02-13 13F-HR Telemark Asset Management, LLC 270,000 220,000 -18.52 26,120 23,740 -9.11
2018-03-28 N-Q Old Westbury Funds Inc (see advisory)
2018-05-11 13F-HR Foresters Asset Management Inc. 2,400 2,400 0.00 334 191 -42.81
2018-05-04 13F-HR Swiss National Bank 2,130,066 1,855,066 -12.91 229,855 195,283 -15.04
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Put 60,000 0 -100.00 6,475 0 -100.00
2018-04-25 13F-HR BECK MACK & OLIVER LLC 2,760 2,760 0.00 298 291 -2.35
2018-05-11 13F-HR Goss Wealth Management LLC 0 1,958 0 202
2018-05-15 13F-HR FIFTH THIRD BANCORP 216,857 222,298 2.51 23,401 23,401 0.00
2018-05-11 13F-HR CI Global Investments Inc. 3,407 2,882 -15.41 368 303 -17.66
2018-05-03 13F-HR Exchange Capital Management, Inc. 238 25
2018-04-27 13F-HR NORTH STAR ASSET MANAGEMENT INC 2,240 2,190 -2.23 242 231 -4.55
2018-05-14 13F-HR Lloyds Banking Group plc 1,842 1,993 8.20 198 209 5.56
2018-05-09 13F-HR Korea Investment CORP 987,733 950,646 -3.75 106,586 100,075 -6.11
2018-04-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 2,105 2,105 0.00 227 222 -2.20
2018-05-07 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 5,647 6,957 23.20 609 732 20.20
2018-05-11 13F-HR Sentry Investments Corp. 25,000 26,000 4.00 2,698 2,737 1.45
2018-04-18 13F-HR REGIONS FINANCIAL CORP 28,240 30,561 8.22 3,048 3,217 5.54
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 55,508 55,108 -0.72 5,990 5,801 -3.16
2018-05-07 13F-HR COCONUT GROVE BANK 507 0 -100.00 55 0 -100.00
2018-05-03 13F-HR Community Bank, N.A. 3,820 3,820 0.00 413 402 -2.66
2018-05-07 13F-HR BAILARD, INC. 54,414 40,825 -24.97 5,872 4,298 -26.81
2018-04-16 13F-HR BALDWIN BROTHERS INC/MA 72,276 84,450 16.84 7,799 8,890 13.99
2018-02-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-04-18 13F-HR Harbour Capital Advisors, LLC 10,914 11,119 1.88 1,178 1,170 -0.68
2018-01-26 N-Q Sei Catholic Values Trust (see advisory)
2018-05-09 13F-HR BAMCO INC /NY/ 14,968 14,768 -1.34 1,615 1,555 -3.72
2018-02-08 13F-HR PineBridge Investments, L.P. 79,643 62,061 -22.08 7,705 6,697 -13.08
2018-04-06 13F-HR BREMER TRUST NATIONAL ASSOCIATION 3,386 2,798 -17.37 366 295 -19.40
2018-05-02 13F-HR INVERNESS COUNSEL LLC /NY/ 209,939 231,959 10.49 22,655 24,418 7.78
2018-05-14 13F-HR Rice Partnership, Llc 10,387 10,786 3.84 1,121 1,135 1.25
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 81,810 57,730 -29.43 8,828 6,077 -31.16
2018-04-13 13F-HR Northside Capital Management, LLC 763,634 706,634 -7.46 82,404 74,387 -9.73
2018-04-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 7,712 7,662 -0.65 832 807 -3.00
2018-05-15 13F-HR Clearbridge Investments, LLC 1,101 943 -14.35 119 99 -16.81
2018-05-11 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 0 11,186 0 1,177
2018-02-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 2,190,325 2,184,850 -0.25 211,892 235,767 11.27
2018-05-15 13F-HR NORTHEAST INVESTMENT MANAGEMENT 44,840 44,662 -0.40 4,839 4,702 -2.83
2018-04-17 13F-HR MURPHY CAPITAL MANAGEMENT INC 4,786 4,786 0.00 516 503 -2.52
2018-05-03 13F-HR Texas Yale Capital Corp. 7,800 5,800 -25.64 842 611 -27.43
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 540,546 283,407 -47.57 58,330 29,834 -48.85
2018-03-30 N-Q Fidelity Investment Trust (see advisory)
2018-05-02 13F-HR FTB Advisors, Inc. 3,324 3,324 0.00 359 350 -2.51
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-04-18 13F-HR Marathon Asset Management LLP 104,622 108,199 3.42 11,290 11,390 0.89
2018-04-26 13F-HR BP PLC 66,000 66,000 0.00 7,125 6,948 -2.48
2018-05-15 13F-HR Kaizen Advisory, Llc 557 557 0.00 60 59 -1.67
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 128,069 118,300 -7.63 13,820 12,453 -9.89
2018-05-14 13F-HR QUEST INVESTMENT MANAGEMENT INC/OR 14,268 14,221 -0.33 1,540 1,497 -2.79
2018-04-26 13F-HR SIMPLEX TRADING, LLC 9,916 9,046 -8.77 1,070 952 -11.03
2018-05-15 13F-HR Lombard Odier Asset Management (Switzerland) SA 2,079 0 -100.00 224 0 -100.00
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 97,627 102,493 4.98 10,535 10,789 2.41
2018-04-27 13F-HR HWG Holdings LP 4,747 0 -100.00 512 0 -100.00
2018-01-31 13F-HR Resources Investment Advisors, Inc. 1,203 1,314 9.23 116 142 22.41
2018-05-01 13F-HR OPPENHEIMER & CO INC 139,796 135,475 -3.09 15,085 14,262 -5.46
2018-05-14 13F-HR AVIVA PLC 320,239 293,500 -8.35 34,557 30,897 -10.59
2018-04-30 13F-HR Assenagon Asset Management S.A. 0 132,968 0 13,998
2018-05-15 13F-HR SCOTIA CAPITAL INC. 45,850 41,296 -9.93 4,948 4,347 -12.15
2018-04-10 13F-HR AMERICAN NATIONAL BANK 200 200 0.00 22 21 -4.55
2018-04-12 13F-HR Ipswich Investment Management Co., Inc. 29,811 30,010 0.67 3,217 3,159 -1.80
2018-05-15 13F-HR Sustainable Insight Capital Management, LLC 0 2,400 0 253
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 85,375 145,064 69.91 9,213 15,271 65.75
2018-03-14 13F-HR/A CREDIT SUISSE AG/ 1,004,899 929,688 -7.48 97,215 100,321 3.19
2018-04-26 13F-HR Global Trust Asset Management, Llc 231 231 0.00 25 24 -4.00
2018-01-30 N-Q Shelton Funds (see advisory)
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 1,230 129
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 877,819 726,489 -17.24 94,736 76,477 -19.27
2018-02-28 N-Q Index Funds (see advisory)
2018-02-13 13F-HR Investec Asset Management LTD 428,390 390,586 -8.82 41,442 42,148 1.70
2018-05-18 13F-HR CIBC World Markets Inc. 0 11,459 0 1,206
2018-03-27 N-Q Indexiq Etf Trust (see advisory)
2018-05-10 13F-HR MCF Advisors LLC 0 53 0 6
2018-05-01 13F-HR Wealthstreet Investment Advisors, Llc 43,220 41,660 -3.61 4,664 4,386 -5.96
2018-03-30 N-Q Commerce Funds (see advisory)
2018-02-23 13F-HR/A Sg3 Management, Llc Call 10,000 0 -100.00 976 0 -100.00
2018-03-29 N-Q Lord Abbett Securities Trust (see advisory)
2018-05-07 13F-HR MUFG Americas Holdings Corp 109,168 119,683 9.63 11,780 12,599 6.95
2018-05-09 13F-HR NOVARE CAPITAL MANAGEMENT LLC 57,331 59,364 3.55 6,187 6,249 1.00
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 118,874 109,677 -7.74 12,828 11,546 -9.99
2018-05-15 13F-HR EP Wealth Advisors, Inc. 2,455 258
2018-05-15 13F-HR HBK INVESTMENTS L P 0 65,600 0 6,906
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 251,401 130,337 -48.16 27,129 13,720 -49.43
2018-05-15 13F-HR Rafferty Asset Management, LLC 7,871 7,807 -0.81 849 822 -3.18
2018-02-28 N-Q Timothy Plan (see advisory)
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 277,500 267,500 -3.60 29,945 28,160 -5.96
2018-05-07 13F-HR Spectrum Management Group, Inc. 500 500 0.00 54 53 -1.85
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 610,655 697,586 14.24 65,895 73,435 11.44
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 15,497 7,741 -50.05 1,672 815 -51.26
2018-03-15 N-Q Madison Funds (see advisory)
2018-04-24 13F-HR NewSquare Capital LLC 600 600 0.00 65 63 -3.08
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 13,072 11,974 -8.40 1,411 1,261 -10.63
2018-04-06 13F-HR Pennsylvania Trust Co 11,720 11,098 -5.31 1,264 1,169 -7.52
2018-05-14 13F-HR Laurion Capital Management LP 0 6,846 0 721
2018-04-26 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 24,925 24,220 -2.83 2,690 2,549 -5.24
2018-05-15 13F-HR SailingStone Capital Partners LLC 0 116,400 0 12,253
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN Put 255,000 310,000 21.57 847 1,063 25.50
2018-05-15 13F-HR STELLIAM INVESTMENT MANAGEMENT, LP 467,500 527,500 12.83 50,448 55,530 10.07
2018-05-07 13F-HR Litman Gregory Asset Management LLC 360 38
2018-04-20 13F-HR FIRST MANHATTAN CO 415,493 375,040 -9.74 44,841 39,485 -11.94
2018-05-07 13F-HR Capital Innovations LLC 6,555 6,400 -2.36 707 674 -4.67
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-01-16 13F-HR 440 INVESTMENT GROUP, LLC 7,839 7,645 -2.47 758 825 8.84
2018-04-27 N-Q Northern Lights Fund Trust Ii (see advisory)
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 1,525 1,552 1.77 165 163 -1.21
2018-02-12 13F-HR BROWN ADVISORY INC 129,049 130,292 0.96 12,484 14,060 12.62
2018-02-28 N-Q Fidelity Destiny Portfolios (see advisory)
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 269,300 260,900 -3.12 29,060 27,465 -5.49
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-04-26 13F-HR CAMBIAR INVESTORS LLC 563,603 541,620 -3.90 60,818 57,016 -6.25
2018-05-09 13F-HR Cannell Peter B & Co Inc 3,110 3,110 0.00 336 327 -2.68
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-04-13 13F-HR HILLS BANK & TRUST CO 19,387 18,992 -2.04 2,092 1,999 -4.45
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 45,835 42,147 -8.05 4,946 4,437 -10.29
2018-04-18 13F-HR Tiaa, Fsb 95,971 95,892 -0.08 10,356 10,095 -2.52
2018-05-14 13F-HR ZACKS INVESTMENT MANAGEMENT 0 2,881 0 303
2018-04-30 N-Q Investment Managers Series Trust (see advisory)
2018-05-15 13F-HR Advisor Group, Inc. 21,017 20,930 -0.41 2,269 2,204 -2.86
2018-05-07 13F-HR Resource Management, Llc 285,355 243,624 -14.62 29,240 25,646 -12.29
2018-04-24 13F-HR Broderick Brian C 28,957 30,370 4.88 3,125 3,197 2.30
2018-02-27 N-Q Reynolds Funds Inc (see advisory)
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 428,338 420,111 -1.92 46,221 44,224 -4.32
2018-04-30 13F-HR Truewealth Llc 433 51 -88.22 47 5 -89.36
2018-02-12 13F-HR IBEX WEALTH ADVISORS 21,697 21,380 -1.46 2,094 2,409 15.04
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 88,887 81,218 -8.63 9,860 8,550 -13.29
2018-04-23 13F-HR World Asset Management Inc 48,130 35,029 -27.22 5,194 3,688 -28.99
2018-05-03 13F-HR QCI ASSET MANAGEMENT INC/NY 2,301 550 -76.10 248 58 -76.61
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 17,800 4,900 -72.47 1,921 516 -73.14
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,146,070 1,280,202 11.70 110,871 138,147 24.60
2018-05-14 13F-HR InterOcean Capital, LLC 2,105 6,020 185.99 227 634 179.30
2018-04-19 13F-HR Janney Montgomery Scott LLC 11,980 10,831 -9.59 1,293 1,140 -11.83
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 86 86 0.00 9 9 0.00
2018-05-08 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 3,500 3,500 0.00 378 368 -2.65
2018-04-13 13F-HR National Pension Service 496,229 522,763 5.35 53,548 55,031 2.77
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 11,572,384 10,811,542 -6.57 1,119,513 1,166,673 4.21
2018-05-15 13F-HR CUSHING ASSET MANAGEMENT, LP 29,636 29,636 0.00 3,198 3,120 -2.44
2018-04-30 N-Q Advisors Series Trust (see advisory)
2018-04-12 13F-HR CITY HOLDING CO 100 100 0.00 11 11 0.00
2018-05-14 13F-HR Evercore Wealth Management, LLC 55,139 53,223 -3.47 5,950 5,603 -5.83
2018-04-19 13F-HR STRALEM & CO INC 128,730 106,980 -16.90 13,891 11,262 -18.93
2018-02-14 13F-HR BlueMountain Capital Management, LLC Call 265,000 104,000 -60.75 25,592 11,223 -56.15
2018-04-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-05-08 13F-HR MERIDIAN MANAGEMENT CO 22,615 22,716 0.45 2,440 2,391 -2.01
2018-02-13 13F-HR CIM INVESTMENT MANGEMENT INC 6,396 0 -100.00 619 0 -100.00
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 114,246 180,152 57.69 12,328 18,965 53.84
2018-04-26 N-Q Exchange Traded Concepts Trust (see advisory)
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 56,395 55,637 -1.34 5,455 5,856 7.35
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-04-13 13F-HR Verde Servicos Internacionais S.A. 30,853 32,415 5.06 3,324 3,412 2.65
2018-02-14 13F-HR CARLSON CAPITAL L P 252,684 0 -100.00 24,445 0 -100.00
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,359 1,343 -1.18 147 141 -4.08
2018-05-07 13F-HR CORBYN INVESTMENT MANAGEMENT INC/MD 78,413 78,457 0.06 8,462 8,259 -2.40
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 138,700 5,200 -96.25 14,967 547 -96.35
2018-05-11 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 20,847 12,891 -38.16 2,250 1,357 -39.69
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 0 1,040 0 109
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 160,137 148,549 -7.24 17,280 15,638 -9.50
2018-02-26 N-Q Blackrock Bond Fund, Inc. (see advisory)
2018-02-15 13F-HR BB&T SECURITIES, LLC 9,225 12,041 30.53 892 1,299 45.63
2018-01-26 N-Q Pioneer Series Trust Iii (see advisory)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Put 6,400 0 -100.00 691 0 -100.00
2018-05-10 13F-HR TORONTO DOMINION BANK 251,719 314,587 24.98 27,162 33,109 21.89
2018-02-28 N-Q Highland Funds Ii (see advisory)
2018-04-10 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 20,731 20,906 0.84 2,237 2,201 -1.61
2018-01-24 13F-HR HOWE & RUSLING INC 121 121 0.00 12 13 8.33
2018-05-15 13F-HR Voya Financial Advisors, Inc. 2,133 2,154 0.98 231 224 -3.03
2018-03-29 N-Q Financial Investors Trust (see advisory)
2018-05-15 13F-HR Moore Capital Management, LP 0 100,000 0 10,527
2018-05-02 13F-HR Creative Financial Designs Inc /adv 113 24 -78.76 12 3 -75.00
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 16,061 0 -100.00 1,733 0 -100.00
2018-05-07 13F-HR BANK OF THE WEST 2,904 2,848 -1.93 313 299 -4.47
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 6,726,307 6,272,039 -6.75 725,894 660,255 -9.04
2018-04-27 N-Q Mss Series Trust (see advisory)
2018-05-15 13F-HR CPCM, LLC 4,674 3,095 -33.78 504 326 -35.32
2018-05-15 13F-HR CNA FINANCIAL CORP 38,000 38,000 0.00 4,101 4,000 -2.46
2018-05-14 13F-HR ATLANTA CAPITAL MANAGEMENT CO L L C 10,416 10,416 0.00 1,124 1,096 -2.49
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 90,592 90,592 0.00 9,776 9,537 -2.44
2018-03-29 N-Q American Mutual Fund (see advisory)
2018-03-29 N-Q Aim Sector Funds (invesco Sector Funds) (see advisory)
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 4,033,961 4,001,619 -0.80 435,304 421,250 -3.23
2018-05-14 13F-HR CASTLEARK MANAGEMENT LLC 321,454 372,860 15.99 34,688 39,251 13.15
2018-05-09 13F-HR Silvant Capital Management Llc 82,825 8,719
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 20,731 20,581 -0.72 2,237 2,167 -3.13
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 12,028,899 11,984,332 -0.37 1,298,038 1,261,591 -2.81
2018-02-14 13F-HR CSS LLC/IL Put 40,000 0 -100.00 3,870 0 -100.00
2018-05-15 13F-HR Edgestream Partners, L.P. 0 5,552 0 584
2018-05-15 13F-HR CAPITAL INTERNATIONAL SARL 21,350 21,350 0.00 2,304 2,248 -2.43
2018-02-12 13F-HR PATHSTONE FAMILY OFFICE, LLC 120 0 -100.00 12 0 -100.00
2018-05-15 13F-HR Krilogy Financial LLC 16 16 0.00 2 2 0.00
2018-04-30 13F-HR James Hambro & Partners 7,700 10,900 41.56 831 1,150 38.39
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 16,884 6,996 -58.56 1,822 736 -59.60
2018-05-09 13F-HR Account Management LLC 3,700 0 -100.00 399,267 0 -100.00
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 162,100 146,800 -9.44 17,492 15,454 -11.65
2018-05-02 13F-HR Daiwa Securities Group Inc. 68,400 114,640 67.60 7,381 12,068 63.50
2018-05-03 13F-HR SG Americas Securities, LLC Call 349,300 256,000 -26.71 1,491 938 -37.09
2018-02-09 13F-HR Proficio Capital Partners LLC 279 297 6.45 27 32 18.52
2018-04-02 N-Q American Beacon Institutional Funds Trust (see advisory)
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 600 700 16.67 64 73 14.06
2018-01-23 N-Q Mfs Series Trust Iv (see advisory)
2018-05-14 13F-HR AJO, LP 17,700 17,222 -2.70 1,910 1,813 -5.08
2018-05-15 13F-HR Arrowpoint Asset Management, LLC 290,126 192,126 -33.78 31,307 20,225 -35.40
2018-05-03 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 23,568 22,458 -4.71 2,543 2,364 -7.04
2018-05-14 13F-HR HM PAYSON & CO 2,930 3,198 9.15 317 337 6.31
2018-02-02 13F-HR RAINIER INVESTMENT MANAGEMENT LLC 9,160 0 -100.00 886 0 -100.00
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 64,236 32,336 -49.66 6,932 3,404 -50.89
2018-05-11 13F-HR Aveo Capital Partners, LLC 2,606 2,697 3.49 281 284 1.07
2018-05-15 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 17,800 16,900 -5.06 1,921 1,779 -7.39
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 326,939 310,483 -5.03 35,280 32,685 -7.36
2018-05-15 13F-HR Advisor Group, Inc. Call 2 7
2018-02-28 N-Q Vanguard Wellesley Income Fund (see advisory)
2018-05-03 13F-HR Essex Financial Services, Inc. 4,434 4,165 -6.07 478 438 -8.37
2018-05-11 13F-HR Parisi Gray Wealth Management 134 134 0.00 15 14 -6.67
2018-04-04 13F-HR DAVENPORT & Co LLC 4,512 4,724 4.70 486,890 497,295 2.14
2018-05-15 13F-HR/A Caption Management, Llc Call 80,000 0 -100.00 8,632 0 -100.00
2018-04-19 13F-HR Cribstone Capital Management, LLC 801 932 16.35 86 98 13.95
2018-04-26 13F-HR Ballentine Partners, LLC 2,479 2,001 -19.28 267 210 -21.35
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 775,503 583,391 -24.77 83,685 61,414 -26.61
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 41,664 36,565 -12.24 4,517 3,849 -14.79
2018-05-08 13F-HR INVESTMENT HOUSE LLC 4,106 0 -100.00 443 0 -100.00
2018-05-15 13F-HR Spears Abacus Advisors LLC 4,070 3,977 -2.29 439 419 -4.56
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-05-14 13F-HR Stumpf Capital Management Llc 325 325 0.00 35 34 -2.86
2018-05-15 13F-HR Independent Advisor Alliance 16,290 16,183 -0.66 1,836 1,666 -9.26
2018-02-09 13F-HR Hartland & Co., LLC 2,342 253
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-08 13F-HR Neuburgh Advisers LLC 18,088 15,844 -12.41 1,952 1,668 -14.55
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 2,668,370 2,547,494 -4.53 287,942 268,175 -6.86
2018-01-29 13F-HR Bollard Group LLC 5,585 5,585 0.00 540 603 11.67
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-05-01 13F-HR British Airways Pensions Investment Management Ltd 196,841 196,841 0.00 21,246 20,730 -2.43
2018-05-14 13F-HR Aristotle Atlantic Partners, Llc 24,873 6,650 -73.26 2,684 700 -73.92
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 23,788 24,211 1.78 2,569 2,546 -0.90
2018-05-15 N-Q Greenspring Fund Inc (see advisory)
2018-02-27 N-Q Touchstone Funds Group Trust (see advisory)
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 9,474 10,215 7.82 1,022 1,075 5.19
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-02-14 13F-HR TPH Asset Management, LLC 348,652 435,995 25.05 33,729 47,048 39.49
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 807,938 788,956 -2.35 87,185 83,053 -4.74
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 15,976 16,025 0.31 1,724 1,687 -2.15
2018-02-21 13F-HR/A APG Asset Management N.V. 812,784 858,384 5.61 78,629 77,139 -1.89
2018-05-15 13F-HR Folger Hill Asset Management LP 0 196,900 0 20,728
2018-03-29 N-Q Direxion Shares Etf Trust (see advisory)
2018-02-26 N-Q Blackrock Funds Ii (see advisory)
2018-05-11 13F-HR Mutual of America Capital Management LLC 72,512 74,181 2.30 7,825 7,809 -0.20
2018-02-09 13F-HR RidgeWorth Capital Management LLC 579,346 569,449 -1.71 56,046 61,449 9.64
2018-04-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 500 0 -100.00 54 0 -100.00
2018-05-14 13F-HR TORRAY LLC 141,954 140,781 -0.83 15,318 14,820 -3.25
2018-04-24 13F-HR 1ST SOURCE BANK 6,561 7,002 6.72 708 737 4.10
2018-05-03 13F-HR Sageworth Trust Co 105 11
2018-03-26 N-Q Goldman Sachs Trust (see advisory)
2018-05-04 13F-HR THOMPSON INVESTMENT MANAGEMENT, INC. 44,057 41,802 -5.12 4,754 4,401 -7.43
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 812,609 354,909 -56.32 87,689 37,361 -57.39
2018-05-04 13F-HR Ariel Capital Advisors, LLC 40 4
2018-04-26 N-Q Western Asset Investment Grade Defined Opportunity Trust Inc. (see advisory)
2018-03-29 N-Q Mainstay Funds (see advisory)
2018-02-14 13F-HR BlueMountain Capital Management, LLC 0 38,933 0 4,201
2018-01-18 13F-HR SMITHBRIDGE ASSET MANAGEMENT INC/DE 2,512 0 -100.00 243 0 -100.00
2018-05-15 13F-HR AUA CAPITAL MANAGEMENT, LLC 2,981 2,746 -7.88 322 289 -10.25
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 6,023 7,336 21.80 650 773 18.92
2018-05-01 13F-HR Traynor Capital Management, Inc. 2,964 3,388 14.30 319 356 11.60
2018-02-14 13F-HR Arete Wealth Advisors, LLC 18,789 0 -100.00 1,818 0 -100.00
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 332,114 324,814 -2.20 35,838 34,193 -4.59
2018-05-03 13F-HR NICOLET BANKSHARES INC 4,968 5,014 0.93 536 528 -1.49
2018-05-15 13F-HR Utah Retirement Systems 107,352 107,452 0.09 11,584 11,312 -2.35
2018-04-17 13F-HR Calton & Associates, Inc. 86 0 -100.00 10 0 -100.00
2018-05-15 13F-HR Frontier Wealth Management LLC 2,476 2,464 -0.48 267 259 -3.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,217,300 1,312,700 7.84 131,359 138,188 5.20
2018-04-20 13F-HR Starfire Investment Advisers, Inc. 6,651 0 -100.00 718 0 -100.00
2018-04-16 13F-HR Ledyard National Bank 375 200 -46.67 40 21 -47.50
2018-05-08 13F-HR Pictet North America Advisors SA 3,707 3,707 0.00 400 390 -2.50
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 54,000 155,200 187.41 5,827 16,338 180.38
2018-05-15 13F-HR UBS Group AG Call 165,900 349,500 110.67 17,902 36,792 105.52
2018-02-12 13F-HR Estabrook Capital Management 1,555 1,552 -0.19 150,431 167,476 11.33
2018-05-15 13F-HR Anchor Bolt Capital, LP 486,005 40,144 -91.74 52,445 4,226 -91.94
2018-05-14 13F-HR Meiji Yasuda Life Insurance Co 41,877 32,887 -21.47 4,519 3,462 -23.39
2018-04-19 13F-HR OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0 36,405 0 3,832
2018-03-26 N-Q 1290 Funds (see advisory)
2018-05-09 13F-HR NORTHERN TRUST CORP 8,035,827 7,851,593 -2.29 867,146 826,537 -4.68
2018-05-11 13F-HR M&R CAPITAL MANAGEMENT INC 8,560 8,560 0.00 923 901 -2.38
2018-05-07 13F-HR MACROVIEW INVESTMENT MANAGEMENT LLC 84 9
2018-05-07 13F-HR HYMAN CHARLES D 2,000 2,000 0.00 216 211 -2.31
2018-01-26 N-Q Fidelity Advisor Series I (see advisory)
2018-04-27 N-Q CAPITAL WORLD GROWTH & INCOME FUND (see advisory)
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 7,400 22,200 200.00 799 2,337 192.49
2018-04-25 13F-HR Liberty Capital Management, Inc. 80 0 -100.00 9 0 -100.00
2018-05-15 13F-HR 1832 Asset Management L.P. 206,263 190,563 -7.61 22,110 20,074 -9.21
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 41,533 44,931 8.18 4,488 4,748 5.79
2018-04-25 13F-HR Searle & Co. 5,600 5,600 0.00 604 590 -2.32
2018-05-08 13F-HR LA FINANCIERE DE L'ECHIQUIER 55,000 70,000 27.27 5,935 7,369 24.16
2018-05-04 13F-HR Granite Investment Partners, LLC 28,335 3,726 -86.85 3,058 392 -87.18
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 536,224 736,724 37.39 57,864 77,555 34.03
2018-05-03 13F-HR Aviance Capital Partners, LLC 16,000 1,684
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 282,300 358,000 26.82 30,463 37,687 23.71
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 157,849 149,507 -5.28 17,033 15,739 -7.60
2018-05-07 13F-HR Massey, Quick & Co., LLC 791 1,674 111.63 91 176 93.41
2018-04-30 13F-HR Timber Creek Capital Management LLC 0 8,975 0 944
2018-02-20 13F-HR/A ALPS ADVISORS INC 5,803 0 -100.00 561 0 -100.00
2018-05-07 13F-HR ING GROEP NV 0 18,221 0 1,918
2018-04-10 13F-HR Gradient Investments LLC 150 159 6.00 16 17 6.25
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 6,273 6,771 7.94 677 713 5.32
2018-04-23 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 13,306 13,259 -0.35 1,436 1,396 -2.79
2018-05-15 13F-HR Atlantic Trust, LLC 331 0 -100.00 36 0 -100.00
2018-05-15 13F-HR Central Asset Investments & Management Holdings (HK) Ltd 0 3,000 0 315
2018-05-01 13F-HR BERKSHIRE ASSET MANAGEMENT LLC/PA 2,338 2,088 -10.69 252 220 -12.70
2018-02-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 20 0 -100.00 2 0 -100.00
2018-04-27 13F-HR CENTRAL BANK & TRUST CO 35,339 36,063 2.05 3,813 3,796 -0.45
2018-05-11 13F-HR State of Tennessee, Treasury Department