SecurityEOG / EOG Resources, Inc. (26875P101)
Chairman & CEOThomas William R.
Institutional Owners1389
Form N-Q Owners365
Institutional Shares496,584,435 - 85.81% (ex. N-Q)
Weighted Average Number Of Diluted Shares Outstanding578,736,000 shares (as of 2017-09-30) (ex. N-Q)
Institutional Value$ 492,283,284,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

EOG Resources, Inc. (NYSE:EOG) has 1389 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 496,584,435 shares. Largest shareholders include Capital Research Global Investors, Vanguard Group Inc, BlackRock Inc., State Street Corp, FMR LLC / Fidelity, Capital World Investors, JP Morgan Chase & Co, Bank of New York Mellon Corp, Massachusetts Financial Services Co /ma/, and Price T Rowe Associates Inc /md/.

EOG Resources, Inc. (NYSE:EOG) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 131,269 128,069 -2.44 12,699 13,820 8.83
2018-01-25 13F-HR Middleton & Co Inc/MA 20,517 22,705 10.66 1,985 2,450 23.43
2018-01-25 N-Q Columbia Funds Series Trust I (see advisory)
2018-02-14 13F-HR BlueMountain Capital Management, LLC Call 265,000 104,000 -60.75 25,592 11,223 -56.15
2018-01-12 13F-HR BREMER TRUST NATIONAL ASSOCIATION 3,593 3,386 -5.76 347 366 5.48
2018-01-30 13F-HR CAMBIAR INVESTORS LLC 604,416 563,603 -6.75 58,471 60,818 4.01
2018-02-14 13F-HR HSBC HOLDINGS PLC 449,796 720,877 60.27 43,512 77,793 78.79
2018-02-09 13F-HR Energy Opportunities Capital Management, LLC 60,471 51,308 -15.15 5,850 5,537 -5.35
2018-02-01 13F-HR ZWJ INVESTMENT COUNSEL INC 33,773 31,936 -5.44 3,267 3,446 5.48
2018-02-14 13F-HR LOOMIS SAYLES & CO L P 319,916 317,494 -0.76 30,949 34,261 10.70
2017-09-27 N-Q Advisors' Inner Circle Fund (see advisory)
2018-02-13 13F-HR BAHL & GAYNOR INC 65,058 64,783 -0.42 6,294 6,991 11.07
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 5,851 6,273 7.21 566 677 19.61
2017-09-01 N-Q Calamos Strategic Total Return Fund (see advisory)
2018-02-07 13F-HR Parkside Investments, LLC 44,167 43,742 -0.96 4,273 4,720 10.46
2018-01-11 13F-HR AMERICAN NATIONAL BANK 200 200 0.00 19 22 15.79
2018-01-16 N-Q Cohen & Steers Dividend Value Fund, Inc. (see advisory)
2018-02-06 13F-HR SHELTON CAPITAL MANAGEMENT 42,271 15,497 -63.34 4,089 1,672 -59.11
2018-01-08 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC 3,525 3,361 -4.65 341 363 6.45
2018-02-12 13F-HR FIL Ltd 0 39,354 0 4,247
2018-02-06 13F-HR Daiwa Securities Group Inc. 117,161 68,400 -41.62 11,335 7,381 -34.88
2018-02-08 13F-HR Advisory Services Network, LLC 11,104 16,999 53.09 1,074 1,834 70.76
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 0 16,061 0 1,733
2018-02-13 13F-HR JP Morgan Chase & Co 19,647,916 18,366,249 -6.52 1,902,312 1,981,901 4.18
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 311,210 324,541 4.28 30,106,455 35,021,219 16.32
2017-11-28 N-Q Legg Mason Partners Variable Income Trust (see advisory)
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 56,395 56,395 0.00 5,455 5,455 0.00
2018-02-20 13F-HR Pin Oak Investment Advisors Inc 26,222 2,830
2018-01-11 13F-HR Visionary Asset Management, Inc. 2,186 236
2018-01-24 13F-HR Fisher Asset Management, LLC 10,283 1,110
2017-08-25 N-Q Keeley Funds, Inc. (see advisory)
2018-02-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 7,169 7,082 -1.21 694 764 10.09
2018-02-14 13F-HR ProShare Advisors LLC 130,740 150,968 15.47 12,648 16,291 28.80
2017-08-25 N-Q Timothy Plan (see advisory)
2017-10-27 N-Q Cca Investments Trust (see advisory)
2017-09-27 N-Q Third Avenue Trust (see advisory)
2018-02-01 13F-HR HL FINANCIAL SERVICES LLC 3,677 3,635 -1.14 356 392 10.11
2018-01-29 N-Q Oppenheimer Capital Income Fund (see advisory)
2017-09-29 N-Q Eaton Vance Tax-managed Diversified Equity Income Fund (see advisory)
2017-09-28 N-Q American Mutual Fund (see advisory)
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 17,915 77,287 331.41 1,733 8,340 381.25
2018-02-12 13F-HR Hudson Bay Capital Management LP Call 0 80,000 0 8,633
2018-02-05 13F-HR GRANDFIELD & DODD, LLC 3,555 3,555 0.00 344 384 11.63
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 332,101 251,401 -24.30 32,127 27,129 -15.56
2018-01-30 13F-HR BESSEMER GROUP INC 199,570 218,520 9.50 19,306 23,580 22.14
2018-02-09 13F-HR SSI INVESTMENT MANAGEMENT INC 2,268 2,036 -10.23 217 219 0.92
2018-02-13 13F-HR Alphinity Investment Management Pty Ltd 44,074 4,756
2017-11-22 N-Q Mml Series Investment Fund (see advisory)
2018-02-02 13F-HR CI INVESTMENTS INC. 2,423,336 2,361,023 -2.57 234,434 254,778 8.68
2017-11-21 N-Q Mutual Of America Investment Corp (see advisory)
2017-10-26 13F-HR BARING ASSET MANAGEMENT Ltd 196,651 213,270 8.45 17,802 20,631 15.89
2018-02-14 13F-HR NUMERIC INVESTORS LLC 0 39,400 0 4,252
2018-02-13 13F-HR Winton Capital Group Ltd 5,300 3,769 -28.89 513 407 -20.66
2018-01-30 13F-HR LMR Partners LLP 6,292 12,382 96.79 609 1,336 119.38
2018-02-14 13F-HR CREDIT SUISSE AG/ Call 47,800 529,300 1,007.32 4,624 57,117 1,135.23
2018-02-06 13F-HR BRADLEY FOSTER & SARGENT INC/CT 65,231 68,212 4.57 6,310 7,361 16.66
2018-01-17 13F-HR CITY HOLDING CO 100 100 0.00 10 11 10.00
2018-02-14 13F-HR Rafferty Asset Management, LLC 0 7,871 0 849
2018-02-14 13F-HR BW Gestao de Investimentos Ltda. 154,000 55,000 -64.29 14,898 5,935 -60.16
2018-02-14 13F-HR Independent Advisor Alliance 17,377 16,290 -6.26 1,677 1,836 9.48
2018-02-13 13F-HR JP Morgan Chase & Co Put 1,542,700 1,572,300 1.92 149,364 169,667 13.59
2017-11-14 13F-HR Sustainable Insight Capital Management, LLC 20,000 0 -100.00 1,810 0 -100.00
2018-02-09 13F-HR Norinchukin Bank, The 42,981 46,229 7.56 4,158 4,989 19.99
2018-02-12 13F-HR BBVA COMPASS BANCSHARES, INC 6,342 5,210 -17.85 614 562 -8.47
2018-02-08 13F-HR FORSTA AP-FONDEN 103,494 103,494 0.00 10,012 11,168 11.55
2017-11-29 N-Q Vanguard Variable Insurance Funds (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 9,916 0 1,070
2018-02-13 13F-HR FIRST INTERSTATE BANK 70 70 0.00 7 8 14.29
2018-01-30 13F-HR CONNING INC. 13,820 13,580 -1.74 1,337 1,465 9.57
2017-10-11 N-Q Sentinel Group Funds Inc (see advisory)
2018-01-23 13F-HR COBIZ INVESTMENT MANAGEMENT, LLC 59,628 60,178 0.92 5,768 6,494 12.59
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 128,861 127,253 -1.25 12,466 13,732 10.16
2018-02-06 13F-HR Glassman Wealth Services 1,089 1,093 0.37 105 118 12.38
2018-02-02 13F-HR Kidder Stephen W 7,215 13,145 82.19 698 1,418 103.15
2018-02-14 13F-HR Foresters Asset Management Inc. 8,700 2,400 -72.41 1,053 334 -68.28
2018-02-14 13F-HR Pacer Advisors, Inc. 13,724 18,714 36.36 1,328 2,019 52.03
2018-02-06 13F-HR Bt Investment Management Ltd 7,562 7,562 0.00 731,548 816,015 11.55
2018-02-08 13F-HR SEI INVESTMENTS CO 400,698 361,378 -9.81 38,763 38,997 0.60
2018-02-12 13F-HR Institute for Wealth Management, LLC. 13,490 13,132 -2.65 1,310 1,421 8.47
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 44,170 44,020 -0.34 3,998 4,258 6.50
2018-02-02 13F-HR DOWLING & YAHNKE LLC 23,996 24,481 2.02 2,321 2,642 13.83
2018-02-14 13F-HR DRW Securities, LLC 8,112 875
2018-02-09 13F-HR Alexandria Capital, LLC 30,660 30,680 0.07 2,966 3,311 11.63
2017-11-17 N-Q Third Avenue Variable Series Trust (see advisory)
2017-12-29 N-Q Permanent Portfolio Family Of Funds (see advisory)
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 689,000 1,365,500 98.19 66,654 147,351 121.07
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 48,300 38,000 -21.33 4,673 4,101 -12.24
2018-02-14 13F-HR Fortis Advisors, LLC 125 125 0.00 12 13 8.33
2018-02-12 13F-HR Santori & Peters, Inc. 187 18
2018-02-09 13F-HR RidgeWorth Capital Management LLC 579,346 569,449 -1.71 56,046 61,449 9.64
2018-02-13 13F-HR/A-1 Centerstar Asset Management, Llc Call 21
2018-02-13 13F-HR LINCOLN NATIONAL CORP 0 4,209 0 454
2018-02-13 13F-HR HCR Wealth Advisors 3,287 4,636 41.04 224 392 75.00
2018-01-31 13F-HR INVESTMENT HOUSE LLC 0 4,106 0 443
2017-09-28 N-Q Old Westbury Funds Inc (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 1,498 846 -43.52 468 256 -45.30
2018-02-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 106,229 105,802 -0.40 10,276 11,417 11.10
2018-02-12 13F-HR BROWN ADVISORY INC 129,049 130,292 0.96 12,484 14,060 12.62
2018-02-09 13F-HR Bank of New York Mellon Corp 17,325,617 16,791,438 -3.08 1,676,080 1,811,964 8.11
2018-01-23 13F-HR FIRST QUADRANT L P/CA 3,798 3,798 0.00 367 410 11.72
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 6,958,476 6,167,938 -11.36 673,163 665,582 -1.13
2018-02-14 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 15,804 0 -100.00 1,324 0 -100.00
2017-11-29 N-Q Nuveen Investment Funds Inc (see advisory)
2018-02-09 13F-HR Mariner Wealth Advisors, LLC 25,931 30,286 16.79 2,509 3,267 30.21
2018-02-07 13F-HR Capital Innovations LLC 7,045 6,555 -6.96 6,820 707 -89.63
2018-02-02 13F-HR Broderick Brian C 16,700 28,957 73.40 1,617 3,125 93.26
2018-02-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 129,464 130,605 0.88 12,524 14,094 12.54
2017-10-30 N-Q Managed Portfolio Series (see advisory)
2018-02-09 13F-HR Hartland & Co., LLC 2,342 253
2018-02-22 13F-HR Certified Advisory Corp 162 17
2017-08-28 N-Q NEW PERSPECTIVE FUND (see advisory)
2018-01-16 13F-HR Watermark Asset Management, Inc. 534 234 -56.18 52 25 -51.92
2018-02-05 13F-HR DELTEC ASSET MANAGEMENT LLC 7,000 0 -100.00 677 0 -100.00
2018-02-14 13F-HR/A-1 Boston Partners 72,981 72,887 -0.13 7,060 7,865 11.40
2018-01-12 13F-HR Covenant Asset Management, LLC 28,132 28,032 -0.36 2,721 3,025 11.17
2018-02-09 13F-HR Citizens Financial Group Inc/RI 1,100 1,090 -0.91 106 118 11.32
2018-02-14 13F-HR Schonfeld Strategic Advisors LLC 0 6,580 0 710
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA Put 2,425 247,600 10,110.31 527,400 26,718,516 4,966.08
2018-02-20 13F-HR GRIFFIN ASSET MANAGEMENT, INC. 17,770 18,025 1.44 1,719 1,945 13.15
2018-02-12 13F-HR ATLANTA CAPITAL MANAGEMENT CO L L C 10,416 10,416 0.00 1,008 1,124 11.51
2017-10-30 N-Q Sei Institutional Investments Trust (see advisory)
2018-01-24 13F-HR BALDWIN BROTHERS INC/MA 69,447 72,276 4.07 6,718 7,799 16.09
2018-02-08 13F-HR INTRUST BANK NA 6,735 7,437 10.42 652 803 23.16
2017-11-28 N-Q Pacific Select Fund (see advisory)
2017-11-29 N-Q Victory Portfolios (see advisory)
2018-02-08 SC 13G/A BlackRock Inc. 36,923,542 34,909,501 -5.45
2018-02-08 13F-HR Global X Management CO LLC 10,916 8,799 -19.39 1,056 950 -10.04
2018-01-16 13F-HR 440 INVESTMENT GROUP, LLC 7,839 7,645 -2.47 758 825 8.84
2018-01-10 13F-HR Bath Savings Trust Co 5,365 5,365 0.00 519 579 11.56
2018-02-06 13F-HR FENIMORE ASSET MANAGEMENT INC 700,547 700,087 -0.07 67,771 75,546 11.47
2017-10-27 N-Q Northern Lights Fund Trust Ii (see advisory)
2018-02-12 13F-HR Cipher Capital LP 0 14,359 0 1,549
2018-01-26 N-Q Monteagle Funds (see advisory)
2018-02-09 13F-HR Arjuna Capital 10,149 1,095
2018-02-09 13F-HR Employees Retirement System of Texas 245,800 197,000 -19.85 23,779 21,258 -10.60
2017-11-28 N-Q Lkcm Funds (see advisory)
2018-02-06 13F-HR Reliant Investment Management, LLC 26,934 2,906
2017-09-29 N-Q Ishares U.s. Etf Trust (see advisory)
2018-02-15 13F-HR/A-1 WESTWOOD HOLDINGS GROUP INC 1,084,944 1,157,627 6.70 104,957 124,919 19.02
2018-02-14 13F-HR Invesco Ltd. 903,642 878,414 -2.79 87,417 94,789 8.43
2018-02-02 13F-HR COCONUT GROVE BANK 507 507 0.00 49 55 12.24
2018-01-25 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 981 1,132 15.39 95 122 28.42
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 275,718 91,458 -66.83 26,673 9,869 -63.00
2018-02-13 13F-HR AMALGAMATED BANK 62,149 68,612 10.40 6,012 7,404 23.15
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,619 84,589 881.42 834 9,128 994.48
2018-01-17 13F-HR STRALEM & CO INC 154,160 128,730 -16.50 14,913 13,891 -6.85
2018-02-14 13F-HR Covington Capital Management 9,858 9,983 1.27 954 1,077 12.89
2018-02-05 13F-HR SALIENT TRUST CO LTA 10,205 10,205 0.00 987 1,101 11.55
2018-02-12 13F-HR Pinnacle Holdings, LLC 305 305 0.00 29,506 32,913 11.55
2017-11-14 13F-HR 3G Capital Partners LP Put 100,000 0 -100.00 9,000 0 -100.00
2017-08-28 N-Q Deutsche Market Trust (see advisory)
2018-01-26 N-Q Amcap Fund (see advisory)
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-02-09 13F-HR EAGLE ASSET MANAGEMENT INC 339,210 310,594 -8.44 32,964 33,535 1.73
2017-10-24 N-Q Cushing Energy Income Fund (see advisory)
2018-02-12 13F-HR SOUTH STATE Corp 2,528 12,919 411.04 245 1,395 469.39
2017-11-17 N-Q Guardian Variable Products Trust (see advisory)
2017-11-29 N-Q Vaneck Vectors Etf Trust (see advisory)
2018-02-09 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 13,044 15,665 20.09 1,262 1,690 33.91
2018-02-05 13F-HR BOURNE LENT ASSET MANAGEMENT INC 4,851 4,851 0.00 469 523 11.51
2018-02-13 13F-HR Calamos Advisors LLC 358,372 349,383 -2.51 34,669 37,702 8.75
2018-02-13 13F-HR SUN LIFE FINANCIAL INC 5,246 2,266 -56.81 507 245 -51.68
2018-02-12 13F-HR Midwest Professional Planners, Ltd. 2,133 230
2018-02-07 13F-HR NuWave Investment Management, LLC 12 4,418 36,716.67 1 477 47,600.00
2017-08-24 N-Q Touchstone Funds Group Trust (see advisory)
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 46,632 41,664 -10.65 4,357 4,517 3.67
2018-02-06 13F-HR State of New Jersey Common Pension Fund D 260,000 260,000 0.00 25,152 28,057 11.55
2018-01-17 13F-HR CULLINAN ASSOCIATES INC 21,400 22,950 7.24 2,070 2,477 19.66
2018-01-24 13F-HR Vantage Investment Advisors, LLC 417 417 0.00 40 45 12.50
2018-02-14 13F-HR PRUDENTIAL PLC 3,301 3,301 0.00 319 356 11.60
2018-02-14 13F-HR DekaBank Deutsche Girozentrale 353,531 353,531 0.00 30,185 30,185 0.00
2018-02-01 13F-HR Granite Investment Partners, LLC 30,067 28,335 -5.76 2,909 3,058 5.12
2017-11-29 N-Q Victory Variable Insurance Funds (see advisory)
2018-02-13 SC 13G/A Capital Research Global Investors 39,151,547 43,827,981 11.94
2018-02-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Put 600 60,000 9,900.00 5,804 6,475 11.56
2018-02-14 13F-HR Capital International Investors 3,038,155 2,785,000 -8.33 293,911 300,529 2.25
2017-11-28 N-Q Cohen & Steers Real Assets Fund, Inc. (see advisory)
2018-01-25 13F-HR FTB Advisors, Inc. 474 3,324 601.27 46 359 680.43
2018-02-01 13F-HR NORTH STAR ASSET MANAGEMENT INC 2,240 242
2018-01-17 13F-HR Gulf International Bank (UK) Ltd 181,850 181,850 0.00 17,592 19,623 11.55
2017-12-28 N-Q VANGUARD SPECIALIZED FUNDS (see advisory)
2018-02-09 13F-HR EXENCIAL WEALTH ADVISORS, LLC 38,257 45,578 19.14 3,701 4,918 32.88
2017-09-25 N-Q Alpine Total Dynamic Dividend Fund (see advisory)
2017-11-22 N-Q Legg Mason Partners Income Trust (see advisory)
2018-02-14 13F-HR CAPITAL INTERNATIONAL SARL 27,150 21,350 -21.36 2,626 2,304 -12.26
2018-02-14 SC 13G STATE STREET CORP 29,922,733 29,327,378 -1.99
2018-02-14 13F-HR Aristotle Atlantic Partners, Llc 24,873 2,684
2018-02-05 13F-HR BANK OF THE WEST 3,351 2,904 -13.34 324 313 -3.40
2018-01-16 13F-HR USS Investment Management Ltd 1,250,000 1,250,000 0.00 120,919 134,944 11.60
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,247,500 1,217,300 -2.42 120,683 131,359 8.85
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 1,881 206 -89.05 182 22 -87.91
2018-02-02 13F-HR Elefante Mark B 2,595 279
2017-11-29 N-Q Stock Portfolio (see advisory)
2017-08-29 N-Q Fundvantage Trust (see advisory)
2018-02-08 13F-HR Manchester Capital Management LLC 24 24 0.00 2 3 50.00
2018-02-14 13F-HR RPG Investment Advisory, LLC 8 1
2017-11-15 13F-HR First Heartland Consultants, Inc. 3,395 0 -100.00 307 0 -100.00
2017-09-29 N-Q Aim Sector Funds (invesco Sector Funds) (see advisory)
2018-01-26 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-14 13F-HR FRED ALGER MANAGEMENT INC 3,300 3,900 18.18 319 421 31.97
2018-02-07 13F-HR Spectrum Management Group, Inc. 500 500 0.00 48 54 12.50
2018-02-13 13F-HR Edge Advisors, Llc 2,471 2,464 -0.28 239 265 10.88
2018-02-05 13F-HR STEPHENS INC /AR/ 49,594 55,677 12.27 4,798 6,008 25.22
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Call 30,000 30,000 0.00 2,902 3,237 11.54
2017-11-27 N-Q Brighthouse Funds Trust I (see advisory)
2017-11-28 N-Q Schwab Annuity Portfolios (see advisory)
2017-11-17 13F-HR Archford Capital Strategies, LLC 1,200 0 -100.00 3 0 -100.00
2018-02-13 13F-HR Investec Asset Management LTD 428,390 390,586 -8.82 41,442 42,148 1.70
2018-02-13 13F-HR Precocity Capital LP 150,000 25,000 -83.33 14,511 2,698 -81.41
2017-11-28 N-Q Wells Fargo Variable Trust (see advisory)
2018-01-25 N-Q Putnam Global Natural Resources Fund (see advisory)
2018-02-15 13F-HR SRS Capital Advisors, Inc. 187 187 0.00 18 20 11.11
2018-01-25 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-01-24 13F-HR HERMES INVESTMENT MANAGEMENT LTD 2,733 2,733 0.00 264 295 11.74
2018-02-12 13F-HR Quantbot Technologies LP 1,588 0 -100.00 153 0 -100.00
2018-02-12 13F-HR K2 PRINCIPAL FUND, L.P. Call 37,000 0 -100.00 3,579 0 -100.00
2018-02-05 13F-HR SHAKER INVESTMENTS LLC/OH 6,425 6,255 -2.65 622 675 8.52
2017-11-29 N-Q Core Bond Portfolio (see advisory)
2018-01-24 13F-HR SG Americas Securities, LLC Put 189,300 289,400 52.88 256 329 28.52
2018-02-14 13F-HR Avestar Capital, Llc 117 10
2018-01-26 13F-HR TEXAS CAPITAL BANCSHARES INC/TX 8,804 8,804 0.00 852 950 11.50
2017-10-27 N-Q CAPITAL WORLD GROWTH & INCOME FUND (see advisory)
2018-02-08 13F-HR Willingdon Wealth Management 11,226 11,707 4.28 1,086 1,263 16.30
2018-01-23 13F-HR Baystate Wealth Management LLC 72 20 -72.22 7 2 -71.43
2017-11-14 13F-HR Itau Unibanco Holding S.A. 1,016 0 -100.00 92 0 -100.00
2018-01-23 13F-HR STRS OHIO 333,680 316,335 -5.20 32,280 34,135 5.75
2017-11-24 N-Q Pioneer Fund /ma/ (see advisory)
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Call 421,200 444,700 5.58 40,747 47,988 17.77
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-02-12 13F-HR Financial Architects, Inc 5,075 3,150 -37.93 491 340 -30.75
2018-01-10 13F-HR FRANKLIN STREET ADVISORS INC /NC 82,818 100,833 21.75 8,012 10,881 35.81
2018-01-25 13F-HR Assenagon Asset Management S.A. 48,052 0 -100.00 4,649 0 -100.00
2017-11-27 N-Q State Farm Mutual Fund Trust (see advisory)
2017-11-29 N-Q Hc Capital Trust (see advisory)
2018-01-16 13F-HR PRIVATE TRUST CO NA 10,077 10,066 -0.11 974 1,086 11.50
2018-02-02 13F-HR Aperio Group, LLC 263,616 273,051 3.58 25,502 29,465 15.54
2018-01-30 13F-HR NORTHSTAR INVESTMENT ADVISORS LLC 13,700 13,700 0.00 1,325 1,478 11.55
2018-02-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 11,659 380 -96.74 1,120 39 -96.52
2018-02-14 13F-HR INTACT INVESTMENT MANAGEMENT INC. 2,600 2,200 -15.38 251 237 -5.58
2018-02-13 13F-HR CITIZENS & NORTHERN CORP 13,121 13,158 0.28 1,269 1,420 11.90
2018-02-09 13F-HR HENDERSON GROUP PLC 466,449 368,867 -20.92 45,124 39,810 -11.78
2018-02-14 13F-HR Jefferies Group LLC 672 215 -68.01 65 23 -64.62
2017-08-28 N-Q Franklin Managed Trust (see advisory)
2017-11-28 N-Q Ab Cap Fund, Inc. (see advisory)
2018-02-14 13F-HR AXIOM INTERNATIONAL INVESTORS LLC /DE 664,967 572,612 -13.89 64,329 61,791 -3.95
2018-02-09 13F-HR FORBES J M & CO LLP 32,422 32,655 0.72 3,136 3,524 12.37
2017-11-28 N-Q Jpmorgan Trust Ii (see advisory)
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 182,500 174,300 -4.49 17,655 18,809 6.54
2018-02-23 N-Q Mfs Series Trust Xi (see advisory)
2017-11-29 N-Q Prudential Series Fund (see advisory)
2018-02-12 13F-HR AMICA MUTUAL INSURANCE CO 33,302 28,265 -15.13 3,222 3,050 -5.34
2018-02-02 13F-HR PUZO MICHAEL J 9,455 21,575 128.19 914 2,328 154.70
2018-02-14 13F-HR BRINKER CAPITAL INC 21,844 24,085 10.26 2,113 2,599 23.00
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 33,269 3,590
2018-02-06 13F-HR BP PLC 66,000 66,000 0.00 6,384 7,125 11.61
2018-02-13 13F-HR Catamount Wealth Management 0 90 0 10
2017-11-24 N-Q Transamerica Series Trust (see advisory)
2018-01-23 N-Q Schwab Investments (see advisory)
2018-02-02 13F-HR DEARBORN PARTNERS LLC 8,275 8,155 -1.45 801 880 9.86
2017-09-29 N-Q Putnam Global Equity Fund (see advisory)
2018-02-07 13F-HR AGF INVESTMENTS INC. 34,293 35,187 2.61 3,318 3,797 14.44
2017-10-27 N-Q Unified Series Trust (see advisory)
2017-11-28 N-Q Putnam Variable Trust (see advisory)
2017-11-29 N-Q Natixis Funds Trust Ii (see advisory)
2018-02-05 13F-HR GRATRY & Co LLC 5,000 3,577 -28.46 484 386 -20.25
2018-02-14 13F-HR Tyers Asset Management LLC 13,134 11,704 -10.89 1,270 1,263 -0.55
2017-10-26 N-Q Global X Funds (see advisory)
2018-02-05 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 47,945 57,475 19.88 4,638 6,202 33.72
2018-02-12 13F-HR Pacad Investment Ltd. 0 900 0 97
2018-02-02 13F-HR TELEMUS CAPITAL, LLC 22,913 24,826 8.35 2,217 2,679 20.84
2017-11-27 N-Q State Farm Variable Product Trust (see advisory)
2018-02-14 13F-HR Spears Abacus Advisors LLC 4,070 4,070 0.00 394 439 11.42
2017-11-21 N-Q Cornerstone Strategic Value Fund Inc (see advisory)
2018-02-09 13F-HR FDx Advisors, Inc. 10,156 8,067 -20.57 982 871 -11.30
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 657,170 610,655 -7.08 63,574 65,895 3.65
2018-02-14 13F-HR Discovery Capital Management, LLC 205,000 778,500 279.76 19,832 84,008 323.60
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 200,410 105,567 -47.32 19,388 11,392 -41.24
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-02 13F-HR Cribstone Capital Management, LLC 820 801 -2.32 79 86 8.86
2017-10-30 N-Q Tortoise Pipeline & Energy Fund, Inc. (see advisory)
2018-02-22 13F-HR GREEN SQUARE CAPITAL LLC 5,972 5,476 -8.31 578 591 2.25
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 1,597 1,597 0.00 154 172 11.69
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 33,187 161,326 386.11 3,211 17,409 442.17
2018-02-14 13F-HR Botty Investors LLC 230 230 0.00 22 25 13.64
2017-11-22 N-Q Tiaa Separate Account Va 1 (see advisory)
2018-02-13 13F-HR Dai-Ichi Life Insurance Company, Ltd 91,593 90,592 -1.09 8,861 9,776 10.33
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 0 3,300 0 356
2018-01-23 13F-HR WEBSTER BANK, N. A. 1,025 1,112 8.49 99 120 21.21
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-02-14 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 87,250 87,250 0.00 8,441 9,415 11.54
2018-02-13 13F-HR Mosaic Family Wealth, LLC 841 240 -71.46 81 26 -67.90
2018-02-06 13F-HR/A-1 Mitsubishi UFJ Securities International PLC 150,000 16,187
2017-11-29 N-Q Vanguard Tax-managed Funds (see advisory)
2018-02-14 13F-HR LYRICAL ASSET MANAGEMENT LP 2,643,185 2,733,837 3.43 255,702 295,008 15.37
2018-02-14 13F-HR Nuveen Fund Advisors, LLC 2,229 0 -100.00 216 0 -100.00
2017-11-29 N-Q Eaton Vance Risk-managed Diversified Equity Income Fund (see advisory)
2018-02-13 13F-HR BP Capital Fund Advisors, LLC 47,553 5,131
2017-11-13 13F-HR Lido Advisors, LLC 2,691 0 -100.00 244 0 -100.00
2018-02-01 13F-HR Clear Perspective Advisors, LLC 119 119 0.00 12 13 8.33
2017-11-29 N-Q Janus Investment Fund (see advisory)
2018-01-23 13F-HR GODSEY & GIBB ASSOCIATES 128,206 126,062 -1.67 12,403 13,604 9.68
2018-02-14 13F-HR HRS Investment Holdings, LLC 10,000 10,000 0.00 967 1,079 11.58
2017-11-28 N-Q Cohen & Steers Global Income Builder, Inc (see advisory)
2017-11-22 N-Q State Street Master Funds (see advisory)
2018-02-13 13F-HR AMF Pensionsforsakring AB 858,602 920,819 7.25 83,061 99,366 19.63
2018-02-13 13F-HR Carmignac Gestion 4,573,922 5,633,250 23.16 442,481 607,884 37.38
2017-11-29 N-Q Vaneck Vip Trust (see advisory)
2018-02-23 N-Q Mfs Series Trust V (see advisory)
2017-11-14 13F-HR GRT CAPITAL PARTNERS L.L.C. 9,797 0 -100.00 887 0 -100.00
2018-02-14 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 124,461 124,054 -0.33 12,040 13,387 11.19
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 305,753 300,852 -1.60 29,578 32,465 9.76
2018-02-14 13F-HR LORD, ABBETT & CO. LLC 763,481 775,503 1.57 73,859 83,685 13.30
2018-01-18 13F-HR Syntal Capital Partners, LLC 6,388 6,589 3.15 617 711 15.24
2017-09-29 N-Q Prudential Jennison Natural Resources Fund, Inc. (see advisory)
2018-01-29 13F-HR EXANE DERIVATIVES 1,282 687 -46.41 124,000 74,296 -40.08
2017-11-22 13F-HR Chicago Partners Investment Group LLC 400 1,112 178.00 40 108 170.00
2018-01-18 13F-HR Carroll Financial Associates, Inc. 2,452 416 -83.03 236 44 -81.36
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 4,173 0 450
2018-02-22 13F-HR Rehmann Capital Advisory Group 0 2,053 0 222
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 117,538 114,246 -2.80 11,370 12,328 8.43
2018-01-12 13F-HR Pointe Capital Management LLC 6,748 6,651 -1.44 653 718 9.95
2017-12-28 N-Q George Putnam Balanced Fund (see advisory)
2018-02-14 13F-HR Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 6,462 6,462 0.00 625 697 11.52
2017-11-07 13F-HR DAVIDSON & GARRARD INC 3,150 3,295 4.60 285 319 11.93
2018-02-14 13F-HR JONES FINANCIAL COMPANIES LLLP 32,370 31,248 -3.47 3,132 3,372 7.66
2018-02-07 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 45,835 45,835 0.00 4,434 4,946 11.55
2018-02-12 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 3,350 217,350 6,388.06 324 23,454 7,138.89
2018-02-12 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 24,597 20,847 -15.25 2,380 2,250 -5.46
2018-02-09 13F-HR IndexIQ Advisors LLC 2,050 2,442 19.12 198 264 33.33
2018-01-23 N-Q Advisors Series Trust (see advisory)
2018-02-14 13F-HR UBS Group AG Put 119,900 132,000 10.09 11,599 14,245 22.81
2017-11-21 N-Q Brighthouse Funds Trust Ii (see advisory)
2018-02-02 13F-HR TDAM USA INC. 4,267 4,217 -1.17 413 455 10.17
2018-02-07 13F-HR Harbor Advisors LLC 25,900 25,900 0.00 2,506 2,795 11.53
2018-02-06 13F-HR Russell Investments Group, Ltd. 1,127,674 1,055,794 -6.37 109,087 114,493 4.96
2018-02-13 13F-HR CALAMOS WEALTH MANAGEMENT LLC 12,800 12,537 -2.05 1,238 1,353 9.29
2018-02-14 13F-HR Krilogy Financial LLC 16 16 0.00 2 2 0.00
2018-02-13 13F-HR ADAMS NATURAL RESOURCES FUND, INC. 190,100 179,700 -5.47 18,390 19,391 5.44
2018-01-31 13F-HR Resources Investment Advisors, Inc. 1,203 1,314 9.23 116 142 22.41
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 956,158 911,239 -4.70 92,499 98,332 6.31
2018-02-13 13F-HR Moors & Cabot, Inc. 2,251 2,271 0.89 218 246 12.84
2018-02-02 13F-HR Fayerweather Charles 4,400 475
2017-11-21 N-Q Cornerstone Total Return Fund Inc (see advisory)
2018-02-12 13F-HR MADISON INVESTMENT HOLDINGS INC 214,327 204,827 -4.43 20,734 22,103 6.60
2018-02-01 13F-HR Quantitative Systematic Strategies LLC 0 5,039 0 544
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4,794 8,643 80.29 464 933 101.08
2017-11-06 13F-HR Salient Capital Advisors, LLC 3,420 0 -100.00 310 0 -100.00
2018-02-02 13F-HR Dempze Nancy E 3,975 6,825 71.70 385 736 91.17
2018-02-13 13F-HR Bridgewater Associates, LP 30,610 25,353 -17.17 2,961 2,736 -7.60
2017-12-28 N-Q Putnam Investment Funds (see advisory)
2018-02-13 13F-HR Lombard Odier Asset Management (Europe) Ltd 16,669 6,639 -60.17 1,613 716 -55.61
2018-02-08 13F-HR Trust Investment Advisors 5,415 5,415 0.00 524 584 11.45
2018-02-07 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 13,866 13,306 -4.04 1,342 1,436 7.00
2018-02-13 13F-HR Advisors Asset Management, Inc. 25,693 25,439 -0.99 2,486 2,745 10.42
2018-02-06 13F-HR TOTH FINANCIAL ADVISORY CORP 300 32
2018-02-02 13F-HR CI Global Investments Inc. 1,732 3,407 96.71 168 368 119.05
2017-08-23 N-Q Massmutual Select Funds (see advisory)
2017-10-30 N-Q Northern Lights Fund Trust Iv (see advisory)
2018-02-02 13F-HR ARROW FINANCIAL CORP 9,332 9,213 -1.28 903 995 10.19
2018-01-17 13F-HR HWG Holdings LP 4,747 512
2018-01-24 13F-HR Ruggie Capital Group 500 500 0.00 48 54 12.50
2018-02-14 13F-HR Sentry Investments Corp. 27,400 25,000 -8.76 2,651 2,698 1.77
2018-02-02 13F-HR Global Trust Asset Management, Llc 231 25
2018-02-09 13F-HR CORNERSTONE ADVISORS INC 16,600 16,600 0.00 1,606 1,791 11.52
2017-08-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-02-13 13F-HR Jarislowsky, Fraser Ltd 835,415 819,941 -1.85 80,818 88,479 9.48
2017-08-24 N-Q State Street Institutional Funds (see advisory)
2018-01-10 13F-HR SIT INVESTMENT ASSOCIATES INC 11,987 11,987 0.00 1,160 1,294 11.55
2018-02-09 13F-HR Arizona State Retirement System 199,615 169,476 -15.10 19,311 18,288 -5.30
2018-02-05 13F-HR Milestone Group, Inc. 2,258 2,306 2.13 218 249 14.22
2018-02-02 13F-HR Patten Group, Inc. 645 675 4.65 62 73 17.74
2018-02-14 13F-HR Andra AP-fonden 52,500 51,400 -2.10 5,079 5,547 9.21
2018-02-14 13F-HR Summit Trail Advisors, Llc 3,401 391
2018-02-08 13F-HR Artemis Investment Management LLP 11,616 17,777 53.04 1,124 1,919 70.73
2018-02-12 13F-HR Amica Retiree Medical Trust 3,741 3,174 -15.16 362 343 -5.25
2018-02-14 13F-HR Capital World Investors 19,829,675 20,302,365 2.38 1,918,323 2,190,828 14.21
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 199,892 0 -100.00 18,094 0 -100.00
2018-02-14 13F-HR Nuveen Asset Management, LLC 8,881 8,913 0.36 859 962 11.99
2018-02-02 13F-HR INVERNESS COUNSEL LLC /NY/ 178,836 209,939 17.39 17,301 22,655 30.95
2018-02-05 13F-HR MERIDIAN MANAGEMENT CO 22,335 22,615 1.25 2,161 2,440 12.91
2018-01-16 13F-HR SOLARIS ASSET MANAGEMENT LLC 238 238 0.00 23 26 13.04
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 88,152 88,887 0.83 8,528 9,860 15.62
2018-02-14 13F-HR QUEST INVESTMENT MANAGEMENT INC/OR 0 14,268 0 1,540
2018-02-12 13F-HR Mirae Asset Global Investments Co., Ltd. 10,617 12,283 15.69 1,027 1,327 29.21
2018-02-14 13F-HR InterOcean Capital, LLC 2,105 227
2018-02-02 13F-HR Sandy Spring Bank 6,577 6,687 1.67 636 721 13.36
2018-02-07 13F-HR LS Investment Advisors, LLC 121,281 120,343 -0.77 11,733 12,986 10.68
2018-01-17 N-Q Forum Funds (see advisory)
2018-02-01 13F-HR Autus Asset Management, LLC 6,955 6,700 -3.67 673 723 7.43
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 3,267,662 4,206,295 28.72 316,114 453,901 43.59
2018-01-22 13F-HR FIRST MANHATTAN CO 415,992 415,493 -0.12 40,248 44,841 11.41
2018-02-02 13F-HR THOMPSON INVESTMENT MANAGEMENT, INC. 44,306 44,057 -0.56 4,286 4,754 10.92
2018-02-14 13F-HR BlueMountain Capital Management, LLC 0 38,933 0 4,201
2017-11-14 13F-HR BancorpSouth Inc 2,709 0 -100.00 245 0 -100.00
2018-02-14 13F-HR HighTower Advisors, LLC Call 0 1,000 0 5
2018-02-12 13F-HR ARGA Investment Management, LP 21,400 24,350 13.79 2,070 2,628 26.96
2018-02-02 13F-HR EVERENCE CAPITAL MANAGEMENT INC 15,995 10,870 -32.04 1,547 1,173 -24.18
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 1,033,211 1,047,523 1.39 99,953 113,038 13.09
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-01-24 13F-HR HOWE & RUSLING INC 121 121 0.00 12 13 8.33
2017-11-08 13F-HR Friedberg Investment Management 10,220 2,470 -75.83 925 239 -74.16
2018-02-13 13F-HR Wellington Management Group LLP Call 565 582 3.01 908 1,356 49.34
2018-01-24 13F-HR SG Americas Securities, LLC Call 91,100 349,300 283.42 51 1,491 2,823.53
2017-10-30 13F-HR SUMMIT SECURITIES GROUP, LLC 2,419 0 -100.00 219 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Put 72,600 119,700 64.88 6,572 11,580 76.20
2017-11-28 N-Q Federated Managed Pool Series (see advisory)
2018-01-19 13F-HR Bartlett & Co. LLC 10,330 8,005 -22.51 999 864 -13.51
2018-02-01 13F-HR SUMITOMO LIFE INSURANCE CO 23,808 28,652 20.35 2,303 3,092 34.26
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 0 18,440 0 1,990
2017-11-22 N-Q Clearwater Investment Trust (see advisory)
2018-02-13 13F-HR CIBC WORLD MARKETS CORP 243,763 116,944 -52.03 23,582 12,619 -46.49
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 3,300 7,400 124.24 319 799 150.47
2018-02-14 13F-HR BARCLAYS PLC Call 103,200 167,900 62.69 9,983 18,119 81.50
2018-02-02 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 38,776 38,260 -1.33 3,751 4,129 10.08
2018-02-13 13F-HR VALLEY NATIONAL ADVISERS INC 130 130 0.00 13 14 7.69
2018-02-09 13F-HR ORLEANS CAPITAL MANAGEMENT CORP/LA 15,585 2,010 -87.10 1,508 217 -85.61
2017-11-28 N-Q Jpmorgan Trust Iv (see advisory)
2018-02-07 13F-HR Private Advisor Group, LLC 20,574 11,690 -43.18 1,986 1,312 -33.94
2018-02-12 13F-HR Hutchin Hill Capital, LP 5,300 0 -100.00 513 0 -100.00
2018-01-16 13F-HR E&G Advisors, LP 3,515 3,435 -2.28 340 371 9.12
2018-01-17 13F-HR Community Bank & Trust, Waco, Texas 2,100 2,100 0.00 203 227 11.82
2018-02-13 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 3,684 3,187 -13.49 356 344 -3.37
2018-02-02 13F-HR Checchi Capital Advisers, LLC 4,246 6,351 49.58 411 685 66.67
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 48,923 127,933 161.50 4,733 13,805 191.68
2018-01-25 13F-HR Cornerstone Advisors, Inc. 335 335 0.00 32 36 12.50
2018-02-05 13F-HR Parkside Financial Bank & Trust 259 280 8.11 25 30 20.00
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 10,000 10,000 0.00 967 1,079 11.58
2018-01-12 13F-HR MONTRUSCO BOLTON INVESTMENTS INC. 100,254 138,291 37.94 9,670 14,883 53.91
2018-02-09 13F-HR AlphaMark Advisors, LLC 40,213 40,172 -0.10 3,890 4,335 11.44
2018-02-13 13F-HR CRAWFORD INVESTMENT COUNSEL INC 55,554 55,599 0.08 5,374 6,000 11.65
2018-01-26 13F-HR BEESE FULMER INVESTMENT MANAGEMENT, INC. 49,171 50,231 2.16 4,757 5,420 13.94
2017-08-28 N-Q Federated Equity Funds (see advisory)
2018-01-29 13F-HR Morse Asset Management, Inc 55,620 57,155 2.76 5,381 6,168 14.63
2017-09-28 N-Q Federated Index Trust (see advisory)
2017-10-12 13F-HR Cascade Investment Advisors, Inc. 26 0 -100.00 2,353 0 -100.00
2018-02-09 13F-HR Lee Financial CORP 302 162 -46.36 29 17 -41.38
2018-02-13 13F-HR Lombard Odier Asset Management (Switzerland) SA 2,079 2,079 0.00 201 224 11.44
2017-10-19 13F-HR SeaBridge Investment Advisors LLC 105 0 -100.00 10 0 -100.00
2018-02-05 13F-HR QCI ASSET MANAGEMENT INC/NY 650 2,301 254.00 63 248 293.65
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 78,767 84,693 7.52 7,620 9,139 19.93
2018-02-14 13F-HR BlueCrest Capital Management Ltd 5,805 123,583 2,028.91 562 13,336 2,272.95
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 4,706,513 3,667,568 -22.07 455,308,068 395,767,263 -13.08
2018-02-12 13F-HR Sovarnum Capital L.p. 2,500 270
2018-02-14 13F-HR Jefferies Group LLC Call 32,000 3,900 -87.81 3,096 421 -86.40
2018-01-17 13F-HR Sippican Capital Advisors 12,858 13,803 7.35 1,244 1,489 19.69
2018-02-12 13F-HR VAN ECK ASSOCIATES CORP 1,672,829 1,622,748 -2.99 161,829 175,111 8.21
2018-01-19 13F-HR World Asset Management Inc 52,014 48,130 -7.47 5,032 5,194 3.22
2018-02-02 13F-HR COMERICA BANK 181,239 176,539 -2.59 18,039 20,914 15.94
2017-08-28 N-Q Eaton Vance Enhanced Equity Income Fund (see advisory)
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 64,236 64,236 0.00 6,214 6,932 11.55
2018-02-07 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 53,708 55,508 3.35 5,196 5,990 15.28
2018-01-29 13F-HR Bollard Group LLC 5,585 5,585 0.00 540 603 11.67
2018-02-14 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 3,300 3,500 6.06 319 378 18.50
2018-01-16 13F-HR SPC Financial, Inc. 8,970 9,195 2.51 868 992 14.29
2017-09-20 N-Q Dreyfus/laurel Funds Inc (see advisory)
2017-11-13 13F-HR Goss Wealth Management LLC 1,505 0 -100.00 134,857 0 -100.00
2017-10-31 13F-HR Channing Capital Management, LLC 6,248 0 -100.00 566 0 -100.00
2018-02-14 13F-HR PROFUND ADVISORS LLC 30,829 31,454 2.03 2,982 3,394 13.82
2018-01-23 13F-HR DUNCKER STREETT & CO INC 7,550 7,550 0.00 730 815 11.64
2018-02-08 13F-HR Findlay Park Partners LLP 1,326,750 1,326,750 0.00 128,350 143,170 11.55
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 334,200 277,500 -16.97 32,331 29,945 -7.38
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 209,361 218,504 4.37 20,254 23,579 16.42
2017-11-28 N-Q Variable Insurance Products Fund Ii (see advisory)
2017-11-21 N-Q Neuberger Berman Advisers Management Trust (see advisory)
2018-01-26 N-Q Pioneer Series Trust V (see advisory)
2018-01-23 13F-HR CENTRAL TRUST Co 20,000 20,015 0.07 1,935 2,159 11.58
2018-02-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 894,224 959,124 7.26 86,509 103,505 19.65
2018-02-12 13F-HR FMR LLC / Fidelity 18,772,792 20,686,169 10.19 1,816,081 2,232,243 22.92
2018-01-12 13F-HR NISA INVESTMENT ADVISORS L.L.C. 207,856 209,746 0.91 20,108 22,633 12.56
2017-11-14 13F-HR Lombard Odier Asset Management (USA) Corp 132,525 0 -100.00 11,996 0 -100.00
2018-02-09 13F-HR WETHERBY ASSET MANAGEMENT INC 8,994 9,474 5.34 870 1,022 17.47
2018-02-12 13F-HR Providence Capital Advisors, Llc 17,994 1,942
2018-01-26 13F-HR Nelson Roberts Investment Advisors, LLC 515 539 4.66 50 58 16.00
2018-02-13 13F-HR LAZARD ASSET MANAGEMENT LLC 2,498,508 2,921,180 16.92 241,704 315,223 30.42
2017-08-23 N-Q Highland Funds Ii (see advisory)
2018-02-14 13F-HR BARCLAYS PLC 823,038 1,125,803 36.79 79,622 121,485 52.58
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 35,001 42,353 21.01 3,387 4,569 34.90
2017-11-29 N-Q Gabelli Asset Fund (see advisory)
2018-02-09 13F-HR ARP AMERICAS LLC 4,611 8,767 90.13 446 946 112.11
2017-11-29 N-Q Gamco Global Gold, Natural Resources & Income Trust (see advisory)
2017-08-28 N-Q Alps Series Trust (see advisory)
2018-02-13 13F-HR BAILLIE GIFFORD & CO 5,057,464 5,032,488 -0.49 489,258 543,055 11.00
2017-10-30 N-Q Vanguard Wellington Fund (see advisory)
2018-02-14 13F-HR CAXTON ASSOCIATES LP 130,586 0 -100.00 12,633 0 -100.00
2018-02-14 13F-HR Ancora Advisors, LLC 4,846 4,492 -7.30 468 485 3.63
2018-02-12 13F-HR Estabrook Capital Management 1,555 1,552 -0.19 150,431 167,476 11.33
2018-02-14 13F-HR CSS LLC/IL Put 40,000 0 -100.00 3,870 0 -100.00
2018-02-02 13F-HR RAYMOND JAMES TRUST N.A. 5,449 5,346 -1.89 528 577 9.28
2017-11-14 13F-HR CIBC WORLD MARKETS CORP Call 55,000 0 -100.00 4,979 0 -100.00
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 421,914 425,335 0.81 40,796 45,860 12.41
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 320,500 324,000 1.09 31,005 34,963 12.77
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 94,900 40,100 -57.74 9,181 4,327 -52.87
2018-02-13 13F-HR Allianz Asset Management AG Put 870,100 960,600 10.40 84,173 103,658 23.15
2018-02-12 13F-HR Korea Investment CORP 919,733 987,733 7.39 88,975 106,586 19.79
2018-02-08 13F-HR Atlanta Capital Group 10,783 8,784 -18.54 1,043 948 -9.11
2017-11-07 13F-HR Timber Creek Capital Management LLC 70 0 -100.00 6 0 -100.00
2017-10-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-02-14 13F-HR Caption Management, Llc Call 80,000 8,632
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA Call 2,082 137,000 6,480.21 796,039 14,783,670 1,757.15
2018-01-18 13F-HR First Bank & Trust 2,509 2,496 -0.52 242 270 11.57
2017-11-20 N-Q Meridian Fund Inc (see advisory)
2018-01-24 N-Q PRINCIPAL FUNDS INC (see advisory)
2017-11-28 N-Q Jnl Variable Fund Llc (see advisory)
2018-01-26 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 0 27,655 0 3,017
2018-02-14 13F-HR Walleye Trading LLC 61,914 66,786 7.87 5,990 7,207 20.32
2017-08-29 N-Q Loomis Sayles Funds Ii (see advisory)
2017-09-28 N-Q Mfs Series Trust Xv (see advisory)
2018-01-12 13F-HR Starfire Investment Advisers, Inc. 6,651 718
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 7,081 10,451 47.59 686 1,128 64.43
2018-02-08 13F-HR Cetera Advisors LLC 2,242 2,148 -4.19 215 233 8.37
2018-01-24 13F-HR Sg3 Management, Llc Call 100 2
2018-01-25 13F-HR First Personal Financial Services 1,370 1,053 -23.14 133 114 -14.29
2017-11-14 13F-HR Perella Weinberg Partners Capital Management LP 15,535 0 -100.00 1,406 0 -100.00
2018-01-23 N-Q Mfs Series Trust Iv (see advisory)
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 852,474 853,100 0.07 82,468 92,058 11.63
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 16,558 0 -100.00 1,498 0 -100.00
2018-02-02 13F-HR Karp Capital Management Corp 10,210 8,660 -15.18 988 935 -5.36
2017-11-13 13F-HR Twin Tree Management, LP 4,919 0 -100.00 445 0 -100.00
2018-02-14 13F-HR ARIEL INVESTMENTS, LLC 379,433 424,143 11.78 36,706 45,769 24.69
2018-01-29 13F-HR Lenox Wealth Advisors, Inc. 0 26 0 3
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 7,507,473 7,228,564 -3.72 726,273 780,034 7.40
2018-01-30 13F-HR Ledyard National Bank 175 375 114.29 17 40 135.29
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,957,237 2,100,493 7.32 189,344 226,665 19.71
2017-11-29 N-Q Gamco Natural Resources, Gold & Income Trust (see advisory)
2018-02-08 13F-HR Parkwood LLC 12,315 11,523 -6.43 1,191 1,243 4.37
2018-01-18 13F-HR WealthTrust-Arizona, LLC 751 451 -39.95 73 49 -32.88
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 540,546 0 58,330
2018-02-13 13F-HR Matthew Goff Investment Advisor, LLC 3,896 3,896 0.00 377 420 11.41
2018-02-15 13F-HR BB&T SECURITIES, LLC 9,225 12,041 30.53 892 1,299 45.63
2018-02-01 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 141,335 137,075 -3.01 13,673 14,792 8.18
2018-02-14 13F-HR Adage Capital Partners GP LLC 447,800 792,000 76.86 43,320 85,465 97.29
2018-02-07 13F-HR GREAT LAKES ADVISORS, LLC 5,578 0 -100.00 540 0 -100.00
2018-01-23 N-Q Mfs Series Trust I (see advisory)
2018-01-30 13F-HR Coho Partners, Ltd. 0 1,869 0 202
2017-11-21 N-Q Mutual Of America Institutional Funds Inc (see advisory)
2017-08-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-02-14 13F-HR AVALON ADVISORS, LLC 215,508 211,285 -1.96 20,848 22,800 9.36
2018-02-14 13F-HR/A-1 PUTNAM INVESTMENTS LLC 2,235,529 1,555,280 -30.43 216,265 167,831 -22.40
2018-02-12 13F-HR Nan Shan Life Insurance Co., Ltd. 500,000 53,955
2017-10-25 N-Q Mainstay Funds Trust (see advisory)
2018-02-14 13F-HR MORGAN STANLEY 3,705,904 2,985,044 -19.45 358,509 322,115 -10.15
2018-02-16 13F-HR HM PAYSON & CO 2,860 2,930 2.45 277 317 14.44
2018-02-02 13F-HR Delaney Dennis R 7,860 847
2017-11-29 N-Q Vanguard Bond Index Funds (see advisory)
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 136,392 123,912 -9.15 13,195 13,371 1.33
2017-12-21 N-Q Blackrock Natural Resources Trust (see advisory)
2018-02-12 13F-HR CITIGROUP INC Call 296,400 271,500 -8.40 28,674 29,298 2.18
2018-02-14 13F-HR Frontier Wealth Management LLC 2,487 2,476 -0.44 241 267 10.79
2018-02-14 13F-HR STELLIAM INVESTMENT MANAGEMENT, LP 485,000 467,500 -3.61 46,919 50,448 7.52
2017-11-29 N-Q Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/claymore Long-short Fund) (see advisory)
2017-11-27 N-Q John Hancock Variable Insurance Trust (see advisory)
2018-01-29 13F-HR TWIN CAPITAL MANAGEMENT INC 30,210 30,060 -0.50 2,923 3,244 10.98
2017-09-06 N-Q Ultimus Managers Trust (see advisory)
2018-01-16 13F-HR CENTRAL BANK & TRUST CO 36,492 35,339 -3.16 3,530 3,813 8.02
2017-10-25 13F-HR Capital Advisors, Ltd. LLC 370 0 -100.00 33 0 -100.00
2018-02-01 13F-HR/A-1 EVERETT HARRIS & CO /CA/ 2,668 2,668 0.00 258 288 11.63
2017-11-28 N-Q Jpmorgan Trust I (see advisory)
2017-08-29 N-Q Northern Lights Fund Trust (see advisory)
2018-02-14 13F-HR Capital Wealth Planning, LLC 4,164 0 -100.00 403 0 -100.00
2018-02-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 2,190,325 2,184,850 -0.25 211,892 235,767 11.27
2018-01-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 8,700 8,700 0.00 842 939 11.52
2017-11-29 N-Q Forethought Variable Insurance Trust (see advisory)
2018-01-03 N-Q Alphamark Investment Trust (see advisory)
2018-02-09 13F-HR SUNTRUST BANKS INC 227,348 204,924 -9.86 21,991 22,112 0.55
2017-10-18 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 21,374 0 -100.00 1,909 0 -100.00
2017-08-28 N-Q Riverpark Funds Trust (see advisory)
2018-02-14 13F-HR Zurich Insurance Group Ltd/FI 129,245 85,375 -33.94 12,503 9,213 -26.31
2018-01-17 13F-HR Cutler Group LP Call 131,900 25,600 -80.59 119 151 26.89
2018-02-14 13F-HR AMP Capital Investors Ltd 235,075 232,579 -1.06 22,740 25,098 10.37
2017-09-28 N-Q Washington Mutual Investors Fund (see advisory)
2018-02-12 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 0 7,600 0 820
2018-01-12 13F-HR CMH Wealth Management LLC 16,673 16,503 -1.02 1,620 1,804 11.36
2018-02-15 13F-HR FIRST COMMONWEALTH FINANCIAL CORP /PA/ 6,695 3,427 -48.81 648 370 -42.90
2017-11-06 N-Q Greenspring Fund Inc (see advisory)
2018-02-02 13F-HR Mn Services Vermogensbeheer B.V. 95,399 89,799 -5.87 9,229 8,070 -12.56
2018-01-30 13F-HR MAI Capital Management 9,552 18,866 97.51 924 2,036 120.35
2018-01-25 13F-HR Mercer Capital Advisers, Inc. 4,000 4,000 0.00 387 432 11.63
2018-01-30 13F-HR SECURITY NATIONAL TRUST CO 7,869 7,359 -6.48 761 795 4.47
2018-02-08 13F-HR Retirement Systems of Alabama 280,149 280,213 0.02 27,102 30,238 11.57
2018-02-14 13F-HR Sentinel Asset Management, Inc. 293,100 0 -100.00 28,354 0 -100.00
2018-02-14 13F-HR Walleye Trading LLC Call 53,800 39,100 -27.32 5,206 4,222 -18.90
2018-02-07 13F-HR Boston Common Asset Management, LLC 88,128 93,855 6.50 8,526 10,128 18.79
2018-02-06 13F-HR HYMAN CHARLES D 0 2,000 0 216
2018-02-14 13F-HR Arrowpoint Asset Management, LLC 294,852 290,126 -1.60 28,524 31,307 9.76
2018-01-26 N-Q Etf Series Solutions (see advisory)
2018-01-31 13F-HR DIVIDEND ASSET CAPITAL, LLC 78,461 72,068 -8.15 7,590 7,776 2.45
2018-01-30 13F-HR LUCAS CAPITAL MANAGEMENT 4,730 5,515 16.60 458 598 30.57
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 25,459 23,788 -6.56 2,464 2,569 4.26
2018-01-12 13F-HR Pennsylvania Trust Co 13,149 11,720 -10.87 1,272 1,264 -0.63
2018-01-16 13F-HR Louisiana State Employees Retirement System 36,100 35,000 -3.05 3,492 3,777 8.16
2018-02-14 13F-HR Squarepoint Ops LLC 0 13,238 0 1,429
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 859,432 929,951 8.21 83,141 100,351 20.70
2018-02-09 SC 13G/A VANGUARD GROUP INC 42,519,156 42,190,971 -0.77
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 22,923 23,466 2.37 2,217 2,532 14.21
2018-02-06 13F-HR FIS GROUP, INC. 1,347 229 -83.00 130 26 -80.00
2018-02-09 13F-HR BRIDGES INVESTMENT MANAGEMENT INC 18,642 20,867 11.94 1,804 2,251 24.78
2018-02-13 13F-HR SOUTHPORT MANAGEMENT, L.L.C. 10,000 0 -100.00 967 0 -100.00
2017-11-29 N-Q Gamco Global Series Funds, Inc (see advisory)
2018-02-14 13F-HR Zions Bancorporation 1,879 1,911 1.70 182 206 13.19
2018-01-16 13F-HR BANCED CORP 2,782 2,696 -3.09 269 291 8.18
2017-11-21 N-Q Dreyfus Investment Portfolios (see advisory)
2018-02-12 13F-HR PETTYJOHN, WOOD & WHITE, INC 6,500 6,483 -0.26 629 700 11.29
2018-02-02 13F-HR GABELLI FUNDS LLC 257,800 246,500 -4.38 24,940 26,600 6.66
2017-11-13 13F-HR WEXFORD CAPITAL LP 16,742 0 -100.00 1,515 0 -100.00
2018-02-07 13F-HR WHITTIER TRUST CO 2,802 2,396 -14.49 271 258 -4.80
2017-08-29 N-Q Delaware Group Foundation Funds (see advisory)
2018-02-13 13F-HR Venturi Wealth Management, LLC 3,053 329
2018-02-15 13F-HR Fieldpoint Private Securities, LLC 870 870 0.00 84 94 11.90
2018-01-17 13F-HR Cutler Group LP Put 76,600 27,200 -64.49 62 12 -80.65
2018-02-14 13F-HR RMB Capital Management, LLC 319,736 212,898 -33.41 30,931 22,974 -25.73
2017-11-15 13F-HR Wunderlich Capital Managemnt 2,887 0 -100.00 261 0 -100.00
2018-01-29 13F-HR Cowen Prime Services LLC 300 300 0.00 29 32 10.34
2018-02-13 13F-HR James Hambro & Partners 7,700 831
2018-02-12 13F-HR Artisan Partners Limited Partnership 462,688 466,387 0.80 44,760 50,328 12.44
2018-02-09 13F-HR BANQUE PICTET & CIE SA 243,292 237,073 -2.56 23,536 25,583 8.70
2018-01-25 13F-HR DELTA CAPITAL MANAGEMENT LLC 4,230 4,430 4.73 409 478 16.87
2017-11-14 13F-HR Tetrem Capital Management Ltd. 729,181 0 -100.00 66,005 0 -100.00
2017-11-29 N-Q Ubs Relationship Funds (see advisory)
2017-08-31 13F-HR/A-1 UBS OCONNOR LLC 5,050 0 -100.00 493,000 0 -100.00
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 2,721,291 2,668,370 -1.94 263,257 287,942 9.38
2017-08-28 N-Q Vanguard Wellesley Income Fund (see advisory)
2018-02-14 13F-HR DENVER INVESTMENT ADVISORS LLC 5,725 0 -100.00 554 0 -100.00
2017-11-28 N-Q American Balanced Fund (see advisory)
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Put 22,000 55,300 151.36 2,128 5,967 180.40
2018-02-02 13F-HR TRUST CO OF VERMONT 7,368 7,521 2.08 713 811 13.74
2017-09-22 N-Q Indexiq Etf Trust (see advisory)
2018-02-05 13F-HR Strategic Financial Services, Inc, 22,433 0 -100.00 2,170 0 -100.00
2018-02-14 13F-HR CMT Capital Markets Trading GmbH Call 25,600 73,700 187.89 2,477 7,953 221.07
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 831,142 807,938 -2.79 80,405 87,185 8.43
2017-11-29 N-Q Ivy Variable Insurance Portfolios (see advisory)
2018-02-13 13F-HR Axa 890,443 896,817 0.72 86,142 96,775 12.34
2018-02-14 13F-HR Janney Montgomery Scott LLC 13,173 11,980 -9.06 1,274 1,293 1.49
2017-09-01 N-Q Calamos Global Dynamic Income Fund (see advisory)
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC Put 43,700 0 -100.00 3,956 0 -100.00
2018-01-26 N-Q Eaton Vance Growth Trust (see advisory)
2018-02-05 13F-HR Archon Partners LLC 0 64,700 0 6,982
2018-02-14 13F-HR CARLSON CAPITAL L P 252,684 0 -100.00 24,445 0 -100.00
2018-02-12 13F-HR State of Tennessee, Treasury Department 389,887 244,038 -37.41 37,718 26,334 -30.18
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 102,187 101,619 -0.56 9,886 11,021 11.48
2017-09-01 N-Q Calamos Investment Trust/il (see advisory)
2017-11-14 13F-HR HighTower Advisors, LLC Put 5,600 0 -100.00 0 0
2017-11-28 N-Q Franklin Templeton Variable Insurance Products Trust (see advisory)
2017-11-15 N-Q Oppenheimer Etf Trust (see advisory)
2018-02-16 13F-HR/A-1 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 430,039 535,465 24.52 41,602 57,782 38.89
2018-01-30 13F-HR CHICAGO EQUITY PARTNERS LLC 13,210 9,975 -24.49 1,278 1,076 -15.81
2018-02-12 13F-HR Veritable, L.P. 49,620 47,721 -3.83 4,800 5,150 7.29
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC Put 28,300 3,054
2018-02-09 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 42,520 5,220 -87.72 4,113,385 563,290 -86.31
2018-02-14 13F-HR BAINCO INTERNATIONAL INVESTORS 78,739 83,759 6.38 7,617 8,583 12.68
2018-01-30 13F-HR Hudock Capital Group, LLC 205 205 0.00 19 22 15.79
2018-02-14 13F-HR MACQUARIE GROUP LTD 327,159 298,816 -8.66 31,649 32,277 1.98
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 378,850 359,948 -4.99 36,648 38,842 5.99
2018-02-09 13F-HR USCA RIA LLC 15,651 11,109 -29.02 1,417 1,199 -15.38
2017-11-07 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 27,161 0 -100.00 2,459 0 -100.00
2018-01-26 N-Q Eaton Vance Tax Advantaged Dividend Income Fund (see advisory)
2018-02-14 13F-HR Odey Asset Management Group Ltd 79,422 74,897 -5.70 7,683 8,082 5.19
2018-02-02 13F-HR CPCM, LLC 4,391 4,674 6.45 425 504 18.59
2017-09-15 N-Q Steward Funds, Inc. (see advisory)
2018-02-14 13F-HR UBS Group AG Call 111,200 165,900 49.19 10,757 17,902 66.42
2018-02-14 13F-HR People's United Financial, Inc. 109,302 109,891 0.54 10,574 11,859 12.15
2018-01-26 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 178 206 15.73 17 22 29.41
2018-02-06 13F-HR Community Bank, N.A. 3,721 3,820 2.66 360 413 14.72
2018-02-14 13F-HR CREDIT SUISSE AG/ 1,004,899 848,028 -15.61 97,215 91,510 -5.87
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 0 162,100 0 17,492
2017-09-29 N-Q Neuberger Berman Alternative Funds (see advisory)
2017-09-29 N-Q Tax-managed Value Portfolio (see advisory)
2018-02-14 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 5,774 624
2018-02-14 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 74,500 17,352 -76.71 7,207 1,873 -74.01
2018-02-09 13F-HR Waratah Capital Advisors Ltd. 15,803 0 -100.00 1,529 0 -100.00
2018-02-13 13F-HR Boulegeris Investments, Inc. 12,875 12,940 0.50 1,246 1,396 12.04
2017-09-20 N-Q Dreyfus Growth & Income Fund Inc. (see advisory)
2018-01-17 13F-HR Koshinski Asset Management, Inc. 2,584 2,568 -0.62 250 277 10.80
2018-01-16 13F-HR Norway Savings Bank 82 82 0.00 8 9 12.50
2017-09-21 N-Q TIAA-CREF FUNDS (see advisory)
2018-02-01 13F-HR Private Wealth Partners, LLC 70,327 69,387 -1.34 6,803 7,488 10.07
2018-02-09 13F-HR GM Advisory Group, Inc. 2,600 0 -100.00 252 0 -100.00
2018-02-09 13F-HR CITADEL ADVISORS LLC 2,177,666 2,453,470 12.67 210,667 264,754 25.67
2018-02-20 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 301,541 326,939 8.42 29,171 35,280 20.94
2018-02-13 13F-HR SNYDER CAPITAL MANAGEMENT L P 12,620 12,677 0.45 1,221 1,368 12.04
2017-08-28 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 478 40 -91.63 46 4 -91.30
2017-12-28 N-Q Profunds (see advisory)
2018-02-05 13F-HR Crossmark Global Holdings, Inc. 42,278 42,642 0.86 4,090 4,601 12.49
2017-09-25 N-Q Alpine Global Dynamic Dividend Fund (see advisory)
2017-11-22 N-Q Mml Series Investment Fund Ii (see advisory)
2018-02-12 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 1,670,661 1,704,067 2.00 161,620 183,886 13.78
2018-02-14 13F-HR Anchor Bolt Capital, LP 434,856 486,005 11.76 42,068 52,445 24.67
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 153,924 160,137 4.04 14,891 17,280 16.04
2018-01-25 13F-HR JENNISON ASSOCIATES LLC 2,255,266 2,467,797 9.42 218,174 266,300 22.06
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 482,224 812,609 68.51 46,649 87,689 87.98
2018-02-16 13F-HR SevenBridge Financial Group, LLC 2,751 2,451 -10.91 266 264 -0.75
2018-02-13 13F-HR TVR Capital Management LP 91,962 91,670 -0.32 8,897 9,893 11.19
2017-11-17 N-Q Lazard Retirement Series Inc (see advisory)
2017-11-27 N-Q Voya Balanced Portfolio Inc (see advisory)
2018-02-09 13F-HR SPINNAKER TRUST 29,332 29,396 0.22 2,836 3,171 11.81
2018-02-02 13F-HR NICOLET BANKSHARES INC 3,538 4,968 40.42 342 536 56.73
2017-11-27 N-Q Baron Select Funds (see advisory)
2018-02-13 13F-HR AVIVA PLC 365,941 320,239 -12.49 35,401 34,557 -2.38
2018-02-13 13F-HR TORRAY LLC 161,090 141,954 -11.88 15,584 15,318 -1.71
2018-02-05 13F-HR First Eagle Investment Management, LLC 662,937 451,958 -31.82 64,133 48,771 -23.95
2018-02-15 13F-HR JANE STREET GROUP, LLC Call 92,900 47,400 -48.98 8,987 5,115 -43.08
2018-02-09 N-Q Ariel Investment Trust (see advisory)
2018-01-31 13F-HR CYPRESS ASSET MANAGEMENT INC/TX 19,559 16,797 -14.12 1,892 1,813 -4.18
2018-02-14 13F-HR Walleye Trading LLC Put 184,100 112,400 -38.95 17,810 12,129 -31.90
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 14,920 14,920 0.00 1,443 1,610 11.57
2017-09-28 N-Q American Funds Global Balanced Fund (see advisory)
2017-08-29 N-Q Icon Funds (see advisory)
2018-01-02 13F-HR American Financial Network Advisory Services Llc 1,359 928 -31.71 131 100 -23.66
2017-12-27 N-Q Pioneer Series Trust Iv (see advisory)
2018-01-17 13F-HR DAVENPORT & Co LLC 4,612 4,512 -2.17 446,165 486,890 9.13
2017-11-13 13F-HR Renaissance Technologies LLC 817,600 0 -100.00 74,009 0 -100.00
2018-01-31 13F-HR Traynor Capital Management, Inc. 2,880 2,964 2.92 278 319 14.75
2018-02-09 13F-HR Pictet & Cie (Europe) SA 28,265 21,780 -22.94 2,734 2,350 -14.05
2018-01-17 13F-HR National Pension Service 482,084 496,229 2.93 46,675 53,548 14.73
2017-11-22 N-Q Elfun Diversified Fund (see advisory)
2018-02-14 13F-HR Paloma Partners Management Co 19,252 11,167 -42.00 1,862 1,205 -35.28
2018-01-29 13F-HR ROANOKE ASSET MANAGEMENT CORP/ NY 32,158 29,398 -8.58 3,111 3,172 1.96
2018-02-14 13F-HR TEACHERS ADVISORS INC 2,862,659 2,704,709 -5.52 276,934 291,865 5.39
2017-09-29 N-Q Alger Global Growth Fund (see advisory)
2017-08-29 N-Q Sei Institutional Managed Trust (see advisory)
2018-02-14 13F-HR CAPTRUST FINANCIAL ADVISORS 0 3,754 0 405
2017-10-30 N-Q 360 Funds (see advisory)
2018-02-09 13F-HR Alpha Cubed Investments, LLC 14,935 1,612
2018-01-26 N-Q Pioneer Series Trust Iii (see advisory)
2017-11-29 N-Q Nuveen S&p 500 Dynamic Overwrite Fund (see advisory)
2018-02-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 12,927 1 -99.99 1,250,558 28 -100.00
2018-01-11 13F-HR STOCK YARDS BANK & TRUST CO 82,082 81,018 -1.30 7,940 8,743 10.11
2018-02-14 13F-HR Lloyds Banking Group plc 1,845 1,842 -0.16 178 198 11.24
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC 63,447 133,345 110.17 6,138 14,389 134.42
2018-01-26 13F-HR JOHNSTON ASSET MANAGEMENT CORP 217,995 218,975 0.45 21,089 23,630 12.05
2018-02-06 13F-HR BOSTON FAMILY OFFICE LLC 33,020 33,323 0.92 3,194 3,596 12.59
2018-02-14 13F-HR Voya Financial Advisors, Inc. 2,899 2,133 -26.42 281 231 -17.79
2018-02-09 13F-HR Gryphon Financial Partners Llc 255 28
2018-02-15 13F-HR GLENMEDE TRUST CO NA 16,079 15,459 -3.86 1,554 1,667 7.27
2018-01-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 2,105 2,105 0.00 204 227 11.27
2018-02-08 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,165,800 1,185,323 1.67 112,780 127,909 13.41
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 138,857 766,761 452.19 13,433 82,741 515.95
2018-01-29 13F-HR Price Wealth Management, Inc. 138 14
2018-02-09 13F-HR D L CARLSON INVESTMENT GROUP INC 22,892 23,322 1.88 2,215 2,517 13.63
2017-11-21 N-Q Securian Funds Trust (see advisory)
2017-12-28 N-Q Putnam Investors Fund (see advisory)
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 817,326 877,819 7.40 79,069 94,736 19.81
2017-10-25 N-Q Federated Total Return Series Inc (see advisory)
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 5,116 5,926 15.83 495 639 29.09
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 40,000 40,000 0.00 3,869 4,316 11.55
2018-01-26 13F-HR WELCH & FORBES LLC 54,618 58,767 7.60 5,284 6,341 20.00
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 0 1,525 0 165
2018-02-15 13F-HR Westside Investment Management, Inc. 36 136 277.78 3,474 15,328 341.22
2018-02-02 13F-HR Texan Capital Management 35,315 34,170 -3.24 3,416 3,687 7.93
2018-02-14 13F-HR A.R.T. Advisors, LLC 0 88,366 0 9,535
2018-02-09 13F-HR BANK PICTET & CIE (ASIA) LTD 2,300 2,300 0.00 223 248 11.21
2018-02-12 13F-HR Achmea Investment Management B.V. 5,278 5,278 0.00 510 569 11.57
2017-11-28 N-Q Variable Insurance Products Fund Iv (see advisory)
2018-02-09 13F-HR Shell Asset Management Co 87,313 94,488 8.22 8,447 10,196 20.71
2018-02-06 13F-HR Glenview Trust Co 69,374 73,027 5.27 6,711 7,880 17.42
2017-11-24 N-Q Massachusetts Investors Trust (see advisory)
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 291,400 269,300 -7.58 28,190 29,060 3.09
2018-02-16 13F-HR/A-1 Compagnie Odier SCA 238,210 204,640 -14.09 23,045 22,083 -4.17
2018-01-17 13F-HR Marathon Asset Management LLP 102,930 104,622 1.64 9,957 11,290 13.39
2018-02-14 13F-HR NOMURA HOLDINGS INC 79,700 105,166 31.95 7,708 11,358 47.35
2018-02-12 13F-HR Johnson Financial Group, Inc. 3,405 2,935 -13.80 329 317 -3.65
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,288,746 1,354,260 5.08 124,673 146,138 17.22
2018-01-26 13F-HR CIGNA INVESTMENTS INC /NEW 24,358 23,528 -3.41 2,357 2,539 7.72
2018-02-14 13F-HR Flinton Capital Management LLC 16,716 14,896 -10.89 1,617 1,608 -0.56
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 3,906 0 -100.00 354 0 -100.00
2017-11-22 N-Q Blackrock Resources & Commodities Strategy Trust (see advisory)
2017-10-20 N-Q Strategic Funds, Inc. (see advisory)
2018-02-13 13F-HR ASSETMARK, INC 1,184 1,324 11.82 115 143 24.35
2017-10-27 N-Q Putnam Equity Income Fund/new/ (see advisory)
2018-02-12 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 679,532 661,461 -2.66 65,737 71,378 8.58
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN Call 0 57,800 0 147
2017-11-29 N-Q Eaton Vance Tax-managed Global Buy-write Opportunities Fund (see advisory)
2018-02-05 13F-HR Calton & Associates, Inc. 86 10
2018-02-09 13F-HR WEALTHFRONT INC 13,487 15,001 11.23 1,305 1,619 24.06
2017-08-28 N-Q VANGUARD CHESTER FUNDS (see advisory)
2018-02-13 13F-HR Evercore Wealth Management, LLC 55,040 55,139 0.18 5,325 5,950 11.74
2018-02-01 13F-HR Harrington Investments, Inc 2,234 241
2018-02-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 20 0 -100.00 2 0 -100.00
2017-11-28 N-Q American Funds Insurance Series (see advisory)
2018-01-11 13F-HR Crestwood Advisors LLC 153,746 156,823 2.00 14,873 16,923 13.78
2017-11-29 N-Q Large-cap Value Portfolio (see advisory)
2018-02-13 13F-HR Corient Capital Partners, LLC 2,312 250
2017-09-29 N-Q Primecap Odyssey Funds (see advisory)
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 33,067 32,147 -2.78 2,993 3,110 3.91
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 4,400 68,900 1,465.91 426 7,435 1,645.31
2017-09-12 13F-HR Perigon Wealth Management, LLC 178 0 -100.00 17 0
2018-02-13 13F-HR ETRADE Capital Management LLC 0 3,163 0 341
2018-02-12 13F-HR CITIGROUP INC 236,269 227,454 -3.73 22,856 24,545 7.39
2017-11-21 N-Q William Blair Funds (see advisory)
2018-01-17 13F-HR Cutler Group LP 14,962 5,380 -64.04 1,447 580 -59.92
2018-02-13 13F-HR BOSTON PRIVATE WEALTH LLC 100,555 97,627 -2.91 9,728 10,535 8.30
2017-11-13 13F-HR Oz Management LP 701,274 0 -100.00 63,479 0 -100.00
2017-11-20 N-Q Dreyfus Variable Investment Fund (see advisory)
2017-11-13 13F-HR/A-1 NORGES BANK 4,833,965 4,833,965 0.00 403,249 446,506 10.73
2017-11-21 N-Q Allianz Funds (see advisory)
2018-01-17 13F-HR Creative Planning 37,755 44,247 17.20 3,652 4,775 30.75
2018-02-13 13F-HR Dorsey & Whitney Trust CO LLC 4,583 4,555 -0.61 444 493 11.04
2018-02-13 13F-HR KINGS POINT CAPITAL MANAGEMENT 500 0 -100.00 48 0 -100.00
2018-02-06 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 1,615,163 1,638,601 1.45 156,251 176,821 13.16
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 15,831 15,976 0.92 1,531 1,724 12.61
2018-01-18 13F-HR Guidant Wealth Advisors 200 22
2017-09-28 N-Q Fidelity Charles Street Trust (see advisory)
2017-11-14 13F-HR Oceanic Investment Management LTD 133,300 0 -100.00 12,066 0 -100.00
2018-02-07 13F-HR ROOSEVELT INVESTMENT GROUP INC 119,186 120,661 1.24 11,530 13,021 12.93
2018-02-14 13F-HR Virtus Investment Advisers, Inc. 0 18,552 0 620
2018-02-14 13F-HR G&s Capital Llc 235 25
2018-02-09 13F-HR SYNOVUS FINANCIAL CORP 41,519 41,533 0.03 4,023 4,488 11.56
2018-02-16 13F-HR Banco De Sabadell, S.a 1,013 109
2018-02-05 13F-HR FIRST NATIONAL BANK OF OMAHA 136,678 144,849 5.98 13,146 15,470 17.68
2017-11-28 N-Q Pax World Funds Series Trust I (see advisory)
2018-02-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 671,642 831,953 23.87 64,975 89,776 38.17
2017-09-15 N-Q Chesapeake Investment Trust (see advisory)
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 1,821,655 1,812,781 -0.49 176,227 195,617 11.00
2018-02-02 13F-HR Linscomb & Williams, Inc. 2,878 2,878 0.00 278 311 11.87
2017-11-24 N-Q Transamerica Etf Trust (see advisory)
2018-01-25 13F-HR Tributary Capital Management, LLC 6,075 6,075 0.00 588 656 11.56
2017-09-28 N-Q Series Portfolios Trust (see advisory)
2017-08-24 N-Q Select Sector Spdr Trust (see advisory)
2017-10-13 13F-HR NORTH AMERICAN MANAGEMENT CORP 3,718 0 -100.00 337 0 -100.00
2018-02-14 13F-HR QS Investors, LLC 66,587 62,434 -6.24 6,442 6,737 4.58
2018-02-14 13F-HR HPM Partners LLC 29,923 30,588 2.22 2,895 3,301 14.02
2018-02-06 13F-HR M&T BANK CORP 155,695 146,359 -6.00 15,062 15,794 4.86
2017-09-27 N-Q Schwab Capital Trust (see advisory)
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 1,245,132 1,280,074 2.81 120,454 138,137 14.68
2018-02-13 13F-HR Delpha Capital Management, Llc 796 86
2018-02-09 13F-HR Legacy Financial Advisors, Inc. 144 15
2017-08-29 N-Q Causeway Capital Management Trust (see advisory)
2018-02-14 13F-HR DEUTSCHE BANK AG\ 1,587,192 1,423,296 -10.33 153,537 153,579 0.03
2018-02-13 13F-HR Israel Discount Bank of New York 4,630 4,450 -3.89 448 480 7.14
2018-02-07 13F-HR Barrett Asset Management, LLC 72,716 93,286 28.29 7,035 10,066 43.08
2018-02-07 13F-HR OPPENHEIMER & CO INC 145,228 139,796 -3.74 14,049 15,085 7.37
2018-01-26 13F-HR MILLER HOWARD INVESTMENTS INC /NY 10,206 8,579 -15.94 987 926 -6.18
2017-11-17 N-Q Nationwide Variable Insurance Trust (see advisory)
2018-01-03 13F-HR NEVILLE RODIE & SHAW INC 8,738 9,189 5.16 846 992 17.26
2018-01-29 N-Q Nuveen Investment Trust Ii (see advisory)
2018-02-14 13F-HR Aureus Asset Management, LLC 4,073 10,673 162.04 394 1,152 192.39
2018-02-14 13F-HR MORGENS WATERFALL VINTIADIS & CO INC 5,000 540
2018-02-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 19,400 17,800 -8.25 1,877 1,921 2.34
2018-01-29 N-Q Ishares Trust (see advisory)
2018-02-15 13F-HR Lake Street Advisors Group, Llc 2,041 220
2018-02-14 13F-HR Zebra Capital Management LLC 2,432 0 -100.00 235 0 -100.00
2018-02-13 13F-HR Highlander Capital Management, LLC 125 125 0.00 12 13 8.33
2018-02-14 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 84,700 84,800 0.12 8,194 9,151 11.68
2018-01-26 N-Q GROWTH FUND OF AMERICA (see advisory)
2018-02-13 13F-HR GAGNON SECURITIES LLC 2,943 2,943 0.00 285 318 11.58
2018-02-13 13F-HR LOEWS CORP 3,200 3,200 0.00 310 345 11.29
2018-02-08 13F-HR BAILARD, INC. 55,135 54,414 -1.31 5,334 5,872 10.09
2018-02-13 13F-HR FAYEZ SAROFIM & CO 85,713 86,221 0.59 8,292 9,304 12.20
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 20,741 20,731 -0.05 2,006 2,237 11.52
2018-01-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 7,962 7,712 -3.14 770 832 8.05
2017-09-21 N-Q Cg Funds Trust (see advisory)
2018-01-10 13F-HR AMARILLO NATIONAL BANK 6,639 6,639 0.00 642 717 11.68
2018-02-13 13F-HR Allianz Asset Management AG Call 105,000 116,700 11.14 10,158 12,593 23.97
2017-11-28 N-Q Prudentials Gibraltar Fund (see advisory)
2018-02-14 13F-HR CUSHING ASSET MANAGEMENT, LP 29,636 29,636 0.00 2,867 3,198 11.55
2018-02-13 13F-HR Cannell Peter B & Co Inc 0 3,110 0 336
2018-01-10 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 20,385 20,731 1.70 1,972 2,237 13.44
2018-02-20 N-Q Dreyfus Opportunity Funds (see advisory)
2018-01-09 13F-HR Boltwood Capital Management 5,180 5,000 -3.47 501 539 7.58
2018-02-14 13F-HR Brasada Capital Management, Lp 11,688 1,261
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 443 354 -20.09 43 38 -11.63
2018-01-22 13F-HR Laurel Grove Capital, LLC 14,350 0 -100.00 1,388 0 -100.00
2018-02-02 13F-HR Kuntz Lesher Capital LLC 8,155 9,137 12.04 793 986 24.34
2017-09-29 N-Q Aberdeen Funds (see advisory)
2018-01-24 13F-HR Harbour Capital Advisors, LLC 10,264 10,914 6.33 993 1,178 18.63
2017-11-20 N-Q Great-west Funds Inc (see advisory)
2018-02-14 13F-HR Otter Creek Advisors, LLC 57,245 0 -100.00 5,538 0 -100.00
2017-11-08 13F-HR BRIGHTON JONES LLC 2,426 0 -100.00 220 0 -100.00
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 29,545 29,358 -0.63 2,858 3,168 10.85
2018-02-14 13F-HR CLEARARC CAPITAL INC 15,258 15,118 -0.92 1,476 1,631 10.50
2018-01-26 N-Q Legg Mason Partners Institutional Trust (see advisory)
2018-02-13 13F-HR Allianz Asset Management AG 1,865,714 1,938,892 3.92 180,490 209,225 15.92
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 66,975 52,225 -22.02 6,479 5,636 -13.01
2018-02-07 13F-HR Sigma Planning Corp 3,222 2,606 -19.12 312 281 -9.94
2018-01-16 13F-HR Ipswich Investment Management Co., Inc. 29,432 29,811 1.29 2,847 3,217 13.00
2018-02-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 12,070,068 12,028,899 -0.34 1,167,660 1,298,038 11.17
2017-08-25 N-Q Northern Funds (see advisory)
2018-02-13 13F-HR/A-1 Centerstar Asset Management, Llc 4
2018-01-29 N-Q Ubs Investment Trust (see advisory)
2018-01-16 13F-HR NEXT Financial Group, Inc 4,160 0 -100.00 402 0 -100.00
2017-09-28 N-Q Fidelity Investment Trust (see advisory)
2017-11-29 N-Q Deutsche Variable Series Ii (see advisory)
2018-02-14 13F-HR Sciencast Management LP 8,353 9,955 19.18 870 1,156 32.87
2018-01-18 13F-HR Westpac Banking Corp 85,147 107,747 26.54 8,237,121 11,626,978 41.15
2018-02-13 13F-HR Massey, Quick & Co., LLC 867 791 -8.77 84 91 8.33
2018-02-13 13F-HR Telemark Asset Management, LLC 270,000 220,000 -18.52 26,120 23,740 -9.11
2018-02-14 13F-HR Bramshill Investments, Llc 3,160 4,947 56.55 306 534 74.51
2018-02-14 13F-HR PDT Partners, LLC 140,233 169,900 21.16 13,566 18,334 35.15
2017-11-22 N-Q Principal Variable Contracts Funds Inc (see advisory)
2017-10-27 N-Q Franklin Fund Allocator Series (see advisory)
2018-02-14 13F-HR SYMPHONY ASSET MANAGEMENT LLC 0 14,727 0 1,590
2018-01-31 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 98,948 104,807 5.92 9,572 11,309 18.15
2018-02-12 13F-HR FINANCIAL COUNSELORS INC 4,145 4,145 0.00 401 447 11.47
2018-02-02 13F-HR Page Arthur B 3,880 8,751 125.54 375 945 152.00
2018-02-07 13F-HR FFCM LLC 440 0 -100.00 42 0 -100.00
2018-02-14 13F-HR Utah Retirement Systems 105,852 107,352 1.42 10,240 11,584 13.13
2018-02-08 13F-HR First Allied Advisory Services, Inc. 2,697 2,804 3.97 260 306 17.69
2018-02-14 13F-HR GHP Investment Advisors, Inc. 25,422 25,015 -1.60 2,459 2,699 9.76
2018-01-30 13F-HR LYELL WEALTH MANAGEMENT, LP 8,735 12,330 41.16 845 1,331 57.51
2018-02-09 13F-HR HAP Trading, LLC Put 40,100 37,700 -5.99 24 1 -95.83
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 4,006,886 4,033,961 0.68 387,626 435,304 12.30
2017-11-06 13F-HR Spot Trading L.l.c. Call 98,200 102,500 4.38 8,889 9,916 11.55
2017-09-26 13F-HR Perpetual Ltd 0 0 0 0
2018-01-17 13F-HR Sterling Investment Management, Inc. 14,764 14,467 -2.01 1,428 1,561 9.31
2018-01-29 13F-HR Tiaa, Fsb 117,823 95,971 -18.55 11,398 10,356 -9.14
2018-02-14 13F-HR WADDELL & REED FINANCIAL INC 3,165,711 2,517,074 -20.49