SecurityDAN / Dana Holding Corp. (235825205)
Institutional Owners308 (15 N-Q Owners)
Institutional Shares139,798,937 - 96.38% (ex. N-Q)
Common Shares Outstanding145,056,206 shares (as of 2017-12-31)
Institutional Value$ 62,600,618,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Dana Holding Corp. (NYSE:DAN) has 308 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 139,798,937 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, Wedge Capital Management L L P/nc, Ajo, Lp, State Street Corp, Citadel Advisors Llc, Dimensional Fund Advisors Lp, Gamco Investors, Inc. Et Al, Frontier Capital Management Co Llc, and Tcw Group Inc.
Dana Holding Corp. (NYSE:DAN) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-15 13F-HR Man Group plc 15,900 410
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 53,879 55,171 2.40 1,725 1,421 -17.62
2018-04-24 13F-HR Rehmann Capital Advisory Group 0 315 0 8
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 0 92,400 0 2,380
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 23,035 21,193 -8.00 737 546 -25.92
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 85,500 0 -100.00 2,737 0 -100.00
2018-02-14 13F-HR Vident Investment Advisory, LLC 109,264 116,370 6.50 3,055 3,725 21.93
2018-05-04 13F-HR Financial Gravity Companies, Inc. 82 0 -100.00 3 0 -100.00
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 261,577 111,228 -57.48 8,373 2,866 -65.77
2018-05-15 13F-HR GV Financial Advisors 50 1
2018-05-15 13F-HR HANCOCK HOLDING CO 54,971 0 -100.00 1,760 0 -100.00
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 10,000 11,000 10.00 320 283 -11.56
2018-05-15 N-Q Russell Investment Funds (see advisory)
2018-05-14 13F-HR HENDERSON GROUP PLC 147,404 0 -100.00 4,718 0 -100.00
2018-02-13 13F-HR Axa 409,100 100,400 -75.46 11,439 3,214 -71.90
2018-05-15 13F-HR SAWGRASS ASSET MANAGEMENT LLC 62,545 0 -100.00 2,002 0 -100.00
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-04-30 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 3,889,210 3,488,340 -10.31 124,494 89,860 -27.82
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 344,400 334,667 -2.83 11,024 8,621 -21.80
2018-02-13 N-Q Alpha Architect Etf Trust (see advisory)
2018-05-03 13F-HR/A Parametrica Management Ltd 10,859 0 -100.00 348 0 -100.00
2018-05-15 13F-HR BANK OF NOVA SCOTIA 0 300,000 0 7,728
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 97,928 96,147 -1.82 3,135 2,477 -20.99
2018-03-29 N-Q Nuveen Investment Funds Inc (see advisory)
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 630 0 -100.00 20 0 -100.00
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 65,577 65,577 0.00 2,099 1,689 -19.53
2018-05-03 13F-HR Trexquant Investment LP 0 87,365 0 2,251
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 285,196 359,652 26.11 7,974,080 11,512,460 44.37
2018-05-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 45,670 0 -100.00 1,462 0 -100.00
2018-05-14 13F-HR Mosaic Family Wealth, LLC 103 103 0.00 3 3 0.00
2018-02-09 13F-HR SUNTRUST BANKS INC 11,927 380
2018-05-14 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 937,382 793,652 -15.33 30,006 20,444 -31.87
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 1,947 0 -100.00 62 0 -100.00
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 82,347 83,862 1.84 2,636 2,160,285 81,853.15
2018-05-15 13F-HR GAM Holding AG 44,582 19,015 -57.35 1,427 490 -65.66
2018-04-06 13F-HR Carroll Financial Associates, Inc. 38 38 0.00 1 0 -100.00
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-05-15 13F-HR CREDIT SUISSE AG/ 450,020 1,007,274 123.83 14,405 25,947 80.12
2018-05-15 13F-HR Paloma Partners Management Co 9,802 39,506 303.04 314 1,018 224.20
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 415,888 429,483 3.27 13,313 11,064 -16.89
2018-05-15 13F-HR PEAK6 Investments, L.P. 0 45,684 0 1,177
2018-02-13 13F-HR KOCH INDUSTRIES INC 13,593 10,050 -26.06 381 322 -15.49
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 1,872,419 1,166,069 -37.72 59,936 30,038 -49.88
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC Call 300,000 7,728
2018-05-08 13F-HR Aperio Group, LLC 126,436 83,297 -34.12 4,047 2,146 -46.97
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 22,744 0 -100.00 728 0 -100.00
2018-01-16 13F-HR Convergence Investment Partners, LLC 123,654 109,903 -11.12 3,457 3,518 1.76
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 128,099 128,099 0.00 4,100 3,300 -19.51
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 60,830 0 -100.00 1,947 0 -100.00
2018-05-15 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 14,170 12,622 -10.92 454 325 -28.41
2018-02-12 13F-HR Adirondack Research & Management Inc. 90,704 90,704 0.00 2,536 2,903 14.47
2018-05-15 13F-HR Jefferies Group LLC 24,069 0 -100.00 770 0 -100.00
2018-02-14 13F-HR NUMERIC INVESTORS LLC 0 332,683 0 10,649
2018-05-14 13F-HR Stone Ridge Asset Management LLC 14,477 14,477 0.00 463 373 -19.44
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 21,160 39,158 85.06 677 1,009 49.04
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 52,100 52,900 1.54 1,668 1,363 -18.29
2018-05-14 13F-HR AJO, LP 5,652,587 5,002,867 -11.49 180,939 128,874 -28.77
2018-05-10 13F-HR JP Morgan Chase & Co 1,591,970 1,037,387 -34.84 50,959 26,724 -47.56
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN Call 12,200 10
2018-02-14 13F-HR MORGAN STANLEY 727,965 948,102 30.24 20,354 30,349 49.11
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 15,735 0 -100.00 504 0 -100.00
2018-05-14 13F-HR Horizon Investment Services, LLC 81,869 0 -100.00 2,621 0 -100.00
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 59,729 46,493 -22.16 1,912 1,197 -37.40
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 278,711 18,524 -93.35 8,922 477 -94.65
2018-05-11 13F-HR SEI INVESTMENTS CO 101,370 72,890 -28.10 3,245 1,877 -42.16
2018-05-17 13F-HR/A BARROW HANLEY MEWHINNEY & STRAUSS LLC 224,187 212,566 -5.18 7,176 5,475 -23.70
2018-04-23 13F-HR CAPROCK Group, Inc. 7,135 0 -100.00 249 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 364 129 -64.56 202 11 -94.55
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 18,973 29,718 56.63 607 766 26.19
2018-04-30 13F-HR Dorsey Wright & Associates 72,050 1,856
2018-05-15 13F-HR Voya Investment Management LLC 2,094,748 2,604,113 24.32 67,053 67,082 0.04
2018-04-18 13F-HR Cornerstone Advisors, Inc. 39 1
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 14,400 0 -100.00 461 0 -100.00
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 9,300 240
2018-04-13 13F-HR Cwm Advisors, Llc 1,796 0 -100.00 57 0 -100.00
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 1,070 1,070 0.00 34 28 -17.65
2018-05-15 13F-HR Virtue Capital Management, Llc 108 0 -100.00 3 0 -100.00
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 4,728,291 3,249,842 -31.27 151,352 83,716 -44.69
2018-04-23 13F-HR Advisory Services Network, LLC 6,374 0 -100.00 204 0 -100.00
2018-02-12 13F-HR Cipher Capital LP 282,206 162,949 -42.26 7,891 5,216 -33.90
2018-05-15 13F-HR Walleye Trading LLC Call 101,700 0 -100.00 3,255 0 -100.00
2018-05-15 13F-HR Bank of New York Mellon Corp 2,648,435 2,409,042 -9.04 84,775 62,056 -26.80
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 85,400 85,400 0.00 2,734 2,200 -19.53
2018-01-10 13F-HR SIT INVESTMENT ASSOCIATES INC 46 0 -100.00 1 0 -100.00
2018-04-11 13F-HR DnB Asset Management AS 1,727,381 1,645,532 -4.74 55,293,466 42,388,904 -23.34
2018-04-30 13F-HR Assenagon Asset Management S.A. 903,027 320,568 -64.50 28,906 8,258 -71.43
2018-05-14 13F-HR Renaissance Technologies LLC 8,000 266,900 3,236.25 256 6,875 2,585.55
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 0 17,003 0 438
2018-05-21 13F-HR Summit Trail Advisors, Llc 709 17,908 2,425.81 23 18 -21.74
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 4,353,184 4,191,339 -3.72 139,352 107,969 -22.52
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 252 234 -7.14 8 6 -25.00
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 350,010 365,575 4.45 9,786 11,702 19.58
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 1,043,637 928,074 -11.07 33,408 23,907 -28.44
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 10,883 9,921 -8.84 348 256 -26.44
2018-05-01 13F-HR Centerstar Asset Management, Llc Put 4
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 511 25,165 4,824.66 16 648 3,950.00
2018-05-11 13F-HR Cutler Group LP 0 329 0 8
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 15,200 11,700 -23.03 487 301 -38.19
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 10,008 8,008 -19.98 320 206 -35.62
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 830,664 621,375 -25.20 26,590 15,983 -39.89
2018-05-11 13F-HR Delpha Capital Management, Llc 600 9,433 1,472.17 19 243 1,178.95
2018-05-14 13F-HR WEBER ALAN W 520,993 520,993 0.00 16,677 13,421 -19.52
2018-05-15 13F-HR CORNERCAP INVESTMENT COUNSEL INC 0 28,985 0 747
2018-05-04 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 81,000 2,834 -96.50 2,593 73 -97.18
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 12,966 12,298 -5.15 415 317 -23.61
2018-05-15 13F-HR BlueCrest Capital Management Ltd 8,547 0 -100.00 274 0 -100.00
2018-04-30 13F-HR Advisors Preferred, LLC 3,749 1,278 -65.91 120 33 -72.50
2018-05-11 13F-HR CITIGROUP INC Put 2,200 2,200 0.00 70 57 -18.57
2018-05-15 13F-HR Anchor Bolt Capital, LP 2,189,971 2,013,742 -8.05 70,101 51,874 -26.00
2018-05-11 13F-HR CITIGROUP INC Call 6,900 8,000 15.94 221 206 -6.79
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 0 70,000 0 1,803
2018-05-02 13F-HR HANSEATIC MANAGEMENT SERVICES INC 2,854 3,376 18.29 91 87 -4.40
2018-05-15 13F-HR Point72 Asset Management, L.P. 25,000 0 -100.00 800 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 48,400 38,300 -20.87 1,549 987 -36.28
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 201,701 167,842 -16.79 6,456 4,324 -33.02
2018-05-16 13F-HR Israel Discount Bank of New York 1,675 1,675 0.00 54 43 -20.37
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 14,845 14,845 0.00 475 382 -19.58
2018-05-18 13F-HR Xact Kapitalforvaltning AB 12,790 18,090 41.44 409 466 13.94
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 150,000 150,000 0.00 4,802 3,864 -19.53
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-04-18 13F-HR Louisiana State Employees Retirement System 36,700 38,100 3.81 1,175 981 -16.51
2018-04-06 13F-HR Cerebellum Gp, Llc 2,359 7,186 204.62 76 185 143.42
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 191,680 199,132 3.89 6,136 5,130 -16.40
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 145,000 3,735
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 235,388 227,354 -3.41 7,535 5,857 -22.27
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 84,384 85,150 0.91 2,700 2,194 -18.74
2018-05-08 13F-HR Neuberger Berman Group LLC 13,046 11,620 -10.93 418 299 -28.47
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 222,710 209,360 -5.99 7,129 5,393 -24.35
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 547,298 590,313 7.86 15,302 18,896 23.49
2018-02-12 13F-HR BROWN ADVISORY INC 12,646 405
2018-05-08 13F-HR SIGNATUREFD, LLC 238 6
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 957,105 1,027,760 7.38 30,637 26,475 -13.58
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 649,889 4,227,365 550.47 20,803 108,897 423.47
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 300 0 8
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 352,200 958,800 172.23 11,274 24,699 119.08
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-05-11 13F-HR PINNACLE ASSOCIATES LTD 137,700 131,990 -4.15 4,408 3,400 -22.87
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 260,963 182,674 -30.00 8,354 4,706 -43.67
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 623,028 0 -100.00 19,943 0 -100.00
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 476,654 454,843 -4.58 15,258 11,717 -23.21
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 91,100 136,200 49.51 2,916 3,509 20.34
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 1,447,126 1,860,204 28.54 46,322 47,918 3.45
2018-05-16 13F-HR ASSETMARK, INC 273 3,849 1,309.89 9 99 1,000.00
2018-05-14 13F-HR PROFUND ADVISORS LLC 20,910 22,935 9.68 669 591 -11.66
2018-05-15 13F-HR Blue Rock Advisors, LLC 35,180 0 -100.00 983 0 -100.00
2018-05-02 13F-HR HENNESSY ADVISORS INC 973,700 1,011,400 3.87 31,168 26,054 -16.41
2018-05-15 13F-HR Interval Partners, LP 0 55,000 0 1,417
2018-05-04 13F-HR Swiss National Bank 246,500 252,000 2.23 7,890 6,492 -17.72
2018-05-03 13F-HR SG Americas Securities, LLC 24,124 45,784 89.79 772 1,179 52.72
2018-05-15 13F-HR Verition Fund Management LLC 0 130,345 0 3,358
2018-04-09 13F-HR Founders Capital Management 1 0 -100.00 0 0
2018-05-11 13F-HR Origin Asset Management LLP 886,816 693,216 -21.83 28,387 17,857 -37.09
2018-05-10 13F-HR TCW GROUP INC 3,518,169 3,465,081 -1.51 112,617 89,261 -20.74
2018-02-14 13F-HR TEACHERS ADVISORS INC 263,073 265,343 0.86 7,356 8,494 15.47
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 475 799 68.21 15 21 40.00
2018-05-17 13F-HR Legal & General Group Plc 234,918 216,943 -7.65 7,533 5,588 -25.82
2018-04-27 13F-HR Retirement Systems of Alabama 187,326 187,832 0.27 5,996 4,839 -19.30
2018-05-11 13F-HR CITIGROUP INC 224,379 548,307 144.37 7,182 14,125 96.67
2018-05-02 13F-HR Paulson Wealth Management Inc. 883 0 -100.00 28 0 -100.00
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 22,600 582
2018-05-08 13F-HR Smith Asset Management Group LP 16,846 18,521 9.94 539 477 -11.50
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 45 23,800 52,788.89 47,430 613 -98.71
2018-05-15 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 2,304,290 2,304,010 -0.01 73,760 59,351 -19.53
2018-05-15 13F-HR Mork Capital Management 85,000 45,000 -47.06 2,721 1,159 -57.41
2018-02-07 13F-HR Roundview Capital LLC 12,030 385
2018-02-12 13F-HR FMR LLC / Fidelity 44,800 26,000 -41.96 1,253 832 -33.60
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 12,500 8,100 -35.20 400 209 -47.75
2018-05-10 13F-HR/A Fisher Asset Management, LLC 511,161 508,320 -0.56 16,362 13,094 -19.97
2018-03-05 13F-HR/A NORGES BANK 1,086,097 937,637 -13.67 20,973 30,014 43.11
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 289 0 -100.00 9 0 -100.00
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 76,240 107,358 40.82 2,440 2,766 13.36
2018-05-15 13F-HR RBF Capital, LLC 131,934 131,934 0.00 4,223 3,399 -19.51
2018-05-15 13F-HR Redwood Investments, LLC 410,861 527,252 28.33 13,152 13,582 3.27
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 36,728 28,532 -22.32 1,176 735 -37.50
2018-05-15 13F-HR MENTA CAPITAL LLC 88,464 78,364 -11.42 2,832 2,019 -28.71
2018-05-22 13F-HR AMALGAMATED BANK 21,139 20,776 -1.72 677 535 -20.97
2018-05-15 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 200,000 212,610 6.30 6,402 5,477 -14.45
2018-05-11 13F-HR HSBC HOLDINGS PLC 273,376 367,092 34.28 8,751 9,455 8.04
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 12,132 340 -97.20 388 9 -97.68
2018-02-12 13F-HR Bayesian Capital Management, LP 7,800 0 -100.00 218 0 -100.00
2018-05-09 13F-HR NORTHERN TRUST CORP 2,979,191 2,975,846 -0.11 95,364 76,658 -19.62
2018-02-28 N-Q Adirondack Funds (see advisory)
2018-04-30 13F-HR Advantus Capital Management Inc 17,843 17,743 -0.56 571 457 -19.96
2018-05-07 13F-HR ETRADE Capital Management LLC 11,076 10,072 -9.06 355 259 -27.04
2018-05-09 13F-HR GAMCO INVESTORS, INC. ET AL 4,159,154 3,933,484 -5.43 133,135 101,327 -23.89
2018-05-08 13F-HR US BANCORP \DE\ 8,942 8,401 -6.05 286 217 -24.13
2018-05-15 13F-HR WOLVERINE TRADING, LLC 490 14,403 2,839.39 5,165 371 -92.82
2018-05-08 13F-HR Harvest Fund Management Co., Ltd 1,158 0 -100.00 37 0 -100.00
2018-05-09 13F-HR IFP Advisors, Inc 1,294 355 -72.57 41 9 -78.05
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 86,601 19,336 -77.67 2,772 498 -82.03
2018-02-10 13F-HR First Pacific Advisors, LLC 642,614 0 -100.00 17,967 0 -100.00
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 24,624 885 -96.41 788 23 -97.08
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 35,460 29,416 -17.04 1,135 758 -33.22
2018-05-15 13F-HR Sciencast Management LP 0 21,007 0 559
2018-02-07 13F-HR HUNTINGTON ASSET ADVISORS, INC. 11,800 0 -100.00 330 0 -100.00
2018-04-20 13F-HR MU Investments Co., Ltd. 600 0 -100.00 20 0 -100.00
2018-05-15 13F-HR Clearbridge Investments, LLC 85,558 84,861 -0.81 2,739 2,186 -20.19
2018-02-12 13F-HR Pacad Investment Ltd. 0 3,134 0 100
2018-05-11 13F-HR Mutual of America Capital Management LLC 118,012 119,302 1.09 3,778 3,073 -18.66
2018-05-08 13F-HR Meridian Wealth Management, LLC 10,780 11,920 10.58 301 307 1.99
2018-01-18 13F-HR ACADIAN ASSET MANAGEMENT LLC 8,836 0 -100.00 247 0 -100.00
2018-05-15 13F-HR GLENMEDE TRUST CO NA 681 681 0.00 21 21 0.00
2018-01-23 13F-HR FNY Managed Accounts LLC 972 0 -100.00 27 0 -100.00
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 18,854 0 486
2018-05-15 13F-HR Advisor Group, Inc. 2,515 9,470 276.54 80 243 203.75
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2018-05-11 13F-HR Teza Capital Management LLC 26,505 49,374 86.28 848 1,272 50.00
2018-04-26 13F-HR Sturgeon Ventures Llp 91,137 119,666 31.30 2,917 3,082 5.66
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 78,475 78,375 -0.13 2,512 2,019 -19.63
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 6 58 866.67 0 8
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-14 13F-HR HPM Partners LLC 7,230 0 -100.00 202 0 -100.00
2018-05-10 13F-HR Spark Investment Management LLC 154,900 154,900 0.00 4,958 3,990 -19.52
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 1,275 1,275 0.00 39 32 -17.95
2018-04-20 13F-HR STRS OHIO 60,300 65,100 7.96 1,930 1,676 -13.16
2018-05-15 13F-HR BARCLAYS PLC Put 1,900 1,600 -15.79 61 41 -32.79
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 864,657 1,347,408 55.83 27,678 34,710 25.41
2018-05-08 13F-HR Penserra Capital Management LLC 776 1,428 84.02 24 36 50.00
2018-05-08 13F-HR Neuburgh Advisers LLC 12,430 12,430 0.00 398 320 -19.60
2018-05-18 13F-HR CIBC World Markets Inc. 20,321 25,391 24.95 650 654 0.62
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 10,979 0 -100.00 352 0 -100.00
2018-05-15 13F-HR Squarepoint Ops LLC 27,332 0 -100.00 875 0 -100.00
2018-05-15 13F-HR Capital Bank & Trust Co 3,000 3,000 0.00 96 77 -19.79
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 8,054 0 -100.00 258 0 -100.00
2018-05-11 13F-HR Cutler Group LP Call 21,300 600 -97.18 83 0 -100.00
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 7,450 0 -100.00 208 0 -100.00
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 81,900 82,200 0.37 2,622 2,117 -19.26
2018-01-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 40,065 0 -100.00 1,120 0 -100.00
2018-02-09 13F-HR Arizona State Retirement System 82,056 104,275 27.08 2,294 3,338 45.51
2018-05-08 13F-HR LS Investment Advisors, LLC 9,126 8,555 -6.26 292 220 -24.66
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Call 115,000 0 -100.00 3,681 0 -100.00
2018-04-27 13F-HR ADAMS DIVERSIFIED EQUITY FUND, INC. 32,100 26,400 -17.76 1,027 680 -33.79
2018-01-31 13F-HR Resources Investment Advisors, Inc. 513 500 -2.53 14 16 14.29
2018-05-09 13F-HR KBC Group NV 6,707 6,707 0.00 215 173 -19.53
2018-05-15 13F-HR RiverPoint Capital Management, LLC 10,018 0 -100.00 321 0 -100.00
2018-05-16 13F-HR Private Capital Group, Llc 106 106 0.00 3 3 0.00
2018-04-18 13F-HR REGIONS FINANCIAL CORP 4,462 223 -95.00 143 6 -95.80
2018-05-11 13F-HR HAP Trading, LLC Call 10,400 0 -100.00 38 0 -100.00
2018-04-25 13F-HR Empowered Funds, LLC 43,267 1,081
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 63,894 81,349 27.32 2,045 2,096 2.49
2018-05-15 13F-HR BARCLAYS PLC Call 12,200 10,800 -11.48 391 278 -28.90
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 21,033 21,033 0.00 673 542 -19.47
2018-05-09 13F-HR BlackRock Inc. 15,675,484 16,766,019 6.96 501,773 431,892 -13.93
2018-05-08 13F-HR Advisornet Financial, Inc 11 11 0.00 0 0
2018-05-15 13F-HR Metlife Investment Advisors, Llc 157,208 156,181 -0.65 5,032 4,023 -20.05
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 682 506 -25.81 21 13 -38.10
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 115,846 114,738 -0.96 3,708,230 2,955,651 -20.29
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 331,128 328,370 -0.83 10,600 8,458 -20.21
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 0 24,744 0 637
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 336 241 -28.27 11 6 -45.45
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 25,421 24,697 -2.85 814 636 -21.87
2018-02-13 13F-HR USA Financial Portformulas Corp 20,121 0 -100.00 563 0 -100.00
2018-05-04 13F-HR FFCM LLC 1,080 547 -49.35 35 13 -62.86
2018-05-14 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 912,126 846,816 -7.16 29,197 21,814 -25.29
2018-05-14 13F-HR Walthausen & Co., LLC 205,700 0 -100.00 6,584 0 -100.00
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 49,306 32,053 -34.99 1,578 826 -47.66
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 55,766 55,766 0.00 1,785 1,437 -19.50
2018-05-15 13F-HR CAXTON ASSOCIATES LP 75,000 1,932
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 19,120 148,066 674.40 612 3,814 523.20
2018-04-23 13F-HR World Asset Management Inc 9,921 8,488 -14.44 318 219 -31.13
2018-04-20 13F-HR EVERETT HARRIS & CO /CA/ 20,000 20,000 0.00 640 515 -19.53
2018-05-15 13F-HR QS Investors, LLC 156,624 144,427 -7.79 5,014 3,720 -25.81
2018-02-13 13F-HR Invictus RG 6,732 0 -100.00 188 0 -100.00
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 7,293 0 -100.00 204 0 -100.00
2018-05-15 13F-HR FIFTH THIRD BANCORP 3,308 3,308 0.00 106 85 -19.81
2018-05-11 13F-HR First Allied Advisory Services, Inc. 7,384 9,639 30.54 236 250 5.93
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 0 58,900 0 1,517
2018-05-08 13F-HR Parallel Advisors, LLC 364 364 0.00 12 9 -25.00
2018-02-14 13F-HR Pacer Advisors, Inc. 8,225 41,275 401.82 230 1,321 474.35
2018-05-09 13F-HR/A Meadow Creek Investment Management LLC 9,040 9,040 0.00 289 233 -19.38
2018-05-01 13F-HR Centerstar Asset Management, Llc 3
2018-02-14 13F-HR ProShare Advisors LLC 19,995 35,250 76.29 559 1,128 101.79
2018-05-08 13F-HR Tyers Asset Management LLC 15,820 15,820 0.00 506 407 -19.57
2018-05-11 13F-HR Quantbot Technologies LP 3,540 89,793 2,436.53 113 2,313 1,946.90
2018-05-09 13F-HR Teton Advisors, Inc. 105,000 105,000 0.00 3,361 2,705 -19.52
2018-05-15 13F-HR Interval Partners, LP Call 90,000 2,318
2018-05-10 13F-HR Flinton Capital Management LLC 19,210 19,210 0.00 615 495 -19.51
2018-05-14 13F-HR Laurion Capital Management LP 119,558 115,787 -3.15 3,827 2,983 -22.05
2018-05-15 13F-HR 361 CAPITAL LLC 68,616 0 -100.00 2,196 0 -100.00
2018-05-15 13F-HR Schonfeld Strategic Advisors LLC 27,468 205,515 648.20 880 5,294 501.59
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 62 175 182.26 2 5 150.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 2,019,475 1,421,103 -29.63 64,643 36,608 -43.37
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 5,700 5,700 0.00 182 147 -19.23
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 2,055 0 -100.00 66 0 -100.00
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 131,700 162,161 23.13 4,216 4,177 -0.93
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 0 15,001 0 386
2018-04-18 13F-HR Creative Planning 77,393 105,535 36.36 2,477 2,719 9.77
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 109 3
2018-02-01 13F-HR Nationwide Fund Advisors 804,597 0 -100.00 22,497 0 -100.00
2018-05-07 13F-HR Engineers Gate Manager LP 45,684 150,898 230.31 1,462 3,887 165.87
2018-03-01 N-Q First Investors Income Funds (see advisory)
2018-04-13 13F-HR North Star Investment Management Corp. 301 0 -100.00 10 0 -100.00
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,174,303 1,280,450 9.04 37,589 32,984 -12.25
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 7,502 9,107 21.39 240 235 -2.08
2018-05-08 13F-HR ClariVest Asset Management LLC 72,982 73,682 0.96 2,336 1,898 -18.75
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 0 3,900 0 100
2018-05-01 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 5,619,127 5,568,036 -0.91 179,868 143,433 -20.26
2018-05-11 13F-HR Russell Investments Group, Ltd. 252,012 226,159 -10.26 8,239 5,825 -29.30
2018-05-14 13F-HR Nuveen Asset Management, LLC 1,124,978 1,213,141 7.84 36,011 31,251 -13.22
2018-05-02 13F-HR RHUMBLINE ADVISERS 309,003 290,298 -6.05 9,891 7,478 -24.40
2018-05-15 13F-HR Magnetar Financial LLC 10,564 0 -100.00 338 0 -100.00
2018-05-15 13F-HR LUMINUS MANAGEMENT LLC 37,735 972
2018-05-03 13F-HR Cypress Capital Management LLC (WY) 11,865 11,005 -7.25 380 283 -25.53
2018-05-04 13F-HR LSV ASSET MANAGEMENT 1,644,015 1,891,925 15.08 52,624 48,735 -7.39
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 1,821,534 1,603,778 -11.95 58,307 41,313 -29.15
2018-04-06 13F-HR Eqis Capital Management, Inc. 7,919 0 -100.00 253 0 -100.00
2018-05-15 13F-HR Invesco Ltd. 3,344,587 2,123,679 -36.50 107,061 54,707 -48.90
2018-05-10 13F-HR Elkfork Partners LLC 15,820 0 -100.00 506 0 -100.00
2018-05-09 13F-HR Investors Research Corp 14,575 14,575 0.00 467 375 -19.70
2018-05-15 13F-HR HBK INVESTMENTS L P 0 266,000 0 6,852
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 14,279 14,279 0.00 457 368 -19.47
2018-05-07 13F-HR BAILARD, INC. 0 22,400 0 577
2018-05-02 13F-HR Dean Capital Investments Management, Llc 9,137 0 -100.00 292 0 -100.00
2018-05-21 13F-HR/A EAM Investors, LLC 77,451 2,479
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 39,400 36,000 -8.63 1,261 927 -26.49
2018-05-04 13F-HR Quantitative Systematic Strategies LLC 24,745 35,085 41.79 792 904 14.14
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 115,480 124,111 7.47 3,697 3,197 -13.52
2018-05-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 900 900 0.00 29 23 -20.69
2018-05-14 13F-HR ZACKS INVESTMENT MANAGEMENT 68,638 70,511 2.73 2,197 1,816 -17.34
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 405,695 378,920 -6.60 11,343 12,129 6.93
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 8,600 222
2018-05-15 13F-HR VANGUARD GROUP INC 12,302,578 12,468,808 1.35 393,805 321,196 -18.44
2018-05-15 13F-HR ROBOTTI ROBERT 97,825 97,825 0.00 3,131 2,520 -19.51
2018-02-13 13F-HR CREDIT AGRICOLE S A 81,305 0 -100.00 2,273 0 -100.00
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 43,760 45,120 3.11 1,401 1,162 -17.06
2018-04-19 13F-HR Janney Montgomery Scott LLC 38,704 21,681 -43.98 1,239 559 -54.88
2018-05-11 13F-HR HAP Trading, LLC 0 14,391 0 371
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 790 1,044 32.15 25 26 4.00
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 31,519 32,458 2.98 1,009 836 -17.15
2018-02-14 13F-HR Precision Path Capital, Lp 365,000 11,684
2018-02-14 13F-HR AHL Partners LLP 41,672 130,277 212.62 1,165 4,171 258.03
2018-05-15 13F-HR Clark Capital Management Group, Inc. 18,905 0 -100.00 605 0 -100.00
2018-04-25 13F-HR Bowling Portfolio Management LLC 38,252 34,947 -8.64 1,224 900 -26.47
2018-02-14 13F-HR Zions Bancorporation 679 0 -100.00 19 0 -100.00
2018-05-01 13F-HR Centerstar Asset Management, Llc Call 2
2018-05-15 13F-HR ETF MANAGERS GROUP, LLC 70,895 0 -100.00 2,258 0 -100.00
2018-05-02 13F-HR FTB Advisors, Inc. 632 632 0.00 21 16 -23.81
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 321,571 185,936 -42.18 10,293 4,789 -53.47
2018-05-14 13F-HR Shell Asset Management Co 36,027 36,027 0.00 1,153 928 -19.51
2018-05-15 13F-HR Balentine LLC 740 0 -100.00 24 0 -100.00
2018-04-26 13F-HR RAMSEY QUANTITATIVE SYSTEMS 7,954 7,954 0.00 255 205 -19.61
2018-01-10 13F-HR Weaver C. Barksdale & Associates, Inc. 1,309 1,209 -7.64 37 39 5.41
2018-05-15 13F-HR UBS Group AG Call 297,300 0 -100.00 9,517 0 -100.00
2018-05-15 13F-HR SCOPUS ASSET MANAGEMENT, L.P. Put 60,000 1,546
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 10,222 60,286 489.77 327 1,553 374.92
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 394,721 380,506 -3.60 12,635 9,802 -22.42
2018-05-09 13F-HR AlphaMark Advisors, LLC 1,910 1,910 0.00 61 49 -19.67
2018-05-15 13F-HR DEUTSCHE BANK AG\ 707,547 1,093,605 54.56 22,646 28,169 24.39
2018-05-15 13F-HR UBS Group AG 52,537 193,159 267.66 1,682 4,975 195.78
2018-05-11 13F-HR Cutler Group LP Put 300 2,600 766.67 0 5
2018-05-15 13F-HR Natixis 11,180 10,602 -5.17 358 272 -24.02
2018-05-15 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 295,800 230,200 -22.18 9,469 5,930 -37.37
2018-05-11 13F-HR MACQUARIE GROUP LTD 4,400 6,200 40.91 141 160 13.48
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 960 760 -20.83 31 20 -35.48
2018-02-14 13F-HR Gideon Capital Advisors, Inc. 8,324 12,538 50.62 233 401 72.10
2018-05-15 13F-HR STATE STREET CORP 5,088,053 4,992,249 -1.88 162,865 128,604 -21.04
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 71,373 72,946 2.20 2,285 1,879 -17.77
2018-05-14 13F-HR Allianz Asset Management AG 1,467,034 1,404,386 -4.27 46,959 36,177 -22.96
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 113,093 120,870 6.88 3,620 3,113 -14.01
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 4,108,448 2,458,059 -40.17 131,511 63,320 -51.85
2018-05-15 13F-HR BARCLAYS PLC 27,513 107,097 289.26 881 2,760 213.28
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 0 282,150 0 7,268
2018-02-09 13F-HR Royce & Associates LLC 1,174,242 991,242 -15.58 32,832 31,730 -3.36
2018-05-15 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 228,700 284,800 24.53 7,321 7,336 0.20
2018-05-14 13F-HR WATER ISLAND CAPITAL LLC 26,400 680
2018-04-16 13F-HR Ledyard National Bank 140 140 0.00 4 4 0.00
2018-05-16 13F-HR/A COWEN GROUP, INC. Put 100,000 0 -100.00 3,201 0 -100.00
2018-05-07 13F-HR ING GROEP NV 21,860 22,091 1.06 700 569 -18.71
2018-05-15 13F-HR A.R.T. Advisors, LLC 35,900 164,700 358.77 1,149 4,242 269.19
2018-02-13 13F-HR GLOBEFLEX CAPITAL L P 26,575 24,550 -7.62 743 786 5.79
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 35,407 35,377 -0.08 990 1,132 14.34
2018-05-15 13F-HR JANE STREET GROUP, LLC 18,673 0 -100.00 598 0 -100.00
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 540 56,965 10,449.07 17 1,467 8,529.41
2018-05-15 13F-HR Kemnay Advisory Services Inc. 40,289 48,903 21.38 1,290 1,260 -2.33
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 125,751 0 3,239
2018-05-09 13F-HR GABELLI FUNDS LLC 2,293,900 2,282,700 -0.49 73,428 58,802 -19.92
2018-05-01 13F-HR ALPS ADVISORS INC 40,292 44,110 9.48 1,290 1,136 -11.94
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 35,800 39,900 11.45 1,146 1,028 -10.30
2018-05-04 13F-HR Campbell & CO Investment Adviser LLC 8,570 20,566 139.98 274 530 93.43
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 4,722,951 3,056,073 -35.29 151,182 78,724 -47.93
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 362,100 608,045 67.92 11,591 15,663 35.13
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 44,000 36,073 -18.02 1,405 926 -34.09
2018-02-08 13F-HR WBI INVESTMENTS, INC. 76,852 0 -100.00 2,149 0 -100.00
2018-05-01 13F-HR COMERICA BANK 616,866 629,999 2.13 20,801 16,248 -21.89
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 83 14,200 17,008.43 87,482 366 -99.58
2018-05-15 13F-HR BASSWOOD CAPITAL MANAGEMENT, L.L.C. 162,469 162,469 0.00 5,201 4,185 -19.53
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 505,540 450,103 -10.97 16,182 11,595 -28.35
2018-05-14 13F-HR Itau Unibanco Holding S.A. 17,791 19,301 8.49 569 497 -12.65
2018-05-15 13F-HR Gotham Asset Management, LLC 307,431 14,935 -95.14 9,841 385 -96.09

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( DAN / Dana Holding Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

Related Articles

ANTH: Anthera Pharmaceuticals Analysis and Research Report

2018-05-21 - Asif

Overview Anthera Pharmaceuticals, Inc. is a biopharmaceutical company focused on advancing the development and commercialization of innovative medicines that benefit patients with unmet medical needs. The company currently have two compounds in development, Sollpura and blisibimod. The company licensed Sollpura from Eli Lilly & Co (“Eli Lilly”) in July 2014. Sollpura is a novel non-porcine investigational Pancreatic Enzyme Replacement Therapy (“PERT”) intended for the treatment of patients with Exocrine Pancreatic Insufficiency (“EPI”), often seen in patients with cystic fibrosis and other conditions. The company licensed blisibimod from Amgen, Inc. (“Amgen”) in December 2007. Blisibimod targets B-cell activating factor, or BAFF, which has been shown to be elevated in a variety of B-cell mediated autoimmune diseases, including Immunoglobulin A nephropathy, or IgA nephropathy. Sollpura The exocrine pancreas is responsible for synthesis and secretion of digestive en...

AGEN: Agenus Inc Analysis and Research Report

2018-05-21 - Asif

Business Agenus is a clinical-stage immuno-oncology (“I-O”) company dedicated to becoming a leader in the discovery and development of innovative combination therapies and committed to bringing effective medicines to patients with cancer. The company's business is designed to drive success in I-O through speed, innovation, and effective combination therapies. Agenus has assembled fully integrated capabilities from novel target discovery, antibody generation, cell line development, and good manufacturing practice (“GMP”) manufacturing together with a comprehensive portfolio consisting of antibody-based therapeutics, adjuvants and cancer vaccine platforms. The company leverage its immune biology platforms to identify effective combination therapies for development and have developed productive partnerships to advance its innovation. The company believe the next generation of cancer treatment will build on clinically validated antibodies targeting CTLA-4 and PD-1 combined wi...

SQ: Square Analysis and Research Report

2018-05-21 - Asif

Business The company started Square in February 2009 to enable businesses (sellers) to accept card payments, an important capability that was previously inaccessible to many businesses. However, sellers also need innovative solutions to thrive, and Square has since expanded to provide additional products and services to give these businesses access to the same tools as large businesses. This approach aligns with its purpose of economic empowerment, as everything the company do should give sellers accessible, affordable tools to grow their businesses and participate in the economy. Square is a cohesive commerce ecosystem that helps its sellers start, run, and grow their businesses. The company combine sophisticated software with affordable hardware to enable sellers to turn mobile and computing devices into powerful payment and point-of-sale solutions. Square has high seller acceptance rates and fast onboarding, while maintaining low risk and fraud losses as a result of its a...

Related News Stories

New Strong Buy Stocks for April 19th

2018-04-19 investorplace
Ciner Resources LP (NYSE:CINR): This company that engages in the trona ore mining and soda ash production businesses has seen the Zacks Consensus Estimate for its current year earnings increasing 6.3% over the last 60 days. (8-0)

Stocks To Watch: Back To School For Apple

2018-03-24 seekingalpha
Welcome to Seeking Alpha's Stocks to Watch - a preview of key events scheduled for the next week. Follow this account and turn the e-mail alert on to receive this article in your inbox every Saturday morning. (611-1)

American Axle: The Arrow Is Pointing Up

2018-02-23 seekingalpha
As a value investor, I have been actively interested in American Axle (NASDAQ: AXL) for about a year now. I finally pulled the trigger last Monday when the stock price dropped to $15.19. With the company handily beating earnings estimates four quarters in a row, expectations for modest earnings gains going forward and an extremely low valuation, the opportunity seemed too good to pass up. In the balance of this article, we will dig a little deeper into the investment thesis as well as explore the company's challenges going forward to determine if American Axle is right for your portfolio. (13-0)

Stocks and bonds can both go down in volatile trading following wildest week in two years

2018-02-09 cnbc
Stocks come off a punishingly volatile week ready for more selling as the market continues to search for a floor and stock investors keep an eye on rising interest rates. (155-0)

Stocks To Watch: Guidance Updates All Around

2018-01-13 seekingalpha
Welcome to Seeking Alpha's Stocks to Watch - a preview of key events scheduled for the next week. Follow this account and turn the e-mail alert on to receive this article in your inbox every Saturday morning. (668-13)

CUSIP: 235825205