Stock Institutional Ownership and Shareholders

SecurityDEPO / DepoMed, Inc. (249908104)
President and CEOSchoeneck James A
Institutional Owners174
Institutional Shares57,970,048
Outstanding Shares62,997,484 (as of 2017-09-30)
Institutional Value$ 628,040,000 USD
Related 249908AA2 / DepoMed, Inc. 2.5% Bond Due 9/1/2021

DepoMed, Inc. (NASDAQ:DEPO) has 174 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 57,970,048 shares. Largest shareholders include BlackRock Inc., Senvest Management, LLC, Starboard Value LP, Armistice Capital, Llc, Vanguard Group Inc, Dimensional Fund Advisors Lp, State Street Corp, Millennium Management Llc, Morgan Stanley, and Renaissance Technologies LLC.



DepoMed, Inc. (NASDAQ:DEPO) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR BARCLAYS PLC Call 5,100 20,100 294.12 55 116 110.91
2017-08-08 13F-HR Airain ltd 10,210 115,164 1,027.95 128 1,237 866.41
2017-11-14 13F-HR CREDIT SUISSE AG/ 45,902 65,021 41.65 492 376 -23.58
2017-11-14 13F-HR QS Investors, LLC 96,240 0 -100.00 1,034 0 -100.00
2017-11-06 13F-HR Ballentine Partners, LLC 41,000 41,000 0.00 442 237 -46.38
2017-11-13 13F-HR Starboard Value LP 5,295,270 5,295,270 0.00 56,871 30,660 -46.09
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 13,720 0 -100.00 147 0 -100.00
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 177,000 177,000 0.00 1,901 1,025 -46.08
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 350,395 370,717 5.80 3,764 2,146 -42.99
2017-11-13 13F-HR Senvest Management, LLC 5,605,105 5,605,105 0.00 60,199 32,454 -46.09
2017-11-01 13F-HR State of Tennessee, Treasury Department 56,811 55,047 -3.11 610 319 -47.70
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 351,551 374,128 6.42 3,776 2,167 -42.61
2017-08-11 13F-HR CQS Cayman LP 12,500 0 -100.00 157 0 -100.00
2017-11-09 13F-HR FNY Partners Fund LP 100 100 0.00 1 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 172,200 194,700 13.07 1,849 1,127 -39.05
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 0 42,250 0 245
2017-11-06 13F-HR COMERICA BANK 101,848 66,002 -35.20 1,070 315 -70.56
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 14,900 0 -100.00 160 0 -100.00
2017-08-11 13F-HR KCG HOLDINGS, INC. 64,695 16,414 -74.63 812 176 -78.33
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 123,800 123,800 0.00 1,330 717 -46.09
2017-08-07 13F-HR AMERICAN CENTURY COMPANIES INC 79,300 0 -100.00 995 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 121,892 15,198 -87.53 1,309 88 -93.28
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 0 14,920 0 86
2017-07-25 13F-HR Meridian Wealth Management, LLC 518,907 0 -100.00 519 0 -100.00
2017-11-14 13F-HR Invesco Ltd. 220,142 222,312 0.99 2,364 1,287 -45.56
2017-08-14 13F-HR SECOR Capital Advisors, LP 43,265 0 -100.00 543 0 -100.00
2017-11-13 13F-HR SevenBridge Financial Group, LLC 200 200 0.00 2 1 -50.00
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 31,200 31,200 0.00 335 191 -42.99
2017-11-14 13F-HR Voya Investment Management LLC 29,495 29,495 0.00 317 171 -46.06
2017-11-13 13F-HR CITIGROUP INC Call 30,200 44,600 47.68 324 258 -20.37
2017-11-14 13F-HR HighTower Advisors, LLC 920,921 733,718 -20.33 9,883 4,249 -57.01
2017-11-14 13F-HR Walleye Trading LLC Call 15,000 16,600 10.67 160 98 -38.75
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 2,306,318 2,321,109 0.64 24,770 13,439 -45.74
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 128,313 128,313 0.00 1,378 743 -46.08
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 67,800 158,300 133.48 728 917 25.96
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 13,917 0 -100.00 149 0 -100.00
2017-11-14 13F-HR Paloma Partners Management Co 19,719 0 -100.00 211 0 -100.00
2017-08-04 13F-HR Glacier Peak Capital LLC 14,200 0 -100.00 178 0 -100.00
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 651 0 -100.00 7 0 -100.00
2017-11-14 13F-HR HighTower Advisors, LLC Call 5,000 2
2017-11-14 13F-HR Piermont Capital Management LLC 33,940 16,410 -51.65 365 95 -73.97
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 515,200 955,200 85.40 5,533 5,531 -0.04
2017-08-28 13F-HR/A-1 HRS Investment Holdings, LLC 30,000 0 -100.00 541 0 -100.00
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 0 76,518 0 443
2017-11-14 13F-HR ADVENT CAPITAL MANAGEMENT /DE/ Put 3,000 1,000 -66.67 38 98 157.89
2017-11-08 13F-HR Sivik Global Healthcare LLC 180,000 0 -100.00 1,933 0 -100.00
2017-10-30 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 163,600 163,600 0.00 1,757 947 -46.10
2017-11-14 13F-HR ROYAL BANK OF CANADA 3,904 6,938 77.72 42 40 -4.76
2017-10-23 13F-HR Nationwide Fund Advisors 35,938 35,938 0.00 386 208 -46.11
2017-08-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 26,905 0 -100.00 337 0 -100.00
2017-08-14 13F-HR Gotham Asset Management, LLC 60,893 0 -100.00 764 0 -100.00
2017-11-13 13F-HR ASCEND CAPITAL, LLC 433,199 2,508
2017-10-31 13F-HR PERKINS CAPITAL MANAGEMENT INC 77,418 71,750 -7.32 831 415 -50.06
2017-08-14 13F-HR/A-4 Magnetar Financial LLC 586,079 0 -100.00 11,048 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC 16,687 5,400 -67.64 179 32 -82.12
2017-11-14 13F-HR UBS Group AG 60,830 80,030 31.56 653 463 -29.10
2017-11-14 13F-HR Arizona State Retirement System 32,521 32,621 0.31 349 189 -45.85
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 93,778 98,675 5.22 1,007 571 -43.30
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 41,100 43,400 5.60 441 251 -43.08
2017-10-30 13F-HR Westpac Banking Corp 33,330 0 -100.00 357,964 0 -100.00
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 136,905 169,400 23.74 1,470 981 -33.27
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 45,000 0 -100.00 483 0 -100.00
2017-06-28 13F-HR/A-1 NOMURA ASSET MANAGEMENT CO LTD 0 0 0 0
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 60,450 332,034 449.27 649 1,922 196.15
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 1,384 0 -100.00 15 0 -100.00
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 861,411 856,771 -0.54 9,252 4,961 -46.38
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 4,820 4,799 -0.44 52 28 -46.15
2017-08-14 13F-HR Invictus RG 5,482 0 -100.00 69 0 -100.00
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 13,469 13,716 1.83 145 79 -45.52
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 493 1,613 227.18 5 9 80.00
2017-11-14 13F-HR Squarepoint Ops LLC 164,690 202,885 23.19 1,769 1,175 -33.58
2017-11-13 13F-HR FRANKLIN RESOURCES INC 10,247 12,899 25.88 110 75 -31.82
2017-11-14 13F-HR BARCLAYS PLC Put 8,500 9,100 7.06 91 53 -41.76
2017-11-14 13F-HR GROUP ONE TRADING, L.P. 30,242 0 -100.00 325 0 -100.00
2017-11-07 13F-HR OAK RIDGE INVESTMENTS LLC 2,299,002 0 -100.00 24,691 0 -100.00
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 194 1
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 5,272 5,272 0.00 57 32 -43.86
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 26,390 649,146 2,359.82 283 3,759 1,228.27
2017-11-14 13F-HR Hutchin Hill Capital, LP 283,600 164,600 -41.96 3,046 953 -68.71
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 242,743 95,900 -60.49 2,608 555 -78.72
2017-10-25 13F-HR FIRST QUADRANT L P/CA 2,206 0 -100.00 24 0 -100.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Put 40,000 40,000 0.00 158 294 86.08
2017-11-06 13F-HR Bank of New York Mellon Corp 746,738 752,162 0.73 8,020 4,356 -45.69
2017-11-09 13F-HR Legal & General Group Plc 119,225 119,867 0.54 1,280 694 -45.78
2017-10-17 13F-HR Creative Planning 39,975 39,977 0.01 429 231 -46.15
2017-11-01 13F-HR GABELLI FUNDS LLC 182,400 38,600 -78.84 1,959 223 -88.62
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 35,800 207
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 334,877 383,022 14.38 3,597 2,218 -38.34
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 37,590 38,590 2.66 404 223 -44.80
2017-11-13 13F-HR Discovery Group I, LLC 1,658,826 0 -100.00 17,816 0 -100.00
2017-08-10 13F-HR TCI Wealth Advisors, Inc. 91 0 -100.00 1 0 -100.00
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 279,800 295,800 5.72 3,005 1,713 -43.00
2017-11-16 13F-HR/A-1 Litespeed Management, L.L.C. 2,292,318 60,514 -97.36 24,619 350 -98.58
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 768 1,042 35.68 8 6 -25.00
2017-11-13 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 49,637 49,606 -0.06 533 287 -46.15
2017-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 19,800 0 -100.00 248 0
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 333,508 331,910 -0.48 3,581 1,922 -46.33
2017-11-13 13F-HR Quantitative Investment Management, LLC 31,200 90,200 189.10 335 522 55.82
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 14,660 23,370 59.41 157 135 -14.01
2017-08-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 288,813 0 -100.00 3,625 0 -100.00
2017-11-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 219,000 0 -100.00 2,352 0 -100.00
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 35,186 45,853 30.32 378 265 -29.89
2017-11-13 13F-HR CIM INVESTMENT MANGEMENT INC 14,924 14,924 0.00 160 86 -46.25
2017-08-09 13F-HR ADVENT CAPITAL MANAGEMENT /DE/ Call 1,000 0 -100.00 8 0 -100.00
2017-08-14 13F-HR NAYA CAPITAL MANAGEMENT UK LTD 1,954,916 0 -100.00 24,534 0 -100.00
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 0 100 0 0
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 52,096 0 -100.00 560 0 -100.00
2017-10-30 13F-HR IFP Advisors, Inc 343 343 0.00 4 2 -50.00
2017-11-13 13F-HR NORTHERN TRUST CORP 770,109 750,890 -2.50 8,271 4,348 -47.43
2017-11-13 13F-HR Engineers Gate Manager LP 0 140,241 0 812
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 18,863 32,251 70.97 202,589 186,733 -7.83
2017-11-13 13F-HR Marshall Wace North America L.P. 257,681 0 -100.00 2,834 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 15 64 326.67 1 4 300.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ 268,027 172,136 -35.78 2,877 995 -65.42
2017-08-15 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 45,693 0 -100.00 573 0 -100.00
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 15,361 15,946 3.81 165 92 -44.24
2017-11-13 13F-HR GLOBEFLEX CAPITAL L P 41,631 41,631 0.00 447 241 -46.09
2017-11-08 13F-HR D.A. DAVIDSON & CO. 2,432 0 -100.00 26 0 -100.00
2017-11-14 13F-HR Elkfork Partners LLC 8,364 11,798 41.06 90 68 -24.44
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 101,123 93,823 -7.22 1,086 543 -50.00
2017-11-13 13F-HR Healthcare Value Capital, LLC Call 100,000 0 -100.00 1,074 0 -100.00
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 46,655 46,655 0.00 501 270 -46.11
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 43,404 45,906 5.76 466 266 -42.92
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 55,000 38,000 -30.91 591 220 -62.77
2017-10-16 13F-HR CLARK ESTATES INC/NY 310,000 348,000 12.26 3,329 2,015 -39.47
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 59,136 530,245 796.65 635 3,070 383.46
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 103,646 117,116 13.00 1,113 678 -39.08
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 170,101 187,382 10.16 1,827 1,085 -40.61
2017-10-26 13F-HR Acrospire Investment Management LLC 1,070 0 -100.00 11 0 -100.00
2017-11-14 13F-HR BlackRock Inc. 8,788,347 9,387,742 6.82 94,387 54,355 -42.41
2017-11-13 13F-HR Alambic Investment Management, L.P. 0 82,800 0 479
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 73,300 92,600 26.33 787 536 -31.89
2017-11-13 13F-HR Renaissance Technologies LLC 198,438 1,019,200 413.61 2,131 5,901 176.91
2017-11-14 13F-HR GLENMEDE TRUST CO NA 355 355 0.00 4 2 -50.00
2017-11-13 13F-HR PineBridge Investments, L.P. 8,206 7,813 -4.79 88 45 -48.86
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 526,685 562,964 6.89 5,656 3,258 -42.40
2017-10-25 13F-HR SIMPLEX TRADING, LLC 4,497 0 -100.00 48 0 -100.00
2017-08-10 13F-HR Dai-Ichi Life Insurance Company, Ltd 175,083 0 -100.00 2,197 0 -100.00
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 45,478 45,965 1.07 488 266 -45.49
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 23,200 0 -100.00 249 0 -100.00
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 1,500 9
2017-08-14 13F-HR Paloma Partners Management Co Call 30,000 0 -100.00 377 0 -100.00
2017-08-03 13F-HR SG Americas Securities, LLC Call 331,200 0 -100.00 123 0 -100.00
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 4,360 6,195 42.09 47 36 -23.40
2017-10-26 13F-HR Parkside Financial Bank & Trust 43 0 -100.00 0 0
2017-08-14 13F-HR WELLINGTON MANAGEMENT GROUP LLP 67,000 0 -100.00 841 0 -100.00
2017-11-13 13F-HR Healthcare Value Capital, LLC 550,000 700,000 27.27 5,907 4,053 -31.39
2017-11-14 13F-HR Covington Capital Management 1,000 6
2017-08-14 13F-HR PUTNAM INVESTMENTS LLC 23,293 0 -100.00 292 0 -100.00
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 383,119 470,451 22.80 4,115 2,764 -32.83
2017-11-13 13F-HR CITIGROUP INC 117,193 93,478 -20.24 1,259 542 -56.95
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 167,675 254,995 52.08 1,801 1,476 -18.05
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 63,000 3,700 -94.13 677 21 -96.90
2017-11-08 13F-HR ING GROEP NV 435,000 0 -100.00 4,672 0 -100.00
2017-10-17 13F-HR Cutler Group LP 2,600 2,461 -5.35 27 14 -48.15
2017-10-17 13F-HR Cutler Group LP Call 16,400 19,800 20.73 7 2 -71.43
2017-11-13 13F-HR CITIGROUP INC Put 5,100 4,100 -19.61 55 24 -56.36
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 2,550 2,550 0.00 27 15 -44.44
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 406,129 1,294,715 218.79 4,362 7,496 71.85
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 13,700 79
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 313,300 246,500 -21.32 3,365 1,427 -57.59
2017-11-17 13F-HR/A-1 Virtu Financial LLC 0 37,244 0 216
2017-11-13 13F-HR Stonepine Capital Management, LLC 126,600 0 -100.00 1,360 0 -100.00
2017-10-16 13F-HR Louisiana State Employees Retirement System 25,400 25,500 0.39 273 148 -45.79
2017-11-03 13F-HR Swiss National Bank 99,700 99,700 0.00 1,071 577 -46.13
2017-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 243,962 0 -100.00 3,062 0 -100.00
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 88,548 88,548 0.00 949 499 -47.42
2017-11-13 13F-HR ProShare Advisors LLC 37,972 40,627 6.99 408 235 -42.40
2017-11-08 13F-HR Pacer Advisors, Inc. 2,460 5,753 133.86 26 33 26.92
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 12,720 12,720 0.00 74 74 0.00
2017-11-13 13F-HR Pacad Investment Ltd. 26,600 5,800 -78.20 286 34 -88.11
2017-11-14 13F-HR TSP Capital Management Group, LLC 41,725 460 242 -47.39
2017-11-13 13F-HR TEACHERS ADVISORS INC 169,339 170,500 0.69 1,819 987 -45.74
2017-08-14 13F-HR WATER ISLAND CAPITAL LLC Call 14,500 0 -100.00 4 0 -100.00
2017-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 10,259 0 -100.00 129 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO 35,278 34,511 -2.17 379 194 -48.81
2017-08-18 13F-HR WFG Advisors, LP 280 280 0.00 4 3 -25.00
2017-08-11 13F-HR RidgeWorth Capital Management LLC 23,384 0 -100.00 293 0 -100.00
2017-11-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 998,472 955,191 -4.33 10,723 5,530 -48.43
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 487,057 486,788 -0.06 5,231 2,819 -46.11
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 172 97 -43.60 5 2 -60.00
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 32,537 0 188
2017-11-13 13F-HR/A-1 NORGES BANK 490,987 634,241 29.18 9,633 15,138 57.15
2017-11-06 13F-HR RHUMBLINE ADVISERS 124,465 129,234 3.83 1,337 748 -44.05
2017-08-14 13F-HR Paloma Partners Management Co Put 20,000 0 -100.00 251 0 -100.00
2017-11-13 13F-HR PROFUND ADVISORS LLC 10,746 0 -100.00 115 0 -100.00
2017-07-25 13F-HR ACADIAN ASSET MANAGEMENT LLC 39,325 0 -100.00 494 0 -100.00
2017-11-14 13F-HR STATE STREET CORP 2,334,978 2,290,198 -1.92 25,077 13,261 -47.12
2017-11-14 13F-HR NUMERIC INVESTORS LLC 0 35,309 0 204
2017-11-07 13F-HR SG Americas Securities, LLC 0 11,412 0 66
2017-08-14 13F-HR Bayesian Capital Management, LP 56,000 0 -100.00 703 0 -100.00
2017-10-19 13F-HR LS Investment Advisors, LLC 2,353 2,353 0.00 25 14 -44.00
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 16 0
2017-10-16 13F-HR State of Alaska, Department of Revenue 12,298 12,298 0.00 132 71 -46.21
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 15,957 15,957 0.00 171 92 -46.20
2017-08-10 13F-HR AJO, LP 60,842 0 -100.00 764 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC 14,704 356,832 2,326.77 158 2,066 1,207.59
2017-08-14 13F-HR A.R.T. Advisors, LLC 146,700 0 -100.00 1,841 0 -100.00
2017-08-10 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 6,000 0 -100.00 75 0 -100.00
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 16,196 16,196 0.00 173,945 93,775 -46.09
2017-11-13 13F-HR Healthcare Value Capital, LLC Put 420,000 2,432
2017-11-14 13F-HR FIFTH THIRD BANCORP 156 0 -100.00 2 0 -100.00
2017-10-31 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 150,000 50,000 -66.67 1,611 290 -82.00
2017-07-25 13F-HR Russell Investments Group, Ltd. 38,118 0 -100.00 478 0 -100.00
2017-11-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 70,970 403,998 469.25 762 2,339 206.96
2017-11-14 13F-HR Glen Harbor Capital Management LLC 6,888 9,716 41.06 74 56 -24.32
2017-11-14 13F-HR Flinton Capital Management LLC 3,936 5,552 41.06 42 32 -23.81
2017-10-12 13F-HR Gemmer Asset Management LLC 247 447 80.97 3 3 0.00
2017-11-14 13F-HR AHL Partners LLP 0 23,682 0 137
2017-11-03 13F-HR ALPS ADVISORS INC 56,225 62,007 10.28 604 359 -40.56
2017-08-14 13F-HR Alyeska Investment Group, L.P. 296,503 0 -100.00 3,721 0 -100.00
2017-08-17 13F-HR Dynamic Technology Lab Private Ltd 23,529 0 -100.00 295 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 182,268 164,264 -9.88 1,957 951 -51.41
2017-11-06 13F-HR Advisor Group, Inc. 551 300 -45.55 6 2 -66.67
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 22,500 17,600 -21.78 242 102 -57.85
2017-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 144 0 -100.00 2 0 -100.00
2017-07-18 13F-HR NISA INVESTMENT ADVISORS L.L.C. 370 0 -100.00 5 0 -100.00
2017-11-14 13F-HR MORGAN STANLEY 938,276 1,229,156 31.00 10,077 7,116 -29.38
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 136,250 41,845 -69.29 1,463 242 -83.46
2017-11-06 13F-HR SEI INVESTMENTS CO 6,146 6,458 5.08 66 38 -42.42
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 0 348,770 0 2,019
2017-11-14 13F-HR ARMISTICE CAPITAL, LLC 2,432,000 4,652,000 91.28 26,120 26,935 3.12
2017-11-13 13F-HR US BANCORP \DE\ 6,789 5,562 -18.07 73 32 -56.16
2017-11-06 13F-HR CAPITAL MANAGEMENT ASSOCIATES /NY/ 18,000 0 -100.00 193 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC 38,447 0 -100.00 413 0 -100.00
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 44,842 42,521 -5.18 482 246 -48.96
2017-10-17 13F-HR Cutler Group LP Put 7,000 6,200 -11.43 8 13 62.50
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 182,855 356,681 95.06 1,964 2,065 5.14
2017-08-07 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 1,350 0 -100.00 16,943 0 -100.00
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 13,570 12,580 -7.30 170 135 -20.59
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 6,000 4,400 -26.67 64 26 -59.37
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 24,710 217,244 779.17 265 1,258 374.72
2017-08-02 13F-HR Foundry Partners, LLC 63,875 0 -100.00 802 0 -100.00
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 45,098 45,589 1.09 485 264 -45.57
2017-08-14 13F-HR QCM Cayman, Ltd. 13,031 0 -100.00 164 0 -100.00
2017-11-09 13F-HR Trexquant Investment LP 31,676 12,725 -59.83 340 74 -78.24
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 32,100 39,429 22.83 345 228 -33.91
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 63,200 63,200 0.00 679 366 -46.10
2017-11-14 13F-HR Yakira Capital Management, Inc. 15,100 15,100 0.00 162 87 -46.30
2017-08-15 13F-HR Bluefin Trading, LLC Call 84,000 0 -100.00 2 0
2017-11-07 13F-HR Commonwealth Equity Services, Inc 94,649 34,723 -63.31 1,016 201 -80.22
2017-11-14 13F-HR Walleye Trading LLC Put 4,000 3,900 -2.50 43 23 -46.51
2017-11-14 13F-HR Ionic Capital Management LLC Call 19,500 113
2017-11-09 13F-HR 1492 Capital Management LLC 13,550 13,550 0.00 146 78 -46.58
2017-08-14 13F-HR CREDIT SUISSE AG/ Call 200,000 0 -100.00 2,510 0 -100.00
2017-10-31 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 13,500 0 -100.00 145 0 -100.00
2017-10-11 13F-HR FRANKLIN STREET ADVISORS INC /NC 20,000 20,000 0.00 215 116 -46.05
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 4,036 61 -98.49 44 0 -100.00
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 0 12,351 0 71
2017-11-14 13F-HR/A-1 INTL FCSTONE INC. 17,558 10,415 -40.68 189 60 -68.25
2017-08-14 13F-HR TWO SIGMA SECURITIES, LLC 14,340 0 -100.00 180 0 -100.00
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 14,500 14,500 0.00 156 84 -46.15
2017-11-28 13F-HR/A-1 Wellington Shields Capital Management, LLC 19,690 18,600 -5.54 211 108 -48.82
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 197,778 11,760 -94.05 2,124 68 -96.80
2017-08-11 13F-HR K2 PRINCIPAL FUND, L.P. 50,200 0 -100.00 630 0 -100.00
2017-11-13 13F-HR PHILADELPHIA TRUST CO 10,000 10,000 0.00 107 58 -45.79
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 32,332 0 -100.00 339 0 -100.00
2017-11-02 13F-HR Daiwa Securities Group Inc. 2,116 41
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 192,100 101,700 -47.06 2,063 589 -71.45
2017-08-14 13F-HR BANK OF AMERICA CORP /DE/ Call 19,800 0 -100.00 248 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC 10,794 39,903 269.68 116 231 99.14
2017-10-30 13F-HR DELTEC ASSET MANAGEMENT LLC 1,024,939 916,907 -10.54 11,006 5,309 -51.76
2017-08-14 13F-HR LOOMIS SAYLES & CO L P 312 0 -100.00 4 0 -100.00
2017-10-25 13F-HR Aperio Group, LLC 19,956 15,753 -21.06 214 91 -57.48
2017-08-14 13F-HR DIAM Co., Ltd. 51,687 0 -100.00 658 0 -100.00
2017-11-14 13F-HR VANGUARD GROUP INC 4,333,107 3,934,881 -9.19 46,538 22,783 -51.04
2017-11-14 13F-HR Ancora Advisors, LLC 24,295 0 -100.00 261 0 -100.00
2017-08-10 13F-HR HAP Trading, LLC Call 85,400 0 -100.00 2 0
2017-11-14 13F-HR Meadow Creek Investment Management LLC 5,412 7,634 41.06 58 44 -24.14
2017-11-14 13F-HR HBK INVESTMENTS L P 283,539 108,477 -61.74 3,045 628 -79.38
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 128,176 71,446 -44.26 1,377 414 -69.93
CUSIP: 249908104