SecurityDAL / Delta Air Lines, Inc. (247361702)
Institutional Owners1263 (291 N-Q Owners)
Institutional Shares610,398,135 - 81.51% (ex. N-Q)
Common Shares Outstanding748,907,678 shares (as of 2016-06-30)
Institutional Value$ 258,364,215,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Delta Air Lines, Inc. (NYSE:DAL) has 1263 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 610,398,135 shares. Largest shareholders include Berkshire Hathaway Inc, Vanguard Group Inc, BlackRock Inc., Primecap Management Co/ca/, Lansdowne Partners (uk) Llp, State Street Corp, JP Morgan Chase & Co, Price T Rowe Associates Inc /md/, Newport Trust Co, and Par Capital Management Inc.
Delta Air Lines, Inc. (NYSE:DAL) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-04-26 13F-HR Global Trust Asset Management, Llc 3,300 0 -100.00 185 0 -100.00
2018-04-24 13F-HR Parkwood LLC 8,130 10,402 27.95 455 570 25.27
2018-05-03 13F-HR ADIRONDACK TRUST CO 320 320 0.00 18 17 -5.56
2018-05-14 13F-HR Stone Ridge Asset Management LLC 20,215 20,215 0.00 1,132 1,108 -2.12
2018-05-15 13F-HR People's United Financial, Inc. 13,647 12,976 -4.92 764 711 -6.94
2018-05-15 13F-HR Delek Group, Ltd. 319,669 375,169 17.36 17,876 20,584 15.15
2018-03-29 N-Q Payden & Rygel Investment Group (see advisory)
2018-05-15 13F-HR ARGENTIERE CAPITAL AG Put 100,000 0 -100.00 244 0 -100.00
2018-05-15 13F-HR GV Financial Advisors 7,942 331 -95.83 445 18 -95.96
2018-04-25 N-Q Capital Management Investment Trust (see advisory)
2018-04-27 N-Q Eaton Vance Municipal Income Trust (see advisory)
2018-05-15 13F-HR FIFTH THIRD BANCORP 223,893 551,398 146.28 12,538 30,222 141.04
2018-04-30 13F-HR Moisand Fitzgerald Tamayo, LLC 118 118 0.00 7 6 -14.29
2018-02-14 13F-HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC 815,509 936,571 14.84 39,324 52,448 33.37
2018-05-10 13F-HR Jump Trading, LLC Call 4,800 6,100 27.08 269 334 24.16
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 10,396 30,010 188.67 582 1,645 182.65
2018-05-10 13F-HR IBM Retirement Fund 16,404 16,566 0.99 1,008 908 -9.92
2018-02-13 13F-HR Portfolio Strategies Inc 269 269 0.00 13 15 15.38
2018-05-03 13F-HR Jacobi Capital Management LLC 892 1,029 15.36 49 53 8.16
2018-05-08 13F-HR Timber Hill LLC 0 8,408 0 461
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 58,672 58,195 -0.81 3,286 3,190 -2.92
2018-04-24 13F-HR Tarbox Group, Inc. 120 120 0.00 7 7 0.00
2018-05-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 1,092,104 1,051,160 -3.75 61,158 57,614 -5.79
2018-05-09 13F-HR Rockefeller Capital Management L.p. 1,100 60
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 646 646 0.00 36 35 -2.78
2018-05-01 13F-HR OPPENHEIMER & CO INC 100,302 114,301 13.96 5,617 6,265 11.54
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 91,366 90,593 -0.85 5,116 4,965 -2.95
2018-05-15 13F-HR Pomelo Capital LLC Put 81,100 0 -100.00 3,911 0 -100.00
2018-05-09 13F-HR Alpha Cubed Investments, LLC 5,917 5,518 -6.74 331 302 -8.76
2018-01-30 13F-HR LMR Partners LLP 313,442 0 -100.00 15,114 0 -100.00
2018-05-11 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 23,896 23,896 0.00 1,338 1,310 -2.09
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 42,492 81,893 92.73 2,394 4,489 87.51
2018-05-07 13F-HR Ballew Advisors, Inc 411 23
2018-05-04 13F-HR Motley Fool Asset Management LLC 6,567 360
2018-04-18 13F-HR REGIONS FINANCIAL CORP 20,348 19,391 -4.70 1,140 1,063 -6.75
2018-05-04 13F-HR Olstein Capital Management, L.P. 155,000 173,000 11.61 8,680 9,482 9.24
2018-05-14 13F-HR Perigon Wealth Management, LLC 85 85 0.00 5 5 0.00
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 711 841 18.28 40 46 15.00
2018-05-11 13F-HR WS MANAGEMENT LLLP 353,600 353,600 0.00 19,802 19,381 -2.13
2018-05-02 13F-HR Miracle Mile Advisors, LLC 13,000 713
2018-05-15 13F-HR Shellback Capital, LP 363,951 458,951 26.10 20,381 25,155 23.42
2018-04-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 4,351 3,423 -21.33 243 188 -22.63
2018-05-08 13F-HR Fieldpoint Private Securities, LLC 4,400 2,400 -45.45 246 132 -46.34
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 179,064 168,039 -6.16 10,028 9,210 -8.16
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 7,171,223 5,950,744 -17.02 401,589 326,160 -18.78
2018-02-09 13F-HR WMS Partners, LLC 8,408 8,708 3.57 405 488 20.49
2018-05-14 13F-HR AJO, LP 3,664,519 2,722,493 -25.71 205,213 149,220 -27.29
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 23,921 0 -100.00 1,340 0 -100.00
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 184,251 173,651 -5.75 10,318 9,518 -7.75
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-05-02 13F-HR Fulton Bank, N.A. 12,796 16,235 26.88 717 890 24.13
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 2,370 0 -100.00 133 0 -100.00
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-04-23 13F-HR Beech Hill Advisors, Inc. 67,700 104,561 54.45 3,791 5,731 51.17
2018-04-18 13F-HR Harbour Capital Advisors, LLC 30,213 29,873 -1.13 1,692 1,637 -3.25
2018-05-17 13F-HR Gables Capital Management Inc. 3,301 181
2018-05-03 13F-HR Sageworth Trust Co 140 8
2018-05-11 13F-HR Russell Investments Group, Ltd. 1,160,297 1,153,411 -0.59 65,370 63,048 -3.55
2018-05-14 13F-HR JT Stratford LLC 39,381 39,418 0.09 2,205 2,161 -2.00
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 359,300 338,450 -5.80 20,121 18,551 -7.80
2018-05-11 13F-HR Parisi Gray Wealth Management 120 120 0.00 7 6 -14.29
2018-05-15 13F-HR HighTower Advisors, LLC 113,809 123,751 8.74 6,372 6,775 6.32
2018-05-10 13F-HR JP Morgan Chase & Co Put 1,806,700 1,327,900 -26.50 101,175 72,782 -28.06
2018-04-27 N-Q Nuveen Intermediate Duration Quality Municipal Term Fund (see advisory)
2018-05-04 13F-HR PICTON MAHONEY ASSET MANAGEMENT 140,175 0 -100.00 7,850 0 -100.00
2018-04-30 13F-HR GREENLEAF TRUST 217 4,029 1,756.68 12 221 1,741.67
2018-05-15 13F-HR DSC Advisors, L.P. Put 54,000 2,960
2018-05-09 13F-HR Ayalon Holdings Ltd. 18,000 987
2018-05-03 13F-HR Hodges Capital Management Inc. 102,657 105,998 3.25 5,749 5,810 1.06
2018-04-19 13F-HR Baker Ellis Asset Management LLC 1,885 0 -100.00 106 0 -100.00
2018-05-15 13F-HR CREDIT SUISSE AG/ Put 464,100 1,113,600 139.95 25,990 61,037 134.85
2018-04-24 13F-HR NewSquare Capital LLC 106 106 0.00 6 6 0.00
2018-01-19 13F-HR Diversified Trust Co 5,612 6,456 15.04 271 362 33.58
2018-05-15 13F-HR Quantitative Investment Management, LLC 452,900 282,200 -37.69 25,362 15,467 -39.02
2018-05-15 13F-HR Wellington Management Group LLP 7,152,228 2,089,371 -70.79 400,526 114,518 -71.41
2018-05-02 13F-HR Paradigm Financial Advisors, LLC 31,400 31,400 0.00 1,758 1,721 -2.10
2018-02-12 13F-HR FMR LLC / Fidelity 8,365,776 10,583,995 26.52 403,398 592,704 46.93
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 86,910 26,058 -70.02 4,867 1,428 -70.66
2018-05-08 13F-HR Parallel Advisors, LLC 7,374 6,179 -16.21 413 339 -17.92
2018-05-04 13F-HR Financial Gravity Companies, Inc. 29 0 -100.00 2 0 -100.00
2018-01-18 N-Q Advantage Funds, Inc. (see advisory)
2018-05-07 13F-HR Kentucky Retirement Systems 40,450 33,941 -16.09 2,265 1,860 -17.88
2018-03-27 N-Q Prudential Investment Portfolios 4 (see advisory)
2018-02-12 13F-HR Carillon Tower Advisers, Inc. 394,527 22,093
2018-05-07 13F-HR WEALTHFRONT INC 12,008 12,660 5.43 672 694 3.27
2018-05-15 13F-HR SHAPIRO CAPITAL MANAGEMENT LLC 5,000 0 -100.00 280,000 0 -100.00
2018-03-28 N-Q Manning & Napier Fund, Inc. (see advisory)
2018-05-03 13F-HR/A Baskin Financial Services Inc. 165,409 175,200 5.92 9,263 9,603 3.67
2018-05-15 13F-HR PRUDENTIAL PLC 3,185,400 3,297,200 3.51 178,382 180,719 1.31
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 353,600 0 -100.00 17,051 0 -100.00
2018-05-15 13F-HR UBS Group AG Call 9,787,100 6,005,100 -38.64 548,078 329,140 -39.95
2018-05-15 13F-HR TAURUS ASSET MANAGEMENT, LLC 5,225 5,225 0.00 293 286 -2.39
2018-02-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-05-11 13F-HR CITIGROUP INC Put 629,600 518,600 -17.63 35,257 28,424 -19.38
2018-01-26 N-Q Bny Mellon Funds Trust (see advisory)
2018-05-15 13F-HR UBS Group AG Put 2,922,600 1,802,000 -38.34 163,666 98,768 -39.65
2018-02-14 13F-HR Moore Capital Management, LP Put 50,000 0 -100.00 2,411 0 -100.00
2018-01-26 N-Q Sei Catholic Values Trust (see advisory)
2018-04-20 13F-HR JENNISON ASSOCIATES LLC 0 657,522 0 36,039
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 1,192,131 1,106,633 -7.17 66,759 60,654 -9.14
2018-05-10 13F-HR Ford Financial Group, Inc. 307 0 -100.00 16 0 -100.00
2018-05-14 13F-HR Pin Oak Investment Advisors Inc 39 0 -100.00 2 0 -100.00
2018-05-15 13F-HR Spectrum Financial Alliance Ltd Llc 775 42
2018-02-14 13F-HR Point72 Asset Management, L.P. Call 500,000 0 -100.00 24,110 0 -100.00
2018-05-08 13F-HR REAVES W H & CO INC 289,620 588,570 103.22 16,219 32,260 98.90
2018-05-15 13F-HR Odey Asset Management Group Ltd 0 55,600 0 3,047
2018-02-27 N-Q Buffalo Funds (see advisory)
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 195,994 196,743 0.38 10,976 1,783 -83.76
2018-05-15 13F-HR Kemnay Advisory Services Inc. 0 23,122 0 1,267
2018-01-29 N-Q Aim Investment Securities Funds (invesco Investment Securities Funds) (see advisory)
2018-03-01 N-Q Nuveen Select Maturities Municipal Fund (see advisory)
2018-02-05 13F-HR TNB Financial 4,539 0 -100.00 219 0 -100.00
2018-05-08 13F-HR ClariVest Asset Management LLC 434,176 422,961 -2.58 24,313 23,183 -4.65
2018-05-15 13F-HR GMT Capital Corp 1,449,900 1,196,100 -17.50 81,194 65,558 -19.26
2018-05-15 13F-HR Advisors Asset Management, Inc. 40,714 27,485 -32.49 2,280 1,481 -35.04
2018-04-23 13F-HR Oak Asset Management, Llc 3,745 3,745 0.00 210 205 -2.38
2018-04-10 13F-HR Daiwa SB Investments Ltd. 2,680 2,300 -14.18 150 126 -16.00
2018-03-29 N-Q Advent/claymore Enhanced Growth & Income Fund (see advisory)
2018-04-18 13F-HR Patriot Wealth Management, Inc. 122,681 125,671 2.44 6,870 6,888 0.26
2018-04-23 13F-HR Whitener Capital Management, Inc. 100 5
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 485 785 61.86 27 43 59.26
2018-04-12 13F-HR Valeo Financial Advisors, Llc 2,520 2,551 1.23 141 140 -0.71
2018-05-10 13F-HR JP Morgan Chase & Co Call 1,231,200 812,400 -34.02 68,947 44,528 -35.42
2018-04-04 13F-HR Vigilant Capital Management, LLC 1,200 1,200 0.00 67 66 -1.49
2018-05-15 13F-HR RiverPoint Capital Management, LLC 3,735 7,763 107.84 209 425 103.35
2018-05-15 13F-HR Jefferies Group LLC 232,051 65,059 -71.96 12,995 3,566 -72.56
2018-05-15 13F-HR ARGENTIERE CAPITAL AG Call 0 100,000 0 232
2018-05-11 13F-HR SYMPHONY ASSET MANAGEMENT LLC 4,396 4,102 -6.69 246 225 -8.54
2018-05-07 13F-HR Columbia Asset Management 13,256 14,681 10.75 742 805 8.49
2017-12-27 N-Q Columbia Funds Series Trust (see advisory)
2018-02-27 N-Q John Hancock Funds Iii (see advisory)
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 1,333,603 1,244,850 -6.66 74,680 68,231 -8.64
2018-01-29 13F-HR FIDUCIARY TRUST CO 4,846 0 -100.00 234 0 -100.00
2018-05-15 13F-HR Paloma Partners Management Co Put 76,300 57,400 -24.77 4,273 3,146 -26.37
2018-05-02 13F-HR FTB Advisors, Inc. 868 649 -25.23 47 34 -27.66
2018-05-11 13F-HR Acorn Advisory Capital L.p. 6,900 378
2018-05-15 13F-HR Capital Bank & Trust Co 3,211 1,511 -52.94 180 83 -53.89
2018-02-09 13F-HR Baird Financial Group, Inc. 135,209 147,518 9.10 6,520 8,261 26.70
2018-05-14 13F-HR SUN LIFE FINANCIAL INC 1,435 163 -88.64 80 2,977 3,621.25
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 1,056,442 1,037,496 -1.79 59,161 56,865 -3.88
2018-04-09 13F-HR BANCED CORP 7,159 6,808 -4.90 401 374 -6.73
2018-05-01 13F-HR ALPS ADVISORS INC 3,818 0 -100.00 214 0 -100.00
2018-01-30 N-Q Shelton Funds (see advisory)
2018-02-28 N-Q Index Funds (see advisory)
2018-05-14 13F-HR Brown Advisory Securities, LLC 5,144 8,364 62.60 287 455 58.54
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 1,575,800 825,100 -47.64 88,245 45,224 -48.75
2018-05-03 13F-HR SG Americas Securities, LLC Put 794,400 1,717,500 116.20 1,651 4,895 196.49
2018-05-15 13F-HR Squar Milner Financial Services Llc 4,399 4,413 0.32 245 242 -1.22
2018-05-11 13F-HR KNOTT DAVID M 57,500 57,500 0.00 3,220 3,152 -2.11
2018-04-11 13F-HR LifePlan Financial Group, Inc 5 0
2018-05-11 13F-HR Well Done, LLC 570 31
2018-05-04 13F-HR Swiss National Bank 668,107 571,907 -14.40 37,414 31,346 -16.22
2018-05-07 13F-HR HOURGLASS CAPITAL, LLC 59,485 85,275 43.36 3,331 4,674 40.32
2018-05-10 13F-HR Tortoise Investment Management, LLC Put 15,000 7,500 -50.00 12 9 -25.00
2018-05-15 13F-HR Interval Partners, LP 259,911 115,100 -55.72 14,555 6,309 -56.65
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 2,151,873 2,104,062 -2.22 120,504 115,323 -4.30
2018-05-15 13F-HR CAXTON ASSOCIATES LP Call 150,000 8,222
2018-05-15 13F-HR CLS Investments, LLC 0 4,246 0 233
2018-03-29 N-Q Lord Abbett Securities Trust (see advisory)
2018-02-27 N-Q Bernstein Sanford C Fund Inc (see advisory)
2018-02-12 13F-HR K2 PRINCIPAL FUND, L.P. 5,000 0 -100.00 241 0 -100.00
2018-04-10 13F-HR AMERICAN NATIONAL BANK 0 84,374 0 4,625
2018-05-18 13F-HR CIBC World Markets Inc. 39,102 149,620 282.64 2,190 8,201 274.47
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 590,900 181,500 -69.28 33,090 9,948 -69.94
2018-05-11 13F-HR Fiera Capital Corp 0 4,938 0 271
2018-05-09 13F-HR Evercore Trust Company, N.A. 0 0 0 0
2018-05-14 13F-HR Epoch Investment Partners, Inc. 15,936 15,936 0.00 892 873 -2.13
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-05-15 13F-HR MASTERS CAPITAL MANAGEMENT LLC 1,000,000 1,000,000 0.00 56,000 54,810 -2.12
2018-05-14 13F-HR Shell Asset Management Co 15,849 15,849 0.00 888 869 -2.14
2018-03-15 N-Q Madison Funds (see advisory)
2018-04-16 13F-HR MOODY NATIONAL BANK TRUST DIVISION 6,322 6,322 0.00 354 347 -1.98
2018-05-15 13F-HR GLENMEDE TRUST CO NA 38,215 38,215 0.00 2,138 2,138 0.00
2018-05-15 13F-HR Atika Capital Management LLC 40,000 0 -100.00 2,240 0 -100.00
2018-05-09 13F-HR Private Advisor Group, LLC 13,662 11,137 -18.48 742 611 -17.65
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 11,572 121 -98.95 648 7 -98.92
2018-02-06 13F-HR New Jersey Better Educational Savings Trust 10,000 0 -100.00 482 0 -100.00
2018-05-08 13F-HR AFAM CAPITAL, INC. 108,206 109,953 1.61 6,060 6,027 -0.54
2018-05-09 13F-HR/A TradeLink Capital LLC 0 0
2018-05-14 13F-HR COATUE MANAGEMENT LLC 320 17
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-04-02 N-Q Two Roads Shared Trust (see advisory)
2018-05-09 13F-HR Investors Research Corp 13,441 13,441 0.00 753 737 -2.12
2018-05-10 13F-HR FRED ALGER MANAGEMENT INC 99 0 -100.00 6 0 -100.00
2018-05-15 13F-HR Marino, Stram & Associates Llc 59 59 0.00 3 3 0.00
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 41,297 41,297 0.00 2,313 2,263 -2.16
2018-05-09 13F-HR Tyvor Capital LLC 203,325 0 -100.00 11,386 0 -100.00
2018-04-30 N-Q Investment Managers Series Trust (see advisory)
2018-04-18 13F-HR OLD NATIONAL BANCORP /IN/ 10,062 13,139 30.58 564 720 27.66
2018-05-15 13F-HR HPM Partners LLC 31,634 29,576 -6.51 1,772 1,621 -8.52
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 101,582 101,491 -0.09 5,689 5,562,723 97,680.33
2018-02-27 N-Q Reynolds Funds Inc (see advisory)
2018-04-13 13F-HR Somerset Trust Co 39,018 38,587 -1.10 2,185 2,115 -3.20
2018-05-15 13F-HR Aureus Asset Management, LLC 4,500 4,500 0.00 252 247 -1.98
2018-05-04 13F-HR THOMPSON INVESTMENT MANAGEMENT, INC. 18,996 17,046 -10.27 1,064 934 -12.22
2018-04-30 13F-HR EVERENCE CAPITAL MANAGEMENT INC 11,300 11,300 0.00 633 619 -2.21
2018-02-27 N-Q Touchstone Strategic Trust (see advisory)
2018-05-15 13F-HR DSC Advisors, L.P. 75,790 4,154
2018-05-15 13F-HR CREDIT SUISSE AG/ Call 18,700 0 -100.00 1,047 0 -100.00
2018-05-02 13F-HR Creative Financial Designs Inc /adv 303 351 15.84 17 19 11.76
2018-05-18 13F-HR Moors & Cabot, Inc. 7,056 10,215 44.77 395 560 41.77
2018-05-11 13F-HR C M BIDWELL & ASSOCIATES LTD 49 49 0.00 3 3 0.00
2018-05-15 13F-HR AMP Capital Investors Ltd 232,529 212,488 -8.62 13,021 11,460 -11.99
2018-05-14 13F-HR Laurion Capital Management LP Call 266,700 380,000 42.48 14,936 20,828 39.45
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 22,563 27,525 21.99 1,264 1,509 19.38
2018-05-07 13F-HR Johnson Financial Group, Inc. 14,230 30,348 113.27 797 1,663 108.66
2018-05-15 13F-HR Walleye Trading LLC Put 405,900 208,000 -48.76 22,733 11,400 -49.85
2018-05-14 13F-HR Investec Asset Management LTD 3,304,723 2,589,864 -21.63 185,064 141,950 -23.30
2018-03-29 N-Q First Trust Series Fund (see advisory)
2018-04-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 46,731 54,537 16.70 2,617 2,989 14.21
2018-05-14 13F-HR ZACKS INVESTMENT MANAGEMENT 681,213 699,280 2.65 38,148 38,328 0.47
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-05-04 13F-HR FFCM LLC 108 0 -100.00 6 0 -100.00
2018-05-21 13F-HR Front Row Advisors Llc 71 4
2018-04-26 N-Q Exchange Traded Concepts Trust (see advisory)
2018-05-15 13F-HR Petrus Trust Company, LTA 0 4,020 0 220
2018-02-26 N-Q Master Large Cap Series Llc (see advisory)
2018-03-01 N-Q Forum Funds (see advisory)
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-05-01 13F-HR Alpha Omega Wealth Management LLC 402 417 3.73 23 23 0.00
2018-05-15 13F-HR Man Group plc 714,635 39,170
2018-05-15 13F-HR Banco De Sabadell, S.a 104,473 94,948 -9.12 5,850 5,167 -11.68
2018-05-14 13F-HR GLUSKIN SHEFF & ASSOC INC 0 725,763 0 39,779
2018-02-26 N-Q Blackrock Bond Fund, Inc. (see advisory)
2018-05-14 13F-HR Laurion Capital Management LP Put 300,000 30,000 -90.00 16,800 1,644 -90.21
2018-04-06 13F-HR Cardinal Capital Management, Inc. 11,000 11,000 0.00 616 603 -2.11
2018-05-03 13F-HR INTRUST BANK NA 18,052 15,371 -14.85 1,011 842 -16.72
2018-05-21 13F-HR Gyroscope Capital Management Group, LLC 0 6,636 0 364
2018-05-01 13F-HR Manning & Napier Group, Llc 20,541 20,611 0.34 1,149 1,129 -1.74
2018-05-15 13F-HR ADVISORY RESEARCH INC 24,976 39,416 57.82 1,399 2,160 54.40
2018-05-15 13F-HR TIDE POINT CAPITAL MANAGEMENT, LP 817,409 1,611,079 97.10 45,775 88,303 92.91
2018-02-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 145,000 0 -100.00 6,992 0 -100.00
2018-02-09 13F-HR GM Advisory Group, Inc. 4,562 255
2018-05-14 13F-HR CLINTON GROUP INC 0 10,802 0 592
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 114,900 205,300 78.68 6,434 11,252 74.88
2018-03-01 N-Q Rivernorth Funds (see advisory)
2018-04-30 13F-HR Certified Advisory Corp 28 28 0.00 1 1 0.00
2018-05-10 13F-HR Avestar Capital, Llc 127 174 37.01 6 9 50.00
2018-05-09 13F-HR Saturna Capital CORP 10,770 8,900 -17.36 603 488 -19.07
2018-05-14 13F-HR PROFUND ADVISORS LLC 21,861 21,236 -2.86 1,224 1,164 -4.90
2018-05-11 13F-HR Buckingham Capital Management, Inc. 47,402 54,339 14.63 2,655 2,978 12.17
2018-04-20 13F-HR PATTEN & PATTEN INC/TN 268,023 266,105 -0.72 15,009 14,585 -2.82
2018-05-10 13F-HR Norinchukin Bank, The 63,677 59,592 -6.42 3,566 3,266 -8.41
2018-05-14 13F-HR Oz Management LP Put 302,200 0 -100.00 16,923 0 -100.00
2018-05-08 13F-HR INVESTMENT HOUSE LLC 165,175 156,191 -5.44 9,250 8,561 -7.45
2018-05-15 13F-HR Entrustpermal Partners Offshore Lp 86,400 4,736
2018-02-28 N-Q Morgan Stanley Income Securities Inc (see advisory)
2018-05-21 13F-HR Winton Capital Group Ltd 7,077 6,424 -9.23 396 352 -11.11
2018-05-03 13F-HR Partnervest Advisory Services LLC 5,135 6,818 32.78 288 374 29.86
2018-05-21 13F-HR Mcilrath & Eck, Llc 10 10 0.00 1 1 0.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 348,700 331,500 -4.93 19,527 18,170 -6.95
2018-02-01 13F-HR SUMMIT SECURITIES GROUP, LLC 5,400 0 -100.00 260 0 -100.00
2018-02-13 13F-HR MARIANAS FUND MANAGEMENT LLC 99,700 0 -100.00 4,808 0 -100.00
2018-04-27 13F-HR Woodard & Co Asset Management Group Inc /adv 1,000 1,000 0.00 56 55 -1.79
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 42,201 43,993 4.25 2,363 2,411 2.03
2018-05-15 13F-HR Game Creek Capital, Lp 5,800 111,500 1,822.41 325 6,111 1,780.31
2018-05-15 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 36,318 38,036 4.73 2,033 2,084 2.51
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 16,017 17,696 10.48 897 970 8.14
2018-05-10 13F-HR Sowell Financial Services LLC 11,349 10,851 -4.39 675 568 -15.85
2018-04-02 N-Q American Beacon Institutional Funds Trust (see advisory)
2018-04-26 13F-HR BIRINYI ASSOCIATES INC 6,500 6,500 0.00 364 356 -2.20
2018-02-15 13F-HR Lake Street Advisors Group, Llc 4,202 235
2018-05-15 13F-HR IVORY INVESTMENT MANAGEMENT, LLC 0 288,724 0 15,825
2018-04-06 13F-HR Cerebellum Gp, Llc 883 457 -48.24 49 25 -48.98
2018-05-15 13F-HR Sound Income Strategies, Llc 968 968 0.00 51 53 3.92
2018-05-15 13F-HR Edgestream Partners, L.P. 83,784 4,592
2018-03-26 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-05-15 13F-HR PEAK6 Investments, L.P. 176,797 249,092 40.89 9,901 13,653 37.90
2018-05-11 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 933,938 1,017,045 8.90 52,301 55,744 6.58
2018-01-25 N-Q Usaa Etf Trust (see advisory)
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 1,477 0 -100.00 82 0 -100.00
2018-05-08 13F-HR Alambic Investment Management, L.P. 36,200 0 -100.00 2,027 0 -100.00
2018-01-24 13F-HR MIK CAPITAL LLC 455,681 0 -100.00 21,973 0 -100.00
2018-03-29 N-Q Oppenheimer Equity Income Fund (see advisory)
2018-05-09 13F-HR Marathon Trading Investment Management LLC Call 5,000 0 -100.00 280 0 -100.00
2018-05-14 13F-HR MD SASS INVESTORS SERVICES INC 706,837 37,400 -94.71 39,585 2,051 -94.82
2018-05-11 13F-HR M&R CAPITAL MANAGEMENT INC 107 107 0.00 5 5 0.00
2018-05-18 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 70,359 61,335 -12.83 3,940 3,362 -14.67
2018-05-07 13F-HR MUFG Americas Holdings Corp 12,106 637 -94.74 678 35 -94.84
2018-02-14 13F-HR TEACHERS ADVISORS INC 1,962,629 1,301,487 -33.69 94,638 72,883 -22.99
2018-05-15 13F-HR Lafayette Investments, Inc. 11,585 635
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2018-05-09 13F-HR Marathon Trading Investment Management LLC Put 0 43,100 0 2,362
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 28,615 28,615 0.00 1,335 1,568 17.45
2018-04-12 13F-HR JAMES INVESTMENT RESEARCH INC 13,228 52,453 296.53 741 2,875 287.99
2018-04-20 13F-HR Cable Hill Partners, LLC 388 339 -12.63 22 18 -18.18
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 210,337 268,473 27.64 11,779 14,715 24.93
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 1,255,131 1,068,159 -14.90 70,287 58,546 -16.70
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 1,133,133 1,097,095 -3.18 63,455 60,132 -5.24
2018-05-09 13F-HR Cannell Peter B & Co Inc 1,460,325 1,329,790 -8.94 81,778 72,886 -10.87
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-05-08 13F-HR Aperio Group, LLC 300,775 319,689 6.29 16,843 17,522 4.03
2018-01-26 N-Q Bmo Funds, Inc. (see advisory)
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 11,300 0 619
2018-05-15 13F-HR Jefferies Group LLC Put 646,000 308,900 -52.18 36,176 16,931 -53.20
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-04-27 N-Q Horizon Funds (see advisory)
2018-05-01 13F-HR Westpac Banking Corp 134,522 170,684 26.88 7,533,232 9,355,189 24.19
2018-02-26 N-Q Blackrock Funds Ii (see advisory)
2018-02-09 13F-HR Arizona State Retirement System 202,102 206,124 1.99 9,745 11,543 18.45
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 1,127 0 -100.00 54 0 -100.00
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 40,466 47,741 17.98 2,266 2,617 15.49
2018-04-26 N-Q Western Asset Investment Grade Defined Opportunity Trust Inc. (see advisory)
2018-03-29 N-Q Mainstay Funds (see advisory)
2018-05-02 13F-HR Parkside Financial Bank & Trust 481 539 12.06 27 29 7.41
2018-05-08 13F-HR COUNTRY TRUST BANK 332,060 18,200
2018-05-11 13F-HR Cutler Group LP 2,700 14,108 422.52 151 773 411.92
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 192,232 191,432 -0.42 10,765 10,492 -2.54
2018-04-20 13F-HR BKD Wealth Advisors, LLC 9,649 533
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 12,208 9,889 -19.00 684 542 -20.76
2018-05-10 13F-HR SMITHFIELD TRUST CO 1,116 1,112 -0.36 63 60 -4.76
2018-05-15 13F-HR Biltmore Family Office, Llc 4,618 4,618 0.00 259 253 -2.32
2018-02-12 13F-HR SEVEN EIGHT CAPITAL, LLC 31,103 0 -100.00 1,500 0 -100.00
2018-03-23 N-Q Alpine Series Trust (see advisory)
2018-05-15 13F-HR Invesco Ltd. 2,699,723 2,714,331 0.54 151,183 148,771 -1.60
2018-05-14 13F-HR Capital Analysts, Inc. 899 899 0.00 50 49 -2.00
2018-03-27 N-Q Professionally Managed Portfolios (see advisory)
2018-02-12 13F-HR Stelac Advisory Services LLC 9,150 0 -100.00 441 0 -100.00
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 609 0 -100.00 34 0 -100.00
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 8,625 10,020 16.17 483 549 13.66
2018-01-16 13F-HR PRIVATE TRUST CO NA 9,456 0 -100.00 455 0 -100.00
2018-05-14 13F-HR united american securities inc. (d/b/a uas asset management) 0 5,000 0 274
2018-04-19 13F-HR Endurance Wealth Management, Inc. 75 0 -100.00 4 0 -100.00
2018-04-17 13F-HR Townsend & Associates, Inc 37,503 2,056
2018-02-13 13F-HR FARLEY CAPITAL II L.P. 9,200 515
2018-02-14 13F-HR CMT Asset Management Ltd Call 69,500 0 -100.00 3,351 0 -100.00
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Call 34,200 0 -100.00 1,915 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC Put 183,000 34,200 -81.31 10,248 1,875 -81.70
2018-05-15 13F-HR Graticule Asia Macro Advisors LLC 0 36,000 0 1,973
2018-02-14 13F-HR ARGENTIERE CAPITAL AG 16,062 0 -100.00 775 0 -100.00
2018-02-28 N-Q Goldman Sachs Trust (see advisory)
2018-05-22 13F-HR AMALGAMATED BANK 82,532 81,479 -1.28 4,622 4,466 -3.38
2018-02-12 13F-HR Wellesley Investment Partners, LLC 15,656 16,962 8.34 754 949 25.86
2018-04-30 13F-HR Truewealth Llc 4,921 4,921 0.00 276 270 -2.17
2018-03-26 N-Q 1290 Funds (see advisory)
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 1,074,130 741,659 -30.95 60,151 40,650 -32.42
2018-04-27 13F-HR ROTHSCHILD INVESTMENT CORP /IL 32,980 0 -100.00 1,847 0 -100.00
2018-05-15 13F-HR Ferris Capital, Llc 0 567 0 31
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 0 38 0 2
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 900,200 386,400 -57.08 50,411 21,179 -57.99
2018-05-11 13F-HR CI INVESTMENTS INC. 0 530,600 0 29,082
2018-02-13 13F-HR Telemark Asset Management, LLC 100,000 0 -100.00 4,822 0 -100.00
2018-05-07 13F-HR COCONUT GROVE BANK 520 0 -100.00 29 0 -100.00
2018-05-10 13F-HR Elkfork Partners LLC 179,690 189,074 5.22 10,063 10,363 2.98
2018-05-10 13F-HR Employees Retirement System of Texas 86,300 73,300 -15.06 4,833 4,018 -16.86
2018-05-15 13F-HR BUCKINGHAM CAPITAL MANAGEMENT INC 339,107 329,707 -2.77 19,184 18,071 -5.80
2018-04-18 13F-HR Cornerstone Advisors, Inc. 114 109 -4.39 6 6 0.00
2018-04-16 13F-HR Capital Investment Advisors, LLC 6,117 5,860 -4.20 343 321 -6.41
2018-05-15 13F-HR Bronson Point Management LLC 400,000 250,000 -37.50 22,400 13,703 -38.83
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 691,744 701,561 1.42 38,738 38,453 -0.74
2018-02-13 13F-HR CREDIT AGRICOLE S A 1,801,262 0 -100.00 86,857 0 -100.00
2018-05-15 13F-HR Utah Retirement Systems 121,808 122,008 0.16 6,821 6,687 -1.96
2018-04-20 13F-HR Seacrest Wealth Management, Llc 2,154 2,864 32.96 121 157 29.75
2018-05-07 13F-HR BANK OF THE WEST 282,601 277,720 -1.73 15,825 15,222 -3.81
2018-05-11 13F-HR Global Endowment Management, LP 5,410 7,010 29.57 303 384 26.73
2018-04-03 13F-HR Washington Trust Bank 201 201 0.00 11 11 0.00
2018-05-11 13F-HR GENDELL JEFFREY L 905,104 96,220 -89.37 50,686 5,274 -89.59
2018-04-27 13F-HR Chicago Partners Investment Group LLC 700 700 0.00 39 38 -2.56
2018-05-01 13F-HR MONTGOMERY INVESTMENT MANAGEMENT INC 64,870 64,870 0.00 3,633 3,555 -2.15
2018-05-03 13F-HR Cowen Prime Services LLC 22,410 1,228
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 379,928 417,625 9.92 21,275 22,890 7.59
2018-05-15 13F-HR TIGER MANAGEMENT L.L.C. 103,375 103,375 0.00 5,789 5,666 -2.12
2018-02-01 13F-HR Parametrica Management Ltd 14,770 0 -100.00 712 0 -100.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 1,190,130 2,934,904 146.60 66,647 160,862 141.36
2018-05-11 13F-HR SevenBridge Financial Group, LLC 20,290 18,302 -9.80 1,136 1,003 -11.71
2018-05-14 13F-HR Veritable, L.P. 23,151 21,554 -6.90 1,296 1,181 -8.87
2018-04-25 13F-HR Supplemental Annuity Collective Trust of NJ 11,000 603
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 2,726,057 687,159 -74.79 152,660 37,663 -75.33
2018-05-03 13F-HR HUDSON CANYON INVESTMENT COUNSELORS LLC 950 52
2018-02-14 13F-HR Gideon Capital Advisors, Inc. 14,490 0 -100.00 699 0 -100.00
2018-05-11 13F-HR State of Tennessee, Treasury Department 692,782 528,611 -23.70 38,797 28,972 -25.32
2018-03-15 N-Q Tcw Funds Inc (see advisory)
2018-02-14 13F-HR MORGAN STANLEY 5,033,220 5,154,634 2.41 242,702 288,660 18.94
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 301,568 259,437 -13.97 16,884 14,214 -15.81
2018-04-25 13F-HR BOSTON ADVISORS LLC 11,456 11,321 -1.18 642 621 -3.27
2018-05-02 13F-HR LEE DANNER & BASS INC 110,575 123,893 12.04 6,192 6,791 9.67
2018-03-29 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-05-08 13F-HR Successful Portfolios Llc 4,614 5,016 8.71 258 275 6.59
2018-03-26 N-Q Tcw Alternative Funds (see advisory)
2018-05-03 13F-HR Bancorpsouth Bank 37,508 38,928 3.79 2,101 2,134 1.57
2018-02-23 N-Q Rbc Funds Trust (see advisory)
2018-05-08 13F-HR Advisornet Financial, Inc 5,225 22,138 323.69 293 1,213 313.99
2018-05-15 13F-HR Pagoda Asset Management, LP 93,960 0 -100.00 5,262 0 -100.00
2018-05-15 13F-HR All Terrain Financial Advisors, Llc 18,366 18,166 -1.09 1,028 996 -3.11
2018-05-15 13F-HR Gotham Asset Management, LLC 779,257 283,718 -63.59 43,638 15,551 -64.36
2018-04-10 13F-HR Andra AP-fonden 57,400 60,300 5.05 3,214 3,305 2.83
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 11,488 41,305 259.55 643 2,263 251.94
2018-04-19 13F-HR Cribstone Capital Management, LLC 235 0 -100.00 13 0 -100.00
2018-02-02 13F-HR Sandy Spring Bank 30 0 -100.00 1 0 -100.00
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 127,447 116,273 -8.77 7,137 6,373 -10.70
2018-05-11 13F-HR HSBC HOLDINGS PLC 1,565,825 1,180,295 -24.62 87,686 64,692 -26.22
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-05-09 13F-HR Northwest Bancshares, Inc. 28,496 30,388 6.64 1,596 1,666 4.39
2018-01-26 N-Q Pioneer Short Term Income Fund (see advisory)
2018-04-10 13F-HR Atlanta Capital Group 39,504 38,611 -2.26 2,212 2,116 -4.34
2018-05-14 13F-HR DRW Securities, LLC 9,192 0 -100.00 515 0 -100.00
2018-04-24 N-Q American Century Municipal Trust (see advisory)
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 0 60,107 0 3,294
2018-05-11 13F-HR X-square Capital, Llc 6,760 6,760 0.00 379 371 -2.11
2018-05-11 N-Q Madison Covered Call & Equity Strategy Fund (see advisory)
2018-04-17 13F-HR INGALLS & SNYDER LLC Call 13,100 13,100 0.00 734 718 -2.18
2018-05-02 13F-HR INVERNESS COUNSEL LLC /NY/ 31,200 31,200 0.00 1,747 1,710 -2.12
2018-05-11 13F-HR Cutler Group LP Call 81,500 113,100 38.77 178 236 32.58
2018-04-02 N-Q Northern Lights Fund Trust (see advisory)
2018-05-03 13F-HR Zions Bancorporation 295 0 -100.00 17 0 -100.00
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-15 13F-HR Ionic Capital Management LLC Put 220,000 150,000 -31.82 12,320 8,222 -33.26
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 8,119 8,160 0.50 455 447 -1.76
2018-05-02 13F-HR FDx Advisors, Inc. 21,054 29,009 37.78 1,179 1,590 34.86
2018-05-15 13F-HR QS Investors, LLC 7,835 7,835 0.00 439 429 -2.28
2018-05-14 13F-HR Renaissance Technologies LLC 1,451,000 0 -100.00 81,256 0 -100.00
2018-05-08 13F-HR AR ASSET MANAGEMENT INC 6,000 6,000 0.00 336 329 -2.08
2018-05-15 13F-HR Family Legacy, Inc. 3,764 4,172 10.84 211 229 8.53
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 200 200 0.00 10 10 0.00
2018-05-02 13F-HR Verity Asset Management, Inc. 3,934 216
2018-04-06 13F-HR Carroll Financial Associates, Inc. 354 376 6.21 19 20 5.26
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 821,480 949,506 15.58 46,002 52,042 13.13
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 20,996 22,236 5.91 1,176 1,219 3.66
2018-02-02 13F-HR RAINIER INVESTMENT MANAGEMENT LLC 20,420 0 -100.00 985 0 -100.00
2018-03-01 N-Q Williamsburg Investment Trust (see advisory)
2018-04-18 N-Q Mfs Series Trust X (see advisory)
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 1,615,415 1,702,963 5.42 90,463 93,339 3.18
2018-05-15 13F-HR Paloma Partners Management Co 22,992 22,656 -1.46 1,287 1,242 -3.50
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 36,471 43,369 18.91 1,960 2,091 6.68
2018-05-11 13F-HR Sigma Planning Corp 16,514 23,644 43.18 925 1,296 40.11
2018-04-26 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 4,044 99,939 2,371.29 226 5,478 2,323.89
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 775,000 1,055,000 36.13 43,400 57,825 33.24
2018-04-04 13F-HR Norman Fields, Gottscho Capital Management, LLC 74,825 81,800 9.32 4,190 4,483 6.99
2018-05-03 13F-HR BerganKDV Wealth Management, LLC 16,489 16,723 1.42 923 917 -0.65
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 5,553,117 5,037,179 -9.29 310,975 276,088 -11.22
2018-05-15 13F-HR U S GLOBAL INVESTORS INC 222,934 226,982 1.82 12,484 12,441 -0.34
2018-04-27 N-Q Nuveen Intermediate Duration Municipal Term Fund (see advisory)
2018-02-20 N-Q Mercer Funds (see advisory)
2018-02-23 N-Q Mfs Series Trust V (see advisory)
2018-05-11 13F-HR MADISON INVESTMENT HOLDINGS INC 365,253 131,603 -63.97 20,454 7,213 -64.74
2018-05-10 13F-HR PHH Investments, Ltd. 19,503 21,306 9.24 1,092 1,168 6.96
2018-02-14 13F-HR BlueCrest Capital Management Ltd 289,600 0 -100.00 13,965 0 -100.00
2018-05-15 13F-HR BLOCKHOUSE CAPITAL MANAGEMENT LP 72,200 0 -100.00 4,043 0 -100.00
2018-05-15 13F-HR Bank of New York Mellon Corp 10,086,970 9,258,497 -8.21 564,870 507,458 -10.16
2018-03-29 N-Q Reaves Utility Income Fund (see advisory)
2018-05-02 13F-HR NuWave Investment Management, LLC 34 7,083 20,732.35 2 384 19,100.00
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Put 42,500 308,600 626.12 2,380 16,914 610.67
2018-02-15 13F-HR Sterling Capital Management LLC 101,058 0 -100.00 4,873 0 -100.00
2018-05-15 13F-HR Schonfeld Strategic Advisors LLC 132,225 37,188 -71.88 7,405 2,039 -72.46
2018-05-10 13F-HR TORONTO DOMINION BANK 255,128 932,768 265.61 14,287 51,120 257.81
2018-05-14 13F-HR Winslow Capital Management, LLC 99 5 -94.95 6 0 -100.00
2018-05-15 13F-HR Senator Investment Group LP 1,981,458 527,413 -73.38 110,962 28,908 -73.95
2018-01-24 N-Q Legg Mason Partners Institutional Trust (see advisory)
2018-05-11 13F-HR COMPTON CAPITAL MANAGEMENT INC /RI 21,385 1,198
2018-02-08 13F-HR PineBridge Investments, L.P. 8,570 27,633 222.44 413 1,547 274.58
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-04-11 13F-HR ALPHA WINDWARD LLC 11,001 10,341 -6.00 616 567 -7.95
2018-05-11 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 134,451 145,111 7.93 7,529 7,953 5.63
2018-04-30 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 54,825 54,475 -0.64 3,070 2,986 -2.74
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 6,929 4,990 -27.98 334 279 -16.47
2018-02-14 13F-HR Bramshill Investments, Llc 304 0 -100.00 15 0 -100.00
2018-02-14 13F-HR National Planning Corp 6,784 0 -100.00 327 0 -100.00
2018-05-17 13F-HR Legal & General Group Plc 1,247,896 1,193,452 -4.36 69,885 65,390 -6.43
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-01-23 13F-HR SeaBridge Investment Advisors LLC 230 0 -100.00 11 0 -100.00
2018-05-15 13F-HR CAPITAL GUARDIAN TRUST CO 65 65 0.00 4 4 0.00
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 187,999 190,208 1.18 10,528 10,425 -0.98
2018-05-01 13F-HR Mitsubishi UFJ Securities International PLC 931 51
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-03-29 N-Q VANGUARD WINDSOR FUNDS (see advisory)
2018-05-15 13F-HR Alyeska Investment Group, L.P. 2,518,319 2,175,466 -13.61 141,026 119,237 -15.45
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 7,200 0 -100.00 347 0 -100.00
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 244 244 0.00 13 12 -7.69
2018-04-12 13F-HR Sicart Associates LLC 5,000 0 -100.00 280 0 -100.00
2018-05-08 13F-HR LS Investment Advisors, LLC 26,230 26,857 2.39 1,469 1,472 0.20
2018-05-09 13F-HR MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ 58 3
2018-05-07 13F-HR Focused Wealth Management, Inc 7,197 7,219 0.31 403 396 -1.74
2018-05-15 13F-HR Teewinot Capital Advisers, L.L.C. Call 0 4,000 0 344
2018-05-01 13F-HR Wealthstreet Investment Advisors, Llc 10,925 12,925 18.31 612 709 15.85
2018-04-25 13F-HR CAPITAL MANAGEMENT CORP /VA 176,235 253,780 44.00 9,869 13,910 40.95
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 53,020 51,450 -2.96 2,969 2,820 -5.02
2018-05-04 13F-HR NTV ASSET MANAGEMENT LLC 5,564 10,764 93.46 312 590 89.10
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC 13,836 4,613 -66.66 775 253 -67.35
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 64,000 62,500 -2.34 3,584 3,426 -4.41
2018-04-19 13F-HR VALLEY NATIONAL ADVISERS INC 643 643 0.00 36 35 -2.78
2018-04-25 N-Q Federated Global Allocation Fund (see advisory)
2018-05-15 13F-HR 1832 Asset Management L.P. 0 729,800 0 40,194
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-02-23 N-Q Mfs Series Trust Xi (see advisory)
2018-02-26 N-Q Master Bond Llc (see advisory)
2018-04-30 13F-HR GILDER GAGNON HOWE & CO LLC 76,570 75,637 -1.22 4,288 4,146 -3.31
2018-05-03 13F-HR HAMEL ASSOCIATES, INC. 4,750 260
2018-01-29 N-Q John Hancock Funds Ii (see advisory)
2018-05-10 13F-HR SCHWARTZ INVESTMENT COUNSEL INC 20,000 1,096
2018-05-03 13F-HR ARMSTRONG SHAW ASSOCIATES INC/CT 73,522 72,055 -2.00 4,117 3,949 -4.08
2018-05-15 13F-HR Arete Wealth Advisors, LLC 3,645 0 -100.00 204 0 -100.00
2018-04-27 N-Q Alps Etf Trust (see advisory)
2018-04-19 13F-HR Strategic Advisors LLC 24,811 26,678 7.52 1,389 1,462 5.26
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 902,300 241,000 -73.29 50,529 13,209 -73.86
2018-04-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 6,648 5,215 -21.56 372 285 -23.39
2018-05-09 13F-HR/A Meadow Creek Investment Management LLC 116,270 122,342 5.22 6,511 6,706 2.99
2018-02-14 13F-HR Blue Granite Capital, LLC 3,363 0 -100.00 162 0 -100.00
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 35,597 470,355 1,221.33 1,993 25,780 1,193.53
2018-02-14 13F-HR SRB Corp 3,735 3,872 3.67 180 217 20.56
2018-02-27 N-Q Pioneer Strategic Income Fund (see advisory)
2018-04-20 13F-HR FIRST MANHATTAN CO 920 1,780 93.48 51 97 90.20
2018-05-11 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 11,827 11,501 -2.76 662 630 -4.83
2018-02-09 13F-HR Vestpro Financial Partners, Inc. Dba Cpf Texas 1,119 63
2018-04-18 13F-HR Independence Bank Of Kentucky 36 0 -100.00 2 0 -100.00
2018-04-19 13F-HR Skylands Capital, LLC 163,300 162,300 -0.61 9,145 8,896 -2.72
2018-05-09 13F-HR BlackRock Inc. Call 2,582,500 0 -100.00 144,620 0 -100.00
2018-05-15 13F-HR Independent Advisor Alliance 14,143 21,217 50.02 773 1,102 42.56
2018-01-29 N-Q Oppenheimer Limited-term Bond Fund (see advisory)
2018-05-15 13F-HR CNA FINANCIAL CORP 98,440 98,440 0.00 5,513 5,395 -2.14
2018-05-12 13F-HR First Pacific Advisors, LLC 21,500 8,300 -61.40 1,204 455 -62.21
2018-05-11 13F-HR MACQUARIE GROUP LTD 176,836 193,010 9.15 10,020 10,578 5.57
2018-05-15 13F-HR JOHNSON INVESTMENT COUNSEL INC 7,470 8,062 7.93 418 441 5.50
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 71,566 104,413 45.90 4,008 5,723 42.79
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 154,172 139,839 -9.30 8,634 7,665 -11.22
2018-05-01 13F-HR WealthTrust Axiom LLC 24,300 23,250 -4.32 1,360 1,274 -6.32
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 708,053 1,382,831 95.30 39,650,968 75,792,967 91.15
2018-05-11 13F-HR Omnia Family Wealth, LLC 37 37 0.00 2 2 0.00
2018-05-07 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 48,530 45,530 -6.18 2,717,680 2,495,499 -8.18
2018-05-09 13F-HR Nippon Life Global Investors Americas, Inc. 0 40,940 0 2,244
2018-05-14 13F-HR DIAM Co., Ltd. 288,102 312,905 8.61 16,139 17,150 6.26
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 0 247,700 0 13,576
2018-02-08 13F-HR Trexquant Investment LP 25,619 0 -100.00 1,235 0 -100.00
2018-04-30 13F-HR Assenagon Asset Management S.A. 307,692 48,841 -84.13 17,231 2,677 -84.46
2018-04-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 150 150 0.00 8 8 0.00
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 336,539 364,980 8.45 18,845 20,005 6.16
2018-04-25 N-Q 360 Funds (see advisory)
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 4,863 1,248 -74.34 272 69 -74.63
2018-03-28 N-Q Neuberger Berman Alternative Funds (see advisory)
2018-05-10 13F-HR Hosking Partners LLP 2,093,653 2,187,145 4.47 117,245 119,877 2.24
2018-05-07 13F-HR Zweig-DiMenna Associates LLC 179,398 227,512 26.82 10,046 12,470 24.13
2018-05-09 13F-HR ANCHOR CAPITAL ADVISORS LLC 25,000 1,370
2018-02-28 N-Q Select Sector Spdr Trust (see advisory)
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 346,784 291,958 -15.81 17,397 15,810 -9.12
2018-05-15 13F-HR Ionic Capital Management LLC 24,750 40,750 64.65 1,386 2,234 61.18
2018-05-15 13F-HR Graham Capital Management, L.P. 19,736 1,082
2018-05-11 13F-HR SOUTH STATE Corp 57,092 68,397 19.80 3,197 3,750 17.30
2018-02-28 N-Q Gps Funds I (see advisory)
2018-04-26 13F-HR CAMBIAR INVESTORS LLC 742,279 728,494 -1.86 41,568 39,929 -3.94
2018-05-15 13F-HR Frontier Wealth Management LLC 5,661 5,928 4.72 317 325 2.52
2018-05-01 13F-HR Shepherd Financial Partners LLC 41,869 35,084 -16.21 2,344 1,921 -18.05
2018-05-14 13F-HR CYPRESS ASSET MANAGEMENT INC/TX 16,000 14,425 -9.84 896 791 -11.72
2018-05-16 13F-HR Laurel Wealth Advisors, Inc. 7,300 7,300 0.00 408 400 -1.96
2018-04-27 N-Q Nuveen Massachusetts Quality Municipal Income Fund (see advisory)
2018-02-28 N-Q Riverpark Funds Trust (see advisory)
2018-05-11 13F-HR GRT CAPITAL PARTNERS L.L.C. 32,816 32,816 0.00 1,838 1,799 -2.12
2018-04-18 13F-HR Creative Planning 56,859 75,213 32.28 3,184 4,122 29.46
2018-03-23 N-Q Morgan Stanley Global Fixed Income Opportunities Fund (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 3,439,300 2,877,600 -16.33 192,600 157,721 -18.11
2018-04-23 13F-HR Cascade Investment Advisors, Inc. 18,385 1,007,682
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 53,032 53,262 0.43 2,970 2,920 -1.68
2018-05-15 13F-HR BARCLAYS PLC Call 378,400 459,800 21.51 21,190 25,202 18.93
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 451,772 412,033 -8.80 25,299 22,584 -10.73
2018-04-24 N-Q Western Asset High Yield Defined Opportunity Fund Inc. (see advisory)
2018-05-11 13F-HR Amica Retiree Medical Trust 3,637 3,637 0.00 204 199 -2.45
2018-05-08 13F-HR Meridian Wealth Management, LLC 4,821 0 -100.00 233 0 -100.00
2018-05-01 13F-HR COMERICA BANK 174,580 176,085 0.86 9,916 9,697 -2.21
2018-05-15 13F-HR Capital Markets Trading Uk Llp Put 187,900 223,900 19.16 10,522 12,272 16.63
2018-05-10 13F-HR BEACH INVESTMENT COUNSEL INC/PA 298,930 298,000 -0.31 16,740 16,333 -2.43
2018-05-15 13F-HR Voya Financial Advisors, Inc. 3,935 6,031 53.27 222 325 46.40
2018-05-04 13F-HR M&T BANK CORP Call 2 2 0.00 0 0
2018-05-11 13F-HR Fortis Advisors, LLC 1,200 2,389 99.08 67 131 95.52
2018-04-02 N-Q Pioneer Municipal High Income Trust (see advisory)
2018-04-02 13F-HR Hefty Wealth Partners 81 81 0.00 5 4 -20.00
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 15,320 37,989 147.97 858 2,082 142.66
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 3,828 3,889 1.59 209 202 -3.35
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 1,100 1,100 0.00 53 62 16.98
2018-05-15 13F-HR CYRUS CAPITAL PARTNERS, L.P. 2,745,454 2,745,454 0.00 153,745 150,478 -2.12
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 203,107 187,855 -7.51 11,374 10,296 -9.48
2018-02-13 13F-HR BALTIMORE CAPITAL MANAGEMENT, INC 16,455 0 -100.00 793 0 -100.00
2018-05-11 13F-HR CULLEN/FROST BANKERS, INC. 0 186,590 0 10,227
2018-05-11 13F-HR Quantbot Technologies LP 31,993 0 -100.00 1,791 0 -100.00
2018-05-14 13F-HR Archon Partners LLC 21,000 147,000 600.00 1,176 8,057 585.12
2018-04-25 N-Q Western Asset Funds Inc (see advisory)
2018-03-30 N-Q Fidelity Summer Street Trust (see advisory)
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 498,490 444,165 -10.90 27,915 24,345 -12.79
2018-05-07 13F-HR Price Wealth Management, Inc. 228 12
2018-05-02 13F-HR HANSEATIC MANAGEMENT SERVICES INC 895 1,085 21.23 50 59 18.00
2018-04-03 13F-HR Pensionfund Sabic 31,000 0 -100.00 1,736 0 -100.00
2018-05-15 13F-HR CRAWFORD INVESTMENT COUNSEL INC 3,792 208
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 44,300 39,948 -9.82 2,481 2,190 -11.73
2018-04-18 13F-HR Integral Derivatives, LLC Call 182,600 35,800 -80.39 10,226 1,962 -80.81
2018-05-15 13F-HR Polar Asset Management Partners Inc. 528,700 424,000 -19.80 29,607 23,239 -21.51
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 26,400 292,400 1,007.58 1,478 16,026 984.30
2018-04-06 13F-HR BREMER TRUST NATIONAL ASSOCIATION 33,604 32,520 -3.23 1,882 1,783 -5.26
2018-05-15 13F-HR FRIESS ASSOCIATES LLC 374,125 0 -100.00 20,951 0 -100.00
2018-05-09 13F-HR Pegasus Partners Ltd. 23,298 27,226 16.86 1,305 1,492 14.33
2018-05-15 13F-HR JANE STREET GROUP, LLC 193,154 236,901 22.65 10,817 12,985 20.04
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-05-14 13F-HR Evercore Wealth Management, LLC 2,144 0 -100.00 120 0 -100.00
2018-04-11 13F-HR SOUTH TEXAS MONEY MANAGEMENT LTD 116,178 555,019 377.73 6,506 30,421 367.58
2018-05-03 13F-HR St. Johns Investment Management Company, LLC 1,000 1,000 0.00 56 55 -1.79
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-05-07 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 257,544 194,740 -24.39 14,422 10,674 -25.99
2018-05-03 13F-HR QCI ASSET MANAGEMENT INC/NY 350 350 0.00 20 19 -5.00
2018-03-28 N-Q Series Portfolios Trust (see advisory)
2018-05-14 13F-HR Hudson Bay Capital Management LP 76,910 324,987 322.55 4,307 17,813 313.58
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 205,772 59,270 -71.20 11,523 3,164 -72.54
2018-04-20 13F-HR First Bank & Trust 463 632 36.50 26 35 34.62
2018-04-24 13F-HR Cubic Asset Management, LLC 157,127 156,665 -0.29 8,799 8,587 -2.41
2018-05-15 13F-HR A.R.T. Advisors, LLC 0 15,300 0 838
2018-05-14 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 50 0 -100.00 3 0 -100.00
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 17,682 17,730 0.27 990 972 -1.82
2018-02-14 13F-HR CMT Asset Management Ltd 10,256 0 -100.00 495 0 -100.00
2018-02-14 13F-HR Mountain Lake Investment Management LLC 185,000 0 -100.00 8,921 0 -100.00
2018-02-14 13F-HR Owl Creek Asset Management, L.P. 1,577,729 0 -100.00 76,078 0 -100.00
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 23,127 22,823 -1.31 1,294 1,252 -3.25
2018-04-27 N-Q Trust For Professional Managers (see advisory)
2018-03-01 N-Q Nuveen Municipal Trust/ma (see advisory)
2018-05-15 13F-HR Mork Capital Management 30,000 1,644
2018-05-14 13F-HR COBALT CAPITAL MANAGEMENT INC 0 213,100 0 11,680
2018-05-15 13F-HR PDT Partners, LLC 375,074 319,116 -14.92 21,004 17,491 -16.73
2018-03-28 N-Q Ab Relative Value Fund, Inc. (see advisory)
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 501,791 528,794 5.38 28,100 28,982 3.14
2018-05-17 13F-HR Atlantic Trust Group, LLC 130,246 131,082 0.64 7,294 7,184 -1.51
2018-05-11 13F-HR AMERICAN FINANCIAL GROUP INC 76,048 76,048 0.00 4,259 4,168 -2.14
2018-05-15 13F-HR DF DENT & CO INC 14,445 56,030 287.89 809 3,071 279.60
2018-05-15 13F-HR BARCLAYS PLC 1,545,255 1,900,706 23.00 86,537 104,179 20.39
2018-05-14 13F-HR QUEST INVESTMENT MANAGEMENT INC/OR 234,397 206,746 -11.80 13,126 11,332 -13.67
2018-01-29 13F-HR Bollard Group LLC 750 750 0.00 36 42 16.67
2018-05-15 13F-HR All Terrain Financial Advisors, Llc Put 5,500 0 -100.00 308 0 -100.00
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 322,946 414,204 28.26 18,085 22,703 25.53
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 104,297 99,563 -4.54 5,841 5,457 -6.57
2018-03-01 N-Q Optimum Fund Trust (see advisory)
2018-02-28 N-Q Deutsche State Tax-free Income Series (see advisory)
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 236,745 274,313 15.87 13,258 15,035 13.40
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 375,706 524,339 39.56 21,040 28,739 36.59
2018-02-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. Call 100,000 0 -100.00 4,822 0 -100.00
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN Call 2,110,600 1,128,300 -46.54 15,265 4,547 -70.21
2018-05-11 13F-HR Argent Trust Co 30,139 32,492 7.81 1,688 1,781 5.51
2018-05-14 13F-HR CT Mason 35,927 1,969
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 5,196,561 1,387,847 -73.29 291,007 76,068 -73.86
2018-02-14 13F-HR Pacer Advisors, Inc. 17,319 21,294 22.95 835 1,192 42.75
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 12,700 177,100 1,294.49 711 9,707 1,265.26
2018-05-09 13F-HR Mint Tower Capital Management B.V. Call 20,000 1,096
2018-05-09 13F-HR BlackRock Inc. 35,801,773 34,835,704 -2.70 2,004,901 1,909,345 -4.77
2018-05-02 13F-HR Daiwa Securities Group Inc. 149,433 26,816 -82.05 8,368 1,470 -82.43
2018-05-01 13F-HR Prairieview Partners, Llc 4,261 234
2018-04-04 13F-HR CENTRAL TRUST Co 21,159 24,517 15.87 1,185 1,343 13.33
2018-02-13 13F-HR CAMG Solamere Management, LLC 33,349 0 -100.00 1,605 0 -100.00
2018-05-04 13F-HR PALLADIUM PARTNERS LLC 90,853 91,786 1.03 5,087 5,031 -1.10
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 9,573 13,033 36.14 536 715 33.40
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 310,729 39,697 -87.22 17,401 2,176 -87.49
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 1,353,041 1,332,541 -1.52 75,178 73,036 -2.85
2018-05-08 13F-HR INTACT INVESTMENT MANAGEMENT INC. 35,800 103,600 189.39 2,005 5,679 183.24
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 115,211 117,874 2.31 6,452 6,461 0.14
2018-04-05 13F-HR Edge Wealth Management LLC 83,210 83,277 0.08 4,673 4,564 -2.33
2018-04-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-04-27 N-Q Proshares Trust (see advisory)
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-05-15 13F-HR Altimeter Capital Management, LP 0 20,000 0 1,096
2018-03-27 N-Q American Century Mutual Funds, Inc. (see advisory)
2018-05-15 13F-HR BANK OF NOVA SCOTIA 103,033 82,736 -19.70 5,770 4,532 -21.46
2018-02-13 13F-HR FIRST INTERSTATE BANK 51 0 -100.00 2 0 -100.00
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-05-15 13F-HR Intellectus Partners, LLC 106,021 109,667 3.44 5,937 6,011 1.25
2018-05-04 13F-HR MILES CAPITAL, INC. 5,328 6,700 25.75 298 367 23.15
2018-05-14 13F-HR BB&T SECURITIES, LLC 57,631 72,086 25.08 3,227 3,950 22.40
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-05-15 13F-HR Pinnacle Wealth Management Advisory Group, LLC 4,030 4,115 2.11 226 226 0.00
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 5,302 0 -100.00 256 0 -100.00
2018-05-22 13F-HR/A Summit Trail Advisors, Llc 2,890 19,356 569.76 164 143 -12.80
2018-05-10 13F-HR/A D. SCOTT NEAL, INC. 196 196 0.00 11 11 0.00
2018-05-04 13F-HR Linscomb & Williams, Inc. 4,759 4,894 2.84 266 268 0.75
2018-05-11 13F-HR Westover Capital Advisors, LLC 16,989 20,001 17.73 951 1,096 15.25
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 1,055,600 400,100 -62.10 59,114 21,929 -62.90
2018-04-23 13F-HR Douglas Lane & Associates, LLC 2,026,033 2,034,732 0.43 113,458 111,524 -1.70
2018-05-08 13F-HR Benchmark Capital Advisors 23,350 1,280
2018-04-27 N-Q Global X Funds (see advisory)
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 67,055 137,726 105.39 3,755 7,549 101.04
2018-05-10 13F-HR JP Morgan Chase & Co 29,784,498 22,625,881 -24.03 1,667,932 1,240,124 -25.65
2018-04-26 N-Q Columbia Funds Series Trust Ii (see advisory)
2018-03-28 N-Q First Eagle Funds (see advisory)
2018-05-03 13F-HR MACKAY SHIELDS LLC 378,997 520,742 37.40 21,224 28,542 34.48
2018-05-14 13F-HR MAYO INVESTMENT ADVISERS LLC 71,500 57,500 -19.58 4,004 3,152 -21.28
2018-05-14 13F-HR ASCEND CAPITAL, LLC 18,787 1,030
2018-05-15 13F-HR TLP GROUP LLC 147 0 -100.00 8 0 -100.00
2018-05-09 13F-HR USCA RIA LLC 25,668 25,618 -0.19 1,437 1,404 -2.30
2018-05-15 13F-HR Interval Partners, LP Call 90,400 0 -100.00 5,062 0 -100.00
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-15 13F-HR Voya Investment Management LLC 4,650,692 2,942,941 -36.72 260,438 161,303 -38.06
2018-05-15 13F-HR PAR CAPITAL MANAGEMENT INC 13,055,809 13,340,809 2.18 731,125 731,210 0.01
2018-05-07 13F-HR ING GROEP NV 80,409 110,850 37.86 4,503 6,076 34.93
2018-05-15 13F-HR Achmea Investment Management B.V. 54,238 38,770 -28.52 3,036 2,124 -30.04
2018-05-11 13F-HR SEI INVESTMENTS CO 394,519 392,771 -0.44 22,092 21,527 -2.56
2018-02-13 13F-HR KOCH INDUSTRIES INC 13,523 757
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 281,731 1,238,879 339.74 15,777 67,904 330.40
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES Call 13,100 0 -100.00 27 0 -100.00
2018-03-26 N-Q Western Asset High Income Fund Ii Inc. (see advisory)
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 23,990 8,623 -64.06 1,343 473 -64.78
2018-05-04 13F-HR Asset Planning Services, Ltd. 137 137 0.00 8 8 0.00
2018-05-10 13F-HR South Dakota Investment Council 580,700 497,450 -14.34 32,519 27,265 -16.16
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC Put 150,000 0 -100.00 7,233 0 -100.00
2018-04-02 N-Q John Hancock Income Securities Trust (see advisory)
2017-12-29 N-Q Nuveen Investment Trust V (see advisory)
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-05-11 13F-HR PINNACLE ASSOCIATES LTD 228,217 249,647 9.39 12,780 13,683 7.07
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 17,362 18,850 8.57 972 1,033 6.28
2018-04-30 13F-HR Camarda Financial Advisors, LLC 10,236 9,633 -5.89 573 528 -7.85
2018-05-18 13F-HR TRUST CO OF VERMONT 1,217 1,717 41.08 68 94 38.24
2018-05-01 13F-HR Hanson McClain, Inc. 6 253 4,116.67 0 14
2018-05-11 13F-HR Covington Capital Management 551 551 0.00 31 30 -3.23
2018-04-23 13F-HR World Asset Management Inc 52,998 37,896 -28.50 2,968 2,077 -30.02
2018-02-14 13F-HR Coe Capital Management, LLC 36,350 35,970 -1.05 1,753 2,014 14.89
2018-05-08 13F-HR Neuberger Berman Group LLC 6,987,567 7,223,675 3.38 391,304 395,930 1.18
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-05-11 13F-HR Mutual of America Capital Management LLC 169,696 168,036 -0.98 9,503 9,210 -3.08
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-02-14 13F-HR TIDE POINT CAPITAL MANAGEMENT, LP Call 527,500 0 -100.00 25,436 0 -100.00
2018-05-15 13F-HR Midwest Professional Planners, Ltd. 1,992 1,992 0.00 112 109 -2.68
2018-05-09 13F-HR Glen Harbor Capital Management LLC 147,980 155,708 5.22 8,287 8,534 2.98
2018-04-16 13F-HR IFC Holdings Incorporated/FL 20,830 0 -100.00 1,170 0 -100.00
2018-05-15 13F-HR Standard Life Aberdeen Plc 238,878 238,875 -0.00 13,379 13,096 -2.12
2018-03-27 N-Q Wells Fargo Multi-sector Income Fund (see advisory)
2018-05-11 13F-HR Elgethun Capital Management 6,935 14,485 108.87 388 794 104.64
2018-02-28 N-Q Eaton Vance National Municipal Opportunities Trust (see advisory)
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 1,158 1,258 8.64 64,736 68,844 6.35
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 6,380 5,026 -21.22 357 275 -22.97
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 1,864,259 1,687,056 -9.51 104,399 92,468 -11.43
2018-05-15 13F-HR Morris Capital Advisors, LLC 8,472 8,568 1.13 474 470 -0.84
2018-04-23 13F-HR GRATRY & Co LLC 4,505 0 -100.00 252 0 -100.00
2018-05-10 13F-HR Tortoise Investment Management, LLC 12,430 10,430 -16.09 696 572 -17.82
2018-01-29 N-Q Aim Counselor Series Trust (invesco Counselor Series Trust) (see advisory)
2018-04-25 N-Q Federated Equity Income Fund Inc (see advisory)
2018-05-16 13F-HR Private Capital Group, Llc 2,837 3,505 23.55 159 192 20.75
2018-02-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 39,274 0 -100.00 1,894 0 -100.00
2018-01-26 N-Q Fidelity Merrimack Street Trust (see advisory)
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 67,500 264,800 292.30 3,780 14,514 283.97
2018-05-15 13F-HR LPL Financial LLC 105,548 153,486 45.42 5,911 8,413 42.33
2018-04-12 13F-HR Signature Wealth Management Group 13,555 14,189 4.68 759 778 2.50
2018-05-15 13F-HR MASTERS CAPITAL MANAGEMENT LLC Call 0 2,000,000 0 109,620
2018-05-14 13F-HR BlueMountain Capital Management, LLC 41,606 0 -100.00 2,330 0 -100.00
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 7 0 -100.00 0 0
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 952,802 981,759 3.04 53,357 53,810 0.85
2018-03-29 N-Q Advent Claymore Convertible Securities & Income Fund Ii (see advisory)
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 73,669 9,056 -87.71 4,125 496 -87.98
2018-05-04 13F-HR First Eagle Investment Management, LLC Call 2,000 2,000 0.00 3,466 3,160 -8.83
2018-05-15 13F-HR NWI MANAGEMENT LP 300,000 300,000 0.00 16,800 16,443 -2.12
2018-04-17 13F-HR New England Research & Management, Inc. 16,391 28,881 76.20 918 1,583 72.44
2018-04-27 N-Q ADAMS DIVERSIFIED EQUITY FUND, INC. (see advisory)
2018-05-09 13F-HR KCM INVESTMENT ADVISORS LLC 9,721 533
2017-12-28 N-Q Target Portfolio Trust (see advisory)
2018-05-07 13F-HR GREAT LAKES ADVISORS, LLC 87,476 89,468 2.28 4,899 4,904 0.10
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 8,800 8,800 0.00 493 482 -2.23
2018-05-15 13F-HR EARNEST PARTNERS LLC 388 388 0.00 22 21 -4.55
2018-04-27 13F-HR Hudock Capital Group, LLC 1,484 888 -40.16 83 48 -42.17
2018-05-11 13F-HR First Allied Advisory Services, Inc. 20,057 22,725 13.30 1,128 1,251 10.90
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-15 13F-HR VANGUARD GROUP INC 42,814,355 43,229,931 0.97 2,397,604 2,369,433 -1.17
2018-05-11 13F-HR HAP Trading, LLC 314,245 320,038 1.84 17,598 17,541 -0.32
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 95,015 95,015 0.00 5,321 5,208 -2.12
2018-05-14 13F-HR APG Asset Management N.V. 3,895,599 3,835,199 -1.55 181,674 170,921 -5.92
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 4,015 13,869 245.43 225 760 237.78
2018-04-02 N-Q John Hancock Investment Trust (see advisory)
2018-05-11 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 980 980 0.00 55 54 -1.82
2018-05-15 13F-HR Krasney Financial LLC 100 5
2018-04-09 13F-HR Polaris Wealth Advisers, LLC 0 105 0 6
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 17,373 20,653 18.88 972 1,134 16.67
2017-12-28 N-Q Fidelity Massachusetts Municipal Trust (see advisory)
2018-02-12 13F-HR Sovarnum Capital L.p. 53,000 2,968
2018-05-15 13F-HR Keystone Financial Group 6,585 4,318 -34.43 360 224 -37.78
2018-05-03 13F-HR COMMERCE BANK 13,069 13,117 0.37 732 719 -1.78
2018-02-13 13F-HR Investec Asset Management (PTY) Ltd 23,135 23,135 0.00 1,113 1,305 17.25
2018-05-02 13F-HR Mirador Capital Partners LP 36,395 40,099 10.18 2,038 2,094 2.75
2018-05-01 13F-HR Centerstar Asset Management, Llc Put 1 0 -100.00
2018-04-25 13F-HR Liberty Capital Management, Inc. 27,947 27,977 0.11 1,672 1,533 -8.31
2018-05-02 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 15,363 7,701 -49.87 860 422 -50.93
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 29,580 29,580 0.00 1,657 1,621 -2.17
2018-05-15 13F-HR Capital Asset Advisory Services LLC 5,776 8,565 48.29 323 469 45.20
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 147,333 149,160 1.24 7,103 8,352 17.58
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Call 2,329,100 556,700 -76.10 130,430 30,513 -76.61
2018-04-19 13F-HR Glaxis Capital Management, LLC 0 47,160 0 2,585
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-04-27 N-Q John Hancock Bond Trust (see advisory)
2018-05-09 13F-HR NORTHERN TRUST CORP 6,897,494 6,711,304 -2.70 386,259 367,847 -4.77
2018-05-15 13F-HR Bluefin Trading, LLC 15,600 0 -100.00 874 0 -100.00
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 283,444 266,856 -5.85 15,873 14,626 -7.86
2018-05-15 13F-HR Holocene Advisors, Lp 876,536 391,357 -55.35 49,086 21,450 -56.30
2018-03-29 N-Q Ab Unconstrained Bond Fund, Inc. (see advisory)
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 8,194 14,430 76.10 459 791 72.33
2018-05-15 13F-HR First Heartland Consultants, Inc. 18,592 18,710 0.63 1,041 1,026 -1.44
2018-04-27 N-Q Valic Co I (see advisory)
2018-05-08 13F-HR Dorsey & Whitney Trust CO LLC 4,923 271
2018-04-27 13F-HR CENTRAL BANK & TRUST CO 523 297 -43.21 29 16 -44.83
2018-05-15 13F-HR WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 125,800 127,707 1.52 7,045 7,000 -0.64
2018-05-15 13F-HR Highlander Capital Management, LLC 1,000 200 -80.00 56 10 -82.14
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 520,000 410,700 -21.02 29,120 22,510 -22.70
2018-04-30 13F-HR CIBC Asset Management Inc 71,208 67,125 -5.73 3,988 3,679 -7.75
2018-02-12 13F-HR Cipher Capital LP 32,232 0 -100.00 1,554 0 -100.00
2018-05-15 13F-HR NEW VERNON INVESTMENT MANAGEMENT LLC 10,428 10,428 0.00 584 572 -2.05
2017-12-28 N-Q Hartford Funds Exchange-traded Trust (see advisory)
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 0 7,630 0 427
2018-04-04 13F-HR DAVENPORT & Co LLC 748,605 1,060,244 41.63 41,921,865 58,111,957 38.62
2018-05-21 13F-HR Ken Stern & Associates, Inc. 9,074 9,022 -0.57 508 494 -2.76
2018-05-14 13F-HR FOSTER & MOTLEY INC 16,430 21,158 28.78 920 1,160 26.09
2018-05-04 13F-HR Newport Trust Co 14,298,775 14,298,775 0.00 800,731 783,716 -2.12
2018-03-29 N-Q Nuveen Municipal High Income Opportunity Fund (see advisory)
2018-02-12 13F-HR Caerus Investors, Llc 90,000 5,040
2018-04-11 13F-HR FIRST CITIZENS BANK & TRUST CO 17,243 16,834 -2.37 965 923 -4.35
2018-05-03 13F-HR SG Americas Securities, LLC Call 620,300 624,900 0.74 2,323 1,874 -19.33
2018-02-26 N-Q Blackrock Balanced Capital Fund, Inc. (see advisory)
2018-05-07 13F-HR BRADLEY FOSTER & SARGENT INC/CT 39,948 37,355 -6.49 2,237 2,047 -8.49
2018-04-18 13F-HR Integral Derivatives, LLC 0 5,636 0 309
2018-05-15 13F-HR CAXTON ASSOCIATES LP 70,000 380,000 442.86 3,920 20,828 431.33
2018-05-15 13F-HR DEUTSCHE BANK AG\ Put 7,699 100 -98.70 431 5 -98.84
2018-05-14 13F-HR Investec Asset Management North America, Inc. 34,288 85,180 148.43 1,920 4,669 143.18
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 573,756 74,958 -86.94 32,130 4,109 -87.21
2018-04-19 13F-HR State of Alaska, Department of Revenue 72,544 86,154 18.76 4,061 4,720 16.23
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-05-14 13F-HR Gryphon Financial Partners Llc 162 162 0.00 9 9 0.00
2018-03-29 N-Q Nuveen Enhanced Municipal Value Fund (see advisory)
2018-05-15 N-Q Russell Investment Funds (see advisory)
2018-05-09 13F-HR Alleghany Corp /DE 270,000 490,000 81.48 15,120 26,857 77.63
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 25,754 1,412
2018-05-15 13F-HR National Asset Management, Inc. 8,740 8,085 -7.49 491 444 -9.57
2018-03-26 N-Q Mfs Series Trust Xv (see advisory)
2018-04-20 13F-HR FIRST QUADRANT L P/CA 27,030 27,030 0.00 1,514 1,482 -2.11
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 9,105 0 -100.00 510 0 -100.00
2018-04-25 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 0 185 0 10
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-04-19 13F-HR MOUNT VERNON ASSOCIATES INC /MD/ 32,325 32,525 0.62 1,810 1,783 -1.49
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 3,180,161 3,396,825 6.81 178,089 186,180 4.54
2018-04-16 13F-HR Santori & Peters, Inc. 133 0 -100.00 6 0 -100.00
2018-05-09 13F-HR AT Bancorp 51,772 50,646 -2.17 2,899 2,776 -4.24
2018-04-11 13F-HR Bach Investment Advisors Ltd Put 10,900 0 -100.00 610 0 -100.00
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 14 14 0.00 1 1 0.00
2018-05-04 13F-HR Blume Capital Management, Inc. 250 0 -100.00 14 0 -100.00
2018-03-29 N-Q Cambria Etf Trust (see advisory)
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2018-04-02 N-Q Epiphany Funds (see advisory)
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 11,196,706 18,173,697 62.31 539,905 1,017,727 88.50
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 483,460 503,360 4.12 27,074 27,589 1.90
2018-01-25 N-Q Federated Municipal Securities Income Trust (see advisory)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Put 340,300 375,000 10.20 19,057 20,554 7.86
2018-03-06 13F-HR CROFT-LEOMINSTER INC 137,321 26,755 -80.52 6,621 1,498 -77.38
2018-04-23 13F-HR Selway Asset Management 25,795 1,414
2018-03-23 N-Q Alpine Total Dynamic Dividend Fund (see advisory)
2018-02-26 N-Q Western Asset High Income Opportunity Fund Inc. (see advisory)
2018-05-15 13F-HR Perella Weinberg Partners Capital Management LP 51,312 0 -100.00 2,873 0 -100.00
2018-04-10 13F-HR Gradient Investments LLC 154,991 166,221 7.25 8,679 9,111 4.98
2018-05-01 13F-HR Field & Main Bank 600 100 -83.33 34 5 -85.29
2018-05-14 13F-HR Laurion Capital Management LP 67,902 93,043 37.03 3,802 5,100 34.14
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-04-11 13F-HR BIEGEL & WALLER LLC 184,447 184,866 0.23 10,329 10,133 -1.90
2018-05-14 13F-HR NOMURA HOLDINGS INC Call 446,300 24,974
2018-04-11 13F-HR DnB Asset Management AS 18,381 19,381 5.44 1,029,336 1,062,273 3.20
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-05-14 13F-HR BROWN ADVISORY INC 1,593,187 1,205,756 -24.32 89,219 66,088 -25.93
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 32 32 0.00 2 2 0.00
2018-04-25 13F-HR Bowling Portfolio Management LLC 69,434 99,594 43.44 3,888 5,459 40.41
2018-05-15 13F-HR Teewinot Capital Advisers, L.L.C. 100,511 100,511 0.00 5,629 5,509 -2.13
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 837,600 282,600 -66.26 46,906 15,489 -66.98
2018-05-15 13F-HR RUDMAN ERROL M 208,710 202,410 -3.02 11,688 11,094 -5.08
2018-04-26 13F-HR BEACON INVESTMENT ADVISORY SERVICES, INC. 3,847 5,542 44.06 215 304 41.40
2018-05-09 13F-HR EULAV Asset Management 58,000 90,000 55.17 3,248 4,933 51.88
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 2,156 1,509 -30.01 121 83 -31.40
2018-05-18 13F-HR WESBANCO BANK INC 64,646 88,505 36.91 3,620 4,851 34.01
2018-03-29 N-Q Advent Claymore Convertible Securities & Income Fund (see advisory)
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 14,199 13,564 -4.47 795 743 -6.54
2018-05-11 N-Q Madison Strategic Sector Premium Fund (see advisory)
2018-04-19 13F-HR Janney Capital Management LLC 313,399 308,315 -1.62 17,550 16,899 -3.71
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 2,851 2,663 -6.59 142 482 239.44
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 317,668 145,908 -54.07 17,789 7,998 -55.04
2018-04-24 13F-HR McAdam, LLC 1,590 87
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 226,360 1,814,740 701.71 10,915 101,625 831.06
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 17,768 17,141 -3.53 995,008 939,498 -5.58
2018-05-11 13F-HR Compagnie Odier SCA 1,189 1,424 19.76 66 78 18.18
2018-05-15 13F-HR American Financial Network Advisory Services Llc 3,363 0 -100.00 188 0 -100.00
2018-04-26 13F-HR PGGM Investments 288,100 288,100 0.00 16,134 15,791 -2.13
2018-05-15 13F-HR Squarepoint Ops LLC 7,485 0 -100.00 419 0 -100.00
2018-05-07 13F-HR ETRADE Capital Management LLC 8,253 18,458 123.65 462 1,012 119.05
2018-02-13 13F-HR MAVERICK CAPITAL LTD 46,720 0 -100.00 2,253 0 -100.00
2018-05-12 13F-HR Hillsdale Investment Management Inc. 130 130 0.00 7 7 0.00
2018-02-01 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 100 0 -100.00 5 0 -100.00
2018-05-14 13F-HR CARRET ASSET MANAGEMENT, LLC 17,200 29,155 69.51 963 1,598 65.94
2018-02-27 N-Q Pioneer Series Trust X (see advisory)
2018-01-24 13F-HR Selz Capital LLC 150,498 0 -100.00 7,257 0 -100.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 3,407,114 3,950,105 15.94 190,799 216,505 13.47
2018-02-13 13F-HR Corient Capital Partners, LLC 50,651 54,184 6.98 2,442 3,035 24.28
2018-05-08 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 42,278 15,718 -62.82 2,368 862 -63.60
2018-05-11 13F-HR Cambria Investment Management, L.P. 25,902 26,592 2.66 1,451 1,458 0.48
2018-03-27 N-Q Transamerica Funds (see advisory)
2018-05-09 13F-HR LINCOLN NATIONAL CORP 8,858 4,317 -51.26 496 236 -52.42
2018-02-14 13F-HR GLG Partners LP 0 20,596 0 1,153
2018-03-22 N-Q Eagle Series Trust (see advisory)
2018-05-10 13F-HR/A DARRELL & KING LLC 693,823 699,279 0.79 38,854 38,327 -1.36
2018-05-08 13F-HR Waratah Capital Advisors Ltd. 103,897 0 -100.00 5,818 0 -100.00
2018-02-14 13F-HR HRS Investment Holdings, LLC 7,500 0 -100.00 362 0 -100.00
2018-05-09 13F-HR IFP Advisors, Inc 11,377 22,044 93.76 637 1,208 89.64
2018-04-10 13F-HR Crow Point Partners, LLC 0 880 0 48
2018-05-02 13F-HR Financial Engines Advisors L.L.C. 5,175 11,110 114.69 290 609 110.00
2018-05-14 13F-HR AVIVA PLC 101,351 93,676 -7.57 5,676 5,134 -9.55
2018-04-20 N-Q Blackrock Municipal Series Trust (see advisory)
2018-01-29 13F-HR/A BAILARD, INC. 41,535 0 -100.00 2,022 0 -100.00
2018-05-15 13F-HR PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE 200,000 0 -100.00 11,200 0 -100.00
2018-02-23 N-Q Western Asset Variable Rate Strategic Fund Inc. (see advisory)
2018-04-18 13F-HR/A FNY Managed Accounts LLC 117 212 81.20 6 11 83.33
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-05-14 13F-HR Meiji Yasuda Life Insurance Co 3,900 0 -100.00 218 0 -100.00
2018-04-02 N-Q Pioneer Series Trust Vii (see advisory)
2018-03-28 N-Q Prudential Investment Portfolios 9 (see advisory)
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 132,617 360,093 171.53 7,427 19,737 165.75
2018-02-15 13F-HR/A Vantage Investment Partners, LLC 607,250 151,825 -75.00 29,282 8,502 -70.97
2018-03-30 N-Q Amg Funds I (see advisory)
2018-04-24 13F-HR Paragon Capital Management Ltd 4,604 252
2018-05-09 13F-HR Lido Advisors, LLC 7,850 9,244 17.76 439 506 15.26
2018-05-15 13F-HR Institute for Wealth Management, LLC. 12,969 12,388 -4.48 727 645 -11.28
2018-05-07 13F-HR Engineers Gate Manager LP 67,151 0 -100.00 3,760 0 -100.00
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 806 44
2018-03-23 N-Q Alpine Income Trust (see advisory)
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 3,718 3,718 0.00 208 204 -1.92
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-05-15 13F-HR CLEARARC CAPITAL INC 16,711 16,616 -0.57 936 911 -2.67
2018-05-02 N-Q Calamos Advisors Trust/il (see advisory)
2018-04-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 11,510 11,510 0.00 645 631 -2.17
2018-04-20 13F-HR BB&T CORP 5,536 9,349 68.88 310 512 65.16
2018-05-15 13F-HR Dana Investment Advisors, Inc. 4,929 349,377 6,988.19 276 19,149 6,838.04
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 219,663 261,208 18.91 12,301 14,316 16.38
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-04-23 13F-HR REGENTATLANTIC CAPITAL LLC 76,814 76,404 -0.53 4,302 4,188 -2.65
2018-04-02 N-Q Pioneer Series Trust Vi (see advisory)
2018-05-14 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC 67,940 68,301 0.53 3,805 3,744 -1.60
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 304,258 305,430 0.39 17,038 16,741 -1.74
2018-05-08 13F-HR Breiter Capital Management Inc 4,259 4,282 0.54 239 235 -1.67
2018-04-30 13F-HR FIRST NATIONAL TRUST CO 23,782 19,028 -19.99 1,331 1,043 -21.64
2018-05-18 13F-HR HUNTINGTON ASSET ADVISORS, INC. 0 1,500 0 82
2018-02-28 N-Q American High Income Trust (see advisory)
2018-05-04 13F-HR Trustcore Financial Services, Llc 508 601 18.31 28 33 17.86
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 39,300 82,200 109.16 2,201 4,505 104.68
2018-01-29 N-Q Aim Tax Exempt Funds (invesco Tax-exempt Funds) (see advisory)
2018-05-17 13F-HR M Holdings Securities, Inc. 0 4,787 0 262
2018-04-27 13F-HR COURIER CAPITAL CORP 0 3,949 0 216
2018-05-16 13F-HR Baxter Brothers Inc 8,570 8,870 3.50 480 486 1.25
2018-05-09 13F-HR MV Capital Management, Inc. 2,177 2,116 -2.80 122 116 -4.92
2018-02-13 13F-HR Invictus RG 975 0 -100.00 47 0 -100.00
2018-05-11 13F-HR Rock Point Advisors, LLC 58,590 51,705 -11.75 3,281 2,834 -13.62
2018-05-11 13F-HR CHEMICAL BANK 22,661 29,321 29.39 1,269 1,607 26.64
2018-05-11 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0 10,862 0 595
2018-05-08 13F-HR SIGNATUREFD, LLC 20,540 11,605 -43.50 1,150 636 -44.70
2018-05-15 13F-HR Moore Capital Management, LP 50,000 120,000 140.00 2,800 6,577 134.89
2018-04-05 13F-HR Nadler Financial Group, Inc. 3,604 3,887 7.85 202 213 5.45
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 879,641 700,892 -20.32 49,260 38,416 -22.01
2018-05-14 13F-HR UBS OCONNOR LLC 375,177 77,771 -79.27 21,010,000 4,263,000 -79.71
2018-05-03 13F-HR CONNING INC. 15,590 15,470 -0.77 873 848 -2.86
2018-02-14 13F-HR Vident Investment Advisory, LLC 52,907 64,247 21.43 2,551 3,598 41.04
2018-05-15 13F-HR UBS Group AG 3,050,911 3,460,585 13.43 170,851 189,675 11.02
2018-05-15 13F-HR Walleye Trading LLC 74,759 55,539 -25.71 4,187 3,044 -27.30
2018-04-26 13F-HR BP PLC 22,000 22,000 0.00 1,232 1,206 -2.11
2018-05-03 13F-HR Newfound Research LLC 25 21 -16.00 1 1 0.00
2018-05-03 13F-HR Bedel Financial Consulting, Inc. 342 19
2018-05-09 13F-HR WELCH CAPITAL PARTNERS LLC/NY 186,280 186,280 0.00 10,432 10,210 -2.13
2018-02-09 13F-HR SUNTRUST BANKS INC 565,985 549,420 -2.93 27,289 30,765 12.74
2018-05-15 13F-HR Gargoyle Investment Advisor L.L.C. 5,474 0 -100.00 306 0 -100.00
2018-04-18 13F-HR E&G Advisors, LP 70,693 67,795 -4.10 3,959 3,716 -6.14
2018-05-15 13F-HR Ionic Capital Management LLC Call 100,000 0 -100.00 5,600 0 -100.00
2018-05-15 13F-HR HANCOCK HOLDING CO 28,473 0 -100.00 1,595 0 -100.00
2018-05-02 13F-HR Tradewinds Capital Management, LLC 2,250 2,250 0.00 126 123 -2.38
2018-05-11 13F-HR Financial Advocates Investment Management 3,795 5,348 40.92 212 293 38.21
2018-01-25 13F-HR Eqis Capital Management, Inc. 9,111 0 -100.00 439 0 -100.00
2018-05-03 13F-HR Community Bank, N.A. 25 0 -100.00 1 0 -100.00
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-03-27 N-Q Federated Equity Funds (see advisory)
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 4,000 0 -100.00 224 0 -100.00
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 443,483 459,426 3.59 24,835 25,181 1.39
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 59,571 59,154 -0.70 3,335 3,242 -2.79
2018-05-18 N-Q Mfs Variable Insurance Trust Iii (see advisory)
2018-05-09 13F-HR/A JNBA Financial Advisors 803 803 0.00 45 44 -2.22
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 1,685,640 1,518,219 -9.93 94,396 83,214 -11.85
2018-04-24 13F-HR Baystate Wealth Management LLC 68 68 0.00 4 4 0.00
2018-05-10 13F-HR Jump Trading, LLC Put 12,400 27,600 122.58 694 1,513 118.01
2018-02-13 13F-HR Merit Financial Group, Llc 6,211 347
2018-04-26 N-Q Legg Mason Partners Income Trust (see advisory)
2018-05-15 13F-HR/A Glenview Trust Co 27,507 88,690 222.43 1,540 4,861 215.65
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 116,539 164,497 41.15 6,526 9,016 38.16
2018-05-15 13F-HR We Are One Seven, Llc 1,280 1,280 0.00 72 70 -2.78
2018-05-09 13F-HR ALTFEST L J & CO INC 3,922 3,752 -4.33 220 206 -6.36
2018-04-23 13F-HR Advisory Services Network, LLC 4,278 6,386 49.28 240 350 45.83
2018-05-10 13F-HR FRANKLIN RESOURCES INC 61,096 64,574 5.69 3,421 3,540 3.48
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 496,318 489,921 -1.29 27,794 26,853 -3.39
2018-05-11 13F-HR OMERS ADMINISTRATION Corp 44,300 90,100 103.39 2,481 4,938 99.03
2018-05-16 13F-HR Braun-bostich & Associates Inc. 12,280 13,076 6.48 688 717 4.22
2018-03-01 N-Q Nuveen Investment Trust Ii (see advisory)
2018-05-11 13F-HR Delpha Capital Management, Llc 1,125 0 -100.00 63 0 -100.00
2018-05-15 13F-HR Cider Mill Investments LP 130,300 130,300 0.00 7,297 7,142 -2.12
2018-05-10 13F-HR First Personal Financial Services 600 619 3.17 34 34 0.00
2018-04-30 13F-HR BOYS ARNOLD & CO INC 14,493 14,118 -2.59 812 782 -3.69
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 4,578,480 3,404,240 -25.65 220,774 190,637 -13.65
2018-01-26 N-Q GROWTH FUND OF AMERICA (see advisory)
2018-05-08 13F-HR Fosun International Ltd 19,800 19,800 0.00 1,109 1,085 -2.16
2018-03-22 N-Q Dreyfus/laurel Funds Inc (see advisory)
2018-05-15 13F-HR WADDELL & REED FINANCIAL INC 711,806 711,806 0.00 39,862 39,014 -2.13
2018-04-19 13F-HR Eidelman Virant Capital 33,550 30,050 -10.43 1,878 1,647 -12.30
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 63,906 39,785 -37.74 3,579 2,181 -39.06
2018-05-10 13F-HR TOTAL INVESTMENT MANAGEMENT INC 4,776 5,159 8.02 267 283 5.99
2018-05-15 13F-HR Walleye Trading LLC Call 182,700 88,200 -51.72 10,232 4,834 -52.76
2018-05-15 13F-HR Marshall Wace North America L.P. 68,795 0 -100.00 3,853 0 -100.00
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 119,243 167,283 40.29 6,678 9,169 37.30
2018-05-09 13F-HR Korea Investment CORP 986,500 1,129,969 14.54 55,244 61,934 12.11
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 6,454,092 7,054,672 9.31 360,748 385,888 6.97
2018-05-15 13F-HR BRYN MAWR TRUST Co 5,662 5,425 -4.19 317 298 -5.99
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 2,308,933 3,131,975 35.65 129,136 171,664 32.93
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 4,016 1,554 -61.30 224 85 -62.05
2018-05-10 13F-HR TODD ASSET MANAGEMENT LLC 444,057 413,775 -6.82 24,867 22,679 -8.80
2018-02-28 N-Q VANGUARD CHESTER FUNDS (see advisory)
2018-04-30 13F-HR EXANE DERIVATIVES 1,871 706 -62.27 104,780 38,097 -63.64
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 2,772,378 2,686,314 -3.10 155,254 147,237 -5.16
2018-05-14 13F-HR Allianz Asset Management AG Put 927,500 338,300 -63.53 51,940 18,542 -64.30
2018-05-11 13F-HR Quadrature Capital LTD 0 54,606 0 2,994
2018-02-28 N-Q Vanguard Fenway Funds (see advisory)
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 459,438 497,256 8.23 25,702 27,252 6.03
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 52,300 93,800 79.35 2,929 5,141 75.52
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 234,156 272,054 16.18 13,113 14,911 13.71
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 4,491 4,426 -1.45 251 230 -8.37
2018-04-09 13F-HR LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA 34,130 34,135 0.01 1,911 1,871 -2.09
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-05-15 13F-HR Anchor Bolt Capital, LP 1,677,912 2,891,570 72.33 93,963 158,487 68.67
2018-05-11 13F-HR MUHLENKAMP & CO INC 127,750 115,363 -9.70 7,154 6,323 -11.62
2018-05-01 13F-HR COOKSON PEIRCE & CO INC 0 8,250 0 452
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-02-14 13F-HR AHL Partners LLP 153,068 153,595 0.34 7,381 8,601 16.53
2018-05-07 13F-HR Psagot Investment House Ltd. 37,160 36,280 -2.37 2,081 1,989 -4.42
2018-05-15 13F-HR Unison Advisors Llc 22,249 22,371 0.55 1,246 1,227 -1.52
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 615,703 761,799 23.73 29,689 42,661 43.69
2018-05-18 13F-HR Catalyst Capital Advisors LLC 59,196 66,319 12.03 3,315 3,635 9.65
2018-02-06 13F-HR/A Horan Capital Advisors, LLC. 1,200 0 -100.00 58 0 -100.00
2018-01-29 N-Q Northern Lights Fund Trust Iv (see advisory)
2018-05-10 13F-HR BESSEMER GROUP INC 9,761 5,490 -43.76 547 301 -44.97
2018-05-15 13F-HR CAHILL FINANCIAL ADVISORS INC 17,815 17,752 -0.35 998 973 -2.51
2017-12-28 N-Q Fidelity Securities Fund (see advisory)
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-05-17 N-Q Advisorshares Trust (see advisory)
2018-04-13 13F-HR/A Glendon Capital Management LP 101,247 134,482 32.83 4,882 7,531 54.26
2018-05-15 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 880,430 779,630 -11.45 49,304 42,732 -13.33
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 23,000 21,513 -6.47 1,288 1,179 -8.46
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 10,342 1,659 -83.96 578 90 -84.43
2018-02-14 13F-HR BOKF, NA 96,276 123,062 27.82 4,643 6,892 48.44
2018-04-27 N-Q Etf Series Solutions (see advisory)
2018-05-07 13F-HR MONTAG A & ASSOCIATES INC 67,406 73,883 9.61 3,775 4,050 7.28
2018-05-18 N-Q Thrivent Mutual Funds (see advisory)
2018-05-11 13F-HR Azimuth Capital Management LLC 5,370 4,903 -8.70 301 269 -10.63
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-05-02 13F-HR Global X Management CO LLC 33,023 30,799 -6.73 1,849 1,688 -8.71
2018-04-24 13F-HR Rehmann Capital Advisory Group 5,843 6,642 13.67 327 364 11.31
2018-02-13 13F-HR 180 Wealth Advisors, Llc 8,838 495
2018-04-26 13F-HR CWM, LLC 58,895 76,974 30.70 3,298 4,219 27.93
2018-02-01 13F-HR Nationwide Fund Advisors 396,790 0 -100.00 19,133 0 -100.00
2018-05-14 13F-HR Allianz Asset Management AG 1,272,956 1,167,657 -8.27 71,286 63,999 -10.22
2018-05-14 13F-HR Nuveen Asset Management, LLC 87,729 84,562 -3.61 4,913 4,635 -5.66
2018-03-01 N-Q Pimco Funds (see advisory)
2018-05-11 13F-HR Private Ocean, LLC 43 0 -100.00 2 0 -100.00
2018-05-04 13F-HR First Dallas Securities Inc. 33,281 34,234 2.86 1,864 1,877 0.70
2018-05-08 13F-HR BURNEY CO/ 25,035 17,676 -29.39 1,402 969 -30.88
2018-02-08 13F-HR Trust Investment Advisors 28,085 26,985 -3.92 1,354 1,511 11.60
2018-05-15 13F-HR Clearbridge Investments, LLC 2,254 2,131 -5.46 126 117 -7.14
2018-04-02 N-Q Dunham Funds (see advisory)
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 24,800 169,600 583.87 1,389 9,296 569.26
2018-05-11 13F-HR CITIGROUP INC 192,504 1,390,229 622.18 10,781 76,199 606.79
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Put 175,500 0 -100.00 9,828 0 -100.00
2018-05-10 13F-HR IFM Investors Pty Ltd 5,571 5,571 0.00 312 305 -2.24
2018-05-14 13F-HR Old Mutual Global Investors (UK) Ltd. 0 10,824 0 593
2018-04-27 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 51,192 25,607 -49.98 2,867 1,404 -51.03
2018-05-15 13F-HR Spears Abacus Advisors LLC 462,819 463,609 0.17 25,918 25,410 -1.96
2018-04-25 N-Q Dreyfus Manager Funds Ii (see advisory)
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 4,553,929 5,145,012 12.98 255,020 281,998 10.58
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 4,004 4,047 1.07 224 222 -0.89
2018-02-13 13F-HR Axa 0 74,220 0 4,156
2018-04-24 13F-HR Regent Investment Management LLC 24,312 27,922 14.85 1,361 1,530 12.42
2018-03-08 N-Q Calamos Global Total Return Fund (see advisory)
2018-05-15 13F-HR Credit Capital Investments LLC 14,700 25,000 70.07 823 1,370 66.46
2018-04-24 N-Q Voya Equity Trust (see advisory)
2018-05-15 13F-HR Folger Hill Asset Management LP 30,200 0 -100.00 1,691 0 -100.00
2018-05-15 13F-HR Carnegie Capital Asset Management, LLC 85,330 121,688 42.61 4,723 6,552 38.73
2018-05-04 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 455 455 0.00 25 25 0.00
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,630,140 3,536,013 116.91 91,287 193,809 112.31
2018-02-14 13F-HR GLG LLC 44,489 8,989 -79.80 2,145 503 -76.55
2018-05-08 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 240,197 233,839 -2.65 13,451 12,817 -4.71
2018-05-11 13F-HR Mondrian Investment Partners LTD 1,000 1,000 0.00 56 52 -7.14
2018-05-17 13F-HR Nvwm, Llc 410 2,700 558.54 23 140 508.70
2018-05-15 13F-HR Grosvenor Capital Management, L.P. 278,700 637,150 128.61 15,607 34,922 123.76
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 13,400 0 -100.00 646 0 -100.00
2018-05-14 13F-HR MERIDIAN INVESTMENT COUNSEL INC. 11,349 11,349 0.00 636 622 -2.20
2018-05-11 13F-HR IPG Investment Advisors LLC 30,500 13,790 -54.79 1,708,000 755,830 -55.75
2018-04-13 13F-HR North Star Investment Management Corp. 500 560 12.00 28 31 10.71
2018-05-14 13F-HR Hudson Bay Capital Management LP Put 0 636,400 0 34,881
2018-05-15 13F-HR Mariner Wealth Advisors, LLC 4,542 10,274 126.20 254 563 121.65
2018-04-26 13F-HR Lenox Wealth Management, Inc. 869 832 -4.26 49 45 -8.16
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN Put 889,000 312,100 -64.89 2,783 647 -76.75
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 854,300 505,700 -40.81 47,841 27,717 -42.06
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-05-08 13F-HR TIVERTON ASSET MANAGEMENT LLC 10,989 36,084 228.36 616 1,978 221.10
2018-05-15 13F-HR Hilltop Holdings Inc. 0 11,472 0 629
2018-05-15 13F-HR Kaizen Advisory, Llc 624 624 0.00 35 34 -2.86
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 801,009 770,602 -3.80 44,857 42,237 -5.84
2018-05-15 13F-HR BASSWOOD CAPITAL MANAGEMENT, L.L.C. 93,878 73,690 -21.50 5,257 4,039 -23.17
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 636,238 1,825,505 186.92 35,629 100,056 180.83
2018-04-23 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 14,869 14,496 -2.51 832 795 -4.45
2018-04-25 13F-HR Blue Chip Partners, Inc. 2,785 153
2017-12-28 N-Q American Century Growth Funds, Inc. (see advisory)
2018-04-17 13F-HR HENGEHOLD CAPITAL MANAGEMENT LLC 42,509 2,330
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Put 356,700 327,300 -8.24 19,975,200 17,939,313 -10.19
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 6,545 7,481 14.30 367 410 11.72
2018-05-11 13F-HR CIBC WORLD MARKETS CORP Call 50,000 0 -100.00 2,800 0 -100.00
2018-04-30 13F-HR WAGNER BOWMAN MANAGEMENT CORP 10,734 8,362 -22.10 601 458 -23.79
2018-05-18 13F-HR CIBC World Markets Inc. Call 50,000 0 -100.00 2,800 0 -100.00
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 173,975 167,075 -3.97 9,741 9,110 -6.48
2018-04-10 13F-HR Farmers & Merchants Trust Co of Chambersburg PA 190 190 0.00 10,640 10,414 -2.12
2018-05-07 13F-HR Vantage Financial Partners Ltd., Inc. 5,200 5,100 -1.92 289 280 -3.11
2018-05-15 13F-HR STATE STREET CORP 24,332,929 23,550,181 -3.22 1,362,650 1,290,785 -5.27
2018-03-01 N-Q Oppenheimer Municipal Fund (see advisory)
2018-01-05 13F-HR QUANTRES ASSET MANAGEMENT Ltd 5,500 0 -100.00 265 0 -100.00
2018-05-15 13F-HR Verition Fund Management LLC 6,281 35,152 459.66 352 1,927 447.44
2018-05-09 13F-HR Oakworth Capital, Inc. 1,151 1,151 0.00 61 60 -1.64
2018-05-11 13F-HR CORNERSTONE ADVISORS INC 41,000 41,000 0.00 2,296 2,247 -2.13
2018-03-29 N-Q Ishares Trust (see advisory)
2018-04-27 N-Q John Hancock Sovereign Bond Fund (see advisory)
2018-05-15 13F-HR Gareth Morgan Investments Limited Partnership 13,789 0 -100.00 772 0 -100.00
2018-04-06 13F-HR Benson Investment Management Company, Inc. 50,600 0 -100.00 2,834 0 -100.00
2018-02-27 N-Q Doubleline Funds Trust (see advisory)
2018-03-08 N-Q Calamos Strategic Total Return Fund (see advisory)
2018-05-14 13F-HR SSI INVESTMENT MANAGEMENT INC 6,593 6,498 -1.44 370 355 -4.05
2018-05-10 13F-HR Wagner Wealth Management, Llc 400 1,900 375.00 23 104 352.17
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC Call 0 150,000 0 8,222
2018-05-11 13F-HR STIFEL FINANCIAL CORP 1,078,917 1,082,621 0.34 60,445 59,299 -1.90
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-18 13F-HR Catalyst Capital Advisors LLC Call 50 0 -100.00 52 0 -100.00
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 551,023 476,891 -13.45 30,857 26,138 -15.29
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 29,126 227,031 679.48 1,631 12,443 662.91
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 257 0 -100.00 14 0 -100.00
2018-05-09 13F-HR CCM INVESTMENT ADVISERS LLC 10,600 6,775 -36.08 593 371 -37.44
2018-04-30 13F-HR Gilbert & Cook, Inc. 0 4,380 0 240
2018-05-11 13F-HR CITIGROUP INC Call 765,900 498,300 -34.94 42,891 27,312 -36.32
2018-05-01 13F-HR ARP AMERICAS LLC 6,000 14,800 146.67 336 811 141.37
2018-01-03 N-Q Alphamark Investment Trust (see advisory)
2018-02-13 13F-HR LOEWS CORP 14,510 14,510 0.00 700 813 16.14
2018-05-14 13F-HR BROADWOOD CAPITAL INC Put 250,000 200,000 -20.00 14,000 10,962 -21.70
2018-05-10 13F-HR Lucia Wealth Services, Llc 7,181 12,950 80.34 402 710 76.62
2018-05-15 13F-HR Natixis 1,944,112 204,028 -89.51 108,870 11,117 -89.79
2018-05-15 13F-HR Capital World Investors 11,365,100 10,818,000 -4.81 636,446 592,935 -6.84
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-04-20 13F-HR STRS OHIO 1,912,687 1,844,094 -3.59 107,110 101,074 -5.64
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 35,000 35,000 0.00 1,960 1,918 -2.14
2018-02-28 N-Q Leuthold Funds Inc (see advisory)
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-14 13F-HR CADENCE CAPITAL MANAGEMENT LLC 72,266 55,763 -22.84 4,047 3,056 -24.49
2018-04-20 N-Q Exchange Listed Funds Trust (see advisory)
2018-04-27 N-Q Fidelity Advisor Series I (see advisory)
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 3,300 6,216 88.36 185 341 84.32
2018-05-03 13F-HR ADVISOR PARTNERS LLC 12,889 12,974 0.66 773 711 -8.02
2018-05-07 13F-HR Beach Point Capital Management LP 192,106 192,106 0.00 10,758 10,529 -2.13
2018-05-09 13F-HR Marathon Trading Investment Management LLC 0 10,900 0 597
2018-05-15 13F-HR One Wealth Advisors, Llc 94 128 36.17 5 7 40.00
2018-05-08 13F-HR WATERS PARKERSON & CO., LLC 3,750 3,750 0.00 210 206 -1.90
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 14,265 21,101 47.92 798 1,156 44.86
2018-04-12 13F-HR Bogart Wealth, Llc 500 500 0.00 28 27 -3.57
2018-05-15 13F-HR Otter Creek Advisors, LLC 183,564 0 -100.00 10,280 0 -100.00
2018-04-23 13F-HR Financial Architects, Inc 2,701 1,618 -40.10 130 89 -31.54
2018-05-15 13F-HR Edge Advisors, Llc 958 430 -55.11 53 23 -56.60
2018-04-26 13F-HR Sturgeon Ventures Llp 26,464 26,492 0.11 1,482 1,454 -1.89
2018-02-13 13F-HR Simmons Bank 4,288 4,288 0.00 206 240 16.50
2018-05-09 13F-HR KBC Group NV 325,884 338,843 3.98 18,250 18,572 1.76
2018-05-15 13F-HR Altshuler Shaham Ltd 631,812 768,584 21.65 35,381 42,126 19.06
2018-05-14 13F-HR AUXIER ASSET MANAGEMENT 13,670 13,670 0.00 766 749 -2.22
2018-04-25 13F-HR Coronation Fund Managers Ltd. 132,590 162,692 22.70 7,425 8,917 20.09
2018-05-15 13F-HR Glacier Peak Capital LLC 0 124,000 0 6,796
2018-05-04 13F-HR Rossmore Private Capital 100 0 -100.00 5,600 0 -100.00
2018-05-15 13F-HR STEELHEAD PARTNERS LLC 15,000 15,000 0.00 840 822 -2.14
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 2,839 2,719 -4.23 1,263 492 -61.05
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 2,715,131 2,777,558 2.30 152,047 152,238 0.13
2018-05-07 13F-HR SOUND SHORE MANAGEMENT INC /CT/ 3,353,100 3,287,146 -1.97 187,774 180,168 -4.05
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 129,094 185,275 43.52 7,229 10,155 40.48
2018-04-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 2,000 0 -100.00 112 0 -100.00
2018-04-26 N-Q Columbia Funds Series Trust I (see advisory)
2018-05-14 13F-HR ProShare Advisors LLC 90,020 93,167 3.50 5,041 5,106 1.29
2017-12-28 N-Q Eaton Vance Municipals Trust Ii (see advisory)
2018-05-15 13F-HR SANDLER CAPITAL MANAGEMENT 50,000 0 -100.00 2,800 0 -100.00
2018-05-14 13F-HR Nuveen Fund Advisors, LLC 11,675 0 -100.00 654 0 -100.00
2018-01-29 N-Q Nuveen Multistate Trust Ii /ma/ (see advisory)
2018-04-18 13F-HR Louisiana State Employees Retirement System 39,700 39,700 0.00 2,223 2,176 -2.11
2017-12-29 N-Q American High-income Municipal Bond Fund (see advisory)
2018-05-07 13F-HR EATON VANCE MANAGEMENT 61,116 61,959 1.38 3,422 3,396 -0.76
2018-05-11 13F-HR AMICA MUTUAL INSURANCE CO 32,346 32,346 0.00 1,811 1,773 -2.10
2018-05-14 13F-HR Mosaic Family Wealth, LLC 700 500 -28.57 39 27 -30.77
2018-05-01 13F-HR Centerstar Asset Management, Llc 74 11 -85.14
2018-05-10 13F-HR Taylor Hoffman Wealth Management 94 94 0.00 5 5 0.00
2018-05-09 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 370,300 370,300 0.00 20,737 20,296 -2.13
2018-02-14 13F-HR Sciencast Management LP 31,347 0 -100.00 1,572 0 -100.00
2018-05-11 13F-HR HAP Trading, LLC Put 18,000 11,600 -35.56 8 20 150.00
2018-05-04 13F-HR Quantitative Systematic Strategies LLC 29,650 37,640 26.95 1,660 2,063 24.28
2018-05-15 13F-HR Advisor Group, Inc. 94,219 91,461 -2.93 5,277 5,013 -5.00
2018-04-13 13F-HR CALAMOS WEALTH MANAGEMENT LLC 139,060 166,389 19.65 7,787 9,120 17.12
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 22,083 1,236
2018-01-30 13F-HR Roble, Belko & Company, Inc 591 591 0.00 28 33 17.86
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 496,721 13,711 -97.24 27,816 751 -97.30
2018-05-08 13F-HR Bt Investment Management Ltd 362,374 206,330 -43.06 20,292,944 11,308,947 -44.27
2018-05-09 13F-HR Cetera Investment Advisers 3,785 3,948 4.31 211 214 1.42
2018-05-11 13F-HR PITCAIRN CO 35,225 16,808 -52.28 1,972 921 -53.30
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 10,596 0 -100.00 593 0 -100.00
2018-04-13 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 69 4
2018-05-09 13F-HR Tredje AP-fonden 49,470 40,130 -18.88 2,770 2,200 -20.58
2018-05-01 13F-HR Checchi Capital Advisers, LLC 7,559 6,732 -10.94 423 369 -12.77
2018-04-27 N-Q Nuveen Municipal 2021 Target Term Fund (see advisory)
2018-04-30 13F-HR HONEYWELL INTERNATIONAL INC 476,400 254,700 -46.54 26,678 13,960 -47.67
2018-05-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 179,600 209,901 16.87 10,058 11,505 14.39
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 2,573,900 2,140,300 -16.85 144,138 117,310 -18.61
2018-05-15 13F-HR Berkshire Hathaway Inc 53,110,395 53,599,357 0.92 2,974,182 2,937,781 -1.22
2018-01-09 13F-HR Deane Retirement Strategies, Inc. 28,712 0 -100.00 1,384 0 -100.00
2018-05-10 13F-HR NGAM ADVISORS, L.P. 93,665 106,796 14.02 5,245 5,853 11.59
2018-05-14 13F-HR Icon Wealth Partners, Llc 456 0 -100.00 26 0 -100.00
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 46,372 55,396 19.46 2,597 3,036 16.90
2018-05-02 13F-HR HENNESSY ADVISORS INC 53,200 58,200 9.40 2,979 3,190 7.08
2018-05-15 13F-HR Paloma Partners Management Co Call 86,100 42,100 -51.10 4,822 2,307 -52.16
2018-05-15 13F-HR WOLVERINE TRADING, LLC 100,599 66,896 -33.50 5,634 3,667 -34.91
2018-05-09 13F-HR Cetera Advisors LLC 9,794 11,038 12.70 549 606 10.38
2018-05-18 13F-HR Xact Kapitalforvaltning AB 16,362 17,979 9.88 916 985 7.53
2018-02-28 N-Q Metropolitan West Funds (see advisory)
2018-01-24 13F-HR Sg3 Management, Llc Call 0 0 0 0
2018-03-30 N-Q Amg Funds Iv (see advisory)
2018-05-01 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 1,600 66,600 4,062.50 90 3,650 3,955.56
2018-02-14 13F-HR CMT Asset Management Ltd Put 162,500 0 -100.00 7,836 0 -100.00
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 5,296,429 5,783,546 9.20 296,601 316,996 6.88
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 17,419 14,889 -14.52 975 816 -16.31
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 2,480 2,480 0.00 139 136 -2.16
2018-01-18 N-Q Allianzgi Convertible & Income 2024 Target Term Fund (see advisory)
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 47,750 50,320 5.38 2,674 2,758 3.14
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-02-27 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-04-27 N-Q Nuveen Multistate Trust Iv (see advisory)
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 26,548 26,548 0.00 1,487 1,455 -2.15
2018-02-28 N-Q Transparent Value Trust (see advisory)
2018-05-11 13F-HR Gemmer Asset Management LLC 411 411 0.00 23 23 0.00
2018-05-15 13F-HR HBK INVESTMENTS L P 388,600 424,554 9.25 21,762 23,270 6.93
2018-05-01 13F-HR Traynor Capital Management, Inc. 4,611 4,946 7.27 258 271 5.04
2018-04-25 13F-HR Seminole Management Co., Inc. 881,000 1,145,863 30.06 49,336 62,805 27.30
2018-05-09 13F-HR Cetera Investment Advisers Put 500 0
2018-05-15 13F-HR Manatuck Hill Partners, LLC 10,000 0 -100.00 560 0 -100.00
2018-05-03 13F-HR Wellington Shields Capital Management, LLC 20,920 21,100 0.86 1,172 1,156 -1.37
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 1,321,294 545,794 -58.69 73,992 29,915 -59.57
2018-05-15 13F-HR CREDIT SUISSE AG/ 1,120,384 983,297 -12.24 62,741 53,894 -14.10
2018-02-09 13F-HR RidgeWorth Capital Management LLC 925,580 838,532 -9.40 44,631 46,958 5.21
2018-04-26 13F-HR Brave Asset Management Inc 40,031 42,482 6.12 2,242 2,328 3.84
2018-03-29 N-Q Advisors' Inner Circle Fund (see advisory)
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 64 64 0.00 4 4 0.00
2018-02-06 13F-HR Cognios Capital, LLC 4,353 0 -100.00 209 0 -100.00
2018-05-14 13F-HR COHEN & STEERS INC 361 20
2018-05-15 13F-HR Metlife Investment Advisors, Llc 202,951 195,718 -3.56 11,365 10,727 -5.61
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-04-23 13F-HR Pineno Levin & Ford Asset Management, Inc. 50,333 50,668 0.67 2,819 2,777 -1.49
2018-03-23 N-Q Alpine Global Dynamic Dividend Fund (see advisory)
2018-04-17 13F-HR Calton & Associates, Inc. 895 0 -100.00 53 0 -100.00
2018-05-11 13F-HR Cutler Group LP Put 43,700 72,900 66.82 0 154
2018-02-27 N-Q Touchstone Funds Group Trust (see advisory)
2018-03-28 N-Q Valued Advisers Trust (see advisory)
2018-03-29 N-Q Nuveen Investment Funds Inc (see advisory)
2018-05-14 13F-HR Scp Investment, Lp 10,000 0 -100.00 560 0 -100.00
2018-05-04 13F-HR Ironsides Asset Advisors, LLC 11,450 628
2018-03-29 N-Q Direxion Shares Etf Trust (see advisory)
2018-05-10 13F-HR Jump Trading, LLC 7,744 286 -96.31 434 16 -96.31
2018-04-20 13F-HR KWMG, LLC 35,871 38,825 8.24 2,009 2,128 5.92
2018-05-08 13F-HR Lyons Wealth Management, LLC. 15,279 15,730 2.95 856 860 0.47
2018-05-04 13F-HR RWC Asset Management LLP 165,000 99,000 -40.00 9,240 5,426 -41.28
2018-05-15 13F-HR Point72 Asset Management, L.P. 552,200 280,000 -49.29 30,923 15,347 -50.37
2018-04-13 13F-HR National Pension Service 5,946 6,914 16.28 333 379 13.81
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 0 73,165 0 4,010
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 74,750 79,549 6.42 4,187 4,351 3.92
2018-05-11 N-Q Neuberger Berman Advisers Management Trust (see advisory)
2018-04-25 N-Q Pioneer Floating Rate Trust (see advisory)
2018-04-09 13F-HR CenturyLink Investment Management Co 31,569 31,569 0.00 1,768 1,730 -2.15
2018-05-08 13F-HR Buckley Wealth Management, Llc 6,000 329
2018-04-02 N-Q American Beacon Funds (see advisory)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Call 217,800 0 -100.00 12,197 0 -100.00
2018-05-15 13F-HR Thames Capital Management Llc 49,240 0 -100.00 2,757 0 -100.00
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 36,696 33,593 -8.46 2,044 1,841 -9.93
2018-05-04 13F-HR Boston Partners 8,484,965 11,791,533 38.97 475,158 646,294 36.02
2018-02-09 13F-HR Virtu Financial LLC 11,052 23,090 108.92 533 1,293 142.59
2018-05-09 13F-HR Ceredex Value Advisors Llc 770,361 42,224
2017-12-29 N-Q Income Fund Of America (see advisory)
2018-02-09 13F-HR Holistic Financial Partners 258 14
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 761 761 0.00 43 42 -2.33
2018-05-14 13F-HR SANDERS MORRIS HARRIS INC. 0 12,250 0 671
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 941,700 1,033,900 9.79 52,735 56,668 7.46
2018-05-14 13F-HR NOMURA HOLDINGS INC 848,404 46,791
2018-05-15 13F-HR REDWOOD CAPITAL MANAGEMENT, LLC 1,000,000 1,000,000 0.00 56,000 54,810 -2.12
2018-04-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-03-29 N-Q Columbia Etf Trust I (see advisory)
2018-04-27 N-Q Ab Municipal Income Fund, Inc. (see advisory)
2018-05-07 13F-HR Manchester Capital Management LLC 0 71 0 4
2018-02-14 13F-HR Lumina Fund Management LLC 10,000 10,000 0.00 482 560 16.18
2018-05-14 13F-HR HENDERSON GROUP PLC 58,899 1,062,863 1,704.55 3,299 58,256 1,665.87
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 45,445 49,110 8.06 2,544 2,691 5.78
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 13,162 13,190 0.21 737 723 -1.90
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 752,526 945,788 25.68 36,286,806 52,964,128 45.96
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 92,538 94,138 1.73 5,182 5,160 -0.42
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Call 722,100 324,000 -55.13 40,437,600 17,758,440 -56.08
2018-03-23 N-Q Glenmede Fund Inc (see advisory)
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-03-28 N-Q Prudential Investment Portfolios, Inc. 17 (see advisory)
2018-04-13 13F-HR Calamos Advisors LLC 1,927,164 2,236,157 16.03 107,921 122,564 13.57
2018-02-12 13F-HR Heritage Trust Co 11,875 12,763 7.48 573 714 24.61
2018-05-14 13F-HR Allianz Asset Management AG Call 178,500 33,800 -81.06 9,996 1,853 -81.46
2018-04-24 N-Q Western Asset Global High Income Fund Inc. (see advisory)
2018-04-30 13F-HR BANK HAPOALIM BM 14,319 26,419 84.50 802 1,448 80.55
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 21,514 21,452 -0.29 1,205 1,176 -2.41
2018-05-11 13F-HR Teza Capital Management LLC 0 59,960 0 3,286
2018-05-14 13F-HR NOMURA HOLDINGS INC Put 219,015 12,195
2018-02-15 13F-HR Bb&t Investment Services, Inc. 1,402 1,801 28.46 47 97 106.38
2018-03-28 N-Q Putnam Global Income Trust (see advisory)
2018-03-05 13F-HR/A NORGES BANK 3,027,368 2,819,688 -6.86 139,138 157,903 13.49
2018-05-15 13F-HR Argent Trust Co 4,747 5,131 8.09 266 281 5.64
2018-05-15 13F-HR CLEARBRIDGE, LLC 1,372,887 1,259,965 -8.23 76,882 69,059 -10.18
2018-05-09 13F-HR Twin Tree Management, LP 0 28,534 0 1,564
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC 54,702 0 -100.00 3,063 0 -100.00
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 2,364,933 2,354,894 -0.42 114,037 131,874 15.64
2018-05-15 13F-HR Rafferty Asset Management, LLC 0 60,848 0 3,335
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 6,000 4,300 -28.33 336 236 -29.76
2018-05-11 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 328 18
2018-04-03 13F-HR Pensionfund DSM Netherlands 56,000 0 -100.00 3,136 0 -100.00
2018-04-27 13F-HR Retirement Systems of Alabama 659,333 652,147 -1.09 36,923 35,744 -3.19
2018-02-28 N-Q Vanguard Malvern Funds (see advisory)
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 62,318 197,911 217.58 3,532 10,628 200.91
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 559 0 -100.00 27 0 -100.00
2018-02-09 13F-HR Proficio Capital Partners LLC 13 13 0.00 1 1 0.00
2018-05-15 13F-HR STELLIAM INVESTMENT MANAGEMENT, LP 2,645,000 2,512,500 -5.01 148,120 137,710 -7.03
2018-04-17 13F-HR INGALLS & SNYDER LLC 393,952 432,984 9.91 22,061 23,732 7.57
2018-01-24 13F-HR HOWE & RUSLING INC 750 646 -13.87 36 36 0.00
2018-05-11 13F-HR W.G. Shaheen & Associates DBA Whitney & Co 0 1,500 0 82
2018-05-15 13F-HR Virtue Capital Management, Llc 1,731 4,225 144.08 97 231 138.14
2018-02-28 N-Q Prudential Investment Portfolios, Inc. (see advisory)
2018-05-14 13F-HR Oz Management LP 4,160 0 -100.00 233 0 -100.00
2018-03-28 N-Q Prudential Global Total Return Fund, Inc. (see advisory)
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 47,491 58,210 22.57 2,659 3,190 19.97
2018-05-15 13F-HR FIRST COMMONWEALTH FINANCIAL CORP /PA/ 7,845 6,000 -23.52 439 329 -25.06
2018-05-15 13F-HR Lombard Odier Asset Management (Switzerland) SA 3,640 0 -100.00 204 0 -100.00
2018-04-24 13F-HR FOUNDERS FINANCIAL SECURITIES LLC 12,305 12,545 1.95 689 688 -0.15
2018-02-28 N-Q Ivy Funds (see advisory)
2018-04-30 13F-HR Glassman Wealth Services 36 56 55.56 2 3 50.00
2018-01-26 N-Q Prudential Investment Portfolios 3 (see advisory)
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-07 13F-HR United Bank 4,136 0 -100.00 232 0 -100.00
2018-04-30 13F-HR LOWE BROCKENBROUGH & CO INC 120,960 122,605 1.36 6,774 6,720 -0.80
2018-05-15 13F-HR Brasada Capital Management, Lp 100 0 -100.00 6 0 -100.00
2018-05-14 13F-HR GREEN SQUARE CAPITAL LLC 138,938 109,543 -21.16 7,781 6,004 -22.84
2018-05-04 13F-HR CAPITAL ADVISORS INC/OK 206,334 222,021 7.60 11,555 12,169 5.31
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 2,777,400 3,189,400 14.83 155,534 174,811 12.39
2018-05-08 13F-HR EXENCIAL WEALTH ADVISORS, LLC 3,976 218
2018-04-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 3,500 7,500 114.29 196 411 109.69
2018-02-14 13F-HR Kendall Capital Management 27,425 1,536
2018-05-09 13F-HR AlphaMark Advisors, LLC 67,013 63,614 -5.07 3,753 3,487 -7.09
2018-05-11 13F-HR HAP Trading, LLC Call 1,112,400 1,106,400 -0.54 1,536 875 -43.03
2018-05-07 13F-HR Granite Springs Asset Management Llc 7,664 7,429 -3.07 429 407 -5.13
2018-03-29 N-Q Hennessy Funds Trust (see advisory)
2018-04-17 13F-HR HERMES INVESTMENT MANAGEMENT LTD 1,975,963 1,587,887 -19.64 110,654 87,032 -21.35
2018-05-15 13F-HR HighVista Strategies LLC 5,800 7,200 24.14 325 395 21.54
2018-05-10 13F-HR Winfield Associates, Inc. 215 0 -100.00 13 0 -100.00
2018-05-01 13F-HR PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL 5,272 5,272 0.00 295 289 -2.03
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 1,140,373 1,350,088 18.39 63,861 73,998 15.87
2018-05-04 13F-HR LSV ASSET MANAGEMENT 4,008,613 4,222,963 5.35 224,482 231,460 3.11
2018-04-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 500 500 0.00 28 27 -3.57
2018-05-08 13F-HR US BANCORP \DE\ 1,583,022 1,639,150 3.55 88,649 89,843 1.35
2018-05-09 13F-HR BBR PARTNERS, LLC 4,293 235
2018-03-29 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2018-05-14 13F-HR Premia Global Advisors, Llc 4,122 4,122 0.00 230 225 -2.17
2018-05-15 13F-HR Adage Capital Partners GP LLC 1,206,919 1,224,819 1.48 67,587 67,132 -0.67
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 1,198,407 1,165,518 -2.74 67,111 63,882 -4.81
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2017-12-28 N-Q Putnam Investors Fund (see advisory)
2018-05-15 13F-HR Polar Asset Management Partners Inc. Put 0 200,000 0 10,962
2018-03-30 N-Q Fidelity Capital Trust (see advisory)
2018-05-09 13F-HR GFS Advisors, LLC 0 4,100 0 225
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 116,500 70,000 -39.91 6,524 3,837 -41.19
2018-04-27 N-Q Nuveen Georgia Quality Municipal Income Fund (see advisory)
2018-05-09 13F-HR ProVise Management Group, LLC 14,062 12,740 -9.40 761 698 -8.28
2018-05-15 13F-HR GAM Holding AG 23,697 20,257 -14.52 1,327 1,110 -16.35
2018-05-11 13F-HR BBT Capital Management, LLC 115,180 115,180 0.00 6,450 6,313 -2.12
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-05-15 13F-HR Woodson Capital Management, LP 162,900 237,500 45.79 9,122 13,017 42.70
2018-05-14 13F-HR Barnett & Company, Inc. 57,600 57,600 0.00 3,226 3,157 -2.14
2018-01-24 13F-HR Canal Capital Management, LLC 10,464 0 -100.00 505 0 -100.00
2018-04-19 13F-HR Versant Capital Management, Inc 1,588 1,084 -31.74 88 59 -32.95
2018-04-27 N-Q John Hancock Strategic Series (see advisory)
2018-05-15 13F-HR Impala Asset Management LLC 0 320,604 0 17,572
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 933,069 911,721 -2.29 52,252 49,971 -4.37
2018-04-13 13F-HR SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0 346,654 0 19,000
2018-05-02 13F-HR RHUMBLINE ADVISERS 1,191,174 1,175,038 -1.35 66,706 64,404 -3.45
2018-05-10 13F-HR Flinton Capital Management LLC 84,560 88,976 5.22 4,736 4,877 2.98
2018-05-15 13F-HR Bridgewater Associates, LP 12,061 49,022 306.45 675 2,687 298.07
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 0 89,000 0 4,878
2018-04-13 13F-HR Jolley Asset Management, LLC 89,246 91,040 2.01 4,998 4,990 -0.16
2018-05-15 13F-HR DEUTSCHE BANK AG\ 7,057,124 7,076,815 0.28 395,194 387,874 -1.85
2018-04-16 13F-HR SHIKIAR ASSET MANAGEMENT INC 63,345 66,305 4.67 3,547 3,634 2.45
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,594,087 1,658,366 4.03 89,269 90,895 1.82
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 148,159 118,380 -20.10 8,297 6,488 -21.80
2018-05-14 13F-HR IHT Wealth Management, LLC 2,107 3,068 45.61 115 159 38.26
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 174,795 170,553 -2.43 9,788 9,348 -4.50
2018-05-10 13F-HR Mainstay Capital Management Llc /adv 18 0 -100.00 1 0 -100.00
2018-05-14 13F-HR Itau Unibanco Holding S.A. 0 4,623 0 253
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 16,849 14,890 -11.63 943 816 -13.47
2018-05-15 13F-HR Williams Jones & Associates LLC 216,251 208,985 -3.36 12,110 11,454 -5.42
2018-05-01 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 349,008 306,830 -12.09 19,544 16,817 -13.95
2018-03-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-05-09 13F-HR BTC Capital Management, Inc. 26,293 1,443
2018-05-14 13F-HR GOLDENTREE ASSET MANAGEMENT LP 174,233 0 -100.00 9,757 0 -100.00
2018-03-09 13F-HR Pacific Sun Financial Corp 36,395 2,038
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-05-09 13F-HR Lee Financial CORP 130 268 106.15 7 15 114.29
2018-05-11 13F-HR Harbor Advisors LLC 14,602 14,602 0.00 818 800 -2.20
2018-02-07 13F-HR Roundview Capital LLC 6,480 4,430 -31.64 312 248 -20.51
2018-01-25 13F-HR VILLERE ST DENIS J & CO LLC 8,900 0 -100.00 429 0 -100.00
2018-05-04 13F-HR M&T BANK CORP 711,137 736,930 3.63 39,822 40,391 1.43
2018-05-15 13F-HR Horizon Kinetics LLC 6,450 6,450 0.00 361 354 -1.94
2018-05-15 13F-HR LMM LLC 1,658,535 1,561,700 -5.84 92,878 85,597 -7.84
2018-04-25 13F-HR Vanguard Capital Wealth Advisors 7,561 5,393 -28.67 423,416 290,844 -31.31
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-05-08 13F-HR GW&K Investment Management, LLC 198,005 172,078 -13.09 11,088 9,432 -14.94
2018-05-03 13F-HR Exchange Capital Management, Inc. 79,892 78,389 -1.88 4,474 4,297 -3.96
2018-05-03 13F-HR STEPHENS INC /AR/ 24,390 64,363 163.89 1,366 3,528 158.27
2018-05-15 13F-HR J. Goldman & Co LP 214,595 0 -100.00 12,017 0 -100.00
2018-05-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 4,900 4,900 0.00 274 269 -1.82
2018-04-10 13F-HR Lourd Capital, LLC