SecurityEEM / iShares MSCI Emerging Markets ETF (464287234)
Institutional Owners1172
Institutional Shares486,948,402
Institutional Value$ 324,815,354,000 USD

Institutional Stock Ownership and Shareholders

EEM / iShares MSCI Emerging Markets ETF Institutional Ownership

iShares MSCI Emerging Markets ETF (NYSE:EEM) has 1172 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 486,948,402 shares. Largest shareholders include Credit Suisse Ag/, BlackRock Inc., Bank Of America Corp /de/, Barclays Plc, Susquehanna International Group, Llp, Bank Of America Corp /de/, Barclays Plc, UBS Group AG, Morgan Stanley, and Jane Street Group, Llc.
iShares MSCI Emerging Markets ETF (NYSE:EEM) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-14 13F-HR Cetera Advisors LLC 196,170 154,545 -21.22 9,466 6,691 -29.32
2018-08-13 13F-HR COMERICA SECURITIES INC 286,242 291,083 1.69 13,820 12,613 -8.73
2018-08-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 102,807 112,041 8.98 4,964 4,855 -2.20
2018-07-18 13F-HR TOMPKINS FINANCIAL CORP 31,255 30,005 -4.00 1,509 1,300 -13.85
2018-08-16 13F-HR M Holdings Securities, Inc. 14,877 15,127 1.68 718 655 -8.77
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 722 105 -85.46 34 5 -85.29
2018-08-15 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 27,797 28,086 1.04 1,342 1,217 -9.31
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 0 7,184 0 311
2018-10-03 13F-HR Acropolis Investment Management, LLC 28,731 28,023 -2.46 1,245 1,203 -3.37
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 0 558,400 0 24,195
2018-07-27 13F-HR CULLEN/FROST BANKERS, INC. 142,634 139,350 -2.30 6,887 6,038 -12.33
2018-08-13 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 25,546 25,546 0.00 1,233 1,107 -10.22
2018-10-12 13F-HR MAI Capital Management 205,096 196,446 -4.22 8,887 8,431 -5.13
2018-08-14 13F-HR Walleye Trading LLC 70,431 35,744 -49.25 3,400 1,549 -54.44
2018-08-03 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA 17,475 17,310 -0.94 844 750 -11.14
2018-08-03 13F-HR Brightworth 12,535 0 -100.00 605 0 -100.00
2018-04-16 13F-HR National Planning Corp 256 0 -100.00 12,063 0 -100.00
2018-08-10 13F-HR STEPHENS INC /AR/ 463,156 20,069
2018-08-10 13F-HR Midwest Professional Planners, Ltd. 73,650 6,207 -91.57 3,556 269 -92.44
2018-10-15 13F-HR Estate Counselors, LLC 115,880 119,680 3.28 5,021 5,137 2.31
2018-08-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 155,850 144,400 -7.35 7,524 6,257 -16.84
2018-08-14 13F-HR Northstar Capital Management Llc 171 171 0.00 8 7 -12.50
2018-02-06 13F-HR Mpi Investment Management, Inc. 8,142 384
2018-08-14 13F-HR CSS LLC/IL Put 39,500 172,100 335.70 1,905 7,456 291.39
2018-10-09 13F-HR NWAM LLC 46,788 46,277 -1.09 2,027 1,986 -2.02
2018-07-30 13F-HR BEACH INVESTMENT COUNSEL INC/PA 210,933 0 -100.00 10,184 0 -100.00
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 11,108,859 10,231,689 -7.90 536,336 443,339 -17.34
2018-07-30 13F-HR First Capital Advisors Group, LLC. 2,398 0 -100.00 116 0 -100.00
2018-08-06 13F-HR Checchi Capital Advisers, LLC Put 265,600 266,000 0.15 12,823 11,526 -10.11
2018-08-13 13F-HR Relative Value Partners Group, LLC 4,788 4,878 1.88 231 211 -8.66
2017-01-23 13F-HR KANALY TRUST CO 726 726 0.00 27 25 -7.41
2018-08-13 13F-HR Covington Capital Management 28,516 28,516 0.00 1,377 1,236 -10.24
2018-08-08 13F-HR Whitener Capital Management, Inc. 721 0 -100.00 34 0 -100.00
2018-07-17 13F-HR Calamos Advisors LLC 232,175 232,175 0.00 11,210 10,060 -10.26
2018-08-10 13F-HR HBK Sorce Advisory LLC 52,852 52,886 0.06 2,552 2,292 -10.19
2018-07-23 13F-HR Colorado Capital Management, Inc. 56,910 52,524 -7.71 2,747 2,276 -17.15
2018-09-07 13F-HR Sp Asset Management 45,780 1,960
2018-08-15 13F-HR Argent Trust Co 0 16,772 0 727
2018-08-07 13F-HR Quantitative Advantage, LLC 29,355 0 -100.00 1,417 0 -100.00
2018-10-10 13F-HR Kiley Juergens Wealth Management, Llc 11,336 11,836 4.41 491 508 3.46
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 38,600 638,400 1,553.89 1,864 27,662 1,384.01
2018-07-25 13F-HR Cubic Asset Management, LLC 11,459 11,920 4.02 553 516 -6.69
2018-08-13 13F-HR Horizon Investments, LLC Put 300,000 4,400,000 1,366.67 14,484 190,652 1,216.29
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 1,434,165 1,347,897 -6.02 69,241 58,405 -15.65
2018-07-30 13F-HR Ballew Advisors, Inc 56,018 19,693 -64.85 2,704 853 -68.45
2018-08-14 13F-HR COMPTON CAPITAL MANAGEMENT INC /RI 6,735 6,385 -5.20 325 277 -14.77
2018-07-18 13F-HR AMG National Trust Bank 89,011 89,453 0.50 4,298 3,876 -9.82
2018-08-13 13F-HR Financial Strategy Network, LLC 12,027 12,036 0.07 581 522 -10.15
2018-07-25 13F-HR Blue Chip Partners, Inc. 42,329 42,235 -0.22 2,044 1,830 -10.47
2018-08-28 13F-HR WealthTrust Fairport, LLC 810 680 -16.05 39 29 -25.64
2018-10-01 13F-HR LBJ Family Wealth Advisors, Ltd. 31,905 31,142 -2.39 1,382 1,337 -3.26
2018-07-18 13F-HR Fny Investment Advisers, Llc Call 162 7
2018-07-24 13F-HR MOODY LYNN & LIEBERSON, INC. 6,012 6,012 0.00 290 260 -10.34
2018-09-22 13F-HR/A Summit X, Llc 8,512 9,837 15.57 413 429 3.87
2018-10-10 13F-HR Evanson Asset Management, LLC 19,061 15,072 -20.93 826 647 -21.67
2018-08-14 13F-HR Sovarnum Capital L.p. 15,000 650
2018-08-02 13F-HR BOYS ARNOLD & CO INC 141,021 137,085 -2.79 6,665 5,940 -10.88
2018-08-03 13F-HR Country Club Trust Company, n.a. 98,558 96,530 -2.06 4,758 4,183 -12.08
2018-08-09 13F-HR Reynders McVeigh Capital Management, LLC 8,277 6,227 -24.77 400 270 -32.50
2018-08-09 13F-HR Truepoint, Inc. 4,251 87,116 1,949.31 88,051 3,775 -95.71
2018-08-01 13F-HR/A New England Investment & Retirement Group, Inc. 114,799 59,859 -47.86 5,542 2,594 -53.19
2018-08-15 13F-HR Verition Fund Management LLC Call 38,200 30,400 -20.42 1,844 1,317 -28.58
2018-08-13 13F-HR TLP GROUP LLC 1,890 0 -100.00 91 0 -100.00
2018-08-13 13F-HR Laurion Capital Management LP Put 140,000 140,000 0.00 6,759 6,066 -10.25
2018-08-06 13F-HR Cypress Wealth Services, Llc 16,068 18,403 14.53 776 797 2.71
2018-08-13 13F-HR LOEB PARTNERS CORP 25,500 1,105
2018-07-30 13F-HR Watch Point Trust Co 21,452 32,702 52.44 1,036 1,417 36.78
2018-08-03 13F-HR THOMPSON DAVIS & CO., INC. 680 61 -91.03 33 3 -90.91
2018-07-17 13F-HR RAND WEALTH, LLC 4,375 4,734 8.21 211 205 -2.84
2018-08-10 13F-HR Merriman Wealth Management, LLC 30,515 25,907 -15.10 1,473 1,123 -23.76
2017-05-12 13F-HR Kernodle & Katon Asset Management Group, LLC 75 0 -100.00 3 0 -100.00
2018-08-13 13F-HR GRT CAPITAL PARTNERS L.L.C. 12,208 12,264 0.46 589 531 -9.85
2018-08-14 13F-HR Lehman Financial Resources, Inc. 10,240 10,247 0.07 494 444 -10.12
2018-10-11 13F-HR North Star Investment Management Corp. 10,993 11,208 1.96 476 481 1.05
2018-07-26 13F-HR BB&T CORP 1,700,883 1,585,028 -6.81 82,119 68,679 -16.37
2018-08-10 13F-HR PagnatoKarp Partners LLC 14,400 27,499 90.97 695,232 1,192 -99.83
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC Put 0 1,000,000 0 43,330
2018-08-06 13F-HR Checchi Capital Advisers, LLC 128,199 109,307 -14.74 6,189 4,736 -23.48
2018-07-26 13F-HR FIRST INTERSTATE BANK 61,989 61,989 0.00 2,992 2,686 -10.23
2018-08-14 13F-HR Rikoon Group, LLC 7,006 5,374 -23.29 332 233 -29.82
2018-08-03 13F-HR American Investment Services, Inc. 12,103 12,168 0.54 584 527 -9.76
2018-08-14 13F-HR BW Gestao de Investimentos Ltda. Put 1,300,000 56,329
2018-08-15 13F-HR GLENMEDE TRUST CO NA 186,778 0 -100.00 8,799 0 -100.00
2018-08-10 13F-HR RPg Family Wealth Advisory, LLC 840 415 -50.60 40,555 17,982 -55.66
2018-10-05 13F-HR ELM ADVISORS, LLC 9,900 9,900 0.00 429 425 -0.93
2018-08-03 13F-HR Starfire Investment Advisers, Inc. 16,820 17,735 5.44 812 768 -5.42
2018-08-09 13F-HR Geneva Partners, Llc 6,500 6,500 0.00 314 282 -10.19
2018-05-11 13F-HR Delpha Capital Management, Llc 88 0 -100.00 4 0 -100.00
2018-07-12 13F-HR Norway Savings Bank 1,800 1,600 -11.11 87 69 -20.69
2018-10-12 13F-HR Tower View Investment Management & Research Llc 19,933 0 -100.00 864 0 -100.00
2018-07-30 13F-HR Winthrop Partners - Wny, Llc 2,300 2,300 0.00 108,399 99,659 -8.06
2018-08-16 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 3,878 3,756 -3.15 187 163 -12.83
2018-08-09 13F-HR CABOT WEALTH MANAGEMENT INC 31,676 29,860 -5.73 1,529 1,294 -15.37
2018-08-16 13F-HR Feltz WealthPLAN Inc. 46,664 48,778 4.53 2,252 2,113 -6.17
2017-08-16 13F-HR/A Black Maple Capital Management LP Put 0 0
2018-08-16 13F-HR Carnegie Capital Asset Management, LLC 34,191 33,221 -2.84 1,621 1,420 -12.40
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 89,686 3,418 -96.19 4,018 160 -96.02
2018-10-04 13F-HR Pure Financial Advisors, Inc. 7,739 7,848 1.41 335 337 0.60
2018-08-13 13F-HR Simmons Bank 142,004 158,109 11.34 6,856 6,851 -0.07
2018-08-06 13F-HR HMS Capital Management, LLC Put 27,600 30,900 11.96 1,332 1,339 0.53
2018-10-09 13F-HR BKD Wealth Advisors, LLC 19,851 18,161 -8.51 860 779 -9.42
2018-08-27 13F-HR HM PAYSON & CO 66,688 66,810 0.18 3,220 2,895 -10.09
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 40,005 317,647 694.02 1,931 13,763 612.74
2018-08-13 13F-HR Veritable, L.P. 120,986 120,813 -0.14 5,841 5,235 -10.37
2018-08-14 13F-HR Aristotle Capital Management, LLC 10,470 10,470 0.00 505 454 -10.10
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 623,589 1,043,077 67.27 30,107 45,197 50.12
2018-04-18 13F-HR/A FNY Partners Fund LP Put 150 7
2018-10-10 13F-HR Bach Investment Advisors Ltd Put 74,000 134,000 81.08 3,205 5,753 79.50
2018-10-12 13F-HR PEOPLES FINANCIAL SERVICES CORP. 321 321 0.00 14 14 0.00
2018-07-25 13F-HR THOMAS WHITE INTERNATIONAL LTD 440 16,191 3,579.77 21 702 3,242.86
2018-08-14 13F-HR Intellectus Partners, LLC 19,816 20,183 1.85 957 875 -8.57
2018-08-02 13F-HR PITCAIRN CO 17,078 16,878 -1.17 825 731 -11.39
2018-08-10 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 27,371 27,992 2.27 1,321 1,213 -8.18
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ Put 0 1,050,000 0 45,066
2018-08-10 13F-HR Ferris Capital, Llc 700 700 0.00 34 30 -11.76
2018-07-24 13F-HR Janney Montgomery Scott LLC 179,626 150,035 -16.47 8,672 6,501 -25.03
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 969 969 0.00 47 42 -10.64
2018-10-09 13F-HR ATRIA INVESTMENTS LLC 141,792 87,129 -38.55 6,144 3,740 -39.13
2018-08-06 13F-HR Tradewinds Capital Management, LLC 210 127 -39.52 10 6 -40.00
2018-08-14 13F-HR CSS LLC/IL Call 110,200 4,777
2017-02-09 13F-HR J.Safra Asset Management Corp 2,016 3,385 67.91 75 119 58.67
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 175,799 175,799 0.00 8,369,790 7,617,371 -8.99
2018-08-14 13F-HR Polar Asset Management Partners Inc. Call 1,000,000 43,330
2018-07-31 13F-HR BFSG, LLC 21,460 20,225 -5.75 1,036 876 -15.44
2018-08-14 13F-HR BRYN MAWR TRUST Co 156,931 156,517 -0.26 7,576 6,782 -10.48
2018-07-25 13F-HR Franklin, Parlapiano, Turner & Welch, LLC 7,957 7,957 0.00 384 345 -10.16
2017-02-10 13F-HR BlackRock Japan Co. Ltd 999,325 1,122,123 12.29 37,425 39,286 4.97
2018-07-16 13F-HR Leicht Financial Planning & Wealth Management, Inc. 45,637 27,676 -39.36 2,163 1,186 -45.17
2018-10-03 13F-HR First Financial Bank, N.A. - Trust Division 195,167 193,185 -1.02 8,456 8,291 -1.95
2018-10-03 13F-HR JUNCTURE WEALTH STRATEGIES, LLC 151,399 27,347 -81.94 6,560 1,174 -82.10
2018-08-14 13F-HR Colonial Trust Advisors 55,707 48,892 -12.23 2,690 2,118 -21.26
2018-08-09 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 59,644 59,321 -0.54 2,880 2,570 -10.76
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 27,760 25,965 -6.47 1,340 1,125 -16.04
2018-08-14 13F-HR GV Financial Advisors 14,408 16,520 14.66 696 716 2.87
2018-08-07 13F-HR St. Louis Trust Co 27,444 27,497 0.19 1,325 1,192 -10.04
2018-08-15 13F-HR Pin Oak Investment Advisors Inc 2,191 960 -56.18 106 42 -60.38
2018-08-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 682,243 823,499 20.70 32,939 35,682 8.33
2018-08-07 13F-HR Swan Global Investments, LLC 990,552 1,038,152 4.81 46,843 44,319 -5.39
2018-08-07 13F-HR ST GERMAIN D J CO INC 169,123 199,173 17.77 8,165 8,630 5.70
2018-08-14 13F-HR Cnb Bank 11,389 6,488 -43.03 550 281 -48.91
2018-10-02 13F-HR PARK NATIONAL CORP /OH/ 13,610 8,110 -40.41 590 348 -41.02
2018-08-10 13F-HR WSFS CAPITAL MANAGEMENT, LLC 6,574 8,069 22.74 317 350 10.41
2018-08-13 13F-HR K2 PRINCIPAL FUND, L.P. Put 0 60,000 0 2,600
2018-08-14 13F-HR BlueCrest Capital Management Ltd 409,408 0 -100.00 19,766 0 -100.00
2018-08-07 13F-HR Verity Asset Management, Inc. 46,232 0 -100.00 2,232 0 -100.00
2018-08-14 13F-HR Voya Investment Management LLC 665,029 970,746 45.97 32,108 42,062 31.00
2018-08-08 13F-HR Abbrea Capital, LLC 23,332 22,652 -2.91 1,126 982 -12.79
2018-10-09 13F-HR LifePlan Financial Group, Inc 239 239 0.00 10 10 0.00
2018-08-13 13F-HR BTG Pactual Global Asset Management Ltd 255,067 11,052
2018-07-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 978,030 567,205 -42.01 47,215 24,574 -47.95
2018-10-05 13F-HR ROCKLAND TRUST CO 11,937 12,270 2.79 517 527 1.93
2018-07-25 13F-HR CONNING INC. 30,185 30,185 0.00 1,457 1,308 -10.23
2018-08-03 13F-HR FineMark National Bank & Trust 190,183 227,413 19.58 9,182 9,854 7.32
2018-08-13 13F-HR Investure, LLC 3,076,448 2,359,065 -23.32 148,531 102,218 -31.18
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 2,625,943 3,703,979 41.05 103,436 153,308 48.22
2018-08-03 13F-HR Centiva Capital, Lp Put 99,500 51,000 -48.74 4,804 2,210 -54.00
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 30,423 31,318 2.94 1,469 1,357 -7.62
2018-08-13 13F-HR Asset Dedication, LLC 1,127 1,127 0.00 54 49 -9.26
2018-07-11 13F-HR SOL Capital Management CO 46,300 46,400 0.22 2,235 2,011 -10.02
2018-08-14 13F-HR HighTower Advisors, LLC Call 1,000 0 -100.00 2 0 -100.00
2018-10-04 13F-HR/A Stephens Group Asset Management, Llc 539,449 696,422 29.10 23,374 29,890 27.88
2018-08-10 13F-HR Adviceperiod, Llc 62,256 59,332 -4.70 3,006 2,571 -14.47
2018-08-14 13F-HR 1832 Asset Management L.P. 217,976 98,605 -54.76 10,574 4,273 -59.59
2018-08-10 13F-HR Summit Trail Advisors, Llc 108,023 0 -100.00 108 0 -100.00
2018-08-03 13F-HR Brown Advisory Securities, LLC 42,860 46,199 7.79 2,064 2,008 -2.71
2018-10-10 13F-HR BURKE & HERBERT BANK & TRUST CO 10,495 10,422 -0.70 455 447 -1.76
2018-08-13 13F-HR Myda Advisors Llc Call 120,000 5,200
2018-08-03 13F-HR Fusion Family Wealth LLC 5,861 5,861 0.00 283 254 -10.25
2018-10-10 13F-HR Endurance Wealth Management, Inc. 92,799 88,499 -4.63 4,021 3,798 -5.55
2018-08-14 13F-HR Smith & Howard Wealth Management, LLC 73,142 73,742 0.82 3,531 3,195 -9.52
2018-08-14 13F-HR MKP Capital Management, L.L.C. Call 500,000 0 -100.00 24,140 0 -100.00
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 26,048 30,750 18.05 1,255 1,331 6.06
2018-08-14 13F-HR VALLEY NATIONAL ADVISERS INC 520 520 0.00 25 23 -8.00
2018-08-14 13F-HR Sowell Financial Services LLC 33,326 36,086 8.28 1,544 1,533 -0.71
2018-08-14 13F-HR Baldwin Investment Management, LLC 11,540 500
2018-08-09 13F-HR Syntal Capital Partners, LLC 145,448 144,869 -0.40 7,022 6,277 -10.61
2018-08-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 72,159 79,324 9.93 3,484 3,437 -1.35
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 1,355,268 1,389,775 2.55 63,276 60,218 -4.83
2018-08-14 13F-HR SUNTRUST BANKS INC 763,711 706,707 -7.46 36,871 30,620 -16.95
2018-07-30 13F-HR Iron Financial, LLC 7,859 7,910 0.65 379 343 -9.50
2018-08-07 13F-HR Twin Tree Management, LP Call 228,200 100,900 -55.78 11,017 4,372 -60.32
2018-08-07 13F-HR Private Wealth Advisors, Inc. 59,506 59,716 0.35 2,873 2,587 -9.95
2018-08-13 13F-HR Dorsey & Whitney Trust CO LLC 12,911 12,911 0.00 623 559 -10.27
2018-08-14 13F-HR Rainier Group Investment Advisory LLC 800 0 -100.00 39 0 -100.00
2018-08-14 13F-HR WHITE PINE CAPITAL LLC 9,670 9,160 -5.27 467 397 -14.99
2018-08-14 13F-HR Moore Capital Management, LP Call 13,350,000 5,200,000 -61.05 644,538 225,316 -65.04
2018-10-15 13F-HR STOCK YARDS BANK & TRUST CO 103,835 104,049 0.21 4,500 4,466 -0.76
2018-08-03 13F-HR Gerber Kawasaki Wealth & Investment Management 5,770 0 -100.00 278 0 -100.00
2018-08-13 13F-HR HAP Trading, LLC 11,609 0 -100.00 560 0 -100.00
2018-08-14 13F-HR Sage Capital Advisors,llc 4,443 4,654 4.75 215 202 -6.05
2018-08-07 13F-HR CADENCE BANK NA 14,017 16,109 14.92 677 698 3.10
2018-10-05 13F-HR Bangor Savings Bank 9,648 9,497 -1.57 418 408 -2.39
2018-10-09 13F-HR EFG Asset Management (Americas) Corp. 76,843 49,673 -35.36 3,362 2,145 -36.20
2018-08-13 13F-HR Neuberger Berman Group LLC 7,358 7,358 0.00 355 319 -10.14
2018-09-25 13F-HR Portfolio Strategies, Inc. 195 195 0.00 9 8 -11.11
2018-08-06 13F-HR MACKAY SHIELDS LLC 23,559 37,960 61.13 1,137 1,645 44.68
2018-08-10 13F-HR Proficio Capital Partners LLC 2,420 7,420 206.61 117 322 175.21
2017-08-07 13F-HR Geneva Advisors, LLC 104,299 113,870 9.18 4,108 4,713 14.73
2018-08-10 13F-HR OPPENHEIMER & CO INC 245,768 166,678 -32.18 11,865 7,222 -39.13
2018-03-16 13F-HR Aurora Financial Advisors, Llc 15,145 713
2018-08-13 13F-HR Granite Point Capital Management, L.P. Call 0 1,970,000 0 106,267
2018-08-08 13F-HR Accuvest Global Advisors 24,240 24,240 0.00 1,170 1,050 -10.26
2018-07-17 13F-HR ALPHA WINDWARD LLC 61,240 58,900 -3.82 2,957 2,552 -13.70
2018-07-27 13F-HR Wealthstreet Investment Advisors, Llc 67,633 55,081 -18.56 3,265 2,387 -26.89
2018-08-14 13F-HR Discovery Capital Management, LLC 3,910,000 0 -100.00 188,775 0 -100.00
2018-08-15 13F-HR/A B. Riley Financial, Inc. 16,862 11,084 -34.27 814 482 -40.79
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 1,970,763 1,282,295 -34.93 95,211 55,539 -41.67
2018-07-16 13F-HR V Wealth Management,LLC 7,560 8,330 10.19 359 366 1.95
2018-08-10 13F-HR Gs Investments, Inc. 5,000 5,000 0.00 241,400 216,650 -10.25
2018-08-14 13F-HR Aveo Capital Partners, LLC 32,704 29,715 -9.14 1,579 1,288 -18.43
2018-08-14 13F-HR Castle Hook Partners LP 46,146 2,000
2017-01-13 13F-HR MetLife Securities, Inc 101,690 181,723 78.70 3,809 6,362 67.03
2018-08-03 13F-HR Centiva Capital, Lp Call 45,000 16,900 -62.44 2,173 732 -66.31
2018-10-09 13F-HR PRIVATE TRUST CO NA 61,990 63,419 2.31 2,686 2,721 1.30
2018-07-31 13F-HR CUE FINANCIAL GROUP, INC. 22,274 21,274 -4.49 1,075 922 -14.23
2018-08-13 13F-HR PICTET ASSET MANAGEMENT LTD 5,700 0 -100.00 275 0 -100.00
2018-08-10 13F-HR OARSMAN CAPITAL, INC. 11,576 11,886 2.68 559 515 -7.87
2018-08-02 13F-HR Sigma Planning Corp 106,526 65,265 -38.73 5,143 2,828 -45.01
2018-07-20 13F-HR LS Investment Advisors, LLC 2,500 2,500 0.00 121 108 -10.74
2018-08-10 13F-HR Gladius Capital Management LP 0 52,500 0 2,275
2018-08-10 13F-HR M&T BANK CORP 2,125,980 2,102,065 -1.12 102,643 91,083 -11.26
2018-08-07 13F-HR American Financial Network Advisory Services Llc 33 31 -6.06 385 337 -12.47
2018-08-13 13F-HR Veritable, L.P. Put 20,500 20,500 0.00 990 888 -10.30
2018-08-10 13F-HR Aldebaran Financial Inc. 18,456 18,516 0.33 891 802 -9.99
2018-08-20 13F-HR HWG Holdings LP 49,467 0 -100.00 2,388 0 -100.00
2018-08-13 13F-HR Laurion Capital Management LP Call 140,000 140,000 0.00 6,759 6,066 -10.25
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 83,160 85,561 2.89 4,015 3,707 -7.67
2018-08-15 13F-HR HPM Partners LLC 107,714 112,598 4.53 5,200 4,879 -6.17
2018-08-06 13F-HR CEDAR HILL ASSOCIATES, LLC 18,292 8,132 -55.54 883 352 -60.14
2018-08-15 13F-HR BTC Capital Management, Inc. 14,067 0 -100.00 680 0 -100.00
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 44,882,379 39,850,740 -11.21 2,166,922 1,726,731 -20.31
2018-07-19 13F-HR Confluence Wealth Management LLC 132,653 125,075 -5.71 6,404 5,420 -15.37
2018-08-10 13F-HR Cutler Group LP Put 1,615,400 834,900 -48.32 1,768 1,400 -20.81
2018-08-09 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 116,240 148,050 27.37 5,612 6,415 14.31
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 427,989 430,113 0.50 20,663 18,637 -9.80
2018-08-14 13F-HR BW Gestao de Investimentos Ltda. 115,000 4,983
2018-10-02 13F-HR EisnerAmper Wealth Management Corporate Benefits, LLC 6,687 6,687 0.00 290 287 -1.03
2018-07-26 13F-HR ADIRONDACK TRUST CO 340 15
2018-08-15 13F-HR PENINSULA ASSET MANAGEMENT INC 8,750 8,750 0.00 422 379 -10.19
2018-08-03 13F-HR Vestpro Financial Partners, Inc. Dba Cpf Texas 1,911 1,994 4.34 92 86 -6.52
2018-08-10 13F-HR Roundview Capital LLC 210,428 210,173 -0.12 10,159 9,107 -10.36
2018-08-10 13F-HR MUFG Americas Holdings Corp 483,606 459,401 -5.01 23,348 19,905 -14.75
2018-10-12 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 10,999 10,847 -1.38 477 466 -2.31
2018-08-14 13F-HR SUMITOMO MITSUI FINANCIAL GROUP, INC. 85,156 75,366 -11.50 4,111 3,266 -20.55
2018-08-02 13F-HR Atlantic Trust Group, LLC 351,372 340,461 -3.11 16,964 14,754 -13.03
2018-07-20 13F-HR MCF Advisors LLC 17,418 17,540 0.70 841 760 -9.63
2018-08-14 13F-HR MASTERS CAPITAL MANAGEMENT LLC Call 0 969,500 0 42,008
2018-10-04 13F-HR Xr Securities Llc Call 15,000 9
2018-08-03 13F-HR FIDUCIARY TRUST CO 423,556 422,169 -0.33 20,450 18,292 -10.55
2018-08-15 13F-HR Highlander Capital Management, LLC 150 150 0.00 7 6 -14.29
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD Put 3,600,000 0 -100.00 173,808 0 -100.00
2018-10-15 13F-HR FIRST MANHATTAN CO 1,793 1,793 0.00 77 76 -1.30
2018-08-10 13F-HR Cutler Group LP Call 1,117,400 624,500 -44.11 1,412 526 -62.75
2018-08-14 13F-HR Pinnacle Family Advisors, Llc 5,502 5,583 1.47 266 242 -9.02
2018-08-13 13F-HR Mandatum Life Insurance Co Ltd 45,523 45,023 -1.10 2,198 1,951 -11.24
2018-08-10 13F-HR Cartica Management, LLC 1,335,000 1,200,000 -10.11 64,454 51,996 -19.33
2018-07-31 13F-HR TELEMUS CAPITAL, LLC 19,842 28,437 43.32 957 1,232 28.74
2018-08-03 13F-HR REDW Stanley Financial Advisors LLC 9,511 9,284 -2.39 459 402 -12.42
2018-08-15 13F-HR/A MONETA GROUP INVESTMENT ADVISORS LLC 33,953 34,640 2.02 1,639 1,501 -8.42
2018-10-15 13F-HR Bartlett & Co. LLC 22,758 23,058 1.32 986 990 0.41
2018-04-18 13F-HR Integral Derivatives, LLC Call 253,400 138,300 -45.42 11,940 6,677 -44.08
2018-08-01 13F-HR 3EDGE Asset Management, LP Put 297,500 0 -100.00 14,363 0 -100.00
2018-08-15 13F-HR Spectrum Financial Alliance Ltd Llc 60 60 0.00 2 2 0.00
2018-07-18 13F-HR PATTEN & PATTEN INC/TN 21,797 21,942 0.67 1,052 951 -9.60
2017-05-01 13F-HR Spot Trading L.L.C Call 87,900 3,462
2018-07-24 13F-HR Clean Yield Group 5,000 5,000 0.00 241 217 -9.96
2018-08-04 13F-HR BANK OF HAWAII 30,482 30,482 0.00 1,472 1,320 -10.33
2018-08-08 13F-HR MISSION WEALTH MANAGEMENT, LLC 14,695 21,540 46.58 709 933 31.59
2018-08-14 13F-HR Apriem Advisors 0 350 0 15
2018-08-14 13F-HR Point72 Asset Management, L.P. Call 0 310,000 0 13,432
2018-08-14 13F-HR Williams Jones & Associates LLC 18,001 18,001 0.00 869 780 -10.24
2018-10-16 13F-HR Baystate Wealth Management LLC 17,671 25,260 42.95 764 999 30.76
2018-08-07 13F-HR Stevens First Principles Investment Advisors 45 0 -100.00 2 0 -100.00
2018-08-06 13F-HR CAMBRIDGE TRUST CO 527,047 512,361 -2.79 25,445 22,201 -12.75
2018-10-10 13F-HR Cordasco Financial Network 2,500 2,500 0.00 108 107 -0.93
2018-08-10 13F-HR FIL Ltd 249,785 259,823 4.02 12,060 11,258 -6.65
2018-08-14 13F-HR Stonebridge Capital Advisors LLC 36,229 35,959 -0.75 1,749 1,558 -10.92
2018-08-07 13F-HR Sensible Financial Planning & Management, LLC. 6,479 6,479 0.00 313 281 -10.22
2018-08-13 13F-HR Field & Main Bank 179 0 -100.00 9 0 -100.00
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 190,000 619,000 225.79 9,173 26,821 192.39
2018-10-09 13F-HR United Capital Management Of Ks, Inc. 6,329 269
2018-08-14 13F-HR COLONY GROUP LLC 12,317 14,655 18.98 595 635 6.72
2018-07-17 13F-HR Gilbert & Cook, Inc. 12,716 12,716 0.00 614 551 -10.26
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 17,100 0 -100.00 826 0 -100.00
2018-08-08 13F-HR First Allied Advisory Services, Inc. 143,346 98,706 -31.14 6,909 4,273 -38.15
2018-07-09 13F-HR CULLINAN ASSOCIATES INC 4,300 0 -100.00 208 0 -100.00
2018-08-13 13F-HR ProVise Management Group, LLC 11,380 11,380 0.00 549 493 -10.20
2018-08-08 13F-HR Private Capital Group, Llc 22,765 22,871 0.47 1,099 991 -9.83
2018-08-01 13F-HR Khp Capital, Llc 200 200 0.00 10,000 9,000 -10.00
2018-10-11 13F-HR Grubman Wealth Management 79,452 80,628 1.48 3,443 3,461 0.52
2018-10-10 13F-HR Bach Investment Advisors Ltd 13,269 29,935 125.60 575 1,285 123.48
2018-08-08 13F-HR Price Wealth Management, Inc. 4,257 4,752 11.63 205 206 0.49
2018-08-14 13F-HR Geller Family Office Services, LLC 5,000 5,000 0.00 241 217 -9.96
2018-07-31 13F-HR CWM, LLC 190,417 199,550 4.80 9,193 8,647 -5.94
2018-08-09 13F-HR Meristem, LLP 21,098 24,254 14.96 1,019 1,051 3.14
2018-07-30 13F-HR STARR INTERNATIONAL CO INC 198,576 0 -100.00 2,991 0 -100.00
2018-08-09 13F-HR OMERS ADMINISTRATION Corp 3,150,000 0 -100.00 152,051 0 -100.00
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 567,300 0 -100.00 27,389 0 -100.00
2018-08-13 13F-HR K2 PRINCIPAL FUND, L.P. Call 10,000 433
2018-07-27 13F-HR PINNACLE FINANCIAL PARTNERS INC 69,400 81,770 17.82 3,350 3,543 5.76
2018-08-10 13F-HR Glen Point Capital LLP Call 1,000,000 15,800,000 1,480.00 48,280 684,614 1,318.01
2018-08-07 13F-HR Berkeley Capital Partners, LLC 15,691 8,068 -48.58 757 349 -53.90
2018-08-07 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 5,864 5,799 -1.11 283 251 -11.31
2018-08-13 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 305,472 312,037 2.15 14,748 13,521 -8.32
2018-08-10 13F-HR BLUESTEIN R H & CO 22,125 22,125 0.00 1,068 959 -10.21
2018-08-08 13F-HR BAILARD, INC. 88,703 76,743 -13.48 4,283 3,325 -22.37
2018-08-08 13F-HR Maple Capital Management, Inc. 13,876 14,176 2.16 670 614 -8.36
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 4,130 3,155 -23.61 199 137 -31.16
2017-08-08 13F-HR DAVIDSON & GARRARD INC 35,083 32,502 -7.36 1,382 1,345 -2.68
2018-08-08 13F-HR Hanson McClain, Inc. 6,316 7,634 20.87 305 331 8.52
2018-08-15 13F-HR JANE STREET GROUP, LLC 3,704,985 4,227,817 14.11 178,877 183,191 2.41
2018-08-10 13F-HR Sequoia Wealth Management, Llc 6,953 5,373 -22.72 335 230 -31.34
2018-08-08 13F-HR Hanson & Doremus Investment Management 794 494 -37.78 38 21 -44.74
2018-08-14 13F-HR UBS Group AG 13,574,515 16,424,838 21.00 655,376 711,689 8.59
2018-08-14 13F-HR Autonomy Capital (Jersey) L.P. Call 452,900 0 -100.00 21,866 0 -100.00
2018-08-07 13F-HR Nicholas Hoffman & Company, LLC. 12,461 11,996 -3.73 602 520 -13.62
2018-09-18 13F-HR/A NORTHERN TRUST CORP 5,780,685 4,322,122 -25.23 279,093 187,278 -32.90
2018-07-30 13F-HR Trustcore Financial Services, Llc 42,500 41,638 -2.03 2,052 1,804 -12.09
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 172 196 13.95 8 8 0.00
2018-08-13 13F-HR BB&T SECURITIES, LLC 363,740 399,794 9.91 17,560 17,323 -1.35
2018-08-14 13F-HR MAKENA CAPITAL MANAGEMENT LLC Put 3,100,000 0 -100.00 149,668 0 -100.00
2018-08-14 13F-HR CAMG Solamere Management, LLC 14,384 12,489 -13.17 694 543 -21.76
2018-08-10 13F-HR Calton & Associates, Inc. 41,247 43,005 4.26 1,991 1,903 -4.42
2018-08-13 13F-HR OXFORD ASSET MANAGEMENT 0 14,324 0 620
2018-08-14 13F-HR New Vernon Capital Holdings II LLC 208,001 333,849 60.50 10,042 14,466 44.05
2018-04-18 13F-HR/A FNY Partners Fund LP 3,658 0 -100.00 172 0 -100.00
2018-08-14 13F-HR Graham Capital Management, L.P. 38,663 0 -100.00 1,867 0 -100.00
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 200,913 251,403 25.13 9,694 10,887 12.31
2018-08-09 13F-HR Sawtooth Asset Management, Inc. 71,969 45,830 -36.32 3,474 1,986 -42.83
2018-08-13 13F-HR WS MANAGEMENT LLLP Put 600,000 0 -100.00 28,968 0 -100.00
2018-08-07 13F-HR Stellar Capital Management, LLC 7,950 7,900 -0.63 384 342 -10.94
2018-08-08 13F-HR Crabel Capital Management, Llc 7,370 0 -100.00 356 0 -100.00
2018-07-26 13F-HR Granite Investment Advisors, Inc. 8,735 8,375 -4.12 422 363 -13.98
2018-08-24 13F-HR/A Mainstay Capital Management Llc /adv 650 28
2018-07-18 13F-HR Prospera Financial Services 62,275 60,128 -3.45 3,003 2,600 -13.42
2018-08-03 13F-HR Financial Architects, Inc 6,595 6,258 -5.11 318 271 -14.78
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Call 3,823,600 23,550 -99.38 184,603,408 102,042,150 -44.72
2018-08-06 13F-HR FTB Advisors, Inc. 78,158 98,978 26.64 3,770 4,288 13.74
2018-08-10 13F-HR Risk Paradigm Group, LLC 3,002 2,417 -19.49 144,936 104,729 -27.74
2018-07-23 13F-HR Diversified Trust Co 16,790 16,792 0.01 811 728 -10.23
2018-08-09 13F-HR CIBC Asset Management Inc 1,228,422 1,708,916 39.11 59,308 74,047 24.85
2018-08-13 13F-HR/A ARGI Investment Services, LLC 31,351 34,878 11.25 1,514 1,511 -0.20
2017-08-15 13F-HR 1st Global Advisors, Inc. 83,832 84,067 0.28 3,302 3,480 5.39
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. Put 510 94
2018-08-09 13F-HR Paradigm Financial Advisors, LLC 10,631 10,076 -5.22 513 436 -15.01
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 3,370,800 14,783,700 338.58 162,742 640,578 293.62
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 22,844,673 21,305,324 -6.74 1,102,941 923,159 -16.30
2018-10-12 13F-HR WEBSTER BANK, N. A. 44,160 46,240 4.71 1,913 1,984 3.71
2018-10-10 13F-HR MURPHY CAPITAL MANAGEMENT INC 31,690 32,630 2.97 1,373 1,400 1.97
2018-08-10 13F-HR Omnia Family Wealth, LLC 136,995 149,527 9.15 6,614 6,479 -2.04
2017-05-09 13F-HR LBA Wealth Management, LLC 3,898 3,898 0.00 136 154 13.24
2018-07-25 13F-HR BESSEMER GROUP INC 1,001,429 1,983,674 98.08 48,349 85,952 77.77
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 21,599,600 19,133,217 -11.42 1,042,827 829,042 -20.50
2018-10-10 13F-HR Hexavest Inc. 47,593 128,196 169.36 2,062 5,502 166.83
2018-07-30 13F-HR Intercontinental Wealth Advisors, Llc 49,475 51,073 3.23 2,389 2,213 -7.37
2018-07-25 13F-HR Analyst IMS Investment Management Services Ltd. 35,272 35,101 -0.48 1,703 1,498 -12.04
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC 15,088 0 -100.00 528 0 -100.00
2018-08-14 13F-HR Birch Hill Investment Advisors LLC 55,205 54,840 -0.66 2,665 2,376 -10.84
2018-08-03 13F-HR Well Done, LLC 2,090 0 -100.00 101 0 -100.00
2017-05-03 13F-HR TIAA CREF TRUST CO FSB/MO 1,826,119 1,886,097 3.28 63,933 74,293 16.20
2018-07-18 13F-HR BOSTON ADVISORS LLC 87,203 82,598 -5.28 4,210 3,579 -14.99
2018-10-05 13F-HR OPTIMUM INVESTMENT ADVISORS 15,327 11,536 -24.73 664 495 -25.45
2018-08-07 13F-HR ASSOCIATED BANC-CORP 77,076 74,952 -2.76 3,721 3,248 -12.71
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 6,244 13,673 118.98 301 592 96.68
2018-07-30 13F-HR Regal Wealth Group, Inc. 1,864 1,833 -1.66 90 79 -12.22
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,482,364 3,528,202 -45.57 312,988 152,877 -51.16
2018-08-14 13F-HR UBS Group AG Call 6,813,000 13,031,700 91.28 328,932 564,664 71.67
2018-08-14 13F-HR GM Advisory Group, Inc. 5,651 5,631 -0.35 273 244 -10.62
2018-08-07 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 16,086 0 -100.00 777 0 -100.00
2018-07-16 13F-HR Hefren-Tillotson, Inc. 4,626 6,058 30.96 223 262 17.49
2017-02-10 13F-HR BlackRock Group LTD Call 57,200 0 -100.00 2,142 0
2018-10-15 13F-HR Kessler Investment Group, LLC 173 0 -100.00 7 0 -100.00
2018-07-31 13F-HR NBT BANK N A /NY 165,636 108,255 -34.64 7,997 4,691 -41.34
2018-08-09 13F-HR CHEMICAL BANK 28,242 29,733 5.28 1,364 1,288 -5.57
2018-05-22 13F-HR MEMBERS Trust Co 8,393 11,115 32.43 396 536 35.35
2018-08-01 13F-HR Financial Management Professionals, Inc. 45,818 295 -99.36 2,212 13 -99.41
2018-08-15 13F-HR Focused Wealth Management, Inc 469 471 0.43 23 20 -13.04
2018-07-11 13F-HR TNB Financial 12,454 12,614 1.28 601 547 -8.99
2018-07-16 13F-HR OTA Financial Group L.P. 25,857 10,300 -60.17 1,248 446 -64.26
2018-08-14 13F-HR SIGNATUREFD, LLC 10,837 24,429 125.42 523 1,059 102.49
2018-08-06 13F-HR Navellier & Associates Inc 72,377 0 -100.00 3,494 0 -100.00
2018-08-14 13F-HR Bridgeworth, LLC 3,286 142
2018-08-03 13F-HR Evensky & Katz LLC 1,798 2,325 29.31 86 100 16.28
2018-08-14 13F-HR ZACKS INVESTMENT MANAGEMENT 14,554 14,550 -0.03 703 630 -10.38
2018-02-09 13F-HR RidgeWorth Capital Management LLC 91 91 0.00 4 4 0.00
2018-08-06 13F-HR STRS OHIO 828,000 852,000 2.90 39,975 36,917 -7.65
2018-07-18 13F-HR Granite Springs Asset Management Llc 5,025 0 -100.00 243 0 -100.00
2018-08-09 13F-HR WMS Partners, LLC 5,837 7,637 30.84 282 331 17.38
2018-08-14 13F-HR Algebris (uk) Ltd Put 325,000 1,911,000 488.00 15,691 116,009 639.33
2018-08-14 13F-HR Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 23,847 23,847 0.00 1,151 1,033 -10.25
2018-07-18 13F-HR Jolley Asset Management, LLC 253 253 0.00 12 11 -8.33
2018-08-01 13F-HR Seatown Holdings Pte. Ltd. 420,834 1,046,151 148.59 20,318 45,330 123.10
2018-08-13 13F-HR Allianz Asset Management AG 540,004 62,192 -88.48 26,071 2,695 -89.66
2018-08-08 13F-HR Moisand Fitzgerald Tamayo, LLC 200 200 0.00 10 9 -10.00
2018-08-02 13F-HR Fiera Capital Corp 399,927 405,556 1.41 19,308 17,573 -8.99
2018-08-14 13F-HR JP Morgan Chase & Co 11,855,011 6,995,718 -40.99 572,360 303,123 -47.04
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Put 3,587,645 4,933,561 37.52 11,463 16,039 39.92
2018-08-03 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 77,975 0 -100.00 3,765 0 -100.00
2018-01-25 13F-HR Concannon Wealth Management, LLC 503 507 0.80 23 24 4.35
2018-08-14 13F-HR QS Investors, LLC 0 10,798 0 468
2018-07-18 13F-HR Daniel Devine & Co 55,625 55,625 0.00 2,686 2,410 -10.28
2018-08-13 13F-HR Mascoma Wealth Management LLC 0 50 0 2
2018-07-24 13F-HR Schneider Downs Wealth Management Advisors, LP 6,800 6,800 0.00 328 295 -10.06
2018-08-07 13F-HR United Asset Strategies, Inc. 6,635 26,820 304.22 320 1,162 263.13
2018-10-11 13F-HR Lfa - Lugano Financial Advisors Sa 31,000 28,875 -6.85 1,335 1,239 -7.19
2018-07-31 13F-HR HOWARD HUGHES MEDICAL INSTITUTE 1,535,000 3,120,000 103.26 74,110 135,190 82.42
2018-01-16 13F-HR 440 INVESTMENT GROUP, LLC 4,678 220
2018-07-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 8,698 9,698 11.50 420 420 0.00
2018-07-31 13F-HR Accredited Investors Inc. 4,748 5,185 9.20 229 225 -1.75
2018-08-14 13F-HR HANCOCK HOLDING CO 103,257 21,798 -78.89 4,985 945 -81.04
2018-08-13 13F-HR Aureus Asset Management, LLC 7,185 7,185 0.00 347 311 -10.37
2018-08-02 13F-HR VICTORY CAPITAL MANAGEMENT INC 102,542 0 -100.00 4,951 0 -100.00
2018-08-03 13F-HR Regis Management CO LLC 25,541 13,016 -49.04 1,233 564 -54.26
2017-07-28 13F-HR RONALD BLUE & CO LLC 30,649 26,626 -13.13 1,207 1,102 -8.70
2018-08-06 13F-HR Granite Investment Partners, LLC 1,196 52
2018-08-07 13F-HR Bhk Investment Advisors, Llc 63,372 66,259 4.56 3,060 2,871 -6.18
2018-10-09 13F-HR E&G Advisors, LP 17,000 17,000 0.00 737 730 -0.95
2018-08-03 13F-HR Cavalier Investments 2,240 0 -100.00 108 0 -100.00
2018-08-07 13F-HR ROOF EIDAM & MAYCOCK/ADV 11,610 11,610 0.00 561 503 -10.34
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 710,404 908,469 27.88 34,298 39,364 14.77
2018-08-14 13F-HR Moors & Cabot, Inc. 7,773 8,042 3.46 375 348 -7.20
2018-07-26 13F-HR Abacus Planning Group, Inc. 50,246 48,807 -2.86 2,426 2,114 -12.86
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES Call 45,000 43,600 -3.11 358 148 -58.66
2018-08-07 13F-HR Highland Private Wealth Management 92,342 0 -100.00 4,458 0 -100.00
2018-08-10 13F-HR Halbert, Hargrove/Russell LLC 19,653 19,541 -0.57 949 847 -10.75
2018-07-11 13F-HR Atlas Brown,Inc. 13,994 14,737 5.31 676 650 -3.85
2018-08-14 13F-HR COHEN & STEERS INC 154,570 154,570 0.00 7,463 6,698 -10.25
2018-07-31 13F-HR Main Management LLC 1,532,238 1,552,920 1.35 73,976 67,288 -9.04
2018-08-14 13F-HR Lombard Odier Asset Management (USA) Corp Call 204,000 500,000 145.10 9,849 21,665 119.97
2018-08-13 13F-HR Probity Advisors, Inc. 4,855 4,855 0.00 234 210 -10.26
2018-08-08 13F-HR COMMERCE BANK 445,339 422,485 -5.13 21,501 18,306 -14.86
2018-08-14 13F-HR CREDIT SUISSE AG/ Call 11,323,500 11,136,600 -1.65 546,699 482,549 -11.73
2018-08-10 13F-HR Van Cleef Asset Management,Inc 4,339 0 -100.00 209 0 -100.00
2018-07-31 13F-HR Camarda Financial Advisors, LLC 702 702 0.00 34 30 -11.76
2018-10-05 13F-HR SMITHBRIDGE ASSET MANAGEMENT INC/DE 22,500 22,500 0.00 975 966 -0.92
2018-08-07 13F-HR First Personal Financial Services 1,550 0 -100.00 75 0 -100.00
2018-08-10 13F-HR Pointe Capital Management LLC 15,262 18,297 19.89 737 793 7.60
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 151,261 161,022 6.45 7,302,881 6,977,083 -4.46
2018-08-13 13F-HR Marino, Stram & Associates Llc 1 1 0.00 0 0
2018-10-09 13F-HR BREMER TRUST NATIONAL ASSOCIATION 135,157 140,188 3.72 5,856 6,017 2.75
2018-07-19 13F-HR Carroll Financial Associates, Inc. 292 292 0.00 14 12 -14.29
2018-08-09 13F-HR Waldron, LP 150,962 153,674 1.80 7,288 6,658 -8.64
2018-08-15 13F-HR High Falls Advisors, Inc 13,291 0 -100.00 642 0 -100.00
2018-07-19 13F-HR Sageworth Trust Co 45,451 45,451 0.00 2,195 1,969 -10.30
2018-07-24 13F-HR BANK HAPOALIM BM 17,049 16,908 -0.83 823 733 -10.94
2018-08-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 54,850 52,660 -3.99 2,648 2,281 -13.86
2018-08-14 13F-HR Nokomis Capital, L.L.C. Call 10,000 10,000 0.00 483 433 -10.35
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 0 17,676 0 766
2018-08-14 13F-HR Zurich Insurance Group Ltd/FI 2,955 5,875 98.82 143 255 78.32
2018-08-07 13F-HR Clear Perspective Advisors, LLC 1,460 1,960 34.25 70 85 21.43
2018-08-07 13F-HR Crewe Advisors Llc 1,077 1,077 0.00 52 47 -9.62
2018-08-13 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Put 800,000 96,200 -87.97 38,624 4,168 -89.21
2018-08-13 13F-HR Vantage Investment Advisors, LLC 435 435 0.00 21 19 -9.52
2018-07-25 13F-HR JFS WEALTH ADVISORS, LLC 5,106 4,926 -3.53 247 213 -13.77
2018-08-15 13F-HR/A PUTNAM INVESTMENTS LLC 67,704 200,104 195.56 3,269 8,671 165.25
2018-08-14 13F-HR ALESCO ADVISORS LLC 9,487 9,087 -4.22 458 394 -13.97
2018-08-08 13F-HR Brand Asset Management Group, Inc. 19,953 865
2018-07-13 13F-HR/A Addenda Capital Inc. 81,500 81,500 0.00 3,935 3,531 -10.27
2018-08-09 13F-HR First Heartland Consultants, Inc. 121,604 38,157 -68.62 5,871 1,653 -71.84
2018-08-10 13F-HR ClariVest Asset Management LLC 65,900 265,500 302.88 3,182 11,504 261.53
2018-08-13 13F-HR NORTHEAST INVESTMENT MANAGEMENT 133,269 134,094 0.62 6,434 5,810 -9.70
2018-08-06 13F-HR LEE DANNER & BASS INC 25,150 25,130 -0.08 1,214 1,127 -7.17
2018-08-14 13F-HR Banco De Sabadell, S.a 796,237 380,792 -52.18 38,015 16,378 -56.92
2018-05-11 13F-HR CITIGROUP INC 7,298,941 2,835,512 -61.15 343,926 136,900 -60.19
2018-08-09 13F-HR Newfoundland Capital Management Put 175,000 360,300 105.89 8,449 15,614 84.80
2018-10-10 13F-HR Diversified Portfolios, Inc. 6,986 6,810 -2.52 303 292 -3.63
2018-09-05 13F-HR Wealth & Pension Services Group, Inc. 11,478 497
2018-08-13 13F-HR Global Retirement Partners, Llc 12,085 15,378 27.25 583 666 14.24
2018-07-24 13F-HR Water Oak Advisors LLC 47,603 37,601 -21.01 2,298 1,629 -29.11
2018-08-09 13F-HR Private Advisor Group, LLC 276,857 136,656 -50.64 13,367 5,881 -56.00
2018-07-11 13F-HR TRUST CO OF VERMONT 28,475 33,495 17.63 1,375 1,451 5.53
2018-07-11 13F-HR Lowe fs, LLC 1,002 1,002 0.00 48 43 -10.42
2018-08-07 13F-HR SG Americas Securities, LLC 1,653,868 142,041 -91.41 79,849 6,155 -92.29
2018-08-07 13F-HR Quad-cities Investment Group, Llc 500 22
2018-10-04 13F-HR Xr Securities Llc Put 24,300 23
2018-08-01 13F-HR G&s Capital Llc 116,455 0 -100.00 5,622 0 -100.00
2018-08-10 13F-HR Cutler Group LP 70,429 148,351 110.64 3,400 6,428 89.06
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 0 600,000 0 25,998
2018-07-19 13F-HR Ballentine Partners, LLC 243,804 246,826 1.24 11,771 10,695 -9.14
2018-07-26 13F-HR WP Advisors, LLC 73,257 73,556 0.41 3,537 3,187 -9.90
2018-08-01 13F-HR Shepherd Financial Partners LLC 9,288 48,750 424.87 449 2,092 365.92
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 1,193,796 1,423,728 19.26 57,636 61,690 7.03
2018-10-03 13F-HR Clarus Wealth Advisors 1,090 1,190 9.17 53 51 -3.77
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 0 65,000 0 2,816
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 913,238 797,116 -12.72 44,091 34,539 -21.66
2018-08-06 13F-HR BKS ADVISORS, LLC 61,500 61,623 0.20 2,969 2,670 -10.07
2018-07-09 13F-HR Empirical Finance, LLC 63,268 0 -100.00 3,055 0 -100.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC 12,889 12,889 0.00 622 622 0.00
2018-08-07 13F-HR Independence Bank Of Kentucky 11,370 10,916 -3.99 549 473 -13.84
2018-08-08 13F-HR Motco 270 270 0.00 13 12 -7.69
2018-08-13 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 38,751 38,751 0.00 1,871 1,679 -10.26
2017-08-11 13F-HR Threshold Group LLC 26,385 16,477 -37.55 1,039 682 -34.36
2018-02-12 13F-HR Pinnacle Wealth Planning Services, Inc. 16,849 794
2018-08-03 13F-HR TERRIL BROTHERS, INC. 6,304 0 -100.00 304 0 -100.00
2018-08-10 13F-HR M&T BANK CORP Put 55 55 0.00 9 12 33.33
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 2,357,713 5,751,421 143.94 113,830,384 249,209,072 118.93
2018-05-11 13F-HR CITIGROUP INC Call 10,213,700 13,765,600 34.78 481,269 664,603 38.09
2018-08-13 13F-HR RMB Capital Management, LLC 9,136 9,830 7.60 441 426 -3.40
2018-08-15 13F-HR/A Signature Financial Management, Inc. 5,185 5,335 2.89 250 232 -7.20
2018-07-31 13F-HR UMB BANK N A/MO 16,669 11,477 -31.15 804 498 -38.06
2018-08-08 13F-HR Emery Howard Portfolio Management, Inc. 125,012 125,488 0.38 6,036 5,437 -9.92
2018-07-26 13F-HR Moloney Securities Asset Management, LLC 25,931 32,079 23.71 1,252 1,390 11.02
2018-08-10 13F-HR Nikulski Financial, Inc. 9,250 9,645 4.27 447 418 -6.49
2018-08-28 13F-HR Truvestments Capital Llc 18,450 799
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 25,450 20,724 -18.57
2018-07-25 13F-HR Transamerica Financial Advisors, Inc. 8,267 2 -99.98 400 1 -99.75
2018-08-07 13F-HR IFP Advisors, Inc 138,454 145,088 4.79 6,685 6,287 -5.95
2018-07-12 13F-HR OGOREK ANTHONY JOSEPH /NY/ /ADV 310 310 0.00 14 13 -7.14
2018-08-14 13F-HR Almanack Investment Partners, LLC. 193,552 147,099 -24.00 9,323 6,374 -31.63
2018-08-10 13F-HR BIRINYI ASSOCIATES INC 9,250 9,150 -1.08 447 396 -11.41
2018-07-13 13F-HR Personal Resources Investment & Strategic Management, Inc. 366,123 370,865 1.30 17,384 16,099 -7.39
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 3,805,000 4,461,600 17.26 183,705 193,321 5.23
2018-07-17 13F-HR MUTUAL OF OMAHA BANK WEALTH MANAGEMENT 71,789 69,870 -2.67 3,465 3,026 -12.67
2018-08-06 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 0 60,642 2,937 2,627 -10.55
2018-08-07 13F-HR IFP Advisors, Inc Call 500 22
2018-08-13 13F-HR Hilton Capital Management, LLC 6,060 293 263 -10.24
2018-02-14 13F-HR AHL Partners LLP 1,214,593 1,263,635 4.04 54,426 59,542 9.40
2018-10-15 13F-HR Riggs Asset Managment Co. Inc. 105 0 -100.00 5 0 -100.00
2018-08-09 13F-HR CPCM, LLC 26,786 25,930 -3.20 1,293 1,124 -13.07
2017-02-10 13F-HR BlackRock Fund Advisors 5,128,634 7,438,681 45.04 192,067 260,428 35.59
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 49 20 -59.18 2 1 -50.00
2018-08-09 13F-HR Tredje AP-fonden 0 200,000 0 8,666
2018-08-14 13F-HR Baker Avenue Asset Management, LP 24,345 24,065 -1.15 1,175 1,043 -11.23
2018-07-11 13F-HR Adams Asset Advisors, LLC 26,746 26,746 0.00 1,291 1,158 -10.30
2018-10-12 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 47,635 44,435 -6.72 2,064 1,907 -7.61
2017-01-13 13F-HR Sunnymeath Asset Management, Inc. 0 3,085 0.00 0 108
2018-08-10 13F-HR SHELTON CAPITAL MANAGEMENT 10,588 10,654 0.62 511 462 -9.59
2018-07-23 13F-HR Brave Asset Management Inc 88,856 99,711 12.22 4,290 4,320 0.70
2018-08-13 13F-HR Trust Asset Management LLC 21 21 0.00 1 1 0.00
2017-02-07 13F-HR VECTOR WEALTH MANAGEMENT, LLC 44,504 49,458 11.13 1,667 1,732 3.90
2018-07-13 13F-HR Truewealth Llc 2,889 4,065 40.71 139 176 26.62
2018-08-03 13F-HR Capital Analysts, Inc. 161 160 -0.62 8 6,932 86,550.00
2018-10-04 13F-HR National Asset Management, Inc. 36,435 32,024 -12.11 1,759 1,388 -21.09
2018-07-20 13F-HR Creative Planning 569,691 572,271 0.45 27,505 24,797 -9.85
2018-10-09 13F-HR Kovack Advisors, Inc. 0 5,965 0 256
2018-08-07 13F-HR Johnson Financial Group, Inc. 29,271 27,818 -4.96 1,413 1,205 -14.72
2018-10-12 13F-HR Canton Hathaway, Llc 16,130 692
2018-07-19 13F-HR DAVIS R M INC 5,956 6,017 1.02 288 261 -9.37
2018-08-14 13F-HR Pinnacle Holdings, LLC 7,615 7,615 0.00 367,652 329,958 -10.25
2018-07-19 13F-HR Stelac Advisory Services LLC 290,003 304,816 5.11 14,001 13,208 -5.66
2018-08-14 13F-HR Banco Santander, S.A. 1,477,888 1,380,930 -6.56 71,353 59,837 -16.14
2018-07-20 13F-HR Rossmore Private Capital 7,127 5,764 -19.12 344 250 -27.33
2018-08-07 13F-HR Solstein Capital, Llc Put 18,000 18
2018-08-07 13F-HR DELTEC ASSET MANAGEMENT LLC 14,004 14,004 0.00 676 607 -10.21
2018-08-14 13F-HR Jacobi Capital Management LLC 133,920 5,752 -95.70 6,349 249 -96.08
2018-07-20 13F-HR First Command Bank 134 6
2018-07-19 13F-HR Chicago Capital, Llc 5,220 5,416 3.75 252 235 -6.75
2017-02-10 13F-HR BlackRock Advisors LLC 273,108 0 -100.00 10,228 0
2018-07-20 13F-HR Tiaa, Fsb 2,132,487 2,754,952 29.19 102,957 119,372 15.94
2018-10-10 13F-HR McNamara Financial Services, Inc. 7,300 0 -100.00 234 0 -100.00
2018-08-10 13F-HR Mosaic Family Wealth, LLC 2,488 2,595 4.30 120 112 -6.67
2018-07-23 13F-HR Delphi Private Advisors LLC 2,653 2,653 0.00 128 115 -10.16
2018-07-31 13F-HR Allianz Life Insurance Co Of North America 26,097 32,350 23.96 1,244 1,387 11.50
2018-10-11 13F-HR Eldridge Investment Advisors, Inc. 11,306 15,206 34.49 489 652 33.33
2018-08-14 13F-HR Mariner Wealth Advisors, LLC 720,783 737,571 2.33 34,798 31,959 -8.16
2018-08-13 13F-HR HAP Trading, LLC Call 28,600 32,900 15.03 124 39 -68.55
2018-07-24 13F-HR ROTHSCHILD INVESTMENT CORP /IL 13,471 9,545 -29.14 650 414 -36.31
2018-08-02 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 33,137 30,498 -7.96 1,600 1,321 -17.44
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 21,255,400 7,225,000 -66.01 1,026,211 313,059 -69.49
2018-08-07 13F-HR Good Life Advisors, LLC 25,360 26,475 4.40 1,204 1,144 -4.98
2018-08-13 13F-HR SCOTIA CAPITAL INC. 172,620 175,228 1.51 8,333 8,441 1.30
2018-10-15 13F-HR CAPE COD FIVE CENTS SAVINGS BANK 7,687 7,687 0.00 333 330 -0.90
2018-08-14 13F-HR Alexandria Capital, LLC 78,055 78,042 -0.02 3,768 3,381 -10.27
2018-08-14 13F-HR PDT Partners, LLC 39,800 0 -100.00 1,922 0 -100.00
2018-08-03 13F-HR COCONUT GROVE BANK 60,297 59,614 -1.13 2,911 2,583 -11.27
2018-08-14 13F-HR Natixis 1,492,368 1,654,799 10.88 72,052 71,702 -0.49
2017-02-10 13F-HR BlackRock Investment Management, LLC Call 0 0
2018-07-24 13F-HR Marquette Asset Management Inc. 61,775 61,776 0.00 2,982 2,677 -10.23
2018-08-14 13F-HR Squarepoint Ops LLC 1,093,653 141,481 -87.06 52,802 6,130 -88.39
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,072,702 4,081,000 0.20 196,630 176,830 -10.07
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 364,700 494,200 35.51 17,607 21,413 21.62
2018-07-26 13F-HR Whitnell & Co. 13,623 13,623 0.00 658 590 -10.33
2018-08-03 13F-HR Harvest Fund Management Co., Ltd 36,252 0 -100.00 1,749 0 -100.00
2018-07-26 13F-HR Ironwood Investment Counsel, LLC 7,290 7,290 0.00 351 315 -10.26
2018-08-14 13F-HR Falcon Edge Capital LP Put 1,000,000 43,330
2018-07-18 13F-HR Shoker Investment Counsel, Inc. 70,326 71,480 1.64 3,395 3,097 -8.78
2018-08-09 13F-HR KWMG, LLC 0 3,038 0 132
2018-08-07 13F-HR ASPIRIANT, LLC 205,033 217,932 6.29 9,899 9,443 -4.61
2018-08-15 13F-HR BRIDGES INVESTMENT MANAGEMENT INC 26,738 52,388 95.93 1,290 2,270 75.97
2017-08-18 13F-HR WFG Advisors, LP 6,767 8,622 27.41 267 357 33.71
2018-08-02 13F-HR D.A. DAVIDSON & CO. 95,565 106,997 11.96 4,614 4,636 0.48
2018-08-14 13F-HR Frontier Wealth Management LLC 33,902 33,940 0.11 1,637 1,471 -10.14
2018-08-14 13F-HR Capula Management Ltd Put 6,930,000 0 -100.00 334,580 0 -100.00
2018-08-10 13F-HR CITIGROUP INC Call 13,765,600 6,256,700 -54.55 664,603 271,103 -59.21
2018-07-19 13F-HR Narwhal Capital Management 14,451 14,452 0.01 698 626 -10.32
2018-08-14 13F-HR Rafferty Asset Management, LLC 5,267,986 3,929,232 -25.41 254,338 170,254 -33.06
2018-08-10 13F-HR Ttp Investments, Inc. 51,437 0 -100.00 2,483 0 -100.00
2018-08-07 13F-HR GREENLEAF TRUST 257,048 255,090 -0.76 12,410 11,053 -10.93
2018-08-14 13F-HR Sterling Capital Management LLC 64,699 67,802 4.80 3,124 2,938 -5.95
2018-08-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 14,487 14,951 3.20 700 648 -7.43
2018-08-09 13F-HR/A Integrated Investment Consultants, LLC 33,265 33,265 0.00 1,606 1,441 -10.27
2018-08-07 13F-HR Van Hulzen Asset Management, LLC 11,877 12,522 5.43 573 543 -5.24
2018-08-07 13F-HR Twin Tree Management, LP Put 104,500 0 -100.00 5,045 0 -100.00
2018-10-12 13F-HR Cutter & CO Brokerage, Inc. 8,142 20,010 145.76 353 859 143.34
2018-08-01 13F-HR Joel Isaacson & Co., LLC 8,728 7,577 -13.19 421 328 -22.09
2018-08-13 13F-HR EMERGING SOVEREIGN GROUP LLC 104,050 0 -100.00 5,024 0 -100.00
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. 125,343 0 -100.00 6,052 0 -100.00
2018-08-13 13F-HR Lumina Fund Management LLC Call 10,000 460
2018-08-14 13F-HR Gramercy Funds Management LLC Put 4,500,000 5,000,000 11.11 217,260 216,650 -0.28
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 0 14,300 0 620
2018-08-14 13F-HR Empyrean Capital Partners, LP Put 755,300 32,727
2018-08-14 13F-HR Fernwood Investment Management, LLC 23,178 22,201 -4.22 1,119 962 -14.03
2018-08-14 13F-HR Valiant Capital Management, L.P. Put 2,100,000 3,400,000 61.90 101,388 147,322 45.31
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 15,814 15,814 0.00 764 685 -10.34
2018-08-07 13F-HR Twin Tree Management, LP 58,157 23,567 -59.48 2,808 1,021 -63.64
2018-08-14 13F-HR Graham Capital Management, L.P. Put 0 250,000 0 10,832
2018-07-19 13F-HR Goss Wealth Management LLC 5,550 17,550 216.22 263 753 186.31
2018-10-05 13F-HR Gierl Augustine Investment Management Inc 349 0 -100.00 15 0 -100.00
2018-07-03 13F-HR Washington Trust Bank 32,977 31,973 -3.04 1,592 1,386 -12.94
2018-07-31 13F-HR Ariel Capital Advisors, LLC 2,845 2,845 0.00 137 123 -10.22
2018-08-14 13F-HR Quad Capital Management Advisors LLC 32,626 1,414
2018-08-10 13F-HR Perennial Advisors, LLC 5,460 6,605 20.97 264 286 8.33
2018-08-14 13F-HR CAXTON ASSOCIATES LP Call 5,000,000 1,750,000 -65.00 241,400 75,828 -68.59
2018-07-24 13F-HR Cribstone Capital Management, LLC 4,483 4,483 0.00 216 194 -10.19
2017-05-10 13F-HR Concert Wealth Management Inc. 15,439 46,959 204.16 549 1,652 200.91
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 27,321 16,308 -40.31 1,319 707 -46.40
2018-08-02 13F-HR BABSON CAPITAL MANAGEMENT LLC 12,005 12,005 0.00 579 512 -11.57
2018-02-08 13F-HR GIRARD SECURITIES, INC. 19,830 0 -100.00 887 0 -100.00
2018-07-24 13F-HR SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 19,366 19,524 0.82 935 846 -9.52
2018-08-14 13F-HR PRUDENTIAL PLC 23,280 23,280 0.00 1,124 1,009 -10.23
2018-08-14 13F-HR PEAK6 Investments, L.P. 0 109,045 0 4,725
2018-07-11 13F-HR Ledyard National Bank 21,607 21,832 1.04 1,043 946 -9.30
2018-08-14 13F-HR InterOcean Capital, LLC 18,131 19,222 6.02 875 833 -4.80
2018-07-17 13F-HR CALAMOS WEALTH MANAGEMENT LLC 71,582 92,126 28.70 3,456 3,992 15.51
2018-08-14 13F-HR Progeny 3, Inc. 14,170 0 -100.00 684 0 -100.00
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 766,929 389,036 -49.27 37,028 16,857 -54.47
2018-07-27 13F-HR Burt Wealth Advisors 2,740 2,740 0.00 132 119 -9.85
2018-08-15 13F-HR Metlife Investment Advisors, Llc 11,105 12,405 11.71 529 538 1.70
2018-08-14 13F-HR Centaurus Financial, Inc. 99,678 100,650 0.98 4,812 4,361 -9.37
2018-08-13 13F-HR Jasper Ridge Partners, L.P. 254,150 254,150 0.00 12,270 11,012 -10.25
2018-08-14 13F-HR Mirae Asset Global Investments Co., Ltd. 16,500 16,500 0.00 797 715 -10.29
2017-08-14 13F-HR/A Rotation Capital Management, LP Put 355,000 355,000 0.00 14,555 14,555 0.00
2018-08-02 13F-HR Sompo Japan Nipponkoa Asset Management Co.,ltd. 371,671 0 -100.00 17,944 0 -100.00
2018-08-14 13F-HR BROOKFIELD ASSET MANAGEMENT INC. Put 450,000 0 -100.00 21,726 0 -100.00
2018-08-14 13F-HR BROWN BROTHERS HARRIMAN & CO 2,550 2,550 0.00 123 110 -10.57
2018-08-13 13F-HR Allianz Asset Management AG Put 3,265,800 2,887,000 -11.60 157,673 125,094 -20.66
2018-07-31 13F-HR EAGLE GLOBAL ADVISORS LLC 12,460 12,160 -2.41 602 527 -12.46
2018-08-15 13F-HR Bruderman Asset Management, LLC 1,180 1,180 0.00 57 51 -10.53
2018-10-09 13F-HR We Are One Seven, Llc 10,115 15,300 51.26 488 656 34.43
2018-08-08 13F-HR Financial Advocates Investment Management 154,285 102,463 -33.59 7,449 4,416 -40.72
2018-08-14 13F-HR CREDIT SUISSE AG/ Put 44,122,600 45,467,000 3.05 2,130,239 1,970,085 -7.52
2018-07-25 13F-HR BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 7,752 7,553 -2.57 374 327 -12.57
2018-08-07 13F-HR Karp Capital Management Corp 132,358 0 -100.00 6,390 0 -100.00
2018-10-09 13F-HR COBIZ INVESTMENT MANAGEMENT, LLC 9,618 9,207 -4.27 417 395 -5.28
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 376,630 369,932 -1.78 18,184 16,029 -11.85
2018-07-12 13F-HR Independence Advisors, LLC 31,051 32,721 5.38 1,499 1,418 -5.40
2018-08-13 13F-HR ROYAL BANK OF SCOTLAND GROUP PLC 18,947 18,797 -0.79 914 814 -10.94
2018-08-14 13F-HR SNS Financial Group, LLC 204,105 172,599 -15.44 9,854 7,479 -24.10
2018-07-27 13F-HR EVERETT HARRIS & CO /CA/ 39,717 39,717 0.00 1,918 1,721 -10.27
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 512,394 638,994 24.71 24,738 27,688 11.92
2018-08-13 13F-HR LAZARD ASSET MANAGEMENT LLC 36,990 43,690 18.11 1,785 1,893 6.05
2018-08-14 13F-HR Jefferies Group LLC 87,380 463,961 430.97 4,219 20,103 376.49
2018-08-06 13F-HR NTV ASSET MANAGEMENT LLC 159,835 159,985 0.09 7,717 6,932 -10.17
2018-08-06 13F-HR Brouwer & Janachowski, LLC 6,394 0 -100.00 309 0 -100.00
2018-07-27 13F-HR NICHOLS & PRATT ADVISERS LLP /MA 7,025 7,025 0.00 339 305 -10.03
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 4,262 215,732 4,961.76 202 5,029 2,389.60
2018-08-14 13F-HR SANDELL ASSET MANAGEMENT CORP Call 200,000 8,666
2018-08-14 13F-HR Cynosure Advisors, Llc 14,300 14,300 0.00 690 620 -10.14
2018-08-13 13F-HR Westside Investment Management, Inc. 1,736 1,743 0.40 82,393 74,753 -9.27
2018-02-12 13F-HR Florence Capital Advisors, LLC 30 1
2018-08-14 13F-HR Point72 Asset Management, L.P. 10,000 0 -100.00 483 0 -100.00
2018-08-09 13F-HR Lucia Wealth Services, Llc 1,400 1,200 -14.29 68 52 -23.53
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 1,292,160 1,068,620 -17.30 62,385 46,303 -25.78
2018-08-02 13F-HR JMG Financial Group, Ltd. 19,973 46,729 133.96 964 2,025 110.06
2018-05-11 13F-HR Argent Trust Co 15,782 15,668 -0.72 744 756 1.61
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 4,235 2,075 -51.00 204 90 -55.88
2018-08-02 13F-HR HUDSON CANYON INVESTMENT COUNSELORS LLC 1,685 1,685 0.00 81 73 -9.88
2018-08-13 13F-HR BOKF, NA 656,702 728,610 10.95 31,706 31,571 -0.43
2018-08-06 13F-HR QCI ASSET MANAGEMENT INC/NY 1,905 2,005 5.25 92 87 -5.43
2018-10-03 13F-HR Fulton Bank, N.A. 58,552 35,458 -39.44 2,537 1,522 -40.01
2018-08-09 13F-HR Tilden Park Management I LLC Call 0 200,000 0 8,666
2018-08-08 13F-HR LINCOLN NATIONAL CORP 14,400,626 15,052,476 4.53 695,262 652,223 -6.19
2018-08-15 13F-HR CASTLEARK MANAGEMENT LLC 695,900 95,000 -86.35 33,598 4,116 -87.75
2018-08-14 13F-HR ROYAL BANK OF CANADA Call 1,450,000 4,241,000 192.48 70,006 183,763 162.50
2018-08-09 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 131,427 127,449 -3.03 6,345,296 5,522 -99.91
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 25,037,600 19,795,500 -20.94 1,208,815 857,739 -29.04
2018-08-01 13F-HR FIRST MIDWEST BANK TRUST DIVISION 26,454 59,022 123.11 1,277 2,557 100.23
2018-10-09 13F-HR FARMERS TRUST CO 14,524 13,324 -8.26 629 572 -9.06
2018-08-13 13F-HR Icon Wealth Partners, Llc 3,599 4,809 33.62 174 208 19.54
2018-08-10 13F-HR First Washington CORP 26,195 26,195 0.00 1,265 1,135 -10.28
2018-07-30 13F-HR Atlas Capital Advisors Llc 2,340 2,340 0.00 112,975 102,796 -9.01
2018-08-07 13F-HR Aries Wealth Management 7,100 7,100 0.00 341 319 -6.45
2018-08-14 13F-HR Capula Management Ltd 70,203 0 -100.00 3,389 0 -100.00
2018-08-14 13F-HR STIFEL FINANCIAL CORP 435,472 411,804 -5.44 21,023 17,830 -15.19
2018-08-03 13F-HR Centiva Capital, Lp 14,722 0 -100.00 711 0 -100.00
2018-08-08 13F-HR Private Ocean, LLC 740 740 0.00 35 32 -8.57
2018-08-13 13F-HR Buckingham Asset Management, LLC 12,504 15,196 21.53 604 658 8.94
2018-07-24 13F-HR Squar Milner Financial Services Llc 408 18
2018-08-08 13F-HR MADISON INVESTMENT HOLDINGS INC 6,817 7,051 3.43 329 306 -6.99
2018-07-23 13F-HR BerganKDV Wealth Management, LLC 0 709 0 31
2018-08-17 13F-HR Trilogy Capital Inc. 143 438 206.29 7 19 171.43
2018-08-14 13F-HR Asset Management Group, Inc. 91,093 91,570 0.52 4,398 3,968 -9.78
2018-08-10 13F-HR EATON VANCE MANAGEMENT 263,619 263,530 -0.03 12,728 11,419 -10.28
2018-08-09 13F-HR Oakmont Partners LLC 188,542 197,791 4.91 9,103 8,570 -5.86
2018-08-07 13F-HR Essex Financial Services, Inc. 17,588 0 -100.00 849 0 -100.00
2018-10-09 13F-HR APPLETON PARTNERS INC/MA 40,680 38,718 -4.82 1,763 1,662 -5.73
2018-08-14 13F-HR Westwood Global Investments, LLC 24,420 0 -100.00 1,179 0 -100.00
2018-08-13 13F-HR WEALTHSOURCE PARTNERS, LLC 59,337 49,181 -17.12 2,865 2,131 -25.62
2018-08-13 13F-HR GREAT LAKES ADVISORS, LLC 132,851 120,288 -9.46 6,414 5,212 -18.74
2018-08-14 13F-HR Banco BTG Pactual S.A. Call 25,000 3
2018-08-14 13F-HR TAURUS ASSET MANAGEMENT, LLC 7,300 7,300 0.00 352 316 -10.23
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 15,698,500 24,306,800 54.84 757,927 1,053,212 38.96
2018-08-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 0 38,000 0 1,647
2018-08-07 13F-HR Timber Creek Capital Management LLC 6,751 6,125 -9.27 325 265 -18.46
2018-10-09 13F-HR Lenox Wealth Advisors, Inc. 2,869 3,013 5.02 124 129 4.03
2018-10-04 13F-HR CENTRAL TRUST Co 2,568 2,868 11.68 111 123 10.81
2018-08-14 13F-HR Paloma Partners Management Co Call 210,200 0 -100.00 10,148 0 -100.00
2018-08-01 13F-HR Paulson Wealth Management Inc. 44,105 44,476 0.84 2,129 1,927 -9.49
2018-05-15 13F-HR Vista Private Wealth Partners. Llc 4,104 0 -100.00 201 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC Put 410,000 53,300 -87.00 19,319 2,573 -86.68
2018-08-10 13F-HR COUNTRY TRUST BANK 1,020 1,020 0.00 49 44 -10.20
2018-08-09 13F-HR BlackRock Inc. Call 292,000 3,675,000 1,158.56 14,098 159,238 1,029.51
2018-08-07 13F-HR Winthrop Advisory Group Llc 8,464 7,867 -7.05 395 341 -13.67
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 1,219,602 2,107,393 72.79 58,882 91,313 55.08
2018-07-27 13F-HR Riverpoint Wealth Management Holdings, LLC 17,259 17,356 0.56 834 752 -9.83
2018-07-27 13F-HR/A WHITTIER TRUST CO OF NEVADA INC 199,263 204,083 2.42 9,619 8,841 -8.09
2018-08-14 13F-HR Edge Advisors, Llc 125,134 92,671 -25.94 6,041 4,015 -33.54
2018-08-09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 17,213 746
2018-08-07 13F-HR IFP Advisors, Inc Put 500 22
2018-07-19 13F-HR Consolidated Investment Group LLC 157,816 157,816 0.00 7,620 6,838 -10.26
2018-08-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 4,308,400 0 -100.00 208,010 0 -100.00
2018-07-20 13F-HR FCG ADVISORS, LLC 8,356 6,627 -20.69 403 287 -28.78
2018-07-23 13F-HR Hirtle Callaghan & Co LLC 2,602,890 2,514,279 -3.40 125,668 108,944 -13.31
2018-08-10 13F-HR Pictet North America Advisors SA 491,673 487,745 -0.80 23,738 21,134 -10.97
2018-08-01 13F-HR Wagner Wealth Management, Llc 708 708 0.00 34 31 -8.82
2018-08-14 13F-HR ROYAL BANK OF CANADA 3,780,799 4,099,151 8.42 182,537 177,617 -2.70
2018-08-13 13F-HR Lyons Wealth Management, LLC. 17,345 0 -100.00 838 0 -100.00
2018-07-26 13F-HR Lenox Wealth Management, Inc. 6,805 6,806 0.01 328 295 -10.06
2017-05-16 13F-HR FIRST FINANCIAL EQUITY CORPORATION 122,404 4,881
2018-08-14 13F-HR Telemetry Investments, L.L.C. Put 25,000 0 -100.00 1,207 0 -100.00
2018-08-14 13F-HR Thiel Macro LLC Call 1,515,900 500,000 -67.02 73,188 21,665 -70.40
2018-07-10 13F-HR CIM, LLC 6,630 287
2018-08-14 13F-HR STA Wealth Management, LLC 877,810 374,762 -57.31 42,381 16,238 -61.69
2018-07-19 13F-HR Pfg Advisors 5,382 5,375 -0.13 260 233 -10.38
2018-07-16 13F-HR Filament LLC 19,717 19,717 0.00 951 854 -10.20
2018-08-09 13F-HR Tortoise Investment Management, LLC 30,284 30,284 0.00 1,462 1,312 -10.26
2018-08-14 13F-HR Capital Bank & Trust Co 653 653 0.00 32 28 -12.50
2018-07-26 13F-HR REGIONS FINANCIAL CORP 1,976,876 2,226,632 12.63 95,444 96,480 1.09
2018-08-14 13F-HR Peak Asset Management, LLC 16,996 17,131 0.79 821 742 -9.62
2018-04-18 13F-HR Huntington Steele LLC 44,690 44,210 -1.07 2,106 2,134 1.33
2018-08-10 13F-HR City Financial Investment Co Ltd Put 240,000 0 -100.00 11,587 0 -100.00
2018-08-10 13F-HR New England Professional Planning Group Inc. 4,839 4,839 0.00 227 210 -7.49
2018-08-08 13F-HR CIBC World Markets Inc. Put 86,900 86,600 -0.35 4,196 3,752 -10.58
2018-08-13 13F-HR BlueMountain Capital Management, LLC Put 237,800 237,800 0.00 11,481 10,304 -10.25
2018-07-23 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 5,556 4,590 -17.39 268 199 -25.75
2018-08-09 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 7,127 7,127 0.00 344 309 -10.17
2018-07-30 13F-HR MARSHALL & SULLIVAN INC /WA/ 5,514 10,785 95.59 266 467,314 175,581.95
2018-07-24 13F-HR Goldstein Munger & Associates 128,395 128,332 -0.05 6,199 5,561 -10.29
2018-08-13 13F-HR Mizuho Bank, Ltd. 1,560,000 0 -100.00 75,317 0 -100.00
2018-08-14 13F-HR CAXTON ASSOCIATES LP 0 1,692,488 0 73,336
2018-08-14 13F-HR BAHL & GAYNOR INC 11,726 11,301 -3.62 566 490 -13.43
2018-08-14 13F-HR W.G. Shaheen & Associates DBA Whitney & Co 100 170 70.00 5 7 40.00
2018-08-14 13F-HR Cypress Wealth Advisors LLC 6,302 5,007 -20.55 304 217 -28.62
2018-08-14 13F-HR Walleye Trading LLC Put 181,500 35,500 -80.44 8,763 1,538 -82.45
2018-08-14 13F-HR Cetera Investment Advisers 23,133 25,752 11.32 1,115 1,118 0.27
2018-07-27 13F-HR/A WHITTIER TRUST CO 304,233 299,895 -1.43 14,685 12,992 -11.53
2018-08-08 13F-HR Milestone Group, Inc. 128,351 138,975 8.28 6,197 6,022 -2.82
2018-08-14 13F-HR Altium Wealth Management Llc 20,114 25,304 25.80 971 1,096 12.87
2018-08-06 13F-HR Private Advisory Group LLC 92,342 73,595 -20.30 4,458 3,189 -28.47
2018-08-10 13F-HR Hartford Financial Management Inc. 495 21
2018-08-14 13F-HR STEADFAST CAPITAL MANAGEMENT LP Call 0 1,600,000 0 69,328
2018-10-01 13F-HR Corient Capital Partners, LLC 5,363 5,363 0.00 259 232 -10.42
2018-10-10 13F-HR Legacy Private Trust Co. 27,851 27,535 -1.13 1,207 1,182 -2.07
2018-08-13 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Call 200,000 1,370,900 585.45 9,656 59,401 515.17
2018-07-20 13F-HR Creative Planning Call 2,000 1,000 -50.00 1 0 -100.00
2018-08-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 1,894 1,894 0.00 91 82 -9.89
2018-08-14 13F-HR Alpha Omega Wealth Management LLC 6,291 6,291 0.00 304 273 -10.20
2018-08-14 13F-HR FRANKLIN RESOURCES INC 830,790 825,406 -0.65 40,111 35,765 -10.83
2018-08-13 13F-HR IHT Wealth Management, LLC 6,489 6,636 2.27 308 288 -6.49
2018-07-18 13F-HR BOYD WATTERSON ASSET MANAGEMENT LLC/OH 9,496 9,496 0.00 458 411 -10.26
2018-08-08 13F-HR PAYDEN & RYGEL 900 900 0.00 43 39 -9.30
2018-04-19 13F-HR Fintrust Investment Advisory Services, Llc 15,846 15,026 -5.17 747 725 -2.95
2018-10-12 13F-HR O'dell Group, Llc 5,046 5,046 0.00 219 217 -0.91
2018-08-01 13F-HR BALASA DINVERNO & FOLTZ LLC 12,837 12,570 -2.08 620 545 -12.10
2018-08-06 13F-HR Cedar Wealth Management, LLC 1,900 1,900 0.00 92 82 -10.87
2018-08-14 13F-HR J. Goldman & Co LP Call 7,500 325
2018-08-14 13F-HR Gryphon Financial Partners Llc 19,802 20,386 2.95 956 883 -7.64
2018-08-20 13F-HR Efficient Advisors, LLC 234,650 232,344 -0.98 11,329 10,067 -11.14
2018-07-27 13F-HR Stuart Chaussee & Associates, Inc. 3,010 3,010 0.00 145 130 -10.34
2018-08-14 13F-HR Jump Trading, LLC Call 79,400 244,300 207.68 3,833 10,586 176.18
2018-08-14 13F-HR J. Goldman & Co LP 0 1,800 0 78
2018-07-19 13F-HR EXANE DERIVATIVES 247,201 295,362 19.48 11,685,860 12,792,829 9.47
2018-07-30 13F-HR SIMPLEX TRADING, LLC 0 100 0 4
2018-08-10 13F-HR ROPES WEALTH ADVISORS LLC 22,013 22,045 0.15 1,063 955 -10.16
2018-07-26 13F-HR Sharkey, Howes & Javer 585 585 0.00 28 25 -10.71
2018-08-13 13F-HR BURNEY CO/ 23,041 23,621 2.52 1,112 1,024 -7.91
2018-08-14 13F-HR LGL PARTNERS, LLC 12,701 10,863 -14.47 613 471 -23.16
2018-08-10 13F-HR Cranbrook Wealth Management, LLC 58,346 57,097 -2.14 2,817 2,474 -12.18
2018-08-15 13F-HR Heritage Trust Co 31,695 31,675 -0.06 1,530 1,372 -10.33
2018-08-03 13F-HR/A WESPAC Advisors SoCal, LLC 745 0 -100.00 35 0 -100.00
2018-07-27 13F-HR S&CO INC 7,342 11,467 56.18 354 497 40.40
2018-08-13 13F-HR Elo Mutual Pension Insurance Co 3,635,000 0 -100.00 175,498 0 -100.00
2018-08-07 13F-HR PhaseCapital LP 65,900 0 -100.00 3,182 0 -100.00
2018-04-16 13F-HR IFC Holdings Incorporated/FL 30,599 0 -100.00 1,439 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 310,000 0 14,967
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 15,527,400 11,768,500 -24.21 749,663 509,929 -31.98
2018-08-10 13F-HR M&T BANK CORP Call 0 38 0 0
2018-08-10 13F-HR BROWN ADVISORY INC 122,865 198,430 61.50 5,932 8,598 44.94
2018-08-09 13F-HR PineBridge Investments, L.P. 2,399 508 -78.82 116 22 -81.03
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 6,354 21,990 246.08 306 952 211.11
2018-08-03 13F-HR AlphaMark Advisors, LLC 3,000 2,670 -11.00 145 116 -20.00
2018-08-13 13F-HR Verger Capital Management LLC 372,801 395,002 5.96 17,999 17,115 -4.91
2018-10-09 13F-HR Daiwa SB Investments Ltd. 0 713,246 0 30,613
2018-08-14 13F-HR Glovista Investments LLC 0 64,728 0 2,805
2018-07-25 13F-HR WEST CHESTER CAPITAL ADVISORS, INC 122,621 0 -100.00 5,920 0 -100.00
2018-07-16 13F-HR Crescent Grove Advisors, Llc 55,836 55,932 0.17 2,696 2,424 -10.09
2018-08-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 6,402,055 6,820,845 6.54 309,091 295,547 -4.38
2018-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 3,374,228 0 146,205
2018-08-14 13F-HR MACQUARIE GROUP LTD 84 84 0.00 4 4 0.00
2018-07-19 13F-HR PRENTISS SMITH & CO INC 408 200 -50.98 20 9 -55.00
2018-08-14 13F-HR Prime Capital Investment Advisors, Llc 36,978 41,339 11.79 1,785 1,791 0.34
2018-08-14 13F-HR FIFTH THIRD BANCORP 2,515,696 2,411,786 -4.13 121,458 104,503 -13.96
2018-08-08 13F-HR GFS Advisors, LLC 40,108 40,058 -0.12 1,936 1,736 -10.33
2018-08-10 13F-HR ING GROEP NV 386,850 544,105 40.65 18,677 23,576 26.23
2018-08-02 13F-HR BABSON CAPITAL MANAGEMENT LLC Put 9,284,000 10,084,000 8.62 448,232 436,940 -2.52
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 4,152,300 4,176,900 0.59 200,473 180,985 -9.72
2018-07-10 13F-HR Gibson Capital, LLC 7,820 7,820 0.00 376 338 -10.11
2018-08-10 13F-HR Carleon Capital Partners LLC 21,350 21,598 1.16 1,031 935 -9.31
2018-08-14 13F-HR Bluefin Trading, LLC Call 16,000 523,200 3,170.00 7 76 985.71
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Put 67,200 2,800 -95.83 3,177 121 -96.19
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 232,586 232,933 0.15 11,229 10,093 -10.12
2018-08-14 13F-HR Kopernik Global Investors, LLC Put 472,500 694,400 46.96 1,059 664 -37.30
2018-08-01 13F-HR ASSETMARK, INC 181,991 195,054 7.18 8,787 8,452 -3.81
2018-10-12 13F-HR COURIER CAPITAL CORP 30,107 28,312 -5.96 1,305 1,215 -6.90
2018-07-27 13F-HR BINGHAM OSBORN & SCARBOROUGH LLC 6,229 5,762 -7.50 301 250 -16.94
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 8,155 8,196 0.50 386 355 -8.03
2018-08-07 13F-HR Ken Stern & Associates, Inc. 4,943 4,943 0.00 239 214 -10.46
2018-08-13 13F-HR Barber Financial Group, Inc. 13,697 18,653 36.18 661 808 22.24
2018-07-24 13F-HR BANK OF THE WEST 279,976 268,111 -4.24 13,517 11,617 -14.06
2018-08-13 13F-HR SNOW CAPITAL MANAGEMENT LP 9,400 9,293 -1.14 454 403 -11.23
2018-08-10 13F-HR CITIGROUP INC 2,835,512 956,240 -66.28 136,900 41,434 -69.73
2018-08-08 13F-HR MONROE BANK & TRUST/MI 186,825 185,859 -0.52 9,019 8,054 -10.70
2018-08-13 13F-HR Certified Advisory Corp 3,802 3,812 0.26 183 165 -9.84
2018-07-30 13F-HR Allen Investment Management LLC 17,900 21,429 19.72 864 929 7.52
2018-08-03 13F-HR SEI INVESTMENTS CO 343,374 330,547 -3.74 16,578 14,323 -13.60
2018-08-14 13F-HR Graticule Asia Macro Advisors LLC 0 3,593,450 0 155,704
2018-10-05 13F-HR CHEMUNG CANAL TRUST CO 5,164 5,204 0.77 224 223 -0.45
2018-08-06 13F-HR Belpointe Asset Management Llc 24,356 27,391 12.46 1,176 1,187 0.94
2018-08-08 13F-HR WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 321,743 137,239 -57.35 15,534 5,947 -61.72
2018-08-09 13F-HR BANQUE PICTET & CIE SA 784,235 941,918 20.11 37,863 40,814 7.79
2018-10-15 13F-HR Winslow, Evans & Crocker, Inc. 106 50 -52.83 8 4 -50.00
2018-07-30 13F-HR/A Virtu Financial LLC 0 46,945 0 2,034
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 7,783 8,086 3.89 376 350 -6.91
2018-08-13 13F-HR Sequoia Financial Advisors, LLC 13,939 13,443 -3.56 673 582 -13.52
2018-07-17 13F-HR Edge Wealth Management LLC 1,914 14,093 636.31 92 611 564.13
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 0 633,400 0 27,445
2016-11-14 13F-HR MASON STREET ADVISORS, LLC 95,079 3,561
2018-08-01 13F-HR SONATA CAPITAL GROUP INC 37,463 37,664 0.54 1,809 1,632 -9.78
2018-08-18 13F-HR Laurel Wealth Advisors, Inc. 4,340 0 -100.00 209 0 -100.00
2018-08-14 13F-HR Atika Capital Management LLC Put 50,000 2,167
2018-08-14 13F-HR Autonomy Capital (Jersey) L.P. Put 0 486,500 0 21,080
2018-08-09 13F-HR WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV 5,468 5,413 -1.01 264 235 -10.98
2017-01-23 13F-HR CenterStar Fund, LLC Call 120
2018-08-14 13F-HR Walleye Trading LLC Call 64,600 24,900 -61.46 3,119 1,079 -65.41
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 32,854 45,995 40.00 1,129 1,723 52.61
2018-08-01 13F-HR DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 19,275 18,842 -2.25 931 816 -12.35
2018-08-03 13F-HR CYPRESS CAPITAL MANAGEMENT LLC 8,983 0 -100.00 434 0 -100.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 1,026 1,363 32.85 45 64 42.22
2018-10-11 13F-HR DAVENPORT & Co LLC 16,779 28,279 68.54 727 1,214 66.99
2018-08-13 13F-HR HITE Hedge Asset Management LLC 6,750 6,750 0.00 326 292 -10.43
2018-08-09 13F-HR STEVENS CAPITAL MANAGEMENT LP 29,763 36,024 21.04 1,437 1,561 8.63
2018-08-08 13F-HR US BANCORP \DE\ 5,590,818 5,436,675 -2.76 269,925 235,572 -12.73
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 277,055 25,055 -90.96 13,376 1,086 -91.88
2018-08-21 13F-HR SRS Capital Advisors, Inc. 3,296 3,837 16.41 159 166 4.40
2018-08-01 13F-HR 3EDGE Asset Management, LP Call 310,000 0 -100.00 14,967 0 -100.00
2018-08-10 13F-HR Mint Tower Capital Management B.V. Call 87,400 0 -100.00 4,220 0 -100.00
2018-07-25 13F-HR Stordahl Capital Management, Inc. 25,867 25,751 -0.45 1,249 1,116 -10.65
2018-08-06 13F-HR FISHMAN JAY A LTD/MI 27,800 28,800 3.60 1,342,184 1,247,904 -7.02
2018-08-06 13F-HR CAPITAL ADVISORS INC/OK 8,555 8,015 -6.31 413 347 -15.98
2018-08-01 13F-HR Asset Planning Services, Ltd. 252 252 0.00 12 11 -8.33
2018-07-30 13F-HR DOWLING & YAHNKE LLC 19,544 19,534 -0.05 944 846 -10.38
2018-08-13 13F-HR AMP Capital Investors Ltd 15,467 0 -100.00 731 0 -100.00
2018-07-31 13F-HR Portland Global Advisors LLC 236,612 241,451 2.05 11,424 10,462 -8.42
2018-07-31 13F-HR Taylor Hoffman Wealth Management 115 115 0.00 6 5 -16.67
2018-08-10 13F-HR Aevitas Wealth Management, Inc. 368 371 0.82 18 16 -11.11
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 642,842 698,634 8.68 31,037 30,272 -2.46
2018-07-26 13F-HR Parsec Financial Management, Inc. 92,347 91,315 -1.12 4,459 3,957 -11.26
2018-08-13 13F-HR Peak Capital Management Llc 9,901 9,901 0.00 478 429 -10.25
2018-02-08 13F-HR Independence Trust CO 10,430 10,430 0.00 467 491 5.14
2018-10-15 13F-HR CITY HOLDING CO 50,687 52,372 3.32 2,195 2,247 2.37
2018-07-26 13F-HR Retirement Income Solutions, Inc 53,240 46,622 -12.43 2,570,000 2,020,000 -21.40
2018-10-12 13F-HR Financial Life Advisors 0 5,500 0 236
2018-07-26 13F-HR LeJeune Puetz Investment Counsel LLC 2,100 0 -100.00 101 0 -100.00
2018-08-13 13F-HR FFCM LLC 26 1
2018-08-14 13F-HR Blue Edge Capital, LLC 4,638 200,983
2018-08-14 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 13,111 13,111 0.00 633 568 -10.27
2018-08-03 13F-HR Cable Hill Partners, LLC 400 560 40.00 19 24 26.32
2017-02-10 13F-HR BlackRock Investment Management, LLC 150,708 155,269 3.03 5,644 5,436 -3.69
2018-07-30 13F-HR Glaxis Capital Management, LLC 240,800 0 -100.00 11,626 0 -100.00
2018-07-30 13F-HR Parallel Advisors, LLC 28,884 32,240 11.62 1,395 1,396 0.07
2018-08-14 13F-HR Algebris (uk) Ltd Call 600,000 0 -100.00 28,968 0 -100.00
2018-10-15 13F-HR State of New Jersey Common Pension Fund D 111,041 0 -100.00 4,811 0 -100.00
2018-08-14 13F-HR Aspen Investment Management Inc 8,980 8,860 -1.34 434 384 -11.52
2018-08-27 13F-HR Bdo Wealth Advisors, Llc 16,675 8,910 -46.57 805 386 -52.05
2018-08-31 13F-HR Chicago Partners Investment Group LLC 130,544 131,729 0.91 6,303 5,708 -9.44
2018-08-22 13F-HR Mount Yale Investment Advisors, Llc 17,697 19,111 7.99 854 828 -3.04
2018-08-08 13F-HR FDx Advisors, Inc. 38,182 37,225 -2.51 1,843 1,613 -12.48
2018-08-14 13F-HR Nuveen Asset Management, LLC Put 50,000 0 -100.00 22 0 -100.00
2018-08-14 13F-HR CT Mason 6,180 268
2018-08-06 13F-HR Blue Fin Capital, Inc. 122,328 123,883 1.27 5,905 5,368 -9.09
2018-08-13 13F-HR Pflug Koory, Llc 712 712 0.00 34 31 -8.82
2018-08-01 13F-HR Canal Capital Management, LLC 34,183 33,787 -1.16 1,650 1,464 -11.27
2018-10-12 13F-HR Parkside Financial Bank & Trust 5,590 5,703 2.02 242 245 1.24
2018-08-14 13F-HR HighTower Advisors, LLC 460,019 364,845 -20.69 22,195 15,790 -28.86
2018-08-08 13F-HR Glassman Wealth Services 800 100 -87.50 39 4 -89.74
2018-10-11 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 6,745 6,301 -6.58 292 270 -7.53
2018-07-23 13F-HR CAPROCK Group, Inc. 5,661 0 -100.00 273 0 -100.00
2018-08-14 13F-HR OLD MISSION CAPITAL LLC 0 215,048 0 9,318
2018-08-14 13F-HR HighTower Advisors, LLC Put 129,400 0 -100.00 238 0 -100.00
2018-08-13 13F-HR EARNEST PARTNERS LLC 73,817 67,630 -8.38 3,564 2,930 -17.79
2018-08-10 13F-HR Avestar Capital, Llc 3,497 3,497 0.00 167 149 -10.78
2018-08-14 13F-HR Hilltop Holdings Inc. 9,523 14,231 49.44 460 616 33.91
2018-08-13 13F-HR MENDON CAPITAL ADVISORS CORP Put 217,500 462,000 112.41 10,501 20,020 90.65
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 0 357,000 0 15,469
2018-08-06 13F-HR TORONTO DOMINION BANK 16,248 1,042,680 6,317.28 785 45,180 5,655.41
2018-07-18 13F-HR Fny Investment Advisers, Llc 12,375 536
2018-08-14 13F-HR Circle Wealth Management, LLC 33,478 1,451
2018-08-10 13F-HR Krasney Financial LLC Call 4,500 2,000 -55.56 13 3 -76.92
2018-08-17 13F-HR GHP Investment Advisors, Inc. 32,652 32,810 0.48 1,576 1,422 -9.77
2018-08-06 13F-HR HYMAN CHARLES D 12,000 12,000 0.00 579 520 -10.19
2018-08-14 13F-HR RBF Capital, LLC 50,000 50,000 0.00 2,414 2,167 -10.23
2018-01-24 13F-HR Yellowstone Partners, LLC 5,068 6,960 37.33 227 328 44.49
2018-08-09 13F-HR Vantage Financial Partners Ltd., Inc. 209,826 200,226 -4.58 10,130 8,676 -14.35
2018-08-10 13F-HR City Financial Investment Co Ltd Call 291,000 12,609
2018-07-11 13F-HR RAYMOND JAMES TRUST N.A. 31,811 29,684 -6.69 1,535 1,286 -16.22
2018-08-02 13F-HR 1ST SOURCE BANK 117,687 116,394 -1.10 5,682 5,043 -11.25
2018-08-10 13F-HR Glen Point Capital LLP 7,471,285 0 -100.00 348,610 0 -100.00
2018-08-03 13F-HR Bridgecreek Investment Management, LLC 124,625 119,800 -3.87 6,017 5,191 -13.73
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 85,133 370,933 335.71 4,093 16,072 292.67
2018-08-06 13F-HR Brookstone Capital Management 241,246 6,446 -97.33 11,647 279 -97.60
2017-05-01 13F-HR Spot Trading L.L.C Put 7,400 291
2018-08-14 13F-HR Resources Investment Advisors, Inc. 21,199 17,543 -17.25 1,023 761 -25.61
2018-08-08 13F-HR Roble, Belko & Company, Inc 17,030 16,057 -5.71 822 696 -15.33
2018-08-09 13F-HR MARIETTA INVESTMENT PARTNERS LLC 6,508 6,508 0.00 314 282 -10.19
2018-08-15 13F-HR ACUTA CAPITAL PARTNERS, LLC Put 100,000 150,000 50.00 4,828 6,500 34.63
2018-10-10 13F-HR Arbor Investment Advisors, LLC 297,289 310,774 4.54 12,882 13,338 3.54
2018-07-30 13F-HR Choate Investment Advisors 66,819 49,451 -25.99 3,226,021 2,143 -99.93
2018-10-09 13F-HR Ironwood Wealth Management, Llc. 213 213 0.00 9 9 0.00
2018-08-07 13F-HR IPG Investment Advisors LLC 63,550 66,231 4.22 3,068,194 2,869,784 -6.47
2018-08-02 13F-HR American Independence Financial Services LLC 0 19,953 0 8,646
2018-08-14 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 105,537 105,037 -0.47 5,095 4,551 -10.68
2018-07-26 13F-HR Financial Advisory Service, Inc. 5,127 5,122 -0.10 248 222 -10.48
2018-07-23 13F-HR ORRSTOWN FINANCIAL SERVICES INC 2,608 2,581 -1.04 126 112 -11.11
2018-10-15 13F-HR FIRST UNITED BANK TRUST/ 18,816 12,671 -32.66 815 544 -33.25
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 9,740,500 26,861,000 175.77 470,271 1,163,887 147.49
2018-07-16 13F-HR WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 6,920 6,920 0.00 334 300 -10.18
2018-08-14 13F-HR DEARBORN PARTNERS LLC 16,793 16,793 0.00 811 728 -10.23
2018-08-14 13F-HR SMITH, MOORE & CO. 94,050 102,666 9.16 4,541 4,449 -2.03
2018-08-14 13F-HR Banco BTG Pactual S.A. Put 70,000 61
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 216,525 194,247 -10.29 10,454 8,417 -19.49
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. Call 28,000 45,500 62.50 2 4 100.00
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 234,030 177,208 -24.28 11,299 7,678 -32.05
2018-08-10 13F-HR Compagnie Odier SCA 212,177 209,177 -1.41 10,243 9,063 -11.52
2018-08-08 13F-HR Quadrant Capital Management, LLC 9,775 9,375 -4.09 472 406 -13.98
2018-10-11 13F-HR Montecito Bank & Trust 169,621 156,690 -7.62 7,350 6,725 -8.50
2018-10-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 242,599 239,919 -1.10 10,512 10,297 -2.05
2018-08-08 13F-HR Poehling Capital Management, Llc 2,200 95
2018-08-14 13F-HR LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 3,861,400 534,000 -86.17 186,428 23,138 -87.59
2018-07-27 13F-HR PALLADIUM PARTNERS LLC 109,601 111,385 1.63 5,292 4,826 -8.81
2018-07-31 13F-HR Destination Wealth Management 894 976 9.17 43 42 -2.33
2018-08-10 13F-HR HSBC HOLDINGS PLC 1,665,379 2,390,829 43.56 80,317 103,595 28.98
2018-07-26 13F-HR Stratford Consulting, LLC 18,411 18,061 -1.90 889 783 -11.92
2018-08-10 13F-HR HSBC HOLDINGS PLC Call 1,842,900 1,982,900 7.60 88,975 85,919 -3.43
2018-08-14 13F-HR BARCLAYS PLC 3,156,801 4,580,420 45.10 152,410 198,472 30.22
2018-08-14 13F-HR Sterneck Capital Management, LLC 6,638 6,897 3.90 320 299 -6.56
2018-08-14 13F-HR HIGHFIELDS CAPITAL MANAGEMENT LP Put 500,000 21,665
2018-08-08 13F-HR People's United Financial, Inc. 1,104,580 1,069,028 -3.22 53,329 46,320 -13.14
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 4,295,070 4,039,776 -5.94 186,106 173,388 -6.83
2018-08-20 13F-HR UNITED BANK /VA/ 89,353 48,840 -45.34 4,314 2,116 -50.95
2017-04-17 13F-HR Pinnacle Bank 9,767 385
2018-07-18 13F-HR Cornerstone Advisors, Inc. 0 58,660 0 2,542
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 0 14,700 0 637
2018-08-08 13F-HR Ausdal Financial Partners, Inc. 5,819 6,145 5.60 281 266 -5.34
2018-10-15 13F-HR Mainstreet Investment Advisors Llc 12,057 11,023 -8.58 522 473 -9.39
2018-08-03 13F-HR Sandy Spring Bank 7,108 7,108 0.00 343 308 -10.20
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 329,625 302,988 -8.08 15,914 13,128 -17.51
2018-08-13 13F-HR Silvant Capital Management Llc 91 91 0.00 4 4 0.00
2018-08-13 13F-HR Lumina Fund Management LLC 56,000 0 -100.00 2,704 0 -100.00
2018-08-03 13F-HR LMR Partners LLP 696,602 0 -100.00 32,802 0 -100.00
2018-10-11 13F-HR STERLING INVESTMENT ADVISORS LLC /ADV 5,165 5,165 0.00 224 222 -0.89
2018-07-09 13F-HR Polaris Wealth Advisers, LLC 299,889 299,118 -0.26 14,479 14,441 -0.26
2018-08-13 13F-HR Patten Group, Inc. 2,250 1,485 -34.00 109 64 -41.28
2018-08-02 13F-HR Mps Loria Financial Planners, Llc 24,472 21,991 -10.14 1,182 953 -19.37
2018-08-14 13F-HR VAUGHAN DAVID INVESTMENTS INC/IL 8,655 0 -100.00 418 0 -100.00
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 12,479 8,323 -33.30 602 361 -40.03
2018-08-06 13F-HR Fieldpoint Private Securities, LLC 100,601 110,179 9.52 4,857 4,774 -1.71
2018-08-14 13F-HR DEUTSCHE BANK AG\ 0 117,000 0 5,069
2018-08-14 13F-HR Telemetry Investments, L.L.C. Call 25,000 0 -100.00 1,207 0 -100.00
2018-08-13 13F-HR Nokota Management, LP Call 3,500,000 4,750,000 35.71 168,980 205,368 21.53
2018-08-09 13F-HR PICTET BANK & TRUST Ltd 64,860 64,860 0.00 3,131 2,810 -10.25
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL Call 1,500 1,500 0.00 72 65 -9.72
2018-08-02 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 4,925 5,435 10.36 238 235 -1.26
2018-07-20 13F-HR Capital Advisors, Ltd. LLC 21,904 22,462 2.55 1,058 973 -8.03
2018-08-09 13F-HR All Terrain Financial Advisors, Llc 77,839 78,112 0.35 3,758 3,385 -9.93
2018-07-18 13F-HR EASTERN BANK 293,700 308,547 5.06 14,180 13,369 -5.72
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD Call 0 1,200,000 0 51,996
2018-08-13 13F-HR Pathway Financial Advisors Llc 61,980 53,655 -13.43 2,992 2,325 -22.29
2018-07-19 13F-HR HERITAGE INVESTORS MANAGEMENT CORP 69,592 68,947 -0.93 3,360 2,987 -11.10
2018-08-14 13F-HR FLOW TRADERS U.S. LLC 686,078 0 -100.00 33,124 0 -100.00
2018-08-14 13F-HR Invesco Ltd. 6,449 0 -100.00 311 0 -100.00
2018-08-07 13F-HR Savant Capital, LLC 8,585 8,689 1.21 414 377 -8.94
2018-08-10 13F-HR Liberty Mutual Group Asset Management Inc. 196,970 1,366,854 593.94 9,510 59,227 522.79
2018-07-30 13F-HR Beach Investment Management, LLC. 24,350 0 -100.00 1,176 0 -100.00
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 517,909 278,068 -46.31 25,004 12,049 -51.81
2018-08-08 13F-HR GenTrust, LLC 25,216 22,946 -9.00 1,217 994 -18.32
2018-08-14 13F-HR Ionic Capital Management LLC 60,150 1,643 -97.27 2,904 71 -97.56
2018-08-13 13F-HR Keel Point, LLC 1,384,910 1,495,827 8.01 66,863 64,814 -3.06
2018-07-19 13F-HR MYCIO WEALTH PARTNERS, LLC 102,037 92,742 -9.11 4,926 4,018 -18.43
2018-07-26 13F-HR Integrated Wealth Concepts Llc 7,129 7,966 11.74 338 642 89.94
2018-08-10 13F-HR KCM INVESTMENT ADVISORS LLC 7,405 0 -100.00 358 0 -100.00
2018-08-10 13F-HR Glen Point Capital LLP Put 10,400,000 0 -100.00 502,112 0 -100.00
2018-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 2,499,207 2,496,750 -0.10 120,662 108,184 -10.34
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 15,200,865 13,165,746 -13.39 569,272 460,933 -19.03
2018-07-17 13F-HR Kistler-Tiffany Companies, LLC 1,711 1,774 3.68 83 77 -7.23
2018-08-08 13F-HR SpiderRock Advisors LLC Put 0 3
2018-08-14 13F-HR Hunting Hill Global Capital, LLC 818,800 35,479
2018-08-06 13F-HR ADELL HARRIMAN & CARPENTER INC 149,426 145,948 -2.33 7,214,302 6,323,947 -12.34
2018-08-08 13F-HR ALERUS FINANCIAL NA 10,698 10,556 -1.33 516 457 -11.43
2018-08-13 13F-HR Fort Point Capital Partners, LLC 114,777 119,913 4.47 5,541 5,196 -6.23
2018-08-03 13F-HR Global Financial Private Capital, LLC 234,485 321,991 37.32 11,321 13,952 23.24
2018-07-16 13F-HR SMITHFIELD TRUST CO 81,090 80,868 -0.27 3,914 3,503 -10.50
2018-08-08 13F-HR SEGALL BRYANT & HAMILL, LLC 33,639 45,081 34.01 1,624 1,953 20.26
2018-07-12 13F-HR Community Bank, N.A. 2,980 2,980 0.00 144 129 -10.42
2018-08-14 13F-HR Voya Financial Advisors, Inc. 40,230 38,582 -4.10 1,902 1,647 -13.41
2018-10-09 13F-HR INVESTMENT HOUSE LLC 59,315 2,546
2018-08-13 13F-HR APG Asset Management N.V. 3,418,522 2,787,522 -18.46 134,200 103,450 -22.91
2018-08-15 13F-HR/A TIEDEMANN WEALTH MANAGEMENT, LLC 44,009 36,566 -16.91 2,126 1,585 -25.45
2018-08-09 13F-HR BlackRock Inc. 62,204,242 43,199,628 -30.55 3,003,220 1,871,841 -37.67
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ Call 0 204,500 0 8,777
2018-10-09 13F-HR Personal Capital Advisors Corp 4,644 5,771 24.27 201 248 23.38
2018-08-14 13F-HR MORGAN STANLEY 49,402,397 26,907,799 -45.53 2,385,147 1,165,914 -51.12
2018-08-08 13F-HR Cypress Capital Management LLC (WY) 72 3
2018-07-25 13F-HR JJJ Advisors Inc. 195 8
2018-08-23 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 199,091 64,978 -67.36 9,612 2,773 -71.15
2018-08-10 13F-HR PATHSTONE FAMILY OFFICE, LLC 2,072 2,086 0.68 100 90 -10.00
2018-07-26 13F-HR Middleton & Co Inc/MA 40,872 40,077 -1.95 1,973 1,737 -11.96
2018-08-07 13F-HR CONNABLE OFFICE INC 1,172,341 1,196,185 2.03 56,601 51,831 -8.43
2018-07-27 13F-HR KANAWHA CAPITAL MANAGEMENT LLC 14,281 14,046 -1.65 689 609 -11.61
2018-10-05 13F-HR Visionary Asset Management, Inc. 11,586 12,604 8.79 502 541 7.77
2018-08-14 13F-HR Graticule Asia Macro Advisors LLC Put 324,500 117,500 -63.79 15,511 5,091 -67.18
2018-07-26 13F-HR Advisornet Financial, Inc 7,057 4,423 -37.32 341 192 -43.70
2018-08-14 13F-HR BARCLAYS PLC Put 30,408,400 35,683,700 17.35 1,468,117 1,546,175 5.32
2018-08-08 13F-HR WESBANCO BANK INC 41,468 45,506 9.74 2,002 1,971 -1.55
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 17,479 0 -100.00 844 0 -100.00
2018-07-31 13F-HR Intersect Capital LLC 31,388 31,959 1.82 1,515 1,385 -8.58
2018-08-13 13F-HR GOULD ASSET MANAGEMENT LLC /CA/ 12,300 13,825 12.40 594 599 0.84
2018-07-26 13F-HR Sterling Investment Advisors, Ltd. 1,820 1,820 0.00 88 78 -11.36
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 1,040,700 1,040,700 0.00 50,245 50,245 0.00
2018-08-15 13F-HR Bramshill Investments, Llc 7,246 0 -100.00 350 0 -100.00
2018-08-14 13F-HR STATE STREET CORP 435,743 351,159 -19.41 21,038 15,216 -27.67
2018-07-30 13F-HR/A Courage Miller Partners, LLC 7,135 7,712 8.09 344 334 -2.91
2018-08-02 13F-HR Windsor Capital Management, LLC 17,788 17,711 -0.43 858 765 -10.84
2018-08-09 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 125,264 0 -100.00 6,048 0 -100.00
2018-10-10 13F-HR Ubp Investment Advisors Sa 111,864 104,948 -6.18 4,813 4,504 -6.42
2018-08-09 13F-HR Bedell Frazier Investment Counseling, LLC 190,335 372,197 95.55 9,189 16,127 75.50
2018-08-14 13F-HR Valeo Financial Advisors, Llc 148,112 144,285 -2.58 7,151 6,135 -14.21
2018-08-10 13F-HR Mint Tower Capital Management B.V. 39,200 1,699
2018-08-13 13F-HR River Wealth Advisors LLC 20,157 20,085 -0.36 973 870 -10.59
2018-08-13 13F-HR Parisi Gray Wealth Management 73,894 79,104 7.05 3,538 3,434 -2.94
2018-10-15 13F-HR Greenline Partners, Llc 25,107 25,107 0.00 1,072 1,085 1.21
2018-02-14 13F-HR NUMERIC INVESTORS LLC 405,000 0 -100.00 18,148 0 -100.00
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 11,053 11,053 0.00 531 485 -8.66
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 387,039 394,253 1.86 18,686 17,083 -8.58
2018-07-31 13F-HR MACROVIEW INVESTMENT MANAGEMENT LLC 9,104 9,119 0.16 440 395 -10.23
2018-08-09 13F-HR Zions Bancorporation 3,756 0 -100.00 181 0 -100.00
2018-08-09 13F-HR Edgestream Partners, L.P. 0 35,835 0 1,553
2018-07-26 13F-HR Dearborn Capital Management LLC 66,811 69,714 4.35 3,226 3,021 -6.35
2018-08-13 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 44,527 39,575 -11.12 2,120 1,722 -18.77
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 790,326 872,209 10.36 32,712 39,084 19.48
2017-02-14 13F-HR Braver Wealth Management, LLC 26,510 31,438 18.59 993 1,101 10.88
2018-07-31 13F-HR RAY GERALD L & ASSOCIATES LTD 54,704 0 -100.00 2,451 0 -100.00
2017-01-23 13F-HR CenterStar Fund, LLC 1,418
2018-10-03 13F-HR INTL FCSTONE INC. 15,994 16,186 1.20 693 695 0.29
2018-10-09 13F-HR Covenant Asset Management, LLC 3,800 0 -100.00 165 0 -100.00
2018-07-31 13F-HR Sheaff Brock Investment Advisors, LLC 5,476 5,476 0.00 264 237 -10.23
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 561,891 562,610 0.13 27,128 24,378 -10.14
2018-08-10 13F-HR Azimuth Capital Management LLC 128,392 130,917 1.97 6,199 5,673 -8.49
2018-05-11 13F-HR HSBC HOLDINGS PLC 8,785,629 1,665,379 -81.04 413,973 80,317 -80.60
2018-08-14 13F-HR Kazazian Asset Management, LLC 212,000 272,688 28.63 10,235 11,817 15.46
2017-02-06 13F-HR INTEGRATED WEALTH COUNSEL, LLC 16,460 15,760 -4.25 616 552 -10.39
2018-07-27 13F-HR Ironwood Financial, llc 253 914 261.26 12 40 233.33
2018-08-06 13F-HR Beaumont Financial Partners, LLC 121,013 19,055 -84.25 5,843 826 -85.86
2018-08-20 13F-HR Garde Capital, Inc. 13,914 13,831 -0.60 672 599 -10.86
2018-07-26 13F-HR Moreno Evelyn V 25,770 25,770 0.00 1,244 1,117 -10.21
2018-08-14 13F-HR Jump Trading, LLC Put 131,700 174,400 32.42 6,358 7,557 18.86
2018-08-03 13F-HR COBBLESTONE CAPITAL ADVISORS LLC /NY/ 6,372 5,217 -18.13 308 226 -26.62
2018-07-23 13F-HR Stony Point Wealth Management Inc. 4,291 0 -100.00 207 0 -100.00
2018-07-30 13F-HR Trustcore Financial Services, Llc Call 1,000 1,000 0.00 48 43 -10.42
2018-08-14 13F-HR Jefferies Group LLC Put 608,400 8,911,000 1,364.66 29,374 386,114 1,214.48
2018-07-27 13F-HR Northeast Financial Consultants Inc 7,766 7,766 0.00 374 336 -10.16
2018-08-14 13F-HR PERRITT CAPITAL MANAGEMENT INC 21,948 21,918 -0.14 1,040 950 -8.65
2018-08-03 13F-HR GAMBLE JONES INVESTMENT COUNSEL 5,950 5,950 0.00 287 258 -10.10
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 12,608,469 7,751,507 -38.52 608,681 335,873 -44.82
2018-08-03 13F-HR Autus Asset Management, LLC 12,763 13,004 1.89 616 563 -8.60
2018-08-14 13F-HR Holistic Financial Partners 6,878 0 -100.00 332 0 -100.00
2018-07-10 13F-HR AUA CAPITAL MANAGEMENT, LLC 41,043 41,043 0.00 1,982 1,778 -10.29
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Put 9,416,000 83,543 -99.11 454,604,480 361,991,819 -20.37
2018-08-01 13F-HR BigSur Wealth Management LLC 46,500 46,500 0.00 2,245 2,015 -10.24
2018-08-13 13F-HR New England Private Wealth Advisors LLC 44,914 49,601 10.44 2,169 2,149 -0.92
2018-08-14 13F-HR Man Group plc Put 175,500 0 -100.00 8,473 0 -100.00
2018-08-14 13F-HR RiverPoint Capital Management, LLC 1,389,829 1,262,810 -9.14 67,101 54,718 -18.45
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Put 680,000 1,820,600 167.74 32,694 78,887 141.29
2018-08-14 13F-HR Capital Directions Investment Advisors, LLC 147,411 142,469 -3.35 7,117 6,173 -13.26
2018-08-10 13F-HR Glenview Trust Co 423,524 421,723 -0.43 20,448 18,273 -10.64
2018-08-07 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 14,235 14,235 0.00 687 617 -10.19
2018-08-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 38,493 38,493 0.00 1,858 1,668 -10.23
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Call 61,610,200 28,330,600 -54.02 2,974,541 1,227,565 -58.73
2018-10-15 13F-HR Capital Investment Advisors, LLC 64,648 63,226 -2.20 2,801 2,714 -3.11
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 1,422,487 1,083,508 -23.83 68,678 46,948 -31.64
2018-08-13 13F-HR Pacific Center for Financial Services 1,152 1,297 12.59 56 56 0.00
2018-08-08 13F-HR Marietta Wealth Management, LLC 68,308 40,159 -41.21 3,298 1,740 -47.24
2018-08-08 13F-HR Homrich & Berg 52,074 40,693 -21.86 2,514 1,763 -29.87
2018-10-09 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 44,755 47,242 5.56 1,939 2,028 4.59
2018-08-14 13F-HR UBS Group AG Put 10,799,400 27,105,900 150.99 521,395 1,174,498 125.26
2018-08-20 13F-HR Atlantic Trust, LLC 30,426 8,136 -73.26 1,469 353 -75.97
2018-08-13 13F-HR CAPTRUST FINANCIAL ADVISORS 84,989 100,595 18.36 4,029 4,359 8.19
2018-09-20 13F-HR Rehmann Capital Advisory Group 69,026 63,075 -8.62 3,333 2,733,048 81,899.64
2018-08-14 13F-HR CREDIT SUISSE AG/ 16,341,987 4,755,335 -70.90 788,992 206,048 -73.88
2018-08-14 13F-HR/A MV Capital Management, Inc. 450 450 0.00 22 19 -13.64
2018-07-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 117 968 727.35 6 42 600.00
2018-08-01 13F-HR OXFORD FINANCIAL GROUP LTD 10,427 10,402 -0.24 503 451 -10.34
2018-08-09 13F-HR White Lighthouse Investment Management Inc. 16,119 13,831 -14.19 778 599 -23.01
2018-08-09 13F-HR Litman Gregory Asset Management LLC 3,713 7,501 102.02 179 343 91.62
2018-08-13 13F-HR Wilks Brothers, LLC 144,500 6,261
2018-08-13 13F-HR Matthew Goff Investment Advisor, LLC 200,279 10,517
2018-05-10 13F-HR DENVER INVESTMENT ADVISORS LLC 6,735 6,875 2.08 317 332 4.73
2016-11-14 13F-HR EDMOND DE ROTHSCHILD ASSET MANAGEMENT (LUXEMBOURG) 54,000 2,022
2018-08-08 13F-HR M&R CAPITAL MANAGEMENT INC 251 250 -0.40 12 10 -16.67
2018-08-13 13F-HR BlueMountain Capital Management, LLC Call 131,600 131,600 0.00 6,354 5,702 -10.26
2018-07-20 13F-HR PROFFITT & GOODSON INC 12,132 12,132 0.00 586 526 -10.24
2018-08-13 13F-HR VESTOR CAPITAL, LLC 13,126 12,518 -4.63 634 542 -14.51
2018-08-20 13F-HR Smart Portfolios, LLC 11,628 20,116 73.00 561 872 55.44
2018-07-27 13F-HR Citizens Financial Group Inc/RI 9,497 9,472 -0.26 459 410 -10.68
2018-10-10 13F-HR Iberiabank Corp 52,473 42,388 -19.22 2,274 1,819 -20.01
2018-07-23 13F-HR CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 47,832 48,374 1.13 2,309 2,096 -9.22
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,242,167 1,107,584 -10.83 59,972 47,992 -19.98
2018-07-26 13F-HR Palisade Asset Management, LLC 7,863 7,708 -1.97 380 334 -12.11
2018-10-09 13F-HR Boltwood Capital Management 4,691 4,691 0.00 203 201 -0.99
2018-10-16 13F-HR FIRST HAWAIIAN BANK 32,923 30,562 -7.17 1,427 1,312 -8.06
2018-08-13 13F-HR Archford Capital Strategies, LLC 122,282 127,768 4.49 5,762 5,536 -3.92
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 12,820 11,506 -10.25
2017-04-20 13F-HR Commonwealth Financial Services, LLC 1,182 1,182 0.00 43 47 9.30
2018-08-14 13F-HR Marketfield Asset Management LLC 0 630,829 0 27,334
2018-07-19 13F-HR JAMES INVESTMENT RESEARCH INC 33,385 34,815 4.28 1,612 1,509 -6.39
2018-08-14 13F-HR Partner Fund Management, L.P. Put 3,005,700 130,237
2018-07-16 13F-HR Regent Investment Management LLC 8,594 8,594 0.00 415 372 -10.36
2018-08-07 13F-HR Ullmann Financial Group, Inc. 26,377 22,349 -15.27 1,250 968 -22.56
2018-08-09 13F-HR/A Perigon Wealth Management, LLC 41,111 45,031 9.54 1,972 1,951 -1.06
2018-07-23 13F-HR Horan Securities, Inc. 314 316 0.64 15 14 -6.67
2018-08-14 13F-HR Leonetti & Associates, LLC 98,786 43,457 -56.01 4,769 1,883 -60.52
2018-08-14 13F-HR LPL Financial LLC 3,463,223 2,853,209 -17.61 167,204 123,630 -26.06
2018-08-07 13F-HR Advisors Preferred, LLC 46,620 0 -100.00 2,251 0 -100.00
2018-10-12 13F-HR BLB&B Advisors, LLC 18,024 18,208 1.02 781 781 0.00
2018-07-19 13F-HR FIRST NATIONAL BANK SIOUX FALLS 7,840 7,840 0.00 379 340 -10.29
2018-08-14 13F-HR Foundations Investment Advisors, Llc 328,230 14,222
2018-08-01 13F-HR Ramsay, Stattman, Vela & Price, Inc. 52,513 52,313 -0.38 2,535 2,267 -10.57
2018-08-10 13F-HR WASHINGTON TRUST Co 0 4,966 0 215
2018-08-10 13F-HR PHILADELPHIA TRUST CO 8,530 8,330 -2.34 412 361 -12.38
2018-08-06 13F-HR Hoylecohen, Llc 22,383 21,845 -2.40 1,081 947 -12.40
2018-08-03 13F-HR PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL 12,373 15,823 27.88 597 686 14.91
2018-08-10 13F-HR Ancora Advisors, LLC 9,723 9,143 -5.97 469 397 -15.35
2018-08-14 13F-HR Lido Advisors, LLC 170,916 143,715 -15.91 8,251 6,227 -24.53
2018-07-27 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 50,784 47,385 -6.69 2,452 2,053 -16.27
2018-08-14 13F-HR Evercore Wealth Management, LLC 44,283 60,358 36.30 2,137 2,615 22.37
2018-08-03 13F-HR FINANCIAL COUNSELORS INC 115,473 1,145,720 892.20 5,575 4,964 -10.96
2018-08-07 13F-HR/A Connecticut Wealth Management, LLC 4,264 0 -100.00 202 0 -100.00
2018-08-14 13F-HR Wellington Management Group LLP 11,193 0 -100.00 540 0 -100.00
2018-07-17 13F-HR JNBA Financial Advisors 2,008 2,008 0.00 97 87 -10.31
2018-07-25 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 25,660 25,660 0.00 1,239 1,112 -10.25
2018-07-24 13F-HR WETHERBY ASSET MANAGEMENT INC 5,457 5,459 0.04 263 237 -9.89
2018-08-09 13F-HR FRONTIER INVESTMENT MGMT CO Put 467,600 20,261
2018-08-15 13F-HR Alaska Permanent Capital Management 13,872 13,872 0.00 669 601 -10.16
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 790,000 790,000 0.00 38,141 38,141 0.00
2016-11-14 13F-HR EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) Call 261,000 0 -100.00 266 0
2018-08-10 13F-HR Csenge Advisory Group 47,566 39,113 -17.77 2,297 1,695 -26.21
2018-07-19 13F-HR Round Table Services, LLC 20,329 20,329 0.00 981 881 -10.19
2018-07-27 13F-HR DIMENSION CAPITAL MANAGEMENT PARTNERS 279,653 274,703 -1.77 13,502 11,903 -11.84
2018-08-13 13F-HR Granite Point Capital Management, L.P. Put 0 10,000 0 433
2018-08-09 13F-HR Delek Group, Ltd. 195,800 1,750,805 794.18 9,463 75,862 701.67
2018-08-10 13F-HR Pictet & Cie (Europe) SA 0 148,800 0 6,448
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 420,894 420,894 0.00 20,308 20,308 0.00
2018-08-14 13F-HR KINGS POINT CAPITAL MANAGEMENT 28,888 31,892 10.40 1,395 1,382 -0.93
2018-10-10 13F-HR McAdam, LLC 2,004 2,279 13.72 87 97 11.49
2018-10-09 13F-HR Covenant Asset Management, LLC Put 15,000 0 -100.00 55 0 -100.00
2018-07-20 13F-HR Twele Capital Management, Inc. 128,442 128,442 0.00 6,201 5,565 -10.26
2018-08-06 13F-HR FOSTER DYKEMA CABOT & CO INC/MA 5,144 5,144 0.00 248 230 -7.26
2018-08-15 13F-HR Strategic Wealth Partners Group LLC 26,368 26,282 -0.33 1,273 1,139 -10.53
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 85,648 149,739 74.83 4,135 6,488 56.90
2018-08-07 13F-HR/A NOTTINGHAM ADVISORS, INC. 6,427 6,532 1.63 310 283 -8.71
2018-08-13 13F-HR Advisor Group, Inc. 341,896 415,284 21.47 16,508 17,996 9.01
2016-11-14 13F-HR Edmond de Rothschild (Europe) 47,006 1,760
2018-08-01 13F-HR Nvwm, Llc 37,959 10,193 -73.15 1,800 442 -75.44
2018-08-14 13F-HR Riverglades Family Offices Llc 111,881 112,947 0.95 5,402 4,894 -9.40
2018-08-14 13F-HR Paloma Partners Management Co 172,189 75,628 -56.08 8,313 3,277 -60.58
2018-08-10 13F-HR Mint Tower Capital Management B.V. Put 32,200 0 -100.00 1,555 0 -100.00
2018-08-02 13F-HR Barrett Asset Management, LLC 49,250 62,970 27.86 2,378 2,728 14.72
2018-08-13 13F-HR MONETARY MANAGEMENT GROUP INC 9,050 9,350 3.31 437 405 -7.32
2018-10-12 13F-HR PITTENGER & ANDERSON INC 97,895 80,814 -17.45 4,242 3,469 -18.22
2018-08-08 13F-HR STALEY CAPITAL ADVISERS INC 4,407 0 -100.00 213 0 -100.00
2018-08-13 13F-HR Winch Advisory Services, LLC 83,706 78,109 -6.69 4,041 3,384 -16.26
2018-07-25 13F-HR Greenwich Wealth Management LLC 9,418 14,934 58.57 455 647 42.20
2018-09-17 13F-HR Strategic Wealth Advisors Group,Inc. 43,969 0 -100.00 2,122 0 -100.00
2018-08-13 13F-HR Arcus Capital Partners, LLC 27,656 27,172 -1.75 1,335 1,177 -11.84
2018-08-03 13F-HR Family Firm, Inc. 32,118 32,706 1.83 1,551 1,417 -8.64
2018-08-02 13F-HR Adviser Investments LLC 1,533 24,093 1,471.62 74 1,044 1,310.81
2018-08-03 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 20,710 20,946 1.14 1,000 908 -9.20
2018-08-14 13F-HR CLS Investments, LLC 9,724 10,004 2.88 469 433 -7.68
2018-10-05 13F-HR BANK OF STOCKTON 65,165 57,511 -11.75 2,822 2,467 -12.58
2018-08-14 13F-HR Lee Financial CORP 9,549 9,549 0.00 461 414 -10.20
2018-08-10 13F-HR Mitsubishi UFJ Trust & Banking Corp 562,360 225,436 -59.91 27,151 9,768 -64.02
2017-08-03 13F-HR WINDSOR FINANCIAL GROUP LLC 7,975 0 -100.00 314 0 -100.00
2018-10-04 13F-HR PRIVATE BANK & TRUST CO 111,254 71,552 -35.69 4,821 3,071 -36.30
2018-07-18 13F-HR Arvest Trust Co 393,245 393,819 0.15 18,986 17,064 -10.12
2018-07-12 13F-HR/A FIRST NATIONAL BANK OF OMAHA 23,929 25,184 5.24 1,156 1,091 -5.62
2018-08-01 13F-HR Psagot Investment House Ltd. 279,018 235,667 -15.54 13,471 10,212 -24.19
2018-07-18 13F-HR McCutchen Group LLC 21,033 15,754 -25.10 1,015 683 -32.71
2018-08-13 13F-HR Myda Advisors Llc 100,000 4,333
2017-02-10 13F-HR BlackRock Advisors LLC Put 6,100 214
2018-09-27 13F-HR/A UNITED SERVICES AUTOMOBILE ASSOCIATION 48,000 48,000 0.00 2,317 2,080 -10.23
2018-08-14 13F-HR P SCHOENFELD ASSET MANAGEMENT LP Put 0 350,000 0 15,166
2018-08-07 13F-HR Texas Yale Capital Corp. 49,850 49,850 0.00 2,407 2,160 -10.26
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 0 1,842,900 0 88,975
2018-07-23 13F-HR DUNCKER STREETT & CO INC 19,970 18,975 -4.98 964 822 -14.73
2018-07-24 13F-HR SIGMA INVESTMENT COUNSELORS INC 11,181 11,196 0.13 540 485 -10.19
2018-07-27 13F-HR RWC Asset Management LLP 707,521 713,946 0.91 34,159 30,935 -9.44
2018-07-23 13F-HR JOHN G ULLMAN & ASSOCIATES INC 5,500 6,400 16.36 266 277 4.14
2018-08-16 13F-HR Amussen Hunsaker & Associates Llc 2,480 107
2018-08-03 13F-HR Carnick & Kubik Group, LLC 32,427 23,917 -26.24 1,566 1,036 -33.84
2018-08-09 13F-HR FundX Investment Group, LLC 35,165 0 -100.00 1,698 0 -100.00
2018-08-13 13F-HR CIBC WORLD MARKETS CORP 82,544 706,944 756.45 3,985 30,632 668.68
2018-08-08 13F-HR FRONT BARNETT ASSOCIATES LLC 274,292 273,122 -0.43 13,243 11,834 -10.64
2018-08-13 13F-HR Baird Financial Group, Inc. 384,030 394,213 2.65 18,541 17,081 -7.87
2018-08-14 13F-HR Ionic Capital Management LLC Call 0 735,000 0 31,848
2018-08-14 13F-HR Natixis Asset Management 1,078,620 1,804,620 67.31 51,353 78,537 52.94
2018-08-01 13F-HR Israel Discount Bank of New York 321,120 336,335 4.74 15,504 14,573 -6.00
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 1,965 1,965 0.00 94 85 -9.57
2018-08-15 13F-HR Krilogy Financial LLC 10,107 10,019 -0.87 488 434 -11.07
2018-08-13 13F-HR WATERS PARKERSON & CO., LLC 59,403 60,733 2.24 2,868 2,632 -8.23
2018-08-14 13F-HR FIRST FOUNDATION ADVISORS 6,426 9,459 47.20 310 410 32.26
2018-08-14 13F-HR Partner Investment Management, L.P. Put 50,500 2,189
2018-08-01 13F-HR Klingman & Associates, LLC 8,851 11,081 25.19 427 480 12.41
2018-07-25 13F-HR CTC LLC 174,357 38,308 -78.03 8,417 1,659 -80.29
2018-08-14 13F-HR ROYAL BANK OF CANADA Put 3,330,000 2,415,300 -27.47 160,772 104,655 -34.90
2018-08-09 13F-HR BlackRock Inc. Put 1,930,000 183,000 -90.52 93,180 7,930 -91.49
2018-08-13 13F-HR Horizon Investments, LLC 4,815 0 -100.00 232 0 -100.00
2018-07-31 13F-HR Front Row Advisors Llc 1,750 1,750 0.00 84 79 -5.95
2018-09-07 13F-HR/A Cabana Llc 406,495 17,613
2018-08-08 13F-HR Ayalon Holdings Ltd. 20,200 47,397 134.64 975 2,054 110.67
2018-08-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 4,267,822 10,036,422 135.16 206,050 434,878 111.05
2018-10-05 13F-HR Peachtree Investment Advisors, Inc. 6,741 28,036 315.90 292 1,203 311.99
2018-08-10 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD Call 1,000,000 43,330
2018-08-06 13F-HR Mcilrath & Eck, Llc 3,083 2,773 -10.06 145 120 -17.24
2018-08-13 13F-HR Renaissance Technologies LLC 29,500 29,500 0.00 1,424 1,424 0.00
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. Put 7,500 6,200 -17.33 14 14 0.00
2018-08-20 13F-HR MASSMUTUAL TRUST CO FSB/ADV 241,050 248,694 3.17 11,637,894 10,775,911 -7.41
2018-08-06 13F-HR BRIGHTON JONES LLC 129,891 125,642 -3.27 6,271 5,444 -13.19
2018-04-16 13F-HR SII INVESTMENTS INC/WI 459,084 0 -100.00 21,628 0 -100.00
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Call 4,125,000 954,800 -76.85 198,324 41,371 -79.14
2016-11-14 13F-HR EDMOND DE ROTHSCHILD PRIVATE MERCHANT BANKING LLP 52 2
2018-07-30 13F-HR DUPONT CAPITAL MANAGEMENT Corp 760,630 954,229 25.45 36,723 41,347 12.59
2018-08-10 13F-HR Itau Unibanco Holding S.A. 603,631 685,165 13.51 29,143 29,688 1.87
2018-08-14 13F-HR Paloma Partners Management Co Put 509,200 0 -100.00 24,585 0 -100.00
2017-01-23 13F-HR CenterStar Fund, LLC Put 254
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. Call 0 0
2018-07-19 13F-HR Money Matters Financial Group Inc 114,820 114,820 0.00 5,544 4,975 -10.26
2017-02-10 13F-HR BlackRock Advisors LLC Call 6,100 214
2018-05-18 13F-HR FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 8,500 8,500 0.00 401 410 2.24
2018-07-30 13F-HR FIRST NATIONAL TRUST CO 130,946 121,468 -7.24 6,322 5,263 -16.75
2018-07-23 13F-HR NewSquare Capital LLC 324 0 -100.00 16 0 -100.00
2018-08-03 13F-HR Seacrest Wealth Management, Llc 15,933 15,458 -2.98 769 670 -12.87
2018-08-09 13F-HR HEADINVEST, LLC 10,115 10,115 0.00 488 438 -10.25
2018-07-18 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 36,035 37,205 3.25 1,740 1,612 -7.36
2018-08-07 13F-HR Serengeti Asset Management LP Put 650,000 800,000 23.08 31,382 34,664 10.46
2018-07-13 13F-HR Stillwater Capital Advisors, LLC 4,290 0 -100.00 207 0 -100.00
2018-08-10 13F-HR JGP Global Gestao de Recursos Ltda. 0 1,000,000 0 43,330
2018-07-17 13F-HR Retirement Systems of Alabama 15,413,006 15,413,006 0.00 744,140 667,846 -10.25
2018-08-08 13F-HR USCA RIA LLC 90,856 44,909 -50.57 4,387 1,946 -55.64
2018-08-13 13F-HR GFI Investment Counsel Ltd. 635 0 -100.00 31 0 -100.00
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 58,709 58,395 -0.53 2,630 2,752 4.64
2018-10-12 13F-HR Murphy, Middleton, Hinkle & Parker, Inc. 7,121 7,121 0.00 309 306 -0.97
2018-08-14 13F-HR Centaurus Financial, Inc. Call 1,600 0
2018-07-24 13F-HR Perella Weinberg Partners Capital Management LP 486,036 0 -100.00 23,466 0 -100.00
2018-08-07 13F-HR BSW Wealth Partners 111,158 111,564 0.37 5,367 4,834 -9.93
2018-07-30 13F-HR Providence First Trust Co 72,809 72,609 -0.27 3,515 3,146 -10.50
2018-08-14 13F-HR Bluefin Trading, LLC Put 52,800 477,400 804.17 9 520 5,677.78
2018-08-14 13F-HR Virtue Capital Management, Llc 16,441 5,068 -69.17 771 220 -71.47
2018-08-06 13F-HR HMS Capital Management, LLC 119,219 116,295 -2.45 5,756 5,039 -12.46
2018-08-13 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 30,554 0 -100.00 1,475 0 -100.00
2018-08-14 13F-HR Prince Street Capital Management LLC Put 1,700,000 3,370,000 98.24 82,076 146,022 77.91
2018-08-14 13F-HR AE Wealth Management LLC 18,023 17,344 -3.77 870 752 -13.56
2018-10-03 13F-HR Verde Servicos Internacionais S.A. 112,079 4,856
2018-07-31 13F-HR BRADLEY FOSTER & SARGENT INC/CT 89,842 92,385 2.83 4,338 4,003 -7.72
2018-08-14 13F-HR UBS OCONNOR LLC Call 30,000 14,000
2018-08-07 13F-HR Oakworth Capital, Inc. 1,775 1,840 3.66 83 80 -3.61
2017-04-07 13F-HR CT Financial Advisors LLC 390 390 0.00 13,654 15,362 12.51
2018-07-23 13F-HR Mechanics Bank Trust Department 15,163 15,743 3.83 732 682 -6.83
2018-08-06 13F-HR HL FINANCIAL SERVICES LLC 83,275 68,975 -17.17 4,021 2,989 -25.67
2018-08-02 13F-HR Fulton Breakefield Broenniman LLC 17,769 770
2018-08-14 13F-HR TIEMANN INVESTMENT ADVISORS, LLC 63,531 63,771 0.38 3,067 2,763 -9.91
2017-10-31 13F-HR Barrington Strategic Wealth Management Group LLC 11,825 11,115 -6.00 489 498 1.84
2018-07-13 13F-HR Creative Financial Designs Inc /adv 16,358 13,367 -18.28 790 579 -26.71
2018-08-07 13F-HR Fluent Financial, Llc 57,881 59,296 2.44 2,797 2,569 -8.15
2018-07-18 13F-HR Global Trust Asset Management, Llc 1,100 1,100 0.00 53 48 -9.43
2018-10-11 13F-HR Gradient Investments LLC 2,623 6,025 129.70 114 289 153.51
2018-08-06 13F-HR Cliffwater Llc 81,663 81,663 0.00 3,943 3,538 -10.27
2018-08-14 13F-HR Moore Capital Management, LP 5,473,449 0 -100.00 264,258 0 -100.00
2018-08-02 13F-HR Emerald Investment Partners, Llc 9,709 9,498 -2.17 469 412 -12.15
2018-07-26 13F-HR BOSTON FAMILY OFFICE LLC 103,682 102,582 -1.06 5,006 4,445 -11.21
2018-08-13 13F-HR Fosun International Ltd 2,324 0 -100.00 112 0 -100.00
2018-08-14 13F-HR Freestone Capital Holdings, LLC 54,026 54,270 0.45 2,608 2,352 -9.82
2018-08-13 13F-HR Bridgewater Associates, LP 11,490,853 7,428,501 -35.35 554,778 321,877 -41.98
2018-08-02 13F-HR Blume Capital Management, Inc. 1,850 1,850 0.00 89 80 -10.11
2018-08-08 13F-HR/A MONTAG A & ASSOCIATES INC 36,434 5,676 -84.42 1,759 246 -86.01
2018-04-02 13F-HR Hefty Wealth Partners 1,167 0 -100.00 55 0 -100.00
2018-08-03 13F-HR Fulcrum Capital Llc 195,233 196,033 0.41 9,426 8,494 -9.89
2018-08-14 13F-HR SOROS FUND MANAGEMENT LLC 0 199,430 0 8,641
2018-08-14 13F-HR Quad Capital Management Advisors LLC Call 73,800 61
2018-07-27 13F-HR Advisory Services Network, LLC 27,146 21,100 -22.27 1,311 940 -28.30
2018-08-13 13F-HR LCNB CORP 5,227 0 -100.00 252 0 -100.00
2018-07-20 13F-HR Pinnacle Advisory Group, Inc. 25,431 7,218 -71.62 1,228 313 -74.51
2018-10-09 13F-HR NEXT Financial Group, Inc 32,440 15,789 -51.33 1,406 678 -51.78
2018-08-14 13F-HR MEITAV DASH INVESTMENTS LTD 444,929 701,799 57.73 21,482 31,902 48.51
2018-10-12 13F-HR Versant Capital Management, Inc 601 601 0.00 26 25 -3.85
2018-07-19 13F-HR David R. Rahn & Associates Inc. 230,536 0 -100.00 11,130 0 -100.00
2018-08-07 13F-HR Premise Capital, LLC 141,598 7,824 -94.47 6,836 339 -95.04
2018-08-07 13F-HR Cedar Capital, LLC 11,222 0 -100.00 542 0 -100.00
2018-07-16 13F-HR Live Your Vision, LLC 1,252 2,502 99.84 60 108 80.00
2018-08-07 13F-HR Valmark Advisers, Inc. 28,115 28,423 1.10 1,357 1,232 -9.21
2018-08-14 13F-HR SevenBridge Financial Group, LLC 625 625 0.00 30 27 -10.00
2018-04-30 13F-HR Oak Point Wealth Management 19 0 -100.00 1 0 -100.00
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 65,155 76,310 17.12 3,146 3,307 5.12
2018-08-09 13F-HR Wharton Business Group, LLC 11,553 9,627 -16.67 558 417 -25.27
2018-08-14 13F-HR Crestwood Advisors LLC 8,937 8,854 -0.93 431 376 -12.76
2018-08-07 13F-HR Penobscot Investment Management Company, Inc. 20,089 24,049 19.71 970 1,042 7.42
2018-10-10 13F-HR ARROW FINANCIAL CORP 433,249 432,554 -0.16 18,773 18,564 -1.11
2018-08-15 13F-HR Verition Fund Management LLC Put 56,000 23,200 -58.57 2,704 1,005 -62.83
2018-08-16 13F-HR Titus Wealth Management 49,744 49,807 0.13 2,402,000 2,158 -99.91
2018-10-10 13F-HR FACTORY MUTUAL INSURANCE CO 0 335,000 0 14,378
2017-02-14 13F-HR STEADFAST ADVISORS LP 70,814 0 -100.00 2,652 0 -100.00
2018-07-11 13F-HR Harbour Capital Advisors, LLC 54,900 44,275 -19.35 2,651 1,899 -28.37
2017-10-26 13F-HR BARING ASSET MANAGEMENT Ltd 6,005 0 -100.00 247 0 -100.00
2018-08-13 13F-HR HAP Trading, LLC Put 537,600 38,100 -92.91 250 44 -82.40
2018-08-08 13F-HR CARRET ASSET MANAGEMENT, LLC 50,442 51,552 2.20 2,435 2,234 -8.25
2018-08-14 13F-HR