Stock Institutional Ownership and Shareholders

SecurityDAL / Delta Air Lines, Inc. (247361702)
Institutional Owners860
Institutional Shares610,455,680
Outstanding Shares763,000,000 (as of 2016-06-30)
Institutional Value$ 215,697,011,000 USD

Delta Air Lines, Inc. (NYSE:DAL) has 860 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 610,455,680 shares. Largest shareholders include Berkshire Hathaway Inc, Vanguard Group Inc, BlackRock Inc., Jp Morgan Chase & Co, Primecap Management Co/ca/, Lansdowne Partners (uk) Llp, State Street Corp, Evercore Trust Company, N.A., Par Capital Management Inc, and Price T Rowe Associates Inc /md/.



Delta Air Lines, Inc. (NYSE:DAL) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-10-18 13F-HR HOWE & RUSLING INC 442 750 69.68 24 36 50.00
2017-10-23 13F-HR BB&T CORP 8,512 6,722 -21.03 456 324 -28.95
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 66,650 69,294 3.97 3,582 3,353 -6.39
2017-08-03 13F-HR WINDSOR FINANCIAL GROUP LLC 0 4,264 0 229
2017-11-09 13F-HR BBT Capital Management, LLC 179,180 179,180 0.00 9,629 8,640 -10.27
2017-11-08 13F-HR AT Bancorp 39,304 46,759 18.97 2,113 2,255 6.72
2017-10-19 13F-HR LS Investment Advisors, LLC 27,281 26,220 -3.89 1,466 1,264 -13.78
2017-11-14 13F-HR UBS Group AG Put 2,106,900 1,984,100 -5.83 113,225 95,673 -15.50
2017-10-25 13F-HR First Bank & Trust 329 16
2017-08-02 13F-HR FIRST MERCANTILE TRUST CO 75 0 -100.00 3 0 -100.00
2017-11-15 13F-HR Janney Montgomery Scott LLC 131,102 144,694 10.37 7,045 6,977 -0.97
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 609 609 0.00 33 29 -12.12
2017-11-14 13F-HR UBS Group AG Call 6,480,800 9,800,100 51.22 348,278 472,561 35.68
2017-11-08 13F-HR Catalyst Capital Advisors LLC 5,700 50 -99.12 306 23 -92.48
2017-11-01 13F-HR State of Tennessee, Treasury Department 713,955 625,750 -12.35 38,368 30,173 -21.36
2017-11-14 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0 21,049 0 1,015
2017-10-17 13F-HR Diversified Trust Co 11,000 5,612 -48.98 591 271 -54.15
2017-11-02 13F-HR Harel Insurance Investments & Financial Services Ltd. 1,050 1,050 0.00 56 51 -8.93
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 9,227 12,842 39.18 499 619 24.05
2017-10-30 13F-HR BP PLC 22,000 22,000 0.00 1,182 1,061 -10.24
2017-11-13 13F-HR Alambic Investment Management, L.P. 8,680 0 -100.00 466 0 -100.00
2017-10-11 13F-HR DnB Asset Management AS 18,381 18,381 0.00 987,795 886,332 -10.27
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 197 197 0.00 11 9 -18.18
2017-11-02 13F-HR FIDUCIARY TRUST CO 6,291 4,846 -22.97 338 234 -30.77
2017-10-27 13F-HR LEE DANNER & BASS INC 87,957 99,616 13.26 4,727 4,803 1.61
2017-11-13 13F-HR Shepherd Financial Partners LLC 57,138 52,167 -8.70 3,131 2,701 -13.73
2017-12-01 13F-HR/A-1 Axa 93,452 0 -100.00 5,022 0 -100.00
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 33,773 34,076 0.90 1,815 1,643 -9.48
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 4,284 4,156 -2.99 230 200 -13.04
2017-11-14 13F-HR BlackRock Inc. 42,806,448 36,193,390 -15.45 2,300,418 1,745,247 -24.13
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,149,264 752,526 -34.52 61,761,448 36,286,806 -41.25
2017-11-14 13F-HR TNB Financial 0 4,539 0 219
2017-11-02 13F-HR MAYO INVESTMENT ADVISERS LLC 123,346 111,296 -9.77 6,629 5,367 -19.04
2017-11-13 13F-HR NEW VERNON INVESTMENT MANAGEMENT LLC 10,428 10,428 0.00 560 503 -10.18
2017-11-09 13F-HR AMALGAMATED BANK 77,157 76,340 -1.06 4,146 3,681 -11.22
2017-11-07 13F-HR SG Americas Securities, LLC Put 0 387,200 0 1,648
2017-11-14 13F-HR Horizon Kinetics LLC 6,550 6,550 0.00 352 316 -10.23
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 2,386 2,472 3.60 128 119 -7.03
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 16,634 14,265 -14.24 893 687 -23.07
2017-10-16 13F-HR Baxter Brothers Inc 4,870 8,570 75.98 262 413 57.63
2017-10-19 13F-HR Douglas Lane & Associates, LLC 2,087,389 2,020,433 -3.21 112,176 97,425 -13.15
2017-11-07 13F-HR CNA FINANCIAL CORP 98,440 98,440 0.00 5,290 4,747 -10.26
2017-11-14 13F-HR JT Stratford LLC 6,122 41,187 572.77 329 1,986 503.65
2017-11-14 13F-HR Ionic Capital Management LLC Call 100,000 100,000 0.00 5,374 4,822 -10.27
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 225 646 187.11 12 31 158.33
2017-11-14 13F-HR Sciencast Management LP 0 31,347 0 1,572
2017-11-13 13F-HR Oz Management LP 55,925 92,660 65.69 3,005 4,468 48.69
2017-10-19 13F-HR Edge Wealth Management LLC 86,123 86,660 0.62 4,640 4,172 -10.09
2017-11-14 13F-HR Vantage Investment Partners, LLC 607,250 29,282
2017-11-07 13F-HR IBM Retirement Fund 16,555 17,019 2.80 995 905 -9.05
2017-11-13 13F-HR Evercore Wealth Management, LLC 2,144 2,144 0.00 115 103 -10.43
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 40,561 42,226 4.10 2,180 2,036 -6.61
2017-11-13 13F-HR MD SASS INVESTORS SERVICES INC 1,283,587 924,297 -27.99 68,978 44,572 -35.38
2017-08-03 13F-HR DENVER INVESTMENT ADVISORS LLC 7,000 0 -100.00 322 0 -100.00
2017-11-13 13F-HR CIBC World Markets Inc. 63,847 42,589 -33.30 3,431 2,054 -40.13
2017-10-24 13F-HR TRUST CO OF VERMONT 1,200 1,200 0.00 64 58 -9.37
2017-11-07 13F-HR NewSquare Capital LLC 75 75 0.00 4 4 0.00
2017-11-02 13F-HR Mondrian Investment Partners LTD 1,000 1,000 0.00 54 48 -11.11
2017-10-12 13F-HR MOODY NATIONAL BANK TRUST DIVISION 6,322 6,322 0.00 340 305 -10.29
2017-08-14 13F-HR GREEN SQUARE CAPITAL LLC 12,373 0 -100.00 569 0 -100.00
2017-11-14 13F-HR Anchorage Capital Group, L.L.C. 1,400,000 0 -100.00 75,236 0 -100.00
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 443,203 655,841 47.98 23,818 31,625 32.78
2017-11-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. Call 0 100,000 0 4,822
2017-11-22 13F-HR Chicago Partners Investment Group LLC 500 700 40.00 25 34 36.00
2017-10-31 13F-HR Marathon Trading Investment Management LLC Put 9,300 0 -100.00 500 0 -100.00
2017-10-26 13F-HR IFC Holdings Incorporated/FL 6,368 5,801 -8.90 340 279 -17.94
2017-08-08 13F-HR Homrich & Berg 6,788 0 -100.00 312 0 -100.00
2017-10-11 13F-HR American Financial Network Advisory Services Llc 3,338 161
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 190,357 175,785 -7.66 9,998 8,476 -15.22
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 201,296 201,695 0.20 10,818 9,726 -10.09
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,641,600 2,605,600 58.72 88,220 125,642 42.42
2017-11-14 13F-HR CMT Asset Management Ltd Call 109,500 69,500 -36.53 5,885 3,351 -43.06
2017-11-07 13F-HR First Dallas Securities Inc. 22,150 33,209 49.93 1,190 1,601 34.54
2017-11-14 13F-HR Itau Unibanco Holding S.A. 1,870 5,854 213.05 100 893 793.00
2017-10-20 13F-HR E&G Advisors, LP 74,491 75,291 1.07 4,003 3,631 -9.29
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 83,948 35,597 -57.60 4,511 1,716 -61.96
2017-11-02 13F-HR CULLEN/FROST BANKERS, INC. 4,775 230
2017-10-02 13F-HR Norman Fields, Gottscho Capital Management, LLC 80,385 82,604 2.76 4,320 3,983 -7.80
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Put 100 0 -100.00 5 0 -100.00
2017-11-07 13F-HR Advisors Asset Management, Inc. 48,053 42,885 -10.75 2,582 2,068 -19.91
2017-10-20 13F-HR/A-1 Shell Asset Management Co 13,455 7,550 -43.89 723 364 -49.65
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 160 1,488 830.00 8 71 787.50
2017-11-14 13F-HR CMT Asset Management Ltd Put 50,000 162,500 225.00 2,687 7,836 191.63
2017-10-27 13F-HR INTACT INVESTMENT MANAGEMENT INC. 30,600 35,200 15.03 1,644 1,698 3.28
2017-11-15 13F-HR AFAM CAPITAL, INC. 101,787 105,788 3.93 5,470 5,101 -6.75
2017-11-14 13F-HR Williams Jones & Associates LLC 212,497 213,632 0.53 11,420 10,301 -9.80
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 347,199 318,635 -8.23 18,659 15,366 -17.65
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 7,327,072 5,532,266 -24.50 393,757 266,766 -32.25
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 557,511 561,700 0.75 29,961 27,085 -9.60
2017-11-14 13F-HR Paloma Partners Management Co Call 52,500 58,400 11.24 2,821 2,816 -0.18
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 8,331 12,735 52.86 447 614 37.36
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 409,200 531,100 29.79 22,044 25,610 16.18
2017-11-06 13F-HR Summit Financial Wealth Advisors, LLC 38,191 46,896 22.79 2,052 2,261 10.19
2017-11-03 13F-HR IPG Investment Advisors LLC 4,500 6,500 44.44 241,830 313,430 29.61
2017-11-13 13F-HR TEACHERS ADVISORS INC 2,370,124 1,962,629 -17.19 127,370 94,638 -25.70
2017-11-14 13F-HR PEAK6 Investments, L.P. 280,057 315,658 12.71 15,050 15,221 1.14
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 203,071 0 -100.00 10,913 0 -100.00
2017-11-08 13F-HR NEXT Financial Group, Inc 10,477 10,439 -0.36 563,000 563 -99.90
2017-10-24 13F-HR MACKAY SHIELDS LLC 303,129 378,997 25.03 16,290 18,275 12.19
2017-11-14 13F-HR GLENMEDE TRUST CO NA 86,959 46,382 -46.66 3,992 2,235 -44.01
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 175,040 162,345 -7.25 9,407 7,828 -16.79
2017-11-02 13F-HR Vantage Financial Partners Ltd., Inc. 0 4,200 0 201
2017-11-14 13F-HR Altimeter Capital Management, LP 863,455 0 -100.00 46,402 0 -100.00
2017-11-14 13F-HR WADDELL & REED FINANCIAL INC 766,000 105,000 -86.29 41,165 5,063 -87.70
2017-10-16 13F-HR Balter Liquid Alternatives, LLC 9,078 0 -100.00 488 0 -100.00
2017-11-08 13F-HR IRIDIAN ASSET MANAGEMENT LLC/CT 27,460 0 -100.00 1,476 0 -100.00
2017-11-14 13F-HR Point72 Asset Management, L.P. 163,500 487,706 198.29 8,786 23,517 167.66
2017-08-11 13F-HR KCG HOLDINGS, INC. 57,763 7,188 -87.56 2,655 386 -85.46
2017-11-13 13F-HR Allianz Asset Management AG Put 770,900 1,010,100 31.03 41,428 48,707 17.57
2017-11-09 13F-HR JP MORGAN CHASE & CO Put 1,337,000 2,156,700 61.31 71,850 104,190 45.01
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 3,798 3,798 0.00 194 181 -6.70
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 19,400 43,000 121.65 1,043 2,073 98.75
2017-11-14 13F-HR HANCOCK HOLDING CO 0 28,921 0 1,394
2017-11-08 13F-HR WELCH CAPITAL PARTNERS LLC/NY 193,860 186,280 -3.91 10,418 8,982 -13.78
2017-11-07 13F-HR Columbia Asset Management 12,656 13,356 5.53 680 644 -5.29
2017-11-06 13F-HR Spot Trading L.l.c. Put 23,900 280,400 1,073.22 1,284 13,521 953.04
2017-10-05 13F-HR NATIONAL INVESTMENT SERVICES INC /WI 40,526 40,476 -0.12 2,178 1,952 -10.38
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 303,530 424,249 39.77 16,312 20,457 25.41
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 4,449 559 -87.44 239 27 -88.70
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 382,250 709,631 85.65 20,542 34,218 66.58
2017-11-14 13F-HR CREDIT SUISSE AG/ Put 59,100 2,210,300 3,639.93 3,176 106,580 3,255.79
2017-08-14 13F-HR American Beacon Advisors, Inc. 1,894 0 -100.00 87,048 0
2017-11-13 13F-HR SYNOVUS FINANCIAL CORP 58,656 54,148 -7.69 3,148 2,611 -17.06
2017-10-30 13F-HR Community Bank, N.A. 25 25 0.00 1 1 0.00
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 72,429 17,270 -76.16 3,892 833 -78.60
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 32 2
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 23,853 1,282
2017-11-13 13F-HR Argent Trust Co 26,724 29,074 8.79 1,436 1,402 -2.37
2017-11-14 13F-HR A.R.T. Advisors, LLC 0 63,400 0 3,057
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 826,685 833,665 0.84 44,426 40,200 -9.51
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 0 11,071 0 534
2017-11-14 13F-HR Ionic Capital Management LLC Put 100,000 150,000 50.00 5,374 7,233 34.59
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 788 17,187 2,081.09 42 829 1,873.81
2017-10-26 13F-HR PRIVATE CAPITAL MANAGEMENT INC 7,800 10,850 39.10 419 523 24.82
2017-11-14 13F-HR Moore Capital Management, LP 90,000 50,000 -44.44 4,837 2,411 -50.16
2017-11-14 13F-HR Jefferies Group LLC Call 32,800 88,300 169.21 1,763 4,258 141.52
2017-11-14 13F-HR Meadow Creek Investment Management LLC 134,662 106,876 -20.63 7,237 5,154 -28.78
2017-11-15 13F-HR Independent Advisor Alliance 10,597 12,299 16.06 581 636 9.47
2017-10-31 13F-HR Gilbert & Cook, Inc. 5,870 0 -100.00 315 0 -100.00
2017-11-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 27,450,194 28,061,274 2.23 1,475,173 1,353,115 -8.27
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 295,706 299,345 1.23 15,891 14,434 -9.17
2017-10-19 13F-HR FOSTER & MOTLEY INC 10,605 10,265 -3.21 570 495 -13.16
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 46,744 29,806 -36.24 2,513 1,437 -42.82
2017-11-14 13F-HR MAVERICK CAPITAL LTD 32,600 46,720 43.31 1,752 2,253 28.60
2017-11-16 13F-HR Cetera Advisor Networks LLC 24,981 26,082 4.41 1,342 1,258 -6.26
2017-11-14 13F-HR BRYN MAWR TRUST Co 5,337 5,199 -2.59 287 251 -12.54
2017-11-14 13F-HR M&R CAPITAL MANAGEMENT INC 107 107 0.00 5 5 0.00
2017-11-14 13F-HR Kovitz Investment Group Partners, LLC 633,821 658,694 3.92 34,062 31,762 -6.75
2017-11-13 13F-HR PineBridge Investments, L.P. 6,288 8,570 36.29 338 413 22.19
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 149,400 2,635,200 1,663.86 8,029 127,069 1,482.63
2017-11-14 13F-HR Kemnay Advisory Services Inc. 15,005 17,002 13.31 806 820 1.74
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 200 200 0.00 11 10 -9.09
2017-10-25 13F-HR ROTHSCHILD INVESTMENT CORP /IL 34,770 34,870 0.29 1,869 1,681 -10.06
2017-11-01 13F-HR Ken Stern & Associates, Inc. 9,319 9,150 -1.81 500 440 -12.00
2017-11-09 13F-HR FNY Partners Fund LP Call 400 0 -100.00 21 0 -100.00
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 1,369,139 1,282,254 -6.35 73,577 61,830 -15.97
2017-11-07 13F-HR Timber Hill LLC Call 19,000 0 -100.00 1,021 0 -100.00
2017-10-17 13F-HR Cutler Group LP Put 43,900 53,900 22.78 12 8 -33.33
2017-11-13 13F-HR Lido Advisors, LLC 6,701 7,008 4.58 360 350 -2.78
2017-08-01 13F-HR SOLARIS ASSET MANAGEMENT LLC 100 0 -100.00 5 0 -100.00
2017-10-12 13F-HR BANCED CORP 7,895 7,236 -8.35 425 349 -17.88
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 600 643 7.17 32 31 -3.12
2017-10-23 13F-HR REGIONS FINANCIAL CORP 15,679 15,326 -2.25 843 739 -12.34
2017-11-13 13F-HR M&T BANK CORP Call 2 2 0.00 1 0 -100.00
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 25,849 24,527 -5.11 1,389 1,183 -14.83
2017-11-13 13F-HR WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 123,951 125,849 1.53 6,661 6,068 -8.90
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 219,613 253,668 15.51 11,801 12,226 3.60
2017-11-13 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC 107,140 69,340 -35.28 5,758 3,344 -41.92
2017-11-14 13F-HR PAR CAPITAL MANAGEMENT INC 13,065,809 13,112,809 0.36 702,157 632,300 -9.95
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 0 39,519 0 1,906
2017-11-09 13F-HR Trexquant Investment LP 0 25,619 0 1,235
2017-10-16 13F-HR Louisiana State Employees Retirement System 45,700 41,600 -8.97 2,456 2,006 -18.32
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 471 472 0.21 25,312 22,714 -10.26
2017-11-13 13F-HR SevenBridge Financial Group, LLC 18,989 21,623 13.87 1,020 1,043 2.25
2017-11-13 13F-HR WS MANAGEMENT LLLP 478,900 378,900 -20.88 25,736 18,271 -29.01
2017-11-13 13F-HR Aureus Asset Management, LLC 0 4,591 0 221
2017-11-08 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 176,600 304,200 72.25 9,490 14,669 54.57
2017-10-23 13F-HR STRS OHIO 1,765,828 1,783,809 1.02 94,895 86,015 -9.36
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 2,655,850 2,941,200 10.74 142,725 141,825 -0.63
2017-11-13 13F-HR CIM INVESTMENT MANGEMENT INC 10,970 23,368 113.02 590 1,127 91.02
2017-11-06 13F-HR RHUMBLINE ADVISERS 1,217,473 1,179,418 -3.13 65,427 56,872 -13.08
2017-11-14 13F-HR CMT Asset Management Ltd 0 10,256 0 495
2017-08-11 13F-HR Hanlon Investment Management, Inc. 52,033 0 -100.00 2,391 0 -100.00
2017-10-31 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 25,000 51,600 106.40 1,344 2,488 85.12
2017-10-10 13F-HR Summit Financial Group Inc 5,156 4,846 -6.01 277 233 -15.88
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 41,897 48,797 16.47 2,252 2,353 4.48
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Call 2,025,800 2,025,800 0.00 14,477 7,777 -46.28
2017-11-08 13F-HR Horan Capital Advisors, LLC. 1,200 58
2017-10-26 13F-HR Cubic Asset Management, LLC 163,805 160,925 -1.76 8,803 7,760 -11.85
2017-11-08 13F-HR Olstein Capital Management, L.P. 164,300 171,000 4.08 8,829 8,246 -6.60
2017-10-27 13F-HR BEACH INVESTMENT COUNSEL INC/PA 352,330 310,300 -11.93 18,934 14,963 -20.97
2017-11-13 13F-HR M&T BANK CORP 702,182 708,061 0.84 37,735 34,143 -9.52
2017-11-07 13F-HR Glenview Trust Co 6,375 6,375 0.00 343 307 -10.50
2017-11-14 13F-HR Point72 Asset Management, L.P. Call 500,000 24,110
2017-11-03 13F-HR Patriot Wealth Management, Inc. 90,778 91,517 0.81 4,878 4,413 -9.53
2017-11-13 13F-HR GREAT LAKES ADVISORS, LLC 9,007 81,739 807.51 484 3,941 714.26
2017-11-14 13F-HR BARCLAYS PLC Call 486,900 297,200 -38.96 26,166 14,331 -45.23
2017-10-30 13F-HR SUMMIT SECURITIES GROUP, LLC 0 5,400 0 260
2017-11-08 13F-HR United Bank 4,822 4,822 0.00 259 233 -10.04
2017-11-06 13F-HR TORONTO DOMINION BANK 243,113 232,910 -4.20 13,063 11,230 -14.03
2017-10-27 13F-HR Beach Investment Management, LLC. 31,830 26,430 -16.97 1,711 1,274 -25.54
2017-08-11 13F-HR WS MANAGEMENT LLLP Call 300,000 0 -100.00 13,788 0 -100.00
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 74,713 77,144 3.25 4,015 3,721 -7.32
2017-11-14 13F-HR Arizona State Retirement System 182,500 202,102 10.74 9,808 9,745 -0.64
2017-10-20 13F-HR INGALLS & SNYDER LLC 346,911 375,239 8.17 18,643 18,094 -2.94
2017-11-14 13F-HR CREDIT AGRICOLE S A 1,765,312 1,801,262 2.04 94,867 86,857 -8.44
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 354,589 434,487 22.53 19,056 20,951 9.94
2017-11-13 13F-HR CITIGROUP INC Call 874,800 532,400 -39.14 47,011 25,672 -45.39
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC Put 0 150,000 0 7,233
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 5 1,945 38,800.00 0 94
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 7,570,963 7,821,694 3.31 406,892 377,169 -7.30
2017-11-07 13F-HR SG Americas Securities, LLC 56,630 60,407 6.67 3,043 2,913 -4.27
2017-11-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 103,624 60,599 -41.52 5,569 2,922 -47.53
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 624,520 748,179 19.80 33,562 36,078 7.50
2017-11-13 13F-HR Tredje AP-fonden 61,010 67,770 11.08 3,279 3,268 -0.34
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 689,622 705,891 2.36 37,015 34,001 -8.14
2017-08-14 13F-HR Graticule Asia Macro Advisors LLC 136,500 0 -100.00 6,274 0 -100.00
2017-11-14 13F-HR Perella Weinberg Partners Capital Management LP 40,068 0 -100.00 2,153 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ Call 918,700 18,700 -97.96 49,371 902 -98.17
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 908,690 435,260 -52.10 48,833 20,988 -57.02
2017-11-14 13F-HR UBS Group AG 2,512,491 3,268,003 30.07 135,022 157,583 16.71
2017-10-10 13F-HR Baystate Wealth Management LLC 169 68 -59.76 9 4 -55.56
2017-11-07 13F-HR Harfst & Associates, Inc. 65 0 -100.00 3 0 -100.00
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 1,083,208 1,239,756 14.45 58,212 59,780 2.69
2017-11-13 13F-HR MUHLENKAMP & CO INC 132,150 130,145 -1.52 7,102 6,276 -11.63
2017-10-25 13F-HR ARMSTRONG SHAW ASSOCIATES INC/CT 185,286 73,142 -60.52 9,957 3,527 -64.58
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 1,665 1,525 -8.41 89 74 -16.85
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 6,828,696 6,252,370 -8.44 366,416 300,951 -17.87
2017-10-18 13F-HR BerganKDV Wealth Management, LLC 15,669 16,204 3.41 842 781 -7.24
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 12,731 20,128 58.10 585,117 1,081,679 84.87
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 277,465 274,739 -0.98 14,903 13,262 -11.01
2017-11-14 13F-HR KINGS POINT CAPITAL MANAGEMENT 0 600 0 29
2017-11-08 13F-HR ProVise Management Group, LLC 19,222 18,862 -1.87 1,033 887 -14.13
2017-11-13 13F-HR Waratah Capital Advisors Ltd. 249,026 0 -100.00 13,383 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA Call 217,800 370,300 70.02 11,705 17,856 52.55
2017-11-15 13F-HR PHH Investments, Ltd. 16,228 26,296 62.04 872 1,268 45.41
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 5,185 2,673 -48.45 279 129 -53.76
2017-10-19 13F-HR Skylands Capital, LLC 162,600 162,000 -0.37 8,738 7,812 -10.60
2017-08-14 13F-HR Quadrature Capital LTD 195,313 0 -100.00 8,975 0 -100.00
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 20,158 19,463 -3.45 1,083 939 -13.30
2017-07-31 13F-HR Crestwood Advisors LLC 250 0 -100.00 12 0 -100.00
2017-10-17 13F-HR Cutler Group LP Call 35,200 20,200 -42.61 202 71 -64.85
2017-08-18 13F-HR WFG Advisors, LP 151 152 0.66 7 8 14.29
2017-11-13 13F-HR MACKENZIE FINANCIAL CORP 177,970 226,360 27.19 9,564 10,915 14.13
2017-10-24 13F-HR RAYMOND JAMES TRUST N.A. 15,053 16,516 9.72 808 796 -1.49
2017-10-26 13F-HR MONTGOMERY INVESTMENT MANAGEMENT INC 61,550 62,120 0.93 3,308 2,996 -9.43
2017-11-13 13F-HR GREENLEAF TRUST 217 10
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 32,606 14,914 -54.26 1,752 719 -58.96
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 277 115,782 41,698.56 14 5,583 39,778.57
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 2,543,339 2,183,474 -14.15 136,680 105,288 -22.97
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 225,226 51,580 -77.10 12,104 2,487 -79.45
2017-11-13 13F-HR Mirador Capital Partners LP 34,537 35,309 2.24 1,748 1,697 -2.92
2017-11-13 13F-HR COOKSON PEIRCE & CO INC 4,900 0 -100.00 263 0 -100.00
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 141,319 121,641 -13.92 7,594 5,866 -22.75
2017-11-14 13F-HR NOMURA HOLDINGS INC 192,336 329,918 71.53 10,338 15,897 53.77
2017-11-03 13F-HR World Asset Management Inc 64,893 58,336 -10.10 3,487 2,813 -19.33
2017-11-15 13F-HR IFM Investors Pty Ltd 5,571 5,571 0.00 299 269 -10.03
2017-11-03 13F-HR PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL 4,982 4,482 -10.04 268 216 -19.40
2017-11-14 13F-HR Integral Derivatives, LLC Put 97,500 106,800 9.54 5,240 5,150 -1.72
2017-11-14 13F-HR BANK OF NOVA SCOTIA 166,042 125,782 -24.25 8,923 6,065 -32.03
2017-11-13 13F-HR KNOTT DAVID M 57,500 57,500 0.00 3,090 2,773 -10.26
2017-10-17 13F-HR INVERNESS COUNSEL LLC /NY/ 31,200 1,504
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 898,300 1,173,900 30.68 48,275 56,605 17.26
2017-11-13 13F-HR/A-1 BURNEY CO/ 23,899 22,632 -5.30 1,287 1,093 -15.07
2017-08-14 13F-HR FrontFour Capital Group LLC 103,371 0 -100.00 4,751 0 -100.00
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 1,248,499 1,118,793 -10.39 67,094 53,948 -19.59
2017-10-17 13F-HR Cutler Group LP 7,099 2,754 -61.21 381 132 -65.35
2017-11-14 13F-HR MASTERS CAPITAL MANAGEMENT LLC Call 1,000,000 1,000,000 0.00 53,740 48,220 -10.27
2017-11-13 13F-HR Rafferty Asset Management, LLC 53,102 0 -100.00 2,854 0 -100.00
2017-11-03 13F-HR Brown Advisory Securities, LLC 4,885 4,909 0.49 258 236 -8.53
2017-11-13 13F-HR National Asset Management, Inc. 7,376 7,396 0.27 398 358 -10.05
2017-11-14 13F-HR Jump Trading, LLC 0 2,089 0 101
2017-11-03 13F-HR AR ASSET MANAGEMENT INC 6,000 6,000 0.00 322 289 -10.25
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 330,106 336,806 2.03 17,690 16,309 -7.81
2017-11-14 13F-HR BOKF, NA 38,411 96,276 150.65 2,064 4,643 124.95
2017-10-12 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 47,159 50,276 6.61 2,534 2,424 -4.34
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Call 342 342 0.00 1,838 1,649 -10.28
2017-10-16 13F-HR CWM, LLC 289 44,680 15,360.21 16 2,154 13,362.50
2017-08-22 13F-HR M Holdings Securities, Inc. 7,710 0 -100.00 354 0 -100.00
2017-11-13 13F-HR Lumina Fund Management LLC 10,000 10,000 0.00 537 482 -10.24
2017-11-13 13F-HR Nippon Life Global Investors Americas, Inc. 45,850 0 -100.00 2,464 0 -100.00
2017-11-08 13F-HR MACQUARIE GROUP LTD 208,434 230,989 10.82 11,201 11,139 -0.55
2017-11-14 13F-HR MIK CAPITAL LLC 0 455,681 0 21,973
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 8,538,813 8,365,776 -2.03 458,876 403,398 -12.09
2017-10-30 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 47,966 0 -100.00 2,578 0 -100.00
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 4,579 6,929 51.32 246 334 35.77
2017-11-14 13F-HR Elkfork Partners LLC 208,114 165,172 -20.63 11,184 7,965 -28.78
2017-08-02 13F-HR/A-2 JENNISON ASSOCIATES LLC 12,115 0 -100.00 596 0 -100.00
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 655,612 1,094,829 66.99 35,232,590 52,792,559 49.84
2017-12-05 13F-HR Perigon Wealth Management, LLC 85 85 0.00 5 4 -20.00
2017-11-06 13F-HR Sicart Associates LLC 5,000 5,000 0.00 269 241 -10.41
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Put 58,000 48,000 -17.24 3,117 2,315 -25.73
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 476,010 0 22,953
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 47,626 130,806 174.65 2,559 6,307 146.46
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 850,000 1,025,000 20.59 45,679 49,426 8.20
2017-11-14 13F-HR HRS Investment Holdings, LLC 12,500 7,500 -40.00 672 362 -46.13
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 984,648 800,817 -18.67 52,915 38,615 -27.02
2017-11-14 13F-HR HENDERSON GROUP PLC 43,445 165,250 280.37 2,335 7,969 241.28
2017-11-14 13F-HR MAPLELANE CAPITAL, LLC Call 6,500 0 -100.00 34,931 0 -100.00
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 18,866 6,964 -63.09 1,014 336 -66.86
2017-11-13 13F-HR Evercore Trust Company, N.A. 15,321,705 14,298,775 -6.68 823,388 689,487 -16.26
2017-11-08 13F-HR Kentucky Retirement Systems 47,183 45,194 -4.22 2,536 2,179 -14.08
2017-10-31 13F-HR WEDBUSH SECURITIES INC 6,296 6,335 0.62 338 305 -9.76
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Put 7,877 1,335 -83.05 196,834 348,653 77.13
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 691,104 696,099 0.72 37,140 33,566 -9.62
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 202,313 248,437 22.80 9,940 11,979 20.51
2017-11-14 13F-HR Senator Investment Group LP 3,750,000 999,190 -73.35 201,525 48,181 -76.09
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 0 7,200 0 347
2017-08-11 13F-HR Acrospire Investment Management LLC 1,077 0 -100.00 49 0 -100.00
2017-11-13 13F-HR LOEWS CORP 14,510 14,510 0.00 780 700 -10.26
2017-11-14 13F-HR ADVISORY RESEARCH INC 0 8,613 0 415
2017-11-07 13F-HR Stratos Wealth Partners, LTD. 10,739 12,237 13.95 577 590 2.25
2017-11-14 13F-HR NUMERIC INVESTORS LLC 453,200 0 -100.00 24,355 0 -100.00
2017-11-08 13F-HR Roble, Belko & Company, Inc 591 591 0.00 32 28 -12.50
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 179,690 179,690 0.00 8,665 8,665 0.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 2,302,000 3,047,400 32.38 123,710 146,945 18.78
2017-11-14 13F-HR CYRUS CAPITAL PARTNERS, L.P. 3,594,634 172,785 173,333 0.32
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 629,693 124,607 -80.21 33,840 6,008 -82.25
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 2,030,125 1,927,281 -5.07 109,099 92,933 -14.82
2017-07-10 13F-HR HELLMAN JORDAN MANAGEMENT CO INC /MA/ 19,510 0 -100.00 959 0 -100.00
2017-11-15 13F-HR Highlander Capital Management, LLC 1,000 1,000 0.00 54 48 -11.11
2017-11-14 13F-HR Intellectus Partners, LLC 96,392 99,406 3.13 5,180 4,793 -7.47
2017-10-12 13F-HR Hanson McClain, Inc. 134 0 -100.00 7 0 -100.00
2017-11-14 13F-HR STATE STREET CORP 26,929,881 24,451,317 -9.20 1,447,204 1,179,049 -18.53
2017-11-08 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 85 85 0.00 4 4 0.00
2017-10-18 13F-HR PGGM Investments 672,746 711,887 5.82 36,153 34,327 -5.05
2017-11-14 13F-HR Jafra Capital Management LP 52,183 0 -100.00 2,804 0 -100.00
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 99 99 0.00 5 5 0.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 16,700 8,400 -49.70 897 405 -54.85
2017-11-13 13F-HR CITIGROUP INC Put 746,200 751,600 0.72 40,101 36,242 -9.62
2017-11-06 13F-HR Advisor Group, Inc. 89,740 74,727 -16.73 4,823 3,603 -25.30
2017-10-18 13F-HR EXANE DERIVATIVES 1,255 3,678 193.07 67,431 177,324 162.97
2017-11-14 13F-HR Azimuth Capital Management LLC 5,845 5,370 -8.13 314 259 -17.52
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 22 0 -100.00 1 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC 31,104 165,393 431.74 1,676 7,975 375.84
2017-10-27 13F-HR WMS Partners, LLC 8,408 8,408 0.00 452 405 -10.40
2017-10-23 13F-HR Nationwide Fund Advisors 414,873 396,790 -4.36 22,295 19,133 -14.18
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 55,177 53,222 -3.54 2,965 2,566 -13.46
2017-11-14 13F-HR Capital World Investors 8,212,000 8,212,000 0.00 441,313 395,983 -10.27
2017-11-06 13F-HR Capital Analysts, Inc. 899 1,038 15.46 48,312 50 -99.90
2017-11-14 13F-HR Simmons Bank 4,288 4,288 0.00 230 206 -10.43
2017-11-07 13F-HR Timber Creek Capital Management LLC 94 0 -100.00 5 0 -100.00
2017-10-19 13F-HR Tarbox Group, Inc. 77 120 55.84 4 6 50.00
2017-11-06 13F-HR Migdal Insurance & Financial Holdings Ltd. 175,799 171,042 -2.71 9,448 8,248 -12.70
2017-11-02 13F-HR Daiwa Securities Group Inc. 198,515 149,914 -24.48 10,668 7,229 -32.24
2017-11-14 13F-HR Squarepoint Ops LLC 454,501 28,411 -93.75 24,425 1,370 -94.39
2017-11-13 13F-HR KBC Group NV 571,910 262,014 -54.19 30,735 12,634 -58.89
2017-10-13 13F-HR Somerset Trust Co 29,216 34,258 17.26 1,570 1,652 5.22
2017-11-14 13F-HR Otter Creek Advisors, LLC 151,359 198,482 31.13 8,135 9,570 17.64
2017-11-13 13F-HR Hillsdale Investment Management Inc. 5,930 930 -84.32 319 45 -85.89
2017-11-14 13F-HR PDT Partners, LLC 236,547 276,047 16.70 12,712 13,311 4.71
2017-11-14 13F-HR Crawford Lake Capital Management, LLC Call 90,000 0 -100.00 4,837 0 -100.00
2017-11-01 13F-HR/A-1 Financial Architects, Inc 100 2,701 2,601.00 5 130 2,500.00
2017-11-06 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 94,737 334,696 253.29 5,094 16,219 218.39
2017-11-14 13F-HR BlackRock Inc. Call 0 1,720,000 0 82,938
2017-11-22 13F-HR/A-1 National Planning Corp 6,807 6,784 -0.34 368 327 -11.14
2017-10-30 13F-HR TOTAL INVESTMENT MANAGEMENT INC 4,729 5,054 6.87 254 244 -3.94
2017-11-13 13F-HR Winton Capital Group Ltd 36,198 15,769 -56.44 1,945 760 -60.93
2017-11-08 13F-HR STEPHENS INC /AR/ 22,080 23,351 5.76 1,187 1,126 -5.14
2017-11-01 13F-HR Newfound Research LLC 24 25 4.17 1 1 0.00
2017-11-13 13F-HR/A-1 NORGES BANK 3,070,351 3,062,892 -0.24 111,853 115,144 2.94
2017-07-31 13F-HR Nine Chapters Capital Management LLC 7,800 0 -100.00 358 0 -100.00
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 285,488 245,513 -14.00 15,342 11,839 -22.83
2017-11-14 13F-HR Psagot Investment House Ltd. 42,700 39,200 -8.20 2,295 1,890 -17.65
2017-11-08 13F-HR ICON ADVISERS INC/CO 51,800 0 -100.00 2,784 0 -100.00
2017-10-27 13F-HR OLD NATIONAL BANCORP /IN/ 10,087 10,063 -0.24 542 485 -10.52
2017-11-13 13F-HR INVESTMENT CENTERS OF AMERICA INC 13,409 12,947 -3.45 726 622 -14.33
2017-10-16 13F-HR National Pension Service 4,596 5,708 24.19 248 276 11.29
2017-11-14 13F-HR SCOTIA CAPITAL INC. Put 20,000 0 -100.00 1,075 0 -100.00
2017-10-17 13F-HR CENTRAL TRUST Co 17,278 19,751 14.31 929 953 2.58
2017-11-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 589 0 -100.00 32 0 -100.00
2017-11-09 13F-HR SOUTH STATE Corp 52,475 54,501 3.86 2,820 2,628 -6.81
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 624,300 100,200 -83.95 33,550 4,832 -85.60
2017-11-01 13F-HR Mountain Capital Investment Advisors, Inc 2,120 1,127 -46.84 114 54 -52.63
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 627,102 615,703 -1.82 33,700 29,689 -11.90
2017-11-14 13F-HR BARCLAYS PLC 410,498 815,118 98.57 22,060 39,305 78.17
2017-08-16 13F-HR/A-3 Black Maple Capital Management LP Call 50,000 0 -100.00 1,822 0
2017-11-09 13F-HR/A-1 Mitsubishi UFJ Securities International PLC 5,307 9,057 70.66 285 437 53.33
2017-11-13 13F-HR Laurion Capital Management LP Call 549,600 267,100 -51.40 29,537 12,880 -56.39
2017-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 145,953 0 -100.00 6,708 0 -100.00
2017-11-13 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 70,009 64,359 -8.07 3,762 3,103 -17.52
2017-11-13 13F-HR BROWN ADVISORY INC 182,808 989,197 441.11 9,824 47,699 385.54
2017-11-14 13F-HR MAPLELANE CAPITAL, LLC 1 0 -100.00 0 0
2017-11-14 13F-HR AHL Partners LLP 137,639 153,068 11.21 7,397 7,381 -0.22
2017-11-09 13F-HR PICTON MAHONEY ASSET MANAGEMENT 180,775 156,475 -13.44 9,715 7,545 -22.34
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 448,800 631,000 40.60 24,119 30,427 26.15
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Put 2,055 1,755 -14.60 11,044 8,463 -23.37
2017-11-02 13F-HR Exchange Capital Management, Inc. 82,673 81,089 -1.92 4,443 3,910 -12.00
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 761 761 0.00 41 37 -9.76
2017-10-26 13F-HR/A-1 Smith Affiliated Capital Corp. 91,358 81,974 -10.27
2017-07-27 13F-HR Accuvest Global Advisors 9,450 0 -100.00 434 0 -100.00
2017-11-14 13F-HR BancorpSouth Inc 36,109 36,586 1.32 1,941 1,764 -9.12
2017-11-14 13F-HR UBS OCONNOR LLC 1,122,410 268,969 -76.04 60,318,000 12,970,000 -78.50
2017-11-03 13F-HR BESSEMER GROUP INC 2,543 6,329 148.88 137 306 123.36
2017-11-01 13F-HR WealthTrust Axiom LLC 25,750 25,600 -0.58 1,383 1,234 -10.77
2017-11-14 13F-HR DEUTSCHE BANK AG\ 2,495,907 3,619,163 45.00 134,127 174,510 30.11
2017-11-13 13F-HR Live Your Vision, LLC 50 0 -100.00 2 0 -100.00
2017-08-14 13F-HR Legg Mason Asset Management (Japan) Co., Ltd. 15,000 0 -100.00 690 0 -100.00
2017-11-14 13F-HR Heritage Trust Co 8,500 11,875 39.71 457 573 25.38
2017-11-29 13F-HR WAGNER BOWMAN MANAGEMENT CORP 11,427 11,030 -3.47 614 531 -13.52
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 0 6,000 0 289
2017-11-14 13F-HR Anchor Bolt Capital, LP 0 1,413,132 0 68,141
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 1,896,400 1,697,400 -10.49 101,912 81,848 -19.69
2017-11-14 13F-HR First Pacific Advisors, LLC 45,200 49,400 9.29 2,429 2,382 -1.93
2017-11-06 13F-HR Sigma Planning Corp 14,124 16,088 13.91 759 776 2.24
2017-08-14 13F-HR FDO Partners, LLC 117,671 0 -100.00 5,408 0 -100.00
2017-11-14 13F-HR MADISON INVESTMENT HOLDINGS INC 379,343 364,353 -3.95 20,386 17,569 -13.82
2017-11-14 13F-HR Credit Capital Investments LLC 0 6,000 0 289
2017-11-02 13F-HR CCM INVESTMENT ADVISERS LLC 11,385 10,660 -6.37 611 514 -15.88
2017-11-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 24,168 28,916 19.65 1,299 1,394 7.31
2017-10-16 13F-HR Bowling Portfolio Management LLC 70,685 130,518 84.65 3,799 6,294 65.68
2017-10-25 13F-HR Liberty Capital Management, Inc. 24,107 27,059 12.25 1,309 1,441 10.08
2017-11-14 13F-HR Voya Financial Advisors, Inc. 3,978 4,188 5.28 214 202 -5.61
2017-11-09 13F-HR JP MORGAN CHASE & CO Call 551,800 1,182,600 114.32 29,654 57,131 92.66
2017-11-13 13F-HR Glassman Wealth Services 9 12 33.33 0 1
2017-11-07 13F-HR CORNERSTONE ADVISORS INC 0 41,000 0 1,977
2017-11-06 13F-HR First Eagle Investment Management, LLC Call 2,000 2,000 0.00 3,110 2,120 -31.83
2017-10-18 13F-HR Mutual of America Capital Management LLC 90,078 151,376 68.05 4,841 7,299 50.77
2017-11-02 13F-HR Jacobi Capital Management LLC 257 391 52.14 14 20 42.86
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 68,400 60,800 -11.11 3,376 2,932 -13.15
2017-11-13 13F-HR MARSHALL WACE ASIA Ltd 46,399 0 -100.00 2,506 0 -100.00
2017-10-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 473,350 439,192 -7.22 25,438 21,178 -16.75
2017-10-19 13F-HR SeaBridge Investment Advisors LLC 230 230 0.00 12 11 -8.33
2017-11-06 13F-HR CIBC Asset Management Inc 78,490 73,119 -6.84 4,218 3,526 -16.41
2017-10-27 13F-HR Seminole Management Co., Inc. 1,095,111 300,838 -72.53 58,851 14,506 -75.35
2017-11-13 13F-HR Ferris Capital, Llc 1,144 0 -100.00 61 0 -100.00
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 21,963 0 -100.00 1,180 0 -100.00
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 380,824 353,644 -7.14 20,466 17,052 -16.68
2017-08-10 13F-HR Engineers Gate Manager LP 36,100 0 -100.00 1,659 0 -100.00
2017-11-13 13F-HR Impala Asset Management LLC 629,079 0 -100.00 33,807 0 -100.00
2017-11-13 13F-HR Blume Capital Management, Inc. 250 12
2017-11-13 13F-HR Investec Asset Management LTD 3,276,175 157,977
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,158,857 771,071 -33.46 62,277 37,181 -40.30
2017-10-25 13F-HR Korea Investment CORP 580,500 783,900 35.04 31,196 37,800 21.17
2017-11-13 13F-HR DARRELL & KING LLC 692,315 693,150 0.12 37,205 33,424 -10.16
2017-10-25 13F-HR SIMPLEX TRADING, LLC 74,497 51,057 -31.46 4,003 2,461 -38.52
2017-11-14 13F-HR BASSWOOD CAPITAL MANAGEMENT, L.L.C. 103,816 117,161 12.85 5,579 5,650 1.27
2017-11-14 13F-HR Redwood Investments, LLC 301 0 -100.00 16 0 -100.00
2017-11-06 13F-HR Private Wealth Partners, LLC 9,100 0 -100.00 489 0 -100.00
2017-11-03 13F-HR Moisand Fitzgerald Tamayo, LLC 118 118 0.00 6 6 0.00
2017-11-01 13F-HR Bt Investment Management Ltd 506,707 442,483 -12.67 27,230,434 21,319,351 -21.71
2017-10-25 13F-HR FIRST MANHATTAN CO 600 920 53.33 32 44 37.50
2017-11-14 13F-HR APPALOOSA LP 832,438 0 -100.00 44,735 0 -100.00
2017-11-15 13F-HR Camarda Financial Advisors, LLC 11,739 11,277 -3.94 631 544 -13.79
2017-11-08 13F-HR Cipher Capital LP 32,930 32,232 -2.12 1,770 1,554 -12.20
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 73,910 207,860 181.23 3,972 10,023 152.34
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 9,059 10,135 11.88 487 489 0.41
2017-08-14 13F-HR QCM Cayman, Ltd. Call 20,200 0 -100.00 928 0 -100.00
2017-10-16 13F-HR Benson Investment Management Company, Inc. 50,015 2,412
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 26,000 18,100 -30.38 1,397 873 -37.51
2017-11-08 13F-HR HAP Trading, LLC 134,953 207,983 54.12 7,252 10,029 38.29
2017-11-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 6,760 7,858 16.24 363 378 4.13
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 116,036 189,865 63.63 6,236 9,155 46.81
2017-11-13 13F-HR HPM Partners LLC 11,084 28,685 158.80 1,370 1,383 0.95
2017-11-15 13F-HR Fieldpoint Private Securities, LLC 2,100 4,400 109.52 97 212 118.56
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 455 64 -85.93 24 3 -87.50
2017-11-13 13F-HR Graticule Asia Macro Advisors LLC Call 100,000 0 -100.00 5,374 0 -100.00
2017-10-27 13F-HR Mosaic Family Wealth, LLC 6,800 8,400 23.53 365 405 10.96
2017-11-14 13F-HR AMP Capital Investors Ltd 293,140 303,174 3.42 15,792 14,620 -7.42
2017-10-31 13F-HR VILLERE ST DENIS J & CO LLC 8,900 429
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 320,200 600,000 87.38 17,208 28,932 68.13
2017-08-10 13F-HR Dai-Ichi Life Insurance Company, Ltd 4,512 0 -100.00 207 0 -100.00
2017-11-01 13F-HR Blue Granite Capital, LLC 3,363 162
2017-10-27 13F-HR Mosaic Family Wealth, LLC Call 1,000 0 -100.00 54 0 -100.00
2017-10-06 13F-HR Cardinal Capital Management, Inc. 13,000 13,000 0.00 699 627 -10.30
2017-11-02 13F-HR Hodges Capital Management Inc. 90,255 107,179 18.75 4,850 5,168 6.56
2017-11-14 13F-HR Jefferies Group LLC 26,809 171,532 539.83 1,441 8,271 473.98
2017-11-13 13F-HR BUCKINGHAM CAPITAL MANAGEMENT INC 340,012 299,676 -11.86 18,272 14,450 -20.92
2017-11-14 13F-HR Bluefin Trading, LLC 27,522 28,000 1.74 1,479 1,350 -8.72
2017-11-08 13F-HR/A-1 TELEMUS CAPITAL, LLC 6,116 5,628 -7.98 329 271 -17.63
2017-11-15 13F-HR Coe Capital Management, LLC 35,890 36,350 1.28 1,929 1,753 -9.12
2017-11-16 13F-HR Cetera Investment Advisers 6,418 0 -100.00 345 0 -100.00
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 29,715 29,715 0.00 1,597 1,433 -10.27
2017-08-08 13F-HR Bellwether Investment Group, LLC 360 0 -100.00 17 0 -100.00
2017-11-14 13F-HR SIGNATUREFD, LLC 19,159 19,671 2.67 1,030 949 -7.86
2017-10-13 13F-HR OAKWOOD CAPITAL MANAGEMENT LLC/CA 85,550 122,170 42.81 4,597 5,891 28.15
2017-08-04 13F-HR MONTAG A & ASSOCIATES INC 10,000 0 -100.00 460 0 -100.00
2017-11-13 13F-HR Private Advisor Group, LLC 15,047 27,838 85.01 825 1,438 74.30
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 76,158 78,138 2.60 4,093 3,768 -7.94
2017-11-14 13F-HR SCOTIA CAPITAL INC. 23,842 15,403 -35.40 1,282 743 -42.04
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 1,257,232 502,294 -60.05 67,564 24,221 -64.15
2017-11-03 13F-HR ZWJ INVESTMENT COUNSEL INC 17,357 14,107 -18.72 933 680 -27.12
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 199,236 177,121 -11.10 9,157 9,518 3.94
2017-10-11 13F-HR GW&K Investment Management, LLC 239,538 236,440 -1.29 12,873 11,401 -11.43
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 104,005 97,035 -6.70 5,589 4,679 -16.28
2017-10-19 13F-HR Endurance Wealth Management, Inc. 75 75 0.00 4 4 0.00
2017-11-03 13F-HR AMERICAN FINANCIAL GROUP INC 76,048 76,048 0.00 4,087 3,667 -10.28
2017-10-12 13F-HR Selz Capital LLC 0 150,498 0 7,257
2017-08-15 13F-HR Intellectus Partners, LLC Call 3,000 0 -100.00 17 0 -100.00
2017-10-25 13F-HR Aperio Group, LLC 285,452 289,082 1.27 15,340 13,940 -9.13
2017-10-27 13F-HR Cable Hill Partners, LLC 570 1,164 104.21 31 56 80.65
2017-11-14 13F-HR Alyeska Investment Group, L.P. 2,948,184 4,003,366 35.79 158,435 193,042 21.84
2017-10-20 13F-HR SHIKIAR ASSET MANAGEMENT INC 72,455 70,575 -2.59 3,894 3,403 -12.61
2017-10-25 13F-HR FIRST QUADRANT L P/CA 129,804 126,065 -2.88 6,976 6,079 -12.86
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 510,057 920,284 80.43 27,410 44,376 61.90
2017-10-12 13F-HR FIRST CITIZENS BANK & TRUST CO 49,748 36,828 -25.97 2,673 1,776 -33.56
2017-10-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 0 2,000 0 96
2017-08-07 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 22,710 0 -100.00 1,044 0 -100.00
2017-07-06 13F-HR West Oak Capital, LLC 549 0 -100.00 25,232 0 -100.00
2017-11-13 13F-HR AVIVA PLC 114,573 116,713 1.87 6,158 5,630 -8.57
2017-11-14 13F-HR united american securities inc. (d/b/a uas asset management) 6,750 0 -100.00 363 0 -100.00
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,577,149 1,605,964 1.83 84,756 77,439 -8.63
2017-11-14 13F-HR Corient Capital Partners, LLC 53,443 50,651 -5.22 2,872 2,442 -14.97
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 4,300 208
2017-11-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 102,205 0 -100.00 5,492 0 -100.00
2017-11-14 13F-HR Winslow Capital Management, LLC 3,807,776 168 -100.00 204,630 8 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 1,296,839 833,707 -35.71 69,692 40,200 -42.32
2017-11-14 13F-HR GRT CAPITAL PARTNERS L.L.C. 32,816 32,816 0.00 1,764 1,582 -10.32
2017-11-13 13F-HR PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE 0 75,000 0 3,617
2017-08-11 13F-HR Marathon Trading Investment Management LLC 9,200 0 -100.00 423 0 -100.00
2017-11-08 13F-HR Pacer Advisors, Inc. 15,681 17,319 10.45 843 835 -0.95
2017-11-14 13F-HR BARCLAYS PLC Put 332,900 326,400 -1.95 17,891 15,740 -12.02
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 1,257,609 1,131,973 -9.99 67,584 54,584 -19.24
2017-11-14 13F-HR JANE STREET GROUP, LLC 491,596 372,587 -24.21 26,418 17,966 -31.99
2017-10-30 13F-HR Westpac Banking Corp 866,123 115,491 -86.67 46,545,451 5,568,976 -88.04
2017-11-14 13F-HR Scoria Capital Partners LP 40,000 0 -100.00 2,150 0 -100.00
2017-11-14 13F-HR TIGER MANAGEMENT L.L.C. 103,375 103,375 0.00 5,555 4,985 -10.26
2017-08-15 13F-HR Cypress Capital Group 6,654 0 -100.00 306 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 700,200 183,200 -73.84 37,629 8,834 -76.52
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 5,360 4,874 -9.07 288 235 -18.40
2017-11-13 13F-HR Utah Retirement Systems 123,808 121,908 -1.53 6,654 5,879 -11.65
2017-11-14 13F-HR Focused Wealth Management, Inc 7,150 9,317 30.31 384 449 16.93
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 2,372,396 2,364,933 -0.31 127,493 114,037 -10.55
2017-10-27 13F-HR Hudock Capital Group, LLC 1,469 1,477 0.54 78 71 -8.97
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 59,571 59,571 0.00 3,201 2,872 -10.28
2017-10-30 13F-HR Cribstone Capital Management, LLC 235 235 0.00 13 11 -15.38
2017-11-14 13F-HR SSI INVESTMENT MANAGEMENT INC 6,652 6,604 -0.72 357 319 -10.64
2017-11-14 13F-HR CREDIT SUISSE AG/ 886,802 1,164,832 31.35 47,657 56,169 17.86
2017-11-13 13F-HR LSV ASSET MANAGEMENT 3,820,635 3,907,313 2.27 205,320 188,410 -8.24
2017-11-08 13F-HR Harbour Capital Advisors, LLC 26,098 30,578 17.17 1,403 1,474 5.06
2017-11-14 13F-HR TLP GROUP LLC 15 1
2017-11-14 13F-HR NOMURA HOLDINGS INC Put 100,000 134,100 34.10 5,375 6,462 20.22
2017-11-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 225 225 0.00 12 11 -8.33
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 0 5,302 0 256
2017-08-07 13F-HR Karp Capital Management Corp 278,889 0 -100.00 12,818 0 -100.00
2017-10-20 13F-HR CONNING INC. 17,460 16,990 -2.69 938 819 -12.69
2017-11-09 13F-HR LMR Partners LLP 0 313,442 0 15,114
2017-10-25 13F-HR Cornerstone Advisors, Inc. 114 114 0.00 6 5 -16.67
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. 20,556 5,000 -75.68 1,105 241 -78.19
2017-11-13 13F-HR Harvest Fund Management Co., Ltd 3,148 0 -100.00 169 0 -100.00
2017-11-02 13F-HR Checchi Capital Advisers, LLC 6,384 6,230 -2.41 343 300 -12.54
2017-08-14 13F-HR ARGENTIERE CAPITAL AG Put 100,000 0 -100.00 233 0 -100.00
2017-11-06 13F-HR Archon Partners LLC 89,400 0 -100.00 4,804 0 -100.00
2017-11-13 13F-HR Spears Abacus Advisors LLC 464,274 464,569 0.06 24,950 22,402 -10.21
2017-11-14 13F-HR Nuveen Fund Advisors, LLC 52,296 31,142 -40.45 2,810 1,502 -46.55
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 3,461 0 -100.00 186 0 -100.00
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 18,677 14,428 -22.75 1,004 696 -30.68
2017-11-03 13F-HR Alpha Omega Wealth Management LLC 402 402 0.00 22 19 -13.64
2017-11-14 13F-HR Moore Capital Management, LP Put 50,000 2,411
2017-11-14 13F-HR Adage Capital Partners GP LLC 1,056,826 1,038,743 -1.71 56,794 50,088 -11.81
2017-11-13 13F-HR Allianz Asset Management AG Call 137,600 169,800 23.40 7,395 8,188 10.72
2017-08-14 13F-HR C M BIDWELL & ASSOCIATES LTD 0 49 0 3
2017-11-14 13F-HR Mariner Wealth Advisors, LLC 0 4,276 0 206
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 1,229,421 1,310,143 6.57 66,069 63,175 -4.38
2017-11-08 13F-HR Edge Advisors, Llc 4 497 12,325.00 0 23
2017-08-03 13F-HR Hartland & Co., LLC 4,365 0 -100.00 201 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 68,400 15,300 -77.63 3,676 738 -79.92
2017-11-14 13F-HR Voya Investment Management LLC 4,476,555 4,833,169 7.97 240,570 232,891 -3.19
2017-10-04 13F-HR Fulton Bank, N.A. 13,811 13,497 -2.27 742 651 -12.26
2017-11-01 13F-HR Parkwood LLC 64,207 9,208 -85.66 3,450 444 -87.13
2017-10-16 13F-HR Gradient Investments LLC 614 0 -100.00 33 0 -100.00
2017-08-15 13F-HR BANK OF NOVA SCOTIA Put 20,000 0 -100.00 919 0 -100.00
2017-11-14 13F-HR TAURUS ASSET MANAGEMENT, LLC 5,225 5,225 0.00 281 252 -10.32
2017-11-15 13F-HR Krilogy Financial LLC 1,911 1,954 2.25 103 94 -8.74
2017-11-13 13F-HR BB&T SECURITIES, LLC 61,753 55,772 -9.69 3,318 2,689 -18.96
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 1,280,787 1,351,886 5.55 68,830 65,188 -5.29
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 6,380 6,380 0.00 343 308 -10.20
2017-08-11 13F-HR Hudson Bay Capital Management LP Call 33,100 0 -100.00 1,521 0 -100.00
2017-11-14 13F-HR Baird Financial Group, Inc. 124,350 135,209 8.73 6,683 6,520 -2.44
2017-11-14 13F-HR CAHILL FINANCIAL ADVISORS INC 17,491 18,257 4.38 940 881 -6.28
2017-11-14 13F-HR CLEARARC CAPITAL INC 18,043 17,140 -5.00 970 826 -14.85
2017-11-13 13F-HR LANSDOWNE PARTNERS (UK) LLP 28,553,267 26,421,995 -7.46 1,534,452 1,274,074 -16.97
2017-11-14 13F-HR VANGUARD GROUP INC 44,951,865 43,231,517 -3.83 2,415,714 2,084,624 -13.71
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 13,400 0 646
2017-11-13 13F-HR SYMPHONY ASSET MANAGEMENT LLC 4,624 4,728 2.25 249 228 -8.43
2017-07-20 13F-HR Sonora Investment Management, LLC 0 0 0 0
2017-10-10 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 120,287 117,834 -2.04 6,464 5,682 -12.10
2017-11-09 13F-HR/A-1 JACOBS LEVY EQUITY MANAGEMENT, INC 45,980 0 -100.00 2,113 0 -100.00
2017-11-14 13F-HR Veritable, L.P. 22,009 22,490 2.19 1,183 1,084 -8.37
2017-11-06 13F-HR INTRUST BANK NA 14,543 14,539 -0.03 781 701 -10.24
2017-10-13 13F-HR JAMES INVESTMENT RESEARCH INC 25,860 60,740 134.88 1,390 2,929 110.72
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 31,970 25,130 -21.40 1,718 1,212 -29.45
2017-10-17 13F-HR St. Johns Investment Management Company, LLC 1,000 1,000 0.00 54 48 -11.11
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 37,160 42,951 15.58 1,997 2,071 3.71
2017-11-14 13F-HR GOLDENTREE ASSET MANAGEMENT LP 319,528 174,233 -45.47 17,171 8,403 -51.06
2017-11-13 13F-HR TRILOGY GLOBAL ADVISORS LP 1,038,498 0 -100.00 55,809 0 -100.00
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 6,744 8,498 26.01 362 410 13.26
2017-07-25 13F-HR Campbell & CO Investment Adviser LLC 10,103 0 -100.00 464 0 -100.00
2017-11-08 13F-HR Norinchukin Bank, The 88,717 82,116 -7.44 4,768 3,960 -16.95
2017-11-14 13F-HR Bramshill Investments, Llc 304 15
2017-12-01 13F-HR TrimTabs Asset Management, LLC 4,942 5,788 17.12 266 297 11.65
2017-11-17 13F-HR Archford Capital Strategies, LLC 4,000 0 -100.00 38 0 -100.00
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 150 150 0.00 8 7 -12.50
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 38,974 15,853 -59.32 2,094 764 -63.51
2017-11-14 13F-HR RAINIER INVESTMENT MANAGEMENT LLC 26,850 20,420 -23.95 1,443 985 -31.74
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 591,600 29,500 -95.01 31,793 1,422 -95.53
2017-11-14 13F-HR HBK INVESTMENTS L P 0 289,000 0 13,936
2017-10-12 13F-HR PATTEN & PATTEN INC/TN 283,217 269,425 -4.87 15,220 12,992 -14.64
2017-11-13 13F-HR Marshall Wace LLP 68,351 0 -100.00 3,691 0 -100.00
2017-11-14 13F-HR TIDE POINT CAPITAL MANAGEMENT, LP 0 1,160,713 0 55,970
2017-11-13 13F-HR CAMG Solamere Management, LLC 31,957 33,349 4.36 1,719 1,605 -6.63
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 17,448 17,411 -0.21 937 839 -10.46
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 1,556 75
2017-11-03 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 198,220 4,613 -97.67 10,652 222 -97.92
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 4,862 4,862 0.00 261 235 -9.96
2017-11-13 13F-HR Morris Capital Advisors, LLC 8,465 8,487 0.26 455 409 -10.11
2017-08-14 13F-HR CREDIT AGRICOLE S A Call 0 0
2017-11-09 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 0 690 0 33
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 5,364,934 4,578,480 -14.66 288,312 220,774 -23.43
2017-12-12 13F-HR/A-1 Patten Group, Inc. 8,307 8,385 0.94 420 404 -3.81
2017-11-14 13F-HR COBALT CAPITAL MANAGEMENT INC 703,058 438,961 -37.56 37,782 21,167 -43.98
2017-11-13 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 20,546 17,866 -13.04 1,104 862 -21.92
2017-11-14 13F-HR Integral Derivatives, LLC Call 62,500 71,200 13.92 3,359 3,433 2.20
2017-11-15 13F-HR First Heartland Consultants, Inc. 19,747 19,166 -2.94 1,061 924 -12.91
2017-11-13 13F-HR RiverPoint Capital Management, LLC 8,871 5,440 -38.68 477 262 -45.07
2017-11-13 13F-HR RidgeWorth Capital Management LLC 0 925,580 0 44,631
2017-11-14 13F-HR BALTIMORE CAPITAL MANAGEMENT, INC 16,505 16,455 -0.30 887 793 -10.60
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 328,900 317,200 -3.56 17,718 15,295 -13.68
2017-08-10 13F-HR Standard Life Investments LTD 1,733,565 0 -100.00 79,666 0 -100.00
2017-11-08 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 46,748 38,742 -17.13 2,512 1,868 -25.64
2017-11-13 13F-HR Quantitative Investment Management, LLC 489,200 0 -100.00 26,289 0 -100.00
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 68,844 67,291 -2.26 3,697 3,245 -12.23
2017-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 150,000 0 -100.00 6,894 0 -100.00
2017-10-31 13F-HR FISHMAN JAY A LTD/MI 6,000 0 -100.00 322,440 0 -100.00
2017-11-14 13F-HR Natixis 311,838 1,416,002 354.08 16,758 68,280 307.45
2017-11-14 13F-HR/A-1 U S GLOBAL INVESTORS INC 272,673 296,734 8.82 13,459 14,311 6.33
2017-08-10 13F-HR ACCIDENT COMPENSATION CORP 9,000 0 -100.00 414 0 -100.00
2017-11-14 13F-HR CLEARBRIDGE, LLC 1,373,465 66,228
2017-11-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 905,030 896,530 -0.94 48,636 43,231 -11.11
2017-11-14 13F-HR Polar Asset Management Partners Inc. 296,100 14,278
2017-10-02 13F-HR Hefty Wealth Partners 81 81 0.00 4 4 0.00
2017-09-22 13F-HR/A-1 Allen Investment Management LLC 5,570 0 -100.00 274 0 -100.00
2017-11-13 13F-HR Bridgewater Associates, LP 39,060 8,480 -78.29 2,099 409 -80.51
2017-11-14 13F-HR CAXTON ASSOCIATES LP 9,300 170,400 1,732.26 500 8,217 1,543.40
2017-11-14 13F-HR Lenox Wealth Management, Inc. 509 509 0.00 27 24 -11.11
2017-11-07 13F-HR SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 4,326 4,293 -0.76 232 207 -10.78
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 2,364,653 2,395,384 1.30 127,076 115,505 -9.11
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 5,200 5,200 0.00 279 251 -10.04
2017-10-17 13F-HR Capital Investment Advisors, LLC 6,397 6,553 2.44 344 316 -8.14
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 14,304 9,832 -31.26 769 474 -38.36
2017-11-13 13F-HR Gargoyle Investment Advisor L.L.C. 5,474 5,474 0.00 294 264 -10.20
2017-11-14 13F-HR BlueCrest Capital Management Ltd 151,980 289,600 90.55 8,167 13,965 70.99
2017-08-10 13F-HR Vantage Investment Advisors, LLC 737 0 -100.00 34 0 -100.00
2017-11-08 13F-HR D.A. DAVIDSON & CO. 7,394 6,901 -6.67 397 332 -16.37
2017-11-03 13F-HR Essex Financial Services, Inc. 9,089 8,953 -1.50 488 432 -11.48
2017-10-17 13F-HR BANK OF THE WEST 271,184 279,480 3.06 14,573 13,477 -7.52
2017-11-09 13F-HR SII INVESTMENTS INC/WI 4,162 0 -100.00 222 0 -100.00
2017-11-13 13F-HR Invictus RG 2,205 975 -55.78 118 47 -60.17
2017-11-14 13F-HR HighTower Advisors, LLC 112,631 111,166 -1.30 6,045 5,355 -11.41
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 18,913 21,024 11.16 1,016 1,014 -0.20
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 17,800 20,588 15.66 956 992 3.77
2017-08-01 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 39,785 0 -100.00 1,829 0 -100.00
2017-11-14 13F-HR Westover Capital Advisors, LLC 10,486 15,683 49.56 564 756 34.04
2017-11-17 13F-HR/A-1 Virtu Financial LLC 11,052 533
2017-10-17 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 14,856 14,389 -3.14 798 694 -13.03
2017-10-25 13F-HR REGENTATLANTIC CAPITAL LLC 57,013 72,839 27.76 3,064 3,512 14.62
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 2,740,857 721,549 -73.67 147,294 34,793 -76.38
2017-11-13 13F-HR COCONUT GROVE BANK 515 800 55.34 28 39 39.29
2017-11-13 13F-HR Renaissance Technologies LLC 706,100 1,608,800 127.84 37,946 77,576 104.44
2017-11-14 13F-HR LPL Financial LLC 102,557 101,794 -0.74 5,511 4,908 -10.94
2017-11-14 13F-HR FIFTH THIRD BANCORP 239,593 232,168 -3.10 12,876 11,195 -13.06
2017-11-13 13F-HR People's United Financial, Inc. 12,525 12,108 -3.33 673 584 -13.22
2017-11-14 13F-HR Paloma Partners Management Co 130,255 212,606 63.22 7,000 10,253 46.47
2017-11-13 13F-HR Hudson Bay Capital Management LP 30,000 0 -100.00 1,612 0 -100.00
2017-11-17 13F-HR/A-1 Central Asset Investments & Management Holdings (HK) Ltd 16,000 0 -100.00 860 0 -100.00
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 165,902 0 -100.00 8,916 0 -100.00
2017-11-14 13F-HR SRB Corp 3,735 3,735 0.00 201 180 -10.45
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 42,713 66,845 56.50 2,295 3,223 40.44
2017-10-12 13F-HR ADIRONDACK TRUST CO 320 320 0.00 17 15 -11.76
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 934,660 934,736 0.01 50,229 45,073 -10.26
2017-11-07 13F-HR Sowell Financial Services LLC 8,661 10,951 26.44 436 551 26.38
2017-10-23 13F-HR GRATRY & Co LLC 4,910 4,910 0.00 264 237 -10.23
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 70,050 52,600 -24.91 3,764 2,536 -32.62
2017-11-06 13F-HR Spot Trading L.l.c. Call 107,800 107,600 -0.19 5,793 5,188 -10.44
2017-11-03 13F-HR BIEGEL & WALLER LLC 206,146 202,336 -1.85 11,078 9,757 -11.92
2017-10-13 13F-HR CENTRAL BANK & TRUST CO 523 523 0.00 28 25 -10.71
2017-11-14 13F-HR NWI MANAGEMENT LP 240,000 200,000 -16.67 12,898 9,644 -25.23
2017-10-25 13F-HR CALAMOS WEALTH MANAGEMENT LLC 107,731 107,941 0.19 5,789 5,205 -10.09
2017-11-07 13F-HR KWMG, LLC 31,340 33,342 6.39 1,684 1,608 -4.51
2017-10-27 13F-HR BREMER TRUST NATIONAL ASSOCIATION 38,622 35,149 -8.99 2,076 1,695 -18.35
2017-11-14 13F-HR CROFT-LEOMINSTER INC 139,962 137,321 -1.89 7,521 6,621 -11.97
2017-11-14 13F-HR Integral Derivatives, LLC 23,790 0 -100.00 1,278 0 -100.00
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 229,740 29,009 -87.37 12,346 1,399 -88.67
2017-10-11 13F-HR QUANTRES ASSET MANAGEMENT Ltd 0 5,500 0 265
2017-11-08 13F-HR HAP Trading, LLC Call 263,000 1,107,800 321.22 235 683 190.64
2017-11-09 13F-HR EAGLE ASSET MANAGEMENT INC 1,431,158 1,412,651 -1.29 76,910 67,906 -11.71
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 206,807 184,598 -10.74 11,114 8,901 -19.91
2017-10-12 13F-HR Waverton Investment Management Ltd 28,700 0 -100.00 1,542 0 -100.00
2017-11-13 13F-HR Global Endowment Management, LP 6,110 7,310 19.64 328 352 7.32
2017-11-14 13F-HR Glen Harbor Capital Management LLC 171,388 136,024 -20.63 9,211 6,559 -28.79
2017-10-16 13F-HR State of Alaska, Department of Revenue 4,674 19,644 320.28 251 946 276.89
2017-11-14 13F-HR Owl Creek Asset Management, L.P. 825,500 1,577,729 91.12 44,362 76,078 71.49
2017-10-19 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 14,587 14,185 -2.76 784 684 -12.76
2017-11-14 13F-HR Omnia Family Wealth, LLC 100 100 0.00 5 5 0.00
2017-10-26 13F-HR Baskin Financial Services Inc. 135,400 149,819 10.65 7,276 7,224 -0.71
2017-11-14 13F-HR CHEMICAL BANK 10,294 20,246 96.68 553 976 76.49
2017-10-31 13F-HR Marathon Trading Investment Management LLC Call 5,100 0 -100.00 274 0 -100.00
2017-11-09 13F-HR FFCM LLC 108 108 0.00 6 6 0.00
2017-11-02 13F-HR WESBANCO BANK INC 55,360 66,120 19.44 2,975 3,189 7.19
2017-08-14 13F-HR SECOR Capital Advisors, LP 49,504 0 -100.00 2,275 0 -100.00
2017-10-17 13F-HR Baker Ellis Asset Management LLC 2,185 0 -100.00 117 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 3,492 1,883 -46.08 1,194 334 -72.03
2017-10-31 13F-HR LINCOLN NATIONAL CORP 4,133 4,234 2.44 222 205 -7.66
2017-10-18 13F-HR D. SCOTT NEAL, INC. 196 196 0.00 11 9 -18.18
2017-10-20 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 1,100 1,100 0.00 59 53 -10.17
2017-08-15 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 49,300 0 -100.00 2,266 0 -100.00
2017-11-14 13F-HR Proficio Capital Partners LLC 13 13 0.00 1 1 0.00
2017-11-07 13F-HR SG Americas Securities, LLC Call 53,400 330,800 519.48 211 748 254.50
2017-11-13 13F-HR EATON VANCE MANAGEMENT 44,116 47,116 6.80 2,371 2,272 -4.18
2017-11-07 13F-HR Russell Investments Group, Ltd. 963,403 1,024,715 6.36 51,779 49,409 -4.58
2017-11-09 13F-HR CITADEL ADVISORS LLC 7,853,357 7,056,406 -10.15 422,040 340,260 -19.38
2017-11-14 13F-HR AJO, LP 5,637,157 5,716,390 1.41 302,941 275,644 -9.01
2017-08-14 13F-HR Odey Asset Management Group Ltd 373,000 0 -100.00 17,143 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 1,728,480 1,842,857 6.62 92,889 88,863 -4.33
2017-11-08 13F-HR ASSETMARK, INC 211 582 175.83 11 28 154.55
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 0 14,490 0 699
2017-11-14 13F-HR Knighthead Capital Management, LLC 234,374 0 -100.00 12,595 0 -100.00
2017-11-14 13F-HR QS Investors, LLC 147,583 8,856 -94.00 7,931 427 -94.62
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 70,020 64,716 -7.57 3,763 3,121 -17.06
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 39,900 24,000 -39.85 2,144 1,157 -46.04
2017-11-07 13F-HR HANSEATIC MANAGEMENT SERVICES INC 506 810 60.08 27 39 44.44
2017-08-14 13F-HR Point72 Europe (London) LLP 198,809 0 -100.00 9,137 0 -100.00
2017-07-11 13F-HR TOMPKINS FINANCIAL CORP 2,195 0 -100.00 107 0 -100.00
2017-11-14 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 79,780 59,130 -25.88 4,287,377 2,851,249 -33.50
2017-08-04 13F-HR Apriem Advisors 725 0 -100.00 33 0 -100.00
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 68,825 49,587 -27.95 3,699 2,391 -35.36
2017-11-14 13F-HR Duquesne Family Office LLC 391,000 0 -100.00 21,012 0 -100.00
2017-10-03 13F-HR Eqis Capital Management, Inc. 8,177 9,111 11.42 439 439 0.00
2017-11-13 13F-HR Sheaff Brock Investment Advisors, LLC 0 4,606 0 222
2017-11-08 13F-HR ING GROEP NV 177,086 201,246 13.64 9,517 9,704 1.96
2017-10-24 13F-HR BOSTON ADVISORS LLC 13,592 10,227 -24.76 730 493 -32.47
2017-11-13 13F-HR Twin Tree Management, LP 89,298 0 -100.00 4,799 0 -100.00
2017-11-08 13F-HR AMF Pensionsforsakring AB 466,332 637,812 36.77 21,433 30,755 43.49
2017-11-07 13F-HR Commonwealth Equity Services, Inc 36,470 43,369 18.92 1,959 2,091 6.74
2017-11-14 13F-HR ADVENT CAPITAL MANAGEMENT /DE/ 24,000 0 -100.00 1,290 0 -100.00
2017-11-07 13F-HR Quantbot Technologies LP 0 64,483 0 3,109
2017-11-09 13F-HR ZEKE CAPITAL ADVISORS, LLC 5,730 4,519 -21.13 308 218 -29.22
2017-11-13 13F-HR PROFUND ADVISORS LLC 24,699 18,170 -26.43 1,327 876 -33.99
2017-10-10 13F-HR Nadler Financial Group, Inc. 3,792 0 -100.00 204 0 -100.00
2017-10-13 13F-HR LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA 34,675 34,770 0.27 1,863 1,677 -9.98
2017-11-14 13F-HR BIRINYI ASSOCIATES INC 6,500 7,750 19.23 349 374 7.16
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 271,481 427,644 57.52 14,590 20,621 41.34
2017-11-07 13F-HR/A-1 COMMERCE BANK 17,190 17,505 1.83 924 844 -8.66
2017-11-01 13F-HR Beach Point Capital Management LP 252,983 192,106 -24.06 13,595 9,263 -31.86
2017-08-08 13F-HR Pacad Investment Ltd. 70,871 0 -100.00 3,257 0 -100.00
2017-11-14 13F-HR Cantab Capital Partners LLP 50,271 44,747 -10.99 2,702,000 2,158,000 -20.13
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 9,335 9,076 -2.77 502 438 -12.75
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Call 6,126 1,505 -75.43 2,524,980 362,129 -85.66
2017-07-26 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 16,473 0 -100.00 753 0 -100.00
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 11,740 17,722 50.95 631 855 35.50
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 101,915 101,915 0.00 5,477 4,914 -10.28
2017-10-27 13F-HR Parametrica Management Ltd 14,770 712
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 926 0 -100.00 50 0 -100.00
2017-11-13 13F-HR Frontier Wealth Management LLC 5,388 7,532 39.79 290 363 25.17
2017-10-18 13F-HR SpiderRock Advisors LLC 13 26 100.00
2017-11-14 13F-HR ARGENTIERE CAPITAL AG 0 16,062 0 775
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 54,683 54,172 -0.93 2,939 2,612 -11.13
2017-11-13 13F-HR Partnervest Advisory Services LLC 5,044 5,274 4.56 271 254 -6.27
2017-08-09 13F-HR Timber Hill LLC 11,798 0 -100.00 542 0 -100.00
2017-11-20 13F-HR Barnett & Company, Inc. 64,206 63,250 -1.49 3,450 3,050 -11.59
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 5,416,444 5,022,310 -7.28 291,078 242,176 -16.80
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 0 353,600 0 17,051
2017-11-07 13F-HR LOWE BROCKENBROUGH & CO INC 121,435 121,670 0.19 6,526 5,867 -10.10
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 246,832 222,021 -10.05 13,265 10,706 -19.29
2017-10-12 13F-HR Bogart Wealth, Llc 500 26
2017-11-14 13F-HR STEELHEAD PARTNERS LLC 15,000 15,000 0.00 806 723 -10.30
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 6,238 10,213 63.72 335 492 46.87
2017-10-04 13F-HR Pensionfund Sabic 0 31,000 0 1,495
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 2,915,374 3,160,741 8.42 156,672 152,411 -2.72
2017-11-09 13F-HR South Dakota Investment Council 740,550 740,550 0.00 39,797 35,709 -10.27
2017-11-14 13F-HR RUDMAN ERROL M 208,710 208,710 0.00 11,216 10,064 -10.27
2017-11-09 13F-HR Legal & General Group Plc 1,205,332 1,246,610 3.42 64,777 60,111 -7.20
2017-11-14 13F-HR CLINTON GROUP INC 35,447 0 -100.00 1,905 0 -100.00
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 16,810 16,810 0.00 903 793 -12.18
2017-08-08 13F-HR Airain ltd 131,990 152,447 15.50 6,066 8,193 35.06
2017-11-14 13F-HR/A-1 Pomelo Capital LLC Put 81,100 81,100 0.00 4,358 3,911 -10.26
2017-11-13 13F-HR ProShare Advisors LLC 59,353 62,435 5.19 3,190 3,011 -5.61
2017-08-11 13F-HR PT ASSET MANAGEMENT, LLC Put 76,000 0 -100.00 3,493 0
2017-11-13 13F-HR Bb&t Investment Services, Inc. 2,595 1,402 -45.97 128 47 -63.28
2017-10-18 13F-HR SIT INVESTMENT ASSOCIATES INC 469,595 428,290 -8.80 25,236 20,652 -18.16
2017-10-23 13F-HR ALTFEST L J & CO INC 20,385 0 -100.00 1,096 0 -100.00
2017-11-14 13F-HR SALIENT TRUST CO LTA 4,000 0 -100.00 215 0 -100.00
2017-11-15 13F-HR Sterling Capital Management LLC 63,428 101,058 59.33 3,409 4,873 42.95
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 442,946 444,061 0.25 23,804 21,413 -10.04
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 301,343 347,932 15.46 16,270 17,455 7.28
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 26,226 28,986 10.52 1,409 1,397 -0.85
2017-11-06 13F-HR Bank of New York Mellon Corp 9,755,204 9,130,025 -6.41 524,246 440,250 -16.02
2017-10-27 13F-HR FORTALEZA ASSET MANAGEMENT INC/ 7,485 0 -100.00 402 0 -100.00
2017-10-25 13F-HR Carroll Financial Associates, Inc. 290 290 0.00 15 14 -6.67
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 1,543,400 1,260,300 -18.34 82,941 60,769 -26.73
2017-10-05 13F-HR Washington Trust Bank 0 201 0 10
2017-10-13 13F-HR Daiwa SB Investments Ltd. 2,280 2,280 0.00 123 123 0.00
2017-11-07 13F-HR THOMPSON INVESTMENT MANAGEMENT, INC. 19,775 19,775 0.00 1,063 954 -10.25
2017-11-13 13F-HR FRANKLIN RESOURCES INC 22,746 37,566 65.15 1,223 1,811 48.08
2017-11-09 13F-HR Pegasus Partners Ltd. 14,977 17,768 18.64 805 857 6.46
2017-11-09 13F-HR OPPENHEIMER & CO INC 82,291 92,254 12.11 4,423 4,449 0.59
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 307,282 39,274 -87.22 16,513 1,894 -88.53
2017-11-03 13F-HR Sandy Spring Bank 30 30 0.00 2 1 -50.00
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 584,478 629,302 7.67 31,486 30,402 -3.44
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 36,407 38,343 5.32 1,957 1,849 -5.52
2017-11-13 13F-HR Oz Management LP Put 302,200 302,200 0.00 16,240 14,572 -10.27
2017-10-12 13F-HR PRIVATE TRUST CO NA 9,689 9,456 -2.40 520 455 -12.50
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 643,945 651,313 1.14 34,606 31,406 -9.25
2017-11-07 13F-HR Financial Engines Advisors L.L.C. 678 5,671 736.43 36 273 658.33
2017-11-13 13F-HR FIRST COMMONWEALTH FINANCIAL CORP /PA/ 9,304 9,291 -0.14 500 448 -10.40
2017-11-09 13F-HR Hosking Partners LLP 1,892,479 1,900,891 0.44 101,702 91,661 -9.87
2017-08-14 13F-HR AXIOM INTERNATIONAL INVESTORS LLC /DE 650,530 0 -100.00 29,898 0
2017-11-14 13F-HR ALLSTATE CORP 29,264 0 -100.00 1,573 0 -100.00
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 801,318 810,268 1.12 36,829 43,543 18.23
2017-11-14 13F-HR MARIANAS FUND MANAGEMENT LLC 40,800 99,700 144.36 2,193 4,808 119.24
2017-11-13 13F-HR Laurion Capital Management LP 148,279 250,156 68.71 7,969 12,062 51.36
2017-11-09 13F-HR FNY Partners Fund LP 2,500 0 -100.00 134 0 -100.00
2017-07-13 13F-HR BALDWIN BROTHERS INC/MA 4,800 0 -100.00 221 0 -100.00
2017-11-09 13F-HR Johnson Financial Group, Inc. 7,085 9,195 29.78 381 443 16.27
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 1,471,050 1,464,655 -0.43 79,055 70,625 -10.66
2017-10-30 13F-HR IFP Advisors, Inc 21,029 17,954 -14.62 1,130 866 -23.36
2017-11-13 13F-HR GENDELL JEFFREY L 642,418 331,764 -48.36 34,524 15,998 -53.66
2017-10-06 13F-HR North Star Investment Management Corp. 500 500 0.00 27 24 -11.11
2017-11-06 13F-HR COMERICA BANK 190,897 177,705 -6.91 9,837 8,944 -9.08
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 78,397 24,980 -68.14 4,213 1,206 -71.37
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 3,687 2,508 -31.98 427 524 22.72
2017-11-15 13F-HR Cambria Investment Management, L.P. 24,867 23,832 -4.16 1,336 1,149 -14.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 8,013,040 10,077,317 25.76 430,620 485,929 12.84
2017-11-08 13F-HR RPg Family Wealth Advisory, LLC 222 0 -100.00 11,930 0 -100.00
2017-11-13 13F-HR HOURGLASS CAPITAL, LLC 59,485 59,485 0.00 3,197 2,868 -10.29
2017-11-15 13F-HR Janney Capital Management LLC 256,581 319,300 24.44 13,788 15,396 11.66
2017-11-14 13F-HR DIAM Co., Ltd. 299,185 304,366 1.73 16,081 14,680 -8.71
2017-11-14 13F-HR Glendon Capital Management LP 107,623 101,247 -5.92 5,784 4,882 -15.59
2017-11-14 13F-HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC 686,116 815,509 18.86 36,872 39,324 6.65
2017-11-13 13F-HR OMERS ADMINISTRATION Corp 0 81,000 0 3,906
2017-11-14 13F-HR MASTERS CAPITAL MANAGEMENT LLC 1,000,000 1,000,000 0.00 53,740 48,220 -10.27
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 3,154,399 1,523,613 -51.70 169,517 73,469 -56.66
2017-07-20 13F-HR DUBUQUE BANK & TRUST CO 73 0 -100.00 3 0 -100.00
2017-10-12 13F-HR Gemmer Asset Management LLC 411 411 0.00 22 20 -9.09
2017-08-22 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 94 0 -100.00 4 0 -100.00
2017-11-14 13F-HR Flinton Capital Management LLC 97,936 77,728 -20.63 5,263 3,748 -28.79
2017-11-14 13F-HR Interval Partners, LP 124,003 753,480 507.63 6,664 36,333 445.21
2017-11-14 13F-HR Standard Life Aberdeen Plc 785,161 37,872
2017-11-03 13F-HR Tradewinds Capital Management, LLC 2,250 2,250 0.00 121 108 -10.74
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 232,400 76,800 -66.95 12,489 3,703 -70.35
2017-11-07 13F-HR PALLADIUM PARTNERS LLC 89,563 96,203 7.41 4,813 4,639 -3.62
2017-08-11 13F-HR PT ASSET MANAGEMENT, LLC Call 49,500 0 -100.00 2,275 0
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 122,528 122,528 0.00 6,585 5,908 -10.28
2017-11-13 13F-HR BLUESTEIN R H & CO 6,000 0 -100.00 322 0 -100.00
2017-11-08 13F-HR Ruggie Capital Group 2,767 0 -100.00 149 0 -100.00
2017-07-19 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 22,800 0 -100.00 1,048 0 -100.00
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 189,640 215,189 13.47 10,191 10,376 1.82
2017-10-26 13F-HR Harbor Advisors LLC 9,602 14,602 52.07 516 704 36.43
2017-11-16 13F-HR Cetera Advisors LLC 6,418 6,380 -0.59 345 308 -10.72
2017-11-06 13F-HR NTV ASSET MANAGEMENT LLC 6,074 5,574 -8.23 326 269 -17.48
2017-11-14 13F-HR Magnetar Financial LLC 19,355 0 -100.00 1,040 0 -100.00
2017-11-06 13F-HR Lingohr & Partner Asset Management GmbH 20,491 29,891 45.87 942 1,504 59.66
2017-10-12 13F-HR DAVENPORT & Co LLC 951,941 1,016,507 6.78 51,157,311 49,015,948 -4.19
2017-11-13 13F-HR/A-1 GMT CAPITAL CORP 1,553,400 1,449,900 -6.66 86,152 69,914 -18.85
2017-11-06 13F-HR Retirement Systems of Alabama 714,991 681,279 -4.72 38,424 32,851 -14.50
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 508,701 558,805 9.85 27,338 26,946 -1.43
2017-08-14 13F-HR Teza Capital Management LLC 14,230 0 -100.00 654 0
2017-11-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 0 145,000 0 6,992
2017-11-03 13F-HR FDx Advisors, Inc. 17,525 19,080 8.87 942 920 -2.34
2017-11-03 13F-HR Advantus Capital Management Inc 74,158 67,160 -9.44 3,985 3,238 -18.75
2017-11-14 13F-HR KSA CAPITAL MANAGEMENT, LLC 10,000 0 -100.00 537 0 -100.00
2017-11-07 13F-HR BANK HAPOALIM BM 14,287 13,989 -2.09 768 675 -12.11
2017-11-30 13F-HR Asset Planning Services, Ltd. 137 137 0.00 7 7 0.00
2017-11-14 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 455 455 0.00 24 22 -8.33
2017-11-13 13F-HR Brave Asset Management Inc 42,706 40,689 -4.72 2,295 1,962 -14.51
2017-10-23 13F-HR SANDERS MORRIS HARRIS INC. 41,550 2,003
2017-11-14 13F-HR Capital Bank & Trust Co 1,503 1,403 -6.65 81 68 -16.05
2017-10-30 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 100 100 0.00 5 5 0.00
2017-11-28 13F-HR/A-1 Paradigm Financial Advisors, LLC 31,400 31,400 0.00 1,687 1,514 -10.25
2017-11-07 13F-HR Buckingham Capital Management, Inc. 25,970 29,747 14.54 1,396 1,434 2.72
2017-11-14 13F-HR DREMAN VALUE MANAGEMENT, L L C 41,132 37,485 -8.87 2,210 1,808 -18.19
2017-08-04 13F-HR COLUMBUS CIRCLE INVESTORS 853,734 0 -100.00 39,238 0 -100.00
2017-11-09 13F-HR AUXIER ASSET MANAGEMENT 12,070 13,670 13.26 649 659 1.54
2017-11-14 13F-HR Laurel Wealth Advisors, Inc. 5,651 6,301 11.50 303 303 0.00
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 17,100 29,025 69.74 919 1,400 52.34
2017-10-30 13F-HR DELTEC ASSET MANAGEMENT LLC 177,132 236,682 33.62 9,521 11,413 19.87
2017-11-14 13F-HR Saturna Capital CORP 9,470 10,770 13.73 509 519 1.96
2017-11-14 13F-HR LEUTHOLD GROUP, LLC 211,413 203,870 -3.57 11,361 9,831 -13.47
2017-08-14 13F-HR LUCUS ADVISORS LLC 8,860 0 -100.00 407 0 -100.00
2017-07-12 13F-HR SpiderRock Advisors LLC Put 14 1 -92.86
2017-10-25 13F-HR New England Research & Management, Inc. 6,550 18,841 187.65 352 909 158.24
2017-10-10 13F-HR Nikko Asset Management Americas, Inc. 1,800 1,800 0.00 97 87 -10.31
2017-11-15 13F-HR Tortoise Investment Management, LLC Put 7,500 7,500 0.00 10 11 10.00
2017-08-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 4,685 0 -100.00 215 0 -100.00
2017-10-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 17,543 5,332 -69.61 943 257 -72.75
2017-11-08 13F-HR Oakworth Capital, Inc. 1,151 1,151 0.00 62 54 -12.90
2017-11-07 13F-HR Timber Hill LLC Put 23,500 0 -100.00 1,263 0 -100.00
2017-11-13 13F-HR JNBA Financial Advisors 803 803 0.00 43 39 -9.30
2017-11-14 13F-HR HighVista Strategies LLC 5,700 6,400 12.28 306 309 0.98
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 5,427,063 11,196,706 106.31 291,650 539,905 85.12
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 11,021 10,925 -0.87 592 527 -10.98
2017-10-12 13F-HR Advisory Services Network, LLC 2,546 2,574 1.10 137 124 -9.49
2017-11-14 13F-HR Jump Trading, LLC Put 20,500 25,900 26.34 1,102 1,249 13.34
2017-11-30 13F-HR Sage Capital Advisors,llc 45,168 44,174 -2.20 2,427 2,130 -12.24
2017-11-13 13F-HR BlueMountain Capital Management, LLC 58,886 40,477 -31.26 3,165 1,952 -38.33
2017-11-14 13F-HR Compagnie Odier SCA 1,002 1,189 18.66 54 58 7.41
2017-11-15 13F-HR NORTHERN OAK WEALTH MANAGEMENT INC 117,496 124,734 6.16 6,314 6,015 -4.74
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 315,300 699,400 121.82 16,944 33,725 99.04
2017-10-26 13F-HR HONEYWELL INTERNATIONAL INC 475,900 476,100 0.04 25,575 22,958 -10.23
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Call 100 0 -100.00 5 0 -100.00
2017-08-11 13F-HR Feltz WealthPLAN Inc. 20 0 -100.00 889 0 -100.00
2017-11-14 13F-HR NOMURA HOLDINGS INC Call 66,000 825,600 1,150.91 3,548 39,782 1,021.25
2017-11-14 13F-HR Atlantic Trust Group, LLC 121,369 126,068 3.87 6,523 6,079 -6.81
2017-11-14 13F-HR GLG LLC 44,833 44,489 -0.77 2,409 2,145 -10.96
2017-10-18 13F-HR ALPHA WINDWARD LLC 807 10,527 1,204.46 43 508 1,081.40
2017-10-30 13F-HR ADAMS DIVERSIFIED EQUITY FUND, INC. 282,200 282,200 0.00 15,165 13,608 -10.27
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 14 14 0.00 1 1 0.00
2017-11-14 13F-HR CARRET ASSET MANAGEMENT, LLC 17,300 16,900 -2.31 930 815 -12.37
2017-11-14 13F-HR Jefferies Group LLC Put 129,300 608,800 370.84 6,949 29,356 322.45
2017-11-13 13F-HR/A-1 Roundview Capital LLC 5,115 6,480 26.69 275 312 13.45
2017-11-14 13F-HR Jump Trading, LLC Call 26,700 12,900 -51.69 1,435 622 -56.66
2017-11-14 13F-HR Mountain Lake Investment Management LLC 245,000 185,000 -24.49 13,166 8,921 -32.24
2017-11-06 13F-HR Zweig-DiMenna Associates LLC 195,297 205,062 5.00 10,495 9,888 -5.78
2017-11-08 13F-HR HAP Trading, LLC Put 0 12,700 0 29
2017-10-20 13F-HR INGALLS & SNYDER LLC Put 20,000 0 -100.00 1,075 0 -100.00
2017-08-02 13F-HR Foundry Partners, LLC 9,012 0 -100.00 414 0 -100.00
2017-10-31 13F-HR EVERENCE CAPITAL MANAGEMENT INC 13,910 18,080 29.98 748 872 16.58
2017-10-31 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 9,950 109,750 1,003.02 535 5,292 889.16
2017-11-14 13F-HR Covington Capital Management 551 27
2017-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 200,000 0 -100.00 9,192 0 -100.00
2017-11-14 13F-HR Woodson Capital Management, LP 120,000 74,800 -37.67 6,449 3,607 -44.07
2017-11-15 13F-HR Tortoise Investment Management, LLC 13,548 13,737 1.40 728 662 -9.07
2017-11-09 13F-HR ETRADE Capital Management LLC 4,661 7,031 50.85 250 339 35.60
2017-11-13 13F-HR MARTINGALE ASSET MANAGEMENT L P 106,438 0 -100.00 5,720 0 -100.00
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 32,443 129,878 300.33 1,743 6,263 259.32
2017-10-20 13F-HR Canal Capital Management, LLC 9,973 10,464 4.92 536 505 -5.78
2017-11-14 13F-HR LMM LLC 1,706,125 1,682,150 -1.41 91,687 81,113 -11.53
2017-11-13 13F-HR BOSTON PRIVATE WEALTH LLC 17,161 35,989 109.71 922 1,735 88.18
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 492,265 632,929 28.57 26,454 30,520 15.37
2017-11-14 13F-HR Brandywine Global Investment Management, LLC 4,210,867 3,478,172 -17.40 226,292 167,718 -25.88
2017-10-06 13F-HR CenturyLink Investment Management Co 38,156 35,719 -6.39 2,051 1,722 -16.04
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 35,000 35,000 0.00 1,880 1,687 -10.27
2017-11-14 13F-HR GAM Holding AG 54,819 0 -100.00 2,946 0 -100.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Put 168,200 218,200 29.73 466 579 24.25
2017-10-04 13F-HR Pensionfund DSM Netherlands 0 56,000 0 2,700
2017-10-27 13F-HR BOYS ARNOLD & CO INC 17,868 15,168 -15.11 960 731 -23.85
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 504,416 501,042 -0.67 27,107 24,160 -10.87
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 102,155 92,468 -9.48 5,490 4,459 -18.78
2017-11-13 13F-HR STIFEL FINANCIAL CORP 934,587 1,091,380 16.78 50,213 52,619 4.79
2017-10-23 13F-HR Alpha Cubed Investments, LLC 8,158 7,765 -4.82 438 374 -14.61
2017-11-03 13F-HR Swiss National Bank 665,607 676,907 1.70 35,770 32,640 -8.75
2017-10-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 0 34,067 0 1,643
2017-11-13 13F-HR Employees Retirement System of Texas 109,300 118,300 8.23 5,874 5,704 -2.89
2017-11-06 13F-HR GILDER GAGNON HOWE & CO LLC 152,070 82,058 -46.04 8,172 3,957 -51.58
2017-11-14 13F-HR Zions Bancorporation 16 180 1,025.00 1 9 800.00
2017-10-31 13F-HR Andra AP-fonden 55,800 57,400 2.87 2,999 2,768 -7.70
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 355,273 316,266 -10.98 19,092 15,250 -20.12
2017-11-13 13F-HR Hudson Bay Capital Management LP Put 241,100 0 -100.00 12,957 0 -100.00
2017-08-14 13F-HR Lorber David A 1,629 0 -100.00 75 0 -100.00
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 156,717 147,333 -5.99 8,421 7,103 -15.65
2017-08-14 13F-HR QCM Cayman, Ltd. Put 11,800 0 -100.00 542 0 -100.00
2017-11-14 13F-HR Vident Investment Advisory, LLC 51,196 52,907 3.34 2,751 2,551 -7.27
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 28,581 105,406 268.80 1,536 5,083 230.92
2017-11-03 13F-HR HENNESSY ADVISORS INC 40,500 42,000 3.70 2,176 2,025 -6.94
2017-11-08 13F-HR FIRST INTERSTATE BANK 51 51 0.00 3 2 -33.33
2017-11-15 13F-HR Neuberger Berman Group LLC 6,700,930 6,546,651 -2.30 360,108 315,680 -12.34
2017-11-14 13F-HR MORGAN STANLEY 4,670,210 5,033,220 7.77 250,978 242,702 -3.30
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 622,700 739,900 18.82 33,464 35,678 6.62
2017-10-27 13F-HR Parkside Financial Bank & Trust 392 460 17.35 21 22 4.76
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 297,908 121,154 -59.33 16,010 5,842 -63.51
2017-11-13 13F-HR Investec Asset Management (PTY) Ltd 23,135 1,113
2017-11-06 13F-HR QCI ASSET MANAGEMENT INC/NY 350 350 0.00 19 17 -10.53
2017-10-19 13F-HR APG Asset Management N.V. 3,650,499 4,100,199 12.32 196,178 197,712 0.78
2017-11-13 13F-HR MUFG Americas Holdings Corp 11,530 12,106 5.00 620 584 -5.81
2017-11-03 13F-HR