Institutional and Fund Ownership

SecurityEMG / Emergent Capital, Inc.
Institutional Owners5
Institutional Shares1,720,511,055
Related IHLDY / Imperial Holdings Ltd.

Emergent Capital, Inc. (NYSE:EMG) has 5 institutional investors that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,720,511,055 shares. Major holders include Evermore Global Advisors, LLC, Pjc Investments, Llc, Hua James, Bulldog Investors, LLC, and Atlantic Trust, LLC.


Emergent Capital, Inc. (NYSE:EMG) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Owners can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-05-10 13F-HR GROUP ONE TRADING, L.P. * 2,047 0 -100.00 2 0 -100.00
2017-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE * 1,517 0 -100.00 2 0 -100.00
2017-05-19 13F-HR Tower Research Capital LLC (TRC) * 8,461 0 -100.00 10 0 -100.00
2017-08-11 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM * 68,226 0 -100.00 22 0 -100.00
2017-05-12 13F-HR PNC FINANCIAL SERVICES GROUP, INC. * 21,419 0 -100.00 25 0 -100.00
2017-04-21 13F-HR Nationwide Fund Advisors * 2,976 0 -100.00 4 0 -100.00
2017-05-15 13F-HR BANK OF AMERICA CORP /DE/ * 75,769 0 -100.00 92 0 -100.00
2017-04-18 13F-HR Marquette Asset Management Inc. * 14,266 0 -100.00 17 0 -100.00
2017-05-12 13F-HR NORTHERN TRUST CORP * 47,225 0 -100.00 57 0 -100.00
2017-04-27 13F-HR MAD RIVER INVESTORS * 141,374 0 -100.00 171 0 -100.00
2017-05-12 13F-HR GEODE CAPITAL MANAGEMENT, LLC * 0 0
2017-05-12 13F-HR VANGUARD GROUP INC * 760,990 0 -100.00 921 0 -100.00
2017-05-12 13F-HR KCG HOLDINGS, INC. * 44,213 0 -100.00 53 0 -100.00
2017-05-12 13F-HR Renaissance Technologies LLC * 163,200 0 -100.00 197 0 -100.00
2017-04-28 13F-HR WELLS FARGO & COMPANY/MN * 31,776 0 -100.00 39 0 -100.00
2017-05-15 13F-HR TIG Advisors, LLC * 348,264 0 -100.00 421 0 -100.00
2017-05-15 13F-HR Horizon Kinetics LLC * 1,551,806 0 -100.00 1,878 0 -100.00
2017-05-15 13F-HR Kazazian Asset Management, LLC * 86,341 0 -100.00 104 0 -100.00
2017-05-12 13F-HR UBS Group AG * 13,235 0 -100.00 16 0 -100.00
2017-08-04 SC 13D Evermore Global Advisors, LLC * 1,671,000,002
2017-08-04 SC 13D Knapp Robert C * 0
2017-08-21 13F-HR Atlantic Trust, LLC * 300 0
2017-08-11 SC 13D/A Pjc Investments, Llc * 27,875,000 27,875,000 0.00
2017-05-15 13F-HR STATE STREET CORP * 13,397 0 -100.00 17 0 -100.00
2017-05-15 13F-HR Nantahala Capital Management, LLC * 2,010,970 0 -100.00 2,433 0 -100.00
2017-05-12 13F-HR DIMENSIONAL FUND ADVISORS LP * 174,939 0 -100.00 212 0 -100.00
2017-08-09 13F-HR Freestone Capital Holdings, LLC * 47,850 0 -100.00 15 0 -100.00
2017-08-14 13F-HR Ancora Advisors, LLC * 382,641 0 -100.00 122 0 -100.00
2017-05-03 13F-HR Bank of New York Mellon Corp * 26,038 0 -100.00 32 0 -100.00
2017-05-12 13F-HR MORGAN STANLEY * 0 0
2017-05-15 13F-HR Ironsides Partners LLC * 582,273 0 -100.00 705 0 -100.00
2017-05-15 13F-HR DEUTSCHE BANK AG\ * 71,794 0 -100.00 86 0 -100.00
2017-05-15 13F-HR 22NW, LP * 628,368 0 -100.00 760 0 -100.00
2017-05-15 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC * 102,454 0 -100.00 124 0 -100.00
2017-08-09 SC 13D/A Bulldog Investors, LLC * 4,479,437 9,860,753 120.13
2017-08-16 13F-HR/A OXFORD ASSET MANAGEMENT * 64,743 0 -100.00 78 0
2017-04-11 13F-HR Cutler Group LP * 100 0 -100.00 0 0
2017-05-11 13F-HR WELLINGTON MANAGEMENT GROUP LLP * 479,541 0 -100.00 580 0 -100.00
2017-08-14 13F-HR KNIGHTSBRIDGE ASSET MANAGEMENT, LLC * 38,300 0 -100.00 12 0 -100.00
2017-08-10 SC 13D Hua James * 11,775,000

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CUSIP: 29102N105