Stock Institutional Ownership and Shareholders

SecurityEBAY / eBay, Inc. (278642103)
President and CEOWENIG DEVIN
Institutional Owners819
Institutional Shares909,344,077
Outstanding Shares1,078,000,000 (as of 2017-09-30)
Institutional Value$ 328,184,571,000 USD
Related EBAYL / eBay, Inc. 6% Bond due 2056-02-01

eBay, Inc. (NASDAQ:EBAY) has 819 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 909,344,077 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Wellington Management Group Llp, State Street Corp, Magellan Asset Management Ltd, Invesco Ltd., Boston Partners, Independent Franchise Partners LLP, Lazard Asset Management Llc, and Aqr Capital Management Llc.



eBay, Inc. (NASDAQ:EBAY) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-10-16 13F-HR HILLS BANK & TRUST CO 11,887 11,197 -5.80 415 430 3.61
2017-11-08 13F-HR NICHOLS & PRATT ADVISERS LLP /MA 14,050 14,050 0.00 491 540 9.98
2017-11-14 13F-HR Pinkerton Retirement Specialists, LLC 17,851 18,709 4.81 623 724 16.21
2017-11-02 13F-HR CULLEN/FROST BANKERS, INC. 438,212 431,780 -1.47 15,302 16,606 8.52
2017-08-15 13F-HR EastBay Asset Management, LLC 895,555 0 -100.00 30,064 0 -100.00
2017-11-14 13F-HR PLATINUM INVESTMENT MANAGEMENT LTD 1,506,535 40,000 -97.34 52,608 1,538 -97.08
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 288,300 214,300 -25.67 9,949 8,242 -17.16
2017-11-07 13F-HR/A-1 COMMERCE BANK 10,583 10,774 1.80 369 414 12.20
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 193,261 181,773 -5.94 6,749 6,991 3.59
2017-11-13 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 15,990 15,790 -1.25 558 607 8.78
2017-11-14 13F-HR DEUTSCHE BANK AG\ 7,350,316 5,880,972 -19.99 256,666 226,177 -11.88
2017-10-27 13F-HR 1ST SOURCE BANK 18,107 17,385 -3.99 632 669 5.85
2017-11-09 13F-HR Trexquant Investment LP 0 36,911 0 1,420
2017-11-13 13F-HR Hirtle Callaghan & Co LLC 478 6,878 1,338.91 16 265 1,556.25
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 36,689 39,853 8.62 1,281 1,533 19.67
2017-11-13 13F-HR Equity Investment Corp Acquisition Inc 3,606,895 3,398,461 -5.78 125,953 130,705 3.77
2017-11-06 13F-HR COMERICA BANK 264,944 263,544 -0.53 9,639 9,751 1.16
2017-08-22 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 10 0 -100.00 0 0
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 363,465 27,673 -92.39 12,692 1,064 -91.62
2017-11-14 13F-HR CHEMICAL BANK 36,274 37,234 2.65 1,267 1,432 13.02
2017-10-16 13F-HR CWM, LLC 67,908 75,149 10.66 2,371 2,890 21.89
2017-10-27 13F-HR INTACT INVESTMENT MANAGEMENT INC. 10,800 6,200 -42.59 377 238 -36.87
2017-10-31 13F-HR EVERENCE CAPITAL MANAGEMENT INC 13,068 13,068 0.00 456 503 10.31
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ Put 7,500 0 -100.00 262 0 -100.00
2017-11-08 13F-HR Meiji Yasuda Asset Management Co Ltd. 43,682 41,902 -4.07 1,525 1,612 5.70
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 189,655 408,276 115.27 6,623 15,702 137.08
2017-11-07 13F-HR Russell Investments Group, Ltd. 3,186,932 3,379,611 6.05 111,299 129,959 16.77
2017-11-14 13F-HR QUEST INVESTMENT MANAGEMENT INC/OR 381,277 363,237 -4.73 13,314 13,970 4.93
2017-11-13 13F-HR Gargoyle Investment Advisor L.L.C. 24,805 24,805 0.00 866 954 10.16
2017-10-13 13F-HR Pennsylvania Trust Co 6,549 6,549 0.00 229 252 10.04
2017-11-14 13F-HR Atlantic Trust Group, LLC 154,106 149,168 -3.20 5,381 5,737 6.62
2017-11-14 13F-HR PDT Partners, LLC 697,400 627,400 -10.04 24,353 24,130 -0.92
2017-11-14 13F-HR Nuveen Asset Management, LLC 266,062 258,372 -2.89 9,291 9,937 6.95
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 564,100 453,000 -19.70 19,698 17,422 -11.55
2017-08-10 13F-HR CAPITAL FUND MANAGEMENT S.A. 62,291 0 -100.00 2,091 0 -100.00
2017-10-26 13F-HR Acrospire Investment Management LLC 1,600 0 -100.00 56 0 -100.00
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 733 680 -7.23 26 26 0.00
2017-08-10 13F-HR FNY Partners Fund LP 3,800 0 -100.00 127 0 -100.00
2017-10-11 13F-HR EVERETT HARRIS & CO /CA/ 64,180 64,130 -0.08 2,241 2,466 10.04
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 50 50 0.00 2 2 0.00
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 13,875,855 16,166,490 16.51 484,544 621,763 28.32
2017-11-14 13F-HR AMP Capital Investors Ltd 1,758,259 1,574,272 -10.46 60,679 60,547 -0.22
2017-11-14 13F-HR GLG LLC 55,325 50,619 -8.51 1,932 1,947 0.78
2017-11-02 13F-HR Harel Insurance Investments & Financial Services Ltd. 9,817 9,817 0.00 343 377 9.91
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 5,511 5,721 3.81 158 205 29.75
2017-11-14 13F-HR Baird Financial Group, Inc. 541,288 518,010 -4.30 18,902 19,923 5.40
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 167,657 169,457 1.07 5,855 6,517 11.31
2017-11-14 13F-HR TCTC Holdings, LLC 145,591 144,166 -0.98 5,084 5,545 9.07
2017-10-18 13F-HR Asset Dedication, LLC 3,002 2,969 -1.10 98 111 13.27
2017-11-15 13F-HR WOLVERINE TRADING, LLC 9,642 20,022 107.65 333 770 131.23
2017-11-09 13F-HR AMICA MUTUAL INSURANCE CO 83,343 83,343 0.00 2,910 3,205 10.14
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 1,929,657 1,751,448 -9.24 67,384 67,361 -0.03
2017-10-31 13F-HR Barry Investment Advisors, LLC 13,131 12,601 -4.04 459 485 5.66
2017-11-06 13F-HR QCI ASSET MANAGEMENT INC/NY 1,164 1,164 0.00 41 45 9.76
2017-08-14 13F-HR D. E. Shaw & Co., Inc. Put 59,100 0 -100.00 1,984 0 -100.00
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 3,086,587 2,984,661 -3.30 107,784 114,790 6.50
2017-11-15 13F-HR Sterling Capital Management LLC 2,213,418 2,188,513 -1.13 77,293 84,170 8.90
2017-10-23 13F-HR RIVER & MERCANTILE ASSET MANAGEMENT LLP 78,843 94,060 19.30 2,753 3,617 31.38
2017-10-30 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 12,005 9,158 -23.72 419 352 -15.99
2017-07-10 13F-HR FOX RUN MANAGEMENT, L.L.C. 15,500 0 -100.00 520 0 -100.00
2017-11-14 13F-HR Carnegie Capital Asset Management, LLC 135,398 135,307 -0.07 4,860 4,985 2.57
2017-11-14 13F-HR LOOMIS SAYLES & CO L P 710 655 -7.75 25 25 0.00
2017-11-01 13F-HR GABELLI FUNDS LLC 393,000 392,000 -0.25 13,724 15,076 9.85
2017-11-08 13F-HR Jasper Ridge Partners, L.P. 127,024 122,052 -3.91 4,436 4,694 5.82
2017-11-13 13F-HR Israel Discount Bank of New York 200 200 0.00 7 8 14.29
2017-12-01 13F-HR/A-1 Axa 2,212,888 2,050,293 -7.35 77,274 78,854 2.04
2017-11-14 13F-HR HENDERSON GROUP PLC 5,951,860 4,015,956 -32.53 207,826 154,441 -25.69
2017-11-14 13F-HR Ulysses Management LLC 420,000 420,000 0.00 14,666 16,153 10.14
2017-07-20 13F-HR Quotient Investors, LLC 0 0 1,073 1,073 0.00
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 1,753,549 1,580,240 -9.88 61,231 60,776 -0.74
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 86,000 207,900 141.74 3,003 7,996 166.27
2017-11-14 13F-HR BRYN MAWR TRUST Co 8,038 7,788 -3.11 280 300 7.14
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 1,659 2,781 67.63 982 1,473 50.00
2017-11-14 13F-HR Kenmare Capital Partners, L.L.C. 323,880 196,793 -39.24 11,310 7,569 -33.08
2017-11-03 13F-HR Alpha Omega Wealth Management LLC 4,512 4,512 0.00 158 174 10.13
2017-11-08 13F-HR Kentucky Retirement Systems 64,526 61,805 -4.22 2,253 2,377 5.50
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 200,000 380,307 90.15 6,984 14,627 109.44
2017-10-17 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 7,902 11,109 40.58 276 427 54.71
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 387,051 377,051 -2.58 13,516 14,501 7.29
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 751,978 705,955 -6.12 26,259 27,151 3.40
2017-11-14 13F-HR MOON CAPITAL MANAGEMENT LP 234,001 236,783 1.19 8,171 9,107 11.46
2017-11-09 13F-HR Manchester Capital Management LLC 5,942 5,942 0.00 207 229 10.63
2017-11-14 13F-HR Williams Jones & Associates LLC 144,449 132,150 -8.51 5,044 5,082 0.75
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 60,270 0 -100.00 2,023,264 0 -100.00
2017-11-03 13F-HR/A-1 Legacy Advisors, Llc 75 2
2017-08-04 13F-HR Palisades Hudson Asset Management, L.P. 6,255 0 -100.00 210 0 -100.00
2017-11-06 13F-HR First Eagle Investment Management, LLC 1,701,275 2,054,591 20.77 59,409 79,020 33.01
2017-11-03 13F-HR ADVISOR PARTNERS LLC 20,239 20,402 0.81 707 785 11.03
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 2,667 3,410 27.86 93 131 40.86
2017-11-13 13F-HR Glassman Wealth Services 199 199 0.00 7 8 14.29
2017-11-14 13F-HR LPL Financial LLC 60,326 115,804 91.96 2,107 4,454 111.39
2017-10-16 13F-HR CULLINAN ASSOCIATES INC 40,300 41,600 3.23 1,407 1,600 13.72
2017-11-14 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 22,366 22,366 0.00 781 860 10.12
2017-11-13 13F-HR Laurion Capital Management LP Put 701,900 422,800 -39.76 24,513 16,262 -33.66
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 4,383,183 2,528,390 -42.32 151,264 95,396 -36.93
2017-08-14 13F-HR Bayesian Capital Management, LP 45,240 0 -100.00 1,519 0 -100.00
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 3,601 3,625 0.67 125 139 11.20
2017-07-31 13F-HR Crestwood Advisors LLC 1,169 0 -100.00 39 0 -100.00
2017-10-25 13F-HR REGENTATLANTIC CAPITAL LLC 79,392 78,507 -1.11 2,772 3,019 8.91
2017-08-11 13F-HR Stillwater Investment Management, L.P. Call 130,300 0 -100.00 4,374 0
2017-11-13 13F-HR Goss Wealth Management LLC 4,474 0 -100.00 156,769 0 -100.00
2017-11-14 13F-HR MAPLELANE CAPITAL, LLC Call 10,250 0 -100.00 35,793 0 -100.00
2017-10-10 13F-HR BURNS J W & CO INC/NY 24,000 24,000 0.00 838 923 10.14
2017-10-30 13F-HR INVESTMENT HOUSE LLC 28,475 28,475 0.00 994 1,095 10.16
2017-11-14 13F-HR Point72 Asset Management, L.P. 221,800 100 -99.95 7,745 4 -99.95
2017-11-13 13F-HR Hamilton Point Investment Advisors, LLC 127,675 128,605 0.73 4,458 4,946 10.95
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 114,231 401,891 251.82 3,989 15,457 287.49
2017-11-14 13F-HR Proficio Capital Partners LLC 573 607 5.93 21 23 9.52
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 74,782 80,952 8.25 2,611 3,113 19.23
2017-11-14 13F-HR BARCLAYS PLC Call 200,900 342,400 70.43 7,015 13,169 87.73
2017-11-13 13F-HR BROWN ADVISORY INC 2,616,116 1,952,937 -25.35 91,355 75,111 -17.78
2017-11-14 13F-HR HSBC HOLDINGS PLC 1,662,439 1,726,686 3.86 58,045 66,392 14.38
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 12,823 12,823 0.00 448 493 10.04
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 151,210 156,949 3.80 5,280 6,036 14.32
2017-11-02 13F-HR AlphaMark Advisors, LLC 1,275 1,275 0.00 45 49 8.89
2017-11-14 13F-HR MORGAN STANLEY 4,554,923 4,940,596 8.47 159,057 190,014 19.46
2017-10-25 13F-HR Parsec Financial Management, Inc. 58,050 22,419 -61.38 2,027 862 -57.47
2017-11-14 13F-HR MAPLELANE CAPITAL, LLC 510,001 0 -100.00 17,809 0 -100.00
2017-10-30 13F-HR RICE HALL JAMES & ASSOCIATES, LLC 68,405 52,489 -23.27 2,389 2,019 -15.49
2017-11-03 13F-HR W.G. Shaheen & Associates DBA Whitney & Co 51,535 51,535 0.00 1,800 1,800 0.00
2017-11-14 13F-HR Force Capital Management LLC 39,911 0 -100.00 1,394 0 -100.00
2017-10-26 13F-HR Integrated Investment Consultants, LLC 0 19 0 1
2017-11-14 13F-HR CLEARARC CAPITAL INC 24,684 25,595 3.69 862 984 14.15
2017-11-15 13F-HR IFM Investors Pty Ltd 28,385 28,525 0.49 991 1,097 10.70
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 7,869 10,583 34.49 275 407 48.00
2017-11-14 13F-HR MONETTA FINANCIAL SERVICES INC 30,000 30,000 0.00 1,048 1,154 10.11
2017-10-27 13F-HR Parkside Financial Bank & Trust 685 685 0.00 24 26 8.33
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 15,289,334 18,407,787 20.40 533,904 707,963 32.60
2017-11-09 13F-HR JP MORGAN CHASE & CO Call 1,613,500 163,500 -89.87 56,343 6,169 -89.05
2017-11-15 13F-HR RWC Asset Management LLP 709,353 445,685 -37.17 24,771 17,141 -30.80
2017-08-07 13F-HR Karp Capital Management Corp 614,137 0 -100.00 20,617 0 -100.00
2017-11-07 13F-HR Stratos Wealth Partners, LTD. 7,244 0 -100.00 253 0 -100.00
2017-11-14 13F-HR SANDLER CAPITAL MANAGEMENT 118,290 0 -100.00 4,131 0 -100.00
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 3,245,431 3,177,100 -2.11 113,330 122,191 7.82
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 66,694 124,468 86.63 2,328 4,785 105.54
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,969,500 2,118,700 7.58 68,775 81,485 18.48
2017-11-07 13F-HR Motco 700 0 -100.00 24 0 -100.00
2017-11-13 13F-HR WHITE PINE CAPITAL LLC 14,780 14,780 0.00 516 568 10.08
2017-11-08 13F-HR DOWLING & YAHNKE LLC 73,835 75,613 2.41 2,578 2,908 12.80
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. 7,892 0 -100.00 265 0 -100.00
2017-10-31 13F-HR Artemis Investment Management LLP 190,944 7,343
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 6,300 38,900 517.46 220 1,496 580.00
2017-11-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 373,356 345,848 -7.37 13,038 13,301 2.02
2017-11-14 13F-HR Alpine Partners VI, LLC 0 7,716 0 297
2017-11-14 13F-HR First Allied Advisory Services, Inc. 15,208 17,333 13.97 531 685 29.00
2017-11-13 13F-HR Transamerica Financial Advisors, Inc. 20,087 19,425 -3.30 702 748 6.55
2017-11-14 13F-HR Legg Mason Asset Management (Japan) Co., Ltd. 16,900 0 -100.00 591 0 -100.00
2017-10-26 13F-HR Penserra Capital Management LLC 59,680 90,778 52.11 2,083 3,515 68.75
2017-11-15 13F-HR COLONY GROUP LLC 6,097 6,113 0.26 213 235 10.33
2017-11-14 13F-HR R.M.SINCERBEAUX CAPITAL MANAGEMENT LLC 56,400 56,400 0.00 1,969 2,169 10.16
2017-11-14 13F-HR Landaas & Co /wi /adv 1,524 59
2017-10-27 13F-HR SOL Capital Management CO 23,475 23,175 -1.28 820 891 8.66
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 12,321 11,201 -9.09 430 431 0.23
2017-10-13 13F-HR Global Thematic Partners, LLC 2,187,685 1,514,375 -30.78 76,394 58,242 -23.76
2017-10-31 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 100,000 75,000 -25.00 3,492 2,884 -17.41
2017-11-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 428,089 433,734 1.32 14,949 16,681 11.59
2017-11-14 13F-HR Covington Capital Management 24,978 25,150 0.69 872 967 10.89
2017-10-20 13F-HR Regal Wealth Group, Inc. 819 819 0.00 29 31 6.90
2017-07-06 13F-HR West Oak Capital, LLC 622 0 -100.00 20,881 0 -100.00
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 341,924 313,333 -8.36 11,940 12,051 0.93
2017-11-14 13F-HR Neuburgh Advisers LLC 144,944 98,352 -32.14 5,061 3,783 -25.25
2017-11-13 13F-HR Allianz Asset Management AG Put 818,600 979,100 19.61 28,586 37,656 31.73
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 100,544 99,772 -0.77 3,511 3,837 9.29
2017-11-22 13F-HR/A-1 National Planning Corp 6,807 6,631 -2.59 236 255 8.05
2017-10-17 13F-HR Family Capital Trust Co 39,622 39,622 0.00 1,383 1,523 10.12
2017-08-10 13F-HR Twin Tree Management, LP 53,509 0 -100.00 1,796 0 -100.00
2017-11-14 13F-HR Integral Derivatives, LLC Call 49,900 23,500 -52.91 1,743 904 -48.14
2017-11-14 13F-HR UBS OCONNOR LLC Put 405,300 328,000
2017-06-22 13F-HR/A-1 SYMPHONY ASSET MANAGEMENT LLC 15,569 0 -100.00 428 0 -100.00
2017-10-11 13F-HR Prospera Financial Services 10,872 419
2017-08-14 13F-HR GROUP ONE TRADING, L.P. 37,857 0 -100.00 1,271 0 -100.00
2017-10-12 13F-HR Waverton Investment Management Ltd 20,929 20,929 0.00 731 805 10.12
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 60,600 0 -100.00 2,116 0 -100.00
2017-11-14 13F-HR Tobam 192,829 13,323 -93.09 6,734 512 -92.40
2017-10-19 13F-HR OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 201,291 197,451 -1.91 7,029 7,594 8.04
2017-10-18 13F-HR ALPHA WINDWARD LLC 5,528 5,491 -0.67 193 211 9.33
2017-11-14 13F-HR Zebra Capital Management LLC 28,705 27,037 -5.81 1,002 1,040 3.79
2017-10-03 13F-HR/A-2 Ironsides Asset Advisors, LLC 11,770 11,770 0.00 281 276 -1.78
2017-11-14 13F-HR Shannon River Fund Management LLC 621,061 566,156 -8.84 21,687 21,774 0.40
2017-11-14 13F-HR KINGSTOWN CAPITAL MANAGEMENT L.P. 1,500,000 1,250,000 -16.67 52,380 48,075 -8.22
2017-10-17 13F-HR CITY HOLDING CO 1,079 1,049 -2.78 38 40 5.26
2017-08-10 13F-HR Concert Wealth Management Inc. 21,685 0 -100.00 646 0 -100.00
2017-11-14 13F-HR Park West Asset Management LLC 2,165,000 1,215,000 -43.88 75,602 46,729 -38.19
2017-11-07 13F-HR Timber Hill LLC Put 5,800 0 -100.00 203 0 -100.00
2017-11-15 13F-HR SRS Capital Advisors, Inc. 7,820 6,778 -13.32 272 260 -4.41
2017-11-08 13F-HR Edge Advisors, Llc 2,598 68 -97.38 90 2 -97.78
2017-11-06 13F-HR TCW GROUP INC 25,111 25,111 0.00 877 966 10.15
2017-11-07 13F-HR Timber Hill LLC Call 38,300 0 -100.00 1,337 0 -100.00
2017-07-17 13F-HR Clean Yield Group 1,015 0 -100.00 34 0 -100.00
2017-11-07 13F-HR IBM Retirement Fund 24,821 25,305 1.95 969 1,072 10.63
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,261,101 8,119,770 54.34 183,717 312,287 69.98
2017-11-14 13F-HR Alta Park Capital, LP 155,000 0 -100.00 5,413 0 -100.00
2017-11-14 13F-HR Integral Derivatives, LLC Put 10,900 31,900 192.66 381 1,227 222.05
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 245 697 184.49 9 27 200.00
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 77,875 37,025 -52.46 2,719 1,424 -47.63
2017-11-06 13F-HR TORONTO DOMINION BANK 341,309 378,963 11.03 11,916 14,574 22.31
2017-08-14 13F-HR STEADFAST CAPITAL MANAGEMENT LP 9,042,180 0 -100.00 303,546 0 -100.00
2017-10-30 13F-HR NJ State Employees Deferred Compensation Plan 25,000 25,000 0.00 873 962 10.19
2017-10-24 13F-HR DAVIS R M INC 19,200 19,402 1.05 670 746 11.34
2017-10-12 13F-HR Hanson McClain, Inc. 100 100 0.00 3 4 33.33
2017-11-14 13F-HR GLENMEDE TRUST CO NA 3,394,641 3,432,706 1.12 113,957 132,020 15.85
2017-11-06 13F-HR Smead Capital Management, Inc. 3,089,283 2,778,039 -10.07 107,878 106,843 -0.96
2017-10-25 13F-HR SIMPLEX TRADING, LLC 27,404 0 -100.00 956 0 -100.00
2017-11-13 13F-HR Twin Tree Management, LP Call 401,700 438,500 9.16 14,027 16,865 20.23
2017-11-13 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 22,464 22,419 -0.20 784 862 9.95
2017-11-06 13F-HR Massey, Quick & Co., LLC 1,566 60
2017-10-13 13F-HR DUBUQUE BANK & TRUST CO 161,461 162,412 0.59 5,638 6,246 10.78
2017-11-14 13F-HR Winslow Capital Management, LLC 91 91 0.00 3 3 0.00
2017-11-13 13F-HR/A-1 BURNEY CO/ 33,587 33,546 -0.12 1,159 1,266 9.23
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 1,387 1,314 -5.26 118 159 34.75
2017-10-20 13F-HR/A-1 Shell Asset Management Co 84,209 67,324 -20.05 2,941 2,589 -11.97
2017-11-06 13F-HR YHB Investment Advisors, Inc. 48,421 48,103 -0.66 1,691 1,850 9.40
2017-11-13 13F-HR Westside Investment Management, Inc. 3,627 3,627 0.00 127,090 141,412 11.27
2017-11-03 13F-HR BRADLEY FOSTER & SARGENT INC/CT 469,328 470,424 0.23 16,389 18,093 10.40
2017-11-14 13F-HR BlackRock Inc. 62,548,632 60,918,117 -2.61 2,184,200 2,342,911 7.27
2017-10-19 13F-HR Round Table Services, LLC 8,323 9,494 14.07 291 365 25.43
2017-08-11 13F-HR KCG HOLDINGS, INC. 29,969 64,103 113.90 1,006 2,238 122.47
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 198,839 183,127 -7.90 6,943 7,043 1.44
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 163,545 178,045 8.87 5,711 6,848 19.91
2017-11-01 13F-HR First Personal Financial Services 7,950 7,950 0.00 278 306 10.07
2017-11-13 13F-HR Convergence Investment Partners, LLC 108,883 103,898 -4.58 3,802 3,996 5.10
2017-11-08 13F-HR Olstein Capital Management, L.P. 263,000 203,000 -22.81 9,184 7,807 -14.99
2017-11-13 13F-HR Citizens Financial Group Inc/RI 11,642 9,562 -17.87 407 368 -9.58
2017-11-14 13F-HR 1832 Asset Management L.P. 0 5,779 0 216
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 14,731 14,626 -0.71 515 562 9.13
2017-11-14 13F-HR NUMERIC INVESTORS LLC 35,400 101,400 186.44 1,236 3,900 215.53
2017-11-13 13F-HR Bb&t Investment Services, Inc. 3,439 4,553 32.39 119 170 42.86
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 265 10
2017-10-18 13F-HR BALASA DINVERNO & FOLTZ LLC 12,865 13,113 1.93 449 504 12.25
2017-11-06 13F-HR Winfield Associates, Inc. 119 119 0.00 4 5 25.00
2017-11-13 13F-HR PHILADELPHIA TRUST CO 28,579 32,205 12.69 998 1,239 24.15
2017-11-14 13F-HR Choate Investment Advisors 17,832 17,852 0.11 622,693 686,588 10.26
2017-11-03 13F-HR Swiss National Bank 3,990,091 4,012,991 0.57 139,334 154,340 10.77
2017-08-04 13F-HR Apriem Advisors 1,084 0 -100.00 36 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 589,000 650,500 10.44 20,568 25,018 21.64
2017-11-08 13F-HR SECURITY NATIONAL TRUST CO 13,275 14,685 10.62 464 564 21.55
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 5,616 5,667 0.91 194 218 12.37
2017-11-03 13F-HR PITCAIRN CO 16,085 15,852 -1.45 562 609 8.36
2017-11-13 13F-HR KBC Group NV 356,156 483,372 35.72 12,437 18,591 49.48
2017-10-11 13F-HR UMB BANK N A/MO 9,359 9,127 -2.48 327 351 7.34
2017-10-18 13F-HR HOWE & RUSLING INC 111 7,323 6,497.30 4 282 6,950.00
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 2,353,054 2,403,193 2.13 82,169 92,427 12.48
2017-10-27 13F-HR NORTHERN CAPITAL MANAGEMENT LLC 60,259 60,064 -0.32 2,104 2,310 9.79
2017-10-06 13F-HR Palo Capital, Inc. 58,091 59,303 2.09 2,029 2,281 12.42
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 0 5,349 0 206
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 158,718 161,003 1.44 5,542 6,192 11.73
2017-11-14 13F-HR CREDIT SUISSE AG/ 2,151,317 2,097,585 -2.50 75,123 80,674 7.39
2017-11-14 13F-HR Zions Bancorporation 175 1,593 810.29 6 61 916.67
2017-08-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 24,748 0 -100.00 830 0 -100.00
2017-08-15 13F-HR BANK OF NOVA SCOTIA Put 100,000 0 -100.00 3,355 0 -100.00
2017-08-14 13F-HR TPG Group Holdings (SBS) Advisors, Inc. 757,337 0 -100.00 25,424 0 -100.00
2017-07-19 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 19,500 0 -100.00 655 0 -100.00
2017-11-06 13F-HR Retirement Systems of Alabama 488,043 482,920 -1.05 17,042 18,573 8.98
2017-11-13 13F-HR Investec Asset Management North America, Inc. 330,299 322,359 -2.40 11,534 12,398 7.49
2017-11-13 13F-HR Hedeker Wealth Management Group, LLC 9,310 0 -100.00 325 0 -100.00
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 879,887 881,190 0.15 29,538 30,771 4.17
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 41,900 43,700 4.30 1,463 1,681 14.90
2017-11-14 13F-HR Arizona State Retirement System 301,710 315,438 4.55 10,536 12,132 15.15
2017-11-14 13F-HR ROYAL BANK OF CANADA 1,994,001 1,346,273 -32.48 69,631 51,780 -25.64
2017-10-30 13F-HR Westpac Banking Corp 343,097 361,066 5.24 11,980,948 13,886,598 15.91
2017-11-09 13F-HR AMALGAMATED BANK 113,407 114,862 1.28 3,960 4,418 11.57
2017-10-24 13F-HR Rathbone Brothers plc 36,310 36,310 0.00 1,268 1,396 10.09
2017-11-14 13F-HR Natixis 687,963 422,310 -38.61 24,024 16,242 -32.39
2017-11-14 13F-HR UBS Group AG 1,253,173 1,075,274 -14.20 43,761 41,355 -5.50
2017-10-20 13F-HR LeJeune Puetz Investment Counsel LLC 27,810 26,460 -4.85 971 1,018 4.84
2017-11-13 13F-HR IBEX WEALTH ADVISORS 12,308 11,957 -2.85 431 466 8.12
2017-11-14 13F-HR ALKEON CAPITAL MANAGEMENT LLC 13,741 2,063,741 14,918.86 480 79,372 16,435.83
2017-08-14 13F-HR TWO SIGMA SECURITIES, LLC 22,638 0 -100.00 760 0 -100.00
2017-11-13 13F-HR MUFG Americas Holdings Corp 12,782 13,374 4.63 446 514 15.25
2017-10-30 13F-HR BP PLC 113,000 119,000 5.31 3,945 4,576 15.99
2017-11-13 13F-HR Magellan Asset Management Ltd 36,174,248 36,048,304 -0.35 1,263,205 1,386,418 9.75
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 783,700 779,000 -0.60 27,367 29,960 9.47
2017-11-14 13F-HR Bangor Savings Bank 34,562 33,762 -2.31 1,207 1,298 7.54
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 787,513 791,097 0.46 27,500 30,426 10.64
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 91,000 91,000 0.00 3,178 3,500 10.13
2017-11-09 13F-HR Amica Retiree Medical Trust 7,890 7,890 0.00 276 303 9.78
2017-11-14 13F-HR WEALTHFRONT INC 19,766 19,778 0.06 690 761 10.29
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 0 500 0 19
2017-10-16 13F-HR State of Alaska, Department of Revenue 8,230 28,180 242.41 287 1,083 277.35
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 663,714 697,840 5.14 23,177 26,839 15.80
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 244,400 285,700 16.90 8,434 10,988 30.28
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 2,699,423 3,215,057 19.10 94,264 123,651 31.18
2017-10-20 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 400 400 0.00 14 15 7.14
2017-11-14 13F-HR NGAM ADVISORS, L.P. 269,644 268,005 -0.61 9,416 10,306 9.45
2017-10-23 13F-HR RELIANCE TRUST CO OF DELAWARE 15,855 15,669 -1.17 554 603 8.84
2017-11-15 13F-HR Janney Montgomery Scott LLC 50,762 44,582 -12.17 1,773 1,715 -3.27
2017-11-13 13F-HR BOSTON PRIVATE WEALTH LLC 16,453 16,032 -2.56 575 617 7.30
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 3,000 3,116 3.87 107 120 12.15
2017-11-14 13F-HR Birch Hill Investment Advisors LLC 636,643 632,740 -0.61 22,231 24,335 9.46
2017-11-14 13F-HR NOMURA HOLDINGS INC Call 454,400 280,800 -38.20 17,417 10,783 -38.09
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 38,984 38,485 -1.28 1,361 1,480 8.74
2017-11-15 13F-HR Balentine LLC 6,629 6,220 -6.17 231 239 3.46
2017-11-13 13F-HR CITIGROUP INC Call 163,700 274,800 67.87 5,716 10,569 84.90
2017-10-31 13F-HR WEDBUSH SECURITIES INC 12,591 12,406 -1.47 440 477 8.41
2017-11-13 13F-HR Frontier Wealth Management LLC 6,104 0 -100.00 213 0 -100.00
2017-10-25 13F-HR Highstreet Asset Management Inc. 14,326 4,088 -71.46 500 157 -68.60
2017-11-13 13F-HR FIRST MERCANTILE TRUST CO 66,558 55,022 -17.33 2,324 2,116 -8.95
2017-11-14 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 5,000 5,600 12.00 175 215 22.86
2017-11-13 13F-HR STIFEL FINANCIAL CORP 886,609 897,835 1.27 31,011 34,554 11.42
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 93,548 93,548 0.00 3,342 3,598 7.66
2017-11-08 13F-HR Oakworth Capital, Inc. 1,456 1,456 0.00 51 53 3.92
2017-10-25 13F-HR Gierl Augustine Investment Management Inc 0 50 0 2
2017-11-14 13F-HR Paloma Partners Management Co Call 49,300 0 -100.00 1,722 0 -100.00
2017-11-03 13F-HR Tradewinds Capital Management, LLC 961 961 0.00 34 37 8.82
2017-11-13 13F-HR BB&T SECURITIES, LLC 180,038 201,222 11.77 6,286 7,738 23.10
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 108,342 133,231 22.97 3,775 5,107 35.28
2017-08-08 13F-HR Bellwether Investment Group, LLC 365 0 -100.00 12 0 -100.00
2017-11-13 13F-HR BLOCKHOUSE CAPITAL MANAGEMENT LP 52,200 2,008
2017-11-13 13F-HR Quadrature Capital LTD 143,758 67,453 -53.08 5,020 2,594 -48.33
2017-10-23 13F-HR STRS OHIO 574,046 568,302 -1.00 20,045 21,856 9.03
2017-11-03 13F-HR Global X Management CO LLC 14,048 17,140 22.01 491 659 34.22
2017-11-09 13F-HR PIONEER INVESTMENT MANAGEMENT INC 5,271,685 5,287,067 0.29 184,087 203,341 10.46
2017-10-24 13F-HR TRUST CO OF VERMONT 13,837 13,921 0.61 483 535 10.77
2017-11-01 13F-HR AIMZ Investment Advisors, LLC 10,138 354
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 107,229 103,492 -3.49 3,746 3,979 6.22
2017-11-09 13F-HR OPPENHEIMER & CO INC 65,245 47,604 -27.04 2,278 1,831 -19.62
2017-10-25 13F-HR Korea Investment CORP 536,067 448,167 -16.40 18,719 17,237 -7.92
2017-11-14 13F-HR Vident Investment Advisory, LLC 0 15,099 0 581
2017-11-09 13F-HR FLOSSBACH VON STORCH AG 75,000 542,290 623.05 2,619 20,856 696.33
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 123,798 98,133 -20.73 4,324 3,775 -12.70
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 100,729 109,933 9.14 3,517 4,228 20.22
2017-10-30 13F-HR MCF Advisors LLC 886 786 -11.29 31 30 -3.23
2017-10-25 13F-HR FIRST MANHATTAN CO 1,153,304 1,157,912 0.40 40,273 44,533 10.58
2017-10-25 13F-HR LEVY HARKINS & CO INC/ 171,689 170,958 -0.43 5,995 6,575 9.67
2017-11-14 13F-HR GAM Holding AG 193,132 68,454 -64.56 6,744 2,633 -60.96
2017-11-02 13F-HR WESBANCO BANK INC 10,475 10,475 0.00 366 403 10.11
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 271,228 141,752 -47.74 9,471 5,452 -42.43
2017-11-14 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 13,079 44,333 238.96 457 1,705 273.09
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 33,228 33,770 1.63 1,160 1,299 11.98
2017-11-06 13F-HR Capital Analysts, Inc. 0 100 0 4
2017-11-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 47,025 47,025 0.00 1,642 1,809 10.17
2017-11-13 13F-HR Quantitative Investment Management, LLC 0 1,323,000 0 50,882
2017-10-10 13F-HR First Command Financial Services, Inc. 1,450 1,450 0.00 51 56 9.80
2017-11-14 13F-HR Kemnay Advisory Services Inc. 45,873 45,873 0.00 1,602 1,764 10.11
2017-10-12 13F-HR Gemmer Asset Management LLC 528 658 24.62 18 25 38.89
2017-11-14 13F-HR/A-1 Pomelo Capital LLC Put 881,200 33,891
2017-11-13 13F-HR EAGLE GLOBAL ADVISORS LLC 5,751 0 -100.00 201 0 -100.00
2017-08-14 13F-HR black-and-white Capital LP Call 400,000 0 -100.00 13,428 0 -100.00
2017-11-13 13F-HR Meiji Yasuda Life Insurance Co 9,600 6,060 -36.88 335 233 -30.45
2017-11-06 13F-HR Jarislowsky, Fraser Ltd 9,800 376
2017-11-14 13F-HR CREDIT SUISSE AG/ Call 0 50,000 0 1,923
2017-11-07 13F-HR THOMPSON INVESTMENT MANAGEMENT, INC. 105,504 104,114 -1.32 3,684 4,004 8.69
2017-11-14 13F-HR Teewinot Capital Advisers, L.L.C. 0 3,300 0 127
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 10,000 0 -100.00 349 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 5,107,359 6,470,391 26.69 178,349 248,850 39.53
2017-11-13 13F-HR TEACHERS ADVISORS INC 4,370,510 4,190,342 -4.12 152,618 161,161 5.60
2017-11-02 13F-HR Progressive Investment Management Corp 42,543 42,543 0.00 1,486 1,636 10.09
2017-11-08 13F-HR D.A. DAVIDSON & CO. 17,930 16,651 -7.13 626 640 2.24
2017-10-30 13F-HR BBVA COMPASS BANCSHARES, INC 24,155 23,495 -2.73 844 904 7.11
2017-08-14 13F-HR MARK ASSET MANAGEMENT CORP 61,330 0 -100.00 2,059 0 -100.00
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 20,924,218 21,014,597 0.43 730,672 808,220 10.61
2017-11-08 13F-HR COLUMBUS CIRCLE INVESTORS 94,983 42,395 -55.37 3,317 1,631 -50.83
2017-11-14 13F-HR AHL Partners LLP 302,525 331,736 9.66 10,565 12,758 20.76
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 3,080 0 -100.00 108 0 -100.00
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 238,876 246,871 3.35 8,342 9,495 13.82
2017-10-26 13F-HR Cubic Asset Management, LLC 6,850 6,850 0.00 239 263 10.04
2017-11-14 13F-HR Standard Life Aberdeen Plc 869,788 33,452
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 253,075 116,000 -54.16 8,837 4,461 -49.52
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 897,092 896,109 -0.11 31,326 34,464 10.02
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 23,700 41,675 75.84 828 1,603 93.60
2017-11-13 13F-HR Winton Capital Group Ltd 411,584 66,937 -83.74 14,373 2,574 -82.09
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 394,872 393,286 -0.40 13,758 15,126 9.94
2017-10-17 13F-HR Cohen Klingenstein, LLC 9,200 9,200 0.00 321 354 10.28
2017-10-10 13F-HR Capital Investment Services of America, Inc. 275,351 271,476 -1.41 9,615 10,441 8.59
2017-11-09 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 510 510 0.00 18 20 11.11
2017-11-01 13F-HR Perpetual Ltd 521,347 349,050 -33.05 18,205 13,557 -25.53
2017-11-13 13F-HR Private Advisor Group, LLC 17,683 23,131 30.81 620 899 45.00
2017-11-14 13F-HR RiverPark Advisors, LLC 83,473 83,473 0.00 2,915 3,210 10.12
2017-11-14 13F-HR/A-1 INTL FCSTONE INC. 17,537 0 -100.00 612 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 341,900 656,700 92.07 11,939 25,257 111.55
2017-11-02 13F-HR Nelson Roberts Investment Advisors, LLC 700 700 0.00 24 27 12.50
2017-11-02 13F-HR Checchi Capital Advisers, LLC 10,847 10,818 -0.27 379 416 9.76
2017-11-14 13F-HR DREMAN VALUE MANAGEMENT, L L C 207 207 0.00 7 8 14.29
2017-11-13 13F-HR Utah Retirement Systems 185,643 183,743 -1.02 6,483 7,067 9.01
2017-11-13 13F-HR FRANKLIN RESOURCES INC 1,310,938 1,237,371 -5.61 45,777 47,590 3.96
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 147,442 183,302 24.32 5,149 7,045 36.82
2017-11-07 13F-HR Ashfield Capital Partners, LLC 14,857 14,857 0.00 519 571 10.02
2017-11-14 13F-HR MANAGED ASSET PORTFOLIOS, LLC 281,186 309,730 10.15 9,819 11,912 21.32
2017-11-13 13F-HR Bodenholm Capital AB 794,509 0 -100.00 27,735 0 -100.00
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 1,372,454 1,230,147 -10.37 47,926 47,311 -1.28
2017-11-13 13F-HR LSV ASSET MANAGEMENT 2,848,500 2,939,031 3.18 99,469 113,035 13.64
2017-10-19 13F-HR APG Asset Management N.V. 3,940,969 669,369 -83.02 137,619 25,744 -81.29
2017-11-14 13F-HR CAXTON ASSOCIATES LP 13,500 0 -100.00 471 0 -100.00
2017-11-08 13F-HR IRIDIAN ASSET MANAGEMENT LLC/CT 5,227,531 5,165,449 -1.19 182,545 198,663 8.83
2017-11-14 13F-HR Brandywine Global Investment Management, LLC 246,092 266,873 8.44 8,594 10,264 19.43
2017-11-09 13F-HR Evanston Investments, Inc., dba Evanston Advisors 231,412 226,358 -2.18 8,081 8,706 7.73
2017-11-14 13F-HR Walleye Trading LLC Put 226,900 189,900 -16.31 7,921 7,302 -7.81
2017-11-02 13F-HR HOWARD HUGHES MEDICAL INSTITUTE 17,832 0 -100.00 623 0 -100.00
2017-11-08 13F-HR Buckingham Asset Management, LLC 7,262 7,294 0.44 254 281 10.63
2017-11-08 13F-HR Barrett Asset Management, LLC 750 750 0.00 26 29 11.54
2017-11-13 13F-HR FINANCIAL COUNSELORS INC 8,587 8,489 -1.14 300 326 8.67
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 1,040 512 -50.77 35 19 -45.71
2017-11-08 13F-HR Norinchukin Bank, The 118,125 122,464 3.67 4,125 4,710 14.18
2017-11-14 13F-HR NOMURA HOLDINGS INC 181,620 180,112 -0.83 6,961 6,916 -0.65
2017-10-16 13F-HR National Pension Service 941,325 981,177 4.23 32,485 37,020 13.96
2017-10-25 13F-HR FIRST QUADRANT L P/CA 78,535 199,910 154.55 2,742 7,689 180.42
2017-10-24 13F-HR Marathon Asset Management LLP 1,655,638 1,625,775 -1.80 57,812 62,524 8.15
2017-08-11 13F-HR ISTHMUS PARTNERS, LLC 151,594 148,014 -2.36 5,089 5,169 1.57
2017-10-10 13F-HR Ledyard National Bank 200 200 0.00 7 8 14.29
2017-10-11 13F-HR DnB Asset Management AS 236,045 230,645 -2.29 8,242,691 8,870,607 7.62
2017-11-06 13F-HR Migdal Insurance & Financial Holdings Ltd. 3,577 3,102 -13.28 123 119 -3.25
2017-11-09 13F-HR Morningstar Investment Services LLC 481,824 525,448 9.05 16,825 20,209 20.11
2017-11-14 13F-HR STATE STREET CORP 41,410,314 40,077,098 -3.22 1,446,049 1,541,364 6.59
2017-11-06 13F-HR Mraz, Amerine & Associates, Inc. 8,555 7,955 -7.01 299 306 2.34
2017-11-14 13F-HR CLINTON GROUP INC 10,123 10,542 4.14 353 405 14.73
2017-08-11 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 370 0 -100.00 12 0 -100.00
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 36,390 36,390 0.00 1,271 1,400 10.15
2017-11-14 13F-HR Portland Hill Asset Management Ltd 253,183 266,649 5.32 8,841 10,255 15.99
2017-11-14 13F-HR/A-1 HARDING LOEVNER LP 3,690,658 3,650,404 -1.09 128,878 140,395 8.94
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 1,004,600 591,200 -41.15 35,081 22,738 -35.18
2017-11-14 13F-HR ACCIDENT COMPENSATION CORP 51,900 34,000 -34.49 1,812 1,308 -27.81
2017-10-27 13F-HR OLD NATIONAL BANCORP /IN/ 36,010 31,576 -12.31 1,258 1,214 -3.50
2017-11-14 13F-HR PROSPECTOR PARTNERS LLC 62,100 61,600 -0.81 2,169 2,369 9.22
2017-10-23 13F-HR BB&T CORP 137,955 125,817 -8.80 4,818 4,839 0.44
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 9,529 8,759 -8.08 333 337 1.20
2017-11-14 13F-HR Horizon Kinetics LLC 66,557 65,064 -2.24 2,324 2,502 7.66
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 1,634 1,645 0.67 57 63 10.53
2017-11-14 13F-HR UBS Group AG Call 38,500 0 -100.00 1,344 0 -100.00
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 3,165 122
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 486,104 471,636 -2.98 16,975 18,139 6.86
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 383,326 360,304 -6.01 13,386 13,857 3.52
2017-10-17 13F-HR Cutler Group LP 17 0 -100.00 0 0
2017-11-14 13F-HR Greenwich Wealth Management LLC 65,156 58,336 -10.47 2,275 2,244 -1.36
2017-08-01 13F-HR KELLY LAWRENCE W & ASSOCIATES INC/CA 16 0 -100.00 1 0 -100.00
2017-11-03 13F-HR SCOUT INVESTMENTS, INC. 513,378 397,264 -22.62 17,927 15,279 -14.77
2017-11-01 13F-HR/A-1 Financial Architects, Inc Call 2,400 93
2017-11-13 13F-HR U S GLOBAL INVESTORS INC 60,907 0 -100.00 2,127 0 -100.00
2017-11-14 13F-HR TLP GROUP LLC 0 418 0 16
2017-10-31 13F-HR Savant Capital, LLC 0 5,535 0 213
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 64,593 44,894 -30.50 2,255 1,727 -23.41
2017-11-07 13F-HR SG Americas Securities, LLC 38,527 53,895 39.89 1,345 2,073 54.13
2017-10-18 13F-HR Mutual of America Capital Management LLC 122,522 121,225 -1.06 4,278 4,662 8.98
2017-11-06 13F-HR Veritas Investment Management LLP 3,275 3,275 0.00 114 126 10.53
2017-10-10 13F-HR AMERICAN NATIONAL BANK 1,369 1,369 0.00 48 53 10.42
2017-11-14 13F-HR Quinn Opportunity Partners LLC 6,000 6,000 0.00 210 231 10.00
2017-11-14 13F-HR Polar Capital LLP 260,493 260,493 0.00 9,094 10,016 10.14
2017-11-01 13F-HR MONTAG & CALDWELL, LLC 0 1,741,190 0 66,966
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 17,300 115,800 569.36 604 4,454 637.42
2017-11-07 13F-HR Commonwealth Equity Services, Inc 61,101 65,759 7.62 2,133 2,529 18.57
2017-11-08 13F-HR HAP Trading, LLC Call 18,300 17,200 -6.01 107 144 34.58
2017-11-13 13F-HR SYNOVUS FINANCIAL CORP 59,888 59,096 -1.32 2,091 2,272 8.66
2017-11-08 13F-HR STEPHENS INC /AR/ 93,461 0 -100.00 3,264 0 -100.00
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 43,026 32,026 -25.57 1,502 1,232 -17.98
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 68,500 0 -100.00 2,392 0 -100.00
2017-11-13 13F-HR ProShare Advisors LLC 471,381 511,718 8.56 16,461 19,681 19.56
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 285,000 285,000 0.00 9,952 10,961 10.14
2017-11-14 13F-HR GLG Partners LP 77,700 23,589 -69.64 2,713 907 -66.57
2017-10-12 13F-HR WEBSTER BANK, N. A. 300 300 0.00 10 12 20.00
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 310 310 0.00 11 12 9.09
2017-11-07 13F-HR SG Americas Securities, LLC Call 264,800 113,900 -56.99 265 340 28.30
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 1,080 0 -100.00 38 0 -100.00
2017-11-14 13F-HR UBS Group AG Put 268,300 187,000 -30.30 9,369 7,192 -23.24
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 141,296 132,583 -6.17 4,934 5,099 3.34
2017-11-17 13F-HR/A-1 Virtu Financial LLC 9,820 0 -100.00 343 0 -100.00
2017-11-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. Put 600,000 23,076
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 25,813 26,038 0.87 902 1,001 10.98
2017-11-13 13F-HR PARTNERS CAPITAL INVESTMENT GROUP LLC 649,236 718,749 10.71 22,671 27,643 21.93
2017-11-15 13F-HR Krilogy Financial LLC 100 100 0.00 3 4 33.33
2017-11-09 13F-HR Legal & General Group Plc 5,175,551 5,304,279 2.49 180,725 203,988 12.87
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 400 400 0.00 14 15 7.14
2017-11-13 13F-HR Vantage Investment Advisors, LLC 1,495 1,495 0.00 52 57 9.62
2017-11-09 13F-HR JP MORGAN CHASE & CO Put 289,700 343,300 18.50 10,116 12,953 28.04
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 11,265,977 11,108,248 -1.40 393,408 427,223 8.60
2017-10-17 13F-HR BANK OF THE WEST 0 5,373 0 207
2017-10-27 13F-HR Parametrica Management Ltd 8,801 338
2017-11-07 13F-HR Pictet & Cie (Europe) SA 33,937 33,937 0.00 1,185 1,305 10.13
2017-08-04 13F-HR Nikko Asset Management Americas, Inc. 2,000 0 -100.00 67 0 -100.00
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 9,500 0 365
2017-11-06 13F-HR CIBC Asset Management Inc 183,156 168,623 -7.93 6,396 6,485 1.39
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 157 148 -5.73 5,469 5,656 3.42
2017-11-14 13F-HR Marathon Partners Equity Management, LLC 315,000 290,000 -7.94 11,000 11,153 1.39
2017-11-01 13F-HR Parkwood LLC 9,164 0 -100.00 320 0 -100.00
2017-11-14 13F-HR MAVERICK CAPITAL LTD 93,620 103,470 10.52 3,269 3,979 21.72
2017-11-13 13F-HR WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 7,090 7,090 0.00 248 273 10.08
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 107 876 718.69 4 34 750.00
2017-11-14 13F-HR BRINKER CAPITAL INC 0 7,121 0 274
2017-08-14 13F-HR SAMLYN CAPITAL, LLC 229,335 0 -100.00 7,699 0 -100.00
2017-10-12 13F-HR V Wealth Management,LLC 380 0 -100.00 13 0 -100.00
2017-10-03 13F-HR Eqis Capital Management, Inc. 11,638 0 -100.00 406 0 -100.00
2017-10-24 13F-HR RAYMOND JAMES TRUST N.A. 25,090 21,863 -12.86 876 841 -4.00
2017-11-14 13F-HR Moore Capital Management, LP Put 75,000 50,000 -33.33 2,619 1,923 -26.58
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 44 44 0.00 2 2 0.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ Put 250 750 200.00 8 28 250.00
2017-11-09 13F-HR Hosking Partners LLP 903,565 907,450 0.43 31,552 34,901 10.61
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 681,033 600,790 -11.78 23,782 23,106 -2.84
2017-11-13 13F-HR Twin Tree Management, LP Put 5,300 333,000 6,183.02 185 12,807 6,822.70
2017-10-16 13F-HR Louisiana State Employees Retirement System 62,400 62,100 -0.48 2,179 2,388 9.59
2017-11-14 13F-HR Elkfork Partners LLC 253,652 172,116 -32.14 8,857 6,620 -25.26
2017-10-27 13F-HR Probity Advisors, Inc. 7,679 6,878 -10.43 268 265 -1.12
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 1,338,481 394,251 -70.54 46,740 15,163 -67.56
2017-11-14 13F-HR Walleye Trading LLC Call 83,000 205,000 146.99 2,897 7,887 172.25
2017-11-14 13F-HR PEAK6 Investments, L.P. 183,204 17,672 -90.35 6,397 680 -89.37
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 328,977 328,177 -0.24 11,487 12,621 9.87
2017-10-19 13F-HR LS Investment Advisors, LLC 33,541 32,734 -2.41 1,171 1,259 7.51
2017-11-07 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 11,052 0 -100.00 386 0 -100.00
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 91,605 82,705 -9.72 3,075 2,888 -6.08
2017-11-14 13F-HR UBS OCONNOR LLC 2,318,434 2,251,186 -2.90 80,960,000 86,581,000 6.94
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 385,136 383,686 -0.38 13,449 14,757 9.73
2017-10-06 13F-HR Patton Albertson & Miller, LLC 35,544 34,678 -2.44 1,275 1,351 5.96
2017-11-13 13F-HR GREENLEAF TRUST 12,075 14,689 21.65 422 565 33.89
2017-11-13 13F-HR Hillsdale Investment Management Inc. 9,200 8,500 -7.61 321 327 1.87
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 4,773 4,773 0.00 167 184 10.18
2017-10-24 13F-HR Troy Asset Management Ltd 562,126 562,126 0.00 19,629 21,619 10.14
2017-11-14 13F-HR Voya Financial Advisors, Inc. 36,062 38,898 7.86 1,244 1,468 18.01
2017-11-14 13F-HR CREDIT AGRICOLE S A 481,793 959,182 99.09 16,825 36,891 119.26
2017-11-14 13F-HR SCOTIA CAPITAL INC. 37,219 8,357 -77.55 1,300 322 -75.23
2017-11-06 13F-HR Spot Trading L.l.c. Put 55,700 65,400 17.41 1,945 2,515 29.31
2017-11-03 13F-HR GRANDFIELD & DODD, LLC 319,434 324,556 1.60 11,155 12,482 11.90
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 1,160,151 874,875 -24.59 40,512 33,648 -16.94
2017-11-14 13F-HR Tourbillon Capital Partners, L.P. 3,163,752 4,254,663 34.48 110,478 163,634 48.11
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 107,420 0 -100.00 3,652 0 -100.00
2017-11-13 13F-HR CIBC World Markets Inc. 40,676 0 -100.00 1,420 0 -100.00
2017-11-27 13F-HR/A-1 TIEDEMANN WEALTH MANAGEMENT, LLC 57,203 69,918 22.23 1,998 2,305 15.37
2017-11-03 13F-HR BIRMINGHAM CAPITAL MANAGEMENT CO INC/AL 7,000 7,000 0.00 244 269 10.25
2017-10-27 13F-HR GENERAL AMERICAN INVESTORS CO INC 755,000 755,000 0.00 26,365 29,037 10.13
2017-11-13 13F-HR Resources Investment Advisors, Inc. 800 800 0.00 28 31 10.71
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 222,674 229,413 3.03 7,776 8,823 13.46
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 2,242,738 2,037,488 -9.15 78,316 78,362 0.06
2017-08-14 13F-HR Blenheim Capital Management, BV 6,912 4,632 -32.99 232 162 -30.17
2017-11-13 13F-HR FIL Ltd 3,303,626 3,677,892 11.33 115,362 141,452 22.62
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 132,643 4,632
2017-10-27 13F-HR Lakeview Capital Partners, LLC 0 5,315 0 204
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Put 152,100 132,900 -12.62 107 230 114.95
2017-11-14 13F-HR Paloma Partners Management Co Put 44,600 41,900 -6.05 1,557 1,611 3.47
2017-11-14 13F-HR Meadow Creek Investment Management LLC 308,006 208,998 -32.14 10,755 8,038 -25.26
2017-10-10 13F-HR HOLLENCREST SECURITIES LLC 0 5,561 0 214
2017-10-12 13F-HR Regent Investment Management LLC 8,600 8,100 -5.81 300 312 4.00
2017-10-12 13F-HR Bogart Wealth, Llc 210 8
2017-11-01 13F-HR PARNASSUS INVESTMENTS /CA 2,780,000 2,555,000 -8.09 97,078 98,265 1.22
2017-11-06 13F-HR Advisor Group, Inc. 43,958 42,461 -3.41 1,534 1,634 6.52
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 282,817 275,854 -2.46 9,876 10,609 7.42
2017-11-13 13F-HR Tredje AP-fonden 421,965 327,125 -22.48 14,735 12,581 -14.62
2017-11-09 13F-HR American Trust Investment Advisors, LLC 68,720 68,570 -0.22 2,400 2,637 9.88
2017-11-13 13F-HR Sheaff Brock Investment Advisors, LLC 6,502 6,502 0.00 227 250 10.13
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 3,387,463 3,360,697 -0.79 118,283 129,236 9.26
2017-11-07 13F-HR Quantbot Technologies LP 91,097 16,427 -81.97 3,058 631 -79.37
2017-11-06 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 0 89,170 0 3,375
2017-10-19 13F-HR Sanders Capital, LLC 2,811,600 5,599,900 99.17 108,267 238,639 120.42
2017-11-14 13F-HR Gotham Asset Management, LLC 907,394 361,585 -60.15 31,686 13,907 -56.11
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 280,025 276,192 -1.37 9,778 10,622 8.63
2017-11-07 13F-HR Timber Creek Capital Management LLC 73,820 73,495 -0.44 2,577 2,826 9.66
2017-11-14 13F-HR MADISON INVESTMENT HOLDINGS INC 14,191 14,191 0.00 496 546 10.08
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 55,532 66,264 19.33 1,939 2,549 31.46
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 0 7,360 0 283
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 282 282 0.00 10 11 10.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 11,719,028 12,078,612 3.07 409,229 464,543 13.52
2017-11-03 13F-HR Advantus Capital Management Inc 101,531 100,578 -0.94 3,545 3,868 9.11
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 362,838 494,312 36.23 12,670 19,012 50.06
2017-10-23 13F-HR Nationwide Fund Advisors 620,468 561,935 -9.43 21,667 21,612 -0.25
2017-11-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 19,287 19,287 0.00 674 742 10.09
2017-11-07 13F-HR Mascoma Wealth Management LLC 173 173 0.00 6 7 16.67
2017-11-14 13F-HR HighTower Advisors, LLC 28,382 32,205 13.47 983 1,234 25.53
2017-11-14 13F-HR Magnetar Financial LLC 17,036 0 -100.00 595 0 -100.00
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 235,700 274,100 16.29 8,231 10,542 28.08
2017-11-13 13F-HR COMERICA SECURITIES INC 15,496 17,799 14.86 541 685 26.62
2017-11-14 13F-HR PERRITT CAPITAL MANAGEMENT INC 12,793 12,793 0.00 447 492 10.07
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 704,200 706,900 0.38 24,591 27,187 10.56
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 450,220 418,614 -7.02 15,722 16,100 2.40
2017-11-06 13F-HR CABOT WEALTH MANAGEMENT INC 174,516 171,486 -1.74 6,094 6,595 8.22
2017-11-01 13F-HR State of Tennessee, Treasury Department 481,821 330,398 -31.43 16,826 12,707 -24.48
2017-11-13 13F-HR JUPITER ASSET MANAGEMENT LTD 112,866 110,166 -2.39 3,941 4,237 7.51
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 840,315 217,607 -74.10 29,342 8,368 -71.48
2017-07-18 13F-HR/A-2 BOOTHBAY FUND MANAGEMENT, LLC Call 10,300 34,500 234.95 241 1,024 324.90
2017-11-14 13F-HR VANGUARD GROUP INC 68,101,836 68,397,719 0.43 2,378,116 2,630,577 10.62
2017-11-13 13F-HR HPM Partners LLC 23,059 39,148 69.77 1,795 1,506 -16.10
2017-11-15 13F-HR/A-1 First Western Capital Management Co 119,529 117,071 -2.06 4,174 4,503 7.88
2017-08-09 13F-HR Gareth Morgan Investments Limited Partnership 98,777 0 -100.00 3,316 0 -100.00
2017-11-14 13F-HR Jackson Square Partners, LLC 20,952,305 18,586,935 -11.29 731,654 714,853 -2.30
2017-10-05 13F-HR Washington Trust Bank 4,074 3,930 -3.53 142 151 6.34
2017-10-17 13F-HR American Research & Management Co. 100 100 0.00 3 4 33.33
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 460,000 460,000 0.00 16,063 17,692 10.14
2017-11-14 13F-HR CLS Investments, LLC 0 200 0 8
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 3,398,319 3,333,200 -1.92 118,669,299 128,194,872 8.03
2017-10-11 13F-HR American Financial Network Advisory Services Llc 150 6
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 1,475 1,325 -10.17 52 51 -1.92
2017-10-24 13F-HR Mps Loria Financial Planners, Llc 520 0 -100.00 18 0 -100.00
2017-10-03 13F-HR BEACON FINANCIAL GROUP 10,868 10,685 -1.68 375 411 9.60
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 68,823 48,823 -29.06 2,403 1,878 -21.85
2017-11-13 13F-HR Investec Asset Management LTD 6,499,208 6,483,334 -0.24 226,952 249,349 9.87
2017-11-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 28,256 8,132 -71.22 987 313 -68.29
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 210,789 199,129 -5.53 7,360 7,658 4.05
2017-11-14 13F-HR Cantab Capital Partners LLP 95,835 85,244 -11.05 3,347,000 3,278,000 -2.06
2017-11-13 13F-HR Seven Bridges Advisors LLC 6,879 10,138 47.38 240 390 62.50
2017-11-14 13F-HR Verition Fund Management LLC 10,946 7,527 -31.24 382 289 -24.35
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 535,361 530,658 -0.88 18,626 18,885 1.39
2017-07-17 13F-HR EXANE DERIVATIVES 1 0 -100.00 34 0 -100.00
2017-11-06 13F-HR SEI INVESTMENTS CO 1,440,159 1,224,220 -14.99 50,290 47,084 -6.38
2017-11-01 13F-HR/A-1 Financial Architects, Inc 54 54 0.00 2 2 0.00
2017-11-14 13F-HR LATEEF INVESTMENT MANAGEMENT, L.P. 224,035 224,035 0.00 7,823 8,616 10.14
2017-11-14 13F-HR Itau Unibanco Holding S.A. 19,174 34,402 79.42 669 4,185 525.56
2017-10-04 13F-HR Fulton Bank, N.A. 21,572 20,810 -3.53 754 801 6.23
2017-10-19 13F-HR OLD SECOND NATIONAL BANK OF AURORA 44,067 43,343 -1.64 1,539 1,667 8.32
2017-10-19 13F-HR Douglas Lane & Associates, LLC 130,620 128,760 -1.42 4,561 4,952 8.57
2017-11-09 13F-HR JP MORGAN CHASE & CO 5,773,364 6,415,638 11.12 201,606 242,062 20.07
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 65,600 103,525 57.81 2,291 3,982 73.81
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 650 726 11.69 23 28 21.74
2017-10-10 13F-HR Baystate Wealth Management LLC 770 770 0.00 29 30 3.45
2017-11-03 13F-HR ALPS ADVISORS INC 17,681 0 -100.00 617 0 -100.00
2017-11-14 13F-HR Freestone Capital Holdings, LLC 9,182 6,352 -30.82 321 244 -23.99
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 51,873 45,886 -11.54 1,811 1,765 -2.54
2017-11-13 13F-HR OMERS ADMINISTRATION Corp 18,700 118,300 532.62 653 4,550 596.78
2017-10-13 13F-HR Legacy Private Trust Co. 8,702 7,730 -11.17 304 297 -2.30
2017-10-25 13F-HR First Bank & Trust 1,112 1,212 8.99 39 46 17.95
2017-11-14 13F-HR Close Asset Management Ltd 2,925 2,625 -10.26 102 101 -0.98
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 1,402,823 1,398,466 -0.31 48,987 53,785 9.79
2017-10-17 13F-HR BEESE FULMER INVESTMENT MANAGEMENT, INC. 77,104 77,653 0.71 2,692 2,987 10.96
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 101,600 123,900 21.95 3,548 4,765 34.30
2017-11-08 13F-HR ING GROEP NV 246,123 13,374 -94.57 8,595 514 -94.02
2017-11-07 13F-HR Advisors Asset Management, Inc. 335,088 353,419 5.47 11,701 13,592 16.16
2017-11-06 13F-HR Spot Trading L.l.c. 45,429 0 -100.00 1,586 0 -100.00
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 8,455,724 9,157,306 8.30 295,274 352,190 19.28
2017-11-14 13F-HR Point72 Asset Management, L.P. Call 925,000 1,417,500 53.24 32,301 54,517 68.78
2017-10-18 13F-HR Assenagon Asset Management S.A. 0 2,017,974 0 77,611
2017-11-02 13F-HR FIDUCIARY TRUST CO 63,108 58,618 -7.11 2,203 2,255 2.36
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 13,360,324 13,054,189 -2.29 466,544 502,065 7.61
2017-11-13 13F-HR/A-1 NORGES BANK 14,350,888 10,298,853 -28.24 335,954 323,622 -3.67
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 1,473,950 1,294,336 -12.19 51,470 49,780 -3.28
2017-11-13 13F-HR WETHERBY ASSET MANAGEMENT INC 19,588 20,021 2.21 684 770 12.57
2017-11-13 13F-HR EATON VANCE MANAGEMENT 5,918,663 2,612,430 -55.86 206,680 100,474 -51.39
2017-11-15 13F-HR GREEN SQUARE CAPITAL LLC 6,115 6,115 0.00 214 235 9.81
2017-11-14 13F-HR GARCIA HAMILTON & ASSOCIATES LP/DE 0 0 745 276 -62.95
2017-11-06 13F-HR Spot Trading L.l.c. Call 62,500 93,300 49.28 2,183 3,588 64.36
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 42,092 42,092 0.00 1,470 1,520 3.40
2017-11-14 13F-HR BlueCrest Capital Management Ltd 0 11,337 0 436
2017-11-13 13F-HR Investec Asset Management (PTY) Ltd 61,014 63,081 3.39 2,118 2,417 14.12
2017-11-02 13F-HR Boston Partners 26,115,769 22,816,355 -12.63 911,962 877,516 -3.78
2017-10-18 13F-HR D. SCOTT NEAL, INC. 400 400 0.00 14 15 7.14
2017-11-02 13F-HR Jacobi Capital Management LLC 314 314 0.00 11 12 9.09
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 37,800 10,300 -72.75 1,320 396 -70.00
2017-10-25 13F-HR Cornerstone Advisors, Inc. 293 293 0.00 10 11 10.00
2017-11-15 13F-HR Camarda Financial Advisors, LLC 16,649 15,928 -4.33 581 613 5.51
2017-11-14 13F-HR Summit Global Investments 15,855 33,650 112.24 554 1,294 133.57
2017-08-14 13F-HR Foxhaven Asset Management, LP 1,181,945 0 -100.00 39,678 0 -100.00
2017-11-06 13F-HR CAMBIAR INVESTORS LLC 2,060,425 1,843,637 -10.52 71,950 70,906 -1.45
2017-08-14 13F-HR Nuveen Fund Advisors, LLC 47,909 0 -100.00 1,608 0 -100.00
2017-11-09 13F-HR BBT Capital Management, LLC Call 0 80,000 0 3,077
2017-10-02 13F-HR Tandem Investment Advisors, Inc. 10,013 8,630 -13.81 350 332 -5.14
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 19,383 13,821 -28.70 651 483 -25.81
2017-10-12 13F-HR APPLETON PARTNERS INC/MA 20,923 20,753 -0.81 731 798 9.17
2017-11-14 13F-HR LEUTHOLD GROUP, LLC 26,394 25,019 -5.21 922 962 4.34
2017-11-09 13F-HR Johnson Financial Group, Inc. 1,105 1,000 -9.50 39 38 -2.56
2017-11-03 13F-HR Moisand Fitzgerald Tamayo, LLC 57 2
2017-10-30 13F-HR BERKSHIRE ASSET MANAGEMENT LLC/PA 8,547 0 -100.00 298 0 -100.00
2017-11-14 13F-HR Invesco Ltd. 33,973,153 33,618,821 -1.04 1,186,342 1,292,978 8.99
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 29,884 26,100 -12.66 1,044 1,004 -3.83
2017-11-14 13F-HR Kerrisdale Advisers, LLC 227,555 227,555 0.00 7,946 8,752 10.14
2017-11-08 13F-HR ROBERTS GLORE & CO INC /IL/ 10,875 10,275 -5.52 380 395 3.95
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 466,439 454,643 -2.53 16,287 17,485 7.36
2017-11-13 13F-HR Sequoia Financial Advisors, LLC 12,124 12,335 1.74 423 474 12.06
2017-08-15 13F-HR SCOTIA CAPITAL INC. Put 100,000 0 -100.00 3,355 0 -100.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 4,013,310 3,160,926 -21.24 140,145 121,568 -13.26
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 15,291 19,955 30.50 534 767 43.63
2017-10-12 13F-HR ADIRONDACK TRUST CO 712 712 0.00 25 27 8.00
2017-11-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 685 685 0.00 24 26 8.33
2017-11-13 13F-HR Dorsey & Whitney Trust CO LLC 7,982 7,266 -8.97 278 280 0.72
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 230,983 223,167 -3.38 8,066 8,583 6.41
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 1,050,380 1,063,917 1.29 36,679 40,918 11.56
2017-10-23 13F-HR Montecito Bank & Trust 7,477 8,506 13.76 261 327 25.29
2017-11-14 13F-HR Sunriver Management LLC 661,340 705,720 6.71 23,094 27,142 17.53
2017-08-14 13F-HR J. Goldman & Co LP 45,300 0 -100.00 1,521 0 -100.00
2017-11-13 13F-HR WELCH & FORBES LLC 7,588 6,948 -8.43 265 267 0.75
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 505,292 15,002 -97.03 17,645 577 -96.73
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 4 33 725.00 0 1
2017-11-14 13F-HR Adage Capital Partners GP LLC 1,324,500 1,428,200 7.83 46,252 54,929 18.76
2017-10-25 13F-HR Carroll Financial Associates, Inc. 1,198 738 -38.40 41 28 -31.71
2017-11-14 13F-HR Clearbridge Investments, LLC 6,154,681 6,428,880 4.46 214,921 247,255 15.04
2017-10-13 13F-HR BKD Wealth Advisors, LLC 12,521 13,505 7.86 437 519 18.76
2017-11-14 13F-HR Glen Harbor Capital Management LLC 199,298 135,234 -32.14 6,959 5,201 -25.26
2017-11-14 13F-HR RIVERPARK CAPITAL MANAGEMENT LLC 685,542 583,687 -14.86 23,939 22,448 -6.23
2017-11-13 13F-HR JNBA Financial Advisors 676 676 0.00 24 26 8.33
2017-09-20 13F-HR/A-1 PAULSON & CO. INC. 471,200 0 -100.00 15,818 0 -100.00
2017-11-14 13F-HR AJO, LP 4,335,757 1,708,656 -60.59 151,405 65,715 -56.60
2017-11-15 13F-HR Ridgewood Investments LLC 9,635 9,635 0.00 336 371 10.42
2017-11-09 13F-HR Cowen Prime Services LLC 1,000 1,000 0.00 35 38 8.57
2017-10-23 13F-HR PRENTISS SMITH & CO INC 567 0 -100.00 20 0 -100.00
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 291,174 837,740 187.71 10,167,795 32,219,480 216.88
2017-10-06 13F-HR North Star Investment Management Corp. 1,520 1,520 0.00 53 58 9.43
2017-10-30 13F-HR IFP Advisors, Inc 10,119 10,639 5.14 353 409 15.86
2017-11-07 13F-HR MARKSTON INTERNATIONAL LLC 190,412 176,096 -7.52 6,649 6,772 1.85
2017-08-11 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 7,231 0 -100.00 243 0 -100.00
2017-11-03 13F-HR SMITHFIELD TRUST CO 5,196 4,946 -4.81 181 190 4.97
2017-10-19 13F-HR Financial Management Professionals, Inc. 127 127 0.00 4 4 0.00
2017-10-23 13F-HR CAPROCK Group, Inc. 105,804 106,273 0.44 3,695 4,087 10.61
2017-11-09 13F-HR Godshalk Welsh Capital Management, Inc. 13,775 11,525 -16.33 481 443 -7.90
2017-11-07 13F-HR OAK ASSOCIATES LTD /OH/ 556,160 567,160 1.98 19,421 21,813 12.32
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 136,265 131,265 -3.67 4,758 5,048 6.09
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 20,336 18,791 -7.60 711 722 1.55
2017-11-14 13F-HR GLENVIEW CAPITAL MANAGEMENT, LLC 8,905,922 10,456,699 17.41 310,995 402,165 29.32
2017-11-08 13F-HR NEXT Financial Group, Inc 1,935 1,935 0.00 68,000 74 -99.89
2017-10-12 13F-HR ORRSTOWN FINANCIAL SERVICES INC 985 910 -7.61 34 35 2.94
2017-10-23 13F-HR Independent Franchise Partners LLP 19,322,583 22,728,844 17.63 674,744 874,151 29.55
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Put 3,423 4,835 41.25 197,914 82,180 -58.48
2017-10-11 13F-HR FRANKLIN STREET ADVISORS INC /NC 7,555 7,555 0.00 264 291 10.23
2017-10-17 13F-HR WINDWARD CAPITAL MANAGEMENT CO /CA 173,544 173,074 -0.27 6,060 6,656 9.83
2017-11-13 13F-HR Renaissance Technologies LLC 1,601,940 0 -100.00 55,940 0 -100.00
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 0 7,597 0 292
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 2,110,280 5,620,602 166.34 73,691 216,168 193.34
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Call 1,653 1,278 -22.69 244,113 327,686 34.24
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 702,100 871,000 24.06 24,518 33,498 36.63
2017-10-20 13F-HR CONNING INC. 29,150 29,060 -0.31 1,018 1,118 9.82
2017-10-27 13F-HR CADENCE BANK NA 0 5,738 0 221
2017-10-17 13F-HR CENTRAL TRUST Co 9,653 8,653 -10.36 337 333 -1.19
2017-11-07 13F-HR Columbia Asset Management 32,457 32,457 0.00 1,133 1,248 10.15
2017-10-31 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 40,679 40,514 -0.41 1,421 1,558 9.64
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 3,410,518 3,448,007 1.10 119,096 132,611 11.35
2017-11-13 13F-HR Rafferty Asset Management, LLC 42,111 40,716 -3.31 1,471 1,566 6.46
2017-11-03 13F-HR AMERICAN FINANCIAL GROUP INC 58,000 0 -100.00 2,025 0 -100.00
2017-11-13 13F-HR Evercore Wealth Management, LLC 874 874 0.00 30 34 13.33
2017-11-14 13F-HR KENSICO CAPITAL MANAGEMENT CORP 4,130,000 4,130,000 0.00 144,220 158,840 10.14
2017-11-14 13F-HR HBK Sorce Advisory LLC 5,755 5,727 -0.49 201 220 9.45
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 9,067 0 -100.00 317 0 -100.00
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 4,550,891 4,805,511 5.59 158,922 184,823 16.30
2017-11-14 13F-HR MENTA CAPITAL LLC 36,350 0 -100.00 1,269 0 -100.00
2017-10-24 13F-HR Sky Investment Group LLC 0 5,399 0 208
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 49,045 45,949 -6.31 1,713 1,767 3.15
2017-11-22 13F-HR Chicago Partners Investment Group LLC 0 85 0 3
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 2,856,884 2,487,529 -12.93 97,991 95,670 -2.37
2017-11-14 13F-HR Petrus Trust Company, LTA 275,000 274,700 -0.11 9,603 10,565 10.02
2017-09-22 13F-HR/A-1 Allen Investment Management LLC 12,310 0 -100.00 365 0 -100.00
2017-08-14 13F-HR QCM Cayman, Ltd. Call 6,100 0 -100.00 205 0 -100.00
2017-11-16 13F-HR/A-1 Aristotle Capital Management, LLC 3,735,697 0 -100.00 225,038 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC 111,285 137,298 23.38 3,886 5,280 35.87
2017-10-10 13F-HR First Command Bank 1,450 1,450 0.00 51 56 9.80
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 2,287,647 1,077,918 -52.88 79,885 41,456 -48.11
2017-10-30 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 40,754 41,247 1.21 1,423 1,586 11.45
2017-10-23 13F-HR Personal Capital Advisors Corp 5,437 209
2017-08-08 13F-HR Airain ltd 11,364 203,916 1,694.40 381 7,121 1,769.03
2017-11-09 13F-HR FNY Managed Accounts LLC 1,000 520 -48.00 33 19 -42.42
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 18,922,240 18,773,252 -0.79 660,765 722,019 9.27
2017-11-14 13F-HR BARCLAYS PLC 2,869,041 3,168,781 10.45 100,188 121,871 21.64
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 3,100,524 5,835,940 88.22 108,270 224,450 107.31
2017-11-02 13F-HR/A-1 USA Financial Portformulas Corp 84,544 0 -100.00 2,952 0 -100.00
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 1,186,147 786,767 -33.67 41,347 29,661 -28.26
2017-10-18 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 1,009 434 -56.99 35 17 -51.43
2017-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 35,784 0 -100.00 1,201 0
2017-11-16 13F-HR WealthTrust Fairport, LLC 143,118 143,077 -0.03 4,998 5,503 10.10
2017-11-14 13F-HR Dynamic Capital Management Ltd 0 38,973 0 1,499
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 139,702 138,179 -1.09 4,878 5,314 8.94
2017-11-13 13F-HR GLOBEFLEX CAPITAL L P 13,800 0 -100.00 482 0 -100.00
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 3,501,901 3,343,136 -4.53 122,286 128,577 5.14
2017-11-15 13F-HR M Holdings Securities, Inc. 10,353 10,353 0.00 362 398 9.94
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 144,962 155,133 7.02 5,060 5,959 17.77
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 4,803 4,444 -7.47 172 159 -7.56
2017-11-09 13F-HR INR ADVISORY SERVICES LLC 203 0 -100.00 7 0 -100.00
2017-11-06 13F-HR Ballentine Partners, LLC Call 800 31
2017-11-08 13F-HR FAYEZ SAROFIM & CO 8,603 6,388 -25.75 300 246 -18.00
2017-11-15 13F-HR Neuberger Berman Group LLC 8,877,965 8,568,065 -3.49 310,019 329,528 6.29
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 0 5,755 0 222
2017-11-06 13F-HR Bank of New York Mellon Corp 15,871,696 14,132,991 -10.95 554,239 543,556 -1.93
2017-10-23 13F-HR Advisors Capital Management, LLC 247,933 74,518 -69.94 8,658 2,866 -66.90
2017-11-14 13F-HR Jefferies Group LLC Put 51,100 35,700 -30.14 1,784 1,373 -23.04
2017-11-13 13F-HR Argent Trust Co 13,897 12,493 -10.10 486 481 -1.03
2017-11-14 13F-HR Walleye Trading LLC 65,932 0 -100.00 2,302 0 -100.00
2017-11-14 13F-HR RBF Capital, LLC 40,000 40,000 0.00 1,397 1,538 10.09
2017-11-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 9,159,700 9,070,000 -0.98 319,857 348,832 9.06
2017-11-14 13F-HR Alyeska Investment Group, L.P. 3,050,000 117,303
2017-11-13 13F-HR People's United Financial, Inc. 38,908 39,598 1.77 1,359 1,524 12.14
2017-11-03 13F-HR GHP Investment Advisors, Inc. 18,976 20,086 5.85 663 773 16.59
2017-11-13 13F-HR Invictus RG 733 0 -100.00 26 0 -100.00
2017-11-09 13F-HR Achmea Investment Management B.V. 48,809 41,265 -15.46 1,702 1,587 -6.76
2017-11-14 13F-HR DSC Advisors, L.P. 6,580 7,034 6.90 230 271 17.83
2017-11-07 13F-HR Glenview Trust Co 216,393 217,760 0.63 7,557 8,375 10.82
2017-10-16 13F-HR Hartford Financial Management Inc. 820 820 0.00 28 31 10.71
2017-10-23 13F-HR Harrington Investments, Inc 31,156 1,198
2017-11-14 13F-HR Voya Investment Management LLC 700,728 363,101 -48.18 24,469 13,965 -42.93
2017-11-16 13F-HR GOFEN & GLOSSBERG LLC /IL/ 0 5,300 0 204
2017-11-13 13F-HR Nicholas Hoffman & Company, LLC. 36,540 36,605 0.18 1,276 1,408 10.34
2017-11-06 13F-HR HighPoint Advisor Group LLC 6,765 6,872 1.58 241 257 6.64
2017-08-14 13F-HR CAPITAL GUARDIAN TRUST CO 3,687 0 -100.00 124 0 -100.00
2017-11-08 13F-HR Bdo Wealth Advisors, Llc 13,830 13,805 -0.18 483 531 9.94
2017-07-27 13F-HR Exchange Capital Management, Inc. 100 0 -100.00 3 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,109,500 1,192,600 7.49 38,744 45,867 18.38
2017-11-13 13F-HR CITIGROUP INC Put 533,100 467,800 -12.25 18,615 17,992 -3.35
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 45,314,280 45,421,252 0.24 1,582,375 1,746,902 10.40
2017-10-23 13F-HR Alpha Cubed Investments, LLC 0 7,572 0 291
2017-11-13 13F-HR Pacad Investment Ltd. 75,846 3,000 -96.04 2,649 115 -95.66
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 10,882,829 10,427,590 -4.18 379,422 400,271 5.49
2017-11-03 13F-HR World Asset Management Inc 90,182 88,643 -1.71 3,149 3,409 8.26
2017-11-13 13F-HR MACKENZIE FINANCIAL CORP 219,654 224,118 2.03 7,670 8,620 12.39
2017-11-08 13F-HR HUNTINGTON ASSET ADVISORS, INC. 22,000 20,000 -9.09 768 769 0.13
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 1,771,012 1,680,018 -5.14 61,844 64,613 4.48
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 621,500 1,000,800 61.03 21,703 38,490 77.35
2017-11-06 13F-HR Ifrah Financial Services, Inc. 20,042 20,012 -0.15 700 770 10.00
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 50,084 42,077 -15.99 1,749 1,618 -7.49
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Call 115,700 65,100 -43.73 456 302 -33.77
2017-10-17 13F-HR Creative Planning 23,284 25,591 9.91 813 984 21.03
2017-11-14 13F-HR BOKF, NA 78,741 78,722 -0.02 2,750 3,027 10.07
2017-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 153,462 0 -100.00 5,152 0 -100.00
2017-10-17 13F-HR MU Investments Co., Ltd. 1,800 0 -100.00 62 0 -100.00
2017-10-13 13F-HR HUDSON VALLEY INVESTMENT ADVISORS INC /ADV 16,398 17,788 8.48 573 684 19.37
2017-11-14 13F-HR Heritage Trust Co 401 401 0.00 14 15 7.14
2017-11-14 13F-HR PRUDENTIAL PLC 188,220 175,936 -6.53 6,573 6,767 2.95
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 25,484 137,330 438.89 890 5,281 493.37
2017-11-14 13F-HR BARCLAYS PLC Put 214,800 281,600 31.10 7,501 10,830 44.38
2017-11-01 13F-HR Mountain Capital Investment Advisors, Inc 257 257 0.00 9 10 11.11
2017-10-25 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 0 5,676 0 218
2017-11-03 13F-HR Sandy Spring Bank 266 0 -100.00 9 0 -100.00
2017-11-14 13F-HR IHT Wealth Management, LLC 3,310 2,933 -11.39 14 114 714.29
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 208 208 0.00 7 8 14.29
2017-10-19 13F-HR Endurance Wealth Management, Inc. 465 465 0.00 16 18 12.50
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 3,045,886 2,302,330 -24.41 106,362 88,548 -16.75
2017-10-10 13F-HR F&V Capital Management, LLC 92,660 91,360 -1.40 3,236 3,514 8.59
2017-08-14 13F-HR CREDIT AGRICOLE S A Call 0 0
2017-11-15 13F-HR/A-1 MARCO INVESTMENT MANAGEMENT LLC 45,498 46,225 1.60 1,589 1,778 11.89
2017-08-10 13F-HR Wealth Architects, LLC 7,241 0 -100.00 243 0 -100.00
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 3,779,300 1,174,933 -68.91 131,973 45,188 -65.76
2017-11-14 13F-HR FIRST FOUNDATION ADVISORS 30,433 38,042 25.00 1,063 1,463 37.63
2017-11-13 13F-HR Marshall Wace LLP 15,049 14,322 -4.83 527 544 3.23
2017-11-13 13F-HR KOCH INDUSTRIES INC 35,734 12,029 -66.34 1,248 463 -62.90
2017-11-06 13F-HR ANCHOR CAPITAL ADVISORS LLC 329,918 326,999 -0.88 11,521 12,576 9.16
2017-11-13 13F-HR FDO Partners, LLC 43,400 0 -100.00 1,516 0 -100.00
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 695,179 709,085 2.00 24,276 27,271 12.34
2017-11-13 13F-HR SevenBridge Financial Group, LLC 3,075 3,075 0.00 107 118 10.28
2017-11-13 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 191,874 185,223 -3.47 6,700 7,124 6.33
2017-11-07 13F-HR BANQUE PICTET & CIE SA 216,968 217,528 0.26 7,577 8,366 10.41
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 122,360 132,412 8.22 4,273 5,093 19.19
2017-11-14 13F-HR Davidson Kempner Capital Management LP 0 725,000 0 27,876
2017-10-13 13F-HR Daiwa SB Investments Ltd. 80 80 0.00 3 3 0.00
2017-11-14 13F-HR ZACKS INVESTMENT MANAGEMENT 319,366 314,719 -1.46 11,152 12,104 8.54
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 2,277 2,271 -0.26 80 87 8.75
2017-10-18 13F-HR HERMES INVESTMENT MANAGEMENT LTD 8,400 8,400 0.00 293 323 10.24
2017-10-12 13F-HR PRIVATE BANK & TRUST CO 23,625 23,375 -1.06 825 899 8.97
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 1,863,744 1,897,771 1.83 65,082 72,988 12.15
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 1,876,504 1,785,889 -4.83 65,528 68,685 4.82
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 0 6,199 0 238
2017-11-13 13F-HR Marshall Wace North America L.P. 469,166 0 -100.00 16,420 0 -100.00
2017-10-25 13F-HR Aperio Group, LLC 1,067,704 1,079,234 1.08 37,284 41,507 11.33
2017-11-14 13F-HR Jefferies Group LLC Call 0 111,600 0 4,292
2017-08-14 13F-HR Waldron, LP 6,370 0 -100.00 210 0 -100.00
2017-08-14 13F-HR QCM Cayman, Ltd. 22,334 0 -100.00 750 0 -100.00
2017-11-13 13F-HR Analyst IMS Investment Management Services Ltd. 26,227 25,727 -1.91 916 971 6.00
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 218,982 214,413 -2.09 7,647 8,246 7.83
2017-11-13 13F-HR Allianz Asset Management AG 435,996 537,054 23.18 15,139 20,655 36.44
2017-10-16 13F-HR Gradient Investments LLC 303 0 -100.00 11 0 -100.00
2017-10-27 13F-HR Cable Hill Partners, LLC 153 524 242.48 5 20 300.00
2017-11-01 13F-HR Bt Investment Management Ltd 856,643 511,244 -40.32 29,913,974 19,697,077 -34.15
2017-11-13 13F-HR COCONUT GROVE BANK 670 3,720 455.22 23 143 521.74
2017-11-14 13F-HR NOMURA HOLDINGS INC Put 0 1,000,000 0 38,399
2017-11-13 13F-HR Laurion Capital Management LP 219,765 141,662 -35.54 7,674 5,449 -28.99
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 36,010 33,889 -5.89 1,257 1,303 3.66
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 537,678 471,578 -12.29 18,776 18,137 -3.40
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 359,505 13,029 -96.38 12,554 501 -96.01
2017-10-17 13F-HR Diversified Trust Co 60,916 72,376 18.81 2,127 2,784 30.89
2017-11-13 13F-HR MARTINGALE ASSET MANAGEMENT L P 259,931 150,191 -42.22 9,078 5,777 -36.36
2017-11-06 13F-HR Ballentine Partners, LLC 9,177 5,591 -39.08 333 215 -35.44
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 43,640 35,850 -17.85 1,524 1,379 -9.51
2017-11-09 13F-HR South Dakota Investment Council 415,799 409,299 -1.56 14,520 15,742 8.42
2017-11-13 13F-HR DODGE & COX 201,696 159,516 -20.91 7,043 6,135 -12.89
2017-11-13 13F-HR PROFUND ADVISORS LLC 199,776 224,145 12.20 6,976 8,621 23.58
2017-10-12 13F-HR FIRST CITIZENS BANK & TRUST CO 78,327 78,304 -0.03 2,735 3,011 10.09
2017-11-13 13F-HR Ferris Capital, Llc 983 0 -100.00 34 0 -100.00
2017-11-09 13F-HR Fernwood Investment Management, LLC 9,320 7,320 -21.46 325 282 -13.23
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 6,614 14,392 117.60 231 554 139.83
2017-10-25 13F-HR DUNCKER STREETT & CO INC 8,495 8,495 0.00 297 327 10.10
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 226,927 153,843 -32.21 7,924 5,917 -25.33
2017-11-14 13F-HR Richard Bernstein Advisors LLC 82,730 82,730 0.00 2,889 3,182 10.14
2017-10-13 13F-HR FIRST FINANCIAL CORP /IN/ 23,954 18,040 -24.69 836 693 -17.11
2017-11-20 13F-HR/A-1 ClariVest Asset Management LLC 1,080,195 797,538 -26.17 37,721 30,674 -18.68
2017-11-14 13F-HR DIAM Co., Ltd. 1,709,366 1,851,159 8.30 59,633 70,989 19.04
2017-11-01 13F-HR Old Mutual Global Investors (UK) Ltd. 893,459 0 -100.00 31,199 0 -100.00
2017-11-07 13F-HR CORNERSTONE ADVISORS INC 7,000 7,000 0.00 244 269 10.25
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 1,677,498 1,595,087 -4.91 58,578 61,347 4.73
2017-11-14 13F-HR Squarepoint Ops LLC 225,267 0 -100.00 7,866 0 -100.00
2017-07-12 13F-HR SpiderRock Advisors LLC 1
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 90,961 90,361 -0.66 3,176 3,475 9.41
2017-11-06 13F-HR Cedar Capital, LLC 8,391 9,983 18.97 293 384 31.06
2017-11-09 13F-HR ETRADE Capital Management LLC 14,927 15,847 6.16 521 609 16.89
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 5,853 4,053 -30.75 205 156 -23.90
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 21,942 19,394 -11.61 766 745 -2.74
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 300,000 0 -100.00 10,476 0 -100.00
2017-10-12 13F-HR PRIVATE TRUST CO NA 16,474 14,869 -9.74 575 571 -0.70
2017-08-11 13F-HR Banco Santander, S.A. 11,478 0 -100.00 385 0 -100.00
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 920,386 819,401 -10.97 32,140 31,514 -1.95
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 536,730 581,693 8.38 18,743 22,372 19.36
2017-10-06 13F-HR CenturyLink Investment Management Co 56,561 56,796 0.42 1,975 2,184 10.58
2017-11-02 13F-HR Daiwa Securities Group Inc. 73,750 63,412 -14.02 2,575 2,439 -5.28
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 109,051 106,228 -2.59 3,808 4,086 7.30
2017-11-14 13F-HR Pagoda Asset Management, LP 550,693 660,563 19.95 19,230 25,405 32.11
2017-11-14 13F-HR Institute for Wealth Management, LLC. 19,333 19,484 0.78 668 748 11.98
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 13,205 13,724 3.93 461 528 14.53
2017-10-30 13F-HR ZEVIN ASSET MANAGEMENT LLC 218,945 220,043 0.50 7,646 8,463 10.69
2017-11-14 13F-HR SCHWERIN BOYLE CAPITAL MANAGEMENT INC 84,000 84,000 0.00 2,933 3,231 10.16
2017-10-17 13F-HR Capital Investment Advisors, LLC 0 5,685 0 219
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 77,942 45,942 -41.06 2,722 1,767 -35.08
2017-11-08 13F-HR FIRST INTERSTATE BANK 130 5,561 4,177.69 5 214 4,180.00
2017-11-13 13F-HR MONETARY MANAGEMENT GROUP INC 286 286 0.00 10 11 10.00
2017-11-09 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 49,819 49,819 0.00 1,740 1,916 10.11
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 83,528 83,528 0.00 3,212 3,212 0.00
2017-11-14 13F-HR ALTRINSIC GLOBAL ADVISORS LLC 1,235,206 718,512 -41.83 43,133 27,634 -35.93
2017-11-08 13F-HR Harbour Capital Advisors, LLC 14,143 0 -100.00 405 0 -100.00
2017-10-27 13F-HR Alexandria Capital, LLC 21 19 -9.52 1 1 0.00
2017-11-14 13F-HR Omnia Family Wealth, LLC 2,136 1,522 -28.75 75 59 -21.33
2017-07-11 13F-HR BANK OF MONTREAL /CAN/ Call 79,700 0 -100.00 2,676 0 -100.00
2017-08-09 13F-HR Timber Hill LLC 6,386 0 -100.00 214 0 -100.00
2017-11-14 13F-HR Palestra Capital Management LLC 0 1,005,700 0 38,679
2017-11-14 13F-HR FIFTH THIRD BANCORP 7,031 7,192 2.29 246 277 12.60
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 12,916 16,372 26.76 451 630 39.69
2017-11-07 13F-HR LOWE BROCKENBROUGH & CO INC 101,555 101,660 0.10 3,546 3,910 10.27
2017-11-06 13F-HR MONTAG A & ASSOCIATES INC 11,555 11,555 0.00 404 444 9.90
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 80,702 78,702 -2.48 2,818 3,026 7.38
2017-11-02 13F-HR Joel Isaacson & Co., LLC 8,840 8,840 0.00 309 340 10.03
2017-11-13 13F-HR FIDUCIARY MANAGEMENT INC /WI/ 14,970,954 14,586,059 -2.57 522,786 560,980 7.31
2017-11-13 13F-HR Employees Retirement System of Texas 235,900 167,900 -28.83 8,238 6,457 -21.62
2017-11-09 13F-HR Private Ocean, LLC 75 75 0.00 3 3 0.00
2017-11-13 13F-HR AVIVA PLC 626,001 630,781 0.76 21,860 24,260 10.98
2017-11-13 13F-HR BlueMountain Capital Management, LLC 49,929 33,418 -33.07 1,744 1,285 -26.32
2017-11-13 13F-HR Laurion Capital Management LP Call 414,500 56,800 -86.30 14,475 2,185 -84.91
2017-11-14 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 24 24 0.00 1 1 0.00
2017-11-13 13F-HR COATUE MANAGEMENT LLC 5,388,755 0 -100.00 188,175 0 -100.00
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 12,957 12,957 0.00 452 498 10.18
2017-11-14 13F-HR Point72 Asset Management, L.P. Put 17,500 673
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 10,929 6,721 -38.50 377 258 -31.56
2017-11-08 13F-HR Pacer Advisors, Inc. 37,575 42,670 13.56 1,312 1,641 25.08
2017-11-09 13F-HR ZEKE CAPITAL ADVISORS, LLC 11,450 16,563 44.66 400 637 59.25
2017-10-20 13F-HR INGALLS & SNYDER LLC 61,846 60,711 -1.84 2,160 2,335 8.10
2017-10-23 13F-HR WHITTIER TRUST CO 9,205 6,519 -29.18 321 251 -21.81
2017-10-18 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 25,849 25,196 -2.53 907 978 7.83
2017-10-12 13F-HR TEALWOOD ASSET MANAGEMENT INC 58,366 60,107 2.98 2,038 2,312 13.44
2017-11-08 13F-HR MRJ CAPITAL INC 117,486 117,486 0.00 4,102 4,518 10.14
2017-11-14 13F-HR JANE STREET GROUP, LLC 19,071 48,290 153.21 666 1,857 178.83
2017-10-12 13F-HR Sonora Investment Management, LLC 144 144 0.00 5,028 5,538 10.14
2017-10-18 13F-HR PGGM Investments 1,131,982 1,131,557 -0.04 39,529 43,520 10.10
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 1,026,469 985,335 -4.01 35,844 37,895 5.72
2017-10-18 13F-HR ARROW FINANCIAL CORP 3,090 1,460 -52.75 107 56 -47.66
2017-11-14 13F-HR WIMMER ASSOCIATES 1, LLC 20,070 16,340 -18.58 701 628 -10.41
2017-11-07 13F-HR USCA RIA LLC 7,926 7,926 0.00 277 277 0.00
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 32,992 33,774 2.37 1,152 1,299 12.76
2017-11-13 13F-HR US BANCORP \DE\ 156,020 142,687 -8.55 5,448 5,489 0.75
2017-10-30 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 74,260 69,260 -6.73 2,593 2,664 2.74
2017-07-27 13F-HR SUMITOMO LIFE INSURANCE CO 32,485 0 -100.00 1,091 0 -100.00
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 939,395 958,487 2.03 32,804 36,863 12.37
2017-10-27 13F-HR BREMER TRUST NATIONAL ASSOCIATION 13,810 11,982 -13.24 483 460 -4.76
2017-11-13 13F-HR NORTHERN TRUST CORP 11,956,967 13,090,679 9.48 417,538 503,468 20.58
2017-11-09 13F-HR FTB Advisors, Inc. 196,757 197,995 0.63 6,914 7,624 10.27
2017-11-03 13F-HR ZWJ INVESTMENT COUNSEL INC 12,066 19,832 64.36 421 763 81.24
2017-11-14 13F-HR SUNTRUST BANKS INC 30,483 27,424 -10.04 1,063 1,052 -1.03
2017-11-13 13F-HR CITIGROUP INC 1,111,961 279,076 -74.90 38,829 10,734 -72.36
2017-10-24 13F-HR NIPPON LIFE INSURANCE CO 46,185 47,510 2.87 1,613 1,827 13.27
2017-11-13 13F-HR M&T BANK CORP 1,322,790 8,822,762 566.98 46,192 339,324 634.59
2017-08-14 13F-HR Lenox Wealth Management, Inc. 142 0 -100.00 5 0 -100.00
2017-11-03 13F-HR FDx Advisors, Inc. 99,940 92,901 -7.04 3,490 3,573 2.38
2017-11-13 13F-HR Strategic Global Advisors, LLC 48,604 48,604 0.00 1,697 1,869 10.14
2017-11-14 13F-HR HSBC HOLDINGS PLC Put 285,000 165,000 -42.11 9,952 6,346 -36.23
2017-10-12 13F-HR MITCHELL MCLEOD PUGH & WILLIAMS INC 12,289 12,289 0.00 429 473 10.26
2017-11-14 13F-HR CNH PARTNERS LLC 833,220 0 -100.00 29,096 0 -100.00
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 111,015 100,962 -9.06 3,877 3,883 0.15
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 1,112,000 1,119,400 0.67 38,723 43,233 11.65
2017-11-08 13F-HR ASSETMARK, INC 52,797 239,093 352.85 1,844 9,196 398.70
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 27,567 26,616 -3.45 963 1,024 6.33
2017-11-07 13F-HR NewSquare Capital LLC 95 95 0.00 3 4 33.33
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Put 294,700 9,000 -96.95 10,291 346 -96.64
2017-11-07 13F-HR Marble Harbor Investment Counsel, LLC 311,375 312,425 0.34 10,873 12,016 10.51
2017-11-09 13F-HR Burt Wealth Advisors 850 50 -94.12 29 2 -93.10
2017-10-26 13F-HR BALDWIN BROTHERS INC/MA 11,500 11,170 -2.87 402 430 6.97
2017-11-08 13F-HR Catalyst Capital Advisors LLC 37,000 37,000 0.00 1,292 1,423 10.14
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 5,508,842 5,488,391 -0.37 192,369 211,084 9.73
2017-11-14 13F-HR Veritable, L.P. 38,793 38,826 0.09 1,355 1,493 10.18
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 330,842 302,042 -8.71 11,553 11,617 0.55
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 222,155 199,525 -10.19 7,758 7,674 -1.08
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 113,300 126,800 11.92 3,956 4,877 23.28
2017-11-06 13F-HR RHUMBLINE ADVISERS 1,758,261 1,763,910 0.32 61,398 67,840 10.49
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 2,217,407 2,191,420 -1.17 77,432 84,282 8.85
2017-10-18 13F-HR PEOPLES FINANCIAL SERVICES CORP. 434 434 0.00 15 17 13.33
2017-10-11 13F-HR