SecurityDVMT / Dell Technologies Inc. (24703L103)
Institutional Owners820 (171 N-Q Owners)
Institutional Shares178,879,575 - 23.29% (ex. N-Q)
Common Stock Shares Outstanding768,000,000 shares (as of 2018-05-04)
Institutional Value$ 154,738,245,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Dell Technologies Inc. (NYSE:DVMT) has 820 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 178,879,575 shares. Largest shareholders include Vanguard Group Inc, Dodge & Cox, BlackRock Inc., Elliott Management Corporation, Farallon Capital Management Llc, FMR LLC / Fidelity, Pentwater Capital Management LP, Renaissance Technologies LLC, FIL Ltd, and State Street Corp.
Dell Technologies Inc. (NYSE:DVMT) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-14 13F-HR Quinn Opportunity Partners LLC 17,325 0 -100.00 1,408 0 -100.00
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 0 205,830 0 15,069
2018-05-10 13F-HR Avestar Capital, Llc 17 17 0.00 1 1 0.00
2018-05-11 13F-HR LONGFELLOW INVESTMENT MANAGEMENT CO LLC 104,100 0 -100.00 8,461 0 -100.00
2018-02-14 13F-HR TIG Advisors, LLC 280,518 0 -100.00 21,659 0 -100.00
2018-05-01 13F-HR VAN STRUM & TOWNE INC. 13,094 12,963 -1.00 1,064 949 -10.81
2018-05-14 13F-HR Lloyds Banking Group plc 74 74 0.00 6 5 -16.67
2018-05-11 13F-HR CITIGROUP INC Put 33,438 14,500 -56.64 2,718 1,062 -60.93
2018-04-16 13F-HR LATHROP INVESTMENT MANAGEMENT CORP 6,968 0 -100.00 566 0 -100.00
2018-05-29 N-Q Spdr Series Trust (see advisory)
2018-04-25 N-Q Federated Global Allocation Fund (see advisory)
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 1,138,983 460,101 -59.60 92,577 33,684 -63.62
2018-05-15 13F-HR LEUCADIA NATIONAL CORP 353,709 326,215 -7.77 28,749 23,882 -16.93
2018-05-15 13F-HR Ancora Advisors, LLC 19,008 15,230 -19.88 1,545 1,115 -27.83
2018-04-17 13F-HR Ascension Asset Management Llc 2,912 2,912 0.00 237 213 -10.13
2018-05-01 13F-HR Alpha Omega Wealth Management LLC 311 311 0.00 25 23 -8.00
2018-05-08 13F-HR Pacific Center for Financial Services 33 33 0.00 3 2 -33.33
2018-05-15 13F-HR Sciencast Management LP 10,303 3,847 -62.66 920 290 -68.48
2018-05-29 N-Q Franklin Templeton Variable Insurance Products Trust (see advisory)
2018-05-14 13F-HR WHITE PINE CAPITAL LLC 2,518 0 -100.00 205 0 -100.00
2018-05-23 13F-HR/A Allianz Asset Management AG 40,859 40,859 0.00 3,321 2,991 -9.94
2018-04-12 13F-HR LGT CAPITAL PARTNERS LTD. 217,135 226,335 4.24 17,649 16,570 -6.11
2018-05-11 13F-HR Close Asset Management Ltd 3,220 3,216 -0.12 262 233 -11.07
2018-04-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 83 83 0.00 7 6 -14.29
2018-05-11 13F-HR AMERICAN FINANCIAL GROUP INC 50,155 89,155 77.76 4,077 6,528 60.12
2018-04-26 13F-HR Opera Trading Capital 15,913 4,847 -69.54 1,293 355 -72.54
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 94,967 14,365 -84.87 7,719 1,052 -86.37
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 1,039,256 507,926 -51.13 84,471 37,185 -55.98
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 175 410 134.29 84 82 -2.38
2018-04-03 13F-HR Washington Trust Bank 880 713 -18.98 72 52 -27.78
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 5,245 5,002 -4.63 426 366 -14.08
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 113 1,434 1,169.03 9 105 1,066.67
2018-04-10 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 71 71 0.00 5,771 5,198 -9.93
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 448,311 449,239 0.21 36,439 32,889 -9.74
2018-04-19 13F-HR KANAWHA CAPITAL MANAGEMENT LLC 12,798 12,274 -4.09 1,040 899 -13.56
2018-04-25 13F-HR PEOPLES FINANCIAL SERVICES CORP. 55 55 0.00 4 4 0.00
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 3,213 3,240 0.84 255 229 -10.20
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 531 500 -5.84 43 37 -13.95
2018-04-27 N-Q Fidelity Financial Trust (see advisory)
2018-05-30 N-Q Vanguard Tax-managed Funds (see advisory)
2018-03-28 N-Q Neuberger Berman Alternative Funds (see advisory)
2018-05-01 13F-HR Pettee Investors, Inc. 12,192 12,898 5.79 991 944 -4.74
2018-05-14 13F-HR Acorn Wealth Advisors, Llc 22 22 0.00 2 2 0.00
2018-05-15 13F-HR BANK OF NOVA SCOTIA 200,000 85,000 -57.50 16,256 6,223 -61.72
2018-05-07 13F-HR Johnson Financial Group, Inc. 111 111 0.00 9 8 -11.11
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 234 245 4.70 19 18 -5.26
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 3,300 4,700 42.42 268 344 28.36
2018-05-15 13F-HR Bluefin Trading, LLC Call 0 150,000 0 526
2018-05-30 N-Q Pacific Select Fund (see advisory)
2018-05-14 13F-HR RMB Capital Management, LLC 53,140 126,784 138.58 4,319 9,282 114.91
2018-05-11 13F-HR Quantbot Technologies LP 79,707 62,014 -22.20 6,478 4,540 -29.92
2018-05-03 13F-HR St. Johns Investment Management Company, LLC 3 0 -100.00 0 0
2018-05-02 13F-HR RHUMBLINE ADVISERS 221,603 211,488 -4.56 18,012 15,483 -14.04
2018-05-14 13F-HR Jackson, Grant Investment Advisers, Inc. 222 222 0.00 18 16 -11.11
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 33,800 71,100 110.36 2,747 5,205 89.48
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 5,366 0 -100.00 414 0 -100.00
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-02-13 13F-HR CREDIT AGRICOLE S A 53,646 0 -100.00 4,143 0 -100.00
2018-05-15 13F-HR Krilogy Financial LLC 22 22 0.00 2 2 0.00
2018-05-15 13F-HR Alexandria Capital, LLC 15,018 9,681 -35.54 1,221 709 -41.93
2018-05-11 13F-HR Parisi Gray Wealth Management 77 77 0.00 6 6 0.00
2018-02-09 13F-HR HAP Trading, LLC Put 135,000 0 -100.00 19 0 -100.00
2018-05-24 N-Q Bridgeway Funds Inc (see advisory)
2018-05-22 N-Q Master Investment Portfolio (see advisory)
2018-02-12 13F-HR Hutchin Hill Capital, LP 380,728 0 -100.00 29,396 0 -100.00
2018-05-03 13F-HR CONCENTRIC WEALTH MANAGEMENT, LLC 2,839 2,839 0.00 231 208 -9.96
2018-04-26 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 73,472 77,177 5.04 5,972 5,651 -5.38
2018-05-04 13F-HR Capital Investment Counsel, Inc 4,341 4,193 -3.41 353 307 -13.03
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 1,100,985 1,086,520 -1.31 89,489 79,544 -11.11
2018-04-12 13F-HR Valeo Financial Advisors, Llc 81 529 553.09 7 39 457.14
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 65,761 245,761 273.72 5,345 17,992 236.61
2018-05-02 13F-HR Cohen Capital Management, Inc. 22,589 22,589 0.00 1,836 1,613 -12.15
2018-03-27 N-Q Transamerica Funds (see advisory)
2018-05-15 13F-HR Sachem Head Capital Management LP 450,000 0 -100.00 36,576 0 -100.00
2018-05-04 13F-HR Rossmore Private Capital 33 0 -100.00 2,682 0 -100.00
2018-05-25 13F-HR/A SUNTRUST BANKS INC 6,190 6,507 5.12 501 474 -5.39
2018-05-15 13F-HR UBS Group AG 407,511 410,662 0.77 33,123 30,065 -9.23
2018-05-29 N-Q Putnam Variable Trust (see advisory)
2018-05-07 13F-HR Engineers Gate Manager LP 48,401 3,749 -92.25 3,934 274 -93.04
2018-04-25 13F-HR Parsec Financial Management, Inc. 13,499 12,313 -8.79 1,097 901 -17.87
2018-05-09 13F-HR FAIRFIELD, BUSH & CO. 334 24
2018-05-02 13F-HR Fusion Family Wealth LLC 5 5 0.00 1 1 0.00
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 4,861 7,160 47.29 395 524 32.66
2018-05-14 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 9 1
2018-05-09 13F-HR Lee Financial CORP 69 69 0.00 6 5 -16.67
2018-04-20 13F-HR TEALWOOD ASSET MANAGEMENT INC 27,208 29,027 6.69 2,211 2,125 -3.89
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-05-14 13F-HR CLINTON GROUP INC 93,498 6,845
2018-03-28 N-Q Prudential Investment Portfolios 9 (see advisory)
2018-05-15 13F-HR Magnetar Financial LLC Call 0 300,000 0 1,800
2018-04-30 N-Q Franklin Alternative Strategies Funds (see advisory)
2018-05-11 13F-HR OMERS ADMINISTRATION Corp 4,200 0 -100.00 341 0 -100.00
2018-05-22 N-Q Blackrock Variable Series Funds, Inc. (see advisory)
2018-04-10 13F-HR Addison Capital Co 10,970 10,091 -8.01 892 739 -17.15
2018-05-22 N-Q Aquila Funds Trust (see advisory)
2018-05-11 13F-HR Violich Capital Management, Inc. 161,048 147,888 -8.17 13,090 10,827 -17.29
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 4,200 307
2018-05-10 13F-HR IBM Retirement Fund 5,010 5,850 16.77 448 428 -4.46
2018-04-30 N-Q Sei Institutional Investments Trust (see advisory)
2018-04-04 13F-HR BONNESS ENTERPRISES INC 6,459 0 -100.00 524 0 -100.00
2018-05-14 13F-HR HOWE & RUSLING INC 446 383 -14.13 36 28 -22.22
2018-05-15 13F-HR Perella Weinberg Partners Capital Management LP 169,114 111,675 -33.96 13,746 8,176 -40.52
2018-04-11 13F-HR LifePlan Financial Group, Inc 48 4
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 9,671 11,783 21.84 786 863 9.80
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 36,634 36,111 -1.43 2,978 2,644 -11.22
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-05-15 13F-HR Apollo Management Holdings, L.P. 157,500 11,531
2018-05-22 13F-HR AMALGAMATED BANK 23,855 26,134 9.55 1,939 1,913 -1.34
2018-05-04 13F-HR Balter Liquid Alternatives, LLC 0 3,684 0 270
2018-02-26 N-Q Allianzgi Institutional Multi-series Trust (see advisory)
2018-05-15 13F-HR BRIGADE CAPITAL MANAGEMENT, LP 0 274,628 0 20,106
2018-05-15 13F-HR/A Hunter Associates inc. 15,151 15,151 0.00 1,231 1,109 -9.91
2018-05-09 13F-HR Alpine Investment Management, LLC 10,735 20,792 93.68 872 1,522 74.54
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 82,965 102,791 23.90 6,743 7,525 11.60
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 231 231 0.00 19 17 -10.53
2018-05-15 13F-HR People's United Financial, Inc. 15,473 9,613 -37.87 1,258 704 -44.04
2018-05-15 13F-HR SOROS FUND MANAGEMENT LLC 58,600 29,100 -50.34 4,763 2,130 -55.28
2018-02-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 189,851 272,323 43.44 15,431 19,937 29.20
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 0 564 0 42
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-08 13F-HR Aperio Group, LLC 161,315 126,610 -21.51 13,112 9,269 -29.31
2018-05-11 13F-HR Delpha Capital Management, Llc 108 0 -100.00 9 0 -100.00
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 208 208 0.00 14 15 7.14
2018-05-15 13F-HR Rainier Group Investment Advisory LLC 1 0
2018-02-15 13F-HR Bb&t Investment Services, Inc. 703 703 0.00 54 57 5.56
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-05-14 13F-HR Adviser Investments LLC 767 56
2018-02-14 13F-HR DRW Securities, LLC 2,600 0 -100.00 201 0 -100.00
2018-04-13 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 90 7
2018-05-15 13F-HR Governors Lane LP 855,050 232,875 -72.76 69,498 17,049 -75.47
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 299,488 775,265 158.86 24,343 56,757 133.16
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 6,699,054 373,022 -94.43 544,499 27,308 -94.98
2018-04-20 N-Q Blackrock Funds (see advisory)
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 75,668 64,317 -15.00 6,150 4,709 -23.43
2018-05-10 13F-HR IFM Investors Pty Ltd 6,272 6,605 5.31 510 484 -5.10
2018-05-04 13F-HR Financial Management Professionals, Inc. 33 44 33.33 2 3 50.00
2018-05-15 13F-HR HighTower Advisors, LLC 30,622 32,735 6.90 2,490 2,394 -3.86
2018-05-14 13F-HR Premia Global Advisors, Llc 271 315 16.24 22 23 4.55
2018-05-14 13F-HR MACKENZIE FINANCIAL CORP 93,386 6,837
2018-02-14 13F-HR Serengeti Asset Management LP 75,000 0 -100.00 5,791 0 -100.00
2018-05-15 13F-HR CSS LLC/IL 161,500 301,525 86.70 13,127 22,074 68.16
2018-05-15 13F-HR SALEM INVESTMENT COUNSELORS INC 366 366 0.00 30 26 -13.33
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 33,675 30,840 -8.42 2,737,104 2,257,796 -17.51
2018-05-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 34,025 2,491
2018-05-09 13F-HR GAMCO INVESTORS, INC. ET AL 12,781 14,881 16.43 1,039 1,089 4.81
2018-04-11 13F-HR DnB Asset Management AS 22,875 24,775 8.31 1,859,280 1,813,778 -2.45
2018-05-14 13F-HR DIAM Co., Ltd. 335,015 334,450 -0.17 27,225 24,485 -10.06
2018-05-07 13F-HR Vantage Financial Partners Ltd., Inc. 5,430 398
2018-05-22 N-Q Blackrock Funds Iii (see advisory)
2018-04-30 13F-HR Truewealth Llc 262 262 0.00 21 19 -9.52
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-15 13F-HR Walleye Trading LLC Put 99 200,500 202,425.25 8 14,679 183,387.50
2018-05-11 13F-HR Cutler Group LP Call 5,000 18,200 264.00 37 35 -5.41
2018-04-23 13F-HR ACCIDENT COMPENSATION CORP 44,776 56,976 27.25 3,639 4,171 14.62
2018-05-14 13F-HR MONETARY MANAGEMENT GROUP INC 2,172 2,322 6.91 177 170 -3.95
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 21,488 21,488 0.00 1,747 1,573 -9.96
2018-02-28 N-Q Vanguard Fenway Funds (see advisory)
2018-05-29 N-Q Wilshire Mutual Funds Inc (see advisory)
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 289,696 189,000 -34.76 23,546 13,837 -41.23
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 11,500 4,700 -59.13 935 344 -63.21
2018-05-30 N-Q Vanguard Index Funds (see advisory)
2018-04-17 13F-HR Narwhal Capital Management 30,656 36,762 19.92 2,492 2,691 7.99
2018-05-10 13F-HR SMITHFIELD TRUST CO 327 646 97.55 27 47 74.07
2018-05-29 N-Q Rydex Variable Trust (see advisory)
2018-05-15 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 11 0 -100.00 1 0 -100.00
2018-05-23 N-Q Allianz Funds (see advisory)
2018-05-17 13F-HR Legal & General Group Plc 1,001,588 906,883 -9.46 81,405 66,393 -18.44
2018-05-10 13F-HR BSW Wealth Partners 5,049 5,049 0.00 410 370 -9.76
2018-02-14 13F-HR 1832 Asset Management L.P. 59 0 -100.00 5 0 -100.00
2018-04-26 N-Q Putnam Funds Trust (see advisory)
2018-05-15 13F-HR Holocene Advisors, Lp 298,601 0 -100.00 24,270 0 -100.00
2018-04-27 N-Q Valic Co I (see advisory)
2018-05-09 13F-HR Marathon Trading Investment Management LLC 0 7,611 0 557
2018-05-08 13F-HR Alambic Investment Management, L.P. 41,800 6,500 -84.45 3,398 476 -85.99
2018-05-15 13F-HR Paloma Partners Management Co 119,051 91,388 -23.24 9,676 6,691 -30.85
2018-05-15 13F-HR Caption Management, Llc 18,700 1,370
2018-05-15 13F-HR American Financial Network Advisory Services Llc 371 0 -100.00 30 0 -100.00
2018-05-09 13F-HR Glen Harbor Capital Management LLC 5,264 7,364 39.89 428 539 25.93
2018-05-14 13F-HR Heritage Trust Co 831 831 0.00 67 61 -8.96
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-05-15 13F-HR Moab Capital Partners LLC 31,569 2,311
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 828,586 332,830 -59.83 67,347 24,366 -63.82
2018-05-02 13F-HR Daiwa Securities Group Inc. 6,021 6,521 8.30 489 477 -2.45
2018-05-14 13F-HR HENDERSON GROUP PLC 1,416,838 1,393,568 -1.64 115,160 102,023 -11.41
2018-04-18 13F-HR Creative Planning 8,449 9,768 15.61 687 715 4.08
2018-05-30 N-Q Pax World Funds Series Trust I (see advisory)
2018-04-24 13F-HR Baystate Wealth Management LLC 189 189 0.00 17 14 -17.65
2018-05-14 13F-HR Three Peaks Capital Management, LLC 131,272 122,574 -6.63 10,670 8,974 -15.90
2018-05-04 13F-HR Portland Global Advisors LLC 3,723 0 -100.00 303 0 -100.00
2018-05-14 13F-HR BB&T SECURITIES, LLC 2,997 3,902 30.20 243 285 17.28
2018-05-01 13F-HR Westpac Banking Corp 12,660 12,660 0.00 1,029,005 926,839 -9.93
2018-04-10 13F-HR Hartford Financial Management Inc. 124 124 0.00 10 9 -10.00
2018-05-14 13F-HR Richard Bernstein Advisors LLC 5,333 0 -100.00 433 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC 89,216 95,010 6.49 7,251 6,956 -4.07
2018-05-14 13F-HR Everett Capital Advisors UK LLP 176,500 0 -100.00 14,345 0 -100.00
2018-04-18 13F-HR REGIONS FINANCIAL CORP 9,097 8,190 -9.97 740 600 -18.92
2018-02-07 13F-HR Private Advisor Group, LLC 3,155 0 -100.00 249 0 -100.00
2018-05-14 13F-HR Northstar Capital Management Llc 32,436 0 -100.00 2,636 0 -100.00
2018-04-09 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 3,144 3,088 -1.78 256 226 -11.72
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 3,040 4,040 32.89 247 296 19.84
2018-05-10 13F-HR Taylor Hoffman Wealth Management 25 25 0.00 2 2 0.00
2018-05-01 13F-HR Hirtle Callaghan & Co LLC 1,448 1,448 0.00 118 106 -10.17
2018-04-18 13F-HR Sonora Investment Management, LLC 111 111 0.00 9,022 8,126 -9.93
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 13,782 15,246 10.62 1,120 1,116 -0.36
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 145,909 186,541 27.85 11,852 13,657 15.23
2018-05-15 13F-HR SAWGRASS ASSET MANAGEMENT LLC 79,766 179,674 125.25 6,483 13,154 102.90
2018-05-10 13F-HR Elkfork Partners LLC 6,392 8,942 39.89 519 655 26.20
2018-02-08 13F-HR Cheyne Capital Management (UK) LLP 283,228 0 -100.00 21,864 0 -100.00
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2018-05-15 13F-HR P SCHOENFELD ASSET MANAGEMENT LP 464,214 576,796 24.25 37,731 42,227 11.92
2018-05-10 13F-HR/A D. SCOTT NEAL, INC. 33 33 0.00 3 2 -33.33
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 34,700 243,903 602.89 2,820 17,856 533.19
2018-01-30 13F-HR Bristlecone Advisors, LLC 267 0 -100.00 21 0 -100.00
2018-05-02 13F-HR HARVEST MANAGEMENT LLC Put 20,000 1,464
2018-05-30 N-Q First Trust Exchange-traded Fund (see advisory)
2018-04-20 13F-HR STRS OHIO 2,492 2,413 -3.17 202 176 -12.87
2018-04-24 13F-HR SOL Capital Management CO 5,593 5,282 -5.56 455 387 -14.95
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 9,469 0 -100.00 769 0 -100.00
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 38,869 2,846
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 231,412 236,562 2.23 18,780 17,339 -7.67
2018-05-11 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 14,221 0 -100.00 1,156 0 -100.00
2018-05-14 13F-HR Resources Investment Advisors, Inc. 78 78 0.00 6 6 0.00
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 3,654 4,085 11.80 297 299 0.67
2018-01-25 N-Q Usaa Etf Trust (see advisory)
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-03-23 N-Q Oak Associates Funds (see advisory)
2018-05-14 13F-HR Convergence Investment Partners, LLC 11,486 841
2018-04-27 N-Q Community Capital Trust (see advisory)
2018-05-15 13F-HR Marino, Stram & Associates Llc 1,115 1,115 0.00 91 82 -9.89
2018-05-30 N-Q Oppenheimer Etf Trust (see advisory)
2018-05-16 13F-HR/A COWEN GROUP, INC. 85,900 0 -100.00 6,982 0 -100.00
2018-05-14 13F-HR Meiji Yasuda Asset Management Co Ltd. 16,530 17,110 3.51 1,344 1,253 -6.77
2018-05-15 13F-HR Walleye Trading LLC Call 2,104 70,400 3,246.01 171 5,154 2,914.04
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 3,232 3,133 -3.06 263 229 -12.93
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 10,300 10,300 0.00 837 754 -9.92
2018-05-15 13F-HR Marshall Wace North America L.P. 62,284 40,836 -34.44 5,062 2,990 -40.93
2018-05-10 13F-HR CQS Cayman LP 596,182 586,583 -1.61 48,458 42,943 -11.38
2018-05-10 13F-HR Flinton Capital Management LLC 3,008 4,208 39.89 244 308 26.23
2018-05-10 13F-HR TCW GROUP INC 53,049 62,885 18.54 4,312 4,603 6.75
2018-05-15 13F-HR J. Goldman & Co LP Call 100,000 7,321
2018-05-04 13F-HR WADE G W & INC 4,815 3,867 -19.69 391 283 -27.62
2018-05-30 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-04-13 13F-HR Cohen Klingenstein, LLC 7,667 7,667 0.00 623 561 -9.95
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 8,621 9,069 5.20 704 664 -5.68
2018-02-14 13F-HR AHL Partners LLP 64,077 52,677 -17.79 4,948 4,282 -13.46
2018-04-30 13F-HR ATWOOD & PALMER INC 27 27 0.00 2 2 0.00
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 36,615 36,273 -0.93 2,976 2,656 -10.75
2018-05-15 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 9,881 370,881 3,653.48 803 27,152 3,281.32
2018-05-14 13F-HR Bragg Financial Advisors, Inc 4,690 3,418 -27.12 381 250 -34.38
2018-05-08 13F-HR LS Investment Advisors, LLC 2,765 2,643 -4.41 225 193 -14.22
2018-05-16 N-Q Dodge & Cox Funds (see advisory)
2018-04-24 13F-HR Live Your Vision, LLC 22 0 -100.00 1 0 -100.00
2018-05-18 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 71,175 52,528 -26.20 5,785 3,846 -33.52
2018-05-09 13F-HR NORTHERN TRUST CORP 1,489,247 1,213,583 -18.51 121,047 88,846 -26.60
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 683,430 868,195 27.03 55,550 63,560 14.42
2018-05-25 N-Q Columbia Funds Variable Series Trust Ii (see advisory)
2018-04-17 13F-HR Watermark Asset Management, Inc. 148 148 0.00 12 11 -8.33
2018-05-15 13F-HR CS MCKEE LP 302,850 301,263 -0.52 24,616 22,055 -10.40
2018-05-10 13F-HR Sowell Financial Services LLC 4,137 0 -100.00 366 0 -100.00
2018-05-15 13F-HR Numina Capital Management, LLC 600,135 913,536 52.22 48,779 66,880 37.11
2018-05-15 13F-HR Orbis Allan Gray Ltd 3,561,612 3,982,688 11.82 289,488 291,573 0.72
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 301 278 -7.64 24,465 20,352 -16.81
2018-05-11 13F-HR TD Capital Management LLC 44 44 0.00 4 3 -25.00
2018-05-10 13F-HR Wagner Wealth Management, Llc 41 3
2018-05-15 13F-HR Aevitas Wealth Management, Inc. 67 135 101.49 5 10 100.00
2018-04-17 13F-HR Monument Capital Management 22 1
2018-05-14 13F-HR Gryphon Financial Partners Llc 65 53 -18.46 5 4 -20.00
2018-05-23 N-Q Clearwater Investment Trust (see advisory)
2018-05-30 N-Q First Investors Life Series Funds (see advisory)
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 69,169 28,769 -58.41 5,622 2,106 -62.54
2018-05-14 13F-HR Patriot Financial Group Insurance Agency, LLC 47 47 0.00 4 3 -25.00
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 177,859 306,778 72.48 14,456 22,459 55.36
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 48,300 0 -100.00 3,926 0 -100.00
2018-05-14 13F-HR Evercore Wealth Management, LLC 636 0 -100.00 52 0 -100.00
2018-05-16 13F-HR J.P. Marvel Investment Advisors, LLC 5,970 5,258 -11.93 485 385 -20.62
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-05-15 13F-HR Lombard Odier Asset Management (Europe) Ltd 2,586 0 -100.00 210 0 -100.00
2018-04-25 13F-HR Bowling Portfolio Management LLC 50,833 3,721
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-05-14 13F-HR DODGE & COX 14,279,005 14,211,436 -0.47 1,160,598 1,040,419 -10.35
2018-05-15 13F-HR Jefferies Group LLC Put 0 358,400 0 26,238
2018-05-21 13F-HR Summit Trail Advisors, Llc 784 54,393 6,837.88 68 54 -20.59
2018-05-29 N-Q Prudential Series Fund (see advisory)
2018-05-15 13F-HR Nitorum Capital, L.P. 275,374 478,240 73.67 22,382 35,012 56.43
2018-05-04 13F-HR Asset Planning Services, Ltd. 112 112 0.00 9 8 -11.11
2018-05-16 13F-HR ASSETMARK, INC 59,889 60,097 0.35 4,868 4,400 -9.61
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 38,713 60,014 55.02 3,147 4,394 39.63
2018-05-15 13F-HR Empyrean Capital Partners, LP 2,447,450 1,007,223 -58.85 198,929 73,739 -62.93
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 26,294 25,600 -2.64 2,137 1,874 -12.31
2018-04-13 13F-HR North Star Investment Management Corp. 1,319 1,169 -11.37 107 86 -19.63
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 3,347 2,937 -12.25 272 215 -20.96
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 399 399 0.00 32 29 -9.37
2018-02-14 13F-HR FRED ALGER MANAGEMENT INC 16 0 -100.00 1 0 -100.00
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 16,526 16,733 1.25 1,343 1,225 -8.79
2018-04-30 13F-HR CIBC Asset Management Inc 3,580 3,423 -4.39 291 251 -13.75
2018-05-14 13F-HR FIL Ltd 2,182,376 4,200,320 92.47 177,384 307,505 73.36
2018-04-13 13F-HR BTIM Corp. 12,990 6,108 -52.98 1,056 447 -57.67
2018-04-26 13F-HR SIMPLEX TRADING, LLC 775 32,210 4,056.13 62 2,358 3,703.23
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 787 787 0.00 61 64 4.92
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 6,143 4,747 -22.73 499 348 -30.26
2018-04-19 13F-HR VALLEY NATIONAL ADVISERS INC 109 109 0.00 9 8 -11.11
2018-05-15 13F-HR QS Investors, LLC 900 2,900 222.22 73 212 190.41
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 162,100 39,800 -75.45 13,175 2,914 -77.88
2018-05-15 13F-HR Alyeska Investment Group, L.P. 786,813 619,423 -21.27 63,952 45,348 -29.09
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-05-15 13F-HR RBF Capital, LLC 41,193 41,353 0.39 3,348 3,022 -9.74
2018-05-30 N-Q Nuveen S&p 500 Buywrite Income Fund (see advisory)
2018-04-11 13F-HR O'Brien Wealth Partners LLC 27 2
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 195 195 0.00 16 14 -12.50
2018-05-04 13F-HR TRADITION CAPITAL MANAGEMENT LLC 5,873 0 -100.00 477 0 -100.00
2018-05-15 13F-HR Sessa Capital IM, L.P. 581,100 650,000 11.86 47,232 47,587 0.75
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-05-14 13F-HR RIVULET CAPITAL, LLC 408,500 0 -100.00 33,203 0 -100.00
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 149,777 172,143 14.93 12,174 12,603 3.52
2018-04-26 13F-HR Lenox Wealth Management, Inc. 235 235 0.00 19 17 -10.53
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 44,565 44,762 0.44 3,622 3,277 -9.53
2018-05-09 13F-HR Centerpoint Advisors, Llc 430 430 0.00 35 31 -11.43
2018-02-14 13F-HR NUMERIC INVESTORS LLC 23,100 18,700 -19.05 1,784 1,520 -14.80
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 2,649 0 -100.00 215 0 -100.00
2018-01-23 13F-HR FNY Managed Accounts LLC Call 1,148 0 -100.00 88 0 -100.00
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 10,300 19,000 84.47 837 1,391 66.19
2018-05-14 13F-HR Catamount Wealth Management 30 30 0.00 2 2 0.00
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-05-09 13F-HR IFP Advisors, Inc 806 793 -1.61 66 58 -12.12
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 5,500 403
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 705,209 644,976 -8.54 57,319 47,219 -17.62
2018-05-07 13F-HR Massey, Quick & Co., LLC 5,049 0 -100.00 362 0 -100.00
2018-04-27 13F-HR Chicago Partners Investment Group LLC 148 148 0.00 12 11 -8.33
2018-05-15 13F-HR Advisor Group, Inc. 2,460 2,652 7.80 199 195 -2.01
2018-05-03 13F-HR PINNACLE FINANCIAL PARTNERS INC 2,783 1,614 -42.01 226 118 -47.79
2018-05-14 13F-HR Mosaic Family Wealth, LLC 207 207 0.00 17 15 -11.76
2018-05-11 13F-HR Melqart Asset Management (uk) Ltd 433,997 31,773
2018-04-09 13F-HR LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA 15,030 1,100
2018-05-15 13F-HR Ionic Capital Management LLC Call 139,200 0 -100.00 11,314 0 -100.00
2018-05-15 13F-HR VANGUARD GROUP INC 17,612,001 17,674,537 0.36 1,431,503 1,293,952 -9.61
2018-05-11 13F-HR Russell Investments Group, Ltd. 376,806 284,083 -24.61 30,521 20,794 -31.87
2018-05-14 13F-HR PAPP L ROY & ASSOCIATES 3,271 2,937 -10.21 266 215 -19.17
2018-02-14 13F-HR GLG LLC 9,921 9,921 0.00 766 806 5.22
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 0 4,096 0 300
2018-02-28 N-Q VANGUARD CHESTER FUNDS (see advisory)
2018-05-30 N-Q Advanced Series Trust (see advisory)
2018-05-30 N-Q Tiff Investment Program (see advisory)
2018-05-15 13F-HR Omega Advisors Inc. 636,914 0 -100.00 51,768 0 -100.00
2018-05-14 13F-HR PHILADELPHIA TRUST CO 27,107 28,263 4.26 2,203 2,069 -6.08
2018-05-15 13F-HR PineView Asset Management LP 389,369 243,801 -37.39 31,648 17,849 -43.60
2018-05-15 13F-HR Squarepoint Ops LLC 112,188 60,538 -46.04 9,119 4,432 -51.40
2018-05-01 13F-HR WHITTIER TRUST CO 8,718 8,691 -0.31 708 636 -10.17
2018-05-10 13F-HR Vantage Investment Advisors, LLC 204 204 0.00 17 15 -11.76
2018-05-04 13F-HR VERTEX ONE ASSET MANAGEMENT INC. 40,600 0 -100.00 3,300 0 -100.00
2018-05-01 13F-HR MONTGOMERY INVESTMENT MANAGEMENT INC 3,659 3,659 0.00 297 268 -9.76
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 11 200,000 1,818,081.82 1 14,642 1,464,100.00
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-05-18 13F-HR WESBANCO BANK INC 17,723 17,520 -1.15 1,440 1,283 -10.90
2018-05-09 13F-HR Tredje AP-fonden 29,454 24,344 -17.35 2,394 1,782 -25.56
2018-05-09 13F-HR BlackRock Inc. 13,264,814 13,345,023 0.60 1,078,165 976,989 -9.38
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 174,645 334,789 91.70 13,483 27,210 101.81
2018-05-10 13F-HR NGAM ADVISORS, L.P. 22,951 53,658 133.79 1,865 3,928 110.62
2018-05-14 13F-HR Stone Ridge Asset Management LLC 117,202 120,002 2.39 9,527 8,785 -7.79
2018-05-14 13F-HR BlueMountain Capital Management, LLC 40,305 161,516 300.73 3,276 11,825 260.96
2018-05-02 13F-HR FTB Advisors, Inc. 3,089 2,800 -9.36 261 204 -21.84
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-05-14 13F-HR Clear Perspective Advisors, LLC 20 20 0.00 2 1 -50.00
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 293,165 283,368 -3.34 23,828 20,745 -12.94
2018-05-14 13F-HR Dalton Investments LLC 37,901 57,901 52.77 3,081 4,239 37.59
2018-05-15 13F-HR EARNEST PARTNERS LLC 100 100 0.00 8 7 -12.50
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 162,500 841,800 418.03 13,208 61,628 366.60
2018-05-15 13F-HR Achmea Investment Management B.V. 45,903 45,903 0.00 3,729 3,357 -9.98
2018-04-18 13F-HR Armbruster Capital Management, Inc. 89 0 -100.00 7 0 -100.00
2018-05-14 13F-HR MORGAN STANLEY 1,026,655 1,016,697 -0.97 83,447 74,432 -10.80
2018-05-10 13F-HR HOLDERNESS INVESTMENTS CO 7,193 5,906 -17.89 585 432 -26.15
2018-05-15 13F-HR Atlantic Trust, LLC 133 0 -100.00 11 0 -100.00
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 18,294 1,948 -89.35 1,488 143 -90.39
2018-05-14 13F-HR Strategic Financial Services, Inc, 13,373 13,269 -0.78 1,087 971 -10.67
2018-05-15 13F-HR A.R.T. Advisors, LLC 49,200 0 -100.00 3,998 0 -100.00
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 40,369 37,931 -6.04 3,281 2,777 -15.36
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 951,064 975,770 2.60 77,302 71,436 -7.59
2018-05-03 13F-HR Bedel Financial Consulting, Inc. 50 4
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 111 0 -100.00 9 0 -100.00
2018-05-08 13F-HR NORTHERN CAPITAL MANAGEMENT LLC 9,743 9,700 -0.44 792 710 -10.35
2018-04-18 13F-HR FNY Partners Fund LP 20 1
2018-05-22 N-Q Transamerica Series Trust (see advisory)
2018-02-14 13F-HR UBS Group AG Call 52,000 0 -100.00 4,015 0 -100.00
2018-04-02 N-Q Dunham Funds (see advisory)
2018-05-14 13F-HR CAMG Solamere Management, LLC 39,210 68
2018-04-17 13F-HR Townsend & Associates, Inc 257 257 0.00 21 19 -9.52
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 4,338 3,471 -19.99 352 254 -27.84
2018-05-04 13F-HR Trustcore Financial Services, Llc 248 306 23.39 20 22 10.00
2018-05-14 13F-HR NOMURA HOLDINGS INC 331,610 25,823
2018-04-06 13F-HR Cerebellum Gp, Llc 1,581 2,428 53.57 129 178 37.98
2018-04-26 13F-HR PENN DAVIS MCFARLAND INC 196,121 200,848 2.41 15,941 14,704 -7.76
2018-05-15 13F-HR Davidson Kempner Capital Management LP 1,289,248 0 -100.00 104,790 0 -100.00
2018-05-08 13F-HR Dorsey & Whitney Trust CO LLC 3,698 3,672 -0.70 300 269 -10.33
2018-04-18 13F-HR/A FNY Managed Accounts LLC Put 11 0 -100.00 0 0
2018-04-25 13F-HR Argyle Capital Management Inc. 10,446 9,981 -4.45 849 731 -13.90
2018-05-03 13F-HR SG Americas Securities, LLC 138,965 45,515 -67.25 11,295 3,332 -70.50
2018-05-14 13F-HR K2 PRINCIPAL FUND, L.P. Call 150,000 10,982
2018-05-11 13F-HR Claybrook Capital, Llc 267 267 0.00 22 20 -9.09
2018-02-14 13F-HR GLG Partners LP 244,740 526,759 115.23 18,896 42,815 126.58
2018-05-16 13F-HR Alpine Partners VI, LLC 6,500 59,281 812.02 528 4,340 721.97
2018-05-15 13F-HR CREDIT SUISSE AG/ 720,242 582,254 -19.16 58,541 42,627 -27.18
2018-02-14 13F-HR NOMURA HOLDINGS INC Put 30,000 0 -100.00 2,316 0 -100.00
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-04-13 13F-HR Jolley Asset Management, LLC 119 119 0.00 10 9 -10.00
2018-05-15 13F-HR Freshford Capital Management, LLC 258,416 0 -100.00 21,004 0 -100.00
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,525 1,089 -28.59 124 79 -36.29
2018-05-07 13F-HR FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 4,008 3,815 -4.82 326 279 -14.42
2018-05-15 13F-HR Institute for Wealth Management, LLC. 13,807 14,422 4.45 1,128 1,043 -7.54
2018-05-14 13F-HR PRICE MICHAEL F 0 88,750 0 6,497
2018-05-29 N-Q Jnl Variable Fund Llc (see advisory)
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-04-13 13F-HR Steinberg Global Asset Management 4,731 6,076 28.43 385 445 15.58
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 20,800 59,600 186.54 1,691 4,363 158.01
2018-06-05 13F-HR WealthTrust Fairport, LLC 64 5
2018-05-04 13F-HR FFCM LLC 248 70 -71.77 20 5 -75.00
2018-05-01 13F-HR Court Place Advisors, LLC 4,711 4,702 -0.19 383 344 -10.18
2018-05-15 13F-HR MASON CAPITAL MANAGEMENT LLC 3,710,207 271,624
2018-05-08 13F-HR WASHINGTON CAPITAL MANAGEMENT INC 5,550 406
2018-05-15 13F-HR Adage Capital Partners GP LLC 155,000 120,000 -22.58 12,598 8,785 -30.27
2018-05-30 N-Q Eaton Vance Series Trust (see advisory)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 61,168 59,998 -1.91 4,970 4,392 -11.63
2018-05-15 13F-HR SCOGGIN LLC 125,000 0 -100.00 10,160 0 -100.00
2018-04-23 13F-HR Advisory Services Network, LLC 355 1,108 212.11 29 81 179.31
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 256 441 72.27 19 69 263.16
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 4,435 3,835 -13.53 360 281 -21.94
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 289,454 194,502 -32.80 23,526 14,240 -39.47
2018-05-09 13F-HR Kellner Capital, LLC 67,587 67,587 0.00 5,493 4,948 -9.92
2018-05-15 13F-HR Park West Asset Management LLC 0 273,200 0 20,001
2018-05-25 N-Q Aqr Funds (see advisory)
2018-05-15 13F-HR Marshall Wace LLP 721,965 283,132 -60.78 58,681 20,728 -64.68
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-29 N-Q Guggenheim Variable Funds Trust (see advisory)
2018-04-23 13F-HR World Asset Management Inc 9,266 7,303 -21.18 753 535 -28.95
2018-02-01 13F-HR Quadrant Capital Management, LLC 7,771 0 -100.00 600 0 -100.00
2018-05-15 13F-HR GLENMEDE TRUST CO NA 68,869 68,869 0.00 5,596 5,596 0.00
2018-05-04 13F-HR Swiss National Bank 1,047,159 985,759 -5.86 85,113 72,167 -15.21
2018-03-30 N-Q Credit Suisse Opportunity Funds (see advisory)
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-15 13F-HR Burren Capital Advisors Ltd 54,900 57,930 5.52 4,462 4,241 -4.95
2018-05-15 13F-HR PEAK6 Investments, L.P. 0 20,012 0 1,465
2018-05-08 13F-HR Motco 182 182 0.00 15 13 -13.33
2018-05-30 N-Q American Beacon Funds (see advisory)
2018-02-12 13F-HR BBVA COMPASS BANCSHARES, INC 3,220 0 -100.00 248 0 -100.00
2018-05-15 13F-HR BlueCrest Capital Management Ltd 318,218 78,060 -75.47 25,865 5,715 -77.90
2018-05-07 13F-HR Red Cedar Capital, Llc 144 144 0.00 12 11 -8.33
2018-04-19 13F-HR Asset Dedication, LLC 9 136 1,411.11 1 10 900.00
2018-05-03 13F-HR Community Bank, N.A. 142 142 0.00 12 10 -16.67
2018-02-14 13F-HR COBALT CAPITAL MANAGEMENT INC 166,315 0 -100.00 12,841 0 -100.00
2018-05-30 N-Q Vanguard Montgomery Funds (see advisory)
2018-05-14 13F-HR Estabrook Capital Management 1,736 1,736 0.00 141,102 127,093 -9.93
2018-04-27 N-Q Fidelity Advisor Series I (see advisory)
2018-05-14 13F-HR York Capital Management Global Advisors, LLC 1,040,845 843,034 -19.00 84,600 61,719 -27.05
2018-04-04 13F-HR CENTRAL TRUST Co 4,986 1,063 -78.68 405 78 -80.74
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 4,726 4,710 -0.34 384 345 -10.16
2018-05-03 13F-HR CONNING INC. 3,270 0 -100.00 266 0 -100.00
2018-05-10 13F-HR JP Morgan Chase & Co 103,743 510,632 392.21 8,433 37,383 343.29
2018-02-09 13F-HR Hawkins Capital L.P. 28,437 0 -100.00 2,195 0 -100.00
2018-05-15 13F-HR Utah Retirement Systems 38,134 37,234 -2.36 3,099 2,726 -12.04
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Call 771,000 56,445
2018-05-15 13F-HR Edge Advisors, Llc 450 450 0.00 36 32 -11.11
2018-05-03 13F-HR Zions Bancorporation 155 0 -100.00 13 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 375,109 441,049 17.58 30,489 32,288 5.90
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 333,192 323,443 -2.93 27,082 23,679 -12.57
2018-04-16 13F-HR WESPAC Advisors SoCal, LLC 307 307 0.00 24 22 -8.33
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 602 44
2018-05-11 13F-HR CI INVESTMENTS INC. 57,726 57,726 0.00 4,692 4,226 -9.93
2018-04-02 N-Q Primecap Odyssey Funds (see advisory)
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Put 0 119,600 0 8,756
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Call 0 25,100 0 1,838
2018-04-20 13F-HR First Bank & Trust 3,319 3,162 -4.73 270 231 -14.44
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 558,642 740,142 32.49 45,406 54,186 19.34
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 72,291 72,991 0.97 5,876 5,344 -9.05
2018-05-02 13F-HR Global X Management CO LLC 0 10,841 0 794
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 1,000 73
2018-05-09 13F-HR Evercore Trust Company, N.A. 0 0 0 0
2018-03-29 N-Q Jpmorgan Trust Iii (see advisory)
2018-05-03 13F-HR COMMERCE BANK 9,045 9,109 0.71 735 667 -9.25
2018-04-20 13F-HR Nelson Roberts Investment Advisors, LLC 137 137 0.00 11 10 -9.09
2018-04-18 13F-HR/A FNY Partners Fund LP Call 26 1
2018-04-23 13F-HR Horan Capital Advisors, LLC. 11,462 0 -100.00 932 0 -100.00
2018-04-27 N-Q Proshares Trust (see advisory)
2018-05-24 N-Q Tiaa-cref Life Funds (see advisory)
2018-05-15 13F-HR Aristotle Capital Management, LLC 11 1
2018-04-18 13F-HR Perpetual Ltd 190,858 5,867 -96.93 15,489 430 -97.22
2018-04-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 2,907 0 -100.00 236 0 -100.00
2018-05-15 13F-HR J. Goldman & Co LP 943,454 207,656 -77.99 76,684 15,202 -80.18
2018-04-24 13F-HR McAdam, LLC 856 63
2018-05-09 13F-HR Meadow Creek Investment Management LLC 4,136 336
2018-03-30 N-Q Financial Investors Trust (see advisory)
2018-05-09 13F-HR/A JNBA Financial Advisors 222 222 0.00 18 16 -11.11
2018-05-11 13F-HR CITIGROUP INC 902,052 374,127 -58.52 73,319 27,389 -62.64
2018-03-23 N-Q Blackrock Global Allocation Fund, Inc. (see advisory)
2018-04-20 13F-HR FIRST QUADRANT L P/CA 234,898 17,197
2018-05-02 13F-HR Tradewinds Capital Management, LLC 1,216 1,116 -8.22 99 82 -17.17
2018-02-14 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 78,856 0 -100.00 6,088 0 -100.00
2018-05-14 13F-HR Axa 27,443 23,091 -15.86 2,231 1,690 -24.25
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 11,081 45,357 309.32 901 3,321 268.59
2018-05-17 13F-HR McKinley Carter Wealth Services, Inc. 54 4
2018-05-15 13F-HR JET CAPITAL INVESTORS L P 2,400,366 1,683,177 -29.88 195,102 123,225 -36.84
2018-05-09 13F-HR GABELLI SECURITIES, INC. 88,022 74,033 -15.89 7,154 5,420 -24.24
2018-02-07 13F-HR Spectrum Management Group, Inc. 5 0 -100.00 0 0
2018-05-09 13F-HR ALTFEST L J & CO INC 9,308 681
2018-05-04 13F-HR SECURITY NATIONAL TRUST CO 1,429 1,429 0.00 116 105 -9.48
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 16,600 24,100 45.18 1,349 1,764 30.76
2018-05-15 13F-HR Dana Investment Advisors, Inc. 0 70,182 0 5,138
2018-05-25 N-Q Allianz Variable Insurance Products Fund Of Funds Trust (see advisory)
2018-03-05 13F-HR/A NORGES BANK 2,285,852 2,537,959 11.03 146,478 206,285 40.83
2018-05-03 13F-HR ADVISOR PARTNERS LLC 2,598 0 -100.00 230 0 -100.00
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 6,508 7,870 20.93 529 576 8.88
2018-05-09 13F-HR KBC Group NV 529,599 416,433 -21.37 43,045 30,487 -29.17
2018-05-14 13F-HR TEACHERS ADVISORS INC 897,545 478,522 -46.69 72,952 35,033 -51.98
2018-05-29 N-Q Amg Funds Ii (see advisory)
2018-05-30 N-Q Profunds (see advisory)
2018-05-29 N-Q State Street Institutional Investment Trust (see advisory)
2018-05-15 13F-HR Man Group plc 386,822 28,319
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 1,200 87
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 3,740 4,220 12.83 304 309 1.64
2018-05-14 13F-HR K2 PRINCIPAL FUND, L.P. 110,591 135,000 22.07 8,989 9,883 9.95
2018-04-23 13F-HR Financial Architects, Inc Call 400 0 -100.00 32 0 -100.00
2018-05-25 N-Q Eq Advisors Trust (see advisory)
2018-05-15 13F-HR AMP Capital Investors Ltd 199,559 234,560 17.54 16,220 16,912 4.27
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 153,000 585,700 282.81 12,436 42,879 244.80
2018-02-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2018-05-15 13F-HR HRS Investment Holdings, LLC 19,998 34,998 75.01 1,625 2,562 57.66
2018-04-26 13F-HR LEVY HARKINS & CO INC/ 188,809 176,309 -6.62 15,346 12,908 -15.89
2018-04-26 13F-HR WINSLOW ASSET MANAGEMENT INC 86,972 87,095 0.14 7,069 6,376 -9.80
2018-05-03 13F-HR Texas Yale Capital Corp. 23,876 23,876 0.00 1,941 1,748 -9.94
2018-05-11 13F-HR Amica Retiree Medical Trust 2,123 0 -100.00 173 0 -100.00
2018-05-15 13F-HR Elliott Management Corporation 5,641,799 8,126,131 44.03 458,565 594,914 29.73
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-25 N-Q Gabelli Equity Trust Inc (see advisory)
2018-05-22 N-Q Blackrock Enhanced Capital & Income Fund, Inc. (see advisory)
2018-04-18 13F-HR WealthTrust-Arizona, LLC 296 296 0.00 24 22 -8.33
2018-05-15 13F-HR Taconic Capital Advisors LP 335,000 100,000 -70.15 27,229 7,321 -73.11
2018-05-14 13F-HR FMR LLC / Fidelity 5,386,442 6,816,889 26.56 437,809 499,064 13.99
2018-05-01 13F-HR Hanson McClain, Inc. 75 53 -29.33 6 4 -33.33
2018-05-14 13F-HR CADENCE CAPITAL MANAGEMENT LLC 4,497 329
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 1,629,595 1,587,703 -2.57 132,453 116,236 -12.24
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-05-11 13F-HR Patten Group, Inc. 100 0 -100.00 8 0 -100.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 691,063 157,005 -77.28 56,170 11,494 -79.54
2018-05-14 13F-HR Oz Management LP 1,503,194 1,603,159 6.65 122,179 117,368 -3.94
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 166,948 166,948 0.00 13,570 12,222 -9.93
2018-05-01 13F-HR Prime Capital Investment Advisors, Llc 4 4 0.00 0 0
2018-05-18 13F-HR TRUST CO OF VERMONT 741 399 -46.15 60 29 -51.67
2018-05-15 13F-HR Jefferies Group LLC 737,440 123,290 -83.28 59,939 9,026 -84.94
2018-05-30 N-Q Franklin Mutual Series Funds (see advisory)
2018-05-15 13F-HR ARISTEIA CAPITAL LLC Put 200,000 14,642
2018-04-17 13F-HR NORTHSTAR INVESTMENT ADVISORS LLC 4,368 4,368 0.00 355 320 -9.86
2018-01-26 N-Q Aspiriant Trust (see advisory)
2018-05-15 13F-HR BTG Pactual Global Asset Management Ltd 153,050 7,000 -95.43 12,440 512 -95.88
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 361 0 -100.00 29 0 -100.00
2018-05-15 13F-HR Polar Asset Management Partners Inc. 275,000 0 -100.00 22,352 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC Put 1,936 0 -100.00 157 0 -100.00
2018-05-11 13F-HR MACQUARIE GROUP LTD 26,644 5,500 -79.36 2,506 403 -83.92
2018-05-15 13F-HR Nokomis Capital, L.L.C. 160,845 0 -100.00 13,073 0 -100.00
2018-04-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-05-29 N-Q John Hancock Variable Insurance Trust (see advisory)
2018-02-15 13F-HR Farmstead Capital Management, LLC 600,000 0 -100.00 28,680 0 -100.00
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 4 4 0.00 0 0
2018-05-03 13F-HR QCI ASSET MANAGEMENT INC/NY 45 45 0.00 4 3 -25.00
2018-05-29 N-Q New Covenant Funds (see advisory)
2018-03-23 N-Q Glenmede Fund Inc (see advisory)
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-05-11 13F-HR Athanor Capital, Lp 60,600 62,030 2.36 4,925 4,541 -7.80
2018-05-01 13F-HR Clear Harbor Asset Management, LLC 3,363 0 -100.00 273 0 -100.00
2018-04-12 13F-HR Bogart Wealth, Llc 89 89 0.00 7 6 -14.29
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 43 43 0.00 4 4 0.00
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 4,654 8,777 88.59 378 643 70.11
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 5,482 5,382 -1.82 445,496 393,946 -11.57
2018-05-21 13F-HR Front Row Advisors Llc 45 45 0.00 4 3 -25.00
2018-05-11 13F-HR Tibra Equities Europe Ltd 153,865 188,865 22.75 12,506 13,827 10.56
2018-05-15 13F-HR Virtue Capital Management, Llc 2 24 1,100.00 0 2
2018-04-16 13F-HR Westside Investment Management, Inc. 421 310 -26.37 35,941 22,490 -37.43
2018-01-26 N-Q Sei Catholic Values Trust (see advisory)
2018-05-11 13F-HR HAP Trading, LLC 103,959 26,402 -74.60 8,450 1,933 -77.12
2018-02-28 N-Q Vanguard Malvern Funds (see advisory)
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 728,000 53,297
2018-05-18 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 3,522 3,522 0.00 286 286 0.00
2018-05-30 N-Q Natixis Funds Trust Ii (see advisory)
2018-02-28 N-Q Prudential Investment Portfolios, Inc. (see advisory)
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 0 4,352 0 319
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 109,407 216,531 97.91 8,893 15,852 78.25
2018-05-15 13F-HR JET CAPITAL INVESTORS L P Call 300,000 21,963
2018-05-11 13F-HR BBT Capital Management, LLC 195,091 16,538 -91.52 15,857 1,211 -92.36
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 102,384 53,596 -47.65 8,322 3,924 -52.85
2018-02-28 N-Q Ivy Funds (see advisory)
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-04 13F-HR BECKER CAPITAL MANAGEMENT INC 89,429 0 -100.00 7,269 0 -100.00
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 113,946 108,932 -4.40 9,262 7,975 -13.90
2018-04-19 13F-HR CKW FINANCIAL GROUP 956 956 0.00 78 69 -11.54
2018-05-07 13F-HR EATON VANCE MANAGEMENT 19,125 15,668 -18.08 1,554 1,147 -26.19
2018-05-01 13F-HR COMERICA BANK 8,563 8,125 -5.12 756 601 -20.50
2018-05-15 13F-HR COLONY GROUP LLC 2,936 0 -100.00 239 0 -100.00
2018-04-26 13F-HR Sharkey, Howes & Javer 2,286 2,286 0.00 186 167 -10.22
2018-05-25 N-Q Gabelli Global Small & Mid Cap Value Trust (see advisory)
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 1,463,928 0 -100.00 118,988 0 -100.00
2018-05-09 13F-HR GABELLI FUNDS LLC 61,671 102,771 66.64 5,013 7,524 50.09
2018-05-04 13F-HR D'Orazio & Associates, Inc. 97 97 0.00 8 7 -12.50
2018-05-25 N-Q Variable Insurance Products Fund (see advisory)
2018-05-15 13F-HR Bank of New York Mellon Corp 759,061 818,554 7.84 61,697 59,925 -2.87
2018-04-13 13F-HR National Pension Service 222,331 228,342 2.70 18,071 16,717 -7.49
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 9,480 10,418 9.89 771 763 -1.04
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 792,518 873,034 10.16 64,415,862 63,914,818 -0.78
2018-05-07 13F-HR Psagot Investment House Ltd. 264 264 0.00 21 19 -9.52
2018-05-15 13F-HR MENTA CAPITAL LLC 8,200 600
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 0 12,369 0 906
2018-04-30 N-Q Investment Managers Series Trust Ii (see advisory)
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-05-14 13F-HR Landaas & Co /wi /adv 263 0 -100.00 21 0 -100.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 9,318 34,248 267.55 757 2,507 231.18
2018-05-24 N-Q Fqf Trust (see advisory)
2018-05-16 13F-HR Israel Discount Bank of New York 255 255 0.00 21 19 -9.52
2018-04-06 13F-HR Benson Investment Management Company, Inc. 24,220 0 -100.00 1,969 0 -100.00
2018-04-25 13F-HR GHP Investment Advisors, Inc. 2,759 2,759 0.00 224 202 -9.82
2018-05-11 13F-HR Private Ocean, LLC 10 367 3,570.00 1 26 2,500.00
2018-04-24 13F-HR Burt Wealth Advisors 106 84 -20.75 9 6 -33.33
2018-05-09 13F-HR Lido Advisors, LLC 7,515 550
2018-05-11 13F-HR SEI INVESTMENTS CO 257,803 229,130 -11.12 20,954 16,775 -19.94
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 37,309 0 -100.00 3,032 0 -100.00
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 459,297 438,297 -4.57 37,332 32,088 -14.05
2018-04-30 N-Q Stone Ridge Trust (see advisory)
2018-05-03 13F-HR MACKAY SHIELDS LLC 366,638 26,842
2018-05-14 13F-HR Bollard Group LLC 184 184 0.00 15 13 -13.33
2018-05-04 13F-HR Sandy Spring Bank 445 0 -100.00 36 0 -100.00
2018-05-09 13F-HR Rockefeller Capital Management L.p. 787 58
2018-02-14 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 28,718 0 -100.00 2,217 0 -100.00
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 55,377 45,829 -17.24 4,501 3,355 -25.46
2018-05-15 13F-HR CARLSON CAPITAL L P 1,148,751 2,023,158 76.12 93,370 148,115 58.63
2018-05-15 13F-HR FARALLON CAPITAL MANAGEMENT LLC 4,703,440 7,027,500 49.41 382,296 514,483 34.58
2018-05-11 13F-HR Compagnie Odier SCA 88 88 0.00 7 6 -14.29
2018-05-04 13F-HR LSV ASSET MANAGEMENT 1,521,211 1,454,898 -4.36 123,644 106,513 -13.86
2018-05-11 13F-HR STIFEL FINANCIAL CORP 50,297 57,180 13.68 4,089 4,185 2.35
2018-05-15 13F-HR HBK INVESTMENTS L P 48,000 131,754 174.49 3,901 9,646 147.27
2018-05-30 N-Q Forethought Variable Insurance Trust (see advisory)
2018-05-30 N-Q Vanguard Valley Forge Funds (see advisory)
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 47 47 0.00 4 3 -25.00
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-05-15 13F-HR ANGELO GORDON & CO., L.P. 350,038 0 -100.00 28,451 0 -100.00
2018-05-07 13F-HR GRIMES & COMPANY, INC. 3,016 3,297 9.32 245 241 -1.63
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 67 67 0.00 5 5 0.00
2018-05-15 13F-HR Altshuler Shaham Ltd 800 800 0.00 19 17 -10.53
2018-05-14 13F-HR Renaissance Technologies LLC 3,700,100 4,754,900 28.51 300,744 348,106 15.75
2018-05-04 13F-HR Boston Partners 74,816 74,816 0.00 6,081 5,477 -9.93
2018-05-14 13F-HR PROFUND ADVISORS LLC 3,266 3,915 19.87 265 287 8.30
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 23 0 -100.00 2 0 -100.00
2018-05-15 13F-HR STATE STREET CORP 4,181,822 4,185,664 0.09 339,893 306,434 -9.84
2018-05-14 13F-HR PineBridge Investments, L.P. 0 630 0 46
2018-05-14 13F-HR ProShare Advisors LLC 8,527 9,322 9.32 693 682 -1.59
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 31,740 29,664 -6.54 2,644 2,172 -17.85
2018-05-14 13F-HR Stansberry Asset Management, Llc 56,692 4,150
2018-04-24 13F-HR Rehmann Capital Advisory Group 697 51
2018-05-09 13F-HR Korea Investment CORP 2,069 2,069 0.00 168 151 -10.12
2018-05-15 13F-HR Magnetar Financial LLC 354,335 130,162 -63.27 28,800 9,529 -66.91
2018-05-15 13F-HR Krasney Financial LLC 44 3
2018-05-10 13F-HR Jump Trading, LLC 6,045 0 -100.00 491 0 -100.00
2018-05-15 13F-HR Diametric Capital, Lp 18,967 0 -100.00 1,542 0 -100.00
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 316,571 640,130 102.21 25,731 46,864 82.13
2018-04-25 13F-HR FIRST INTERSTATE BANK 110 110 0.00 9 8 -11.11
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 21,600 0 -100.00 1,756 0 -100.00
2018-05-24 13F-HR Trilogy Capital Inc. 8 1
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 27,308 10,744 -60.66 2,220 787 -64.55
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 115,264 115,264 0.00 9,369 8,438 -9.94
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-02-02 13F-HR Financial Engines Advisors L.L.C. 31 0 -100.00 2 0 -100.00
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 167 467 179.64 14 34 142.86
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 63,262 60,686 -4.07 5,142 4,443 -13.59
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2018-05-30 N-Q Vanguard Variable Insurance Funds (see advisory)
2018-02-01 13F-HR Nationwide Fund Advisors 54,800 0 -100.00 4,231 0 -100.00
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 25,000 90,000 260.00 2,032 6,589 224.26
2018-04-26 13F-HR BP PLC 27,865 27,865 0.00 2,264 2,040 -9.89
2018-05-15 13F-HR Banco De Sabadell, S.a 31,299 32,211 2.91 2,543 2,372 -6.72
2018-05-30 N-Q Gateway Trust (see advisory)
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 0 33 0 2
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 109,811 0 -100.00 8,925 0 -100.00
2018-05-08 13F-HR Advisornet Financial, Inc 105 98 -6.67 9 7 -22.22
2018-04-30 13F-HR Exane Asset Management 8,567 17,313 102.09 696,326 1,267,485 82.02
2018-05-15 13F-HR Voya Investment Management LLC 75,155 72,463 -3.58 6,109 5,305 -13.16
2018-05-11 13F-HR Cutler Group LP 8,873 20,831 134.77 721 1,525 111.51
2018-05-09 13F-HR AlphaMark Advisors, LLC 160 160 0.00 13 12 -7.69
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 31,787 31,787 0.00 2,152 2,327 8.13
2018-05-15 13F-HR J. Goldman & Co LP Put 105,100 7,694
2018-04-30 13F-HR MCMILLION CAPITAL MANAGEMENT INC 6,084 4,536 -25.44 495 332 -32.93
2018-05-08 13F-HR Athos Capital Ltd 69,458 117,740 69.51 5,646 8,620 52.67
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 11,300 9,800 -13.27 918 717 -21.90
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 0 14,991 0 1,097
2018-02-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 61,726 0 -100.00 4,766 0 -100.00
2018-04-19 13F-HR State of Alaska, Department of Revenue 15,551 18,451 18.65 1,263 1,350 6.89
2018-05-09 13F-HR Oakworth Capital, Inc. 119 114 -4.20 9 8 -11.11
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 3,434 3,428 -0.17 279 250 -10.39
2018-05-15 13F-HR Capital Bank & Trust Co 23 0 -100.00 2 0 -100.00
2018-05-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 114,419 171,003 49.45 9,299 12,519 34.63
2018-05-29 N-Q Amg Funds (see advisory)
2018-05-14 13F-HR COATUE MANAGEMENT LLC 494,280 0 -100.00 40,175 0 -100.00
2018-05-30 N-Q Tax-managed Growth Portfolio (see advisory)
2018-05-23 N-Q Nationwide Variable Insurance Trust (see advisory)
2018-01-31 13F-HR Overland Advisors, LLC 426,275 0 -100.00 32,913 0 -100.00
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 432,347 404,308 -6.49 35,141 29,599 -15.77
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 40,800 53,500 31.13 3,316 3,917 18.12
2018-04-02 N-Q Northern Lights Fund Trust Ii (see advisory)
2018-04-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 2,006 2,006 0.00 163 147 -9.82
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 19,700 0 -100.00 1,601 0 -100.00
2018-05-15 13F-HR WHITEBOX ADVISORS LLC 941,026 951,126 1.07 76,487 69,632 -8.96
2018-05-09 13F-HR Transamerica Financial Advisors, Inc. 12 12 0.00 1 1 0.00
2018-05-30 N-Q Vanguard Institutional Index Funds (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 837,961 897,228 7.07 68,110 65,684 -3.56
2018-05-14 13F-HR UBS OCONNOR LLC 0 954,800 0 69,901,000
2018-04-19 13F-HR Janney Montgomery Scott LLC 13,045 13,396 2.69 1,060 981 -7.45
2018-05-14 13F-HR Icon Wealth Partners, Llc 891 0 -100.00 72 0 -100.00
2018-05-15 13F-HR Clearbridge Investments, LLC 12,998 12,238 -5.85 1,056 896 -15.15
2018-05-10 13F-HR BESSEMER GROUP INC 1,422 929 -34.67 115 68 -40.87
2018-04-19 13F-HR Endurance Wealth Management, Inc. 93 93 0.00 8 7 -12.50
2018-05-25 N-Q Gabelli Asset Fund (see advisory)
2018-05-02 13F-HR NJ State Employees Deferred Compensation Plan 5,600 5,600 0.00 455 410 -9.89
2018-05-15 13F-HR Intellectus Partners, LLC 1,216 1,216 0.00 99 89 -10.10
2018-02-14 13F-HR Schonfeld Strategic Advisors LLC 23,168 0 -100.00 1,789 0 -100.00
2018-04-25 13F-HR Bartlett & Co. LLC 120 120 0.00 10 9 -10.00
2018-04-26 13F-HR CWM, LLC 105 105 0.00 9 8 -11.11
2018-05-14 13F-HR IHT Wealth Management, LLC 395 360 -8.86 34 26 -23.53
2018-05-15 13F-HR Castle Hook Partners LP 133,875 0 -100.00 10,881 0 -100.00
2018-05-11 13F-HR Blue Sky Asset Management, LLC 7,080 518
2018-04-06 13F-HR Carroll Financial Associates, Inc. 304 154 -49.34 24 11 -54.17
2018-03-29 N-Q Nushares Etf Trust (see advisory)
2018-02-27 N-Q Northern Funds (see advisory)
2018-04-27 13F-HR Hudock Capital Group, LLC 187 181 -3.21 15 13 -13.33
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 8,277 7,895 -4.62 673 578 -14.12
2018-05-10 13F-HR TORONTO DOMINION BANK 101,140 82,474 -18.46 8,221 6,036 -26.58
2018-05-15 13F-HR Orbis Investment Management (U.S.), LLC 83,515 93,213 11.61 6,788 6,824 0.53
2018-04-30 N-Q Trust For Professional Managers (see advisory)
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 84,175 84,175 0.00 6,842 6,163 -9.92
2018-05-30 N-Q Jpmorgan Trust Ii (see advisory)
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 8,839 7,637 -13.60 718 559 -22.14
2018-04-19 13F-HR American Research & Management Co. 188 188 0.00 15 14 -6.67
2018-05-04 13F-HR Trust Asset Management LLC 1,163 1,163 0.00 95 85 -10.53
2018-05-30 N-Q Advisors Series Trust (see advisory)
2018-05-14 13F-HR APG Asset Management N.V. 115,253 97,908 -15.05 7,801 5,828 -25.29
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-05-15 13F-HR Graham Capital Management, L.P. 13,931 1,020
2018-05-08 13F-HR ROBERTS GLORE & CO INC /IL/ 2,723 3,566 30.96 221 261 18.10
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 48,236 46,357 -3.90 3,920 3,394 -13.42
2018-05-14 13F-HR CARRET ASSET MANAGEMENT, LLC 22,111 21,686 -1.92 1,797 1,588 -11.63
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-05-24 N-Q COLLEGE RETIREMENT EQUITIES FUND (see advisory)
2018-05-16 13F-HR Private Capital Group, Llc 2,641 1,199 -54.60 93 88 -5.38
2018-05-02 13F-HR Parkside Financial Bank & Trust 582 582 0.00 48 42 -12.50
2018-05-03 13F-HR Reynders McVeigh Capital Management, LLC 4,387 219 -95.01 357 2,998 739.78
2018-04-13 13F-HR Selz Capital LLC 300,000 555,000 85.00 24,384 40,632 66.63
2018-05-14 13F-HR Capital Analysts, Inc. 111 8
2018-05-15 13F-HR CSS LLC/IL Call 1,560 0 -100.00 127 0 -100.00
2018-05-29 N-Q Jnl Series Trust (see advisory)
2018-05-15 13F-HR Independent Advisor Alliance 0 9,875 0 717
2018-05-10 13F-HR Tortoise Investment Management, LLC 102 102 0.00 8 7 -12.50
2018-02-09 13F-HR BlackRock Inc. Put 139,000 0 -100.00 10,732 0 -100.00
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 259 359 38.61 18 24 33.33
2018-02-14 13F-HR Belpointe Asset Management Llc 20,611 20,322 -1.40 1,591 1,652 3.83
2018-05-09 13F-HR Mint Tower Capital Management B.V. 8,728 0 -100.00 709 0 -100.00
2018-05-14 13F-HR AVIVA PLC 114,029 102,191 -10.38 9,268 7,481 -19.28
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 10,700 94,100 779.44 870 6,889 691.84
2018-05-15 13F-HR PointState Capital LP 14,566 1,066
2018-05-07 13F-HR FIDUCIARY TRUST CO 11,933 10,616 -11.04 970 778 -19.79
2018-05-11 13F-HR AMICA MUTUAL INSURANCE CO 17,502 0 -100.00 1,423 0 -100.00
2018-05-14 13F-HR SRS Capital Advisors, Inc. 44 52 18.18 3 3 0.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC 6,270 9,639 53.73 510 706 38.43
2018-05-25 N-Q Gabelli Multimedia Trust Inc. (see advisory)
2018-02-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 68 0 -100.00 5 0 -100.00
2018-05-15 13F-HR DEUTSCHE BANK AG\ Put 800 58
2018-03-26 N-Q Tcw Alternative Funds (see advisory)
2018-04-24 13F-HR Mascoma Wealth Management LLC 202 202 0.00 14 15 7.14
2018-05-15 13F-HR Third Point LLC 2,500,000 0 -100.00 203,200 0 -100.00
2018-05-08 13F-HR US BANCORP \DE\ 16,249 11,607 -28.57 1,321 849 -35.73
2018-05-15 13F-HR TCTC Holdings, LLC 3,426 0 -100.00 278 0 -100.00
2018-05-11 13F-HR CITIGROUP INC Call 46,630 11,400 -75.55 3,790 835 -77.97
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 19 0 -100.00 2 0 -100.00
2018-04-19 13F-HR Versant Capital Management, Inc 318 197 -38.05 25 14 -44.00
2018-05-11 13F-HR SevenBridge Financial Group, LLC 278 278 0.00 23 20 -13.04
2018-05-15 13F-HR We Are One Seven, Llc 1,681 1,648 -1.96 137 121 -11.68
2018-04-19 13F-HR Cribstone Capital Management, LLC 44 44 0.00 4 3 -25.00
2018-05-11 13F-HR Omnia Family Wealth, LLC 11 11 0.00 1 1 0.00
2018-01-16 13F-HR NEXT Financial Group, Inc 514 0 -100.00 41 0 -100.00
2018-04-23 13F-HR Financial Architects, Inc 24 22 -8.33 2 2 0.00
2018-04-10 13F-HR Atlanta Capital Group 12,793 0 -100.00 1,040 0 -100.00
2018-05-15 13F-HR Jabre Capital Partners S.A. 0 6,000 0 439
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-05-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 9,250 0 -100.00 752 0 -100.00
2018-05-10 13F-HR Winfield Associates, Inc. 12 0 -100.00 1 0 -100.00
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,587,798 1,737,740 9.44 128,973 127,104 -1.45
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 90 0 -100.00 7 0 -100.00
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 46,897 45,797 -2.35 3,812 3,356 -11.96
2018-04-25 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 28 28 0.00 3 2 -33.33
2018-04-18 13F-HR Cornerstone Advisors, Inc. 130 130 0.00 11 10 -9.09
2018-05-04 13F-HR Regal Wealth Group, Inc. 30 30 0.00 2 2 0.00
2018-05-11 13F-HR HERITAGE INVESTORS MANAGEMENT CORP 3,276 0 -100.00 266 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC 853,076 1,327,139 55.57 69,337 97,160 40.13
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 1,202,421 1,802,225 49.88 97,733 131,941 35.00
2018-05-15 13F-HR Mana Advisors Llc 18,994 4,702 -75.24 1,544 344 -77.72
2018-04-16 13F-HR Ledyard National Bank 50 585 1,070.00 4 43 975.00
2018-05-24 N-Q Tiaa Separate Account Va 1 (see advisory)
2018-05-25 N-Q Gdl Fund (see advisory)
2018-04-27 N-Q Northern Lights Fund Trust Iv (see advisory)
2018-05-11 13F-HR Gemmer Asset Management LLC 228 206 -9.65 19 15 -21.05
2018-05-14 13F-HR Veritable, L.P. 5,344 3,198 -40.16 434 234 -46.08
2018-05-14 13F-HR Yakira Capital Management, Inc. 32,539 32,539 0.00 2,645 2,382 -9.94
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 1,266,916 1,513,367 19.45 102,975 110,793 7.59
2018-04-18 13F-HR MONARCH CAPITAL MANAGEMENT INC/ 14,408 14,281 -0.88 1,171 1,046 -10.67
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 57,087 82,185 43.96 4,646 6,017 29.51
2018-04-19 13F-HR WEBSTER BANK, N. A. 1,727 1,720 -0.41 140 126 -10.00
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 1,983,441 145,654 -92.66 161,214 10,662 -93.39
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 1,502,037 763,067 -49.20 122,085 55,864 -54.24
2018-05-09 13F-HR Elmwood Wealth Management, Inc. 77 5,637
2018-05-29 N-Q Universal Institutional Funds Inc (see advisory)
2018-05-24 N-Q Voya Variable Portfolios Inc (see advisory)
2018-05-17 13F-HR Atlantic Trust Group, LLC 754 1,070 41.91 61 78 27.87
2018-05-10 13F-HR First Personal Financial Services 134 134 0.00 11 10 -9.09
2018-05-08 13F-HR SIGNATUREFD, LLC 0 1,356 0 99
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 303,146 103,000 -66.02 24,639 7,541 -69.39
2018-05-15 13F-HR Bluefin Trading, LLC 0 351,149 0 25,709
2018-05-15 13F-HR PRUDENTIAL PLC 9,660 2,816 -70.85 786 206 -73.79
2018-05-15 13F-HR Walleye Trading LLC 249,470 138,657 -44.42 20,277 10,151 -49.94
2018-05-14 13F-HR BROWN ADVISORY INC 7,773 7,009 -9.83 633 512 -19.12
2018-05-15 13F-HR Invesco Ltd. 218,159 206,031 -5.56 17,733 15,084 -14.94
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 9,199 12,298 33.69 748 900 20.32
2018-04-30 13F-HR New Jersey Better Educational Savings Trust 3,000 220
2018-05-14 13F-HR Shell Asset Management Co 45,010 47,414 5.34 3,658 3,471 -5.11
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 2,684 0 -100.00 207 0 -100.00
2018-05-25 N-Q Variable Insurance Products Fund Iv (see advisory)
2018-05-08 13F-HR ClariVest Asset Management LLC 5 5 0.00 0 0
2018-04-30 N-Q Investment Managers Series Trust (see advisory)
2018-05-15 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 3,900 0 -100.00 317 0 -100.00
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 19,887 27,464 38.10 1,616 2,011 24.44
2018-05-08 13F-HR Neuberger Berman Group LLC 10,681 8,186 -23.36 868 599 -30.99
2018-02-13 13F-HR Laurion Capital Management LP 4,500 0 -100.00 347 0 -100.00
2018-05-22 N-Q Blackrock Series Fund, Inc. (see advisory)
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 194,097 95,887 -50.60 15,776 7,020 -55.50
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 19,645 111,152 465.80 1,596 8,137 409.84
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 483,741 512,000 5.84 39,318 37,484 -4.66
2018-05-07 13F-HR HYMAN CHARLES D 5,670 5,670 0.00 461 415 -9.98
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 9,134 5,938 -34.99 742 435 -41.37
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 2,091 2,574 23.10 170 188 10.59
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 16,931 16,931 0.00 1,376 1,239 -9.96
2018-05-04 13F-HR M&T BANK CORP 30,062 36,320 20.82 2,444 2,658 8.76
2018-05-14 13F-HR Archford Capital Strategies, LLC 0 55 0 4
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-05-14 13F-HR Manikay Partners, LLC 725,000 700,000 -3.45 58,928 51,247 -13.03
2018-05-24 N-Q Spirit Of America Investment Fund Inc (see advisory)
2018-05-15 13F-HR Hunting Hill Global Capital, LLC 414,287 448,019 8.14 33,673 32,799 -2.60
2018-05-07 13F-HR Manchester Capital Management LLC 1,298 1,298 0.00 106 95 -10.38
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 2,637 0 -100.00 214 0 -100.00
2018-05-21 13F-HR Mcilrath & Eck, Llc 16 16 0.00 1 1 0.00
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 5,946 6,578 10.63 484 481 -0.62
2018-02-28 N-Q Gps Funds I (see advisory)
2018-05-14 13F-HR Baird Financial Group, Inc. 23,708 23,261 -1.89 1,927 1,703 -11.62
2018-05-15 13F-HR MAVEN SECURITIES Ltd 138,569 129,667 -6.42 11,248 9,493 -15.60
2018-05-15 13F-HR SAMLYN CAPITAL, LLC 801,079 0 -100.00 65,111 0 -100.00
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 18,205 18,205 0.00 1,480 1,333 -9.93
2018-05-15 13F-HR Mariner Wealth Advisors, LLC 0 2,904 0 213
2018-05-14 13F-HR ASCEND CAPITAL, LLC 381,706 340,935 -10.68 31,026 24,959 -19.55
2018-01-25 13F-HR JENNISON ASSOCIATES LLC 26,583 0 -100.00 2,052 0 -100.00
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 171 171 0.00 14 13 -7.14
2018-05-15 13F-HR Pacific Global Investment Management CO 5,786 5,063 -12.50 470 371 -21.06
2018-05-15 13F-HR SEGALL BRYANT & HAMILL, LLC 8,873 8,923 0.56 721 653 -9.43
2018-05-14 13F-HR BOKF, NA 10,676 10,159 -4.84 868 744 -14.29
2018-04-25 13F-HR Supplemental Annuity Collective Trust of NJ 4,000 293
2018-05-01 13F-HR ARP AMERICAS LLC 21,100 6,500 -69.19 1,715 476 -72.24
2018-05-14 13F-HR RAFFLES ASSOCIATES LP 60,000 4,393
2018-04-06 13F-HR Kistler-Tiffany Companies, LLC 288 288 0.00 23 21 -8.70
2018-05-10 13F-HR FRANKLIN RESOURCES INC 2,231,181 2,249,859 0.84 181,350 164,712 -9.17
2018-05-02 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 4,285 4,819 12.46 348 353 1.44
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 1,563,109 1,018,091 -34.87 127,049 74,534 -41.33
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 13,339 13,328 -0.08 1,084 976 -9.96
2018-04-26 13F-HR FINANCIAL COUNSELORS INC 13,244 13,186 -0.44 1,076 965 -10.32
2018-05-09 13F-HR USCA RIA LLC 6,200 6,145 -0.89 504 450 -10.71
2018-05-15 13F-HR Highlander Capital Management, LLC 6 0 -100.00 0 0
2018-05-15 13F-HR TLP GROUP LLC 6 0 -100.00 0 0
2018-05-30 N-Q Kp Funds (see advisory)
2018-05-01 13F-HR DOWLING & YAHNKE LLC 6,260 5,749 -8.16 509 421 -17.29
2018-05-15 13F-HR ARISTEIA CAPITAL LLC 372,259 27,253
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 99,045 94,467 -4.62 8,050 6,916 -14.09
2018-03-29 N-Q Columbia Funds Series Trust I (see advisory)
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-02-27 N-Q Touchstone Funds Group Trust (see advisory)
2018-05-25 N-Q Guidestone Funds (see advisory)
2018-05-10 13F-HR Nicollet Investment Management, Inc. 4,350 0 -100.00 354 0 -100.00
2018-05-30 N-Q Series Portfolios Trust (see advisory)
2018-05-14 13F-HR Virtu Financial LLC 2,879 211
2018-05-15 13F-HR DEUTSCHE BANK AG\ 1,032,154 1,011,100 -2.04 83,887 74,018 -11.76
2018-05-14 13F-HR Proficio Capital Partners LLC 511 522 2.15 42 38 -9.52
2018-05-02 13F-HR American Assets Investment Management, LLC 8,916 8,916 0.00 725 653 -9.93
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 15,335 14,952 -2.50 1,246 1,094,635 87,751.93
2018-04-24 13F-HR ANDERSON HOAGLAND & CO 21,884 22,429 2.49 1,779 1,642 -7.70
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 15,300 0 -100.00 1,244 0 -100.00
2018-05-02 13F-HR CNO Financial Group, Inc. 20 20 0.00 2 2 0.00
2018-05-15 13F-HR Natixis 520,414 320,999 -38.32 42,299 23,500 -44.44
2018-05-15 13F-HR LPL Financial LLC 14,514 15,827 9.05 1,180 1,159 -1.78
2018-05-09 13F-HR MV Capital Management, Inc. 55 55 0.00 4 4 0.00
2018-05-15 13F-HR BW Gestao de Investimentos Ltda. 20,000 1,464
2018-04-17 13F-HR MAI Capital Management 5,344 5,211 -2.49 434 381 -12.21
2018-05-14 13F-HR Nissay Asset Management Corp /japan/ /adv 15,525 15,814 1.86 1,261 1,158 -8.17
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 1,330,782 1,281,882 -3.67 108,166 93,847 -13.24
2018-05-15 13F-HR Ferris Capital, Llc 0 580 0 42
2018-05-15 13F-HR FIFTH THIRD BANCORP 6,622 5,170 -21.93 538 378 -29.74
2018-05-07 13F-HR COCONUT GROVE BANK 712 0 -100.00 58 0 -100.00
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 0 200 0 15
2018-05-11 13F-HR HSBC HOLDINGS PLC 88,714 70,051 -21.04 7,211 5,132 -28.83
2018-05-15 13F-HR SECOR Capital Advisors, LP 5,028 0 -100.00 409 0 -100.00
2018-05-25 N-Q Allianz Variable Insurance Products Trust (see advisory)
2018-04-10 13F-HR Andra AP-fonden 135,200 95,000 -29.73 10,989 6,955 -36.71
2018-05-15 13F-HR REDWOOD CAPITAL MANAGEMENT, LLC 517,683 670,781 29.57 42,078 49,108 16.71
2018-04-16 13F-HR Santori & Peters, Inc. 173 0 -100.00 11 0 -100.00
2018-02-14 13F-HR UBS Group AG Put 52,000 0 -100.00 4,015 0 -100.00
2018-05-11 13F-HR Cutler Group LP Put 42,600 22,700 -46.71 1 56 5,500.00
2018-05-07 13F-HR MUFG Americas Holdings Corp 55 55 0.00 4 4 0.00
2018-05-14 13F-HR Alphasimplex Group, Llc 15,116 1,107
2018-03-26 N-Q Gabelli 787 Fund, Inc. (see advisory)
2018-05-15 13F-HR MARK ASSET MANAGEMENT CORP 38,498 153,251 298.08 3,129 11,220 258.58
2018-05-16 13F-HR/A CANYON CAPITAL ADVISORS LLC 382,117 3,035,577 694.41 31,058 222,235 615.55
2018-05-18 13F-HR Xact Kapitalforvaltning AB 25,359 34,623 36.53 2,061 2,535 23.00
2018-05-07 13F-HR Beach Point Capital Management LP 40,392 0 -100.00 3,283 0 -100.00
2018-05-14 13F-HR OAK ASSOCIATES LTD /OH/ 17,418 17,418 0.00 1,416 1,275 -9.96
2018-04-16 13F-HR Riggs Asset Managment Co. Inc. 88 88 0.00 7 6 -14.29
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 5,647 5,602 -0.80 459 410 -10.68
2018-04-17 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 18,983 18,292 -3.64 1,543 1,339 -13.22
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 27,662 27,540 -0.44 1,690 2,126 25.80
2018-05-14 13F-HR Kepos Capital LP 300,000 21,963
2018-04-18 13F-HR CULBERTSON A N & CO INC 5,778 5,610 -2.91 470 411 -12.55
2018-04-20 13F-HR BOURNE LENT ASSET MANAGEMENT INC 7,775 6,718 -13.59 632 492 -22.15
2018-05-29 N-Q Hc Capital Trust (see advisory)
2018-05-15 13F-HR BARCLAYS PLC Call 6,501 0 -100.00 528 0 -100.00
2018-05-02 13F-HR HARVEST MANAGEMENT LLC 48,500 12,700 -73.81 3,942 930 -76.41
2018-05-14 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 4,382 4,023 -8.19 356 295 -17.13
2018-05-15 13F-HR Greenhouse Funds LLLP 98,000 7,175
2018-04-17 13F-HR Calton & Associates, Inc. 344 0 -100.00 30 0 -100.00
2018-05-15 13F-HR Greenhouse Funds LLLP Call 300,700 22,014
2018-04-10 13F-HR Gradient Investments LLC 38 33 -13.16 3 2 -33.33
2018-05-03 13F-HR Torch Wealth Management LLC 6,254 6,226 -0.45 508 456 -10.24
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 336,912 317,712 -5.70 27,384 23,260 -15.06
2018-05-10 13F-HR South Dakota Investment Council 8,359 8,359 0.00 679 612 -9.87
2018-05-23 N-Q Quaker Investment Trust (see advisory)
2018-05-07 13F-HR Focused Wealth Management, Inc 76 76 0.00 6 6 0.00
2018-05-22 N-Q Meeder Funds (see advisory)
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 16,999 15,452 -9.10 1,202 1,187 -1.25
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 0 1,366 0 100
2018-05-10 13F-HR Bruderman Asset Management, LLC 0 111 0 8
2018-05-15 13F-HR Ionic Capital Management LLC 228,238 99,493 -56.41 18,551 7,284 -60.74
2018-05-15 13F-HR Jefferies Group LLC Call 8,000 0 -100.00 650 0 -100.00
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-05-02 13F-HR Creative Financial Designs Inc /adv 4 4 0.00 0 0
2018-05-11 13F-HR Beaumont Financial Partners, LLC 6,624 6,873 3.76 538 503 -6.51
2018-05-11 13F-HR Oaktop Capital Management II, L.P. 77,837 77,837 0.00 6,327 5,698 -9.94
2018-05-09 13F-HR Cetera Advisors LLC 3,259 3,259 0.00 265 242 -8.68
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 77,881 76,749 -1.45 6,330 5,619 -11.23
2018-02-14 13F-HR Blue Granite Capital, LLC 1,417 1,312 -7.41 111 107 -3.60
2018-04-20 13F-HR BB&T CORP 3,151 0 -100.00 256 0 -100.00
2018-02-14 13F-HR Oribel Capital Management, LP 80,300 0 -100.00 6,200 0 -100.00
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-15 13F-HR Fort Baker Capital Management Lp 85,097 0 -100.00 6,917 0 -100.00
2018-05-14 13F-HR Triarii Capital Management Lp 110,000 109,700 -0.27 8,941 8,031 -10.18
2018-02-01 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 44 0 -100.00 3 0 -100.00
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 35,077 22,730 -35.20 2,851 1,664 -41.63
2018-05-15 13F-HR Pentwater Capital Management LP 1,428,538 5,545,538 288.20 116,112 405,989 249.65
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 27,514 26,544 -3.53 2,236 1,943 -13.10
2018-05-29 N-Q Usaa Mutual Funds Trust (see advisory)
2018-05-11 13F-HR Citizens Financial Group Inc/RI 33 5 -84.85 3 0 -100.00
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 10,029 8,492 -15.33 815 622 -23.68
2018-05-09 13F-HR Investors Research Corp 2,772 0 -100.00 225 0 -100.00
2018-04-20 13F-HR FIRST MANHATTAN CO 546 546 0.00 44 39 -11.36
2018-04-17 13F-HR HAVENS ADVISORS LLC 15,500 1,135
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 721,475 724,202 0.38 58,641 53,019 -9.59
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 2,515 0 -100.00 204 0 -100.00
2018-05-15 13F-HR Verition Fund Management LLC 16,937 15,392 -9.12 1,377 1,127 -18.16
2018-04-20 13F-HR Cable Hill Partners, LLC 11 11 0.00 1 1 0.00
2018-05-14 13F-HR MAPLELANE CAPITAL, LLC 100,000 65,000 -35.00 8,128 4,758 -41.46
2018-05-15 13F-HR Bluefin Trading, LLC Put 0 150,000 0 438
2018-02-08 13F-HR CNA FINANCIAL CORP 31,815 0 -100.00 2,456 0 -100.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,111 1,603 -24.06 172 117 -31.98
2018-05-14 13F-HR PRIMECAP MANAGEMENT CO/CA/ 2,968,430 2,937,565 -1.04 241,274 215,059 -10.87
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 3,808 3,808 0.00 310 279 -10.00
2018-02-13 13F-HR Baupost Group LLC/MA 3,052,459 0 -100.00 235,680 0 -100.00
2018-04-20 13F-HR Seacrest Wealth Management, Llc 1,673 1,453 -13.15 136 106 -22.06
2018-05-25 N-Q Mainstay Vp Funds Trust (see advisory)
2018-05-01 13F-HR OPPENHEIMER & CO INC 10,074 7,706 -23.51 819 565 -31.01
2018-05-23 N-Q Sa Funds Investment Trust (see advisory)
2018-04-11 13F-HR First Capital Advisors Group, LLC. 34 2
2018-05-08 13F-HR Parallel Advisors, LLC 744 680 -8.60 60 50 -16.67
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 40,266 53,815 33.65 3,273 3,940 20.38
2018-03-29 N-Q VANGUARD WINDSOR FUNDS (see advisory)
2018-04-26 13F-HR DUNCKER STREETT & CO INC 449 449 0.00 36 33 -8.33
2018-04-24 13F-HR Tarbox Group, Inc. 86 87 1.16 7 6 -14.29
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 48 48 0.00 4 4 0.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( DVMT / Dell Technologies Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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