SecurityCSQ / Calamos Strategic Total Return Fund (128125101)
Institutional Owners122 (2 N-Q Owners)
Institutional Shares26,137,321 (ex. N-Q)
Institutional Value$ 1,416,954,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Calamos Strategic Total Return Fund (NASDAQ:CSQ) has 122 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 26,137,321 shares. Largest shareholders include Bank Of America Corp /de/, UBS Group AG, Morgan Stanley, Advisors Asset Management, Inc., Wells Fargo & Company/mn, Symetra Financial CORP, Sun Life Financial Inc, Royal Bank Of Canada, Guardian Life Insurance Co Of America, and Stifel Financial Corp.
Calamos Strategic Total Return Fund (NASDAQ:CSQ) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-04-16 13F-HR NWAM LLC 10,700 10,700 0.00 129 127 -1.55
2018-03-28 13F-HR Chicago Partners Investment Group LLC 1,041 0 -100.00 13 0 -100.00
2018-05-01 13F-HR WEDBUSH SECURITIES INC 44,162 43,287 -1.98 533 512 -3.94
2018-05-14 13F-HR Mosaic Family Wealth, LLC 14,647 14,774 0.87 177 175 -1.13
2018-05-09 13F-HR Cetera Advisors LLC 38,751 0 -100.00 468 0 -100.00
2018-05-01 13F-HR Dynamic Advisors Solutions LLC 13,975 165
2018-04-19 13F-HR Donald L. Hagan, LLC 13,500 11,500 -14.81 163 136 -16.56
2018-05-10 13F-HR SEIZERT CAPITAL PARTNERS, LLC 10,200 10,200 0.00 123 121 -1.63
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 6,656 0 -100.00 80 0 -100.00
2018-05-15 13F-HR Bank of New York Mellon Corp 15,619 0 -100.00 188 0 -100.00
2018-05-15 13F-HR UBS Group AG 5,664,757 4,286,051 -24.34 68,430 50,704 -25.90
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 150 150 0.00 2 2 0.00
2018-05-11 13F-HR Financial Advocates Investment Management 79,043 77,208 -2.32 955 913 -4.40
2018-05-15 13F-HR HighTower Advisors, LLC 107,862 103,219 -4.30 1,301 1,220 -6.23
2018-05-23 13F-HR Quad-cities Investment Group, Llc 35,188 416
2018-04-16 13F-HR Ledyard National Bank 1,814 1,814 0.00 22 21 -4.55
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 200,102 213,251 6.57 2,349 2,587 10.13
2018-05-15 13F-HR Arete Wealth Advisors, LLC 44,193 53,731 21.58 534 636 19.10
2018-05-14 13F-HR Resources Investment Advisors, Inc. 2,300 2,300 0.00 28 27 -3.57
2018-05-15 13F-HR Frontier Wealth Management LLC 83,818 107,068 27.74 1,013 1,267 25.07
2018-02-13 SC 13G Symetra Financial CORP 856,000
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 14,416 0 -100.00 175 0 -100.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 38,744 35,592 -8.14 468 420 -10.26
2018-04-16 13F-HR Capital Investment Advisors, LLC 17,116 17,116 0.00 207 202 -2.42
2018-05-08 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 1,000 1,000 0.00 12 12 0.00
2018-05-09 13F-HR Private Advisor Group, LLC 23,768 15,799 -33.53 294 187 -36.39
2018-05-14 13F-HR BOKF, NA 13,820 0 -100.00 167 0 -100.00
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3,037 0 -100.00 37 0 -100.00
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 0 1,000 0 12
2018-02-14 SC 13G SUN LIFE FINANCIAL INC 800,000
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 418,620 458,136 9.44 5,057 5,420 7.18
2018-05-14 13F-HR COHEN & STEERS INC 160,126 160,126 0.00 1,934 1,894 -2.07
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 195,981 187,033 -4.57 2,367 2,214 -6.46
2018-05-14 13F-HR Capital Analysts, Inc. 1,800 1,800 0.00 22 21 -4.55
2018-05-15 13F-HR Dana Investment Advisors, Inc. 46,431 46,431 0.00 561 549 -2.14
2018-05-01 13F-HR OPPENHEIMER & CO INC 24,153 41,309 71.03 292 489 67.47
2018-02-07 13F-HR Brookstone Capital Management 11,000 0 -100.00 133 0 -100.00
2018-04-13 13F-HR North Star Investment Management Corp. 400 400 0.00 5 5 0.00
2018-05-02 13F-HR Tradewinds Capital Management, LLC 3,041 0 -100.00 37 0 -100.00
2018-05-15 13F-HR CPCM, LLC 13,681 13,681 0.00 165 162 -1.82
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 39,727 218,965 451.17 480 2,590 439.58
2018-05-14 13F-HR Vantage Investment Partners, LLC 12,850 12,850 0.00 155 152 -1.94
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 1,524 0 -100.00 18 0 -100.00
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-05-14 13F-HR Vident Investment Advisory, LLC 841,328 0 -100.00 10,163 0 -100.00
2018-05-11 13F-HR CITIGROUP INC 9,672 12,667 30.97 117 150 28.21
2018-02-14 SC 13G GUARDIAN LIFE INSURANCE CO OF AMERICA 720,000
2018-04-05 13F-HR Edge Wealth Management LLC 4,100 4,100 0.00 49 49 0.00
2018-05-04 13F-HR M&T BANK CORP 11,450 11,450 0.00 138 135 -2.17
2018-05-14 13F-HR Corient Capital Partners, LLC 18,078 0 -100.00 218 0 -100.00
2018-05-11 13F-HR CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 29,300 346
2018-04-12 13F-HR Valeo Financial Advisors, Llc 1,856 22
2018-05-01 13F-HR Court Place Advisors, LLC 11,412 11,412 0.00 138 135 -2.17
2018-05-09 13F-HR IFP Advisors, Inc 10,820 10,820 0.00 131 128 -2.29
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 43,231 48,188 11.47 523 570 8.99
2018-04-04 13F-HR CENTRAL TRUST Co 152,925 150,025 -1.90 1,847 1,775 -3.90
2018-04-20 13F-HR Seacrest Wealth Management, Llc 1,653 1,653 0.00 20 20 0.00
2018-04-24 13F-HR Baystate Wealth Management LLC 284 3
2018-05-15 13F-HR Edge Advisors, Llc 170 2
2018-05-03 13F-HR BerganKDV Wealth Management, LLC 22,718 22,505 -0.94 274 266 -2.92
2018-04-18 13F-HR Creative Planning 109,473 108,806 -0.61 1,322 1,287 -2.65
2018-05-03 13F-HR CONNING INC. 114,522 116,847 2.03 1,383 1,382 -0.07
2018-05-14 13F-HR Baird Financial Group, Inc. 10,703 12,314 15.05 129 146 13.18
2018-02-06 13F-HR Fusion Family Wealth LLC 600 0 -100.00 7 0 -100.00
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 58,372 315,589 440.65 705 3,733 429.50
2018-05-14 13F-HR MORGAN STANLEY 2,702,809 2,973,911 10.03 32,650 35,182 7.75
2018-05-07 13F-HR Shaker Financial Services, LLC 661,843 266,359 -59.75 7,995 3,151 -60.59
2018-05-08 13F-HR Regis Management CO LLC 42,400 0 -100.00 512 0 -100.00
2018-05-14 13F-HR IHT Wealth Management, LLC 5,011 5,011 0.00 62 58 -6.45
2018-05-08 13F-HR US BANCORP \DE\ 6,507 6,507 0.00 78 77 -1.28
2018-05-15 13F-HR American Financial Network Advisory Services Llc 115 0 -100.00 1 0 -100.00
2018-05-14 13F-HR NATIONS FINANCIAL GROUP INC, /IA/ /ADV 26,025 26,025 0.00 314 308 -1.91
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 84,885 93,551 10.21 1,025 1,107 8.00
2018-04-11 13F-HR LifePlan Financial Group, Inc 20 0
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 640 640 0.00 8 8 0.00
2018-01-24 13F-HR Yellowstone Partners, LLC 13,875 13,875 0.00 168 168 0.00
2018-04-17 13F-HR PBWM Holdings, LLC 179,550 179,550 0.00 2,169 2,124 -2.07
2018-04-23 13F-HR Cascade Investment Advisors, Inc. 833 9,854
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 420,090 426,558 1.54 5,075 5,046 -0.57
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 686,384 722,524 5.27 8,292 8,548 3.09
2018-04-09 13F-HR Trust Co 3,017 3,017 0.00 36 36 0.00
2018-05-04 13F-HR Financial Gravity Companies, Inc. 186 335 80.11 2 4 100.00
2018-05-14 13F-HR SUNTRUST BANKS INC 10,258 0 -100.00 123 0 -100.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 42,039 34,114 -18.85 508 404 -20.47
2018-04-23 13F-HR Advisory Services Network, LLC 33,628 34,099 1.40 406 403 -0.74
2018-01-30 13F-HR Cutter & CO Brokerage, Inc. 12,313 0 -100.00 149 0 -100.00
2018-05-15 13F-HR Advisor Group, Inc. 116,141 113,839 -1.98 1,403 1,346 -4.06
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 3,208 0 -100.00 39 0 -100.00
2018-03-08 N-Q Calamos Strategic Total Return Fund (see advisory)
2018-05-15 13F-HR Institute for Wealth Management, LLC. 27,905 29,115 4.34 339 348 2.65
2018-05-08 13F-HR DOLIVER CAPITAL ADVISORS, INC. 27,668 15,952 -42.34 334 189 -43.41
2018-04-09 13F-HR BLB&B Advisors, LLC 11,044 131
2018-04-17 13F-HR Calton & Associates, Inc. 524 0 -100.00 6 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 62,213 0 736
2018-05-01 13F-HR WealthTrust Axiom LLC 34,319 32,819 -4.37 414 388 -6.28
2018-05-15 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 5,000 4,000 -20.00 60 47 -21.67
2018-04-19 13F-HR Asset Dedication, LLC 2,400 28
2018-04-26 13F-HR Smh Capital Advisors Inc 11,772 11,990 1.85 142 142 0.00
2018-04-24 13F-HR Mascoma Wealth Management LLC 5,000 5,000 0.00 61 59 -3.28
2018-05-01 13F-HR Sage Capital Advisors,llc 12,719 12,917 1.56 154 153 -0.65
2018-05-11 13F-HR CORNERSTONE ADVISORS INC 95,927 0 -100.00 1,159 0 -100.00
2018-04-11 13F-HR Wealth Alliance Advisory Group, Llc 17,502 211
2018-02-07 13F-HR Spectrum Management Group, Inc. 23,300 0 -100.00 283 0 -100.00
2018-05-14 13F-HR Quadrant Private Wealth Management, Llc 1,427 1,536 7.64
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 4,764,711 4,794,279 0.62 57,557 56,717 -1.46
2018-05-09 13F-HR Cetera Advisor Networks LLC 41,518 0 -100.00 501 0 -100.00
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 15,750 15,750 0.00 190 186 -2.11
2018-05-15 13F-HR LPL Financial LLC 425,235 540,614 27.13 5,137 6,395 24.49
2018-04-20 13F-HR Starfire Investment Advisers, Inc. 284,984 0 -100.00 3,443 0 -100.00
2018-05-11 13F-HR STIFEL FINANCIAL CORP 423,326 544,731 28.68 5,112 6,437 25.92
2018-04-30 13F-HR FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 40,908 47,403 15.88 494 561 13.56
2018-02-13 13F-HR JP Morgan Chase & Co 6,288 0 -100.00 76 0 -100.00
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 401,128 510,036 27.15 4,846 6,034 24.52
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 8,329 8,635 3.67 100 102 2.00
2018-05-14 13F-HR RPG Investment Advisory, LLC 30,900 28,900 -6.47 373 342 -8.31
2018-01-16 13F-HR NEXT Financial Group, Inc 3,350 0 -100.00 41 0 -100.00
2018-04-30 13F-HR Oxbow Advisors, LLC 117,047 117,013 -0.03 1,414 1,384 -2.12
2018-05-03 13F-HR Aviance Capital Partners, LLC 96,506 104,392 8.17 1,166 1,234 5.83
2018-05-09 13F-HR BlackRock Inc. 3,900 0 -100.00 47 0 -100.00
2018-05-15 13F-HR Intellectus Partners, LLC 3,250 3,250 0.00 40 38 -5.00
2018-05-15 13F-HR Advisors Asset Management, Inc. 2,017,951 2,020,611 0.13 24,377 24,328 -0.20
2018-05-15 13F-HR Invesco Ltd. 176,169 152,409 -13.49 2,128 1,803 -15.27
2018-05-14 13F-HR Nuveen Asset Management, LLC 15,262 15,779 3.39 184 187 1.63
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 34,305 38,022 10.84 415 450 8.43
2018-05-03 13F-HR Carnick & Kubik Group, LLC 10,100 10,100 0.00 122 119 -2.46
2018-05-15 13F-HR Weiss Asset Management LP 42,558 27,807 -34.66 514 329 -35.99
2018-05-14 13F-HR BB&T SECURITIES, LLC 15,249 15,121 -0.84 184 178 -3.26
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 91,742 89,742 -2.18 1,108 1,062 -4.15
2018-05-11 13F-HR SEI INVESTMENTS CO 0 6,862 0 81
2018-05-04 13F-HR D.A. DAVIDSON & CO. 10,200 12,107 18.70 123 143 16.26
2018-04-19 13F-HR Janney Montgomery Scott LLC 170,146 157,680 -7.33 2,055 1,865 -9.25
2018-04-27 13F-HR Woodard & Co Asset Management Group Inc /adv 105 0 -100.00 0 0
2018-05-15 13F-HR FIFTH THIRD BANCORP 1,305 1,305 0.00 16 15 -6.25
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 452,615 13,615 -96.99 5,467 161 -97.06
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 1,303,875 1,254,184 -3.81 15,751 14,837 -5.80
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 81,310 155,111 90.76 982 1,835 86.86
2018-05-10 13F-HR Pointe Capital Management LLC 284,984 282,090 -1.02 3,443 3,337 -3.08
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 10,439 10,439 0.00 126 123 -2.38
2018-05-01 13F-HR Good Life Advisors, LLC 11,118 10,366 -6.76 138 120 -13.04
2018-05-08 13F-HR SIGNATUREFD, LLC 2,683 32
2018-04-06 13F-HR Carroll Financial Associates, Inc. 733 733 0.00 8 8 0.00
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 33,121 41,246 24.53 400 488 22.00
2018-04-04 13F-HR DAVENPORT & Co LLC 96,007 95,107 -0.94 1,159,770 1,125,121 -2.99
2018-04-30 13F-HR Financial Enhancement Group LLC 86,018 83,557 -2.86 1,039 988 -4.91
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 23,901 283
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 537 548 2.05 6 6 0.00
2018-04-20 13F-HR FIRST MANHATTAN CO 4,631 4,631 0.00 55 54 -1.82
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 237,039 235,747 -0.55 2,863 2,788 -2.62
2018-05-14 13F-HR RMB Capital Management, LLC 68,640 125,455 82.77 829 1,484 79.01
2018-02-05 13F-HR Allegis Investment Advisors, LLC 13,372 0 -100.00 162 0 -100.00
2018-04-16 13F-HR Riggs Asset Managment Co. Inc. 2,954 0 -100.00 36 0 -100.00
2018-05-10 13F-HR Ford Financial Group, Inc. 5,600 0 -100.00 69 0 -100.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( CSQ / Calamos Strategic Total Return Fund ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

Related Articles

HRTX : Heron Therapeutics Analysis and Research Report

2018-05-25 - Asif

Overview Heron is a commercial-stage biotechnology company focused on improving the lives of patients by developing best-in-class treatments that address some of the most important unmet patient needs. Heron Therapeutics is developing novel, patient-focused solutions that apply its innovative science and technologies to already approved pharmacological agents for patients suffering from cancer or pain. On August 9, 2016, its first commercial product, SUSTOL, was approved by the FDA. The company developed SUSTOL for the prevention of chemotherapy-induced nausea and vomiting (“CINV”). SUSTOL is indicated, in combination with other antiemetics, in adults for the prevention of acute and delayed nausea and vomiting associated with initial and repeat courses of moderately emetogenic chemotherapy (“MEC”) or anthracycline and cyclophosphamide (“AC”) combination chemotherapy regimens. The company commenced commercial sales of SUSTOL in the U.S. in October 2016. On November 9, 2017...

ACIA: Acacia Communications Analysis and Research Report

2018-05-25 - Asif

Overview The company's mission is to deliver high-speed coherent optical interconnect products that transform communications networks, relied upon by cloud infrastructure operators and content and communication service providers, through improvements in performance and capacity and reductions in associated costs. By converting optical interconnect technology to a silicon-based technology, a process the company refer to as the siliconization of optical interconnect, the company believe Acacia Communications is leading a disruption that is analogous to the computing industry’s integration of multiple functions into a microprocessor. The company's products include a family of low-power coherent digital signal processor application-specific integrated circuits, or DSP ASICs, and silicon photonic integrated circuits, or silicon PICs, which Acacia Communications has integrated into families of optical interconnect modules with transmission speeds ranging from 100 to 400 gigabits per ...

ANTH: Anthera Pharmaceuticals Analysis and Research Report

2018-05-21 - Asif

Overview Anthera Pharmaceuticals, Inc. is a biopharmaceutical company focused on advancing the development and commercialization of innovative medicines that benefit patients with unmet medical needs. The company currently have two compounds in development, Sollpura and blisibimod. The company licensed Sollpura from Eli Lilly & Co (“Eli Lilly”) in July 2014. Sollpura is a novel non-porcine investigational Pancreatic Enzyme Replacement Therapy (“PERT”) intended for the treatment of patients with Exocrine Pancreatic Insufficiency (“EPI”), often seen in patients with cystic fibrosis and other conditions. The company licensed blisibimod from Amgen, Inc. (“Amgen”) in December 2007. Blisibimod targets B-cell activating factor, or BAFF, which has been shown to be elevated in a variety of B-cell mediated autoimmune diseases, including Immunoglobulin A nephropathy, or IgA nephropathy. Sollpura The exocrine pancreas is responsible for synthesis and secretion of digestive en...

Related News Stories

Closed-End Fund CSQ: 8.28% Yield With Growth Potential

2018-04-24 seekingalpha
This fund offers an attractive 8.28% distribution and is paid out monthly at a rate of $0.0825. (190-0)

Should Smart CEF Money Be Buying ETG?

2018-03-24 seekingalpha
Given rampant valuation swings and inefficient pricing, CEFs can be a good place to look for income value. (4-0)

CUSIP: 128125101