Stock Institutional Ownership and Shareholders

SecurityDVMT / Dell Technologies Inc. (24703L103)
Institutional Owners612
Institutional Shares179,987,305
Outstanding Shares199,354,950 (as of 2017-11-03)
Institutional Value$ 102,946,163,000 USD

Dell Technologies Inc. (NYSE:DVMT) has 612 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 179,987,305 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Dodge & Cox, D. E. Shaw & Co., Inc., Elliott Management Corporation, FMR LLC / Fidelity Management & Research, Orbis Allan Gray Ltd, Farallon Capital Management Llc, State Street Corp, and FIL Ltd.



Dell Technologies Inc. (NYSE:DVMT) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-02 13F-HR Nelson Roberts Investment Advisors, LLC 25 25 0.00 2 2 0.00
2017-11-13 13F-HR People's United Financial, Inc. 14,748 13,960 -5.34 902 1,078 19.51
2017-11-06 13F-HR TCW GROUP INC 62,467 63,667 1.92 3,817 4,916 28.79
2017-11-07 13F-HR CONCENTRIC WEALTH MANAGEMENT, LLC 2,839 219
2017-10-27 13F-HR SOL Capital Management CO 5,964 5,782 -3.05 364 446 22.53
2017-10-20 13F-HR LONGFELLOW INVESTMENT MANAGEMENT CO LLC 25,000 104,100 316.40 1,528 8,038 426.05
2017-11-09 13F-HR Manchester Capital Management LLC 1,298 1,298 0.00 79 100 26.58
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 20,031 71,031 254.61 1,224 5,484 348.04
2017-11-09 13F-HR Amica Retiree Medical Trust 2,123 2,123 0.00 130 164 26.15
2017-11-09 13F-HR CITADEL ADVISORS LLC 2,062,374 1,468,608 -28.79 126,032 113,391 -10.03
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 406 399 -1.72 25 31 24.00
2017-11-14 13F-HR QS Investors, LLC 900 900 0.00 55 69 25.45
2017-11-13 13F-HR FINANCIAL COUNSELORS INC 13,481 13,332 -1.11 824 1,029 24.88
2017-10-17 13F-HR American Research & Management Co. 188 188 0.00 11 15 36.36
2017-08-14 13F-HR JANE STREET GROUP, LLC 6,310 0 -100.00 404 0 -100.00
2017-11-13 13F-HR Winch Advisory Services, LLC 20 0 -100.00 1 0 -100.00
2017-11-14 13F-HR Orbis Allan Gray Ltd 4,704,481 4,638,554 -1.40 287,491 358,143 24.58
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 77,145 100,095 29.75 4,714 7,732 64.02
2017-11-14 13F-HR Voya Investment Management LLC 79,114 78,247 -1.10 4,835 6,041 24.94
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 55 90 63.64 3 7 133.33
2017-11-08 13F-HR Oakworth Capital, Inc. 138 127 -7.97 8 10 25.00
2017-11-13 13F-HR Renaissance Technologies LLC 312,000 1,311,000 320.19 19,066 101,222 430.90
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 13,444 1,038
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 4,977 4,031 -19.01 304 311 2.30
2017-11-14 13F-HR City Financial Investment Co Ltd 33,363 0 -100.00 2,039 0 -100.00
2017-11-14 13F-HR Ancora Advisors, LLC 15,485 19,890 28.45 947 1,535 62.09
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 4 0
2017-11-14 13F-HR GLG Partners LP 238,270 244,740 2.72 14,561 18,896 29.77
2017-11-13 13F-HR Manikay Partners, LLC 500,000 425,000 -15.00 30,555 32,814 7.39
2017-08-10 13F-HR Jasper Ridge Partners, L.P. 249,818 0 -100.00 16,008 0 -100.00
2017-11-15 13F-HR IFM Investors Pty Ltd 6,042 6,042 0.00 369 467 26.56
2017-10-26 13F-HR MONTGOMERY INVESTMENT MANAGEMENT INC 3,659 3,659 0.00 224 283 26.34
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 23,916 1,462
2017-11-02 13F-HR HARVEST MANAGEMENT LLC 36,500 51,500 41.10 2,231 3,976 78.22
2017-11-09 13F-HR SAWGRASS ASSET MANAGEMENT LLC 115,386 101,374 -12.14 7,051 7,827 11.01
2017-11-07 13F-HR Mascoma Wealth Management LLC 264 264 0.00 16 20 25.00
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 2,189 2,130 -2.70 134 164 22.39
2017-11-02 13F-HR FIDUCIARY TRUST CO 13,820 12,751 -7.74 845 985 16.57
2017-11-14 13F-HR BOKF, NA 10,372 10,826 4.38 634 836 31.86
2017-11-13 13F-HR MONETARY MANAGEMENT GROUP INC 1,705 1,672 -1.94 104 129 24.04
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 447,744 432,937 -3.31 27,362 33,427 22.17
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 21,700 42,000 93.55 1,326 3,243 144.57
2017-10-12 13F-HR Bogart Wealth, Llc 89 7
2017-08-10 13F-HR COURIER CAPITAL CORP 4,914 0 -100.00 315 0 -100.00
2017-10-18 13F-HR CULBERTSON A N & CO INC 7,457 6,477 -13.14 456 500 9.65
2017-10-11 13F-HR Sharkey, Howes & Javer 2,286 2,286 0.00 140 181 29.29
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 104,448 210,725 101.75 6,383 16,270 154.90
2017-11-09 13F-HR Three Peaks Capital Management, LLC 116,460 114,906 -1.33 7,117 8,872 24.66
2017-11-14 13F-HR York Capital Management Global Advisors, LLC 1,166,572 1,169,159 0.22 71,289 90,271 26.63
2017-11-13 13F-HR Marshall Wace LLP 581,149 600,259 3.29 35,450 46,220 30.38
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 20,053 0 -100.00 1,219 0 -100.00
2017-11-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 72,020 36,610 -49.17 4,401 2,827 -35.76
2017-11-08 13F-HR SECURITY NATIONAL TRUST CO 1,928 1,429 -25.88 117 110 -5.98
2017-10-16 13F-HR CWM, LLC 24 23 -4.17 1 2 100.00
2017-11-01 13F-HR Blue Granite Capital, LLC 2,234 1,417 -36.57 137 111 -18.98
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 5,590 0 -100.00 342 0 -100.00
2017-08-10 13F-HR MAYO INVESTMENT ADVISERS LLC 7,503 0 -100.00 481 0 -100.00
2017-11-14 13F-HR Glen Harbor Capital Management LLC 5,264 406
2017-11-14 13F-HR Numina Capital Management, LLC Call 812,300 0 -100.00 50,980 0 -100.00
2017-11-01 13F-HR Beach Point Capital Management LP 102,392 7,906
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 265,292 216,044 -18.56 16,212 16,681 2.89
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 18,205 1,406
2017-11-07 13F-HR Russell Investments Group, Ltd. 439,094 426,111 -2.96 26,827 32,892 22.61
2017-10-27 13F-HR Cable Hill Partners, LLC 37 37 0.00 2 3 50.00
2017-11-13 13F-HR DODGE & COX 8,321,572 10,034,264 20.58 508,531 774,746 52.35
2017-10-30 13F-HR NJ State Employees Deferred Compensation Plan 5,600 5,600 0.00 342 432 26.32
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 0 5,366 0 414
2017-11-07 13F-HR Quantbot Technologies LP 35,244 20,545 -41.71 2,153 1,586 -26.34
2017-11-14 13F-HR IHT Wealth Management, LLC 333 347 4.20 12 28 133.33
2017-11-13 13F-HR ASCEND CAPITAL, LLC 244,957 18,914
2017-11-14 13F-HR RBF Capital, LLC 41,193 41,193 0.00 2,517 3,182 26.42
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 393,680 419,054 6.45 24,058 32,355 34.49
2017-11-13 13F-HR WHITE PINE CAPITAL LLC 3,975 3,433 -13.64 243 265 9.05
2017-11-13 13F-HR US BANCORP \DE\ 23,366 19,305 -17.38 1,428 1,491 4.41
2017-10-06 13F-HR Cohen Capital Management, Inc. 23,300 22,589 -3.05 1,424 1,744 22.47
2017-08-14 13F-HR Employees Retirement System of Texas 26 0 -100.00 2 0 -100.00
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 8,672 9,275 6.95 530 716 35.09
2017-11-14 13F-HR Jafra Capital Management LP 40,741 0 -100.00 2,490 0 -100.00
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 97 97 0.00 6 7 16.67
2017-11-16 13F-HR Belpointe Asset Management Llc 20,611 1,591
2017-10-13 13F-HR Exane Asset Management 8,567 661,458
2017-10-23 13F-HR WHITTIER TRUST CO 8,686 9,494 9.30 531 733 38.04
2017-08-07 13F-HR Balter Liquid Alternatives, LLC 5,001 0 -100.00 320 0 -100.00
2017-11-14 13F-HR Orbis Investment Management (U.S.), LLC 86,527 86,527 0.00 5,288 6,681 26.34
2017-11-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 3,082,145 3,036,785 -1.47 188,350 234,470 24.49
2017-11-07 13F-HR SG Americas Securities, LLC 9,203 112,004 1,117.04 562 8,648 1,438.79
2017-08-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 40,000 0 -100.00 1,332 0 -100.00
2017-10-20 13F-HR HERITAGE INVESTORS MANAGEMENT CORP 7,472 4,528 -39.40 457 350 -23.41
2017-07-07 13F-HR BREMER TRUST NATIONAL ASSOCIATION 4,341 0 -100.00 279 0 -100.00
2017-11-08 13F-HR NORTHSTAR INVESTMENT ADVISORS LLC 4,423 4,368 -1.24 270 337 24.81
2017-11-13 13F-HR RidgeWorth Capital Management LLC 417 0 -100.00 26 0 -100.00
2017-10-10 13F-HR Ledyard National Bank 50 50 0.00 3 4 33.33
2017-11-14 13F-HR COWEN GROUP, INC. 0 32,000 0 2,471
2017-11-14 13F-HR Institute for Wealth Management, LLC. 14,348 14,250 -0.68 877 1,111 26.68
2017-10-17 13F-HR BALASA DINVERNO & FOLTZ LLC 6,490 0 -100.00 397 0 -100.00
2017-08-02 13F-HR Rubric Capital Management LP 121,000 0 -100.00 7,754 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. 2,614 0 -100.00 160 0 -100.00
2017-10-06 13F-HR North Star Investment Management Corp. 1,319 1,319 0.00 81 102 25.93
2017-11-07 13F-HR OAK ASSOCIATES LTD /OH/ 17,418 17,418 0.00 1,064 1,345 26.41
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,140,031 1,634,896 43.41 69,613 126,156 81.22
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 61,726 4,766
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 652,322 680,196 4.27 39,863 52,518 31.75
2017-11-13 13F-HR Glassman Wealth Services 36 0 -100.00 2 0 -100.00
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 1,371,663 1,029,905 -24.92 83,823 79,519 -5.13
2017-11-13 13F-HR CITIGROUP INC 365,314 348,258 -4.67 22,325 26,889 20.44
2017-11-09 13F-HR FNY Managed Accounts LLC Call 0 1,148 0 88
2017-11-14 13F-HR Perella Weinberg Partners Capital Management LP 121,417 139,878 15.20 7,420 10,800 45.55
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 88,784 82,784 -6.76 5,425 6,391 17.81
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 29,821 68,313 129.08 1,822 5,274 189.46
2017-10-27 13F-HR BOYS ARNOLD & CO INC 4,240 0 -100.00 259 0 -100.00
2017-11-13 13F-HR FRANKLIN RESOURCES INC 2,246,753 2,237,828 -0.40 137,298 172,783 25.85
2017-11-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 12,432 0 -100.00 760 0 -100.00
2017-11-15 13F-HR MV Capital Management, Inc. 55 55 0.00 3 4 33.33
2017-10-23 13F-HR Nationwide Fund Advisors 98,400 54,800 -44.31 6,013 4,231 -29.64
2017-11-03 13F-HR Sterling Investment Advisors, Ltd. 50 0 -100.00 3 0 -100.00
2017-10-19 13F-HR Tarbox Group, Inc. 88 88 0.00 5 7 40.00
2017-11-15 13F-HR Dana Investment Advisors, Inc. 91,856 0 -100.00 5,613 0 -100.00
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 61 5
2017-08-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 13,300 0 -100.00 852 0 -100.00
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 4,240 4,240 0.00 259 327 26.25
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 5,662,570 5,052,242 -10.78 346,041 390,083 12.73
2017-11-14 13F-HR HSBC HOLDINGS PLC 209,920 177,127 -15.62 12,828 13,675 6.60
2017-11-13 13F-HR Tredje AP-fonden 14,524 24,324 67.47 888 1,878 111.49
2017-11-13 13F-HR COCONUT GROVE BANK 937 852 -9.07 57 66 15.79
2017-11-22 13F-HR Chicago Partners Investment Group LLC 407 314 -22.85 23 24 4.35
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 40,900 42,056 2.83 2,499 3,247 29.93
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 81 6
2017-10-12 13F-HR V Wealth Management,LLC 541 0 -100.00 33 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 842,181 871,547 3.49 51,466 67,292 30.75
2017-11-13 13F-HR Goss Wealth Management LLC 1,432 0 -100.00 88,069 0 -100.00
2017-11-06 13F-HR Winfield Associates, Inc. 12 12 0.00 1 1 0.00
2017-11-13 13F-HR MUFG Americas Holdings Corp 101 101 0.00 6 8 33.33
2017-11-14 13F-HR Pentwater Capital Management LP 2,147,092 1,858,538 -13.44 131,209 143,498 9.37
2017-11-08 13F-HR Cipher Capital LP 90,178 0 -100.00 5,511 0 -100.00
2017-10-16 13F-HR Gradient Investments LLC 38 0 -100.00 2 0 -100.00
2017-11-08 13F-HR MACQUARIE GROUP LTD 10,100 11,500 13.86 617 888 43.92
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 35,087 33,687 -3.99 2,144 2,601 21.32
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 97,006 58,078 -40.13 5,929 4,485 -24.35
2017-11-14 13F-HR ACCIDENT COMPENSATION CORP 35,071 37,971 8.27 2,143 2,932 36.82
2017-12-07 13F-HR/A-1 683 Capital Management, LLC 48,517 0 -100.00 2,319 0 -100.00
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 10,151 271 -97.33 619 19 -96.93
2017-11-14 13F-HR BRIGADE CAPITAL MANAGEMENT, LP 54,000 54,000 0.00 3,300 4,169 26.33
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 10,300 10,300 0.00 629 795 26.39
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 2,500 53,300 2,032.00 153 4,115 2,589.54
2017-11-13 13F-HR Westside Investment Management, Inc. 399 399 0.00 24,538 31,622 28.87
2017-11-13 13F-HR Clear Perspective Advisors, LLC 20 20 0.00 1 2 100.00
2017-11-14 13F-HR Flinton Capital Management LLC 3,008 232
2017-11-14 13F-HR Baird Financial Group, Inc. 25,239 24,387 -3.38 1,542 1,883 22.11
2017-11-13 13F-HR Hirtle Callaghan & Co LLC 1,448 112
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 320,326 310,126 -3.18 19,575 23,945 22.32
2017-11-14 13F-HR HENDERSON GROUP PLC 1,959,537 1,666,963 -14.93 119,747 128,706 7.48
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 9,322 8,262 -11.37 571 639 11.91
2017-11-13 13F-HR ANGELO GORDON & CO., L.P. 375,454 302,043 -19.55 22,944 23,321 1.64
2017-10-05 13F-HR BONNESS ENTERPRISES INC 6,459 6,459 0.00 395 499 26.33
2017-11-14 13F-HR Natixis 21,730 20,943 -3.62 1,328 1,617 21.76
2017-11-14 13F-HR Sachem Head Capital Management LP 3,110,000 3,110,000 0.00 190,052 240,123 26.35
2017-10-16 13F-HR ATWOOD & PALMER INC 27 27 0.00 2 2 0.00
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 5,145 6,132 19.18 330 375 13.64
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 274,000 336,200 22.70 16,744 25,958 55.03
2017-10-23 13F-HR Bartlett & Co. LLC 134 51 -61.94 8 4 -50.00
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 374 361 -3.48 23,966 22,061 -7.95
2017-10-25 13F-HR FIRST MANHATTAN CO 601 546 -9.15 36 42 16.67
2017-10-17 13F-HR Creative Planning 7,935 8,454 6.54 485 653 34.64
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 234 234 0.00 14 18 28.57
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 39,922 41,293 3.43 2,440 3,188 30.66
2017-11-14 13F-HR Taconic Capital Advisors LP 0 250,000 0 19,303
2017-11-03 13F-HR AMERICAN FINANCIAL GROUP INC 50,155 50,155 0.00 3,065 3,872 26.33
2017-11-13 13F-HR Utah Retirement Systems 37,534 37,634 0.27 2,294 2,905 26.63
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 10,923 8,125 -25.62 668 628 -5.99
2017-11-13 13F-HR Citizens Financial Group Inc/RI 33 33 0.00 2 3 50.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC 3,514 3,511 -0.09 214 271 26.64
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 356 356 0.00 22 27 22.73
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 3,060 236
2017-11-14 13F-HR GLG LLC 10,843 9,921 -8.50 663 766 15.54
2017-11-14 13F-HR Proficio Capital Partners LLC 670 511 -23.73 43 39 -9.30
2017-11-01 13F-HR/A-1 Financial Architects, Inc 24 24 0.00 1 2 100.00
2017-11-14 13F-HR Walleye Trading LLC Put 1,299 1,799 38.49 79 139 75.95
2017-11-13 13F-HR Bb&t Investment Services, Inc. 703 703 0.00 43 54 25.58
2017-11-06 13F-HR PAPP L ROY & ASSOCIATES 3,285 3,271 -0.43 201 253 25.87
2017-11-03 13F-HR Swiss National Bank 1,903,089 1,885,089 -0.95 116,298 145,548 25.15
2017-11-14 13F-HR WHITEBOX ADVISORS LLC 399,025 661,140 65.69 24,384 51,047 109.35
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 5,870 5,913 0.73 359 457 27.30
2017-11-03 13F-HR Alpha Omega Wealth Management LLC 355 311 -12.39 22 24 9.09
2017-11-07 13F-HR USCA RIA LLC 6,354 6,354 0.00 388 388 0.00
2017-11-09 13F-HR Achmea Investment Management B.V. 19,558 19,558 0.00 1,195 1,510 26.36
2017-11-07 13F-HR IBM Retirement Fund 0 3,037 0 234
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 447,897 459,297 2.55 27,371 35,462 29.56
2017-11-14 13F-HR Focused Wealth Management, Inc 92 108 17.39 6 8 33.33
2017-08-11 13F-HR KCG HOLDINGS, INC. 0 5,764 0 352
2017-11-17 13F-HR Archford Capital Strategies, LLC 1,345 0 -100.00 26 0 -100.00
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 701,101 482,601 -31.17 42,844 37,262 -13.03
2017-11-03 13F-HR Tradewinds Capital Management, LLC 1,227 1,227 0.00 75 95 26.67
2017-11-07 13F-HR Quadrant Capital Management, LLC 7,875 7,771 -1.32 481 600 24.74
2017-08-11 13F-HR Brick & Kyle, Associates 22 0 -100.00 1 0 -100.00
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 16 16 0.00 1 1 0.00
2017-11-14 13F-HR Jefferies Group LLC Call 0 57,700 0 4,455
2017-10-16 13F-HR National Pension Service 227,245 236,602 4.12 13,816 18,254 32.12
2017-11-14 13F-HR Close Asset Management Ltd 716 569 -20.53 44 44 0.00
2017-11-02 13F-HR BECKER CAPITAL MANAGEMENT INC 112,209 109,007 -2.85 6,857 8,416 22.74
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 96,416 80,216 -16.80 5,892 6,193 5.11
2017-11-03 13F-HR World Asset Management Inc 7,637 9,383 22.86 467 724 55.03
2017-08-14 13F-HR First Allied Advisory Services, Inc. 4,588 0 -100.00 294 0 -100.00
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 6,605 6,022 -8.83 404 465 15.10
2017-11-14 13F-HR Nokota Management, LP 247,500 0 -100.00 15,125 0 -100.00
2017-11-14 13F-HR Verition Fund Management LLC 8,524 17,746 108.19 521 1,370 162.96
2017-11-14 13F-HR Omnia Family Wealth, LLC 32 11 -65.62 2 1 -50.00
2017-11-14 13F-HR MAPLELANE CAPITAL, LLC 518,001 414,000 -20.08 31,655 31,965 0.98
2017-11-14 13F-HR Westchester Capital Management, LLC 22,521 0 -100.00 1,376 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 277,300 313,700 13.13 16,946 24,221 42.93
2017-11-06 13F-HR Spot Trading L.l.c. Put 3,000 0 -100.00 183 0 -100.00
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,258 2,136 -5.40 139 165 18.71
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 164,460 12,698
2017-11-13 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 7,579 0 -100.00 463 0 -100.00
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 2,763 214
2017-11-07 13F-HR Commonwealth Equity Services, Inc 27,661 27,539 -0.44 1,690 2,126 25.80
2017-11-13 13F-HR GREAT LAKES ADVISORS, LLC 65,520 0 -100.00 4,004 0 -100.00
2017-11-13 13F-HR Evercore Wealth Management, LLC 669 636 -4.93 41 49 19.51
2017-11-14 13F-HR Jefferies Group LLC Put 30,000 98,700 229.00 1,833 7,621 315.77
2017-11-14 13F-HR TCTC Holdings, LLC 2,913 225
2017-11-13 13F-HR LSV ASSET MANAGEMENT 1,615,434 1,588,025 -1.70 98,719 122,611 24.20
2017-11-13 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 110,637 148,275 34.02 6,761 11,448 69.32
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 48 48 0.00 3 4 33.33
2017-11-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 68 68 0.00 4 5 25.00
2017-10-12 13F-HR Advisory Services Network, LLC 464 177 -61.85 28 14 -50.00
2017-10-25 13F-HR Clear Harbor Asset Management, LLC 3,113 240
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 2,684 207
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 36,161 41,803 15.60 2,210 3,228 46.06
2017-11-14 13F-HR PEAK6 Investments, L.P. 1,250 3,113 149.04 76 240 215.79
2017-11-06 13F-HR CIBC Asset Management Inc 9,278 9,685 4.39 567 748 31.92
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 11,166 6,115 -45.24 679 471 -30.63
2017-11-14 13F-HR NOMURA HOLDINGS INC 321,687 429,990 33.67 19,655 33,189 68.86
2017-08-11 13F-HR Feltz WealthPLAN Inc. 95 0 -100.00 6,076 0 -100.00
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 38,677 38,677 0.00 2,364 2,986 26.31
2017-11-07 13F-HR Financial Engines Advisors L.L.C. 31 2
2017-11-14 13F-HR Ionic Capital Management LLC Call 91,200 91,200 0.00 5,573 7,041 26.34
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 206 206 0.00 13 16 23.08
2017-10-30 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 31,800 0 -100.00 1,943 0 -100.00
2017-11-03 13F-HR SMITHFIELD TRUST CO 1,079 327 -69.69 66 25 -62.12
2017-11-13 13F-HR/A-1 NORGES BANK 1,994,770 91,070
2017-10-19 13F-HR Endurance Wealth Management, Inc. 93 93 0.00 6 7 16.67
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 293,492 308,192 5.01 17,935 23,796 32.68
2017-11-14 13F-HR D'Orazio & Associates, Inc. 97 97 0.00 6 7 16.67
2017-10-30 13F-HR BBVA COMPASS BANCSHARES, INC 3,628 3,220 -11.25 222 248 11.71
2017-11-14 13F-HR TIG Advisors, LLC 439,554 280,518 -36.18 26,861 21,659 -19.37
2017-11-06 13F-HR Strategic Financial Services, Inc, 13,205 13,322 0.89 807 1,029 27.51
2017-11-14 13F-HR Polar Asset Management Partners Inc. 303,013 50,000 -83.50 16,657 3,860 -76.83
2017-11-08 13F-HR DOWLING & YAHNKE LLC 7,174 6,748 -5.94 438 521 18.95
2017-10-12 13F-HR TEALWOOD ASSET MANAGEMENT INC 28,082 27,850 -0.83 1,716 2,150 25.29
2017-11-14 13F-HR NUMERIC INVESTORS LLC 94,300 23,100 -75.50 5,763 1,784 -69.04
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 11,301 9,915 -12.26 691 765 10.71
2017-11-14 13F-HR Intellectus Partners, LLC 1,216 1,216 0.00 74 94 27.03
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 6,122 6,122 0.00 473 473 0.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 1,491,061 712,270 -52.23 91,120 54,995 -39.65
2017-10-24 13F-HR TRUST CO OF VERMONT 813 741 -8.86 49 57 16.33
2017-11-13 13F-HR AVIVA PLC 132,753 132,953 0.15 8,111 10,264 26.54
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 4,638 4,423 -4.64 283 341 20.49
2017-08-07 13F-HR Karp Capital Management Corp 177,268 0 -100.00 11,359 0 -100.00
2017-11-09 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 27,106 28,718 5.95 1,657 2,217 33.80
2017-11-09 13F-HR AMALGAMATED BANK 20,945 21,439 2.36 1,280 1,655 29.30
2017-11-14 13F-HR Yakira Capital Management, Inc. 17,539 17,539 0.00 1,072 1,354 26.31
2017-11-16 13F-HR GOFEN & GLOSSBERG LLC /IL/ 5,705 5,216 -8.57 349 403 15.47
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 821 744 -9.38 53 61 15.09
2017-08-11 13F-HR FRONTIER INVESTMENT MGMT CO 22,578 0 -100.00 1,447 0 -100.00
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 10,609 10,191 -3.94 648 787 21.45
2017-08-14 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 331,376 0 -100.00 21,235 0 -100.00
2017-11-13 13F-HR Ferris Capital, Llc 631 0 -100.00 39 0 -100.00
2017-11-14 13F-HR Nokomis Capital, L.L.C. 166,845 160,845 -3.60 10,196 12,419 21.80
2017-10-19 13F-HR LS Investment Advisors, LLC 3,379 3,379 0.00 206 261 26.70
2017-11-06 13F-HR Massey, Quick & Co., LLC 0 4,745 0 366
2017-11-13 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 4,397 3,522 -19.90 269 272 1.12
2017-11-07 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 8,169 4,806 -41.17 499 371 -25.65
2017-10-24 13F-HR RAYMOND JAMES TRUST N.A. 3,660 3,565 -2.60 223 275 23.32
2017-10-18 13F-HR Asset Dedication, LLC 9 9 0.00 1 1 0.00
2017-11-14 13F-HR GAM Holding AG 40,061 0 -100.00 2,448 0 -100.00
2017-08-25 13F-HR/A-1 ONTARIO TEACHERS PENSION PLAN BOARD 16,625 0 -100.00 795 0 -100.00
2017-11-07 13F-HR Capital Investment Counsel, Inc 4,578 4,467 -2.42 280 345 23.21
2017-07-19 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 4,179 0 -100.00 268 0 -100.00
2017-11-14 13F-HR RMB Capital Management, LLC 44,748 51,580 15.27 2,735 3,982 45.59
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 4,977 0 -100.00 304 0 -100.00
2017-11-13 13F-HR Spark Investment Management LLC 183,600 0 -100.00 11,219 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC 407,076 610,591 49.99 24,876 47,144 89.52
2017-11-09 13F-HR Third Point LLC 2,500,000 2,500,000 0.00 152,775 193,025 26.35
2017-10-30 13F-HR BP PLC 27,865 27,865 0.00 1,702 2,151 26.38
2017-11-03 13F-HR Micawber Capital, LLC 68,425 76,630 11.99 4,181 5,917 41.52
2017-11-09 13F-HR South Dakota Investment Council 8,359 8,359 0.00 511 645 26.22
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 407 580 42.51 74 71 -4.05
2017-11-02 13F-HR Boston Partners 75,352 75,360 0.01 4,605 5,819 26.36
2017-11-14 13F-HR LPL Financial LLC 13,480 14,419 6.97 824 1,113 35.07
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 14,689 15,478 5.37 898 1,195 33.07
2017-11-14 13F-HR Walleye Trading LLC 47,376 54,408 14.84 2,895 4,201 45.11
2017-10-12 13F-HR MAI Capital Management 5,663 5,524 -2.45 346 427 23.41
2017-11-14 13F-HR Landaas & Co /wi /adv 263 20
2017-10-17 13F-HR Cutler Group LP Call 11,200 5,900 -47.32 19 38 100.00
2017-11-14 13F-HR VANGUARD GROUP INC 16,967,518 17,657,381 4.07 1,036,885 1,363,327 31.48
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 399 399 0.00 24 31 29.17
2017-12-01 13F-HR/A-1 Axa 27,443 27,443 0.00 1,677 2,119 26.36
2017-11-13 13F-HR BROWN ADVISORY INC 8,393 7,936 -5.45 513 613 19.49
2017-11-14 13F-HR BTG Pactual Global Asset Management Ltd 31,437 93,387 197.06 1,921 7,210 275.33
2017-11-14 13F-HR BlackRock Inc. Call 3,300 0 -100.00 202 0 -100.00
2017-11-14 13F-HR Compagnie Odier SCA 88 88 0.00 5 7 40.00
2017-11-09 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 14,221 14,221 0.00 869 1,098 26.35
2017-11-13 13F-HR Baupost Group LLC/MA 5,652,459 3,052,459 -46.00 345,422 235,680 -31.77
2017-11-14 13F-HR Hutchin Hill Capital, LP 333,728 380,728 14.08 20,394 29,396 44.14
2017-08-10 13F-HR FCG ADVISORS, LLC 4,455 0 -100.00 286 0 -100.00
2017-11-08 13F-HR HAP Trading, LLC Put 135,800 135,000 -0.59 250 19 -92.40
2017-11-09 13F-HR Legal & General Group Plc 1,233,022 1,220,932 -0.98 75,337 94,272 25.13
2017-10-27 13F-HR American Assets Investment Management, LLC 8,918 8,916 -0.02 545 688 26.24
2017-10-13 13F-HR DUBUQUE BANK & TRUST CO 51 47 -7.84 3 4 33.33
2017-11-30 13F-HR Asset Planning Services, Ltd. 112 112 0.00 7 9 28.57
2017-11-13 13F-HR HYMAN CHARLES D 6,182 6,049 -2.15 378 467 23.54
2017-11-14 13F-HR A.R.T. Advisors, LLC 0 15,600 0 1,204
2017-11-14 13F-HR DIAM Co., Ltd. 339,040 334,094 -1.46 20,714 25,795 24.53
2017-10-18 13F-HR PEOPLES FINANCIAL SERVICES CORP. 55 55 0.00 3 4 33.33
2017-11-08 13F-HR FIRST INTERSTATE BANK 22 110 400.00 1 8 700.00
2017-11-09 13F-HR Reynders McVeigh Capital Management, LLC 8,388 5,439 -35.16 513 420 -18.13
2017-08-15 13F-HR M&R CAPITAL MANAGEMENT INC 55 0 -100.00 3 0
2017-11-14 13F-HR UBS Group AG Put 52,000 4,015
2017-11-01 13F-HR First Personal Financial Services 134 134 0.00 8 10 25.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 18,400 17,000 -7.61 1,124 1,313 16.81
2017-11-14 13F-HR CANYON CAPITAL ADVISORS LLC 407,618 575,868 41.28 24,910 44,463 78.49
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 930 2,828 204.09 60 218 263.33
2017-11-14 13F-HR Zions Bancorporation 45 217 382.22 3 17 466.67
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 36,180 36,531 0.97 2,211 2,821 27.59
2017-10-11 13F-HR DnB Asset Management AS 23,675 22,575 -4.65 1,446,779 1,743,016 20.48
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 390 373 -4.36 24 29 20.83
2017-11-15 13F-HR Baker Chad R 14,658 0 -100.00 896 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 207,747 543,069 161.41 12,695 41,930 230.29
2017-10-17 13F-HR ANDERSON HOAGLAND & CO 22,050 21,969 -0.37 1,347 1,696 25.91
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 798,107 782,558 -1.95 48,772 60,421 23.88
2017-11-14 13F-HR Paloma Partners Management Co 0 10,102 0 780
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 43 43 0.00 2 4 100.00
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 117,899 66,170 -43.88 7,205 5,109 -29.09
2017-11-13 13F-HR Oz Management LP 1,479,230 1,498,098 1.28 90,395 115,668 27.96
2017-08-09 13F-HR Sequoia Financial Advisors, LLC 7,460 0 -100.00 478 0 -100.00
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 43,629 39,061 -10.47 2,666 3,016 13.13
2017-10-16 13F-HR Hartford Financial Management Inc. 124 124 0.00 7 9 28.57
2017-11-14 13F-HR CREDIT AGRICOLE S A 50,796 53,646 5.61 3,103 4,143 33.52
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 109 109 0.00 7 8 14.29
2017-10-16 13F-HR BOURNE LENT ASSET MANAGEMENT INC 8,102 7,752 -4.32 495 599 21.01
2017-11-09 13F-HR Johnson Financial Group, Inc. 111 111 0.00 7 9 28.57
2017-11-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 168,648 168,648 0.00 10,306 13,021 26.34
2017-10-19 13F-HR PENN DAVIS MCFARLAND INC 205,490 198,061 -3.62 12,557 15,292 21.78
2017-11-03 13F-HR GRIMES & COMPANY, INC. 20,495 3,189 -84.44 1,252 246 -80.35
2017-11-15 13F-HR COLONY GROUP LLC 3,322 2,921 -12.07 203 226 11.33
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 26,583 2,052
2017-11-07 13F-HR Alpine Investment Management, LLC 10,657 10,657 0.00 651 823 26.42
2017-11-13 13F-HR MACKENZIE FINANCIAL CORP 107,750 148,490 37.81 6,585 11,465 74.11
2017-11-14 13F-HR UBS Group AG 361,422 399,013 10.40 22,087 30,808 39.48
2017-11-08 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 23,397 19,630 -16.10 1,429 1,515 6.02
2017-07-26 13F-HR AUA CAPITAL MANAGEMENT, LLC 2 0 -100.00 0 0
2017-10-17 13F-HR Cohen Klingenstein, LLC 7,667 7,667 0.00 469 592 26.23
2017-11-09 13F-HR HOLDERNESS INVESTMENTS CO 7,776 7,443 -4.28 475 575 21.05
2017-08-11 13F-HR FDx Advisors, Inc. 17,954 0 -100.00 1,150 0 -100.00
2017-11-14 13F-HR LOOMIS SAYLES & CO L P 226,201 201,374 -10.98 13,824 15,548 12.47
2017-11-13 13F-HR CIBC World Markets Inc. 300,566 0 -100.00 18,368 0 -100.00
2017-11-14 13F-HR Sessa Capital IM, L.P. 581,100 581,100 0.00 35,511 44,867 26.35
2017-10-13 13F-HR WINSLOW ASSET MANAGEMENT INC 87,366 86,999 -0.42 5,339 6,717 25.81
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,466 3,195 -62.26 517 247 -52.22
2017-10-30 13F-HR Community Bank, N.A. 41 41 0.00 3 3 0.00
2017-10-16 13F-HR Watermark Asset Management, Inc. 148 148 0.00 9 11 22.22
2017-10-30 13F-HR Fusion Family Wealth LLC 10 27 170.00 1 2 100.00
2017-11-08 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 4,006 5,461 36.32 245 422 72.24
2017-11-03 13F-HR Lloyds Banking Group plc 74 74 0.00 4 5 25.00
2017-10-10 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 37,874 37,013 -2.27 2,314 2,858 23.51
2017-08-10 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 4,960 0 -100.00 318 0 -100.00
2017-11-14 13F-HR SUNTRUST BANKS INC 11,140 7,250 -34.92 680 558 -17.94
2017-11-14 13F-HR Pentwater Capital Management LP Put 300,000 0 -100.00 18,333 0 -100.00
2017-11-13 13F-HR NORTHERN TRUST CORP 1,224,998 1,512,171 23.44 74,859 116,754 55.97
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 31,886 23,145 -27.41 1,949 1,787 -8.31
2017-11-08 13F-HR ASSETMARK, INC 459 59,826 12,933.99 28 4,619 16,396.43
2017-10-25 13F-HR First Bank & Trust 4,259 4,481 5.21 260 346 33.08
2017-11-08 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 28 28 0.00 1 2 100.00
2017-11-14 13F-HR Jackson, Grant Investment Advisers, Inc. 148 370 150.00 9 29 222.22
2017-10-17 13F-HR Narwhal Capital Management 31,415 30,706 -2.26 1,920 2,371 23.49
2017-11-02 13F-HR AlphaMark Advisors, LLC 160 160 0.00 10 12 20.00
2017-11-14 13F-HR Atlantic Trust Group, LLC 12,939 0 -100.00 791 0 -100.00
2017-10-19 13F-HR Financial Management Professionals, Inc. 33 33 0.00 2 2 0.00
2017-08-14 13F-HR Temasek Holdings (Private) Ltd 1,206,167 0 -100.00 77,291 0 -100.00
2017-11-13 13F-HR PROFUND ADVISORS LLC 0 3,978 0 307
2017-08-15 13F-HR BANK OF NOVA SCOTIA 26,437 0 -100.00 1,694 0
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 0 67 0 5
2017-10-26 13F-HR Argyle Capital Management Inc. 11,615 10,446 -10.06 710 807 13.66
2017-10-18 13F-HR WealthTrust-Arizona, LLC 296 296 0.00 18 23 27.78
2017-08-09 13F-HR Timber Hill LLC Call 23,300 0 -100.00 1,493 0
2017-11-15 13F-HR Independent Advisor Alliance 20,846 0 -100.00 27 0 -100.00
2017-11-14 13F-HR Wallington Asset Management, LLC 32,471 0 -100.00 1,984 0 -100.00
2017-08-14 13F-HR CNH PARTNERS LLC 23,600 0 -100.00 1,512 0 -100.00
2017-11-14 13F-HR Lenox Wealth Management, Inc. 237 235 -0.84 14 18 28.57
2017-08-10 13F-HR Concert Wealth Management Inc. 14,596 0 -100.00 803 0 -100.00
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 231 231 0.00 14 18 28.57
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 13,558 13,407 -1.11 829 1,035 24.85
2017-11-13 13F-HR WETHERBY ASSET MANAGEMENT INC 2,693 208
2017-11-14 13F-HR SAMLYN CAPITAL, LLC 1,613,161 1,237,911 -23.26 98,580 95,579 -3.04
2017-11-07 13F-HR Sowell Financial Services LLC 0 6,405 0 528
2017-11-09 13F-HR ETRADE Capital Management LLC 4,520 0 -100.00 276 0 -100.00
2017-10-12 13F-HR Selz Capital LLC 250,000 325,292 30.12 15,278 25,116 64.39
2017-11-14 13F-HR Walleye Trading LLC Call 2,504 3,404 35.94 153 262 71.24
2017-08-08 13F-HR Bellwether Investment Group, LLC 214 0 -100.00 14 0 -100.00
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 15,987 14,317 -10.45 976 1,105 13.22
2017-11-16 13F-HR Cetera Investment Advisers 3,569 0 -100.00 216 0 -100.00
2017-11-14 13F-HR CARLSON CAPITAL L P 515,000 565,500 9.81 31,472 43,662 38.73
2017-11-03 13F-HR TRADITION CAPITAL MANAGEMENT LLC 7,155 6,988 -2.33 437 540 23.57
2017-11-14 13F-HR CSS LLC/IL 39,115 99,588 154.60 2,391 7,689 221.58
2017-10-25 13F-HR Aperio Group, LLC 162,458 168,289 3.59 9,928 12,994 30.88
2017-11-14 13F-HR Freshford Capital Management, LLC 241,869 324,275 34.07 14,781 25,038 69.39
2017-11-14 13F-HR Heritage Trust Co 831 831 0.00 50 64 28.00
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 6,026 5,606 -6.97 368,347 432,764 17.49
2017-10-24 13F-HR Mps Loria Financial Planners, Llc 223 0 -100.00 15 0 -100.00
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 177,142 439,642 148.19 10,825 33,945 213.58
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 29,358 23,168 -21.08 1,794 1,789 -0.28
2017-11-03 13F-HR BSW Wealth Partners 5,134 5,049 -1.66 314 390 24.20
2017-11-09 13F-HR FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 5,060 4,960 -1.98 309 383 23.95
2017-07-10 13F-HR Country Club Trust Company, n.a. 11,575 0 -100.00 742 0 -100.00
2017-10-20 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 787 787 0.00 48 61 27.08
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 695 0 -100.00 42 0 -100.00
2017-10-17 13F-HR St. Johns Investment Management Company, LLC 3 3 0.00 0 0
2017-11-14 13F-HR FIFTH THIRD BANCORP 155,985 7,216 -95.37 9,532 557 -94.16
2017-11-14 13F-HR Magnetar Financial LLC 677,680 650,306 -4.04 41,413 50,210 21.24
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 3,300 255
2017-11-03 13F-HR Global X Management CO LLC 453 0 -100.00 28 0 -100.00
2017-11-13 13F-HR KBC Group NV 69,558 156,784 125.40 4,251 12,106 184.78
2017-11-09 13F-HR BBT Capital Management, LLC 130,266 146,189 12.22 7,961 11,287 41.78
2017-11-14 13F-HR Bragg Financial Advisors, Inc 5,479 5,034 -8.12 335 389 16.12
2017-11-13 13F-HR SevenBridge Financial Group, LLC 311 278 -10.61 19 21 10.53
2017-11-14 13F-HR Arizona State Retirement System 103,527 0 -100.00 6,327 0 -100.00
2017-11-14 13F-HR PineView Asset Management LP 669,751 490,543 -26.76 40,928 37,875 -7.46
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 0 2,596 0 200
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 614,140 697,507 13.57 37,530 53,855 43.50
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 21,495 24,333 13.20 1,314 1,878 42.92
2017-11-14 13F-HR Alyeska Investment Group, L.P. 579,643 579,762 0.02 35,422 44,763 26.37
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 4,660 0 -100.00 285 0 -100.00
2017-11-14 13F-HR PRICE MICHAEL F 20,560 0 -100.00 1,256 0 -100.00
2017-11-15 13F-HR Krilogy Financial LLC 496 22 -95.56 30 2 -93.33
2017-11-07 13F-HR Motco 423 182 -56.97 26 14 -46.15
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 131,679 0 10,167
2017-11-15 13F-HR/A-1 SCOGGIN LLC 250,000 0 -100.00 15,278 0 -100.00
2017-08-14 13F-HR CAPITAL GUARDIAN TRUST CO 89 0 -100.00 6 0 -100.00
2017-07-31 13F-HR Eton Park Capital Management, L.P. 147,002 0 -100.00 9,420 0 -100.00
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 16,559 13,702 -17.25 1,012 1,058 4.55
2017-10-27 13F-HR Bollard Group LLC 184 184 0.00 11 14 27.27
2017-11-14 13F-HR DEUTSCHE BANK AG\ 974,623 1,194,034 22.51 59,554 92,185 54.79
2017-11-08 13F-HR HAP Trading, LLC 103,459 7,988
2017-10-12 13F-HR Gemmer Asset Management LLC 228 228 0.00 14 18 28.57
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 0 11 0 1
2017-08-04 13F-HR Apriem Advisors 97 0 -100.00 6 0 -100.00
2017-08-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 45,386 0 -100.00 2,908 0 -100.00
2017-10-18 13F-HR HOWE & RUSLING INC 222 446 100.90 14 34 142.86
2017-11-13 13F-HR CKW FINANCIAL GROUP 656 656 0.00 40 51 27.50
2017-10-31 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 72,542 72,467 -0.10 4,433 5,596 26.24
2017-11-14 13F-HR Empyrean Capital Partners, LP 2,559,450 2,909,450 13.67 156,408 224,639 43.62
2017-11-13 13F-HR Marshall Wace North America L.P. 20,123 58,749 191.95 1,228 4,524 268.40
2017-11-14 13F-HR SOROS FUND MANAGEMENT LLC 23,600 27,200 15.25 1,442 2,100 45.63
2017-11-20 13F-HR MCMILLION CAPITAL MANAGEMENT INC 7,675 7,304 -4.83 469 564 20.26
2017-11-09 13F-HR FTB Advisors, Inc. 2,866 3,115 8.69 183 242 32.24
2017-11-14 13F-HR RIVULET CAPITAL, LLC 884,073 1,093,273 23.66 54,026 84,412 56.24
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 126,350 115,038 -8.95 7,721,249 8,882,084 15.03
2017-11-14 13F-HR Omega Advisors Inc. 415,000 505,000 21.69 25,361 38,991 53.74
2017-10-12 13F-HR Sonora Investment Management, LLC 111 111 0.00 6,783 8,570 26.35
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 7,892 9,684 22.71 482 748 55.19
2017-11-14 13F-HR Quinn Opportunity Partners LLC 56,225 8,325 -85.19 3,436 643 -81.29
2017-11-14 13F-HR Elliott Management Corporation 6,437,408 5,591,799 -13.14 393,390 431,743 9.75
2017-11-14 13F-HR Adage Capital Partners GP LLC 190,118 0 -100.00 11,618 0 -100.00
2017-11-14 13F-HR CARRET ASSET MANAGEMENT, LLC 29,166 23,037 -21.01 1,782 1,779 -0.17
2017-08-02 13F-HR Segantii Capital Management Ltd 1,600 0 -100.00 103 0 -100.00
2017-11-01 13F-HR Mountain Capital Investment Advisors, Inc 111 111 0.00 7 9 28.57
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 0 50,000 0 3,860
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,528,264 1,241,289 -18.78 93,392 95,839 2.62
2017-11-14 13F-HR Veritable, L.P. 5,089 5,089 0.00 311 393 26.37
2017-11-03 13F-HR GHP Investment Advisors, Inc. 2,759 213
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 21,661 21,488 -0.80 1,324 1,659 25.30
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 9,740 9,582 -1.62 595 740 24.37
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 5,430 5,330 -1.84 332 412 24.10
2017-10-20 13F-HR/A-1 Shell Asset Management Co 154,126 149,491 -3.01 9,419 11,542 22.54
2017-11-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 3,279 3,298 0.58 200 255 27.50
2017-11-09 13F-HR JP MORGAN CHASE & CO 245,821 1,009,063 310.49 15,021 77,850 418.27
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 189,582 297,785 57.07 11,586 22,992 98.45
2017-10-18 13F-HR MONARCH CAPITAL MANAGEMENT INC/ 16,137 15,750 -2.40 986 1,216 23.33
2017-11-15 13F-HR CQS Cayman LP 73,329 142,299 94.06 4,481 10,987 145.19
2017-11-07 13F-HR Spectrum Management Group, Inc. 5 0
2017-11-14 13F-HR Jabre Capital Partners S.A. 100,000 0 -100.00 6,111 0 -100.00
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 71,998 81,414 13.08 4,400 6,286 42.86
2017-11-14 13F-HR ROYAL BANK OF CANADA 73,053 63,746 -12.74 4,464 4,921 10.24
2017-11-13 13F-HR Governors Lane LP 701,737 786,976 12.15 42,883 60,762 41.69
2017-11-14 13F-HR BlackRock Inc. 15,149,711 15,191,569 0.28 925,799 1,172,942 26.70
2017-11-14 13F-HR BARCLAYS PLC Put 1,936 1,936 0.00 118 149 26.27
2017-10-13 13F-HR BTIM Corp. 13,639 13,229 -3.01 834 1,021 22.42
2017-11-06 13F-HR Advisor Group, Inc. 5,298 2,304 -56.51 325 177 -45.54
2017-11-13 13F-HR Catamount Wealth Management 30 30 0.00 2 2 0.00
2017-10-19 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 3,393 3,272 -3.57 207 253 22.22
2017-11-06 13F-HR Opera Trading Capital 98,223 128,757 31.09 6,002 9,941 65.63
2017-10-31 13F-HR Andra AP-fonden 303,693 299,305 -1.44 18,559 23,109 24.52
2017-10-12 13F-HR Torch Wealth Management LLC 6,513 6,298 -3.30 398 486 22.11
2017-11-14 13F-HR FARALLON CAPITAL MANAGEMENT LLC 3,866,440 4,513,440 16.73 236,278 348,483 47.49
2017-11-14 13F-HR MAVEN SECURITIES Ltd 78,000 106,054 35.97 4,763 8,201 72.18
2017-10-31 13F-HR Beaumont Financial Partners, LLC 6,624 6,624 0.00 405 511 26.17
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 69 47 -31.88 4 4 0.00
2017-11-14 13F-HR PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC 188,518 121,925 -35.32 11,520 9,414 -18.28
2017-10-24 13F-HR Steinberg Global Asset Management 3,571 3,790 6.13 218 293 34.40
2017-11-13 13F-HR OMERS ADMINISTRATION Corp 0 7,900 0 610
2017-11-14 13F-HR HBK INVESTMENTS L P 108,711 41,883 -61.47 6,643 3,234 -51.32
2017-11-08 13F-HR Horan Capital Advisors, LLC. 11,537 11,652 1.00 705 900 27.66
2017-11-03 13F-HR Sandy Spring Bank 445 445 0.00 27 34 25.93
2017-11-06 13F-HR Court Place Advisors, LLC 3,477 3,411 -1.90 212 263 24.06
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 99,373 99,373 0.00 6,073 7,673 26.35
2017-11-13 13F-HR TD Capital Management LLC 44 3
2017-10-17 13F-HR CENTRAL TRUST Co 6,183 5,899 -4.59 378 455 20.37
2017-11-13 13F-HR ProShare Advisors LLC 4,940 6,811 37.87 302 526 74.17
2017-11-06 13F-HR QCI ASSET MANAGEMENT INC/NY 45 45 0.00 3 3 0.00
2017-10-12 13F-HR Jolley Asset Management, LLC 119 119 0.00 7 9 28.57
2017-11-13 13F-HR Hunter Associates inc. 15,531 15,420 -0.71 949 1,191 25.50
2017-10-12 13F-HR WEBSTER BANK, N. A. 2,389 1,775 -25.70 146 137 -6.16
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 0 23 0 2
2017-11-02 13F-HR Pettee Investors, Inc. 11,984 925
2017-11-09 13F-HR FNY Partners Fund LP 10,534 12,884 22.31 643 994 54.59
2017-11-06 13F-HR COMERICA BANK 9,657 9,245 -4.27 614 769 25.24
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 95,729 98,894 3.31 5,850 7,636 30.53
2017-11-02 13F-HR Daiwa Securities Group Inc. 6,171 6,171 0.00 377 476 26.26
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 0 10,180 0 786
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 2,064,944 1,437,761 -30.37 126,189 111,010 -12.03
2017-11-08 13F-HR ROBERTS GLORE & CO INC /IL/ 2,723 210
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. 160,352 57,064 -64.41 9,799 4,406 -55.04
2017-11-08 13F-HR Meiji Yasuda Asset Management Co Ltd. 47,380 47,380 0.00 2,895 3,658 26.36
2017-10-05 13F-HR Washington Trust Bank 769 769 0.00 47 59 25.53
2017-11-13 13F-HR M&T BANK CORP 49,337 35,356 -28.34 3,015 2,729 -9.49
2017-11-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 11 11 0.00 1 1 0.00
2017-08-09 13F-HR SYNOVUS FINANCIAL CORP 1,002 0 -100.00 62 0 -100.00
2017-07-17 13F-HR Clean Yield Group 1,036 0 -100.00 66 0 -100.00
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 4 0 -100.00 0 0
2017-11-14 13F-HR PRUDENTIAL PLC 3,344 0 -100.00 204 0 -100.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Call 15,200 0 -100.00 15 0 -100.00
2017-11-15 13F-HR CS MCKEE LP 435,519 434,039 -0.34 26,615 33,512 25.91
2017-10-11 13F-HR American Financial Network Advisory Services Llc 407 31
2017-11-13 13F-HR BOSTON PRIVATE WEALTH LLC 4,673 3,689 -21.06 286 285 -0.35
2017-11-08 13F-HR Cowen Prime Services LLC 55 0 -100.00 3 0 -100.00
2017-11-14 13F-HR BlueCrest Capital Management Ltd 0 58,051 0 4,482
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 427,759 342,114 -20.02 26,140 26,415 1.05
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 165,781 132,122 -20.30 10,131 10,201 0.69
2017-11-09 13F-HR OPPENHEIMER & CO INC 8,806 10,206 15.90 539 788 46.20
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 18,549 9,999 -46.09 1,134 772 -31.92
2017-11-14 13F-HR R.M.SINCERBEAUX CAPITAL MANAGEMENT LLC 7,198 0 -100.00 440 0 -100.00
2017-11-08 13F-HR/A-1 Cheyne Capital Management (UK) LLP 0 283,228 0 21,864
2017-11-13 13F-HR Israel Discount Bank of New York 255 255 0.00 16 20 25.00
2017-11-01 13F-HR Bt Investment Management Ltd 15,632 0 -100.00 955,272 0 -100.00
2017-11-14 13F-HR JET CAPITAL INVESTORS L P 2,240,800 2,600,000 16.03 136,935 200,746 46.60
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 1,026,077 952,044 -7.22 62,703 73,508 17.23
2017-11-02 13F-HR WESBANCO BANK INC 24,693 24,580 -0.46 1,509 1,897 25.71
2017-11-14 13F-HR Burren Capital Advisors Ltd 43,528 44,654 2.59 2,660 3,448 29.62
2017-11-14 13F-HR Davidson Kempner Capital Management LP 618,208 901,761 45.87 37,779 69,625 84.30
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 7,355 0 -100.00 449 0 -100.00
2017-10-20 13F-HR Regal Wealth Group, Inc. 30 30 0.00 2 2 0.00
2017-10-23 13F-HR REGIONS FINANCIAL CORP 11,145 9,952 -10.70 681 769 12.92
2017-10-17 13F-HR Cutler Group LP 26,638 31,951 19.95 1,627 2,466 51.57
2017-07-31 13F-HR Crestwood Advisors LLC 132 0 -100.00 9 0 -100.00
2017-11-15 13F-HR SRS Capital Advisors, Inc. 76 44 -42.11 5 3 -40.00
2017-11-09 13F-HR FFCM LLC 134 11
2017-08-31 13F-HR/A-1 UBS OCONNOR LLC 424,179 0 -100.00 27,181,000 0 -100.00
2017-06-27 13F-HR/A-1 Nuveen Asset Management, LLC 19,254 0 -100.00 1,058 0 -100.00
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 216,899 7,989 -96.32 13,255 617 -95.35
2017-11-07 13F-HR CNA FINANCIAL CORP 31,815 31,815 0.00 1,944 2,456 26.34
2017-11-14 13F-HR Hunting Hill Global Capital, LLC 465,304 508,567 9.30 28,435 39,266 38.09
2017-11-14 13F-HR HighTower Advisors, LLC 34,062 31,909 -6.32 2,074 2,475 19.33
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 11 11 0.00 1 1 0.00
2017-11-08 13F-HR P SCHOENFELD ASSET MANAGEMENT LP 405,575 462,975 14.15 24,785 35,746 44.22
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 7,066 7,066 0.00 432 546 26.39
2017-11-13 13F-HR Laurion Capital Management LP 0 4,500 0 347
2017-11-14 13F-HR BARCLAYS PLC 1,766,122 1,229,063 -30.41 107,928 94,895 -12.08
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,421 1,625 14.36 86 125 45.35
2017-11-13 13F-HR FIL Ltd 5,088,245 4,164,319 -18.16 310,943 321,527 3.40
2017-08-14 13F-HR BOARDMAN BAY CAPITAL MANAGEMENT LLC 6,845 0 -100.00 439 0 -100.00
2017-10-25 13F-HR Cornerstone Advisors, Inc. 140 140 0.00 9 11 22.22
2017-11-08 13F-HR Harbour Capital Advisors, LLC 29,088 0 -100.00 476 0 -100.00
2017-10-16 13F-HR Benson Investment Management Company, Inc. 24,170 1,866
2017-08-14 13F-HR Park West Asset Management LLC 831,376 0 -100.00 53,275 0 -100.00
2017-11-08 13F-HR Edge Advisors, Llc 450 450 0.00 26 33 26.92
2017-11-14 13F-HR 1832 Asset Management L.P. 59 5
2017-11-13 13F-HR EATON VANCE MANAGEMENT 22,143 21,256 -4.01 1,353 1,641 21.29
2017-11-07 13F-HR Lee Financial CORP 82 69 -15.85 5 5 0.00
2017-11-03 13F-HR BESSEMER GROUP INC 1,713 1,585 -7.47 104 123 18.27
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 113 83 -26.55 7 6 -14.29
2017-10-11 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0 3,144 0 243
2017-11-14 13F-HR Elkfork Partners LLC 6,392 493
2017-11-03 13F-HR WESPAC Advisors SoCal, LLC 307 307 0.00 18 23 27.78
2017-11-09 13F-HR Estabrook Capital Management 1,736 1,736 0.00 106,087 134,037 26.35
2017-11-07 13F-HR Stratos Wealth Partners, LTD. 2,714 210
2017-07-07 13F-HR AMERICAN NATIONAL BANK 3 0 -100.00 0 0
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 1,985,292 2,874,074 44.77 121,321 221,907 82.91
2017-11-14 13F-HR SPRINGOWL ASSOCIATES LLC 57,945 0 -100.00 3,541 0 -100.00
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 297 171 -42.42 19 13 -31.58
2017-11-13 13F-HR Evercore Trust Company, N.A. 407,309 31,448
2017-10-20 13F-HR CONNING INC. 3,970 3,970 0.00 243 307 26.34
2017-11-14 13F-HR Capital Bank & Trust Co 89 89 0.00 5 7 40.00
2017-11-14 13F-HR NOMURA HOLDINGS INC Put 0 30,000 0 2,316
2017-10-25 13F-HR LEVY HARKINS & CO INC/ 193,019 196,714 1.91 11,795 15,188 28.77
2017-08-18 13F-HR WFG Advisors, LP 77 77 0.00 5 5 0.00
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 30,032 21,112 -29.70 1,835 1,630 -11.17
2017-11-01 13F-HR Trust Asset Management LLC 1,163 1,163 0.00 71 90 26.76
2017-10-12 13F-HR Hanson McClain, Inc. 75 75 0.00 5 6 20.00
2017-11-14 13F-HR J. Goldman & Co LP 265,800 222,263 -16.38 16,243 17,161 5.65
2017-11-06 13F-HR TORONTO DOMINION BANK 91,824 97,806 6.51 5,610 7,551 34.60
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 981,985 988,259 0.64 60,009,104 76,303,477 27.15
2017-10-19 13F-HR Kistler-Tiffany Companies, LLC 505 399 -20.99 31 31 0.00
2017-10-30 13F-HR Cribstone Capital Management, LLC 77 44 -42.86 5 3 -40.00
2017-11-14 13F-HR COBALT CAPITAL MANAGEMENT INC 0 166,315 0 12,841
2017-11-06 13F-HR CI INVESTMENTS INC. 59,426 58,126 -2.19 3,632 4,488 23.57
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 761,400 1,298,767 70.58 46,529 100,278 115.52
2017-11-13 13F-HR Resources Investment Advisors, Inc. 78 78 0.00 5 6 20.00
2017-10-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 2,006 2,006 0.00 123 155 26.02
2017-10-25 13F-HR DUNCKER STREETT & CO INC 238 238 0.00 15 18 20.00
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 1,356 21,489 1,484.73 83 1,660 1,900.00
2017-11-14 13F-HR REDWOOD CAPITAL MANAGEMENT, LLC 147,683 147,683 0.00 9,025 11,402 26.34
2017-11-08 13F-HR D.A. DAVIDSON & CO. 2,771 0 -100.00 169 0 -100.00
2017-11-07 13F-HR Advisors Asset Management, Inc. 1,368 0 -100.00 84 0 -100.00
2017-11-13 13F-HR Live Your Vision, LLC 22 22 0.00 1 2 100.00
2017-11-08 13F-HR Bdo Wealth Advisors, Llc 11 0 -100.00 1 0 -100.00
2017-11-14 13F-HR SEGALL BRYANT & HAMILL, LLC 28,002 28,002 0.00 1,711 2,162 26.36
2017-11-06 13F-HR RHUMBLINE ADVISERS 233,112 225,439 -3.29 14,245 17,406 22.19
2017-11-13 13F-HR Kellner Capital, LLC 69,024 69,024 0.00 4,218 5,329 26.34
2017-11-13 13F-HR Bruderman Asset Management, LLC 111 0 -100.00 7 0 -100.00
2017-08-03 13F-HR DUPONT CAPITAL MANAGEMENT Corp 79,400 0 -100.00 5,088 0 -100.00
2017-08-14 13F-HR Corient Capital Partners, LLC 6,888 0 -100.00 441 0 -100.00
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 538,505 531,458 -1.31 32,908 41,034 24.69
2017-11-13 13F-HR CITIGROUP INC Call 24,841 52,141 109.90 1,518 4,026 165.22
2017-08-14 13F-HR Point72 Asset Management, L.P. 192,100 0 -100.00 12,310 0 -100.00
2017-10-27 13F-HR Parkside Financial Bank & Trust 582 582 0.00 36 44 22.22
2017-07-31 13F-HR ANCHOR CAPITAL ADVISORS LLC 4,140 0 -100.00 265 0 -100.00
2017-10-27 13F-HR Hudock Capital Group, LLC 187 187 0.00 11 14 27.27
2017-10-25 13F-HR Parsec Financial Management, Inc. 14,946 14,071 -5.85 913 1,086 18.95
2017-11-14 13F-HR Bluefin Trading, LLC 12,214 0 -100.00 746 0 -100.00
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 354,939 356,229 0.36 21,654 27,446 26.75
2017-11-13 13F-HR Private Advisor Group, LLC 0 3,155 0 249
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 7,715 8,844 14.63 471 683 45.01
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 137,970 137,512 -0.33 8,431 10,617 25.93
2017-07-13 13F-HR WOODSTOCK CORP 4,768 0 -100.00 306 0 -100.00
2017-11-16 13F-HR Cetera Advisors LLC 3,569 3,353 -6.05 216 260 20.37
2017-11-14 13F-HR GLENMEDE TRUST CO NA 15,165 65,403 331.28 971 5,048 419.88
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 3,100 52,300 1,587.10 189 4,038 2,036.51
2017-10-25 13F-HR Carroll Financial Associates, Inc. 446 341 -23.54 27 26 -3.70
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 111 111 0.00 7 9 28.57
2017-08-22 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 5 0 -100.00 0 0
2017-11-14 13F-HR BARCLAYS PLC Call 6,501 6,501 0.00 397 502 26.45
2017-11-13 13F-HR VERTEX ONE ASSET MANAGEMENT INC. 57,400 78,100 36.06 3,508 6,030 71.89
2017-11-08 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 78,856 78,856 0.00 4,819 6,088 26.33
2017-11-13 13F-HR Alambic Investment Management, L.P. 77,700 73,600 -5.28 4,748 5,683 19.69
2017-11-14 13F-HR Invesco Ltd. 49,488 81,735 65.16 3,023 6,311 108.77
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 46,453 46,453 0.00 2,866 3,587 25.16
2017-10-30 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 44 44 0.00 3 3 0.00
2017-10-10 13F-HR Baystate Wealth Management LLC 212 189 -10.85 13 15 15.38
2017-10-26 13F-HR KANAWHA CAPITAL MANAGEMENT LLC 13,218 12,985 -1.76 808 1,003 24.13
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 117,890 115,700 -1.86 7,204 8,933 24.00
2017-11-13 13F-HR BB&T SECURITIES, LLC 14,430 14,053 -2.61 881 1,085 23.16
2017-10-11 13F-HR LGT CAPITAL PARTNERS LTD. 245,350 211,085 -13.97 14,993 16,298 8.70
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 63,217 61,278 -3.07 3,863 4,731 22.47
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 88,000 314,800 257.73 5,363 24,408 355.12
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 1,349,569 1,353,765 0.31 82,470 104,523 26.74
2017-11-14 13F-HR AHL Partners LLP 58,597 64,077 9.35 3,581 4,948 38.17
2017-11-07 13F-HR Atlanta Capital Group 0 15,537 0 1,200
2017-11-13 13F-HR JNBA Financial Advisors 222 222 0.00 14 17 21.43
2017-11-14 13F-HR Oribel Capital Management, LP 0 80,300 0 6,200
2017-11-01 13F-HR GABELLI FUNDS LLC 3,451 3,171 -8.11 211 245 16.11
2017-11-14 13F-HR MARK ASSET MANAGEMENT CORP 40,548 3,131
2017-11-09 13F-HR AMICA MUTUAL INSURANCE CO 17,502 17,502 0.00 1,070 1,351 26.26
2017-11-14 13F-HR HRS Investment Holdings, LLC 19,998 19,998 0.00 1,222 1,544 26.35
2017-11-13 13F-HR Dorsey & Whitney Trust CO LLC 4,659 4,640 -0.41 285 358 25.61
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 500,000 109,811 -78.04 30,555 8,479 -72.25
2017-11-13 13F-HR TEACHERS ADVISORS INC 1,147,648 978,195 -14.77 70,133 75,526 7.69
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 5,270 5,011 -4.91 322 387 20.19
2017-11-17 13F-HR Atlantic Trust, LLC 133 133 0.00 8 10 25.00
2017-11-14 13F-HR DRW Securities, LLC 3,300 2,600 -21.21 202 201 -0.50
2017-11-14 13F-HR Psagot Investment House Ltd. 972 972 0.00 59 75 27.12
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 1,653,628 1,108,696 -32.95 101,053 85,602 -15.29
2017-10-23 13F-HR STRS OHIO 3,063 2,691 -12.14 187 207 10.70
2017-11-09 13F-HR VAN STRUM & TOWNE INC. 13,844 13,902 0.42 846 1,073 26.83
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 17,755 16,999 -4.26 1,129 1,202 6.47
2017-11-15 13F-HR Janney Montgomery Scott LLC 13,531 12,687 -6.24 827 980 18.50
2017-08-11 13F-HR Global Financial Private Capital, LLC 24,182 0 -100.00 1,550 0 -100.00
2017-11-14 13F-HR Ullmann Financial Group, Inc. 6 0 -100.00 0 0
2017-11-13 13F-HR PHILADELPHIA TRUST CO 12,344 24,660 99.77 754 1,904 152.52
2017-11-09 13F-HR Burt Wealth Advisors 84 84 0.00 5 6 20.00
2017-10-20 13F-HR Bristlecone Advisors, LLC 267 21
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 1,480,591 1,602,358 8.22 90,479 123,719 36.74
2017-11-14 13F-HR BlackRock Inc. Put 139,000 139,000 0.00 8,494 10,732 26.35
2017-10-25 13F-HR Korea Investment CORP 2,069 2,069 0.00 126 160 26.98
2017-10-30 13F-HR IFP Advisors, Inc 1,549 1,604 3.55 95 124 30.53
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 202,100 190,900 -5.54 12,350 14,739 19.34
2017-11-15 13F-HR Neuberger Berman Group LLC 8,805 8,749 -0.64 538 676 25.65
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 231 440 90.48 39 147 276.92
2017-07-21 13F-HR ROTHSCHILD INVESTMENT CORP /IL 3,200 0 -100.00 205 0 -100.00
2017-07-25 13F-HR ING GROEP NV 85,072 0 -100.00 5,451 0 -100.00
2017-10-19 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 461 71 -84.60 28,172 5,482 -80.54
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 6,798,093 7,023,214 3.31 415,432 542,263 30.53
2017-08-09 13F-HR Timber Hill LLC Put 7,300 0 -100.00 468 0
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 16,240 21,470 32.20 992 1,658 67.14
2017-11-14 13F-HR MORGAN STANLEY 746,261 1,170,703 56.88 45,604 90,389 98.20
2017-11-14 13F-HR Pacific Global Investment Management CO 5,428 5,443 0.28 332 420 26.51
2017-11-14 13F-HR Numina Capital Management, LLC 173,648 517,527 198.03 10,612 39,958 276.54
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 103,827 53,146 -48.81 6,345 4,103 -35.33
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 5,600 7,400 32.14 342 571 66.96
2017-11-14 13F-HR UBS Group AG Call 52,000 4,015
2017-11-06 13F-HR SEI INVESTMENTS CO 209,192 228,546 9.25 12,784 17,646 38.03
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 23,913 23,447 -1.95 1,461 1,810 23.89
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 34,045 27,029 -20.61 2,080 2,087 0.34
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 3,808 3,808 0.00 233 294 26.18
2017-11-13 13F-HR Allianz Asset Management AG 16,082 155,501 866.93 982 12,006 1,122.61
2017-10-27 13F-HR Mosaic Family Wealth, LLC 310 310 0.00 19 24 26.32
2017-10-27 13F-HR Alexandria Capital, LLC 15,444 15,323 -0.78 944 1,183 25.32
2017-11-13 13F-HR CITIGROUP INC Put 42,249 20,249 -52.07 2,582 1,563 -39.47
2017-11-08 13F-HR Hawkins Capital L.P. 43,437 28,437 -34.53 2,654 2,195 -17.29
2017-11-14 13F-HR WESTWOOD HOLDINGS GROUP INC 1,114 0 -100.00 68 0 -100.00
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 65,761 65,761 0.00 4,019 5,077 26.32
2017-11-14 13F-HR Overland Advisors, LLC 426,275 426,275 0.00 26,050 32,913 26.35
2017-11-14 13F-HR LEUCADIA NATIONAL CORP 174,438 276,488 58.50 10,660 21,348 100.26
2017-08-11 13F-HR Marathon Partners Equity Management, LLC 47,500 0 -100.00 3,044 0 -100.00
2017-10-17 13F-HR Addison Capital Co 11,452 11,086 -3.20 700 856 22.29
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 5,900 456
2017-11-07 13F-HR/A-1 COMMERCE BANK 9,831 8,786 -10.63 601 678 12.81
2017-11-17 13F-HR/A-1 Athos Capital Ltd 63,258 60,758 -3.95 3,866 4,691 21.34
2017-11-14 13F-HR Meadow Creek Investment Management LLC 4,136 319
2017-11-01 13F-HR Portland Global Advisors LLC 4,543 4,357 -4.09 278 336 20.86
2017-11-01 13F-HR Perpetual Ltd 204,536 202,656 -0.92 12,499 16,026 28.22
2017-11-13 13F-HR J.P. Marvel Investment Advisors, LLC 6,082 5,970 -1.84 372 461 23.92
2017-10-04 13F-HR Fulton Bank, N.A. 4,828 4,757 -1.47 295 367 24.41
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 10,609 16,148 52.21 648 1,247 92.44
2017-11-14 13F-HR NGAM ADVISORS, L.P. 62,522 62,270 -0.40 3,821 4,807 25.80
2017-11-02 13F-HR CNO Financial Group, Inc. 0 20 0 2
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 3,306 3,285 -0.64 202 253 25.25
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 0 3,500 0 270
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 89,802 174,645 94.48 5,487 13,483 145.73
2017-10-11 13F-HR/A-1 LATHROP INVESTMENT MANAGEMENT CORP 11,504 11,301 -1.76 703 873 24.18
2017-11-08 13F-HR Texas Yale Capital Corp. 23,876 23,876 0.00 1,459 1,843 26.32
2017-11-14 13F-HR CSS LLC/IL Call 0 1,560 0 120
2017-11-14 13F-HR Clearbridge Investments, LLC 16,794 14,749 -12.18 1,026 1,139 11.01
2017-11-08 13F-HR NEXT Financial Group, Inc 514 514 0.00 31,000 41 -99.87
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 3,245 3,213 -0.99 189 243 28.57
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 15,680 15,712 0.20 958 1,214 26.72
2017-10-19 13F-HR APG Asset Management N.V. 712,969 672,169 -5.72 43,570 51,898 19.11
2017-10-27 13F-HR NORTHERN CAPITAL MANAGEMENT LLC 10,081 9,770 -3.09 616 754 22.40
2017-11-13 13F-HR Oaktop Capital Management II, L.P. 77,837 77,837 0.00 4,757 6,010 26.34
2017-11-13 13F-HR Vantage Investment Advisors, LLC 149 204 36.91 9 16 77.78
2017-07-27 13F-HR SUMITOMO LIFE INSURANCE CO 5,272 0 -100.00 338 0 -100.00
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 82,483 79,483 -3.64 5,724 6,137 7.22
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 2 0 -100.00 0 0
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 110,250 0 -100.00 7,056 0 -100.00
2017-11-14 13F-HR STATE STREET CORP 4,340,194 4,392,414 1.20 265,224 339,144 27.87
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 84,579 83,153 -1.69 5,169 6,420 24.20
2017-10-18 13F-HR D. SCOTT NEAL, INC. 33 33 0.00 2 3 50.00
2017-11-13 13F-HR STIFEL FINANCIAL CORP 53,872 51,925 -3.61 3,285 4,009 22.04
2017-11-09 13F-HR WADE G W & INC 4,871 4,871 0.00 298 376 26.17
2017-10-30 13F-HR Riggs Asset Managment Co. Inc. 88 88 0.00 5 7 40.00
2017-11-13 13F-HR Transamerica Financial Advisors, Inc. 15 15 0.00 1 2 100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 718,328 768,832 7.03 43,896 59,361 35.23
2017-11-14 13F-HR Violich Capital Management, Inc. 190,783 189,972 -0.43 11,659 14,668 25.81
2017-11-14 13F-HR Squarepoint Ops LLC 153,105 0 -100.00 9,356 0 -100.00
2017-11-09 13F-HR FNY Managed Accounts LLC Put 44 3
2017-10-23 13F-HR BB&T CORP 101,075 11,742 -88.38 6,177 907 -85.32
2017-10-17 13F-HR Cutler Group LP Put 60,800 76,900 26.48 72 42 -41.67
2017-11-14 13F-HR AMP Capital Investors Ltd 298,304 268,322 -10.05 18,137 20,718 14.23
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 34,725 69,099 98.99 2,122 5,335 151.41
2017-11-14 13F-HR Ionic Capital Management LLC 168,322 150,854 -10.38 10,286 11,648 13.24
2017-11-14 13F-HR Serengeti Asset Management LP 100,000 75,000 -25.00 6,111 5,791 -5.24
2017-11-14 13F-HR Pacific Center for Financial Services 33 33 0.00 2 3 50.00
2017-10-30 13F-HR Westpac Banking Corp 21,814 12,660 -41.96 1,333,054 977,479 -26.67
2017-11-15 13F-HR Highlander Capital Management, LLC 0 6 0 0
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 511,197 424,909 -16.88 31,240 32,807 5.02
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 13,200 9,200 -30.30 807 710 -12.02
CUSIP: 24703L103