SecurityDO / Diamond Offshore Drilling, Inc. (25271C102)
Institutional Owners385 (137 N-Q Owners)
Institutional Shares153,196,470 - 111.64% (ex. N-Q)
Institutional Value$ 4,136,407,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Diamond Offshore Drilling, Inc. (NYSE:DO) has 385 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 153,196,470 shares. Largest shareholders include Loews Corp, Contrarius Investment Management Ltd, BlackRock Inc., Vanguard Group Inc, Equity Investment Corp Acquisition Inc, Prudential Plc, FMR LLC / Fidelity, Manning & Napier Group, Llc, State Street Corp, and Dimensional Fund Advisors Lp.
Diamond Offshore Drilling, Inc. (NYSE:DO) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-04-25 13F-HR WRIGHT INVESTORS SERVICE INC 10,974 10,311 -6.04 204 151 -25.98
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-04-17 13F-HR PASTEL & ASSOCIES SA 868,455 920,455 5.99 16,145 13,494 -16.42
2018-05-15 13F-HR Gotham Asset Management, LLC 540,731 440,854 -18.47 10,052 6,463 -35.70
2018-03-23 N-Q Blackrock Multi-sector Income Trust (see advisory)
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 31,775 32,394 1.95 591 475 -19.63
2018-05-11 13F-HR Compagnie Odier SCA 151,900 151,900 0.00 2,824 2,227 -21.14
2018-05-02 13F-HR D.b. Root & Company, Llc 14,390 211
2018-05-10 13F-HR Winfield Associates, Inc. 130 0 -100.00 3 0 -100.00
2018-03-30 N-Q Fidelity Summer Street Trust (see advisory)
2017-12-27 N-Q Delaware Group Income Funds (see advisory)
2018-03-08 N-Q Calamos Strategic Total Return Fund (see advisory)
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 550 550 0.00 10 8 -20.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 36,900 54,100 46.61 686 793 15.60
2018-01-22 N-Q Blackrock Debt Strategies Fund, Inc. (see advisory)
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 89,275 0 -100.00 1,295 0 -100.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 152,101 116,471 -23.43 2,827 1,708 -39.58
2018-01-22 N-Q Blackrock Corporate High Yield Fund, Inc. (see advisory)
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-15 13F-HR Krasney Financial LLC 38 1
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 199,211 192,028 -3.61 3,703 2,815 -23.98
2018-03-27 N-Q Harbor Funds (see advisory)
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-04-16 N-Q Kavilco Inc/wa/ (see advisory)
2018-03-22 N-Q Fundvantage Trust (see advisory)
2018-02-14 13F-HR A.R.T. Advisors, LLC 160,200 0 -100.00 2,322 0 -100.00
2018-05-15 13F-HR Magnetar Financial LLC 27,277 53,602 96.51 507 786 55.03
2018-05-09 13F-HR GABELLI FUNDS LLC 45,000 44,000 -2.22 837 645 -22.94
2018-04-02 N-Q Investment Managers Series Trust (see advisory)
2018-05-08 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 328,076 328,245 0.05 6,099 4,812 -21.10
2018-05-22 N-Q Securian Funds Trust (see advisory)
2018-03-08 N-Q Calamos Convertible Opportunities & Income Fund (see advisory)
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 13,976 14,546 4.08 260 213 -18.08
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-01-17 N-Q Ssga Funds (see advisory)
2018-01-26 13F-HR Whitnell & Co. 350 0 -100.00 5 0 -100.00
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 153,302 153,406 0.07 2,850 2,249 -21.09
2018-05-08 13F-HR SIGNATUREFD, LLC 0 40 0 1
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 319,873 304,450 -4.82 5,946 4,463 -24.94
2018-04-24 N-Q Voya Equity Trust (see advisory)
2018-05-14 13F-HR Laurion Capital Management LP 194,444 180,558 -7.14 3,615 2,647 -26.78
2018-02-09 13F-HR Shell Asset Management Co 12,102 0 -100.00 415 0 -100.00
2018-04-02 N-Q John Hancock Investors Trust (see advisory)
2018-05-22 N-Q Blackrock Variable Series Funds, Inc. (see advisory)
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 25,084 25,079 -0.02 493 368 -25.35
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 0 1,500 0 22
2018-05-14 13F-HR TEACHERS ADVISORS INC 116,719 116,719 0.00 2,170 1,711 -21.15
2018-05-14 13F-HR ProShare Advisors LLC 15,500 13,901 -10.32 288 204 -29.17
2018-05-15 13F-HR Kovitz Investment Group Partners, LLC 34,729 33,621 -3.19 645 493 -23.57
2018-03-27 N-Q World Funds Trust (see advisory)
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 43,596 42,696 -2.06 810 626 -22.72
2018-04-02 N-Q Pioneer Series Trust Vii (see advisory)
2018-02-13 13F-HR JP Morgan Chase & Co Put 100,000 0 -100.00 1,431 0 -100.00
2018-01-02 N-Q Advisors Series Trust (see advisory)
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 81,589 111,132 36.21 1,516,741 1,629,196 7.41
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 18,000 0 -100.00 335 0 -100.00
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 0 17,519 0 257
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 961,233 829,824 -13.67 17,869 12,165 -31.92
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 74 2,272 2,970.27 1 33 3,200.00
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ Put 201,500 75,500 -62.53 3,746 1,107 -70.45
2018-03-30 N-Q Fidelity Advisor Series I (see advisory)
2018-04-23 13F-HR BALASA DINVERNO & FOLTZ LLC 11,092 0 -100.00 206 0 -100.00
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC Put 152,000 2,228
2018-05-08 13F-HR US BANCORP \DE\ 11,957 12,114 1.31 222 178 -19.82
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-08 13F-HR Parallel Advisors, LLC 411 484 17.76 8 7 -12.50
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 582 549 -5.67 67 37 -44.78
2018-05-22 N-Q Quantitative Master Series Llc (see advisory)
2018-02-14 13F-HR NOMURA HOLDINGS INC 13,680 0 -100.00 198 0 -100.00
2018-05-15 13F-HR AMP Capital Investors Ltd 57,400 40,300 -29.79 1,067 575 -46.11
2018-04-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 36 36 0.00 1 1 0.00
2018-05-11 13F-HR Mutual of America Capital Management LLC 51,754 52,680 1.79 962 772 -19.75
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 18,300 0 -100.00 340 0 -100.00
2018-05-17 13F-HR Atlantic Trust Group, LLC 18 18 0.00 0 0
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 46,000 0 -100.00 667 0 -100.00
2018-03-08 N-Q Calamos Global Dynamic Income Fund (see advisory)
2018-01-24 13F-HR MIZUHO SECURITIES USA INC. 43,900 0 -100.00 637 0 -100.00
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 23,200 23,500 1.29 431 345 -19.95
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 46,126 46,239 0.24 857 678 -20.89
2018-05-15 13F-HR Walleye Trading LLC 0 4,156 0 61
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 509,593 517,346 1.52 9,474 7,585 -19.94
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 1,200 0 -100.00 22 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC 40,444 37,018 -8.47 751 544 -27.56
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 248,224 169,037 -31.90 4,614 2,478 -46.29
2018-04-20 N-Q Blackrock Funds (see advisory)
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 116,868 0 -100.00 1,695 0 -100.00
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 112,972 112,962 -0.01 2,100 1,656 -21.14
2018-05-15 13F-HR BARCLAYS PLC Call 21,800 50,100 129.82 405 734 81.23
2018-01-23 13F-HR CENTRAL TRUST Co 21 0 -100.00 1 0 -100.00
2018-02-13 13F-HR Oz Management LP Call 50,000 0 -100.00 725 0 -100.00
2018-05-16 13F-HR Private Capital Group, Llc 483 2 -99.59 0 0 -100.00
2018-04-24 13F-HR Rehmann Capital Advisory Group 107 2
2018-05-15 13F-HR Invesco Ltd. 461,071 427,101 -7.37 8,571 6,261 -26.95
2018-02-01 13F-HR Nationwide Fund Advisors 154,457 0 -100.00 2,240 0 -100.00
2018-02-14 13F-HR Verition Fund Management LLC 26,172 0 -100.00 379 0 -100.00
2018-05-15 13F-HR Blackhawk Capital Partners Llc. 2,985 2,495 -16.42 55 37 -32.73
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-03-29 N-Q Sunamerica Series, Inc. (see advisory)
2018-05-02 13F-HR HANSEATIC MANAGEMENT SERVICES INC 1,538 23
2018-01-29 N-Q Wells Fargo Utilities & High Income Fund (see advisory)
2018-02-14 13F-HR Jefferies Group LLC Call 196,000 0 -100.00 2,842 0 -100.00
2018-05-14 13F-HR MORGAN STANLEY 1,563,574 355,893 -77.24 29,067 5,218 -82.05
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 33,080 49,850 50.70 615 731 18.86
2018-02-08 13F-HR MUFG Americas Holdings Corp 300 0 -100.00 4 0 -100.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 0 61,660 0 904
2018-05-15 13F-HR Fortress Investment Group LLC 30,975 30,975 0.00 576 454 -21.18
2018-05-04 13F-HR Boston Partners 142,429 0 -100.00 2,648 0 -100.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0 150 0 2
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-14 13F-HR Odey Asset Management Group Ltd 63,236 0 -100.00 917 0 -100.00
2018-05-14 13F-HR Heritage Trust Co 200 200 0.00 4 3 -25.00
2018-02-12 13F-HR Stockman Asset Management 22,950 0 -100.00 333 0 -100.00
2018-01-22 N-Q Blackrock Core Bond Trust (see advisory)
2018-05-11 13F-HR Russell Investments Group, Ltd. 5,200 0 -100.00 96 0 -100.00
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 266 0 -100.00 5 0 -100.00
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 0 1,293 0 19
2018-05-09 13F-HR Glen Harbor Capital Management LLC 12,580 13,158 4.59 234 193 -17.52
2018-04-10 13F-HR Gierl Augustine Investment Management Inc 104 104 0.00 2 2 0.00
2018-05-18 13F-HR HUNTINGTON ASSET ADVISORS, INC. 1,000 1,200 20.00 19 18 -5.26
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 19,510 19,510 0.00 363 286 -21.21
2018-05-14 13F-HR Mraz, Amerine & Associates, Inc. 50,326 49,326 -1.99 936 723 -22.76
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 895,003 914,008 2.12 16,588 13,398 -19.23
2018-05-15 SC 13D/A LOEWS CORP 73,119,047 73,119,047 0.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC 14,122 20,307 43.80 252 298 18.25
2018-05-08 13F-HR LS Investment Advisors, LLC 4,165 3,126 -24.95 77 46 -40.26
2018-01-30 13F-HR CONNING INC. 11,201 0 -100.00 162 0 -100.00
2018-04-27 N-Q John Hancock Bond Trust (see advisory)
2018-03-29 N-Q Vaneck Vectors Etf Trust (see advisory)
2018-05-15 13F-HR Point72 Asset Management, L.P. 350,000 0 -100.00 6,507 0 -100.00
2018-04-23 13F-HR Financial Architects, Inc 5,000 3,172 -36.56 93 47 -49.46
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 1,439,886 1,399,788 -2.78 26,767 20,521 -23.33
2018-05-14 13F-HR Allianz Asset Management AG 187,903 186,666 -0.66 3,493 2,736 -21.67
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-05-07 13F-HR Nicholas Hoffman & Company, LLC. 42,315 41,375 -2.22 787 607 -22.87
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 16,000 0 -100.00 232 0 -100.00
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 68,300 400 -99.41 1,270 6 -99.53
2018-02-07 13F-HR Old Mutual Global Investors (UK) Ltd. 209 0 -100.00 3 0 -100.00
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 83,348 0 -100.00 1,209 0 -100.00
2018-04-18 N-Q Mfs Intermediate High Income Fund (see advisory)
2018-01-16 13F-HR Convergence Investment Partners, LLC 79,931 0 -100.00 1,159 0 -100.00
2018-03-29 N-Q Payden & Rygel Investment Group (see advisory)
2018-05-17 13F-HR/A BARROW HANLEY MEWHINNEY & STRAUSS LLC 259 259 0.00 5 4 -20.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 64,800 6,000 -90.74 1,205 88 -92.70
2018-05-15 13F-HR VANGUARD GROUP INC 5,380,455 5,504,567 2.31 100,023 80,697 -19.32
2018-05-15 13F-HR CUSHING ASSET MANAGEMENT, LP Put 90,000 0 -100.00 31 0 -100.00
2018-05-07 13F-HR Johnson Financial Group, Inc. 400 400 0.00 7 6 -14.29
2018-04-17 13F-HR Calton & Associates, Inc. 120 0 -100.00 2 0 -100.00
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 12,260 12,260 0.00 228 180 -21.05
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 700 700 0.00 13 10 -23.08
2018-02-26 N-Q Alliancebernstein Global High Income Fund Inc (see advisory)
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-01-25 13F-HR Mercer Capital Advisers, Inc. 501 0 -100.00 7 0 -100.00
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-05-04 13F-HR LSV ASSET MANAGEMENT 1,387,300 518,305 -62.64 25,789 7,598 -70.54
2018-05-15 13F-HR Lafayette Investments, Inc. 73,144 75,194 2.80 1,360 1,102 -18.97
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 0 901 0 13
2018-01-24 13F-HR MIZUHO SECURITIES USA INC. Call 43,900 0 -100.00 42 0 -100.00
2018-05-22 N-Q Transamerica Etf Trust (see advisory)
2018-04-23 13F-HR Advisory Services Network, LLC 0 131 0 2
2018-05-15 13F-HR We Are One Seven, Llc 441 441 0.00 8 6 -25.00
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 26,843 28,271 5.32 499 414 -17.03
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN Put 600 1
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 51,655 51,655 0.00 960 757 -21.15
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 166,000 20,600 -87.59 3,086 302 -90.21
2018-05-14 13F-HR Hikari Power Ltd 113,800 186,900 64.24 2,116 2,740 29.49
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 560,200 362,000 -35.38 10,414 5,307 -49.04
2018-04-02 N-Q American Beacon Funds (see advisory)
2018-02-26 N-Q Bernstein Sanford C Fund Ii Inc (see advisory)
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 42,600 35,400 -16.90 792 519 -34.47
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-02-28 N-Q Gps Funds I (see advisory)
2018-05-11 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 1,691,100 1,349,100 -20.22 31,437 19,778 -37.09
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2017-12-29 N-Q Income Fund Of America (see advisory)
2018-05-03 13F-HR STEPHENS INC /AR/ 94,876 90,629 -4.48 1,764 1,329 -24.66
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 235,300 113,500 -51.76 4,374 1,664 -61.96
2018-05-02 13F-HR FDx Advisors, Inc. 19,166 0 -100.00 356 0 -100.00
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 138,332 0 -100.00 2,572 0 -100.00
2018-05-11 13F-HR HAP Trading, LLC Call 21,000 20,100 -4.29 30 8 -73.33
2018-05-15 13F-HR Virtue Capital Management, Llc 56,200 1,080
2018-05-14 13F-HR Itau Unibanco Holding S.A. 9,215 2,636 -71.39 171 39 -77.19
2018-04-27 N-Q Goehring & Rozencwajg Investment Funds (see advisory)
2018-01-24 13F-HR MIZUHO SECURITIES USA INC. Put 43,900 0 -100.00 545 0 -100.00
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 5,200 5,200 0.00 97 76 -21.65
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 79,000 79,000 0.00 1,469 1,158 -21.17
2018-04-06 13F-HR THOMPSON RUBINSTEIN INVESTMENT MANAGEMENT INC /OR/ 94,056 94,056 0.00 1,749 1,379 -21.15
2018-04-27 13F-HR Retirement Systems of Alabama 83,397 83,412 0.02 1,550 1,223 -21.10
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 374 304 -18.72 86 159 84.88
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 16,000 17,800 11.25 297 261 -12.12
2018-05-03 13F-HR SG Americas Securities, LLC Put 50,000 0 -100.00 1 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC 27,929 27,977 0.17 519 410 -21.00
2018-05-11 13F-HR MACQUARIE GROUP LTD 44,400 241,439 443.78 825 3,539 328.97
2018-03-01 N-Q Loomis Sayles Funds I (see advisory)
2018-03-27 N-Q Wells Fargo Global Dividend Opportunity Fund (see advisory)
2018-05-14 13F-HR Pacad Investment Ltd. 1,600 23
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 14,485 212
2018-05-15 13F-HR Bank of New York Mellon Corp 1,606,269 1,519,301 -5.41 29,860 22,272 -25.41
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 60,000 20,000 -66.67 1,116 293 -73.75
2018-05-14 13F-HR Roble, Belko & Company, Inc 720 11
2018-02-14 13F-HR QCM Cayman, Ltd. 17,676 0 -100.00 256 0 -100.00
2018-05-10 13F-HR SMITHFIELD TRUST CO 605 0 -100.00 11 0 -100.00
2018-01-26 N-Q Etf Series Solutions (see advisory)
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 69,200 69,200 0.00 1,286 1,014 -21.15
2018-02-12 13F-HR Hutchin Hill Capital, LP 35,800 0 -100.00 519 0 -100.00
2018-05-14 13F-HR Veritable, L.P. Call 10,000 0 -100.00 186 0 -100.00
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 400 0 -100.00 7 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Put 102,700 8,700 -91.53 1,909 128 -93.29
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 420,320 436,183 3.77 7,814 6,395 -18.16
2018-04-04 N-Q Bertolet Capital Trust (see advisory)
2018-05-15 13F-HR Man Group plc 73,351 1,075
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 503,641 506,749 0.62 9,363 7,429 -20.66
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 105,042 51,426 -51.04 1,952,731 753,905 -61.39
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-03-27 N-Q Federated Mdt Equity Trust (see advisory)
2018-05-21 N-Q Mfs Variable Insurance Trust Ii (see advisory)
2018-05-01 13F-HR Manning & Napier Group, Llc 3,445,286 3,205,506 -6.96 64,046 46,992 -26.63
2018-05-11 13F-HR SEI INVESTMENTS CO 4,836 1,024 -78.83 90 15 -83.33
2018-05-11 13F-HR STIFEL FINANCIAL CORP 74,772 71,454 -4.44 1,388 1,050 -24.35
2018-05-15 13F-HR STATE STREET CORP 2,908,267 3,064,496 5.37 54,063 44,930 -16.89
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 25,000 0 -100.00 363 0 -100.00
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 0 206,200 0 3,023
2018-05-01 13F-HR Fruth Investment Management 11,416 10,866 -4.82 212 159 -25.00
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 32,623 14,003 -57.08 606 205 -66.17
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 366 366 0.00 7 5 -28.57
2018-05-14 13F-HR Veritable, L.P. 3,696 13,696 270.56 69 201 191.30
2018-04-19 13F-HR FOUNDATION RESOURCE MANAGEMENT INC 212,451 221,441 4.23 3,949 3,246 -17.80
2018-05-15 13F-HR UBS Group AG 125,315 75,601 -39.67 2,329 1,108 -52.43
2018-02-26 N-Q Ab Global Bond Fund, Inc. (see advisory)
2018-05-17 13F-HR Legal & General Group Plc 198,264 179,384 -9.52 3,684 2,630 -28.61
2018-05-11 13F-HR CITIGROUP INC Call 188,500 146,000 -22.55 3,504 2,140 -38.93
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 85,113 53,853 -36.73 1,582 789 -50.13
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-05-14 N-Q Wright Managed Equity Trust (see advisory)
2018-05-16 13F-HR ASSETMARK, INC 1,304 1,278 -1.99 24 19 -20.83
2018-05-15 13F-HR DEUTSCHE BANK AG\ 487,974 572,356 17.29 9,069 8,389 -7.50
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 7,641 7,384 -3.36 142 108 -23.94
2018-02-28 N-Q American High Income Trust (see advisory)
2018-03-01 N-Q Aqr Funds (see advisory)
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 25 277 1,008.00 0 4
2018-02-27 N-Q Bernstein Sanford C Fund Inc (see advisory)
2018-01-29 N-Q Cm Advisors Family Of Funds (see advisory)
2018-04-27 N-Q Proshares Trust (see advisory)
2017-12-27 N-Q Delaware Group Government Fund (see advisory)
2018-04-30 13F-HR Advantus Capital Management Inc 7,943 7,843 -1.26 148 115 -22.30
2018-05-15 13F-HR Glacier Peak Capital LLC 75,000 1,100
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-03-29 N-Q Ishares Inc (see advisory)
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 17,962 17,586 -2.09 334 258 -22.75
2018-05-15 13F-HR FIFTH THIRD BANCORP 1,500 1,500 0.00 28 22 -21.43
2018-03-30 N-Q Franklin Strategic Series (see advisory)
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-05-08 13F-HR Aperio Group, LLC 334,469 257,857 -22.91 6,218 3,780 -39.21
2018-02-14 13F-HR Integral Derivatives, LLC Call 12,100 0 -100.00 175 0 -100.00
2018-05-14 13F-HR Virtu Financial LLC 13,901 0 -100.00 258 0 -100.00
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 293,873 230,474 -21.57 5,463 3,379 -38.15
2018-03-29 N-Q Ab Corporate Shares (see advisory)
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 0 16,833 0 247
2018-05-10 13F-HR JP Morgan Chase & Co 136,175 131,766 -3.24 2,532 1,932 -23.70
2018-05-14 13F-HR ELKHORN PARTNERS LIMITED PARTNERSHIP 25,500 24,200 -5.10 474 355 -25.11
2018-05-15 13F-HR Voya Investment Management LLC 30,022 28,984 -3.46 558 425 -23.84
2018-05-15 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 46,587 55,857 19.90 866 819 -5.43
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 10,078 15,704 55.82 187 230 22.99
2018-04-18 13F-HR Integral Derivatives, LLC Put 10,200 0 -100.00 190 0 -100.00
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-04-13 13F-HR North Star Investment Management Corp. 140 140 0.00 3 2 -33.33
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 16,372 12,702 -22.42 304 186 -38.82
2018-03-08 N-Q Calamos Convertible & High Income Fund (see advisory)
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 10,392 0 -100.00 113 0 -100.00
2018-01-10 13F-HR Weaver C. Barksdale & Associates, Inc. 574 506 -11.85 8 9 12.50
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Call 45,000 0 -100.00 653 0 -100.00
2018-05-15 13F-HR Horizon Kinetics LLC 86,203 86,363 0.19 1,603 1,266 -21.02
2018-05-14 13F-HR Oz Management LP Put 298,600 95,500 -68.02 5,551 1,400 -74.78
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 29,000 0 -100.00 421 0 -100.00
2018-05-18 13F-HR CIBC World Markets Inc. 36,173 36,157 -0.04 672 530 -21.13
2018-04-24 13F-HR McAdam, LLC 160 2
2018-03-27 N-Q Wells Fargo Multi-sector Income Fund (see advisory)
2018-05-15 13F-HR Balentine LLC 4,120 495 -87.99 77 7 -90.91
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 14,400 0 -100.00 268 0 -100.00
2018-04-13 13F-HR Cwm Advisors, Llc 618 0 -100.00 11 0 -100.00
2018-05-04 13F-HR VERTEX ONE ASSET MANAGEMENT INC. 4,320 349,292 7,985.46 1,466 5,121 249.32
2018-02-02 13F-HR Sandy Spring Bank 101 0 -100.00 1 0 -100.00
2018-04-06 13F-HR Lowe fs, LLC 660 660 0.00 12 10 -16.67
2018-02-13 13F-HR CREDIT AGRICOLE S A 4,000 0 -100.00 58 0 -100.00
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 29,065 12,785 -56.01 540 187 -65.37
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 81,900 0 -100.00 1,523 0 -100.00
2018-02-14 13F-HR NUMERIC INVESTORS LLC 19,200 26,500 38.02 338 493 45.86
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 9,491 0 -100.00 176 0 -100.00
2018-05-14 13F-HR FMR LLC / Fidelity 1,279,957 3,373,129 163.53 23,794 49,450 107.83
2018-05-04 13F-HR Swiss National Bank 120,953 120,953 0.00 2,249 1,773 -21.16
2018-05-15 13F-HR Jefferies Group LLC 411,139 47,356 -88.48 7,643 694 -90.92
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 3,737 3,737 0.00 69 55 -20.29
2018-05-14 13F-HR Majedie Asset Management Ltd 2,469,338 1,863,217 -24.55 45,905 27,315 -40.50
2018-01-26 N-Q Jpmorgan Trust Iv (see advisory)
2018-05-14 13F-HR Oz Management LP 295,600 95,500 -67.69 5,495 1,400 -74.52
2018-04-18 13F-HR REGIONS FINANCIAL CORP 90 90 0.00 2 1 -50.00
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 347,840 357,972 2.91 6,467 5,248 -18.85
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 22,982 15,176 -33.97 427 222 -48.01
2018-05-22 N-Q Blackrock Funds Iii (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 681,100 0 -100.00 12,662 0 -100.00
2018-05-02 13F-HR Contrarius Investment Management Ltd 5,827,252 9,629,654 65.25 108,329 141,171 30.32
2018-05-14 13F-HR Mosaic Family Wealth, LLC 280 0 -100.00 5 0 -100.00
2018-05-09 13F-HR BlackRock Inc. 8,785,571 8,735,346 -0.57 163,322 128,062 -21.59
2018-05-15 13F-HR GLENMEDE TRUST CO NA 300 300 0.00 5 5 0.00
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 12,005 12,005 0.00 223 176 -21.08
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 29,600 28,000 -5.41 550 410 -25.45
2018-04-30 13F-HR EXANE DERIVATIVES 1 1 0.00 19 14 -26.32
2018-05-15 13F-HR CREDIT SUISSE AG/ 93,427 231,461 147.75 1,736 3,394 95.51
2018-05-15 13F-HR Walleye Trading LLC Call 157,500 132,300 -16.00 2,928 1,940 -33.74
2018-05-14 13F-HR Strategic Global Advisors, LLC 19,907 19,907 0.00 370 292 -21.08
2018-05-14 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 13,183 13,072 -0.84 245 192 -21.63
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 38,708 39,300 1.53 720 576,137 79,919.03
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 465,003 103,603 -77.72 8,644 1,519 -82.43
2018-05-15 13F-HR PRUDENTIAL PLC 3,440,500 3,373,800 -1.94 63,959 49,460 -22.67
2018-04-18 N-Q Mfs Charter Income Trust (see advisory)
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ Call 95,000 0 -100.00 1,766 0 -100.00
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 157,484 127,546 -19.01 2,928 1,870 -36.13
2018-05-15 13F-HR QS Investors, LLC 0 9,800 0 144
2018-03-29 N-Q Ab Unconstrained Bond Fund, Inc. (see advisory)
2018-03-29 N-Q Sunamerica Specialty Series (see advisory)
2018-03-27 N-Q Advantage Funds, Inc. (see advisory)
2018-04-27 N-Q Valic Co I (see advisory)
2018-05-21 13F-HR Summit Trail Advisors, Llc 820 14,326 1,647.07 16 14 -12.50
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-05-09 13F-HR MV Capital Management, Inc. 350 350 0.00 7 5 -28.57
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 300,000 0 -100.00 5,577 0 -100.00
2018-03-08 N-Q Calamos Dynamic Convertible & Income Fund (see advisory)
2018-05-11 13F-HR PRIVATE MANAGEMENT GROUP INC 326,059 328,170 0.65 6,061 4,811 -20.62
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 645,873 662,647 2.60 12,007 9,715 -19.09
2018-02-27 N-Q Northern Funds (see advisory)
2018-05-01 13F-HR AIMZ Investment Advisors, LLC 38,947 37,847 -2.82 724 555 -23.34
2018-05-14 13F-HR Arizona State Retirement System 46,421 43,621 -6.03 863 639 -25.96
2018-05-09 13F-HR Investors Research Corp 11,259 12,109 7.55 209 178 -14.83
2018-05-22 N-Q Master Investment Portfolio (see advisory)
2018-05-14 13F-HR Horseman Capital Management Ltd 1,998,440 327,200 -83.63 37,151 4,797 -87.09
2018-02-14 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 38,792 0 -100.00 683 0 -100.00
2018-05-15 13F-HR Advisor Group, Inc. 788 788 0.00 15 12 -20.00
2018-02-26 N-Q Blackrock Funds Ii (see advisory)
2018-05-09 13F-HR IFP Advisors, Inc 0 225 0 3
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 212,388 215,139 1.30 3,948 3,153 -20.14
2018-05-15 13F-HR One Wealth Advisors, Llc 20,756 20,102 -3.15 386 295 -23.58
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 156,194 150,570 -3.60 2,904 2,207 -24.00
2018-03-08 N-Q Calamos Global Total Return Fund (see advisory)
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-05-09 13F-HR NORTHERN TRUST CORP 1,313,378 1,810,868 37.88 24,416 26,548 8.73
2018-05-11 13F-HR Cutler Group LP Call 8,000 4,600 -42.50 18 3 -83.33
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 23,300 0 -100.00 433 0 -100.00
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 228,002 43,302 -81.01 4,239 635 -85.02
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 333,100 112,500 -66.23 6,192 1,649 -73.37
2018-01-26 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 207,724 0 -100.00 2,973 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 537,700 419,100 -22.06 9,996 6,144 -38.54
2018-05-15 13F-HR LUMINUS MANAGEMENT LLC Put 150,000 0 -100.00 2,789 0 -100.00
2017-12-29 N-Q Arrow Etf Trust (see advisory)
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 18,051 0 -100.00 262 0 -100.00
2018-01-25 N-Q Prudential Investment Portfolios, Inc. 15 (see advisory)
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 1,787 2,234 25.01 32 32 0.00
2018-03-01 N-Q Optimum Fund Trust (see advisory)
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 133,100 123,800 -6.99 2,474 1,815 -26.64
2018-03-22 N-Q Dreyfus Midcap Index Fund Inc (see advisory)
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 0 66,875 0 980
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-02-07 13F-HR Texas Yale Capital Corp. 10,000 0 -100.00 145 0 -100.00
2018-03-22 N-Q Mfs Multimarket Income Trust (see advisory)
2018-02-14 13F-HR BASSWOOD CAPITAL MANAGEMENT, L.L.C. 8,417 0 -100.00 122 0 -100.00
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 147,250 107,884 -26.73 2,737 1,582 -42.20
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 541 0 -100.00 8 0 -100.00
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 0 13,326 0 195
2018-05-14 13F-HR Icon Wealth Partners, Llc 746 0 -100.00 14 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,141 57,192 198.79 320 838 161.88
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 700 0 -100.00 13 0 -100.00
2018-02-09 13F-HR WEDBUSH SECURITIES INC 14,050 0 -100.00 204 0 -100.00
2018-05-15 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 46,200 54,500 17.97 859 799 -6.98
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 215,306 62,220 -71.10 4,003 912 -77.22
2018-05-15 13F-HR Marshall Wace LLP 0 281,851 0 4,132
2018-03-29 N-Q Schroder Global Series Trust (see advisory)
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-01-30 N-Q Shelton Funds (see advisory)
2018-04-18 13F-HR Louisiana State Employees Retirement System 16,300 16,900 3.68 303 248 -18.15
2018-05-22 N-Q Blackrock Index Funds, Inc. (see advisory)
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 623,703 317,905 -49.03 11,595 4,660 -59.81
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-05-16 13F-HR Hikari Tsushin, Inc. 98,800 98,800 0.00 1,837 1,448 -21.18
2018-02-12 13F-HR YorkBridge Wealth Partners, LLC 44 0 -100.00 1 0 -100.00
2018-03-05 13F-HR/A NORGES BANK 2,411,681 1,378,998 -42.82 40,299 25,636 -36.39
2018-05-15 13F-HR Ahrens Investment Partners Llc 14,200 208
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 1,096 1,096 0.00 19 15 -21.05
2018-04-23 13F-HR Beech Hill Advisors, Inc. 14,225 12,225 -14.06 264 179 -32.20
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 4,159 4,359 4.81 77 64 -16.88
2018-03-28 N-Q Manning & Napier Fund, Inc. (see advisory)
2018-03-28 N-Q Delaware Pooled Trust (see advisory)
2018-03-01 N-Q Vericimetry Funds (see advisory)
2018-05-14 13F-HR Resources Investment Advisors, Inc. 1,170 1,170 0.00 22 17 -22.73
2018-05-15 13F-HR Sheffield Asset Management, L.L.C. 296,090 248,290 -16.14 5,504 3,640 -33.87
2018-05-15 13F-HR Natixis 0 54,387 0 797
2018-04-19 13F-HR Versant Capital Management, Inc 448 342 -23.66 8 5 -37.50
2018-05-14 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 78,515 74,538 -5.07 1,460 1,093 -25.14
2018-03-28 N-Q First Eagle Funds (see advisory)
2018-05-14 13F-HR Cipher Capital LP 164,360 39,487 -75.98 3,056 579 -81.05
2018-05-14 13F-HR Royce & Associates LLC 352,522 378,649 7.41 6,553 5,551 -15.29
2018-05-15 13F-HR Squarepoint Ops LLC 119,024 11,064 -90.70 2,213 162 -92.68
2018-05-07 13F-HR Equity Investment Corp Acquisition Inc 3,951,541 3,718,889 -5.89 73,459 54,519 -25.78
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 24,038 24,198 0.67 447 355 -20.58
2018-05-10 13F-HR Elkfork Partners LLC 8,140 8,514 4.59 151 125 -17.22
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-02-14 13F-HR HPM Partners LLC 19,326 0 -100.00 280 0 -100.00
2018-05-15 13F-HR Kazazian Asset Management, LLC 34,238 31,102 -9.16 636 456 -28.30
2018-05-01 13F-HR COMERICA BANK 56,057 54,447 -2.87 1,065 1,062 -0.28
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 58 58 0.00 1 1 0.00
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-05-15 13F-HR Clearbridge Investments, LLC 2,645 2,645 0.00 49 39 -20.41
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 436 335 -23.17 8 5 -37.50
2018-03-29 N-Q Virtus Alternative Solutions Trust (see advisory)
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 41,400 0 -100.00 600 0 -100.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 32,672 0 -100.00 607 0 -100.00
2018-02-22 13F-HR Wagner Wealth Management, Llc 0 12
2018-02-20 N-Q Mercer Funds (see advisory)
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2018-03-27 N-Q Wells Fargo Income Opportunities Fund (see advisory)
2018-05-08 13F-HR Tyers Asset Management LLC 5,920 6,192 4.59 110 91 -17.27
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-05-15 13F-HR Paloma Partners Management Co Call 38,300 0 -100.00 712 0 -100.00
2018-04-27 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 130,189 0 -100.00 2,420 0 -100.00
2018-01-26 N-Q Fidelity Income Fund /ma/ (see advisory)
2018-03-27 N-Q Indexiq Etf Trust (see advisory)
2018-04-20 13F-HR Seacrest Wealth Management, Llc 2,000 1,700 -15.00 37 25 -32.43
2018-03-29 N-Q Ab Bond Fund, Inc. (see advisory)
2018-05-14 13F-HR Poehling Capital Management, Llc 100 100 0.00 2 1 -50.00
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 3,079,307 3,045,043 -1.11 57,244 44,640 -22.02
2018-02-14 13F-HR AHL Partners LLP 116,236 77,552 -33.28 1,686 1,442 -14.47
2018-02-08 13F-HR Trexquant Investment LP 35,918 0 -100.00 521 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC Put 155,200 206,200 32.86 2,886 3,024 4.78
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 1,190,127 886,021 -25.55 22,124 12,989 -41.29
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 207,141 184,257 -11.05 3,846 2,698 -29.85
2018-05-11 13F-HR CITIGROUP INC Put 85,500 77,900 -8.89 1,589 1,142 -28.13
2018-05-08 13F-HR Smith Asset Management Group LP 2,445 2,785 13.91 45 41 -8.89
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 527,161 554,053 5.10 9,799 8,122 -17.11
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-15 13F-HR Jefferies Group LLC Put 435,300 18,500 -95.75 8,092 271 -96.65
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 112,730 108,968 -3.34 2,096 1,597 -23.81
2018-05-15 13F-HR VAN DEN BERG MANAGEMENT I, INC 280,397 276,817 -1.28 5,213 4,058 -22.16
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 147,212 153,312 4.14 2,737 2,248 -17.87
2018-04-02 N-Q Two Roads Shared Trust (see advisory)
2018-05-15 13F-HR Tensile Capital Management LLC 435,000 465,200 6.94 8,087 6,820 -15.67
2018-05-15 13F-HR CoreCommodity Management, LLC 4,109 0 -100.00 76 0 -100.00
2018-05-11 13F-HR Cutler Group LP Put 4,300 1,700 -60.47 3 9 200.00
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 5 0 -100.00 0 0
2018-05-15 13F-HR Metlife Investment Advisors, Llc 73,578 73,020 -0.76 1,368 1,070 -21.78
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC 133,727 54,865 -58.97 2,486 804 -67.66
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 4,000 10,546 163.65 74 155 109.46
2018-03-26 N-Q Forum Funds Ii (see advisory)
2018-03-29 N-Q Ab High Income Fund Inc (see advisory)
2018-01-25 N-Q Ab Portfolios (see advisory)
2018-05-22 N-Q Blackrock Series Fund, Inc. (see advisory)
2018-05-15 13F-HR Orbis Allan Gray Ltd 405,721 405,721 0.00 7,542 5,948 -21.13
2018-03-29 N-Q CAPITAL INCOME BUILDER (see advisory)
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 20,000 0 -100.00 372 0 -100.00
2018-05-14 13F-HR Pacer Advisors, Inc. 15,589 17,404 11.64 290 255 -12.07
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0 17,389 0 255
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-01-22 N-Q Blackrock Ltd Duration Income Trust (see advisory)
2018-05-14 13F-HR SRS Capital Advisors, Inc. 824 837 1.58 15 12 -20.00
2018-05-21 13F-HR Front Row Advisors Llc 291 291 0.00 5 4 -20.00
2018-03-01 N-Q Pimco Funds (see advisory)
2018-05-11 13F-HR Cutler Group LP 4,175 8,132 94.78 77 119 54.55
2018-05-15 13F-HR LPL Financial LLC 40,455 0 -100.00 752 0 -100.00
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 1,605,760 985,132 -38.65 29,851 14,442 -51.62
2018-05-02 13F-HR RHUMBLINE ADVISERS 126,268 120,668 -4.44 2,347 1,769 -24.63
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-05-08 13F-HR COUNTRY TRUST BANK 10 0 -100.00 0 0
2018-05-04 13F-HR Trustcore Financial Services, Llc 77 77 0.00 1 1 0.00
2018-05-09 13F-HR/A Meadow Creek Investment Management LLC 10,360 10,836 4.59 193 159 -17.62
2018-05-10 13F-HR BESSEMER GROUP INC 150 150 0.00 3 2 -33.33
2018-02-15 13F-HR JANE STREET GROUP, LLC 22,742 0 -100.00 330 0 -100.00
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 40,500 0 -100.00 587 0 -100.00
2018-03-29 N-Q Financial Investors Trust (see advisory)
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 1,095,625 1,342,386 22.52 20,320 19,702 -3.04
2018-05-14 13F-HR HOWE & RUSLING INC 300 4
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 8,447 13,197 56.23 157 193 22.93
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 2,817,815 2,533,122 -10.10 52,383 37,136 -29.11
2018-01-24 13F-HR Sg3 Management, Llc Call 0 0 0 0
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-05-11 13F-HR CITIGROUP INC 179,416 13,172 -92.66 3,335 193 -94.21
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-05-15 13F-HR IndexIQ Advisors LLC 1,853 0 -100.00 34 0 -100.00
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 445,897 805,350 80.61 8,288 11,808 42.47
2018-04-13 13F-HR Calamos Advisors LLC 60,000 60,000 0.00 1,115 880 -21.08
2018-05-15 13F-HR GV Financial Advisors 5,967 87
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-02-02 13F-HR RAYMOND JAMES TRUST N.A. 10,255 0 -100.00 149 0 -100.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( DO / Diamond Offshore Drilling, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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HRTX : Heron Therapeutics Analysis and Research Report

2018-05-25 - Asif

Overview Heron is a commercial-stage biotechnology company focused on improving the lives of patients by developing best-in-class treatments that address some of the most important unmet patient needs. Heron Therapeutics is developing novel, patient-focused solutions that apply its innovative science and technologies to already approved pharmacological agents for patients suffering from cancer or pain. On August 9, 2016, its first commercial product, SUSTOL, was approved by the FDA. The company developed SUSTOL for the prevention of chemotherapy-induced nausea and vomiting (“CINV”). SUSTOL is indicated, in combination with other antiemetics, in adults for the prevention of acute and delayed nausea and vomiting associated with initial and repeat courses of moderately emetogenic chemotherapy (“MEC”) or anthracycline and cyclophosphamide (“AC”) combination chemotherapy regimens. The company commenced commercial sales of SUSTOL in the U.S. in October 2016. On November 9, 2017...

ACIA: Acacia Communications Analysis and Research Report

2018-05-25 - Asif

Overview The company's mission is to deliver high-speed coherent optical interconnect products that transform communications networks, relied upon by cloud infrastructure operators and content and communication service providers, through improvements in performance and capacity and reductions in associated costs. By converting optical interconnect technology to a silicon-based technology, a process the company refer to as the siliconization of optical interconnect, the company believe Acacia Communications is leading a disruption that is analogous to the computing industry’s integration of multiple functions into a microprocessor. The company's products include a family of low-power coherent digital signal processor application-specific integrated circuits, or DSP ASICs, and silicon photonic integrated circuits, or silicon PICs, which Acacia Communications has integrated into families of optical interconnect modules with transmission speeds ranging from 100 to 400 gigabits per ...

ANTH: Anthera Pharmaceuticals Analysis and Research Report

2018-05-21 - Asif

Overview Anthera Pharmaceuticals, Inc. is a biopharmaceutical company focused on advancing the development and commercialization of innovative medicines that benefit patients with unmet medical needs. The company currently have two compounds in development, Sollpura and blisibimod. The company licensed Sollpura from Eli Lilly & Co (“Eli Lilly”) in July 2014. Sollpura is a novel non-porcine investigational Pancreatic Enzyme Replacement Therapy (“PERT”) intended for the treatment of patients with Exocrine Pancreatic Insufficiency (“EPI”), often seen in patients with cystic fibrosis and other conditions. The company licensed blisibimod from Amgen, Inc. (“Amgen”) in December 2007. Blisibimod targets B-cell activating factor, or BAFF, which has been shown to be elevated in a variety of B-cell mediated autoimmune diseases, including Immunoglobulin A nephropathy, or IgA nephropathy. Sollpura The exocrine pancreas is responsible for synthesis and secretion of digestive en...

Related News Stories

New Mexico and Texas See a Rise in Onshore Drilling Rigs

2018-05-21 zacks
In its weekly release, Baker Hughes (BHGE - Free Report) , a GE company, reported an increase in rig count in the United States. (71-0)

Trading Volatile Oil Services Stocks Is Challenging Even As Crude Oil Futures Set New Multiyear Highs

2018-05-14 seekingalpha
Nymex crude oil futures have been above their technical ‘reversion to the mean’ since 2018 began. (15-0)

Oil Gets Further Lift from EIA Data, Consolidates Above $70

2018-05-10 zacks
The U.S. Energy Department's weekly inventory release showed that crude stockpiles recorded a fall of 2.2 million barrels, the first increase in three weeks, and significantly larger than expected. On a further bullish note, the report revealed that refined product inventories, gasoline and distillate, both dropped from their week earlier levels. Importantly, the positive data sets have added to the strong sentiment in the oil market. (14-0)

Ensco: Not Yet

2018-05-08 seekingalpha
Ensco is being held back by the Atwood Oceanics deal that added modern deepwater rigs without work. (20-1)

Diamond Offshore (DO) Incurs Loss in Q1, Revenues In Line

2018-05-01 zacks
Diamond Offshore Drilling Inc. (DO - Free Report) incurred an adjusted loss of 16 cents per share in first-quarter 2018, narrower than the Zacks Consensus Estimate of a loss of 20 cents. The company reported adjusted earnings of 17 cents per share in the year-ago quarter. (5-0)

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