SecurityDGSE / DGSE Companies, Inc. (23323G106)
Institutional Owners10
Form N-Q Owners1
Institutional Shares20,373,731 - 74.26% (ex. N-Q)
Weighted Average Number Of Diluted Shares Outstanding27,434,586 shares (as of 2017-09-30) (ex. N-Q)
Institutional Value$ 180,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

DGSE Companies, Inc. (AMEX:DGSE) has 10 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 20,373,731 shares. Largest shareholders include Truscott Capital, Llc, Ntr Metals, Llc, Renaissance Technologies LLC, BlackRock Inc., Deutsche Bank Ag\, Two Sigma Securities, Llc, Millennium Management Llc, UBS Group AG, and Royal Bank Of Canada.

DGSE Companies, Inc. (AMEX:DGSE) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-09 13F-HR BlackRock Inc. 31,547 32,899 4.29 43 31 -27.91
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 44,982 0 -100.00 75 0 -100.00
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 15,129 14
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 40,158 10,054 -74.96 54 9 -83.33
2018-01-02 SC 13D/A NTR METALS, LLC 13,814,727 6,365,460 -53.92
2018-02-13 13F-HR Renaissance Technologies LLC 126,000 104,800 -16.83 169 98 -42.01
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-14 13F-HR UBS Group AG 9,793 372 -96.20 13 0 -100.00
2018-02-14 13F-HR DEUTSCHE BANK AG\ 45,600 30,288 -33.58 61 28 -54.10
2018-01-02 SC 13D Truscott Capital, Llc 13,814,727
2018-02-14 13F-HR ROYAL BANK OF CANADA 2 2 0.00 0 0

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( DGSE / DGSE Companies, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

CUSIP: 23323G106