SecurityDPLO / Diplomat Pharmacy, Inc. (25456K101)
Chairman and CEOHagerman Philip R
Institutional Owners269
Form N-Q Owners68
Institutional Shares71,549,760 - 103.89% (ex. N-Q)
Institutional Value$ 12,789,191,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Diplomat Pharmacy, Inc. (NYSE:DPLO) has 269 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 71,549,760 shares. Largest shareholders include Hagerman Philip R, BlackRock Inc., Vanguard Group Inc, Henderson Group Plc, Frontier Capital Management Co Llc, Frontier Capital Management Co Llc, Davis Selected Advisers, State Street Corp, Cortina Asset Management, LLC, and Dimensional Fund Advisors Lp.

Diplomat Pharmacy, Inc. (NYSE:DPLO) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-01-30 13F-HR CHICAGO EQUITY PARTNERS LLC 60,515 1,215
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 1,616 3,526 118.19 33 71 115.15
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Call 45,000 903
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-02-13 13F-HR GLOBEFLEX CAPITAL L P 53,677 51,358 -4.32 1,112 1,031 -7.28
2017-11-24 N-Q Master Investment Portfolio (see advisory)
2018-02-14 13F-HR Jefferies Group LLC 0 5,800 0 116
2018-02-05 13F-HR Crossmark Global Holdings, Inc. 25,970 20,390 -21.49 538 409 -23.98
2018-01-17 13F-HR Cutler Group LP Put 2,600 8,700 234.62 3 7 133.33
2017-10-26 N-Q Global X Funds (see advisory)
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 6,911 154
2018-02-01 13F-HR Nationwide Fund Advisors 156,249 0 -100.00 3,236 0 -100.00
2017-09-15 N-Q Steward Funds, Inc. (see advisory)
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 37,024 11,861 -67.96 767 238 -68.97
2018-02-13 13F-HR Icon Wealth Partners, Llc 846 17
2017-11-13 13F-HR Renaissance Technologies LLC 33,100 0 -100.00 490 0 -100.00
2018-02-13 13F-HR FIRST INTERSTATE BANK 150 150 0.00 3 3 0.00
2018-02-13 SC 13G HENDERSON GROUP PLC 4,232,996
2018-02-06 13F-HR Russell Investments Group, Ltd. 14,600 0 -100.00 302 0 -100.00
2017-11-14 13F-HR Gotham Asset Management, LLC 43,166 0 -100.00 639 0 -100.00
2017-08-29 N-Q Fundvantage Trust (see advisory)
2018-02-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 200,000 165,800 -17.10 4,142 3,327 -19.68
2017-11-22 N-Q Cortina Funds, Inc. (see advisory)
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 69,700 180,900 159.54 1,443 3,631 151.63
2018-01-23 SC 13G/A BlackRock Inc. 5,310,398 6,754,710 27.20
2018-02-12 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 95,161 95,169 0.01 1,971 1,910 -3.09
2017-09-22 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-01-30 13F-HR BESSEMER GROUP INC 518 0 -100.00 11 0 -100.00
2017-11-22 N-Q State Street Variable Insurance Series Funds Inc (see advisory)
2017-11-28 N-Q Usaa Mutual Funds Trust (see advisory)
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 360,568 360,765 0.05 7,467 7,241 -3.03
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 424 125,204 29,429.25 9 2,513 27,822.22
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2017-11-21 N-Q Dreyfus Investment Portfolios (see advisory)
2017-08-25 N-Q Tekla World Healthcare Fund (see advisory)
2017-11-14 13F-HR BARCLAYS PLC Call 62,100 0 -100.00 919 0 -100.00
2017-11-14 13F-HR/A-1 PERCEPTIVE ADVISORS LLC 30,658 0 -100.00 454 0 -100.00
2018-02-09 13F-HR FDx Advisors, Inc. 23,849 24,687 3.51 494 495 0.20
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,479,214 146,554 -90.09 30,635 2,941 -90.40
2018-02-14 13F-HR BROADVIEW ADVISORS LLC 441,975 338,000 -23.53 9,153 6,784 -25.88
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 625,560 501,600 -19.82 12,955 10,067 -22.29
2018-02-14 13F-HR Pacer Advisors, Inc. 1,272 26
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 0 16,062 0 322
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 165 165 0.00 3 3 0.00
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 38,102 38,562 1.21 789 774 -1.90
2018-02-13 13F-HR Lombard Odier Asset Management (USA) Corp 75,000 0 -100.00 1,553 0 -100.00
2018-02-14 13F-HR DEUTSCHE BANK AG\ 367,743 395,832 7.64 7,615 7,943 4.31
2017-11-22 N-Q Quantitative Master Series Llc (see advisory)
2018-02-14 13F-HR Redmile Group, LLC 957,155 0 -100.00 19,823 0 -100.00
2018-02-02 13F-HR WRAPMANAGER INC 14,168 16,212 14.43 293 325 10.92
2018-02-02 13F-HR Aperio Group, LLC 20,007 20,694 3.43 414 415 0.24
2018-02-14 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 10,414 0 -100.00 216 0 -100.00
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 76,181 76,553 0.49 1,578 1,536 -2.66
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 37,164 5,341 -85.63 770 107 -86.10
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 5,710 205 -96.41 118 4 -96.61
2018-01-23 13F-HR STRS OHIO 0 39,900 0 800
2017-11-17 N-Q Liberty All Star Growth Fund Inc. (see advisory)
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 367,921 445,904 21.20 7,619 8,949 17.46
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 13,105 16,655 27.09 271 334 23.25
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 4,500 4,500 0.00 93 90 -3.23
2017-10-24 N-Q Federated Global Allocation Fund (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. 32,833 11,109 -66.17 680 223 -67.21
2018-02-13 13F-HR Investors Research Corp 96,550 1,938
2018-02-14 13F-HR Squarepoint Ops LLC 0 33,201 0 666
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 28,700 36,400 26.83 594 731 23.06
2017-08-28 N-Q Vericimetry Funds (see advisory)
2018-02-08 13F-HR First Allied Advisory Services, Inc. 12,050 13,430 11.45 250 269 7.60
2017-10-30 N-Q Oppenheimer Global Multi Strategies Fund (see advisory)
2018-02-14 13F-HR STATE STREET CORP 1,269,360 1,476,100 16.29 26,289 29,624 12.69
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 250 250 0.00 5 5 0.00
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 104,700 192,800 84.15 2,168 3,868 78.41
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 327,585 561,041 71.27 6,785 11,260 65.95
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 106,605 108,089 1.39 2,208 2,169 -1.77
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC 50,000 20,000 -60.00 1,036 401 -61.29
2017-11-14 13F-HR FCG ADVISORS, LLC 34,000 0 -100.00 503 0 -100.00
2018-02-02 13F-HR C M BIDWELL & ASSOCIATES LTD 10,510 211
2018-02-14 13F-HR FRED ALGER MANAGEMENT INC 603,212 610,405 1.19 12,493 12,251 -1.94
2018-02-09 13F-HR Employees Retirement System of Texas 32,000 0 -100.00 663 0 -100.00
2018-01-30 N-Q Shelton Funds (see advisory)
2018-01-16 13F-HR Capital Impact Advisors, LLC 63,403 63,403 0.00 1,313 1,272 -3.12
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 1 395 39,400.00 0 51
2018-02-14 13F-HR NORTHERN TRUST CORP 1,247,910 1,242,514 -0.43 25,845 24,938 -3.51
2017-11-22 N-Q Legg Mason Partners Variable Equity Trust (see advisory)
2017-11-13 13F-HR/A-1 NORGES BANK 76,054 119,054 56.54 2,662 3,185 19.65
2017-11-24 N-Q Sa Funds Investment Trust (see advisory)
2018-02-09 SC 13G/A VANGUARD GROUP INC 3,385,101 4,471,658 32.10
2018-01-24 13F-HR HERMES INVESTMENT MANAGEMENT LTD 1,359,823 0 -100.00 28,162 0 -100.00
2018-02-14 13F-HR MORGAN STANLEY 79,705 376,166 371.95 1,651 7,550 357.30
2018-02-13 13F-HR Wellington Management Group LLP 0 26,992 0 542
2018-02-01 13F-HR Engineers Gate Manager LP 67,805 0 -100.00 1,404 0 -100.00
2018-02-13 13F-HR USA Financial Portformulas Corp 27,105 544
2017-09-28 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-02 13F-HR COLUMBUS CIRCLE INVESTORS 175,336 0 -100.00 3,631 0 -100.00
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 24,881 24,371 -2.05 515,286 489,126 -5.08
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 97,300 1,953
2018-02-14 13F-HR Sentinel Asset Management, Inc. 802,910 0 -100.00 16,628 0 -100.00
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 21,100 423
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 266,929 523,300 96.04 5,529 10,503 89.96
2017-08-29 N-Q Virtus Equity Trust (see advisory)
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 0 43 0 1
2017-08-25 N-Q Tekla Healthcare Opportunities Fund (see advisory)
2018-02-13 13F-HR Legal & General Group Plc 92,271 97,833 6.03 1,912 1,965 2.77
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 75 260 246.67 2 6 200.00
2017-09-20 N-Q Dreyfus Index Funds Inc (see advisory)
2018-02-13 13F-HR Invictus RG 13,820 0 -100.00 286 0 -100.00
2017-10-25 N-Q Sentinel Variable Products Trust (see advisory)
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 2,405 0 -100.00 36 0 -100.00
2018-02-14 13F-HR Rafferty Asset Management, LLC 43,589 875
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 32,010 15,048 -52.99 663 302 -54.45
2017-09-27 N-Q Flexshares Trust (see advisory)
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 35 1
2017-11-21 N-Q M Fund Inc (see advisory)
2017-11-20 N-Q Ohio National Fund Inc (see advisory)
2018-01-25 13F-HR JENNISON ASSOCIATES LLC 15,359 308
2017-10-26 13F-HR Acrospire Investment Management LLC 2,035 0 -100.00 30 0 -100.00
2018-02-15 13F-HR Phocas Financial Corp. 273,019 663,187 142.91 6 13,310 221,733.33
2018-01-18 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 4,037,213 3,824,190 -5.28 83,611 76,751 -8.20
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 294,497 351,592 19.39 6,100 7,057 15.69
2017-08-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2018-02-05 13F-HR FIRST MERCANTILE TRUST CO 24,991 15,193 -39.21 517 305 -41.01
2018-02-14 13F-HR Summit Trail Advisors, Llc 1,241 31
2018-02-14 13F-HR FIFTH THIRD BANCORP 1,079 1,917 77.66 22 38 72.73
2018-02-14 13F-HR Voya Investment Management LLC 21,641 21,641 0.00 448 434 -3.12
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 800 40,000 4,900.00 17 803 4,623.53
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 2,604 52
2018-02-14 13F-HR IHT Wealth Management, LLC 2,321 2,138 -7.88 48 50 4.17
2018-01-16 13F-HR Convergence Investment Partners, LLC 88,574 1,778
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 75,450 16,495 -78.14 1,563 331 -78.82
2017-11-13 13F-HR KOCH INDUSTRIES INC 20,821 0 -100.00 308 0 -100.00
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 197,171 0 -100.00 4,083 0 -100.00
2017-12-28 N-Q Entrepreneurshares Series Trust (see advisory)
2018-02-16 13F-HR We Are One Seven, Llc 200 4
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 0 27,300 0 548
2018-02-09 13F-HR Bank of New York Mellon Corp 603,527 631,364 4.61 12,499 12,673 1.39
2018-02-13 13F-HR Financial Gravity Companies, Inc. 1,686 46
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 15,700 15,700 0.00 325 315 -3.08
2018-02-15 13F-HR Bb&t Investment Services, Inc. 60 174 190.00 1 3 200.00
2018-02-15 13F-HR Metlife Investment Advisors, Llc 22,308 448
2017-10-17 13F-HR Creative Planning 161 0 -100.00 2 0 -100.00
2018-02-12 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 716,900 14,388
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 12,800 10,200 -20.31 265 205 -22.64
2017-10-26 13F-HR Integrated Investment Consultants, LLC 100 100 0.00 1 2 100.00
2017-11-29 N-Q Amg Funds (see advisory)
2018-02-12 13F-HR Quantbot Technologies LP 0 1,387 0 27
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 12,172 0 244
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 700 100 -85.71 14 2 -85.71
2018-02-13 13F-HR ASSETMARK, INC 1,466 1,482 1.09 30 30 0.00
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 3,949 3,949 0.00 66 79 19.70
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL Call 700 14
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 71,361 90,104 26.27 1,478 1,809 22.40
2018-02-14 13F-HR TEACHERS ADVISORS INC 295,458 297,999 0.86 6,119 5,981 -2.26
2017-09-20 N-Q Amg Funds I (see advisory)
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 15,489 0 -100.00 229 0 -100.00
2018-02-13 13F-HR CONTINENTAL ADVISORS LLC 42,800 42,800 0.00 886 859 -3.05
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2017-08-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-01-16 13F-HR Louisiana State Employees Retirement System 19,400 20,700 6.70 402 415 3.23
2018-02-12 13F-HR Cortina Asset Management, LLC 1,616,792 1,417,396 -12.33 33,484 28,447 -15.04
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 30,139 30,139 0.00 624 605 -3.04
2018-01-23 13F-HR TEXAS PERMANENT SCHOOL FUND 34,905 32,589 -6.64 723 654 -9.54
2018-02-15 13F-HR Sterling Capital Management LLC 110,225 110,225 0.00 2,283 2,212 -3.11
2018-02-14 13F-HR Wealthcare Advisory Partners LLC 13 0
2017-09-29 N-Q Davis Fundamental Etf Trust (see advisory)
2017-10-11 N-Q Sentinel Group Funds Inc (see advisory)
2018-02-09 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 0 228,671 0 4,589
2018-02-14 13F-HR CAPTRUST FINANCIAL ADVISORS 286 6
2018-02-13 13F-HR DAVIS SELECTED ADVISERS 1,705,234 1,799,128 5.51 35,282 36,108 2.34
2018-02-12 SC 13G/A Hagerman Philip R 19,917,570 19,917,570 0.00
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 17,500 16,400 -6.29 279 329 17.92
2017-11-27 N-Q Davis Series Inc (see advisory)
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 0 40,450 0 812
2018-02-14 13F-HR CREDIT SUISSE AG/ 49,846 71,181 42.80 1,032 1,429 38.47
2017-11-14 13F-HR Endurant Capital Management LP 35,243 0 -100.00 522 0 -100.00
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 29,250 29,838 2.01 606 599 -1.16
2018-02-14 13F-HR Point72 Asset Management, L.P. 397,200 61,640 -84.48 8,226 1,237 -84.96
2018-02-13 13F-HR Mosaic Family Wealth, LLC 200 0 -100.00 4 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 195 26 -86.67 41 4 -90.24
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 6,994 6,388 -8.66 144 129 -10.42
2017-11-14 13F-HR Bayesian Capital Management, LP 16,400 0 -100.00 243 0 -100.00
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 37,836 38,566 1.93 784 774 -1.28
2017-11-14 13F-HR Verition Fund Management LLC 23,061 0 -100.00 341 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 2,050 1,762 -14.05 42 35 -16.67
2018-02-14 13F-HR Paloma Partners Management Co 38,502 773
2018-01-18 13F-HR State of Alaska, Department of Revenue 9,443 9,543 1.06 195 191 -2.05
2018-02-13 SC 13G/A JANUS CAPITAL MANAGEMENT LLC 6,187,173 0 -100.00
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 3,059 5,010 63.78 63 101 60.32
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 42,359 44,816 5.80 877 899 2.51
2018-02-07 SC 13G FRONTIER CAPITAL MANAGEMENT CO LLC 3,824,190
2017-11-15 13F-HR Janney Montgomery Scott LLC 11,193 0 -100.00 166 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 14,387 0 288
2018-01-26 N-Q Etf Series Solutions (see advisory)
2018-02-12 13F-HR Advisors Preferred, LLC 8,095 162
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 12,420 0 -100.00 257 0 -100.00
2017-11-22 N-Q Spdr Series Trust (see advisory)
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 12 1,530 12,650.00 0 31
2018-02-09 13F-HR AlphaMark Advisors, LLC 41,046 824
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 63,049 63,938 1.41 1,293 1,283 -0.77
2018-02-12 13F-HR CITIGROUP INC 124,426 72,168 -42.00 2,577 1,448 -43.81
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 12,109 12,539 3.55 251 252 0.40
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 163,258 146,570 -10.22 3,381 2,942 -12.98
2018-02-14 13F-HR Stone Ridge Asset Management LLC 56,590 1,136
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 1,500 400 -73.33 31 8 -74.19
2018-02-08 13F-HR GREENLEAF TRUST 899 899 0.00 19 18 -5.26
2017-09-28 N-Q Mainstay Funds Trust (see advisory)
2018-02-14 13F-HR AHL Partners LLP 19,951 0 -100.00 413 0 -100.00
2018-02-01 13F-HR Granite Investment Partners, LLC 69,441 85,650 23.34 1,438 1,719 19.54
2018-02-14 13F-HR BARCLAYS PLC 121,188 79,460 -34.43 2,510 1,596 -36.41
2018-02-07 13F-HR Swiss National Bank 77,900 77,900 0.00 1,613 1,563 -3.10
2018-01-25 13F-HR Eqis Capital Management, Inc. 21,238 0 -100.00 440 0 -100.00
2017-09-29 N-Q Alger Funds Ii (see advisory)
2017-10-23 N-Q Blackrock Series, Inc. (see advisory)
2018-02-14 13F-HR Jefferies Group LLC Put 18,000 361
2017-11-28 N-Q Mainstay Vp Funds Trust (see advisory)
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 23,902 23,902 0.00 495 480 -3.03
2017-09-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2017-09-29 N-Q Davis New York Venture Fund Inc (see advisory)
2017-11-14 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 5,300 0 -100.00 78,440 0 -100.00
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 377,244 367,109 -2.69 7,813 7,368 -5.70
2018-02-08 13F-HR PineBridge Investments, L.P. 63,589 59,661 -6.18 1,317 1,196 -9.19
2017-10-23 N-Q Blackrock Funds (see advisory)
2017-11-24 N-Q Blackrock Funds Iii (see advisory)
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 1,300 8,800 576.92 27 177 555.56
2017-11-14 13F-HR BARCLAYS PLC Put 58,500 0 -100.00 866 0 -100.00
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 37,258 37,667 1.10 772 756 -2.07
2018-02-14 13F-HR MACQUARIE GROUP LTD 15,700 315
2017-11-15 N-Q Advisorshares Trust (see advisory)
2018-02-14 13F-HR Alpine Partners VI, LLC 13,850 278
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 0 40,345 0 810
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 195,404 205,977 5.41 4,047 4,134 2.15
2018-01-24 13F-HR IFP Advisors, Inc 2,931 1,231 -58.00 61 25 -59.02
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 9,598 20,610 114.73 200 414 107.00
2018-02-13 13F-HR Israel Discount Bank of New York 1,700 1,700 0.00 35 34 -2.86
2018-02-08 13F-HR SEI INVESTMENTS CO 0 7,765 0 156
2018-02-14 13F-HR Advisor Group, Inc. 3,945 4,621 17.14 81 93 14.81
2018-02-12 13F-HR Cipher Capital LP 0 14,305 0 287
2018-02-07 13F-HR LS Investment Advisors, LLC 1,840 1,462 -20.54 38 29 -23.68
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 11,829 0 -100.00 175 0 -100.00
2018-02-14 13F-HR Tekla Capital Management LLC 461,712 640,492 38.72 9,562 12,855 34.44
2017-10-17 13F-HR Cutler Group LP 2,816 0 -100.00 41 0 -100.00
2018-02-08 13F-HR Global X Management CO LLC 1,200 1,552 29.33 25 31 24.00
2017-11-27 13F-HR/A-1 TIEDEMANN WEALTH MANAGEMENT, LLC 7,345 206
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 173,509 86,410 -50.20 3,592 1,735 -51.70
2018-01-17 13F-HR Cutler Group LP Call 7,400 5,800 -21.62 16 21 31.25
2018-02-02 13F-HR COMERICA BANK 50,475 51,796 2.62 1,047 1,340 27.98
2018-02-14 13F-HR ROYAL BANK OF CANADA 32,018 31,707 -0.97 663 636 -4.07
2017-11-15 N-Q Oppenheimer Etf Trust (see advisory)
2018-02-08 13F-HR D.A. DAVIDSON & CO. 0 13,829 0 278
2018-02-07 13F-HR Sigma Planning Corp 11,927 11,675 -2.11 247 234 -5.26
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 17,100 0 -100.00 253 0 -100.00
2018-02-14 13F-HR Marshall Wace North America L.P. 0 132,187 0 2,653
2018-02-08 13F-HR Trexquant Investment LP 0 16,661 0 334
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 228,000 328,000 43.86 4,722 6,583 39.41
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 0 46,400 0 931
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 0 16,333 0 328
2018-02-02 13F-HR Cribstone Capital Management, LLC 462 462 0.00 10 9 -10.00
2017-09-29 N-Q Alger Funds (see advisory)
2018-01-26 N-Q Rbb Fund, Inc. (see advisory)
2018-02-12 13F-HR COMMERCE BANK 20,895 20,815 -0.38 433 418 -3.46
2018-01-19 13F-HR GW&K Investment Management, LLC 1,215,779 1,005,114 -17.33 25,179 20,173 -19.88
2018-02-13 13F-HR ClariVest Asset Management LLC 24 0
2018-02-13 13F-HR ETRADE Capital Management LLC 13,768 276
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 91 91 0.00 2 2 0.00
2018-02-14 13F-HR Invesco Ltd. 188,186 203,328 8.05 3,897 4,081 4.72
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 10,800 0 -100.00 163 0 -100.00
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 1,525 0 -100.00 23 0 -100.00
2018-02-02 13F-HR US BANCORP \DE\ 18,864 18,058 -4.27 390 363 -6.92
2018-01-18 13F-HR ACADIAN ASSET MANAGEMENT LLC 0 3,173 0 64
2017-08-29 N-Q Northern Lights Fund Trust Iii (see advisory)
2017-10-23 N-Q Blackrock Master Llc (see advisory)
2018-01-24 13F-HR SG Americas Securities, LLC 9,213 0 -100.00 191 0 -100.00
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 29,079 29,079 0.00 602 602 0.00
2018-02-14 13F-HR A.R.T. Advisors, LLC 18,430 104,020 464.41 381 2,087 447.77
2017-11-28 N-Q Jnl Variable Fund Llc (see advisory)
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 757,300 637,542 -15.81 15,684 12,795 -18.42
2017-09-29 N-Q Tfs Capital Investment Trust (see advisory)
2018-02-14 13F-HR STIFEL FINANCIAL CORP 0 67,376 0 1,345
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,129 2,785 146.68 23 56 143.48
2018-02-14 13F-HR Virtus Investment Advisers, Inc. 75,180 2
2017-11-28 N-Q Frontier Funds, Inc. (see advisory)
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 894,669 1,313,081 46.77 18,528 26,355 42.24
2018-02-09 13F-HR CITADEL ADVISORS LLC 18,413 10,533 -42.80 381 211 -44.62
2017-11-13 13F-HR Alambic Investment Management, L.P. 47,400 0 -100.00 702 0 -100.00
2018-02-14 13F-HR PDT Partners, LLC 227,393 228,356 0.42 4,709 4,583 -2.68
2018-02-07 13F-HR OLD NATIONAL BANCORP /IN/ 17,937 18,742 4.49 371 376 1.35
2018-02-08 13F-HR Matarin Capital Management, LLC 523,346 581,129 11.04 10,838,496 11,663,259 7.61
2017-09-28 N-Q Series Portfolios Trust (see advisory)
2018-01-18 13F-HR Carroll Financial Associates, Inc. 202 202 0.00 4 4 0.00
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 17,990 17,990 0.00 373 361 -3.22
2017-09-27 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-01-24 13F-HR RIVERBRIDGE PARTNERS LLC 1,334,784 1,248,441 -6.47 27,643 25,056 -9.36
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 1,733 1,405 -18.93 36 28 -22.22
2018-01-18 13F-HR WealthTrust-Arizona, LLC 171 171 0.00 4 3 -25.00
2017-08-28 N-Q SMALLCAP WORLD FUND INC (see advisory)
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 83,800 32,700 -60.98 1,735 656 -62.19
2018-02-12 13F-HR State of Tennessee, Treasury Department 41,749 37,650 -9.82 865 756 -12.60
2017-08-24 N-Q Broadview Funds Trust (see advisory)
2018-02-14 13F-HR Iguana Healthcare Management, LLC 60,000 50,000 -16.67 1,243 1,004 -19.23
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-14 13F-HR Clearbridge Investments, LLC 1,239,573 0 -100.00 25,672 0 -100.00
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 106,176 95,684 -9.88 2,199 1,920 -12.69
2018-02-14 13F-HR UBS Group AG 1,038 2,965 185.65 22 60 172.73
2017-09-25 N-Q Thrivent Mutual Funds (see advisory)
2017-11-14 13F-HR Hutchin Hill Capital, LP 105,100 0 -100.00 1,555 0 -100.00
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 168,138 162,788 -3.18 3,482 3,267 -6.17
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 7,308 147
2017-11-29 N-Q Alger Portfolios (see advisory)
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 563 418 -25.75 11 8 -27.27
2018-02-22 13F-HR Cambridge Investment Research Advisors, Inc. 1,101,697 1,101,063 -0.06 22,816 22,098 -3.15
2018-02-05 13F-HR Parkside Financial Bank & Trust 1,726 1,610 -6.72 36 32 -11.11
2018-02-13 13F-HR JP Morgan Chase & Co 564,120 1,020,769 80.95 11,571 20,487 77.05
2018-02-02 13F-HR Omnia Family Wealth, LLC 98 98 0.00 2 2 0.00
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 25,891 73,701 184.66 536 1,479 175.93
2018-01-25 13F-HR FTB Advisors, Inc. 875 961 9.83 18 23 27.78
2018-02-14 13F-HR Vident Investment Advisory, LLC 141,308 150,504 6.51 2,926 3,021 3.25
2018-02-08 13F-HR Sivik Global Healthcare LLC 0 100,000 0 2,007
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 112,614 132,358 17.53 2,332 2,656 13.89
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 0 107,546 0 2,183
2018-02-14 13F-HR Capital World Investors 872,100 872,100 0.00 18,061 17,503 -3.09
2017-11-13 13F-HR Evercore Wealth Management, LLC 172 0 -100.00 3 0 -100.00
2018-02-09 13F-HR RHUMBLINE ADVISERS 97,613 113,326 16.10 2,022 2,274 12.46
2018-02-09 13F-HR Valeo Financial Advisors, Llc 60 35 -41.67 1 1 0.00
2018-02-09 13F-HR Arizona State Retirement System 24,800 81,033 226.75 514 1,626 216.34
2018-02-12 13F-HR Pacad Investment Ltd. 9,200 2,400 -73.91 191 48 -74.87

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( DPLO / Diplomat Pharmacy, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!


CUSIP: 25456K101