SecurityDPZ / Dominos Pizza Inc. (25754A201)
Institutional Owners419 (6 N-Q Owners)
Institutional Shares42,825,362 - 101.29% (ex. N-Q)
Institutional Value$ 64,265,037,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

DPZ / Dominos Pizza Inc. Institutional Ownership

Dominos Pizza Inc. (NYSE:DPZ) has 419 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 42,825,362 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, Renaissance Technologies LLC, Tiger Global Management Llc, Capital World Investors, William Blair Investment Management, Llc, State Street Corp, Smallcap World Fund Inc, Viking Global Investors LP, and Voya Investment Management LLC.
Dominos Pizza Inc. (NYSE:DPZ) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-07 13F-HR Engineers Gate Manager LP 38,084 0 -100.00 7,196 0 -100.00
2018-05-08 13F-HR HMS Capital Management, LLC Put 0 300 0 70
2018-02-09 13F-HR Edgestream Partners, L.P. 4,001 0 -100.00 794 0 -100.00
2018-05-10 13F-HR TORONTO DOMINION BANK 2,879 2,995 4.03 544 699 28.49
2018-05-15 13F-HR Sound Income Strategies, Llc 28 28 0.00 6 7 16.67
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 337 108 -67.95 64 25 -60.94
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 261 155 -40.61 191 173 -9.42
2018-04-18 13F-HR Integral Derivatives, LLC Put 5,800 0 -100.00 1,096 0 -100.00
2018-02-13 13F-HR Granite Investment Advisors, Inc. 1,500 283
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 29,563 28,953 -2.06 5,586 6,762 21.05
2018-05-14 13F-HR AVIVA PLC 25,720 22,210 -13.65 4,860 5,187 6.73
2018-05-15 13F-HR SOROS FUND MANAGEMENT LLC 2,500 0 -100.00 472 0 -100.00
2018-02-13 13F-HR COLUMBIA WANGER ASSET MANAGEMENT LLC 165,955 137,833 -16.95 32,950 26,045 -20.96
2018-05-15 13F-HR Melvin Capital Management LP Call 150,000 0 -100.00 28,344 0 -100.00
2018-05-15 13F-HR Marshall Wace LLP 0 46,798 0 10,930
2018-04-26 13F-HR BP PLC 5,000 1,167
2018-05-11 13F-HR SYMPHONY ASSET MANAGEMENT LLC 7,168 6,650 -7.23 1,354 1,554 14.77
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 19,373 20,123 3.87 3,661 4,700 28.38
2018-05-14 13F-HR PROFUND ADVISORS LLC 5,618 6,532 16.27 1,062 1,526 43.69
2018-05-07 13F-HR EATON VANCE MANAGEMENT 6,848 6,848 0.00 1,294 1,599 23.57
2018-05-03 13F-HR COMMERCE BANK 0 881 0 205
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 46,193 40,032 -13.34 8,729 9,350 7.11
2018-05-10 13F-HR Spark Investment Management LLC 21,100 21,100 0.00 3,987 4,928 23.60
2018-02-14 13F-HR IMS Capital Management 5,371 5,372 0.02 1,066 1,015 -4.78
2018-02-14 13F-HR TEACHERS ADVISORS INC 51,279 51,791 1.00 10,181 9,786 -3.88
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 1,400 265
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 2,990 9,667 223.31 565 2,258 299.65
2018-05-09 13F-HR Crestwood Capital Management, L.P. 55,080 38,880 -29.41 10,408 9,081 -12.75
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 6,102 4,133 -32.27 1,154 967 -16.20
2018-02-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 1,115 0 -100.00 221 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC 96,126 56,893 -40.81 18,164 13,288 -26.84
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 52 52 0.00 8 10 25.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 36,108 12,544 -65.26 6,823 2,930 -57.06
2018-04-11 13F-HR DnB Asset Management AS 10,600 10,900 2.83 2,002,976 2,545,804 27.10
2018-02-23 13F-HR/A Sg3 Management, Llc Call 3,000 0 -100.00 635 0 -100.00
2018-02-12 13F-HR Pacad Investment Ltd. 1,300 0 -100.00 258 0 -100.00
2018-05-15 13F-HR Shanda Payment Holdings Ltd. 5,000 0 -100.00 945 0 -100.00
2018-05-09 13F-HR Korea Investment CORP 20,904 8,604 -58.84 3,950 2,010 -49.11
2018-05-15 13F-HR Antipodean Advisors LLC 20,000 0 -100.00 3,779 0 -100.00
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Put 25,000 0 -100.00 4,724 0 -100.00
2018-02-14 13F-HR Tobam 69,439 139,035 100.23 13,787 26,272 90.56
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 27,347 15,430 -43.58 5,167 3,604 -30.25
2018-05-15 13F-HR HighTower Advisors, LLC Put 3,900 0 -100.00 2 0 -100.00
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 3,567 3,288 -7.82 674 768 13.95
2018-02-14 13F-HR 1832 Asset Management L.P. 91,500 0 -100.00 17,617 0 -100.00
2018-02-09 13F-HR Proficio Capital Partners LLC 4 105 2,525.00 1 20 1,900.00
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 24,688 2,791 -88.69 4,665 652 -86.02
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 2,470 2,470 0.00 467 577 23.55
2018-05-15 13F-HR UBS Group AG Put 60,000 0 -100.00 11,338 0 -100.00
2018-05-15 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 0 1,200 0 280
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 770 4,645 503.25 145 1,085 648.28
2018-01-10 13F-HR Hutchens Investment Management Inc 1,500 1,500 0.00 297 283 -4.71
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 1,003 309 -69.19 190 72 -62.11
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 2,400 2,400 0.00 454 561 23.57
2018-05-11 13F-HR CITIGROUP INC Call 14,700 95,900 552.38 2,778 22,399 706.30
2018-05-09 13F-HR KAMES CAPITAL plc 6,836 6,836 0.00 1,291 1,596 23.63
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 127,241 52,072 -59.08 24,044 12,162 -49.42
2018-04-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 28,433 20,063 -29.44 5,372 4,686 -12.77
2018-05-08 13F-HR Tyers Asset Management LLC 3,472 3,680 5.99 656 860 31.10
2018-05-15 13F-HR QS Investors, LLC 3 3 0.00 1 1 0.00
2018-04-18 13F-HR Cornerstone Advisors, Inc. 144 152 5.56 27 36 33.33
2018-05-09 13F-HR Twin Tree Management, LP Put 0 900 0 210
2018-05-01 13F-HR WHITTIER TRUST CO 18,715 18,883 0.90 3,536 4,410 24.72
2018-05-03 13F-HR ADVISOR PARTNERS LLC 1,080 952 -11.85 231 222 -3.90
2018-05-15 13F-HR Senator Investment Group LP 800,000 0 -100.00 151,168 0 -100.00
2018-05-15 13F-HR HighTower Advisors, LLC 2,283 0 -100.00 432 0 -100.00
2018-01-17 13F-HR Cutler Group LP 100 0 -100.00 19 0 -100.00
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 1,913 0 -100.00 361 0 -100.00
2018-01-24 13F-HR FNY Partners Fund LP 800 0 -100.00 158 0 -100.00
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 169,134 162,803 -3.74 31,962 38,025 18.97
2018-05-15 13F-HR Bank of New York Mellon Corp 543,663 528,933 -2.71 102,732 123,538 20.25
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 3,900 33,600 761.54 737 7,848 964.86
2018-05-11 13F-HR Cutler Group LP Call 4,200 5,500 30.95 8 45 462.50
2018-04-19 13F-HR Janney Montgomery Scott LLC 8,316 4,505 -45.83 1,571 1,052 -33.04
2018-05-10 13F-HR TCW GROUP INC 71,058 71,009 -0.07 13,428 16,585 23.51
2018-05-15 13F-HR Achmea Investment Management B.V. 6,099 2,474 -59.44 1,152 577 -49.91
2018-02-14 13F-HR MORGAN STANLEY 269,514 224,150 -16.83 53,512 42,354 -20.85
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 3,745 2,299 -38.61 708 537 -24.15
2018-05-09 13F-HR BlackRock Inc. 5,343,303 5,023,895 -5.98 1,009,669 1,173,382 16.21
2018-05-04 13F-HR Stephens Investment Management Group LLC 71,394 82,533 15.60 13,491 19,276 42.88
2018-05-10 13F-HR JP Morgan Chase & Co 121,300 119,035 -1.87 22,920 27,800 21.29
2018-04-18 13F-HR Creative Planning 2,488 2,218 -10.85 470 518 10.21
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Call 300 400 33.33 57 93 63.16
2018-02-13 13F-HR Cavalier Investments 4,150 0 -100.00 824 0 -100.00
2018-05-15 13F-HR PEAK6 Investments, L.P. 24,540 40,862 66.51 4,637 9,544 105.82
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 14,803 13,556 -8.42 2,797 3,166 13.19
2018-05-11 13F-HR CITIGROUP INC Put 23,400 13,100 -44.02 4,422 3,060 -30.80
2018-05-15 13F-HR Walleye Trading LLC 10,407 19,868 90.91 1,967 4,640 135.89
2018-03-01 N-Q Nuveen Investment Trust Ii (see advisory)
2018-05-15 13F-HR Metlife Investment Advisors, Llc 27,671 27,293 -1.37 5,229 6,375 21.92
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 2 0 -100.00 0 0
2018-05-15 13F-HR Point72 Asset Management, L.P. 2,500 52,257 1,990.28 472 12,205 2,485.81
2018-05-09 13F-HR IFP Advisors, Inc 4,540 4,398 -3.13 858 1,027 19.70
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 126,729 83,222 -34.33 25,162 15,726 -37.50
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 103,400 36,600 -64.60 19,538 8,548 -56.25
2018-05-15 13F-HR Marshall Wace North America L.P. 378,526 280,526 -25.89 71,527 65,520 -8.40
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 3,277 2,817 -14.04 619 657 6.14
2018-04-12 13F-HR Prospera Financial Services 0 1,731 0 401
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 812,017 875,632 7.83 153,439 204,513 33.29
2018-05-15 13F-HR SAMLYN CAPITAL, LLC 0 19,581 0 4,573
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 28 0 -100.00 5 0 -100.00
2018-02-14 13F-HR AHL Partners LLP 7,007 92,185 1,215.61 1,392 17,419 1,151.36
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 2,952 3,005 1.80 558 702 25.81
2018-05-11 13F-HR Mutual of America Capital Management LLC 35,477 35,946 1.32 6,704 8,396 25.24
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 8,683 9,675 11.42 1,641 2,260 37.72
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 7,491 6,891 -8.01 1,179 1,609 36.47
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 38,162 35,505 -6.96 7,211 8,293 15.00
2018-05-15 13F-HR STEADFAST CAPITAL MANAGEMENT LP 381,036 0 -100.00 72,001 0 -100.00
2018-04-09 13F-HR Polaris Wealth Advisers, LLC 152 36
2018-05-15 13F-HR Walleye Trading LLC Call 2,100 5,800 176.19 398 1,355 240.45
2018-02-09 13F-HR Arizona State Retirement System 27,323 31,479 15.21 5,425 5,948 9.64
2018-02-14 13F-HR BOKF, NA 2,826 0 -100.00 561 0 -100.00
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 8,825 45,320 413.54 1,668 10,585 534.59
2018-04-25 13F-HR Brightworth 1,490 1,564 4.97 282 365 29.43
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 1,397 1,441 3.15 291 336 15.46
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 25 6
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 365 4,316 1,082.47 69 1,008 1,360.87
2018-02-14 13F-HR ProShare Advisors LLC 3,295 3,981 20.82 654 752 14.98
2018-02-12 13F-HR Hudson Bay Capital Management LP 5,000 0 -100.00 993 0 -100.00
2018-01-24 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 1,089 0 -100.00 224 0 -100.00
2018-05-18 13F-HR CIBC World Markets Inc. 0 17,862 0 4,172
2018-05-15 13F-HR American Financial Network Advisory Services Llc 810 0 -100.00 153 0 -100.00
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 22,675 14,791 -34.77 4,285 3,455 -19.37
2018-05-08 13F-HR LS Investment Advisors, LLC 4,130 3,858 -6.59 780 901 15.51
2018-05-09 13F-HR NORTHERN TRUST CORP 439,947 415,430 -5.57 83,132 97,028 16.72
2018-05-15 13F-HR MAVERICK CAPITAL LTD 0 105,740 0 24,697
2018-05-09 13F-HR Lido Advisors, LLC 0 1,421 0 331
2018-05-15 13F-HR DEUTSCHE BANK AG\ 97,664 151,522 55.15 18,451 35,386 91.78
2018-05-11 13F-HR Russell Investments Group, Ltd. 145,123 123,801 -14.69 27,567 28,908 4.86
2018-05-10 13F-HR BLUESTEIN R H & CO 1,500 1,503 0.20 283 351 24.03
2018-05-03 13F-HR Trexquant Investment LP 15,847 0 -100.00 2,994 0 -100.00
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 20,488 18,335 -10.51 3,872 4,282 10.59
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 40,341 0 -100.00 8,010 0 -100.00
2018-05-01 13F-HR COMERICA BANK 34,292 34,219 -0.21 7,500 8,236 9.81
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 12,211 5,852 -52.08 2,307 1,367 -40.75
2018-05-15 13F-HR A.R.T. Advisors, LLC 28,900 11,081 -61.66 5,460 2,588 -52.60
2018-05-14 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 1,573,333 1,566,077 -0.46 297,297 365,773 23.03
2018-05-15 13F-HR TIGER MANAGEMENT L.L.C. 2,500 5,000 100.00 472 1,168 147.46
2018-05-03 13F-HR SG Americas Securities, LLC 7,431 7,623 2.58 1,404 1,780 26.78
2018-05-15 13F-HR AMP Capital Investors Ltd 35,283 20,896 -40.78 6,668 4,887 -26.71
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 34,200 35,400 3.51 6,462 8,268 27.95
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 708,900 346,000 -51.19 133,954 80,812 -39.67
2018-04-19 13F-HR State of Alaska, Department of Revenue 8,809 4,020 -54.36 1,664 938 -43.63
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 1,633 0 -100.00 309 0 -100.00
2018-05-15 13F-HR Incline Global Management LLC Call 238,600 0 -100.00 45,086 0 -100.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 5,011 5,671 13.17 1,060 1,126 6.23
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 32,581 30,151 -7.46 6,157 7,042 14.37
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 3,059 664,258 21,614.87 578 155,144 26,741.52
2018-05-15 13F-HR Pacific Grove Capital LP 20,400 0 -100.00 3,855 0 -100.00
2018-05-15 13F-HR Wellington Management Group LLP 461,515 436,552 -5.41 87,208 101,961 16.92
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 104,851 118,271 12.80 19,813 27,623 39.42
2018-02-14 SC 13G/A SMALLCAP WORLD FUND INC 2,728,769 1,255,061 -54.01
2018-05-08 13F-HR ClariVest Asset Management LLC 143,407 139,697 -2.59 27,099 32,628 20.40
2018-02-02 13F-HR Karp Capital Management Corp 2,560 0 -100.00 508 0 -100.00
2018-05-14 13F-HR Renaissance Technologies LLC 3,286,400 3,532,100 7.48 620,998 824,957 32.84
2018-03-09 13F-HR Pacific Sun Financial Corp 1,727 326
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 23,800 5,800 -75.63 4,497 1,355 -69.87
2018-05-15 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 0 77,735 0 18,156
2018-05-16 13F-HR Private Capital Group, Llc 1,164 11 -99.05 32 3 -90.62
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 138,846 35,996 -74.07 26,236 8,407 -67.96
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 37 9
2018-04-27 13F-HR ROTHSCHILD INVESTMENT CORP /IL 3,250 0 -100.00 614 0 -100.00
2018-04-30 13F-HR Advantus Capital Management Inc 5,386 5,386 0.00 1,018 1,258 23.58
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 28,387 23,453 -17.38 5,364 5,478 2.13
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 23,600 20,900 -11.44 4,459 4,881 9.46
2018-05-04 13F-HR Swiss National Bank 177,100 140,300 -20.78 33,465 32,768 -2.08
2018-05-11 13F-HR Quadrature Capital LTD 0 14,083 0 3,289
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 16,650 31,708 90.44 3,146 7,406 135.41
2018-02-07 13F-HR Sigma Planning Corp 1,156 0 -100.00 230 0 -100.00
2018-05-03 13F-HR CAPITAL MANAGEMENT ASSOCIATES /NY/ 2,500 2,500 0.00 472 584 23.73
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 14,445 11,008 -23.79 2,730 2,571 -5.82
2018-05-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 4,071 4,072 0.02 769 951 23.67
2018-05-02 13F-HR Fusion Family Wealth LLC 3,518 3,518 0.00 665 822 23.61
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 3,434 649
2018-05-15 13F-HR 3G Capital Partners LP 121,501 28,066 -76.90 22,959 6,555 -71.45
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 32,668 644,787 1,873.76 6,173 150,596 2,339.59
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 7,305 13,320 82.34 1,380 3,111 125.43
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 30,345 29,432 -3.01 5,734 6,875 19.90
2018-05-08 13F-HR Neuberger Berman Group LLC 84,600 4,119 -95.13 15,986 962 -93.98
2018-05-01 13F-HR Centerstar Asset Management, Llc Call 7 168 2,300.00
2018-02-07 13F-HR FFCM LLC 210 0 -100.00 43 0 -100.00
2018-04-23 13F-HR World Asset Management Inc 3,039 2,641 -13.10 574 617 7.49
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 12,298 3,044 -75.25 2,442 711 -70.88
2018-05-15 13F-HR FIFTH THIRD BANCORP 198 333 68.18 37 78 110.81
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 277,138 0 -100.00 52,368 0 -100.00
2018-04-25 13F-HR ARROW FINANCIAL CORP 15,000 15,000 0.00 2,834 3,503 23.61
2018-05-14 13F-HR Capital Analysts, Inc. 15,981 3,733
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 1,100 8,600 681.82 208 2,009 865.87
2018-05-15 13F-HR Invesco Ltd. 476,950 252,639 -47.03 90,124 59,007 -34.53
2018-04-19 13F-HR Versant Capital Management, Inc 12 12 0.00 2 2 0.00
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 0 2,575 0 601
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 100 100 0.00 18 23 27.78
2018-05-15 13F-HR TLP GROUP LLC 117 0 -100.00 22 0 -100.00
2018-05-15 13F-HR Independent Advisor Alliance 1,362 0 -100.00 277 0 -100.00
2018-03-14 13F-HR/A CREDIT SUISSE AG/ 81,865 114,825 40.26 16,254 21,696 33.48
2018-05-15 13F-HR VANGUARD GROUP INC 4,042,297 3,747,251 -7.30 763,832 875,208 14.58
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 196,928 195,287 -0.83 37,212 45,611 22.57
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 8,896 8,896 0.00 1,681 2,078 23.62
2018-05-15 13F-HR Advisors Asset Management, Inc. 7,515 7,292 -2.97 1,420 1,623 14.30
2018-05-10 13F-HR IBM Retirement Fund 0 961 0 224
2018-04-27 13F-HR CENTRAL BANK & TRUST CO 25,268 25,391 0.49 4,775 5,930 24.19
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 39,600 38,700 -2.27 7,483 9,039 20.79
2018-05-08 13F-HR Smith Asset Management Group LP 133,680 128,874 -3.60 25,260 30,100 19.16
2018-05-16 13F-HR Foundry Partners, LLC 0 900 0 210
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 206 15,859 7,598.54 237 3,959 1,570.46
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 187,836 191,224 1.80 35,493 44,662 25.83
2018-05-15 13F-HR TimesSquare Capital Management, LLC 276,500 219,900 -20.47 52,247 51,360 -1.70
2018-05-15 13F-HR SECOR Capital Advisors, LP 1,699 9,012 430.43 321 2,105 555.76
2018-05-14 13F-HR Evercore Wealth Management, LLC 111,954 26,148
2018-02-06 13F-HR Reliant Investment Management, LLC 15,650 2,957
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 155 4,363 2,714.84 29 1,019 3,413.79
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 1,731 1,716 -0.87 327 401 22.63
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 540 0 -100.00 107 0 -100.00
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 76,040 73,491 -3.35 14,369 17,164 19.45
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 11,460 10,121 -11.68 2,165 2,363 9.15
2018-05-10 13F-HR JP Morgan Chase & Co Put 72,000 0 -100.00 13,605 0 -100.00
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 30,000 0 -100.00 5,669 0 -100.00
2018-02-12 13F-HR FMR LLC / Fidelity 744,233 903,017 21.34 147,766 170,634 15.48
2018-05-08 13F-HR US BANCORP \DE\ 3,387 960 -71.66 639 224 -64.95
2018-02-01 13F-HR Clear Perspective Advisors, LLC 590 590 0.00 117 111 -5.13
2018-05-15 13F-HR Capital Research Global Investors 845,500 400,500 -52.63 159,766 93,541 -41.45
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 19,879 17,379 -12.58 3,756 4,059 8.07
2018-04-23 13F-HR Nikko Asset Management Americas, Inc. 52,900 60,126 13.66 9,996 14,043 40.49
2018-05-10 13F-HR First Personal Financial Services 137 134 -2.19 26 31 19.23
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 944 1,527 61.76 178 357 100.56
2018-04-04 13F-HR Vigilant Capital Management, LLC 16 4
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 12,314 2,876
2018-05-15 13F-HR Jefferies Group LLC 0 14,607 0 3,412
2018-05-04 13F-HR LMR Partners LLP 83,000 83,000 0.00 15,684 15,684 0.00
2018-05-04 13F-HR M&T BANK CORP 2,986 2,820 -5.56 565 660 16.81
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 82 0 -100.00 15 0 -100.00
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 37,757 23,076 -38.88 7,135 5,390 -24.46
2018-05-15 13F-HR GLENMEDE TRUST CO NA 151 151 0.00 28 28 0.00
2018-04-18 13F-HR Louisiana State Employees Retirement System 11,100 11,500 3.60 2,097 2,686 28.09
2018-05-17 13F-HR Atlantic Trust Group, LLC 11,650 2,721
2018-05-03 13F-HR BANK OF HAWAII 4,290 0 -100.00 811 0 -100.00
2018-05-14 13F-HR Nuveen Asset Management, LLC 11,598 5,088 -56.13 2,192 1,188 -45.80
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 114,075 113,301 -0.68 21,556 26,463 22.76
2018-02-15 13F-HR Fieldpoint Private Securities, LLC 413 0 -100.00 82 0 -100.00
2018-02-14 13F-HR Strategic Global Advisors, LLC 1,305 1,305 0.00 259 247 -4.63
2018-05-15 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 2,134 498
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 15,000 4,800 -68.00 2,834 1,121 -60.44
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 1,585 1,194 -24.67 299 279 -6.69
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 15,700 15,900 1.27 2,967 3,714 25.18
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 33,094 34,006 2.76 6,254 7,943 27.01
2018-05-16 13F-HR ASSETMARK, INC 28,147 28,010 -0.49 5,319 6,542 22.99
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 185,800 118,200 -36.38 35,109 27,607 -21.37
2018-05-11 13F-HR MACQUARIE GROUP LTD 104,064 456,589 338.76 39,126 106,641 172.56
2018-05-10 13F-HR MCF Advisors LLC 883 886 0.34 167 207 23.95
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 4,359 3,695 -15.23 824 863 4.73
2018-02-14 13F-HR UBS OCONNOR LLC 33,635 0 -100.00 6,678,000 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC 5,700 0 -100.00 1,077 0 -100.00
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 38,340 0 -100.00 7,612 0 -100.00
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC 1,651 1,451 -12.11 312 339 8.65
2018-05-14 13F-HR Icon Wealth Partners, Llc 58 0 -100.00 11 0 -100.00
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 159,896 148,396 -7.19 30,214 34,659 14.71
2018-04-09 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 2,150 1,990 -7.44 406 465 14.53
2018-05-15 13F-HR Paloma Partners Management Co Put 19,100 0 -100.00 3,609 0 -100.00
2018-05-09 13F-HR Glen Harbor Capital Management LLC 7,378 7,820 5.99 1,394 1,826 30.99
2018-05-10 13F-HR FRANKLIN RESOURCES INC 180,098 177,167 -1.63 34,031 41,379 21.59
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 17,906 16,515 -7.77 3,384 3,857 13.98
2018-05-04 13F-HR Balter Liquid Alternatives, LLC 3,099 0 -100.00 586 0 -100.00
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 400 0 -100.00 75 0 -100.00
2018-05-15 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 32,600 32,600 0.00 6,160 7,614 23.60
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 6,388 11,792 84.60 1,207 2,754 128.17
2018-05-02 13F-HR Intrinsic Edge Capital Management LLC 49,816 0 -100.00 9,413 0 -100.00
2018-05-15 13F-HR MENTA CAPITAL LLC 0 3,538 0 826
2018-04-20 13F-HR STRS OHIO 573 622 8.55 108 145 34.26
2018-04-24 13F-HR AMARILLO NATIONAL BANK 3,315 5,362 61.75 626 1,252 100.00
2018-02-13 13F-HR CIBC WORLD MARKETS CORP 23,030 0 -100.00 4,573 0 -100.00
2018-05-01 13F-HR Field & Main Bank 200 200 0.00 38 47 23.68
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 67,780 63,580 -6.20 12,808 14,850 15.94
2018-05-14 13F-HR Veritable, L.P. 1,654 1,323 -20.01 313 309 -1.28
2018-04-24 13F-HR Rehmann Capital Advisory Group 462 108
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 90,100 19,600 -78.25 17,025 4,578 -73.11
2018-04-11 13F-HR APPLETON PARTNERS INC/MA 15,328 14,749 -3.78 2,896 3,445 18.96
2018-05-15 13F-HR TIGER MANAGEMENT L.L.C. Call 5,000 1,168
2018-02-06 13F-HR ITHAKA GROUP LLC 40,376 0 -100.00 8,017 0 -100.00
2018-05-01 13F-HR ALPS ADVISORS INC 939 219
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 100 0 -100.00 19 0 -100.00
2018-02-09 13F-HR Timber Hill LLC Call 6,700 0 -100.00 1,330 0 -100.00
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 13,091 13,015 -0.58 2,474 3,040 22.88
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 141,423 0 -100.00 28,080 0 -100.00
2018-05-11 13F-HR STIFEL FINANCIAL CORP 18,247 15,954 -12.57 3,444 3,743 8.68
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC Call 16,500 16,200 -1.82 3,118 3,784 21.36
2018-05-14 13F-HR COATUE MANAGEMENT LLC 3,809 890
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 15,251 97,897 541.91 2,881,829 22,864,823 693.41
2018-05-03 13F-HR ADIRONDACK TRUST CO 55 50 -9.09 10 12 20.00
2018-05-10 13F-HR SMITHFIELD TRUST CO 26 26 0.00 5 6 20.00
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 1,267 1,636 29.12 239 382 59.83
2018-04-04 13F-HR CENTRAL TRUST Co 0 100 0 23
2018-04-20 13F-HR Cable Hill Partners, LLC 0 27 0 6
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 101,600 156,600 54.13 19,198 36,575 90.51
2018-02-13 13F-HR AMALGAMATED BANK 9,562 9,225 -3.52 1,899 1,743 -8.21
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 20,485 19,814 -3.28 3,871 4,628 19.56
2018-05-15 13F-HR TIGER GLOBAL MANAGEMENT LLC 2,075,400 2,105,700 1.46 392,168 491,807 25.41
2018-05-07 13F-HR Massey, Quick & Co., LLC 156 312 100.00 34 73 114.71
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 13 5 -61.54 2,456 1,168 -52.44
2018-05-08 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 29 29 0.00 5 7 40.00
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 10,020 8,842 -11.76 1,893 2,065 9.09
2018-05-15 13F-HR PDT Partners, LLC 63,843 0 -100.00 12,064 0 -100.00
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 32,055 7,487
2018-05-03 13F-HR Zions Bancorporation 14 14 0.00 3 3 0.00
2018-05-14 13F-HR Three Peaks Capital Management, LLC 20,844 4,868
2018-05-15 13F-HR Gareth Morgan Investments Limited Partnership 36,597 27,465 -24.95 6,915 6,415 -7.23
2018-05-15 13F-HR BARCLAYS PLC Call 26,700 25,600 -4.12 5,045 5,979 18.51
2018-05-15 13F-HR Melvin Capital Management LP 0 150,000 0 35,034
2018-05-15 13F-HR Balentine LLC 724 0 -100.00 137 0 -100.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC 27,388 1,758 -93.58 5,175 411 -92.06
2018-05-08 13F-HR SIGNATUREFD, LLC 37 9
2018-05-03 13F-HR STEPHENS INC /AR/ 1,100 2,208 100.73 208 516 148.08
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 90,000 0 -100.00 17,006 0 -100.00
2018-05-15 13F-HR We Are One Seven, Llc 2 2 0.00 0 0
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 700 1,100 57.14 132 257 94.70
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 90,609 87,569 -3.36 17,121 20,453 19.46
2018-05-14 13F-HR CREDIT AGRICOLE S A 0 7,770 0 1,814
2018-05-09 13F-HR Silvant Capital Management Llc 16,580 3,872
2018-05-17 13F-HR Legal & General Group Plc 209,335 209,997 0.32 39,556 49,047 23.99
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 9,539 10,014 4.98 1,802 2,339 29.80
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 1,281 2,211 72.60 241 517 114.52
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC Put 11,500 0 -100.00 2,173 0 -100.00
2018-05-15 13F-HR Man Group plc 27,248 6,365
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 2,800 0 -100.00 529 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 228,900 110,000 -51.94 43,253 25,692 -40.60
2018-04-30 13F-HR CIBC Asset Management Inc 2,198 2,171 -1.23 415 507 22.17
2018-04-11 13F-HR FIRST CITIZENS BANK & TRUST CO 2,052 1,887 -8.04 388 441 13.66
2018-05-14 13F-HR Old Mutual Global Investors (UK) Ltd. 783,625 178,501 -77.22 148,073 41,690 -71.84
2018-01-30 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 6,532 0 -100.00 1,297 0 -100.00
2018-05-15 13F-HR HBK INVESTMENTS L P 117,548 27,600 -76.52 22,212 6,446 -70.98
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 3,602 3,091 -14.19 681 722 6.02
2018-05-11 13F-HR Citizens Financial Group Inc/RI 3,787 3,334 -11.96 716 779 8.80
2018-05-15 13F-HR Advisor Group, Inc. 5,844 7,404 26.69 1,104 1,729 56.61
2018-04-20 13F-HR Seacrest Wealth Management, Llc 1,601 1,045 -34.73 302 244 -19.21
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 98,560 0 -100.00 18,624 0 -100.00
2018-05-15 13F-HR TIGER MANAGEMENT L.L.C. Put 7,400 1,728
2018-05-10 13F-HR Elkfork Partners LLC 4,774 5,060 5.99 902 1,182 31.04
2018-04-23 13F-HR Financial Architects, Inc 300 300 0.00 57 70 22.81
2018-05-15 13F-HR Walleye Trading LLC Put 7,700 33,300 332.47 1,456 7,778 434.20
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-05-09 13F-HR 6 Meridian 2,261 0 -100.00 427 0 -100.00
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 1,200 0 -100.00 238 0 -100.00
2018-05-09 13F-HR Cetera Advisors LLC 1,218 1,066 -12.48 231 249 7.79
2018-04-06 13F-HR Lowe fs, LLC 27 27 0.00 5 6 20.00
2018-02-12 13F-HR ARK Investment Management LLC 173 33
2018-04-09 13F-HR SHEETS SMITH WEALTH MANAGEMENT 0 3,192 0 746
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 9,321 6,480 -30.48 1,760 1,513 -14.03
2018-05-01 13F-HR Centerstar Asset Management, Llc Put 56
2018-05-15 13F-HR MARSICO CAPITAL MANAGEMENT LLC 19,393 51,704 166.61 3,665 12,076 229.50
2018-05-09 13F-HR Meadow Creek Investment Management LLC 6,076 1,148
2018-02-15 13F-HR Bb&t Investment Services, Inc. 46 0 -100.00 8 0 -100.00
2018-05-15 13F-HR CAXTON ASSOCIATES LP 0 10,000 0 2,336
2018-04-12 13F-HR SWARTHMORE GROUP INC 38,425 8,975
2018-05-15 13F-HR Krilogy Financial LLC 11 11 0.00 2 3 50.00
2018-05-14 13F-HR Mosaic Family Wealth, LLC 100 0 -100.00 19 0 -100.00
2018-05-10 13F-HR BRINKER CAPITAL INC 3,076 2,415 -21.49 581 564 -2.93
2018-04-18 13F-HR REGIONS FINANCIAL CORP 221 221 0.00 41 52 26.83
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 56,300 21,700 -61.46 10,638 5,068 -52.36
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 5,759 5,312 -7.76 1,088 1,241 14.06
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Put 28,000 1,000 -96.43 5,291 234 -95.58
2018-02-14 13F-HR Dorsey Wright & Associates 10,379 0 -100.00 2,061 0 -100.00
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 121,469 648,169 433.61 22,953 151,386 559.55
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 11,102 8,613 -22.42 2,098 2,012 -4.10
2018-02-09 13F-HR Baird Financial Group, Inc. 206,160 201,760 -2.13 40,933 38,125 -6.86
2018-03-30 N-Q Franklin Strategic Series (see advisory)
2018-05-15 13F-HR BARCLAYS PLC 219,686 22,080 -89.95 41,512 5,157 -87.58
2018-05-11 13F-HR HSBC HOLDINGS PLC 40,216 58,640 45.81 7,600 13,698 80.24
2018-05-15 13F-HR EARNEST PARTNERS LLC 21 21 0.00 4 5 25.00
2018-05-18 13F-HR Catalyst Capital Advisors LLC Call 0 11 0 77
2018-05-14 13F-HR Shell Asset Management Co 2,413 2,413 0.00 456 564 23.68
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 70,600 58,400 -17.28 13,341 13,640 2.24
2018-02-14 13F-HR Pacer Advisors, Inc. 7,476 10,555 41.19 1,484 1,994 34.37
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 21,546 21,966 1.95 4,071 5,130 26.01
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 116 99 -14.66 22 23 4.55
2018-04-24 13F-HR Paragon Capital Management Ltd 2,100 490
2018-04-24 13F-HR DOCK STREET ASSET MANAGEMENT INC 44,442 45,424 2.21 8,398 10,609 26.33
2018-02-14 13F-HR HSBC HOLDINGS PLC Call 3,200 0 -100.00 635 0 -100.00
2018-05-10 13F-HR Winfield Associates, Inc. 10 0 -100.00 2 0 -100.00
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 133,187 125,824 -5.53 25,167 29,387 16.77
2018-02-12 13F-HR Caerus Investors, Llc Put 5,500 1,039
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 132,665 134,096 1.08 26,340,637 25,338,780 -3.80
2018-02-01 13F-HR Nationwide Fund Advisors 165,775 0 -100.00 32,915 0 -100.00
2018-05-17 13F-HR M Holdings Securities, Inc. 2,084 2,130 2.21 394 497 26.14
2018-05-15 13F-HR GAM Holding AG 7,099 0 -100.00 1,341 0 -100.00
2018-03-22 N-Q Eagle Series Trust (see advisory)
2018-02-14 13F-HR Sapphire Star Partners LP 1,545 0 -100.00 307 0 -100.00
2018-05-15 13F-HR Davidson Kempner Capital Management LP Call 50,000 11,678
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 57,400 27,400 -52.26 10,846 6,400 -40.99
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 6,101 6,274 2.84 1,153 1,465 27.06
2018-05-10 13F-HR IFM Investors Pty Ltd 948 221
2018-05-08 13F-HR Aperio Group, LLC 21,944 21,415 -2.41 4,147 5,002 20.62
2018-05-14 13F-HR DIAM Co., Ltd. 79,702 77,661 -2.56 15,065 18,138 20.40
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 3,865 3,846 -0.49 730 898 23.01
2018-05-15 13F-HR UBS Group AG 65,036 68,395 5.16 12,290 15,975 29.98
2018-05-15 13F-HR GV Financial Advisors 108 25
2018-05-15 13F-HR Davidson Kempner Capital Management LP Put 100,000 0 -100.00 18,896 0 -100.00
2018-05-09 13F-HR Elmwood Wealth Management, Inc. 50 11,732
2018-01-29 13F-HR EXANE DERIVATIVES 1 0 -100.00 199 0 -100.00
2018-05-15 13F-HR BlueCrest Capital Management Ltd 14,310 1,548 -89.18 2,704 362 -86.61
2018-02-09 13F-HR RidgeWorth Capital Management LLC 16,935 16,580 -2.10 3,362 3,133 -6.81
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 14,500 0 -100.00 2,740 0 -100.00
2018-05-11 13F-HR Fiera Capital Corp 169,679 162,594 -4.18 32,063 37,975 18.44
2018-04-26 13F-HR CWM, LLC 15 15 0.00 3 4 33.33
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 41,724 35,898 -13.96 7,884 8,386 6.37
2018-02-13 13F-HR Yorktown Management & Research Co Inc 1,725 0 -100.00 342 0 -100.00
2018-05-14 13F-HR Gryphon Financial Partners Llc 249 210 -15.66 47 49 4.26
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Put 100 0 -100.00 19 0 -100.00
2018-02-14 13F-HR/A FULLER & THALER ASSET MANAGEMENT, INC. 200 0 -100.00 40 0 -100.00
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 2,500 582
2018-05-15 13F-HR SUVRETTA CAPITAL MANAGEMENT, LLC 304,168 0 -100.00 57,476 0 -100.00
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 14,525 14,617 0.63 2,745 3,413,946 124,269.62
2018-05-01 13F-HR Hanson McClain, Inc. 8 2
2018-05-15 13F-HR Utah Retirement Systems 8,100 8,100 0.00 1,530 1,891 23.59
2018-04-27 13F-HR MYCIO WEALTH PARTNERS, LLC 7,438 6,977 -6.20 1,405 1,630 16.01
2018-05-04 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 418 697 66.75 79 163 106.33
2018-05-11 13F-HR CITIGROUP INC 27,805 32,275 16.08 5,254 7,538 43.47
2018-04-11 13F-HR V Wealth Management,LLC 1,403 1,398 -0.36 265 328 23.77
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 1,689 1,666 -1.36 319 389 21.94
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 4,168 3,252 -21.98 788 760 -3.55
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 63 377 498.41 12 88 633.33
2018-05-02 13F-HR Daiwa Securities Group Inc. 2,900 3,800 31.03 548 888 62.04
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 7,772 3,095 -60.18 1,469 723 -50.78
2018-05-15 13F-HR BARCLAYS PLC Put 45,000 27,900 -38.00 8,503 6,516 -23.37
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 17,008 15,608 -8.23 3,214 3,645 13.41
2018-05-15 13F-HR SCOPUS ASSET MANAGEMENT, L.P. Put 200,000 0 -100.00 37,792 0 -100.00
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 6,600 0 -100.00 1,247 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 123,400 12,600 -89.79 23,318 2,943 -87.38
2018-05-15 13F-HR BANK OF NOVA SCOTIA 0 78,420 0 18,315
2018-05-09 13F-HR Private Advisor Group, LLC 2,215 2,369 6.95 448 553 23.44
2018-05-15 13F-HR Quantitative Investment Management, LLC 0 8,300 0 1,938
2018-05-02 13F-HR FTB Advisors, Inc. 1,499 1,499 0.00 284 349 22.89
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 9,971 9,051 -9.23 1,884 2,036 8.07
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC 0 69,130 0 16,146
2018-04-12 13F-HR Valeo Financial Advisors, Llc 59 100 69.49 11 23 109.09
2018-01-23 13F-HR FNY Managed Accounts LLC Put 8 0 -100.00 1 0 -100.00
2018-05-09 13F-HR KBC Group NV 4,172 3,234 -22.48 788 756 -4.06
2018-04-27 13F-HR Retirement Systems of Alabama 56,549 56,561 0.02 10,685 13,210 23.63
2018-02-12 13F-HR BROWN ADVISORY INC 1,038 0 -100.00 206 0 -100.00
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 20,600 4,400 -78.64 3,893 1,028 -73.59
2018-05-11 13F-HR CHILTON INVESTMENT CO LLC 136,882 121,280 -11.40 25,865 28,326 9.51
2018-02-12 13F-HR Navellier & Associates Inc 46,757 0 -100.00 9,284 0 -100.00
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Call 25,000 0 -100.00 4,724 0 -100.00
2018-05-11 13F-HR SEI INVESTMENTS CO 29,557 46,115 56.02 5,585 10,769 92.82
2018-05-15 13F-HR MARSHALL WACE ASIA Ltd 0 104,822 0 24,483
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 355,149 365,583 2.94 67,068 85,312 27.20
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 338,600 255,000 -24.69 63,982 59,558 -6.91
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 432,009 193,813 -55.14 81,633 45,267 -44.55
2018-02-12 13F-HR Hutchin Hill Capital, LP 8,077 0 -100.00 1,604 0 -100.00
2018-05-11 13F-HR Gemmer Asset Management LLC 84 84 0.00 16 20 25.00
2018-04-23 13F-HR Financial Architects, Inc Call 0 200 0 47
2018-05-08 13F-HR HMS Capital Management, LLC 2,380 2,490 4.62 450 581 29.11
2018-02-13 13F-HR Jackson Square Partners, LLC 37,701 347,558 821.88 7,485 65,674 777.41
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 0 1,250 0 292
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 2,400 2,400 0.00 454 561 23.57
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 66,452 61,557 -7.37 12,557 14,377 14.49
2018-02-14 13F-HR NUMERIC INVESTORS LLC 153,600 169,221 10.17 30,497 31,976 4.85
2018-05-11 13F-HR Teza Capital Management LLC 1,600 0 -100.00 302 0 -100.00
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 13,230 13,590 2.72 2,500 3,174 26.96
2018-05-21 13F-HR Winton Capital Group Ltd 1,308 8,156 523.55 247 1,905 671.26
2018-01-16 13F-HR NEXT Financial Group, Inc 70 0 -100.00 14 0 -100.00
2018-05-09 13F-HR EULAV Asset Management 59,700 59,700 0.00 11,281 13,944 23.61
2018-05-01 13F-HR OPPENHEIMER & CO INC 1,963 1,652 -15.84 371 386 4.04
2018-05-15 13F-HR National Asset Management, Inc. 0 1,475 0 346
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 1,400 266
2018-05-18 13F-HR Xact Kapitalforvaltning AB 12,055 12,082 0.22 2,278 2,822 23.88
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 14,185 0 -100.00 3 0 -100.00
2018-04-25 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 139 139 0.00 31 32 3.23
2018-05-15 13F-HR Incline Global Management LLC 253,944 0 -100.00 47,985 0 -100.00
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 6,573 5,123 -22.06 1,260 1,197 -5.00
2018-05-11 13F-HR Cutler Group LP Put 0 1,000 0 0
2018-02-14 13F-HR Vident Investment Advisory, LLC 2,833 2,984 5.33 562 564 0.36
2018-05-02 13F-HR RHUMBLINE ADVISERS 96,493 92,347 -4.30 18,233 21,569 18.30
2018-05-09 13F-HR Tredje AP-fonden 2,830 0 -100.00 535 0 -100.00
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 28 7
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 9,932 9,110 -8.28 1,877 2,128 13.37
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 71,490 69,160 -3.26 13,509 16,153 19.57
2018-05-07 13F-HR EFG Asset Management (Americas) Corp. 3,162 0 -100.00 597 0 -100.00
2018-05-15 13F-HR black-and-white Capital LP 123,000 28,728
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 1,356 2,085 53.76 257 488 89.88
2018-02-14 13F-HR VIRTUS ETF ADVISERS LLC 56 11
2018-05-04 13F-HR Copeland Capital Management, LLC 42,779 57,006 33.26 8,084 13,314 64.70
2018-05-10 13F-HR Avestar Capital, Llc 47 47 0.00 8 10 25.00
2018-04-27 N-Q Mss Series Trust (see advisory)
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 50 306 512.00 9 71 688.89
2018-05-09 13F-HR Piermont Capital Management LLC 2,180 2,180 0.00 412 509 23.54
2018-04-03 13F-HR Pensionfund DSM Netherlands 14,000 0 -100.00 2,645 0 -100.00
2018-05-11 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 1,149 0 -100.00 217 0 -100.00
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 37,979 1,388 -96.35 7,177 324 -95.49
2018-02-13 13F-HR Axa 85,000 30,963 -63.57 16,877 5,851 -65.33
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 3,951 4,145 4.91 797 1,023 28.36
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 10,800 12,100 12.04 2,041 2,826 38.46
2018-05-15 13F-HR LPL Financial LLC 1,876 3,366 79.42 354 786 122.03
2018-04-03 13F-HR Pensionfund Sabic 7,700 0 -100.00 1,455 0 -100.00
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 1,200 1,700 41.67 238 321 34.87
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 4,643 0 -100.00 877 0 -100.00
2018-05-15 13F-HR Natixis 0 8,429 0 1,969
2018-04-23 13F-HR REGENTATLANTIC CAPITAL LLC 7,269 7,269 0.00 1,374 1,698 23.58
2018-05-14 13F-HR Allianz Asset Management AG 41,062 0 -100.00 7,759 0 -100.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 61,300 124,200 102.61 11,583 29,008 150.44
2018-01-04 13F-HR Aurora Investment Counsel 27,298 0 -100.00 2,571 0 -100.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 64,900 13,900 -78.58 12,264 3,246 -73.53
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 20,027 4,678
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 235,762 132,351 -43.86 44,549 30,911 -30.61
2018-05-08 13F-HR Parallel Advisors, LLC 291 291 0.00 55 68 23.64
2018-01-10 13F-HR Weaver C. Barksdale & Associates, Inc. 72 82 13.89 14 15 7.14
2018-05-11 13F-HR HAP Trading, LLC Put 52,800 0 -100.00 51 0 -100.00
2018-05-01 13F-HR Checchi Capital Advisers, LLC 0 944 0 220
2018-05-02 13F-HR Mirador Capital Partners LP 1,727 1,754 1.56 326 424 30.06
2018-05-08 13F-HR Waratah Capital Advisors Ltd. 8,422 0 -100.00 1,591 0 -100.00
2018-05-15 13F-HR Paloma Partners Management Co 14,885 5,016 -66.30 2,812 1,171 -58.36
2018-04-10 13F-HR Andra AP-fonden 15,300 30,700 100.65 2,891 7,170 148.01
2018-05-15 13F-HR Moore Capital Management, LP 0 35,000 0 8,175
2018-05-08 13F-HR TIVERTON ASSET MANAGEMENT LLC 1,505 351
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 1,250,160 230,780 -81.54 236,093 53,905 -77.17
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 14,460 14,150 -2.14 2,732 3,304 20.94
2018-05-14 13F-HR IHT Wealth Management, LLC 159 134 -15.72 32 31 -3.12
2018-05-15 13F-HR Paloma Partners Management Co Call 18,400 0 -100.00 3,477 0 -100.00
2018-02-14 13F-HR GLG LLC 0 2,400 0 454
2018-05-15 13F-HR Capital World Investors 1,985,974 1,836,032 -7.55 375,270 428,824 14.27
2018-04-13 13F-HR North Star Investment Management Corp. 30 18 -40.00 6 4 -33.33
2018-05-15 13F-HR Voya Investment Management LLC 959,770 1,184,642 23.43 181,358 276,568 52.50
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 67 99 47.76 13 19 46.15
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 5,728 8,949 56.23 1,082 2,090 93.16
2018-05-10 13F-HR Employees Retirement System of Texas 62,000 25,000 -59.68 11,716 5,839 -50.16
2018-04-18 13F-HR Independence Bank Of Kentucky 13 3
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 72,749 73,170 0.58 13,747 17,090 24.32
2018-05-21 13F-HR Summit Trail Advisors, Llc 209 32,464 15,433.01 46 32 -30.43
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 178,630 181,490 1.60 33,754 42,389 25.58
2018-05-15 13F-HR Mana Advisors Llc 1,772 0 -100.00 335 0 -100.00
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 176,310 168,161 -4.62 35,006 31,776 -9.23
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 262,206 255,057 -2.73 52,061 48,196 -7.42
2018-01-30 13F-HR BESSEMER GROUP INC 89 0 -100.00 18 0 -100.00
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 46,784 45,284 -3.21 8,830 10,580 19.82
2018-05-01 13F-HR Westpac Banking Corp 2,602 2,602 0.00 491,674 607,723 23.60
2018-05-15 13F-HR People's United Financial, Inc. 4,000 4,328 8.20 756 1,011 33.73
2018-05-10 13F-HR/A Fisher Asset Management, LLC 1,136,782 1,043,928 -8.17 214,806 243,820 13.51
2018-04-18 13F-HR/A FNY Partners Fund LP Put 10 2
2018-05-11 13F-HR NorthCoast Asset Management LLC 138,101 93,216 -32.50 26,096 21,771 -16.57
2018-02-14 13F-HR Redwood Investments, LLC 1,360 0 -100.00 270 0 -100.00
2018-05-15 13F-HR Squarepoint Ops LLC 0 18,500 0 4,321
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 31,601 28,903 -8.54 5,971 6,751 13.06
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 3,000 7,700 156.67 567 1,798 217.11
2018-05-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 1,800 420
2018-05-15 13F-HR STATE STREET CORP 1,490,563 1,435,980 -3.66 281,657 335,376 19.07
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 146,127 133,971 -8.32 27,612 31,290 13.32
2018-01-08 13F-HR CenturyLink Investment Management Co 3,873 0 -100.00 769 0 -100.00
2018-05-10 13F-HR Vantage Investment Advisors, LLC 65 65 0.00 12 15 25.00
2018-05-14 13F-HR HENDERSON GROUP PLC 375,861 70,274 -81.30 71,022 16,412 -76.89
2018-04-23 13F-HR Advisory Services Network, LLC 68 25 -63.24 13 6 -53.85
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 5,994 5,994 0.00 1,133 1,400 23.57
2018-04-26 13F-HR SIMPLEX TRADING, LLC 6,615 0 -100.00 1,249 0 -100.00
2018-02-21 13F-HR/A APG Asset Management N.V. 59,500 30,500 -48.74 11,814 4,800 -59.37
2018-05-11 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 2,600 0 -100.00 491 0 -100.00
2018-03-05 13F-HR/A NORGES BANK 347,747 406,714 16.96 64,090 76,852 19.91
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 653 321 -50.84 123 74 -39.84
2018-05-11 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0 51,105 0 11,936
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 5,573 0 -100.00 1,053 0 -100.00
2018-05-15 13F-HR Viking Global Investors LP 2,058,468 1,210,494 -41.19 388,968 282,723 -27.31
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 30,212 31,787 5.21 5,708 7,425 30.08
2018-05-15 13F-HR Asset Management Group, Inc. 3,820 3,953 3.48 722 923 27.84
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 187,951 201,676 7.30 35,516 47,104 32.63
2018-05-18 13F-HR TRUST CO OF VERMONT 732 672 -8.20 138 157 13.77
2018-05-09 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 18,097 17,987 -0.61 3,419 4,201 22.87

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( DPZ / Dominos Pizza Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 25754A201