SecurityDPZ / Dominos Pizza Inc. (25754A201)
President and CEODOYLE J PATRICK
Institutional Owners409
Form N-Q Owners10
Institutional Shares47,012,085 - 98.53% (ex. N-Q)
Weighted Average Number Of Diluted Shares Outstanding47,715,788 shares (as of 2017-09-10) (ex. N-Q)
Institutional Value$ 37,977,866,000 USD (ex. N-Q)
Related DPUKY / Dominos Pizza UK and IRL Plc.

Institutional Stock Ownership and Shareholders

Dominos Pizza Inc. (NYSE:DPZ) has 409 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 47,012,085 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, Renaissance Technologies LLC, Tiger Global Management Llc, Viking Global Investors LP, Capital World Investors, William Blair Investment Management, Llc, State Street Corp, Smallcap World Fund Inc, and Ameriprise Financial Inc.

Dominos Pizza Inc. (NYSE:DPZ) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-10-30 13F-HR ARP AMERICAS LLC 3,038 0 -100.00 643 0 -100.00
2018-02-14 13F-HR Andra AP-fonden 16,600 15,300 -7.83 3,296 2,891 -12.29
2018-02-14 13F-HR Moore Capital Management, LP 375,000 0 -100.00 74,456 0 -100.00
2018-02-14 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 384 139 -63.80 76 31 -59.21
2018-02-09 13F-HR CITADEL ADVISORS LLC 111,238 32,668 -70.63 22,086 6,173 -72.05
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 1,200 0 -100.00 238 0 -100.00
2018-02-12 13F-HR BANK OF HAWAII 3,195 4,290 34.27 634 811 27.92
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 8,398 7,305 -13.02 1,667 1,380 -17.22
2018-02-14 13F-HR WOLVERINE TRADING, LLC 9,332 27,388 193.48 1,853 5,175 179.28
2018-02-12 13F-HR Financial Architects, Inc 1,166 300 -74.27 232 57 -75.43
2018-02-14 13F-HR PROFUND ADVISORS LLC 5,532 5,618 1.55 1,098 1,062 -3.28
2018-02-09 13F-HR Waratah Capital Advisors Ltd. 0 8,422 0 1,591
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 91,801 4,359 -95.25 18,227 824 -95.48
2018-02-09 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 1,149 1,149 0.00 228 217 -4.82
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 290 206 -28.97 449 237 -47.22
2018-02-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 27,725 37,979 36.98 5,505 7,177 30.37
2018-02-02 13F-HR Aperio Group, LLC 25,573 21,944 -14.19 5,078 4,147 -18.33
2018-02-14 13F-HR Viking Global Investors LP 358,790 2,058,468 473.73 71,238 388,968 446.01
2017-11-08 13F-HR AE Wealth Management LLC 1,081 0 -100.00 229 0 -100.00
2018-02-16 13F-HR We Are One Seven, Llc 2 0
2018-02-14 13F-HR Avestar Capital, Llc 47 8
2018-02-15 13F-HR JANE STREET GROUP, LLC Call 3,900 15,000 284.62 774 2,834 266.15
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 126,729 83,222 -34.33 25,162 15,726 -37.50
2017-12-01 13F-HR TrimTabs Asset Management, LLC 1,402 1,642 17.12 297 326 9.76
2017-11-14 13F-HR Voya Financial Advisors, Inc. 1,054 0 -100.00 222 0 -100.00
2018-01-24 13F-HR Sg3 Management, Llc Call 30 20
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 141,423 0 -100.00 28,080 0 -100.00
2018-01-24 13F-HR Field & Main Bank 200 38
2018-01-18 13F-HR OAKBROOK INVESTMENTS LLC 2,685 0 -100.00 533 0 -100.00
2018-02-12 13F-HR CITIGROUP INC 13,608 27,805 104.33 2,702 5,254 94.45
2018-02-12 13F-HR Veritable, L.P. 1,654 313
2018-02-09 13F-HR Timber Hill LLC Call 6,700 0 -100.00 1,330 0 -100.00
2018-02-14 13F-HR Neuberger Berman Group LLC 84,600 15,986
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 11,267 8,896 -21.04 2,237 1,681 -24.85
2018-02-09 13F-HR Arizona State Retirement System 27,323 31,479 15.21 5,425 5,948 9.64
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC Put 11,500 2,173
2018-02-12 13F-HR CITIGROUP INC Put 24,700 23,400 -5.26 4,904 4,422 -9.83
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 34,400 61,300 78.20 6,830 11,583 69.59
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 69,380 67,780 -2.31 13,775 12,808 -7.02
2018-02-06 13F-HR CAPITAL MANAGEMENT ASSOCIATES /NY/ 2,500 2,500 0.00 496 472 -4.84
2018-02-09 13F-HR Mitsubishi UFJ Trust & Banking Corp 154,556 133,187 -13.83 30,687 25,167 -17.99
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC Put 3,000 567
2017-11-14 13F-HR Cantab Capital Partners LLP 11,523 7,238 -37.19 2,437,000 1,437,000 -41.03
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 52 52 0.00 9 8 -11.11
2018-02-09 13F-HR Employees Retirement System of Texas 25,000 62,000 148.00 4,964 11,716 136.02
2018-02-08 13F-HR TORONTO DOMINION BANK 2,031 2,879 41.75 403 544 34.99
2018-02-14 13F-HR Pacific Grove Capital LP 20,400 3,855
2018-02-14 13F-HR MARSICO CAPITAL MANAGEMENT LLC 19,472 19,393 -0.41 3,866 3,665 -5.20
2017-11-13 13F-HR Laurion Capital Management LP 12,500 0 -100.00 2,644 0 -100.00
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 5,011 5,671 13.17 1,060 1,126 6.23
2017-11-14 13F-HR Magnetar Financial LLC 6,679 0 -100.00 1,413 0 -100.00
2018-02-14 13F-HR PDT Partners, LLC 53,030 63,843 20.39 10,529 12,064 14.58
2018-02-06 13F-HR Fusion Family Wealth LLC 0 3,518 0 665
2018-02-08 13F-HR Advisory Services Network, LLC 371 68 -81.67 74 13 -82.43
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 10,838 5,573 -48.58 2,152 1,053 -51.07
2018-02-15 13F-HR/A-1 M Holdings Securities, Inc. 2,016 2,084 3.37 400 394 -1.50
2018-02-02 13F-HR CIBC Asset Management Inc 1,979 2,198 11.07 393 415 5.60
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 90,000 17,006
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 82,911 27,347 -67.02 16,462 5,167 -68.61
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 20,367 14,803 -27.32 4,043 2,797 -30.82
2018-01-29 13F-HR EXANE DERIVATIVES 1 0 -100.00 199 0 -100.00
2018-01-23 13F-HR ROTHSCHILD INVESTMENT CORP /IL 3,550 3,250 -8.45 705 614 -12.91
2018-01-24 13F-HR Vantage Investment Advisors, LLC 65 65 0.00 13 12 -7.69
2018-02-08 13F-HR Cetera Advisors LLC 1,473 1,218 -17.31 294 231 -21.43
2017-11-16 13F-HR Cetera Investment Advisers 1,373 0 -100.00 291 0 -100.00
2017-11-14 13F-HR Bayesian Capital Management, LP 2,400 0 -100.00 508 0 -100.00
2018-02-07 13F-HR KBC Group NV 8,127 4,172 -48.66 1,613 788 -51.15
2018-02-01 13F-HR Clear Perspective Advisors, LLC 590 590 0.00 117 111 -5.13
2018-02-15 13F-HR Bb&t Investment Services, Inc. 46 0 -100.00 8 0 -100.00
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 2,100 2,400 14.29 417 454 8.87
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 11,203 0 -100.00 2,370 0 -100.00
2017-11-14 13F-HR Interval Partners, LP Put 25,000 0 -100.00 5,288 0 -100.00
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 68,118 33,094 -51.42 13,525 6,254 -53.76
2018-02-14 13F-HR LPL Financial LLC 3,254 1,876 -42.35 646 354 -45.20
2018-02-12 13F-HR Caerus Investors, Llc Put 5,500 1,039
2018-02-12 13F-HR ARK Investment Management LLC 173 33
2017-11-13 13F-HR Quantitative Investment Management, LLC 57,700 0 -100.00 12,205 0 -100.00
2018-01-30 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 6,532 0 -100.00 1,297 0 -100.00
2018-02-05 13F-HR FIRST MERCANTILE TRUST CO 0 770 0 145
2018-01-24 13F-HR Brightworth 1,487 1,490 0.20 295 282 -4.41
2018-02-02 13F-HR Mn Services Vermogensbeheer B.V. 7,791 7,491 -3.85 1,547 1,179 -23.79
2018-02-14 13F-HR IMS Capital Management 5,371 5,372 0.02 1,066 1,015 -4.78
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 108,386 104,851 -3.26 21,520 19,813 -7.93
2018-02-14 13F-HR 1832 Asset Management L.P. 91,500 0 -100.00 17,617 0 -100.00
2018-02-13 13F-HR MAVERICK CAPITAL LTD 57,810 0 -100.00 11,478 0 -100.00
2018-01-24 13F-HR FNY Partners Fund LP 800 0 -100.00 158 0 -100.00
2018-02-09 13F-HR HAP Trading, LLC Put 0 52,800 0 51
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 18,920 7,772 -58.92 3,756 1,469 -60.89
2018-02-14 SC 13G/A SMALLCAP WORLD FUND INC 2,728,769 1,255,061 -54.01
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 39,200 56,300 43.62 7,783 10,638 36.68
2018-02-05 13F-HR NorthCoast Asset Management LLC 134,030 138,101 3.04 26,612 26,096 -1.94
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 3,434 649
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 550,747 3,059 -99.44 109,351 578 -99.47
2018-02-12 13F-HR Spark Investment Management LLC 29,800 21,100 -29.19 5,916 3,987 -32.61
2018-01-18 13F-HR State of Alaska, Department of Revenue 4,929 8,809 78.72 978 1,664 70.14
2018-02-14 13F-HR/A-1 FULLER & THALER ASSET MANAGEMENT, INC. 200 0 -100.00 40 0 -100.00
2018-02-09 13F-HR SYNOVUS FINANCIAL CORP 1,035 1,281 23.77 206 241 16.99
2018-02-14 13F-HR UBS Group AG 75,893 65,036 -14.31 15,069 12,290 -18.44
2018-01-19 13F-HR V Wealth Management,LLC 1,387 1,403 1.15 276 265 -3.99
2018-01-02 13F-HR Pensionfund Sabic 7,700 7,700 0.00 1,529 1,455 -4.84
2018-02-08 13F-HR SEI INVESTMENTS CO 15,100 29,557 95.74 2,998 5,585 86.29
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 27,437 27,437 0.00 5,804 5,448 -6.13
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 720 944 31.11 143 178 24.48
2018-02-15 13F-HR/A-1 Balentine LLC 24 724 2,916.67 5 137 2,640.00
2018-02-14 13F-HR PEAK6 Investments, L.P. 16,362 24,540 49.98 3,249 4,637 42.72
2018-02-09 13F-HR Gryphon Financial Partners Llc 249 47
2018-02-14 13F-HR BARCLAYS PLC Call 24,900 26,700 7.23 4,944 5,045 2.04
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 5,931 12,211 105.88 1,178 2,307 95.84
2018-02-12 13F-HR Achmea Investment Management B.V. 4,013 6,099 51.98 796 1,152 44.72
2018-02-15 13F-HR GLENMEDE TRUST CO NA 151 151 0.00 29 28 -3.45
2018-01-29 13F-HR DOCK STREET ASSET MANAGEMENT INC 40,557 44,442 9.58 8,053 8,398 4.28
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 8,400 23,600 180.95 1,668 4,459 167.33
2018-02-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 1,115 0 -100.00 221 0 -100.00
2017-10-17 13F-HR CENTRAL TRUST Co 17 0 -100.00 4 0 -100.00
2017-11-03 13F-HR Segantii Capital Management Ltd 2,900 0 -100.00 613 0 -100.00
2018-02-14 13F-HR SECOR Capital Advisors, LP 0 1,699 0 321
2017-11-13 13F-HR Lebenthal Lisanti Capital Growth, LLC 2,502 0 -100.00 529 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Call 1,400 12,500 792.86 296 2,482 738.51
2018-02-14 13F-HR HighTower Advisors, LLC 1,022 2,283 123.39 203 432 112.81
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 262,206 255,057 -2.73 52,061 48,196 -7.42
2018-02-07 13F-HR Old Mutual Global Investors (UK) Ltd. 477,622 783,625 64.07 94,831 148,073 56.14
2018-01-10 13F-HR DnB Asset Management AS 10,600 2,002,976
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 11,000 28,000 154.55 2,184 5,291 142.26
2018-02-12 13F-HR Tredje AP-fonden 10,660 2,830 -73.45 2,117 535 -74.73
2018-02-14 13F-HR Paloma Partners Management Co 4,577 14,885 225.21 909 2,812 209.35
2018-02-07 13F-HR Swiss National Bank 177,100 177,100 0.00 35,163 33,465 -4.83
2018-02-09 SC 13G/A VANGUARD GROUP INC 3,716,650 4,042,297 8.76
2018-02-14 13F-HR Meadow Creek Investment Management LLC 5,376 6,076 13.02 1,067 1,148 7.59
2018-02-09 13F-HR Bank of New York Mellon Corp 595,038 543,663 -8.63 118,146 102,732 -13.05
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 192,852 169,134 -12.30 38,288 31,962 -16.52
2018-02-12 13F-HR Pacad Investment Ltd. 1,300 0 -100.00 258 0 -100.00
2018-02-07 13F-HR OPPENHEIMER & CO INC 6,869 1,963 -71.42 1,364 371 -72.80
2018-01-30 13F-HR MYCIO WEALTH PARTNERS, LLC 7,864 7,438 -5.42 1,561 1,405 -9.99
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Call 300 57
2018-02-14 13F-HR 6 Meridian 2,261 427
2017-11-07 13F-HR Timber Hill LLC Put 8,300 0 -100.00 1,756 0 -100.00
2018-02-08 13F-HR Xact Kapitalforvaltning AB 11,494 12,055 4.88 2,282 2,278 -0.18
2018-02-14 13F-HR Vident Investment Advisory, LLC 2,833 2,984 5.33 562 564 0.36
2018-02-14 13F-HR Davidson Kempner Capital Management LP Put 100,000 18,896
2018-02-13 13F-HR Massey, Quick & Co., LLC 156 34
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 98,720 90,609 -8.22 19,601 17,121 -12.65
2018-02-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 100 100 0.00 19 18 -5.26
2018-01-10 13F-HR Weaver C. Barksdale & Associates, Inc. 72 82 13.89 14 15 7.14
2018-02-14 13F-HR People's United Financial, Inc. 0 4,000 0 756
2018-02-13 13F-HR Piermont Capital Management LLC 2,180 2,180 0.00 433 412 -4.85
2017-10-20 13F-HR Alpha Cubed Investments, LLC 1,020 0 -100.00 216 0 -100.00
2018-02-12 13F-HR COMMERCE BANK 2,328 0 -100.00 492 0 -100.00
2018-02-02 13F-HR Seacrest Wealth Management, Llc 1,601 302
2018-02-13 13F-HR Advisors Asset Management, Inc. 13,644 7,515 -44.92 2,709 1,420 -47.58
2018-02-14 13F-HR 3G Capital Partners LP 121,501 22,959
2017-11-14 13F-HR Folger Hill Asset Management LP 3,980 0 -100.00 842 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC 11,933 6,615 -44.57 2,369 1,249 -47.28
2018-01-17 13F-HR Gulf International Bank (UK) Ltd 14,460 14,460 0.00 2,871 2,732 -4.84
2018-02-15 13F-HR Metlife Investment Advisors, Llc 27,671 5,229
2018-02-09 13F-HR RHUMBLINE ADVISERS 105,902 96,493 -8.88 21,027 18,233 -13.29
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 31,072 31,601 1.70 6,170 5,971 -3.23
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 800 82 -89.75 159 15 -90.57
2018-02-09 13F-HR Citizens Financial Group Inc/RI 45,188 3,787 -91.62 8,972 716 -92.02
2018-01-24 13F-HR IFP Advisors, Inc 4,945 4,540 -8.19 982 858 -12.63
2018-01-16 13F-HR Gemmer Asset Management LLC 84 84 0.00 17 16 -5.88
2018-02-09 13F-HR Fiera Capital Corp 179,367 169,679 -5.40 35,613 32,063 -9.97
2018-02-14 13F-HR Redwood Investments, LLC 1,360 0 -100.00 270 0 -100.00
2018-02-05 13F-HR Stephens Investment Management Group LLC 50,931 71,394 40.18 10,112 13,491 33.42
2018-02-12 13F-HR FMR LLC / Fidelity 744,233 903,017 21.34 147,766 170,634 15.48
2018-02-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 14,571 17,008 16.73 2,893 3,214 11.10
2017-11-14 13F-HR AJO, LP 7,410 0 -100.00 1,567 0 -100.00
2018-02-12 13F-HR Korea Investment CORP 23,904 20,904 -12.55 4,746 3,950 -16.77
2017-11-06 13F-HR Spot Trading L.l.c. 933 0 -100.00 197 0 -100.00
2018-02-14 SC 13G/A TIGER GLOBAL MANAGEMENT LLC 3,000,000 2,075,400 -30.82
2018-02-14 13F-HR HSBC HOLDINGS PLC Call 3,200 0 -100.00 635 0 -100.00
2017-11-13 13F-HR OMERS ADMINISTRATION Corp 10,900 0 -100.00 2,306 0 -100.00
2018-02-13 13F-HR Cavalier Investments 4,150 0 -100.00 824 0 -100.00
2018-02-14 13F-HR ProShare Advisors LLC 3,295 3,981 20.82 654 752 14.98
2017-10-31 13F-HR Syntal Capital Partners, LLC 2,998 0 -100.00 634 0 -100.00
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 9,000 20,600 128.89 1,787 3,893 117.85
2018-01-16 13F-HR NEXT Financial Group, Inc 70 0 -100.00 14 0 -100.00
2018-02-13 13F-HR Winton Capital Group Ltd 12,188 1,308 -89.27 2,420 247 -89.79
2018-02-14 13F-HR Asset Management Group, Inc. 11,096 3,820 -65.57 2,203 722 -67.23
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 29,151 16,650 -42.88 5,788 3,146 -45.65
2018-02-14 13F-HR Paloma Partners Management Co Put 15,300 19,100 24.84 3,038 3,609 18.80
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 67 99 47.76 13 19 46.15
2018-02-01 13F-HR Engineers Gate Manager LP 0 38,084 0 7,196
2017-11-13 13F-HR Nicholas Investment Partners, LP 16,580 0 -100.00 3,508 0 -100.00
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 452,073 432,009 -4.44 89,760 81,633 -9.05
2018-02-14 13F-HR Teza Capital Management LLC 1,600 302
2018-01-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 4,272 22,675 430.78 848 4,285 405.31
2018-02-12 13F-HR Smith Asset Management Group LP 168,540 133,680 -20.68 33,464 25,260 -24.52
2018-02-14 13F-HR VIRTUS ETF ADVISERS LLC 56 11
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 49 63 28.57 10 12 20.00
2017-11-14 13F-HR Natixis Asset Management 4,318 0 -100.00 913 0 -100.00
2018-02-14 13F-HR HSBC HOLDINGS PLC 16,401 40,216 145.20 3,255 7,600 133.49
2018-02-08 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 703 418 -40.54 139 79 -43.17
2018-02-13 13F-HR Wellington Management Group LLP 595,434 461,515 -22.49 118,223 87,208 -26.23
2017-08-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 0 155 0 29
2018-02-12 13F-HR Navellier & Associates Inc 46,757 0 -100.00 9,284 0 -100.00
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 4,957 0 -100.00 1,049 0 -100.00
2018-02-14 13F-HR TLP GROUP LLC 0 117 0 22
2018-02-16 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 1,400 2,400 71.43 278 454 63.31
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 2,990 2,990 0.00 594 565 -4.88
2018-01-17 13F-HR Creative Planning 1,898 2,488 31.09 377 470 24.67
2018-02-14 13F-HR GLG LLC 0 2,400 0 454
2018-02-14 13F-HR Strategic Global Advisors, LLC 1,305 1,305 0.00 259 247 -4.63
2018-02-14 13F-HR Sound Income Strategies, Llc 28 6
2018-02-14 13F-HR Tobam 69,439 139,035 100.23 13,787 26,272 90.56
2017-10-27 13F-HR Cable Hill Partners, LLC 131 131 0.00 28 26 -7.14
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 140,253 146,127 4.19 27,847 27,612 -0.84
2017-11-08 13F-HR Edge Advisors, Llc 40 0 -100.00 8 0 -100.00
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 132,665 134,096 1.08 26,340,637 25,338,780 -3.80
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 1,286 24,688 1,819.75 255 4,665 1,729.41
2018-02-14 13F-HR Antipodean Advisors LLC 20,000 3,779
2017-11-13 13F-HR/A-1 NORGES BANK 394,088 473,266 20.09 51,775 68,639 32.57
2018-02-13 13F-HR AMALGAMATED BANK 9,562 9,225 -3.52 1,899 1,743 -8.21
2018-02-06 13F-HR MCF Advisors LLC 881 883 0.23 175 167 -4.57
2018-02-14 13F-HR Pacer Advisors, Inc. 7,476 10,555 41.19 1,484 1,994 34.37
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 2 11,460 572,900.00 0 2,165
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 972 0 -100.00 206 0 -100.00
2018-02-13 13F-HR ASSETMARK, INC 34,936 28,147 -19.43 6,937 5,319 -23.32
2018-01-18 13F-HR Westpac Banking Corp 2,602 2,602 0.00 516,628 491,674 -4.83
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 32,736 30,345 -7.30 6,500 5,734 -11.78
2018-02-13 13F-HR COLUMBIA WANGER ASSET MANAGEMENT LLC 165,955 137,833 -16.95 32,950 26,045 -20.96
2018-02-01 13F-HR STATE TREASURER STATE OF MICHIGAN 18,100 15,700 -13.26 3,594 2,967 -17.45
2018-02-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 28 29 3.57 6 5 -16.67
2018-02-13 13F-HR JP Morgan Chase & Co 39,962 121,300 203.54 7,874 22,920 191.08
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 385,714 355,149 -7.92 76,543 67,068 -12.38
2018-01-25 13F-HR First Personal Financial Services 114 137 20.18 23 26 13.04
2018-02-13 13F-HR Mosaic Family Wealth, LLC 110 100 -9.09 22 19 -13.64
2018-02-14 13F-HR PICTET ASSET MANAGEMENT LTD 18,900 19,879 5.18 3,753 3,756 0.08
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 1,400 266
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 540 0 -100.00 107 0 -100.00
2018-01-17 13F-HR Lowe fs, LLC 27 27 0.00 5 5 0.00
2018-01-25 13F-HR FTB Advisors, Inc. 99 1,499 1,414.14 19 284 1,394.74
2018-02-14 13F-HR Zions Bancorporation 14 3
2018-01-16 13F-HR Louisiana State Employees Retirement System 12,900 11,100 -13.95 2,561 2,097 -18.12
2018-01-24 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 1,089 0 -100.00 224 0 -100.00
2018-02-02 13F-HR ARROW FINANCIAL CORP 15,000 15,000 0.00 2,978 2,834 -4.84
2018-02-12 13F-HR Sheaff Brock Investment Advisors, LLC 1,651 1,651 0.00 328 312 -4.88
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,346 277,138 539.36 8,606 52,368 508.51
2018-01-16 13F-HR CENTRAL BANK & TRUST CO 25,687 25,268 -1.63 5,100 4,775 -6.37
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 11,020 10,020 -9.07 2,188 1,893 -13.48
2018-01-12 13F-HR APPLETON PARTNERS INC/MA 18,115 15,328 -15.39 3,597 2,896 -19.49
2017-09-21 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-02-07 13F-HR WHITTIER TRUST CO 18,412 18,715 1.65 3,656 3,536 -3.28
2018-01-18 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 900 700 -22.22 179 132 -26.26
2018-02-13 13F-HR Parallel Advisors, LLC 291 291 0.00 50 55 10.00
2018-01-31 13F-HR Mutual of America Capital Management LLC 38,856 35,477 -8.70 7,715 6,704 -13.10
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 0 90,100 0 17,025
2018-01-26 13F-HR ADVISOR PARTNERS LLC 1,080 231
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 159,896 159,896 0.00 31,747 30,214 -4.83
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 77,565 72,749 -6.21 15,401 13,747 -10.74
2017-11-14 13F-HR Natixis 3,462 0 -100.00 732 0 -100.00
2018-02-14 13F-HR Marshall Wace LLP 4,602 0 -100.00 916 0 -100.00
2018-02-09 13F-HR HENDERSON GROUP PLC 487,761 375,861 -22.94 96,845 71,022 -26.66
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC Call 16,500 3,118
2018-02-14 13F-HR MENTA CAPITAL LLC 4,160 0 -100.00 826 0 -100.00
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 1,200 1,700 41.67 238 321 34.87
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 14,445 2,730
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 72,662 41,724 -42.58 14,426 7,884 -45.35
2018-02-09 13F-HR Edgestream Partners, L.P. 4,001 0 -100.00 794 0 -100.00
2018-02-14 13F-HR Tyers Asset Management LLC 3,072 3,472 13.02 610 656 7.54
2018-02-14 13F-HR BRINKER CAPITAL INC 3,848 3,076 -20.06 764 581 -23.95
2018-01-17 13F-HR GATEWAY INVESTMENT ADVISERS LLC 42,809 46,193 7.90 8,500 8,729 2.69
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 3,370 0 -100.00 713 0 -100.00
2018-02-12 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 18,052 18,097 0.25 3,584 3,419 -4.60
2017-11-14 13F-HR Elkfork Partners LLC 3,894 4,224 8.47 824 839 1.82
2018-02-12 13F-HR Mirador Capital Partners LP 1,682 1,727 2.68 336 326 -2.98
2017-11-13 13F-HR Convergence Investment Partners, LLC 8,202 0 -100.00 1,735 0 -100.00
2018-02-14 13F-HR Capital World Investors 2,115,653 1,985,974 -6.13 420,063 375,270 -10.66
2018-01-02 13F-HR American Financial Network Advisory Services Llc 588 810 37.76 117 153 30.77
2018-02-14 13F-HR UBS Group AG Put 0 60,000 0 11,338
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 28 0 -100.00 5 0 -100.00
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Put 100 19
2018-01-24 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 2,175 2,150 -1.15 432 406 -6.02
2018-02-09 13F-HR Proficio Capital Partners LLC 4 105 2,525.00 1 20 1,900.00
2018-02-06 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 198,419 196,928 -0.75 39,396 37,212 -5.54
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 2,800 2,800 0.00 556 529 -4.86
2018-02-13 13F-HR Jackson Square Partners, LLC 37,701 347,558 821.88 7,485 65,674 777.41
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 206,412 187,836 -9.00 40,983 35,493 -13.40
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 50 50 0.00 10 9 -10.00
2018-02-14 13F-HR SYMPHONY ASSET MANAGEMENT LLC 13,987 7,168 -48.75 2,777 1,354 -51.24
2018-02-14 13F-HR UBS OCONNOR LLC 33,635 0 -100.00 6,678,000 0 -100.00
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 25,332 15,251 -39.80 5,029,669 2,881,829 -42.70
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 53,700 46,784 -12.88 10,579 8,830 -16.53
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 2,618 0 -100.00 554 0 -100.00
2018-02-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 35,000 0 -100.00 6,949 0 -100.00
2018-02-14 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 4,071 4,071 0.00 808 769 -4.83
2018-01-16 13F-HR CWM, LLC 3 15 400.00 1 3 200.00
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC Call 1,100 208
2018-01-25 13F-HR Cornerstone Advisors, Inc. 144 144 0.00 29 27 -6.90
2018-02-13 13F-HR BANK OF NOVA SCOTIA 6,000 0 -100.00 1,191 0 -100.00
2018-02-13 13F-HR Legal & General Group Plc 225,343 209,335 -7.10 44,741 39,556 -11.59
2018-02-14 13F-HR Virtus Investment Advisers, Inc. 14,185 3
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 4,500 3,900 -13.33 897 737 -17.84
2018-02-14 SC 13G Renaissance Technologies LLC 2,639,900 3,286,400 24.49
2018-02-14 13F-HR BARCLAYS PLC 47,791 219,686 359.68 9,489 41,512 337.47
2018-02-16 13F-HR/A-1 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 858,919 1,573,333 83.18 170,538 297,297 74.33
2018-02-14 13F-HR TimesSquare Capital Management, LLC 351,550 276,500 -21.35 69,800 52,247 -25.15
2018-02-14 13F-HR Paloma Partners Management Co Call 28,300 18,400 -34.98 5,619 3,477 -38.12
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 0 400 0 75
2018-02-12 13F-HR Skandinaviska Enskilda Banken AB (publ) 6,101 6,101 0.00 1,211 1,153 -4.79
2018-02-14 13F-HR Jefferies Group LLC 25,165 0 -100.00 4,997 0 -100.00
2018-02-14 13F-HR Capital Research Global Investors 845,500 845,500 0.00 167,874 159,766 -4.83
2018-02-09 13F-HR Shell Asset Management Co 2,413 2,413 0.00 479 456 -4.80
2017-11-02 13F-HR Exchange Capital Management, Inc. 1,390 0 -100.00 294 0 -100.00
2018-02-07 13F-HR FFCM LLC 210 0 -100.00 43 0 -100.00
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 4,273 4,168 -2.46 849 788 -7.18
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 73,845 76,040 2.97 14,662 14,369 -2.00
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 2,600 2,600 0.00 512 491 -4.10
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 732 2,502 241.80 153 497 224.84
2018-01-24 13F-HR APG Asset Management N.V. 59,500 30,500 -48.74 11,814 4,800 -59.37
2018-02-05 13F-HR HMS Capital Management, LLC 2,545 2,380 -6.48 505 450 -10.89
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 65,900 70,600 7.13 13,084 13,341 1.96
2018-01-23 13F-HR TEXAS PERMANENT SCHOOL FUND 35,228 29,563 -16.08 6,995 5,586 -20.14
2018-02-12 13F-HR Hutchin Hill Capital, LP 8,077 0 -100.00 1,604 0 -100.00
2017-11-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 5,095 0 -100.00 1,078 0 -100.00
2018-02-14 13F-HR Incline Global Management LLC 253,944 47,985
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 89 337 278.65 18 64 255.56
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 40,808 37,757 -7.48 8,102 7,135 -11.94
2018-02-14 13F-HR Incline Global Management LLC Call 238,600 45,086
2018-02-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 32,600 32,600 0.00 6,473 6,160 -4.84
2018-01-18 13F-HR ACADIAN ASSET MANAGEMENT LLC 28 1,003 3,482.14 6 190 3,066.67
2018-01-11 13F-HR North Star Investment Management Corp. 30 30 0.00 6 6 0.00
2018-01-30 13F-HR Copeland Capital Management, LLC 16,595 42,779 157.78 3,295 8,084 145.34
2018-02-06 13F-HR Reliant Investment Management, LLC 15,650 2,957
2018-02-14 13F-HR IHT Wealth Management, LLC 184 159 -13.59 38 32 -15.79
2018-02-07 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 10,800 2,041
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 3,567 674
2018-02-07 13F-HR CHILTON INVESTMENT CO LLC 143,627 136,882 -4.70 28,517 25,865 -9.30
2018-02-13 13F-HR/A-1 Centerstar Asset Management, Llc Call 7
2017-11-29 N-Q Nuveen Nasdaq 100 Dynamic Overwrite Fund (see advisory)
2018-02-12 13F-HR EATON VANCE MANAGEMENT 6,848 6,848 0.00 1,360 1,294 -4.85
2018-02-14 13F-HR QS Investors, LLC 3 3 0.00 1 1 0.00
2018-02-13 13F-HR Allianz Asset Management AG 88,644 41,062 -53.68 17,601 7,759 -55.92
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Put 25,000 4,724
2018-01-23 13F-HR REGENTATLANTIC CAPITAL LLC 9,188 7,269 -20.89 1,824 1,374 -24.67
2017-11-13 13F-HR Invictus RG 66 0 -100.00 14 0 -100.00
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 0 30,000 0 5,669
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 98,700 101,600 2.94 19,597 19,198 -2.04
2018-02-06 13F-HR ITHAKA GROUP LLC 40,376 0 -100.00 8,017 0 -100.00
2018-01-12 13F-HR KAMES CAPITAL plc 6,836 6,836 0.00 1,357 1,291 -4.86
2018-02-13 13F-HR CIBC WORLD MARKETS CORP 23,030 0 -100.00 4,573 0 -100.00
2018-02-13 13F-HR BOSTON PRIVATE WEALTH LLC 3,772 3,865 2.47 749 730 -2.54
2018-01-24 13F-HR SG Americas Securities, LLC 595 7,431 1,148.91 118 1,404 1,089.83
2018-02-14 13F-HR EULAV Asset Management 67,700 59,700 -11.82 13,442 11,281 -16.08
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 75 0 -100.00 15 0 -100.00
2018-02-14 13F-HR EARNEST PARTNERS LLC 0 21 0 4
2018-02-05 13F-HR Advantus Capital Management Inc 6,153 5,386 -12.47 1,222 1,018 -16.69
2018-02-02 13F-HR SMITHFIELD TRUST CO 26 5
2018-02-14 13F-HR Intrinsic Edge Capital Management LLC 49,816 9,413
2018-01-12 13F-HR NISA INVESTMENT ADVISORS L.L.C. 10,450 9,971 -4.58 2,075 1,884 -9.20
2018-02-14 13F-HR Shanda Payment Holdings Ltd. 5,000 945
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 92,712 0 -100.00 19,611 0 -100.00
2018-01-08 13F-HR CenturyLink Investment Management Co 3,873 0 -100.00 769 0 -100.00
2018-01-12 13F-HR SHEETS SMITH WEALTH MANAGEMENT 2,306 0 -100.00 458 0 -100.00
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 23,204 20,488 -11.70 4,608 3,872 -15.97
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 38,340 0 -100.00 7,612 0 -100.00
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 176,310 168,161 -4.62 35,006 31,776 -9.23
2018-01-04 13F-HR Aurora Investment Counsel 27,298 0 -100.00 2,571 0 -100.00
2018-02-12 13F-HR BROWN ADVISORY INC 1,038 0 -100.00 206 0 -100.00
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 40,341 0 -100.00 8,010 0 -100.00
2018-02-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. Put 200,000 37,792
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 1,572,136 812,017 -48.35 312,147 153,439 -50.84
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC Put 5,000 0 -100.00 1,058 0 -100.00
2018-02-07 13F-HR Sigma Planning Corp 1,156 0 -100.00 230 0 -100.00
2018-02-14 13F-HR Summit Trail Advisors, Llc 209 46
2018-01-24 13F-HR Fisher Asset Management, LLC 1,160,101 1,136,782 -2.01 230,338 214,806 -6.74
2018-02-09 13F-HR Legacy Financial Advisors, Inc. 653 123
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 0 114,075 0 21,556
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 6,442 6,573 2.03 1,279 1,260 -1.49
2018-02-14 13F-HR Independent Advisor Alliance 2,003 1,362 -32.00 412 277 -32.77
2018-02-14 13F-HR Walleye Trading LLC 0 10,407 0 1,967
2018-02-14 13F-HR MACQUARIE GROUP LTD 21,857 104,064 376.11 4,340 39,126 801.52
2018-02-14 13F-HR TIGER MANAGEMENT L.L.C. 2,500 472
2018-01-17 13F-HR Cutler Group LP 100 0 -100.00 19 0 -100.00
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 1,478 0 -100.00 313 0 -100.00
2018-02-09 13F-HR EAGLE ASSET MANAGEMENT INC 192,785 1,397 -99.28 38,555 291 -99.25
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 23,951 21,546 -10.04 4,755 4,071 -14.38
2018-02-12 13F-HR Winfield Associates, Inc. 10 10 0.00 2 2 0.00
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Put 20,000 34,200 71.00 3,971 6,462 62.73
2018-02-13 13F-HR BLUESTEIN R H & CO 122,355 1,500 -98.77 24,294 283 -98.84
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Call 25,000 4,724
2018-01-10 13F-HR AMARILLO NATIONAL BANK 3,315 3,315 0.00 658 626 -4.86
2017-11-29 N-Q Nuveen S&p 500 Dynamic Overwrite Fund (see advisory)
2018-02-14 13F-HR HBK INVESTMENTS L P 53,600 117,548 119.31 10,642 22,212 108.72
2017-09-29 N-Q Nushares Etf Trust (see advisory)
2017-11-13 13F-HR KOCH INDUSTRIES INC 2,676 0 -100.00 566 0 -100.00
2018-02-13 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 26,648 0 -100.00 5,291 0 -100.00
2018-02-13 13F-HR Yorktown Management & Research Co Inc 1,725 0 -100.00 342 0 -100.00
2018-01-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 3,356 3,277 -2.35 666 619 -7.06
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 35,700 64,900 81.79 7,088 12,264 73.02
2018-02-06 13F-HR SHELTON CAPITAL MANAGEMENT 3,602 3,602 0.00 715 681 -4.76
2018-02-14 13F-HR STIFEL FINANCIAL CORP 13,673 18,247 33.45 2,730 3,444 26.15
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 76 0 -100.00 16 0 -100.00
2018-02-14 13F-HR DekaBank Deutsche Girozentrale 3,951 3,951 0.00 797 797 0.00
2018-02-05 13F-HR STEPHENS INC /AR/ 1,150 1,100 -4.35 228 208 -8.77
2018-02-14 13F-HR GAM Holding AG 0 7,099 0 1,341
2017-11-14 13F-HR ADVISORY RESEARCH INC 5,901 0 -100.00 1,248 0 -100.00
2018-02-14 13F-HR Nikko Asset Management Americas, Inc. 51,000 52,900 3.73 10,126 9,996 -1.28
2018-02-14 13F-HR CAXTON ASSOCIATES LP 5,000 0 -100.00 993 0 -100.00
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 9,791 9,932 1.44 1,944 1,877 -3.45
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 12,298 12,298 0.00 2,442 2,442 0.00
2018-01-30 13F-HR LMR Partners LLP 0 83,000 0 15,684
2018-02-06 13F-HR M&T BANK CORP 6,507 2,986 -54.11 1,290 565 -56.20
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 75,562 66,452 -12.06 15,003 12,557 -16.30
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 47,570 14,525 -69.47 9,445 2,745 -70.94
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 37 365 886.49 7 69 885.71
2018-02-14 13F-HR Krilogy Financial LLC 11 11 0.00 2 2 0.00
2018-02-14 13F-HR MORGAN STANLEY 269,514 224,150 -16.83 53,512 42,354 -20.85
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Call 57,400 57,400 0.00 11,397 10,846 -4.83
2018-01-29 N-Q Nuveen Investment Trust Ii (see advisory)
2018-02-07 13F-HR Private Advisor Group, LLC 3,861 2,215 -42.63 792 448 -43.43
2017-09-25 N-Q Eagle Series Trust (see advisory)
2018-02-14 13F-HR Walleye Trading LLC Call 6,900 2,100 -69.57 1,371 398 -70.97
2018-02-06 13F-HR Daiwa Securities Group Inc. 4,400 2,900 -34.09 874 548 -37.30
2018-02-14 13F-HR SUVRETTA CAPITAL MANAGEMENT, LLC 0 304,168 0 57,476
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 5,000 0 -100.00 1,058 0 -100.00
2018-02-14 13F-HR FRANKLIN RESOURCES INC 162,407 180,098 10.89 32,245 34,031 5.54
2018-02-14 13F-HR BlueCrest Capital Management Ltd 0 14,310 0 2,704
2018-02-14 13F-HR Sapphire Star Partners LP 1,545 0 -100.00 307 0 -100.00
2018-02-14 13F-HR Glen Harbor Capital Management LLC 6,528 7,378 13.02 1,296 1,394 7.56
2018-02-14 13F-HR Advisor Group, Inc. 5,857 5,844 -0.22 1,164 1,104 -5.15
2017-11-01 13F-HR/A-1 Financial Architects, Inc Call 1,000 0 -100.00 212 0 -100.00
2018-02-14 13F-HR Melvin Capital Management LP Call 0 150,000 0 28,344
2018-02-08 13F-HR BABSON CAPITAL MANAGEMENT LLC 7,010 2,470 -64.76 1,392 467 -66.45
2018-02-14 13F-HR STATE STREET CORP 1,575,919 1,490,563 -5.42 312,909 281,657 -9.99
2018-02-07 13F-HR LS Investment Advisors, LLC 5,548 4,130 -25.56 1,102 780 -29.22
2018-02-14 13F-HR Crestwood Capital Management, L.P. 55,080 10,408
2018-02-14 13F-HR Integral Derivatives, LLC Put 5,800 5,800 0.00 1,152 1,096 -4.86
2018-02-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 5,994 5,994 0.00 1,190 1,133 -4.79
2018-02-13 13F-HR Axa 85,000 30,963 -63.57 16,877 5,851 -65.33
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 213 261 22.54 182 191 4.95
2018-02-13 13F-HR MASSMUTUAL TRUST CO FSB/ADV 8 8 0.00 1,692 1,588 -6.15
2018-01-23 13F-HR FNY Managed Accounts LLC Put 8 0 -100.00 1 0 -100.00
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 75,600 23,800 -68.52 15,010 4,497 -70.04
2018-02-09 13F-HR RidgeWorth Capital Management LLC 16,935 16,580 -2.10 3,362 3,133 -6.81
2018-02-14 13F-HR Dorsey Wright & Associates 10,379 0 -100.00 2,061 0 -100.00
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 28 0 -100.00 6 0 -100.00
2018-02-08 13F-HR Retirement Systems of Alabama 113,663 56,549 -50.25 22,568 10,685 -52.65
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 22,158 20,485 -7.55 4,399 3,871 -12.00
2017-11-14 13F-HR QCM Cayman, Ltd. 1,135 0 -100.00 240 0 -100.00
2017-08-18 13F-HR WFG Advisors, LP 0 18 0 4
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 679,200 708,900 4.37 134,855 133,954 -0.67
2018-02-14 13F-HR AMP Capital Investors Ltd 39,188 35,283 -9.96 7,781 6,668 -14.30
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 1,950 1,968 0.92 413 391 -5.33
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 160,210 178,630 11.50 31,810 33,754 6.11
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 1,051 3,745 256.33 209 708 238.76
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 2 0 -100.00 0 0
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 113,500 185,800 63.70 22,535 35,109 55.80
2018-02-06 13F-HR Russell Investments Group, Ltd. 108,854 145,123 33.32 21,612 27,567 27.55
2017-11-03 13F-HR Breton Hill Capital Ltd. 5,437 3,844 -29.30 1,150 763 -33.65
2018-02-14 13F-HR DEUTSCHE BANK AG\ 166,593 97,664 -41.38 33,073 18,451 -44.21
2018-02-13 13F-HR Gareth Morgan Investments Limited Partnership 33,912 36,597 7.92 6,733 6,915 2.70
2018-02-02 13F-HR TRUST CO OF VERMONT 732 732 0.00 145 138 -4.83
2018-01-30 13F-HR CHICAGO EQUITY PARTNERS LLC 95,310 98,560 3.41 18,924 18,624 -1.59
2017-11-13 13F-HR Harvest Fund Management Co., Ltd 99 0 -100.00 21 0 -100.00
2018-02-14 13F-HR Marshall Wace North America L.P. 289,221 378,526 30.88 57,555 71,527 24.28
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 14,590 13,230 -9.32 2,897 2,500 -13.70
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 1,633 309
2018-02-14 13F-HR Walleye Trading LLC Put 3,700 7,700 108.11 736 1,456 97.83
2017-11-08 13F-HR TURNER INVESTMENTS, L.P. 8,750 0 -100.00 1,851 0 -100.00
2017-11-08 13F-HR ING GROEP NV 5,850 0 -100.00 1,237 0 -100.00
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 187,355 187,951 0.32 37,200 35,516 -4.53
2017-11-06 13F-HR Spot Trading L.l.c. Put 16,400 3,256
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 1,167 1,267 8.57 232 239 3.02
2018-02-05 13F-HR Crossmark Global Holdings, Inc. 6,620 5,759 -13.01 1,314 1,088 -17.20
2018-02-13 13F-HR ClariVest Asset Management LLC 112,282 143,407 27.72 22,294 27,099 21.55
2018-02-12 13F-HR Liberty Mutual Group Asset Management Inc. 16,171 11,102 -31.35 3,211 2,098 -34.66
2018-02-12 13F-HR MARTINGALE ASSET MANAGEMENT L P 10,303 6,102 -40.77 2,046 1,154 -43.60
2018-02-14 13F-HR Mana Advisors Llc 1,772 335
2017-11-14 13F-HR Integral Derivatives, LLC Call 10,100 0 -100.00 2,136 0 -100.00
2018-01-10 13F-HR FIRST CITIZENS BANK & TRUST CO 2,489 2,052 -17.56 494 388 -21.46
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 7,039 6,388 -9.25 1,398 1,207 -13.66
2018-02-14 13F-HR Point72 Asset Management, L.P. 162,356 2,500 -98.46 32,236 472 -98.54
2017-10-26 13F-HR Acrospire Investment Management LLC 600 0 -100.00 127 0 -100.00
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 2,952 558
2017-08-17 13F-HR Dynamic Technology Lab Private Ltd 6,691 0 -100.00 1,233 0 -100.00
2018-02-14 13F-HR Nuveen Asset Management, LLC 33,676 11,598 -65.56 6,686 2,192 -67.22
2017-11-13 13F-HR CIBC World Markets Inc. 18,728 0 -100.00 3,962 0 -100.00
2018-02-14 13F-HR Voya Investment Management LLC 334,405 959,770 187.01 66,397 181,358 173.14
2018-02-15 13F-HR Lido Advisors, LLC 1,565 0 -100.00 286 0 -100.00
2018-02-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 6,312 5,728 -9.25 1,253 1,082 -13.65
2018-02-14 13F-HR HighTower Advisors, LLC Put 3,900 2
2018-01-26 13F-HR CIGNA INVESTMENTS INC /NEW 1,853 1,689 -8.85 368 319 -13.32
2018-02-02 13F-HR Karp Capital Management Corp 2,560 0 -100.00 508 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 9,600 0 -100.00 2,031 0 -100.00
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 40,710 9,539 -76.57 8,083 1,802 -77.71
2018-02-07 13F-HR EFG Asset Management (Americas) Corp. 2,240 3,162 41.16 445 597 34.16
2018-02-14 13F-HR DIAM Co., Ltd. 78,498 79,702 1.53 15,580 15,065 -3.31
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 27,269 19,373 -28.96 5,414 3,661 -32.38
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 9,460 9,321 -1.47 1,879 1,760 -6.33
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 2,100 14,500 590.48 417 2,740 557.07
2018-01-10 13F-HR ADIRONDACK TRUST CO 25 55 120.00 5 10 100.00
2018-01-11 13F-HR/A-1 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 23,456 17,906 -23.66 4,657 3,384 -27.34
2018-02-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 255,873 127,241 -50.27 50,803 24,044 -52.67
2017-11-28 N-Q Franklin Templeton Variable Insurance Products Trust (see advisory)
2018-02-09 13F-HR Valeo Financial Advisors, Llc 15 59 293.33 3 11 266.67
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 184,800 228,900 23.86 36,692 43,253 17.88
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 313,300 338,600 8.08 62,206 63,982 2.86
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 1,536 1,585 3.19 305 299 -1.97
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 79,852 71,490 -10.47 15,855 13,509 -14.80
2017-11-08 13F-HR D.A. DAVIDSON & CO. 59 0 -100.00 12 0 -100.00
2018-01-19 13F-HR World Asset Management Inc 3,550 3,039 -14.39 705 574 -18.58
2018-02-14 13F-HR AHL Partners LLP 7,007 92,185 1,215.61 1,392 17,419 1,151.36
2018-02-13 13F-HR AVIVA PLC 30,450 25,720 -15.53 6,047 4,860 -19.63
2018-02-12 13F-HR CITIGROUP INC Call 6,300 14,700 133.33 1,251 2,778 122.06
2018-02-14 13F-HR TEACHERS ADVISORS INC 51,279 51,791 1.00 10,181 9,786 -3.88
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 36,108 0 6,823
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 116 22
2018-01-02 13F-HR Pensionfund DSM Netherlands 14,000 14,000 0.00 2,780 2,645 -4.86
2018-02-15 13F-HR Fieldpoint Private Securities, LLC 413 0 -100.00 82 0 -100.00
2018-02-02 13F-HR COMERICA BANK 37,712 34,292 -9.07 6,852 7,500 9.46
2018-02-07 13F-HR Balter Liquid Alternatives, LLC 3,099 586
2018-02-14 13F-HR SOROS FUND MANAGEMENT LLC 1,600 2,500 56.25 318 472 48.43
2018-02-13 13F-HR JP Morgan Chase & Co Put 0 72,000 0 13,605
2018-02-14 13F-HR NUMERIC INVESTORS LLC 153,600 169,221 10.17 30,497 31,976 4.85
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 1,313,849 1,250,160 -4.85 260,864 236,093 -9.50
2018-02-14 13F-HR BOKF, NA 2,826 0 -100.00 561 0 -100.00
2018-02-14 13F-HR FIFTH THIRD BANCORP 239 198 -17.15 47 37 -21.28
2018-02-09 13F-HR TCW GROUP INC 70,905 71,058 0.22 14,078 13,428 -4.62
2018-02-14 13F-HR BARCLAYS PLC Put 32,400 45,000 38.89 6,433 8,503 32.18
2018-02-14 13F-HR Senator Investment Group LP 800,000 151,168
2018-02-14 13F-HR STEADFAST CAPITAL MANAGEMENT LP 381,036 72,001
2018-02-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 22,941 38,162 66.35 4,555 7,211 58.31
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 155,746 138,846 -10.85 30,923 26,236 -15.16
2018-02-08 SC 13G/A BlackRock Inc. 5,384,078 5,343,303 -0.76
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 7,729 8,683 12.34 1,535 1,641 6.91
2018-01-10 13F-HR Hutchens Investment Management Inc 1,500 1,500 0.00 297 283 -4.71
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 1,300 6,600 407.69 258 1,247 383.33
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 59,600 103,400 73.49 11,834 19,538 65.10
2018-02-01 13F-HR Nationwide Fund Advisors 165,775 0 -100.00 32,915 0 -100.00
2018-02-13 13F-HR CREDIT AGRICOLE S A 50,734 0 -100.00 10,073 0 -100.00
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 6,800 123,400 1,714.71 1,350 23,318 1,627.26
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 14,391 13,091 -9.03 2,622 2,474 -5.64
2018-02-13 13F-HR Icon Wealth Partners, Llc 58 11
2018-01-23 13F-HR STRS OHIO 30,652 573 -98.13 6,085 108 -98.23
2018-01-29 13F-HR REILLY FINANCIAL ADVISORS, LLC 100 19
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 1,400 265
2018-02-08 13F-HR Trexquant Investment LP 0 15,847 0 2,994
2018-01-30 13F-HR BESSEMER GROUP INC 89 0 -100.00 18 0 -100.00
2018-02-15 13F-HR JANE STREET GROUP, LLC 6,725 96,126 1,329.38 1,335 18,164 1,260.60
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 610,169 121,469 -80.09 121,149 22,953 -81.05
2018-02-14 13F-HR Utah Retirement Systems 8,800 8,100 -7.95 1,747 1,530 -12.42
2018-02-14 13F-HR Invesco Ltd. 448,698 476,950 6.30 89,089 90,124 1.16
2018-01-16 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 29,902 28,433 -4.91 5,937 5,372 -9.52
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 0 4,643 0 877
2018-02-13 13F-HR Granite Investment Advisors, Inc. 1,500 283
2018-02-02 13F-HR US BANCORP \DE\ 3,296 3,387 2.76 654 639 -2.29
2018-02-14 13F-HR NORTHERN TRUST CORP 486,773 439,947 -9.62 96,649 83,132 -13.99
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 39,300 39,600 0.76 7,803 7,483 -4.10
2018-02-13 13F-HR LAZARD ASSET MANAGEMENT LLC 1,913 361
2018-02-12 13F-HR Hudson Bay Capital Management LP 5,000 0 -100.00 993 0 -100.00
2018-02-14 13F-HR CREDIT SUISSE AG/ 81,865 114,825 40.26 16,254 21,697 33.49
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 789,709 8,825 -98.88 156,797 1,668 -98.94
2018-01-17 13F-HR Cutler Group LP Call 0 4,200 0 8
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 236,879 235,762 -0.47 47,032 44,549 -5.28
2017-09-27 N-Q Franklin Strategic Series (see advisory)
2018-02-14 13F-HR Janney Montgomery Scott LLC 7,762 8,316 7.14 1,541 1,571 1.95
2018-02-14 13F-HR ROYAL BANK OF CANADA 24,536 30,212 23.13 4,871 5,708 17.18
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 33,386 32,581 -2.41 6,629 6,157 -7.12
2018-01-18 13F-HR REGIONS FINANCIAL CORP 221 41
2017-09-25 N-Q Eagle Capital Appreciation Fund (see advisory)
2018-02-14 13F-HR A.R.T. Advisors, LLC 0 28,900 0 5,460
2018-02-14 13F-HR Integral Derivatives, LLC 5,700 5,700 0.00 1,132 1,077 -4.86
2018-02-09 13F-HR Baird Financial Group, Inc. 206,160 201,760 -2.13 40,933 38,125 -6.86

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( DPZ / Dominos Pizza Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

CUSIP: 25754A201