Stock Institutional Ownership and Shareholders

SecurityECA / EnCana Corp. (292505104)
President & CEOSuttles Douglas James
Institutional Owners341
Institutional Shares680,677,052
Outstanding Shares973,100,000 (as of 2017-09-30)
Institutional Value$ 42,098,431,000 USD
Related TSX:ECA / Encana Corp.

EnCana Corp. (NYSE:ECA) has 341 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 680,677,052 shares. Largest shareholders include Viking Global Investors LP, Causeway Capital Management Llc, Davis Selected Advisers, Elliott Management Corporation, BlackRock Inc., Wellington Management Group Llp, Vanguard Group Inc, Steadfast Capital Management Lp, Morgan Stanley, and Royal Bank Of Canada.



EnCana Corp. (NYSE:ECA) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR Integral Derivatives, LLC Put 59,000 76,200 29.15 519 898 73.03
2017-11-14 13F-HR J. Goldman & Co LP 83,400 0 -100.00 734 0 -100.00
2017-11-14 13F-HR Gotham Asset Management, LLC 12,382 0 -100.00 109 0 -100.00
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 144,599 146,368 1.22 1,272 1,724 35.53
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 31,400 31,400 0.00 276 369 33.70
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 2,829,129 2,771,316 -2.04 24,848 32,610 31.24
2017-11-16 13F-HR DAVIS SELECTED ADVISERS 67,572,006 65,304,863 -3.36 594,634 769,216 29.36
2017-11-13 13F-HR LETKO, BROSSEAU & ASSOCIATES INC 16,323,525 16,226,944 -0.59 143,414 190,600 32.90
2017-11-15 13F-HR Janney Montgomery Scott LLC 98,047 99,223 1.20 863 1,169 35.46
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 12,896 13,049 1.19 113 154 36.28
2017-11-14 13F-HR AMP Capital Investors Ltd 489,938 482,347 -1.55 4,298 5,667 31.85
2017-11-16 13F-HR Moors & Cabot, Inc. 58,200 56,501 -2.92 509 672 32.02
2017-08-14 13F-HR D. E. Shaw & Co., Inc. Put 12,200 0 -100.00 143 0 -100.00
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 173,917 187,117 7.59 1,527 2,201 44.14
2017-10-20 13F-HR/A-1 Shell Asset Management Co 94,947 89,547 -5.69 1,083 1,315 21.42
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 2,302 2,302 0.00 20 27 35.00
2017-10-16 13F-HR Independence Advisors, LLC 10,000 0 -100.00 80 0 -100.00
2017-08-14 13F-HR Pinkerton Retirement Specialists, LLC 346 0 -100.00 4 0 -100.00
2017-08-14 13F-HR LONE PINE CAPITAL LLC 23,465,824 0 -100.00 274,785 0 -100.00
2017-11-13 13F-HR Engineers Gate Manager LP 14,546 0 -100.00 128 0 -100.00
2017-08-10 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 14,200 0 -100.00 166 0 -100.00
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 7,057,846 7,142,392 1.20 62,008 83,894 35.30
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 0 27,518 0 324
2017-11-14 13F-HR GOLDENTREE ASSET MANAGEMENT LP 2,759,235 32,504
2017-10-18 13F-HR EXANE DERIVATIVES 5,000 5,000 0.00 44,031 59,035 34.08
2017-10-30 13F-HR Cribstone Capital Management, LLC 2,462 1,507 -38.79 22 18 -18.18
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 8,367,621 81,225 -99.03 73,635 957 -98.70
2017-10-12 13F-HR ADIRONDACK TRUST CO 816 816 0.00 7 10 42.86
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 3,767,159 3,329,897 -11.61 33,152 39,226 18.32
2017-08-14 13F-HR/A-5 Pine River Capital Management L.P. 0 0 0 0
2017-11-06 13F-HR TORONTO DOMINION BANK Call 232,600 385,400 65.69 2,047 4,537 121.64
2017-11-09 13F-HR TAYLOR ASSET MANAGEMENT INC 2,368,700 2,730,800 15.29 20,827 32,143 54.33
2017-11-06 13F-HR SEI INVESTMENTS CO 440,209 627,473 42.54 3,874 7,391 90.78
2017-12-01 13F-HR/A-1 Axa 21,751 23,461 7.86 191 276 44.50
2017-11-14 13F-HR Castleton Investment Management LLC 175,000 60,000 -65.71 1,540 707 -54.09
2017-11-13 13F-HR WITTENBERG INVESTMENT MANAGEMENT, INC. 65,300 65,300 0.00 575 769 33.74
2017-11-14 13F-HR Squarepoint Ops LLC 0 334,002 0 3,935
2017-11-14 13F-HR NOMURA HOLDINGS INC Put 87,500 1,031
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 2,561,604 2,572,174 0.41 22,505,507 30,212,479 34.24
2017-11-13 13F-HR Waratah Capital Advisors Ltd. 0 319,595 0 3,765
2017-11-03 13F-HR SMITHFIELD TRUST CO 3,606 3,606 0.00 32 42 31.25
2017-11-06 13F-HR Advisor Group, Inc. 43,067 43,200 0.31 380 509 33.95
2017-12-12 13F-HR/A-1 Patten Group, Inc. 525 525 0.00 5 6 20.00
2017-11-14 13F-HR Point72 Asset Management, L.P. 6,170,064 2,636,200 -57.27 54,297 31,055 -42.81
2017-11-14 13F-HR DEUTSCHE BANK AG\ 6,137,363 6,764,387 10.22 54,007 79,683 47.54
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 242,400 293,800 21.20 2,133 3,461 62.26
2017-11-14 13F-HR Alyeska Investment Group, L.P. 143,941 2,011,683 1,297.57 1,267 23,698 1,770.40
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 893,967 695,398 -22.21 7,868 8,192 4.12
2017-10-10 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 91,150 1,074
2017-11-08 13F-HR HAP Trading, LLC 158,530 70,478 -55.54 1,395 830 -40.50
2017-11-14 13F-HR Tobam 116,000 40,100 -65.43 1,019 471 -53.78
2017-11-14 13F-HR SCOTIA CAPITAL INC. 845,110 939,770 11.20 7,437 11,055 48.65
2017-11-14 13F-HR HighTower Advisors, LLC 17,938 16,811 -6.28 162 200 23.46
2017-10-27 13F-HR BECK MACK & OLIVER LLC 329,440 315,940 -4.10 2,899 3,722 28.39
2017-11-15 13F-HR GUARDIAN CAPITAL ADVISORS LP 136,004 130,420 -4.11 1,590 1,870 17.61
2017-11-13 13F-HR Marshall Wace LLP 0 27,487 0 330
2017-11-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 1,500 18
2017-11-08 13F-HR Mawer Investment Management Ltd. 13,324 13,324 0.00 117 157 34.19
2017-11-08 13F-HR D.A. DAVIDSON & CO. 45,097 41,434 -8.12 396 488 23.23
2017-11-08 13F-HR HAP Trading, LLC Call 65,200 66,400 1.84 21 65 209.52
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 335 436 30.15 93 60 -35.48
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 7,113 0 -100.00 63 0 -100.00
2017-11-13 13F-HR JVL Advisors, L.L.C. 5,656,939 5,563,039 -1.66 49,781 65,533 31.64
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 1,600 1,600 0.00 14 19 35.71
2017-11-13 13F-HR TEACHERS ADVISORS INC 267 267 0.00 2 3 50.00
2017-11-22 13F-HR Chicago Partners Investment Group LLC 762 9
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 142,700 222,600 55.99 1,254 2,623 109.17
2017-11-09 13F-HR OPPENHEIMER & CO INC 161,744 160,277 -0.91 1,424 1,888 32.58
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ Call 0 201,700 0 2,376
2017-10-25 13F-HR Korea Investment CORP 400,401 560,121 39.89 3,518 6,579 87.01
2017-10-26 13F-HR Murphy Pohlad Asset Management LLC 10,070 10,070 0.00 88 118 34.09
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 54,900 364,700 564.30 483 4,296 789.44
2017-11-14 13F-HR FIFTH THIRD BANCORP 739 739 0.00 7 9 28.57
2017-11-03 13F-HR BESSEMER GROUP INC 59,940 51,743 -13.68 527 610 15.75
2017-10-30 13F-HR Westpac Banking Corp 610,430 0 -100.00 6,965,006 0 -100.00
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 4,670 32,764 601.58 53 481 807.55
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 621 7
2017-11-13 13F-HR Bb&t Investment Services, Inc. 244 0 -100.00 2 0 -100.00
2017-10-31 13F-HR WEDBUSH SECURITIES INC 24,953 23,826 -4.52 220 281 27.73
2017-08-11 13F-HR Concourse Capital Management, LLC 364,236 0 -100.00 4,265 0 -100.00
2017-11-06 13F-HR TORONTO DOMINION BANK 5,586,352 1,783,406 -68.08 49,151 20,995 -57.28
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 557 764 37.16 5 9 80.00
2017-11-06 13F-HR Bank of New York Mellon Corp 1,075,716 1,096,767 1.96 9,466 12,919 36.48
2017-11-09 13F-HR Legal & General Group Plc 4,580,752 4,484,863 -2.09 38,897 52,678 35.43
2017-11-14 13F-HR MORGAN STANLEY 42,645,135 20,379,560 -52.21 375,277 240,072 -36.03
2017-11-14 13F-HR Sciencast Management LP 10,998 0 -100.00 97 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,817,100 1,944,400 7.01 15,990 22,905 43.25
2017-11-15 13F-HR Balentine LLC 653 8
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 2,832 1,940 -31.50 25 23 -8.00
2017-11-07 13F-HR Commonwealth Equity Services, Inc 17,425 18,103 3.89 153 213 39.22
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 735,000 911,197 23.97 6,468 10,734 65.96
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 309 388 25.57 9 46 411.11
2017-11-14 13F-HR ROYAL BANK OF CANADA Call 247,600 161,500 -34.77 2,179 1,903 -12.67
2017-11-15 13F-HR Sterling Capital Management LLC 11,910 19,894 67.04 105 234 122.86
2017-11-14 13F-HR LOOMIS SAYLES & CO L P 205,341 482,283 134.87 1,807 5,681 214.39
2017-10-30 13F-HR IFP Advisors, Inc 8,944 37,825 322.91 79 446 464.56
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 4,511,816 12,987,183 187.85 39,704 152,988 285.32
2017-08-08 13F-HR Oz Management LP Put 1,149,400 0 -100.00 13,460 0
2017-11-13 13F-HR Nippon Life Global Investors Americas, Inc. 53,790 53,790 0.00 473 634 34.04
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 0 50,000 0 589
2017-10-23 13F-HR WHITTIER TRUST CO 7,772 7,772 0.00 68 91 33.82
2017-11-02 13F-HR Birchview Capital, LP 132,300 132,300 0.00 1,164 1,558 33.85
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 33,050 32,334 -2.17 290 381 31.38
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 13,843 13,867 0.17 158 204 29.11
2017-11-14 13F-HR BANK OF NOVA SCOTIA 6,825,784 2,137,184 -68.69 60,060 25,158 -58.11
2017-08-14 13F-HR Graticule Asia Macro Advisors LLC 1,301,000 0 -100.00 15,235 0 -100.00
2017-11-14 13F-HR CoreCommodity Management, LLC 11,052 11,052 0.00 97 130 34.02
2017-11-14 13F-HR Walleye Trading LLC Put 129,700 234,300 80.65 1,142 2,759 141.59
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ Put 470,000 0 -100.00 4,136 0 -100.00
2017-11-14 13F-HR CAUSEWAY CAPITAL MANAGEMENT LLC 68,866,129 70,849,989 2.88 606,022 834,613 37.72
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 174,100 292,600 68.06 1,532 3,447 125.00
2017-11-14 13F-HR Viking Global Investors LP 72,773,415 93,384,875 28.32 640,406 1,100,074 71.78
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 157,970 157,970 0.00 1,388 1,855 33.65
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 220 220 0.00 2 3 50.00
2017-10-12 13F-HR Cascade Investment Advisors, Inc. 4,100 4,100 0.00 36,080 48,298 33.86
2017-11-03 13F-HR World Asset Management Inc 57,310 57,161 -0.26 504 673 33.53
2017-11-13 13F-HR Bridgewater Associates, LP 206,215 206,215 0.00 1,812 2,422 33.66
2017-08-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 14,372 0 -100.00 168 0 -100.00
2017-11-13 13F-HR Allianz Asset Management AG 22,858 25,103 9.82 201 296 47.26
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 251,500 136,400 -45.77 2,213 1,607 -27.38
2017-11-06 13F-HR COMERICA BANK 110,110 112,979 2.61 1,096 1,274 16.24
2017-10-17 13F-HR Cutler Group LP Call 50,100 14,100 -71.86 2 2 0.00
2017-10-25 13F-HR Cornerstone Advisors, Inc. 210 410 95.24 2 5 150.00
2017-11-14 13F-HR BARCLAYS PLC Call 471,400 103,200 -78.11 4,149 1,216 -70.69
2017-11-13 13F-HR CAMG Solamere Management, LLC 185,143 2,181
2017-11-08 13F-HR HAP Trading, LLC Put 368,900 369,400 0.14 760 270 -64.47
2017-11-14 13F-HR ROYAL BANK OF CANADA 11,537,514 17,151,027 48.65 101,530 202,040 99.00
2017-11-13 13F-HR WETHERBY ASSET MANAGEMENT INC 24,141 24,348 0.86 212 287 35.38
2017-11-14 13F-HR Zions Bancorporation 0 101 0 1
2017-11-14 13F-HR STEADFAST CAPITAL MANAGEMENT LP 20,963,596 22,900,721 9.24 184,480 269,770 46.23
2017-11-13 13F-HR Private Advisor Group, LLC 52,597 44,796 -14.83 461 507 9.98
2017-11-13 13F-HR Fiera Capital Corp 1,820,492 1,361,670 -25.20 15,989 16,023 0.21
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 1,281 1,308 2.11 13 16 23.08
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES Call 0 25,200 0 3
2017-11-14 13F-HR Walleye Trading LLC 9,082 0 -100.00 80 0 -100.00
2017-08-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 47,287 0 -100.00 553 0 -100.00
2017-11-14 13F-HR QCM Cayman, Ltd. 31,595 0 -100.00 278 0 -100.00
2017-11-07 13F-HR SG Americas Securities, LLC Call 328,400 0 -100.00 18 0 -100.00
2017-11-03 13F-HR Swiss National Bank 3,767,100 3,761,400 -0.15 33,150 44,296 33.62
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 1,563,141 1,961,563 25.49 13,710 23,012 67.85
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 107,309 136,041 26.78 944 1,603 69.81
2017-11-15 13F-HR Neuberger Berman Group LLC 292,326 3,444
2017-11-14 13F-HR FCG ADVISORS, LLC 20,000 0 -100.00 176 0 -100.00
2017-11-14 13F-HR Hartree Partners, LP 115,000 1,354,700
2017-11-13 13F-HR Westside Investment Management, Inc. 1,848 1,848 0.00 16,188 20,918 29.22
2017-10-19 13F-HR APG Asset Management N.V. 1,191,332 309,068 -74.06 13,593 3,630 -73.30
2017-11-14 13F-HR AVALON ADVISORS, LLC 76,944 906
2017-11-14 13F-HR UBS Group AG 2,054,265 1,022,542 -50.22 18,078 12,046 -33.37
2017-11-14 13F-HR NOMURA HOLDINGS INC 0 46,056 0 543
2017-11-14 13F-HR Encompass Capital Advisors LLC 2,704,020 0 -100.00 23,795 0 -100.00
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 14,883 0 -100.00 131 0 -100.00
2017-10-17 13F-HR Cutler Group LP Put 31,500 28,000 -11.11 26 7 -73.08
2017-11-14 13F-HR CREDIT SUISSE AG/ 5,295,184 1,557,331 -70.59 46,598 18,344 -60.63
2017-08-14 13F-HR RR Advisors, LLC 147,000 0 -100.00 1,712 0 -100.00
2017-11-14 13F-HR Adage Capital Partners GP LLC 2,991,477 2,141,477 -28.41 26,325 25,227 -4.17
2017-08-09 13F-HR SYNOVUS FINANCIAL CORP 100 0 -100.00 1 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC Call 116,900 219,200 87.51 1,030 2,582 150.68
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 96,700 96,700 0.00 851 1,139 33.84
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 53,565 46,191 -13.77 472 544 15.25
2017-11-13 13F-HR Laurion Capital Management LP 678,707 0 -100.00 5,973 0 -100.00
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 146,975 141,364 -3.82 1,293,380 1,665,268 28.75
2017-11-08 13F-HR AMF Pensionsforsakring AB 872,432 897,064 2.82 10,192 10,537 3.39
2017-11-01 13F-HR/A-1 Financial Architects, Inc 3,400 4,500 32.35 30 53 76.67
2017-11-07 13F-HR Quantbot Technologies LP 100,518 45,200 -55.03 884 532 -39.82
2017-11-09 13F-HR HAVERFORD TRUST CO 10,260 10,260 0.00 90 121 34.44
2017-11-07 13F-HR SG Americas Securities, LLC 191,740 205,381 7.11 1,687 2,419 43.39
2017-11-14 13F-HR Flinton Capital Management LLC 1,008 1,008 0.00 9 12 33.33
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 18,099 0 -100.00 159 0 -100.00
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 0 518,855 0 6,136
2017-10-27 13F-HR INTACT INVESTMENT MANAGEMENT INC. 0 1,053,500 0 15,463
2017-10-24 13F-HR Rathbone Brothers plc 22,900 22,900 0.00 201 269 33.83
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 20,472 19,113 -6.64 180 225 25.00
2017-11-14 13F-HR 1832 Asset Management L.P. 1,264,519 1,079,312 -14.65 11,128 12,314 10.66
2017-11-14 13F-HR Magnetar Financial LLC 4,063,329 3,775,100 -7.09 35,757 44,471 24.37
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 86,600 86,600 0.00 1,020 1,020 0.00
2017-11-14 13F-HR/A-1 HARDING LOEVNER LP 5,670 5,670 0.00 50 67 34.00
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 1,000,000 713,600 -28.64 8,793 8,380 -4.70
2017-11-14 13F-HR Baird Financial Group, Inc. 635,476 631,683 -0.60 5,583 7,420 32.90
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 15,600 16,600 6.41 137 196 43.07
2017-11-14 13F-HR BANK OF NOVA SCOTIA TRUST CO 0 14,694 0 173
2017-11-13 13F-HR CITIGROUP INC 875,821 214,475 -75.51 7,695 2,520 -67.25
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 17,000 0 -100.00 150 0 -100.00
2017-11-13 13F-HR FINANCIAL COUNSELORS INC 211,300 211,300 0.00 1,859 2,489 33.89
2017-11-02 13F-HR HOWARD HUGHES MEDICAL INSTITUTE 133,405 0 -100.00 1,174 0 -100.00
2017-11-02 13F-HR Smith Asset Management Group LP 2,830 33
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 32,132 31,289 -2.62 283 369 30.39
2017-10-18 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 190 0 -100.00 2 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 11,400 8,100 -28.95 100 95 -5.00
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 3,197,341 3,908,977 22.26 28,137 46,048 63.66
2017-10-10 13F-HR AMERICAN NATIONAL BANK 1,825 0 -100.00 16 0 -100.00
2017-08-09 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 45,457 0 -100.00 532 0 -100.00
2017-10-12 13F-HR Advisory Services Network, LLC 1,404 1,388 -1.14 12 16 33.33
2017-11-17 13F-HR/A-1 Virtu Financial LLC 121,969 1,436
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 29,700 82,300 177.10 261 969 271.26
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 30,303 25,047 -17.34 266 295 10.90
2017-11-14 13F-HR Integral Derivatives, LLC Call 0 65,600 0 773
2017-11-14 13F-HR CLINTON GROUP INC 34,947 0 -100.00 308 0 -100.00
2017-11-14 13F-HR 3G Capital Partners LP 2,000,000 0 -100.00 17,600 0 -100.00
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 497,416 518,042 4.15 4,345 6,042 39.06
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 11,592 49,285 325.16 102 581 469.61
2017-11-13 13F-HR AVIVA PLC 609,557 618,977 1.55 5,362 7,299 36.12
2017-11-13 13F-HR BLUESTEIN R H & CO 40,000 40,000 0.00 352 471 33.81
2017-08-02 13F-HR SUMMIT SECURITIES GROUP, LLC 11,480 0 -100.00 134 0 -100.00
2017-08-16 13F-HR GeoSphere Capital Management 243,784 0 -100.00 2,854 0 -100.00
2017-10-25 13F-HR FIRST MANHATTAN CO 26,578 24,840 -6.54 233 292 25.32
2017-11-14 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 1,700 2,700 58.82 273,123 452,458 65.66
2017-11-08 13F-HR Texas Yale Capital Corp. 30,350 46,050 51.73 267 542 103.00
2017-11-13 13F-HR FRANKLIN RESOURCES INC 317,895 316,401 -0.47 2,797 3,728 33.29
2017-11-14 13F-HR PCJ Investment Counsel Ltd. 2,877,910 3,505,588 21.81 25,286 41,181 62.86
2017-11-03 13F-HR Sandy Spring Bank 2,000 2,000 0.00 18 24 33.33
2017-11-13 13F-HR Pacad Investment Ltd. 45,000 0 -100.00 396 0 -100.00
2017-08-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 700,000 0 -100.00 8,197 0 -100.00
2017-11-14 13F-HR IHT Wealth Management, LLC 2,550 2,550 0.00 28 29 3.57
2017-11-14 13F-HR LPL Financial LLC 59,947 81,643 36.19 528 962 82.20
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 152,400 152,400 0.00 1,033 1,435 38.92
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 0 19,587 0 231
2017-11-13 13F-HR Citizens Financial Group Inc/RI 431 0 -100.00 4 0 -100.00
2017-11-07 13F-HR/A-1 COMMERCE BANK 0 10,001 0 118
2017-11-14 13F-HR BlueCrest Capital Management Ltd 1,058,754 1,047,338 -1.08 9,317 12,338 32.42
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 1,642 1,642 0.00 14 19 35.71
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 58,758 124,266 111.49 517 1,464 183.17
2017-08-31 13F-HR/A-1 UBS OCONNOR LLC 412,175 0 -100.00 4,827,000 0 -100.00
2017-11-14 13F-HR Arosa Capital Management LP Call 1,000,000 0 -100.00 8,800 0 -100.00
2017-08-14 13F-HR Voya Investment Management LLC 50,303 0 -100.00 589 0 -100.00
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 305,656 301,188 -1.46 2,685 3,538 31.77
2017-11-13 13F-HR Capital Innovations LLC 30,000 0 -100.00 264 0 -100.00
2017-10-16 13F-HR Gradient Investments LLC 404 0 -100.00 4 0 -100.00
2017-07-11 13F-HR TOMPKINS FINANCIAL CORP 125 0 -100.00 1 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 154,300 182,400 18.21 1,349 2,149 59.30
2017-10-25 13F-HR Aperio Group, LLC 310,448 366,584 18.08 2,732 4,318 58.05
2017-08-10 13F-HR CI INVESTMENTS INC. 4,573,150 0 -100.00 53,552 0 -100.00
2017-11-06 13F-HR TORONTO DOMINION BANK Put 98,600 53,100 -46.15 868 625 -28.00
2017-11-14 13F-HR Point72 Asia (Singapore) Pte. Ltd. 1,765,644 0 -100.00 15,538 0 -100.00
2017-11-07 13F-HR Timber Hill LLC 44,583 11,466 -74.28 392 135 -65.56
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 14,094 166
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 77,002 192,861 150.46 677 2,265 234.56
2017-10-03 13F-HR Eqis Capital Management, Inc. 44,978 50,847 13.05 396 599 51.26
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 109,500 201,000 83.56 964 2,368 145.64
2017-08-18 13F-HR WFG Advisors, LP 502 502 0.00 6 4 -33.33
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 2,402 2,402 0.00 21 28 33.33
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 323,300 246,800 -23.66 2,845 2,907 2.18
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 105,000 72,500 -30.95 918 854 -6.97
2017-11-08 13F-HR Cannell Peter B & Co Inc 135,752 127,542 -6.05 1,195 1,502 25.69
2017-08-07 13F-HR AMERICAN CENTURY COMPANIES INC 60,495 0 -100.00 708 0 -100.00
2017-11-13 13F-HR NORTHERN TRUST CORP 2,231,713 2,481,568 11.20 19,639 29,232 48.85
2017-11-13 13F-HR/A-1 NORGES BANK 8,024,643 9,419,130 17.38 62,105 93,888 51.18
2017-11-13 13F-HR MUFG Americas Holdings Corp 0 500 0 6
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 4,774,511 1,102,289 -76.91 42,015 12,985 -69.09
2017-11-13 13F-HR Investec Asset Management LTD 1,188,957 1,069,899 -10.01 10,446 12,567 20.30
2017-08-15 13F-HR BW Gestao de Investimentos Ltda. 1,550,000 0 -100.00 18,151 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC Call 647,200 121,200 -81.27 5,695 1,428 -74.93
2017-11-13 13F-HR Resources Investment Advisors, Inc. 2,425 2,425 0.00 21 29 38.10
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 31,768 90,057 183.48 280 1,060 278.57
2017-08-07 13F-HR Karp Capital Management Corp 288,014 0 -100.00 3,373 0 -100.00
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 59,175 60,088 1.54 521 708 35.89
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 28,100 35,100 24.91 247 413 67.21
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 120,300 25,000 -79.22 1,059 295 -72.14
2017-11-14 13F-HR Saturna Capital CORP 14,200 14,200 0.00 125 167 33.60
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 0 436,200 0 5,124
2017-11-15 13F-HR CASTLEARK MANAGEMENT LLC 231,085 323,085 39.81 2,034 3,806 87.12
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 6,999,031 9,131,917 30.47 61,591 107,574 74.66
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 3,692 3,692 0.00 42 54 28.57
2017-10-17 13F-HR Cutler Group LP 15,337 13,586 -11.42 134 160 19.40
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 314,805 314,805 0.00 2,770 3,707 33.83
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 25,462 19,170 -24.71 224 226 0.89
2017-10-11 13F-HR FOUNDATION RESOURCE MANAGEMENT INC 1,330,163 1,321,925 -0.62 11,705 15,572 33.04
2017-11-14 13F-HR Jefferies Group LLC 122,419 36,312 -70.34 1,077 428 -60.26
2017-11-14 13F-HR VANGUARD GROUP INC 23,620,300 23,799,882 0.76 207,858 280,363 34.88
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 46,807 0 -100.00 412 0 -100.00
2017-10-24 13F-HR TRUST CO OF VERMONT 750 750 0.00 7 9 28.57
2017-11-09 13F-HR JP MORGAN CHASE & CO 577,353 496,563 -13.99 5,080 5,839 14.94
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 1,927,436 2,755,336 42.95 16,934 32,364 91.12
2017-11-09 13F-HR Estabrook Capital Management 446 1,046 134.53 3,925 12,322 213.94
2017-11-14 13F-HR BARCLAYS PLC Put 55,900 82,300 47.23 492 969 96.95
2017-11-14 13F-HR JANE STREET GROUP, LLC 105,219 96,882 -7.92 926 1,141 23.22
2017-10-12 13F-HR Hanson McClain, Inc. 684 684 0.00 6 8 33.33
2017-11-14 13F-HR QS Investors, LLC 0 1,343 0 16
2017-10-27 13F-HR American Assets Investment Management, LLC 30,000 30,000 0.00 264 353 33.71
2017-10-19 13F-HR LS Investment Advisors, LLC 360 360 0.00 3 4 33.33
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 10,200 0 -100.00 90 0 -100.00
2017-11-14 13F-HR Elliott Management Corporation 37,450,000 37,500,000 0.13 329,560 441,750 34.04
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 2,387 2,388 0.04 21,006 28,120 33.87
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 100,341 178,713 78.11 883 2,105 138.39
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 11,800 1,539,370 12,945.51 104 18,134 17,336.54
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 1,510,547 1,884,027 24.72 13,293 22,194 66.96
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 13,444 0 -100.00 118 0 -100.00
2017-11-08 13F-HR Contrarius Investment Management Ltd 5,808,284 2,453,277 -57.76 51,113 28,900 -43.46
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,959 1,944 -0.77 17 23 35.29
2017-11-14 13F-HR BlackRock Inc. 25,264,984 24,877,383 -1.53 222,330 293,055 31.81
2017-11-06 13F-HR First Eagle Investment Management, LLC 1,363,439 0 -100.00 11,998 0 -100.00
2017-11-02 13F-HR AMG National Trust Bank 173,681 170,652 -1.74 1,528 2,011 31.61
2017-08-14 13F-HR CREDIT SUISSE AG/ Put 190,000 0 -100.00 2,225 0 -100.00
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 392,948 387,032 -1.51 3,458 4,562 31.93
2017-10-12 13F-HR Nexus Investment Management Inc. 657,064 656,394 -0.10 5,775 7,707 33.45
2017-11-13 13F-HR Seven Bridges Advisors LLC 60,439 76,489 26.56 532 901 69.36
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 13,847 13,836 -0.08 122 163 33.61
2017-11-13 13F-HR Twin Tree Management, LP 318,308 0 -100.00 2,801 0 -100.00
2017-11-14 13F-HR BOKF, NA 2,927 2,927 0.00 26 35 34.62
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 0 13,089 0 154
2017-11-14 13F-HR Jefferies Group LLC Put 52,100 77,500 48.75 458 913 99.34
2017-11-15 13F-HR BAMCO INC /NY/ 435,100 379,589 -12.76 3,829 4,472 16.79
2017-11-02 13F-HR Jacobi Capital Management LLC 276 276 0.00 2 3 50.00
2017-10-06 13F-HR Cardinal Capital Management, Inc. 3,000 2,700 -10.00 26 32 23.08
2017-11-09 13F-HR GARRISON BRADFORD & ASSOCIATES INC 11,000 11,000 0.00 97 130 34.02
2017-11-14 13F-HR SIR Capital Management, L.P. 0 959,438 0 11,302
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 935,900 982,200 4.95 8,236 11,570 40.48
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 17,171,738 15,008,809 -12.60 151,111 176,805 17.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 0 7,567 0 89
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 39,527 52,635 33.16 348 620 78.16
2017-11-14 13F-HR Glen Harbor Capital Management LLC 1,764 1,764 0.00 16 21 31.25
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 563,668 1,804,864 220.20 4,960 21,261 328.65
2017-11-13 13F-HR Twin Tree Management, LP Call 443,000 126,000 -71.56 3,898 1,484 -61.93
2017-11-13 13F-HR INVESTMENT CENTERS OF AMERICA INC 32,120 27,250 -15.16 281 325 15.66
2017-11-06 13F-HR CIBC Asset Management Inc 6,575,705 13,144,660 99.90 57,790 154,346 167.08
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 81,900 81,040 -1.05 959 713 -25.65
2017-10-19 13F-HR Endurance Wealth Management, Inc. 300 300 0.00 3 4 33.33
2017-11-14 13F-HR Compagnie Odier SCA 6,500 6,500 0.00 57 77 35.09
2017-11-01 13F-HR Parkwood LLC 376,727 576,054 52.91 3,315 6,786 104.71
2017-11-14 13F-HR Meadow Creek Investment Management LLC 1,386 1,386 0.00 12 16 33.33
2017-11-13 13F-HR Equity Investment Corp Acquisition Inc 12,996 13,671 5.19 114 161 41.23
2017-11-09 13F-HR PICTON MAHONEY ASSET MANAGEMENT 0 440,900 0 5,193
2017-11-13 13F-HR Clear Perspective Advisors, LLC 760 760 0.00 7 9 28.57
2017-11-07 13F-HR Worth Venture Partners, LLC 15,480 15,650 1.10 136 184 35.29
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 791,961 749,920 -5.31 6,969 8,834 26.76
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 293,292 289,992 -1.13 2,951 3,416 15.76
2017-11-14 13F-HR Nokota Management, LP 487,500 5,743
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 18,901 5,829 -69.16 166 69 -58.43
2017-11-06 13F-HR ANCHOR CAPITAL ADVISORS LLC 13,306 13,002 -2.28 117 153 30.77
2017-11-14 13F-HR CREDIT AGRICOLE S A 139,889 144,596 3.36 1,230 1,704 38.54
2017-11-09 13F-HR CITADEL ADVISORS LLC 734,090 2,060,327 180.66 6,460 24,271 275.71
2017-10-12 13F-HR V Wealth Management,LLC 5,185 0 -100.00 43 0 -100.00
2017-08-11 13F-HR Acrospire Investment Management LLC 3,990 0 -100.00 47 0 -100.00
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 980,081 1,273,627 29.95 8,625 15,003 73.95
2017-11-14 13F-HR PEAK6 Investments, L.P. 22,229 18,228 -18.00 196 215 9.69
2017-11-13 13F-HR STIFEL FINANCIAL CORP 154,930 153,646 -0.83 1,369 1,819 32.87
2017-08-11 13F-HR DEUTSCHE BANK AG\ Put 808 0 -100.00 9 0 -100.00
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 550 550 0.00 5 6 20.00
2017-11-14 13F-HR Omnia Family Wealth, LLC 135 135 0.00 1 2 100.00
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 287,607 0 -100.00 2,531 0 -100.00
2017-10-12 13F-HR SENTINEL TRUST CO LBA 186,720 461,740 147.29 1,644 5,440 230.90
2017-11-14 13F-HR First Allied Advisory Services, Inc. 13,351 11,066 -17.11 119 132 10.92
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 369,100 399,800 8.32 3,248 4,706 44.89
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 750,000 0 -100.00 5,252 0 -100.00
2017-11-14 13F-HR A.R.T. Advisors, LLC 144,400 250,500 73.48 1,270 2,950 132.28
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 217,222 256,382 18.03 1,911 3,021 58.08
2017-11-13 13F-HR CIBC World Markets Inc. 12,458,894 11,466,790 -7.96 109,638 135,079 23.20
2017-11-14 13F-HR Integral Derivatives, LLC 37,500 21,800 -41.87 330 257 -22.12
2017-10-26 13F-HR MONTGOMERY INVESTMENT MANAGEMENT INC 90,167 92,167 2.22 794 1,086 36.78
2017-08-02 13F-HR Catalyst Capital Advisors LLC Call 300 0 -100.00 86 0
2017-11-09 13F-HR VAN ECK ASSOCIATES CORP 156,069 155,917 -0.10 1,373 1,837 33.79
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 146,000 120,300 -17.60 1,285 1,417 10.27
2017-11-13 13F-HR Rafferty Asset Management, LLC 116,327 115,350 -0.84 1,024 1,359 32.71
2017-11-13 13F-HR US BANCORP \DE\ 87,934 88,651 0.82 774 1,044 34.88
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 222 1,762 693.69 2 21 950.00
2017-11-06 13F-HR Jarislowsky, Fraser Ltd 66,731 59,842 -10.32 586 702 19.80
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 14,513 12,803 -11.78 128 151 17.97
2017-08-15 13F-HR OLD MISSION CAPITAL LLC 19,200 0 -100.00 225 0
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 0 51,019 0 601
2017-11-14 13F-HR BARCLAYS PLC 973,950 85,520 -91.22 8,570 1,008 -88.24
2017-11-14 13F-HR Sawtooth Asset Management, Inc. 16,540 195
2017-11-13 13F-HR CITIGROUP INC Put 508,000 549,300 8.13 4,463 6,455 44.63
2017-10-31 13F-HR Andra AP-fonden 318,900 318,900 0.00 3,639 4,685 28.74
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 520,500 0 -100.00 4,580 0 -100.00
2017-11-13 13F-HR FIRST COMMONWEALTH FINANCIAL CORP /PA/ 16,916 16,916 0.00 149 199 33.56
2017-11-13 13F-HR Hillsdale Investment Management Inc. 134,700 0 -100.00 1,186 0 -100.00
2017-11-14 13F-HR GLENMEDE TRUST CO NA 6,991 7,902 13.03 81 92 13.58
2017-10-11 13F-HR Addenda Capital Inc. 0 1,015,895 0 11,935
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 10,927 10,927 0.00 96 129 34.38
2017-10-06 13F-HR North Star Investment Management Corp. 2 2 0.00 0 0
2017-10-23 13F-HR Bartlett & Co. LLC 1,000 200 -80.00 9 2 -77.78
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 106,957 176,238 64.77 941 2,076 120.62
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 17,271,597 24,525,125 42.00 151,854 288,342 89.88
2017-11-14 13F-HR/A-1 UBS Group AG Call 456,100 0 -100.00 5,341 0 -100.00
2017-11-14 13F-HR PointState Capital LP 0 13,619,900 0 160,442
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,870,903 4,194,769 124.21 16,438 49,386 200.44
2017-11-07 13F-HR Motco 1,500 18
2017-11-09 13F-HR Concourse Capital Management, LLC Call 135,000 1,958
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 7,689,705 7,622,389 -0.88 67,560 89,530 32.52
2017-08-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 0 0 0 0
2017-10-23 13F-HR BB&T CORP 56,235 64,406 14.53 495 758 53.13
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 264,400 114,200 -56.81 2,327 1,345 -42.20
2017-11-13 13F-HR Quantitative Investment Management, LLC 323,800 0 -100.00 2,849 0 -100.00
2017-11-13 13F-HR Marshall Wace North America L.P. 380,003 84,930 -77.65 3,420 1,019 -70.20
2017-11-06 13F-HR Spot Trading L.l.c. Put 45,300 71,900 58.72 399 847 112.28
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,652,776 3,822,223 4.64 32,082 45,026 40.35
2017-11-15 13F-HR Krilogy Financial LLC 13,980 165
2017-11-13 13F-HR CITIGROUP INC Call 1,670,900 420,800 -74.82 14,680 4,944 -66.32
2017-11-14 13F-HR Florence Capital Advisors, LLC 100 0 -100.00 1 0 -100.00
2017-11-14 13F-HR Capital World Investors 0 100,000 0 1,177
2017-11-13 13F-HR Campbell & CO Investment Adviser LLC 0 15,060 0 177
2017-11-07 13F-HR BANQUE PICTET & CIE SA 28,000 28,000 0.00 246 329 33.74
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 45,472 24,708 -45.66 400 291 -27.25
2017-08-10 13F-HR CIBC World Markets Inc. Put 12,500 0 -100.00 146 0 -100.00
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 764,000 0 -100.00 8,946 0 -100.00
2017-10-13 13F-HR Exane Asset Management 23,107 23,148 0.18 203,372 272,646 34.06
2017-11-16 13F-HR Cetera Advisor Networks LLC 25,560 32,957 28.94 224 391 74.55
2017-11-09 13F-HR Trexquant Investment LP 0 96,159 0 1,133
2017-11-14 13F-HR Natixis 31,840 0 -100.00 280 0 -100.00
2017-11-09 13F-HR AXIOM INTERNATIONAL INVESTORS LLC /DE 1,755,600 1,734,070 -1.23 15,449 20,427 32.22
2017-11-07 13F-HR HANSEATIC MANAGEMENT SERVICES INC 122 122 0.00 1 1 0.00
2017-11-14 13F-HR Invesco Ltd. 473,728 485,079 2.40 4,169 5,714 37.06
2017-11-13 13F-HR GREENLEAF TRUST 24,617 20,366 -17.27 217 240 10.60
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 14,072 14,072 0.00 123 131 6.50
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 107,286 112,742 5.09 944 1,328 40.68
2017-11-15 13F-HR WOLVERINE TRADING, LLC 50,937 79,262 55.61 445 934 109.89
2017-11-13 13F-HR KBC Group NV 16,688 32,283 93.45 147 380 158.50
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,073,537 735,731 -31.47 9,447 8,667 -8.26
2017-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 53,166 0 -100.00 622 0
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 67,435 21,979 -67.41 593 259 -56.32
2017-08-14 13F-HR Jabre Capital Partners S.A. Call 500,000 0 -100.00 5,855 0 -100.00
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 1,130,381 13,316
2017-11-06 13F-HR Spot Trading L.l.c. Call 25,400 28,900 13.78 224 340 51.79
2017-10-10 13F-HR Nikko Asset Management Americas, Inc. 7,200 12,700 76.39 63 149 136.51
2017-11-14 13F-HR Elkfork Partners LLC 2,142 2,142 0.00 19 25 31.58
2017-11-15 13F-HR 10-15 ASSOCIATES, INC. 30,725 29,650 -3.50 270 349 29.26
2017-11-06 13F-HR Spot Trading L.l.c. 35,273 29,931 -15.14 310 353 13.87
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 100 100 0.00 1 1 0.00
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 614,795 649,680 5.67 5,410 7,653 41.46
2017-11-14 13F-HR HBK INVESTMENTS L P 325,200 148,558 -54.32 2,862 1,750 -38.85
2017-11-14 13F-HR Proficio Capital Partners LLC 1,123 1,160 3.29 11 14 27.27
2017-10-25 13F-HR Carroll Financial Associates, Inc. 0 83 0 0
2017-08-10 13F-HR FNY Partners Fund LP 2,000 0 -100.00 23 0 -100.00
2017-11-13 13F-HR Evercore Wealth Management, LLC 5,000 5,000 0.00 44 59 34.09
2017-06-27 13F-HR/A-1 Nuveen Asset Management, LLC 136,678 0 -100.00 1,605 0 -100.00
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 18,083 19,419 7.39 159 228 43.40
2017-10-25 13F-HR Gierl Augustine Investment Management Inc 0 5 0 0
2017-11-06 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 179,435 179,435 0.00 1,570 2,110 34.39
2017-11-14 13F-HR Elliott Management Corporation Call 2,500,000 0 -100.00 22,000 0 -100.00
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 1,680 16,090 857.74 7 184 2,528.57
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 12,673,218 9,468,855 -25.28 111,506 111,479 -0.02
2017-11-15 13F-HR GUARDIAN CAPITAL LP 5,226,007 7,302,829 39.74 45,928 85,750 86.71
2017-11-06 13F-HR Winfield Associates, Inc. 240 240 0.00 2 3 50.00
2017-11-08 13F-HR STEPHENS INC /AR/ 129,426 1,525
2017-11-14 13F-HR J. Goldman & Co LP Call 2,126,900 0 -100.00 18,717 0 -100.00
2017-10-17 13F-HR CENTRAL TRUST Co 1,710 400 -76.61 15 5 -66.67
2017-08-11 13F-HR Sapience Investments, LLC 33,620 0 -100.00 394 0 -100.00
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 2,712,421 2,743,811 1.16 23,832 32,338 35.69
2017-11-13 13F-HR MACKENZIE FINANCIAL CORP 916,704 1,124,438 22.66 8,067 13,246 64.20
2017-11-03 13F-HR FDx Advisors, Inc. 17,412 18,305 5.13 153 216 41.18
2017-10-11 13F-HR Jones Collombin Investment Counsel Inc 214,300 214,300 0.00 1,886 2,524 33.83
2017-11-07 13F-HR Russell Investments Group, Ltd. 4,114,465 5,178,191 25.85 36,133 60,855 68.42
2017-11-13 13F-HR Vantage Investment Advisors, LLC 31 31 0.00 0 0
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 1,449,579 1,243,249 -14.23 12,756 14,645 14.81
2017-11-15 13F-HR Independent Advisor Alliance 0 28,416 0 322
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 0 11,881 0 140
2017-11-13 13F-HR CIBC World Markets Inc. Call 20,000 20,000 0.00 176 236 34.09
2017-11-13 13F-HR BB&T SECURITIES, LLC 62,595 61,772 -1.31 550 727 32.18
2017-11-14 13F-HR HSBC HOLDINGS PLC 300,690 322,675 7.31 2,641 3,792 43.58
2017-11-07 13F-HR Stratos Wealth Partners, LTD. 20,633 0 -100.00 182 0 -100.00
2017-10-10 13F-HR Radnor Capital Management, LLC 13,200 13,200 0.00 116 116 0.00
2017-11-09 13F-HR AGF INVESTMENTS INC. 471,677 417,800 -11.42 4,152 4,919 18.47
2017-08-11 13F-HR KCG HOLDINGS, INC. 112,324 289,096 157.38 1,315 2,544 93.46
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 257 257 0.00 2 3 50.00
2017-11-13 13F-HR Twin Tree Management, LP Put 376,400 2,000 -99.47 3,312 24 -99.28
2017-11-01 13F-HR State of Tennessee, Treasury Department 810,716 773,455 -4.60 7,123 9,089 27.60
2017-11-14 13F-HR Clearbridge Investments, LLC 114,600 114,600 0.00 1,008 1,350 33.93
2017-10-17 13F-HR Creative Planning 166,512 250,612 50.51 1,465 2,952 101.50
2017-07-11 13F-HR Beacon Capital Management, Inc. 4 0 -100.00 0 0
2017-11-14 13F-HR TPH Asset Management, LLC 37,952 25,832 -31.94 334 304 -8.98
2017-10-12 13F-HR Hexavest Inc. 0 3,256,981 0 38,256
2017-11-14 13F-HR TLP GROUP LLC 82,426 47,326 -42.58 725 558 -23.03
2017-10-16 13F-HR CWM, LLC 1,528 1,604 4.97 13 19 46.15
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 263,000 1,958,800 644.79 3,001 28,775 858.85
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4,538 2,963 -34.71 40 35 -12.50
2017-08-01 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 169,200 0 -100.00 1,977 0 -100.00
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 36,200 0 426
2017-10-23 13F-HR Nationwide Fund Advisors 63,827 63,827 0.00 562 752 33.81
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 455,896 441,358 -3.19 4,005 5,184 29.44
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 735,783 716,383 -2.64 6,464 8,415 30.18
2017-11-08 13F-HR Cipher Capital LP 26,448 273,554 934.31 233 3,223 1,283.26
2017-11-02 13F-HR/A-1 Advisor Group, Inc. Put 27 0 -100.00 0 0
CUSIP: 292505104