Stock Institutional Ownership and Shareholders

SecurityCRM / Salesforce.com, Inc. (79466L302)
Chairman of the Board and CEOBenioff Marc
Institutional Owners877
Institutional Shares626,050,646
Outstanding Shares738,106,000 (as of 2017-10-31)
Institutional Value$ 754,680,131,000 USD
Related 79466LAD6 / Salesforce.com, Inc. 0.25% Convertible Bond due 2018-04-01
79466LAB0 / Salesforce.com, Inc. 0.75% Bond due 2015-01-15

Salesforce.com, Inc. (NYSE:CRM) has 877 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 626,050,646 shares. Largest shareholders include FMR LLC / Fidelity Management & Research, Vanguard Group Inc, Price T Rowe Associates Inc /md/, BlackRock Inc., State Street Corp, Jennison Associates Llc, Morgan Stanley, Henderson Group Plc, Sands Capital Management, Llc, and Bank Of America Corp /de/.



Salesforce.com, Inc. (NYSE:CRM) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 47,295 55,199 16.71 4,096 5,157 25.90
2017-11-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 676,360 679,360 0.44 58,573 63,466 8.35
2017-11-14 13F-HR Polar Capital LLP 505,497 465,497 -7.91 43,764 43,479 -0.65
2017-11-14 13F-HR Lenox Wealth Management, Inc. 520 560 7.69 45 52 15.56
2017-11-07 13F-HR Harfst & Associates, Inc. 1,894 0 -100.00 164 0 -100.00
2017-10-16 13F-HR Louisiana State Employees Retirement System 41,500 42,600 2.65 3,594 3,980 10.74
2017-10-31 13F-HR WEDBUSH SECURITIES INC 18,949 18,069 -4.64 1,641 1,688 2.86
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Call 40,400 10,000 -75.25 14 11 -21.43
2017-11-14 13F-HR Glen Harbor Capital Management LLC 30,660 12,880 -57.99 2,655 1,203 -54.69
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 5,100 3,200 -37.25 442 299 -32.35
2017-10-19 13F-HR GLYNN CAPITAL MANAGEMENT LLC 352,554 333,829 -5.31 30,531 31,186 2.15
2017-11-06 13F-HR MOODY LYNN & LIEBERSON, INC. 12,830 59,390 362.90 1,111 5,548 399.37
2017-11-06 13F-HR Private Wealth Partners, LLC 6,842 7,316 6.93 593 683 15.18
2017-11-14 13F-HR Viking Global Investors LP 4,730,124 3,594,930 -24.00 409,629 335,838 -18.01
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 60,710 60,422 -0.47 5,008 5,233 4.49
2017-11-13 13F-HR Live Your Vision, LLC 200 0 -100.00 17 0 -100.00
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 471,839 474,444 0.55 40,861 44,323 8.47
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 124,707 125,165 0.37 10,800 11,693 8.27
2017-11-14 13F-HR HBK Sorce Advisory LLC 3,432 3,199 -6.79 297 299 0.67
2017-07-19 13F-HR Kessler Investment Group, LLC 5,132 0 -100.00 423 0 -100.00
2017-11-13 13F-HR WELCH & FORBES LLC 2,972 2,642 -11.10 257 247 -3.89
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 1,214,721 1,225,777 0.91 105,195 114,512 8.86
2017-11-14 13F-HR Natixis 103,333 298,352 188.73 8,949 27,872 211.45
2017-11-14 13F-HR Fort Point Capital Partners, LLC 99,775 99,775 0.00 8,641 9,321 7.87
2017-11-01 13F-HR Perpetual Ltd 57,411 0 -100.00 4,972 0 -100.00
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 505,600 400,300 -20.83 43,785 37,396 -14.59
2017-11-13 13F-HR Bell State Bank & Trust 4,754 4,618 -2.86 412 431 4.61
2017-10-03 13F-HR NEVILLE RODIE & SHAW INC 20,073 23,999 19.56 1,738 2,242 29.00
2017-08-18 13F-HR WFG Advisors, LP 798 1,837 130.20 66 159 140.91
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 24,005 24,005 0.00 2,079 2,243 7.89
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 6,994,430 6,971,840 -0.32 605,690 651,299 7.53
2017-08-07 13F-HR Geneva Advisors, LLC 322,300 320,833 -0.46 26,587 27,784 4.50
2017-11-14 13F-HR GLG LLC 97,039 88,784 -8.51 8,404 8,294 -1.31
2017-11-14 13F-HR GAM Holding AG 158,494 0 -100.00 13,737 0 -100.00
2017-10-18 13F-HR SIT INVESTMENT ASSOCIATES INC 17,695 17,745 0.28 1,532 1,658 8.22
2017-10-23 13F-HR BB&T CORP 19,693 20,218 2.67 1,705 1,888 10.73
2017-10-16 13F-HR Gradient Investments LLC 4,156 4,038 -2.84 360 377 4.72
2017-10-25 13F-HR First Bank & Trust 6,312 6,463 2.39 547 604 10.42
2017-10-12 13F-HR Glaxis Capital Management, LLC 15,000 63,670 324.47 1,299 5,948 357.89
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC Call 0 1,018 0 9,510
2017-11-06 13F-HR Winfield Associates, Inc. 174 179 2.87 15 17 13.33
2017-10-26 13F-HR LYELL WEALTH MANAGEMENT, LP 35,450 35,340 -0.31 3,070 3,301 7.52
2017-11-14 13F-HR Flinton Capital Management LLC 17,520 7,360 -57.99 1,517 688 -54.65
2017-11-13 13F-HR US BANCORP \DE\ 206,818 202,906 -1.89 17,910 18,955 5.83
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 1,787,800 925,900 -48.21 154,823 86,498 -44.13
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES Call 15,600 17,500 12.18 23 14 -39.13
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 1,077,533 344,667 -68.01 93,314 32,199 -65.49
2017-08-11 13F-HR ARK Investment Management LLC 80,487 111,279 38.26 6,639 9,637 45.16
2017-11-02 13F-HR CAMBRIDGE TRUST CO 277,807 269,912 -2.84 24,058 25,215 4.81
2017-11-13 13F-HR EDGEWOOD MANAGEMENT LLC 8,550 8,411 -1.63 740 786 6.22
2017-11-13 13F-HR BLUESTEIN R H & CO 266,964 302,126 13.17 23,119 28,225 22.09
2017-10-27 13F-HR INTACT INVESTMENT MANAGEMENT INC. 6,100 6,100 0.00 528 570 7.95
2017-10-27 13F-HR Mosaic Family Wealth, LLC 400 0 -100.00 35 0 -100.00
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 43,175 136,050 215.11 3,739 12,710 239.93
2017-10-31 13F-HR WASHINGTON TRUST Co 2,960 2,755 -6.93 256 257 0.39
2017-11-08 13F-HR HAP Trading, LLC Put 15,000 0 -100.00 8 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 430,800 682,000 58.31 37,307 63,712 70.78
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 170,251 173,351 1.82 14,743 16,195 9.85
2017-11-03 13F-HR SMITHFIELD TRUST CO 390 480 23.08 34 45 32.35
2017-11-13 13F-HR PITTENGER & ANDERSON INC 85,467 86,162 0.81 7,401 8,049 8.76
2017-11-14 13F-HR NGAM ADVISORS, L.P. 28,720 32,019 11.49 2,487 2,991 20.27
2017-11-02 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 135,775 135,177 -0.44 11,758 12,628 7.40
2017-11-08 13F-HR Norinchukin Bank, The 46,402 50,819 9.52 4,018 4,748 18.17
2017-10-19 13F-HR PIER 88 INVESTMENT PARTNERS LLC 3,149 5,898 87.30 273 551 101.83
2017-11-14 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 2,100 2,100 0.00 181,860 196,182 7.88
2017-11-06 13F-HR QCI ASSET MANAGEMENT INC/NY 150 0 -100.00 13 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 1,015,100 1,362,200 34.19 87,908 127,257 44.76
2017-11-06 13F-HR Massey, Quick & Co., LLC 0 139 0 13
2017-11-14 13F-HR CHILTON CAPITAL MANAGEMENT LLC 28,935 23,275 -19.56 2,506 2,174 -13.25
2017-10-27 13F-HR TRUE Private Wealth Advisors 6,010 6,010 0.00 520 561 7.88
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 0 2,468 0 231
2017-11-13 13F-HR Sheaff Brock Investment Advisors, LLC 0 2,286 0 214
2017-11-14 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 219,259 170,497 -22.24 18,988 15,928 -16.12
2017-11-14 13F-HR Laurel Wealth Advisors, Inc. 2,146 200
2017-11-06 13F-HR Spot Trading L.l.c. Call 164,400 145,800 -11.31 14,237 13,621 -4.33
2017-08-14 13F-HR BOARDMAN BAY CAPITAL MANAGEMENT LLC 45,482 0 -100.00 3,752 0 -100.00
2017-11-13 13F-HR FRANKLIN RESOURCES INC 3,411,482 3,420,514 0.26 295,431 319,526 8.16
2017-08-11 13F-HR Brick & Kyle, Associates 600 0 -100.00 49 0 -100.00
2017-10-16 13F-HR HILLS BANK & TRUST CO 10,785 11,406 5.76 934 1,066 14.13
2017-11-09 13F-HR Peloton Wealth Strategists 30,100 30,400 1.00 2,607 2,840 8.94
2017-10-26 13F-HR Hemenway Trust Co LLC 3,973 3,475 -12.53 344 325 -5.52
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 585 705 20.51 48 61 27.08
2017-11-14 13F-HR Marble Arch Investments, LP 248,000 447,200 80.32 21,477 41,777 94.52
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Put 225,000 250,900 11.51 19,485 23,439 20.29
2017-11-13 13F-HR Bridgewater Associates, LP 27,877 83,019 197.80 2,414 7,756 221.29
2017-11-16 13F-HR ICICI Prudential Asset Management Co Ltd 6,700 4,700 -29.85 608,360 439 -99.93
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 8,563,251 8,788,478 2.63 741,578 821,021 10.71
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 15,158 15,158 0.00 1,313 1,446 10.13
2017-11-13 13F-HR HCR Wealth Advisors 3,160 3,582 13.35 274 335 22.26
2017-11-01 13F-HR Bt Investment Management Ltd 24,591 26,610 8.21 2,129,580 2,485,906 16.73
2017-10-27 13F-HR HOERTKORN RICHARD CHARLES 500 500 0.00 43 47 9.30
2017-11-14 13F-HR SAPPHIRE VENTURES, L.L.C. 90,810 90,810 0.00 7,864 8,483 7.87
2017-10-10 13F-HR Boltwood Capital Management 13,655 13,615 -0.29 1,182 1,271 7.53
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 9,942 10,162 2.21 861 951 10.45
2017-10-26 13F-HR Integrated Investment Consultants, LLC 3,380 3,438 1.72 293 321 9.56
2017-11-09 13F-HR CITADEL ADVISORS LLC 7,072,809 6,240,488 -11.77 612,506 582,986 -4.82
2017-11-14 13F-HR Paloma Partners Management Co Put 65,100 73,500 12.90 5,638 6,866 21.78
2017-11-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 167 167 0.00 14 16 14.29
2017-11-13 13F-HR WEXFORD CAPITAL LP 9,200 9,200 0.00 797 859 7.78
2017-11-13 13F-HR Private Advisor Group, LLC 9,953 14,247 43.14 881 1,369 55.39
2017-11-14 13F-HR Pine River Capital Management L.P. 45,335 6,544 -85.57 3,925 611 -84.43
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 108,440 116,140 7.10 9,391 10,850 15.54
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 201 201 0.00 17 19 11.76
2017-11-06 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 26,687 134,916 405.55 2,312 12,532 442.04
2017-11-14 13F-HR Echo Street Capital Management LLC 51,115 0 -100.00 4,427 0 -100.00
2017-11-14 13F-HR SCOTIA CAPITAL INC. 41,574 39,156 -5.82 3,600 3,657 1.58
2017-11-13 13F-HR Engineers Gate Manager LP 0 18,454 0 1,724
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 51,926 54,135 4.25 4,497 5,057 12.45
2017-11-09 13F-HR Manchester Capital Management LLC 256 256 0.00 22 24 9.09
2017-10-18 13F-HR Mutual of America Capital Management LLC 81,569 82,614 1.28 7,064 7,718 9.26
2017-10-27 13F-HR Parkside Financial Bank & Trust 581 618 6.37 51 58 13.73
2017-11-13 13F-HR TEACHERS ADVISORS INC 2,874,720 2,855,714 -0.66 248,951 266,781 7.16
2017-11-14 13F-HR ROYAL BANK OF CANADA 735,647 847,320 15.18 63,706 79,154 24.25
2017-10-18 13F-HR ARROW FINANCIAL CORP 48,977 41,037 -16.21 4,241 3,833 -9.62
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 125,101 125,051 -0.04 10,834 11,682 7.83
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 49,534 0 4,627
2017-11-14 13F-HR Intellectus Partners, LLC 25,714 25,349 -1.42 2,227 2,368 6.33
2017-11-13 13F-HR DEARBORN PARTNERS LLC 19,523 6,524 -66.58 1,691 609 -63.99
2017-11-14 13F-HR STATE STREET CORP 28,054,177 27,943,755 -0.39 2,429,485 2,610,501 7.45
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 71,103 2,334,713 3,183.56 6,158 218,109 3,441.88
2017-10-11 13F-HR TRUST CO OF TOLEDO NA /OH/ 4,300 4,525 5.23 373 423 13.40
2017-11-14 13F-HR CADINHA & CO LLC 2,920 273
2017-11-06 13F-HR Sigma Planning Corp 4,358 4,608 5.74 377 430 14.06
2017-11-13 13F-HR CITIGROUP INC Call 341,900 365,000 6.76 29,608 34,098 15.16
2017-10-25 13F-HR ROTHSCHILD INVESTMENT CORP /IL 10,046 938
2017-11-14 13F-HR AHL Partners LLP 14,981 24,122 61.02 1,297 2,254 73.79
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,280,700 1,489,884 16.33 110,909 139,185 25.49
2017-11-13 13F-HR Blume Capital Management, Inc. 680 64
2017-11-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC Put 50,000 0 -100.00 4,330 0 -100.00
2017-11-07 13F-HR Quantbot Technologies LP 25,540 61,161 139.47 2,106 5,713 171.27
2017-11-06 13F-HR CABOT WEALTH MANAGEMENT INC 27,514 27,101 -1.50 2,383 2,532 6.25
2017-08-15 13F-HR 1st Global Advisors, Inc. 15,029 14,704 -2.16 1,240 1,273 2.66
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 142,422 19,929 -86.01 12,334 1,862 -84.90
2017-11-16 13F-HR Cetera Investment Advisers 2,974 0 -100.00 257 0 -100.00
2017-08-14 13F-HR CSS LLC/IL Call 2,500 0 -100.00 206 0 -100.00
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 53,933 20,000 -62.92 4,671 1,868 -60.01
2017-11-07 13F-HR Cypress Capital Management LLC (WY) 3,230 3,230 0.00 279,718 302 -99.89
2017-11-13 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 4,253 4,308 1.29 368 402 9.24
2017-11-13 13F-HR Utah Retirement Systems 123,888 124,088 0.16 10,729 11,593 8.05
2017-08-11 13F-HR Feltz WealthPLAN Inc. 224 0 -100.00 19,116 0 -100.00
2017-11-14 13F-HR MASTRAPASQUA ASSET MANAGEMENT INC 23,217 23,223 0.03 2,010 2,170 7.96
2017-11-14 13F-HR Azimuth Capital Management LLC 3,560 115,857 3,154.41 308 10,823 3,413.96
2017-10-26 13F-HR Acrospire Investment Management LLC 800 0 -100.00 69 0 -100.00
2017-11-13 13F-HR LANSDOWNE PARTNERS (UK) LLP 118,227 110,377 -6.64 10,238 10,311 0.71
2017-08-28 13F-HR/A-1 HRS Investment Holdings, LLC 15,000 0 -100.00 1,070 0 -100.00
2017-10-25 13F-HR FIRST MANHATTAN CO 1,000 1,000 0.00 86 93 8.14
2017-11-14 13F-HR UBS OCONNOR LLC 262,500 239,630 -8.71 22,732,000 22,386,000 -1.52
2017-11-16 13F-HR Cetera Advisors LLC 2,974 2,774 -6.72 257 258 0.39
2017-07-19 13F-HR Rehmann Capital Advisory Group 3,169 0 -100.00 261 0 -100.00
2017-10-26 13F-HR PRIVATE CAPITAL MANAGEMENT INC 7,350 7,350 0.00 637 687 7.85
2017-11-13 13F-HR Laurion Capital Management LP Put 82,500 773,800 837.94 7,144 72,288 911.87
2017-11-14 13F-HR WADDELL & REED FINANCIAL INC 2,830,900 2,679,742 -5.34 245,156 250,341 2.11
2017-11-14 13F-HR Lucha Capital Management, LP 0 80,779 0 7,546
2017-10-17 13F-HR Founders Capital Management 200 200 0.00 17 19 11.76
2017-11-13 13F-HR HPM Partners LLC 0 25,794 0 2,410
2017-11-14 13F-HR CREDIT SUISSE AG/ Put 178,000 205,300 15.34 15,415 19,179 24.42
2017-08-14 13F-HR SOROS FUND MANAGEMENT LLC 3,100 0 -100.00 256 0 -100.00
2017-11-14 13F-HR DAVIDE LEONE & PARTNERS INVESTMENT Co LLP Call 550,000 51,381
2017-11-06 13F-HR Zweig-DiMenna Associates LLC 167,934 174,131 3.69 14,543 16,267 11.85
2017-11-14 13F-HR Alyeska Investment Group, L.P. 2,293,342 2,488,454 8.51 198,603 232,471 17.05
2017-10-19 13F-HR Tarbox Group, Inc. 202 230 13.86 17 21 23.53
2017-11-13 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 331,520 327,220 -1.30 28,710 30,569 6.48
2017-11-14 13F-HR Magnetar Financial LLC 23,160 12,389 -46.51 2,006 1,157 -42.32
2017-11-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 1,432,955 1,482,626 3.47 124,094 138,507 11.61
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 78,703 82,416 4.72 6,815 7,699 12.97
2017-11-08 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 14,395 0 -100.00 1,246 0 -100.00
2017-10-12 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 6,850 6,850 0.00 593 640 7.93
2017-11-15 13F-HR WOLVERINE TRADING, LLC 21,216 2,998 -85.87 1,842 280 -84.80
2017-10-04 13F-HR/A-1 PRIVATE ASSET MANAGEMENT INC 12,280 12,890 4.97 1,063 1,204 13.26
2017-11-14 13F-HR Global Financial Private Capital, LLC 3,518 329
2017-11-06 13F-HR Parkside Investments, LLC 3,400 318
2017-08-11 13F-HR ISTHMUS PARTNERS, LLC 178 178 0.00 15 15 0.00
2017-11-08 13F-HR FIRST INTERSTATE BANK 650 650 0.00 56 61 8.93
2017-10-30 13F-HR INVESTMENT HOUSE LLC 4,915 4,915 0.00 426 459 7.75
2017-11-14 13F-HR Squarepoint Ops LLC 80,436 28,992 -63.96 6,635 2,708 -59.19
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 1,654,299 1,742,136 5.31 143,263 162,750 13.60
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 62,136 62,136 0.00 5,642 5,805 2.89
2017-11-06 13F-HR INTRUST BANK NA 8,924 9,344 4.71 773 873 12.94
2017-10-23 13F-HR Oliver Luxxe Assets LLC 9,687 9,794 1.10 839 915 9.06
2017-11-13 13F-HR GREAT LAKES ADVISORS, LLC 0 12,387 0 1,157
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 16,481 21,380 29.73 1,427 1,997 39.94
2017-11-14 13F-HR MAPLELANE CAPITAL, LLC Call 9,075 350,000 3,756.75 78,589 32,697 -58.39
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 7,200 16,300 126.39 624 1,523 144.07
2017-11-07 13F-HR Glenview Trust Co 2,713 2,713 0.00 235 253 7.66
2017-11-14 13F-HR Jump Trading, LLC 427 6,893 1,514.29 37 644 1,640.54
2017-11-03 13F-HR BRADLEY FOSTER & SARGENT INC/CT 5,372 10,432 94.19 465 975 109.68
2017-08-14 13F-HR Independent Advisor Alliance 2,378 0 -100.00 203 0 -100.00
2017-10-23 13F-HR Alpha Cubed Investments, LLC 4,903 6,134 25.11 425 573 34.82
2017-11-09 13F-HR JP MORGAN CHASE & CO Call 142,000 577,400 306.62 12,297 53,467 334.80
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 686,100 439,300 -35.97 59,416 41,039 -30.93
2017-10-17 13F-HR Fisher Asset Management, LLC 461,804 447,855 -3.02 39,992 41,839 4.62
2017-11-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 174 174 0.00 15 16 6.67
2017-11-14 13F-HR CLEARARC CAPITAL INC 16,406 17,530 6.85 1,421 1,638 15.27
2017-11-14 13F-HR CAHILL FINANCIAL ADVISORS INC 2,500 2,500 0.00 217 234 7.83
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 3,203 3,155 -1.50 277 295 6.50
2017-10-23 13F-HR STRS OHIO 1,399,820 1,400,076 0.02 121,224 130,795 7.90
2017-10-30 13F-HR Edgestream Partners, L.P. 22,156 9,678 -56.32 1,919 904 -52.89
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 207,327 215,359 3.87 17,954 20,118 12.05
2017-11-14 13F-HR CLOUGH CAPITAL PARTNERS L P 104,900 216,900 106.77 9,084 20,263 123.06
2017-11-03 13F-HR Advantus Capital Management Inc 67,445 69,318 2.78 5,841 6,476 10.87
2017-11-13 13F-HR CITIGROUP INC 283,841 508,278 79.07 24,581 47,483 93.17
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 21,829 23,228 6.41 1,891 2,171 14.81
2017-10-24 13F-HR Terra Nova Asset Management LLC 12,610 12,757 1.17 1,092 1,192 9.16
2017-10-16 13F-HR National Pension Service 523,115 544,548 4.10 45,406 50,425 11.05
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 1,248,361 1,133,211 -9.22 108,108 105,865 -2.07
2017-10-31 13F-HR EVERENCE CAPITAL MANAGEMENT INC 13,105 13,105 0.00 1,135 1,224 7.84
2017-10-20 13F-HR BAILLIE GIFFORD & CO 6,774,989 6,423,793 -5.18 586,714 600,111 2.28
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 206,900 105,400 -49.06 17,918 9,846 -45.05
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 3,163 3,572 12.93 274 334 21.90
2017-11-14 13F-HR CMT Capital Markets Trading GmbH Call 309,200 28,885
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 52,276 8,511 -83.72 4,527 795 -82.44
2017-11-14 13F-HR Jump Trading, LLC Put 23,700 12,400 -47.68 2,052 1,158 -43.57
2017-11-03 13F-HR Brown Advisory Securities, LLC 29,675 30,493 2.76 2,568 2,842 10.67
2017-11-14 13F-HR Horizon Kinetics LLC 4,633 4,136 -10.73 401 386 -3.74
2017-11-13 13F-HR M&T BANK CORP 93,135 93,614 0.51 8,064 8,745 8.44
2017-11-09 13F-HR Trexquant Investment LP 3,516 12,463 254.47 304 1,164 282.89
2017-10-18 13F-HR JUNCTURE WEALTH STRATEGIES, LLC 13,343 12,443 -6.75 1,156 1,162 0.52
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 67,095 73,071 8.91 5,810 6,826 17.49
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 60,104 5,205
2017-11-09 13F-HR ETRADE Capital Management LLC 11,735 14,267 21.58 1,016 1,333 31.20
2017-11-13 13F-HR MILES CAPITAL, INC. 5,486 0 -100.00 475 0 -100.00
2017-11-14 13F-HR Pine River Capital Management L.P. Call 41,500 2,800 -93.25 3,595 262 -92.71
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 664,019 721,625 8.68 57,504 67,414 17.23
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 521,643 518,073 -0.68 45,175 48,398 7.13
2017-11-14 13F-HR Alta Park Capital, LP 60,000 47,000 -21.67 5,196 4,391 -15.49
2017-11-14 13F-HR Apriem Advisors 2,850 2,225 -21.93 247 208 -15.79
2017-11-14 13F-HR Integral Derivatives, LLC Put 78,000 77,100 -1.15 6,755 7,203 6.63
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 189,796 224,839 18.46 16,436 21,005 27.80
2017-10-11 13F-HR QUANTRES ASSET MANAGEMENT Ltd 4,900 13,600 177.55 424 1,271 199.76
2017-11-14 13F-HR Walleye Trading LLC 40,037 17,417 -56.50 3,467 1,627 -53.07
2017-10-03 13F-HR Eqis Capital Management, Inc. 4,106 3,385 -17.56 356 316 -11.24
2017-11-03 13F-HR FDx Advisors, Inc. 35,301 33,686 -4.57 3,057 3,147 2.94
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,375 1,375 0.00 125 128 2.40
2017-10-05 13F-HR AMARILLO NATIONAL BANK 3,555 3,555 0.00 308 332 7.79
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 18,200 0 -100.00 1,576 0 -100.00
2017-11-06 13F-HR ADELL HARRIMAN & CARPENTER INC 51,059 52,884 3.57 4,421,709 4,940,423 11.73
2017-11-14 13F-HR LONE PINE CAPITAL LLC 2,648,428 6,270,806 136.77 229,354 585,819 155.42
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 162 162 0.00 14 15 7.14
2017-11-13 13F-HR FDO Partners, LLC 0 13,560 0 1,267
2017-11-14 13F-HR Clearbridge Investments, LLC 4,569 4,400 -3.70 396 411 3.79
2017-10-12 13F-HR Gemmer Asset Management LLC 20,053 20,053 0.00 1,737 1,873 7.83
2017-11-14 13F-HR CREDIT SUISSE AG/ Call 60,000 60,000 0.00 5,196 5,605 7.87
2017-11-14 13F-HR Zions Bancorporation 0 9,932 0 927
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 4,862,416 4,146,499 -14.72 421,086 387,366 -8.01
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 58,700 73,400 25.04 5,083 6,857 34.90
2017-10-27 13F-HR Cable Hill Partners, LLC 154 154 0.00 13 14 7.69
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 463,277 1,157,956 149.95 40,120 108,177 169.63
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 99,911 102,843 2.93 8,652 9,608 11.05
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 1,871,156 1,842,640 -1.52 162,042 172,139 6.23
2017-08-10 13F-HR Holowesko Partners Ltd. Put 150,000 0 -100.00 12,374 0
2017-11-14 13F-HR Omnia Family Wealth, LLC 100 100 0.00 9 9 0.00
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 75,587 77,787 2.91 6,547 7,259 10.88
2017-10-23 13F-HR Personal Capital Advisors Corp 227,752 250,621 10.04 19,723 23,413 18.71
2017-11-01 13F-HR BANK OF THE OZARKS 9,850 11,730 19.09 853 1,096 28.49
2017-08-14 13F-HR SECOR Capital Advisors, LP Call 8,300 0 -100.00 685 0 -100.00
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 84,800 15,800 -81.37 7,344 1,476 -79.90
2017-11-08 13F-HR Stephens Investment Management Group LLC 30,933 28,158 -8.97 2,679 2,631 -1.79
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 18,819,812 18,291,030 -2.81 1,629,796 1,708,748 4.84
2017-11-07 13F-HR MANNING & NAPIER ADVISORS LLC 1,651,979 589,608 -64.31 143,060 55,080 -61.50
2017-10-30 13F-HR IFP Advisors, Inc 5,859 5,997 2.36 507 560 10.45
2017-10-16 13F-HR Hartford Financial Management Inc. 610 610 0.00 52 56 7.69
2017-11-01 13F-HR GABELLI FUNDS LLC 30,300 30,300 0.00 2,624 2,831 7.89
2017-08-14 13F-HR Teza Capital Management LLC 10,916 0 -100.00 900 0
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 16,520 16,420 -0.61 1,430 1,533 7.20
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 30,014 30,188 0.58 2,599 2,819 8.46
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 900,426 1,392,428 54.64 77,977 130,081 66.82
2017-11-01 13F-HR/A-1 Financial Architects, Inc 901 329 -63.49 78 31 -60.26
2017-11-14 13F-HR CSS LLC/IL 5,529 4,329 -21.70 479 404 -15.66
2017-11-06 13F-HR CI Global Investments Inc. 0 50 0 5
2017-11-06 13F-HR CI INVESTMENTS INC. 0 75,840 0 7,085
2017-11-13 13F-HR MUFG Americas Holdings Corp 203 85 -58.13 18 8 -55.56
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 64 1,134 1,671.88 6 106 1,666.67
2017-11-07 13F-HR OAK RIDGE INVESTMENTS LLC 16,716 102,181 511.28 1,448 9,546 559.25
2017-11-13 13F-HR Laurion Capital Management LP 27,341 203,253 643.40 2,368 18,988 701.86
2017-11-13 13F-HR BROWN ADVISORY INC 5,095,064 4,643,255 -8.87 441,232 433,773 -1.69
2017-09-21 13F-HR Lido Advisors, LLC 0 0 0 0
2017-11-03 13F-HR BESSEMER GROUP INC 895 388 -56.65 78 36 -53.85
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 12,380 13,105 5.86 1,072 1,224 14.18
2017-11-13 13F-HR FINANCIAL COUNSELORS INC 78,516 72,014 -8.28 6,799 6,728 -1.04
2017-11-13 13F-HR Harvest Fund Management Co., Ltd 638 638 0.00 55 60 9.09
2017-11-08 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 401,197 394,779 -1.60 34,743 36,880 6.15
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 18,312 17,681 -3.45 1,586 1,652 4.16
2017-08-14 13F-HR Sciencast Management LP 2,465 0 -100.00 203 0 -100.00
2017-11-13 13F-HR FORBES J M & CO LLP 109,082 107,595 -1.36 9,446 10,051 6.40
2017-11-14 13F-HR SUNTRUST BANKS INC 73,029 68,054 -6.81 6,323 6,357 0.54
2017-10-05 13F-HR Washington Trust Bank 952 824 -13.45 82 77 -6.10
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 72,100 65,850 -8.67 6,244 6,152 -1.47
2017-11-14 13F-HR Nokota Management, LP 135,000 251,250 86.11 11,691 23,472 100.77
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 6,100 3,411 -44.08 860 541 -37.09
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 9,467,998 10,371,595 9.54 819,928 968,915 18.17
2017-10-23 13F-HR SCHMIDT P J INVESTMENT MANAGEMENT INC 4,990 9,037 81.10 432 844 95.37
2017-11-14 13F-HR KSA CAPITAL MANAGEMENT, LLC Put 0 10,000 0 934
2017-11-14 13F-HR Ranger Investment Management, L.P. 124 124 0.00 11 12 9.09
2017-11-14 13F-HR Point72 Asset Management, L.P. 673,700 79,000 -88.27 58,342 7,380 -87.35
2017-11-17 13F-HR/A-1 Virtu Financial LLC 4,334 35,342 715.46 375 3,302 780.53
2017-11-08 13F-HR MACQUARIE GROUP LTD 398,076 345,407 -13.23 34,474 32,268 -6.40
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 1,185,291 1,335,626 12.68 106,250 124,774 17.43
2017-10-18 13F-HR Quotient Investors, LLC 0 0 606 859 41.75
2017-11-13 13F-HR Partnervest Advisory Services LLC 2,785 2,835 1.80 241 265 9.96
2017-11-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 3,311 3,311 0.00 287 309 7.67
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 4,285 0 -100.00 371 0 -100.00
2017-11-14 13F-HR Capital Bank & Trust Co 4,916 5,176 5.29 426 484 13.62
2017-10-13 13F-HR Vigilant Capital Management, LLC 176 176 0.00 15 16 6.67
2017-10-19 13F-HR CMH Wealth Management LLC 25,562 17,267 -32.45 2,206 1,622 -26.47
2017-11-09 13F-HR PICTON MAHONEY ASSET MANAGEMENT 51,180 234,280 357.76 4,432 21,884 393.77
2017-10-16 13F-HR CWM, LLC 269 617 129.37 23 58 152.17
2017-11-13 13F-HR Bellwether Investment Group, LLC 4,978 5,260 5.66 431 491 13.92
2017-07-19 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 18,500 0 -100.00 1,526 0 -100.00
2017-11-07 13F-HR Motco 86 86 0.00 7 8 14.29
2017-11-14 13F-HR CSS LLC/IL Put 16,500 16,500 0.00 1,427 1,543 8.13
2017-11-13 13F-HR COCONUT GROVE BANK 4,781 3,985 -16.65 414 372 -10.14
2017-11-14 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 3,400 11,000 223.53 294 1,028 249.66
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd Call 5,500 514
2017-10-27 13F-HR Linscomb & Williams, Inc. 4,187 4,367 4.30 363 408 12.40
2017-11-02 13F-HR HOWARD HUGHES MEDICAL INSTITUTE 4,361 0 -100.00 378 0 -100.00
2017-11-09 13F-HR Ark Investment Management Llc 159,510 14,901
2017-11-13 13F-HR Meiji Yasuda Life Insurance Co 20,350 19,650 -3.44 1,762 1,836 4.20
2017-11-16 13F-HR Moors & Cabot, Inc. 0 10,355 0 965
2017-08-11 13F-HR Third Point LLC 3,000,000 0 -100.00 247,470 0 -100.00
2017-11-06 13F-HR Retirement Systems of Alabama 679,203 761,244 12.08 58,819 71,115 20.90
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 9,344,787 9,220,626 -1.33 809,259 861,391 6.44
2017-11-08 13F-HR United Bank 14,026 13,660 -2.61 1,215 1,276 5.02
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 7,568 8,940 18.13 655 835 27.48
2017-12-05 13F-HR Perigon Wealth Management, LLC 46,557 19,218 -58.72 4,032 1,795 -55.48
2017-11-08 13F-HR AMF Pensionsforsakring AB 759,615 948,785 24.90 62,661 88,635 41.45
2017-10-18 13F-HR WealthTrust-Arizona, LLC 101 51 -49.50 9 5 -44.44
2017-11-14 13F-HR Westover Capital Advisors, LLC 2,711 2,626 -3.14 235 245 4.26
2017-10-27 13F-HR OLD NATIONAL BANCORP /IN/ 15,276 15,299 0.15 1,323 1,429 8.01
2017-11-14 13F-HR SANDS CAPITAL MANAGEMENT, LLC 14,293,984 13,404,150 -6.23 1,237,859 1,252,216 1.16
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 211,800 176,600 -16.62 18,384 16,498 -10.26
2017-11-13 13F-HR Israel Discount Bank of New York 5,980 5,660 -5.35 518 529 2.12
2017-11-14 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 1,395 1,395 0.00 121 130 7.44
2017-10-25 13F-HR Supplemental Annuity Collective Trust of NJ 6,000 4,000 -33.33 520 374 -28.08
2017-11-14 13F-HR Voya Financial Advisors, Inc. 4,062 3,880 -4.48 353 359 1.70
2017-10-16 13F-HR State of Alaska, Department of Revenue 6,240 582
2017-10-30 13F-HR MCF Advisors LLC 75 0 -100.00 6 0 -100.00
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 8,102 26,602 228.34 702 2,485 253.99
2017-08-15 13F-HR NOMURA HOLDINGS INC Call 840,200 0 -100.00 69,302 0 -100.00
2017-11-15 13F-HR BAMCO INC /NY/ 53,126 47,206 -11.14 4,601 4,410 -4.15
2017-11-08 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 1,021 1,021 0.00 88 95 7.95
2017-11-14 13F-HR M&R CAPITAL MANAGEMENT INC 1,545 1,545 0.00 136 144 5.88
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 100 1,484 1,384.00 9 139 1,444.44
2017-10-25 13F-HR FIRST QUADRANT L P/CA 76,424 77,111 0.90 6,618 7,204 8.85
2017-11-14 13F-HR Winslow Capital Management, LLC 6,266,919 6,668,720 6.41 542,715 622,992 14.79
2017-11-14 13F-HR Duquesne Family Office LLC 1,081,600 1,526,500 41.13 93,667 142,606 52.25
2017-11-14 13F-HR FRIESS ASSOCIATES LLC 180,000 188,460 4.70 15,588 17,606 12.95
2017-11-08 13F-HR DOWLING & YAHNKE LLC 25,874 26,695 3.17 2,241 2,494 11.29
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 1,219,790 1,071,586 -12.15 105,634 100,108 -5.23
2017-11-14 13F-HR Jump Trading, LLC Call 26,800 16,000 -40.30 2,321 1,495 -35.59
2017-11-14 13F-HR PECONIC PARTNERS LLC 20,000 0 -100.00 1,732 0 -100.00
2017-10-31 13F-HR WHALEROCK POINT PARTNERS, LLC 3,115 3,615 16.05 269 338 25.65
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 731,441 735,951 0.62 63,345 68,749 8.53
2017-11-14 13F-HR TLP GROUP LLC 135 13
2017-11-08 13F-HR D.A. DAVIDSON & CO. 6,807 8,147 19.69 589 761 29.20
2017-10-11 13F-HR FACTORY MUTUAL INSURANCE CO 130,600 125,700 -3.75 11,310 11,744 3.84
2017-11-06 13F-HR RHUMBLINE ADVISERS 1,066,625 1,085,077 1.73 92,370 101,368 9.74
2017-11-14 13F-HR Paloma Partners Management Co 30,384 65,066 114.15 2,631 6,079 131.05
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 1,598,926 1,614,806 0.99 138,467 150,855 8.95
2017-10-12 13F-HR Advisory Services Network, LLC 18,642 19,764 6.02 1,614 1,846 14.37
2017-11-06 13F-HR Capital Analysts, Inc. 1,266 1,296 2.37 109,635 121 -99.89
2017-11-14 13F-HR QUEST INVESTMENT MANAGEMENT INC/OR 157,158 154,413 -1.75 13,610 14,425 5.99
2017-11-14 13F-HR PointState Capital LP 0 1,735,407 0 162,122
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 7,164 26,164 265.21 620 2,444 294.19
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 125,663 110,079 -12.40 10,883 10,284 -5.50
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 4,809 8,909 85.26 416 832 100.00
2017-11-09 13F-HR OPPENHEIMER & CO INC 34,416 39,391 14.46 2,980 3,680 23.49
2017-11-07 13F-HR Buckingham Capital Management, Inc. 18,113 21,473 18.55 1,569 2,006 27.85
2017-11-14 13F-HR ETF MANAGERS GROUP, LLC 587 640 9.03 51 60 17.65
2017-11-13 13F-HR COATUE MANAGEMENT LLC 1,088,872 1,088,872 0.00 94,297 101,723 7.88
2017-11-14 13F-HR JANE STREET GROUP, LLC 65,368 16,775 -74.34 5,661 1,567 -72.32
2017-08-11 13F-HR Global Endowment Management, LP 37,330 0 -100.00 3,080 0 -100.00
2017-11-06 13F-HR COBBLESTONE CAPITAL ADVISORS LLC /NY/ 4,215 4,140 -1.78 365 387 6.03
2017-11-14 13F-HR Atlantic Trust Group, LLC 322,156 30,096
2017-11-14 13F-HR Mariner Wealth Advisors, LLC 2,949 3,160 7.15 255 295 15.69
2017-11-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC Call 1,003,800 365,400 -63.60 86,929 34,136 -60.73
2017-11-13 13F-HR KCM INVESTMENT ADVISORS LLC 20,024 19,629 -1.97 1,734 1,834 5.77
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 911,249 939,032 3.05 78,914 87,724 11.16
2017-08-11 13F-HR Hudson Bay Capital Management LP Call 135,000 0 -100.00 11,136 0 -100.00
2017-11-14 13F-HR BANK OF NOVA SCOTIA Put 10,000 0 -100.00 866 0 -100.00
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 103,622 109,753 5.92 8,974 10,253 14.25
2017-11-13 13F-HR Hudson Bay Capital Management LP 142,742 147,348 3.23 12,361 13,765 11.36
2017-10-19 13F-HR LS Investment Advisors, LLC 12,077 12,606 4.38 1,046 1,178 12.62
2017-10-18 13F-HR SpiderRock Advisors LLC 215
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 21,985 0 -100.00 1,904 0 -100.00
2017-10-17 13F-HR Creative Planning 46,142 53,437 15.81 3,996 4,992 24.92
2017-11-13 13F-HR Employees Retirement System of Texas 254,300 257,400 1.22 22,022 24,046 9.19
2017-11-06 13F-HR CIBC Asset Management Inc 60,245 63,430 5.29 5,217 5,926 13.59
2017-11-07 13F-HR Atlanta Capital Group 3,146 3,123 -0.73 273 292 6.96
2017-10-10 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 7,844 7,440 -5.15 679 695 2.36
2017-11-06 13F-HR R. G. NIEDERHOFFER CAPITAL MANAGEMENT INC 4,300 3,500 -18.60 372 326 -12.37
2017-10-19 13F-HR MURPHY CAPITAL MANAGEMENT INC 12,820 12,820 0.00 1,110 1,197 7.84
2017-11-14 13F-HR TPG Group Holdings (SBS) Advisors, Inc. 32,648 32,648 0.00 2,827 3,050 7.89
2017-11-13 13F-HR Laurion Capital Management LP Call 15,100 295,300 1,855.63 1,307 27,586 2,010.64
2017-10-19 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 0 54,500 0 5,091
2017-11-14 13F-HR Verition Fund Management LLC Put 0 9,000 0 841
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 219,756 207,156 -5.73 19,031 19,353 1.69
2017-11-14 13F-HR BANK OF NOVA SCOTIA 425,591 397,792 -6.53 36,856 37,161 0.83
2017-11-06 13F-HR SEI INVESTMENTS CO 1,103,845 1,151,801 4.34 95,594 107,601 12.56
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 1,122,997 1,044,853 -6.96 97,250 97,609 0.37
2017-10-11 13F-HR UMB BANK N A/MO 19,455 19,135 -1.64 1,685 1,788 6.11
2017-11-08 13F-HR BW Gestao de Investimentos Ltda. 12,000 1,121
2017-10-13 13F-HR NORTH AMERICAN MANAGEMENT CORP 2,171 203
2017-10-17 13F-HR WINDWARD CAPITAL MANAGEMENT CO /CA 256,950 256,056 -0.35 22,252 23,921 7.50
2017-11-14 13F-HR LPL Financial LLC Put 17,200 19,000 10.47 1,490 1,775 19.13
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 3,116,756 3,038,712 -2.50 269,911 283,876 5.17
2017-11-14 13F-HR Baird Financial Group, Inc. 194,644 183,972 -5.48 16,856 17,187 1.96
2017-11-02 13F-HR S&CO INC 4,500 4,500 0.00 390 420 7.69
2017-08-02 13F-HR Berkeley Capital Partners, LLC 3,672 0 -100.00 264 0 -100.00
2017-10-12 13F-HR WEBSTER BANK, N. A. 25,454 25,535 0.32 2,204 2,385 8.21
2017-11-03 13F-HR ADVISOR PARTNERS LLC 8,458 8,678 2.60 732 811 10.79
2017-11-02 13F-HR Daiwa Securities Group Inc. 136,978 133,110 -2.82 11,862 12,434 4.82
2017-08-11 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 10,000 0 -100.00 825 0 -100.00
2017-11-14 13F-HR Invesco Ltd. 3,777,369 3,618,401 -4.21 327,121 338,030 3.33
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 27,050 0 -100.00 2,343 0 -100.00
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 5,924 5,724 -3.38 513 535 4.29
2017-10-25 13F-HR Korea Investment CORP 750,459 727,459 -3.06 64,990 67,959 4.57
2017-10-11 13F-HR DnB Asset Management AS 564,478 549,878 -2.59 48,883,795 51,369,603 5.09
2017-10-19 13F-HR APG Asset Management N.V. 1,128,962 603,262 -46.56 97,768 56,357 -42.36
2017-11-02 13F-HR DE BURLO GROUP INC 172,450 172,250 -0.12 14,934 16,091 7.75
2017-11-09 13F-HR MOGY JOEL R INVESTMENT COUNSEL INC 178,611 185,606 3.92 15,468 17,339 12.10
2017-10-20 13F-HR/A-1 Shell Asset Management Co 78,940 69,683 -11.73 6,836 6,510 -4.77
2017-11-15 13F-HR Balentine LLC 510 520 1.96 44 49 11.36
2017-11-14 13F-HR Vident Investment Advisory, LLC 0 10,104 0 944
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 118,244 117,208 -0.88 10,239 10,949 6.93
2017-11-13 13F-HR National Asset Management, Inc. 4,304 0 -100.00 373 0 -100.00
2017-10-23 13F-HR Nationwide Fund Advisors 240,426 243,771 1.39 20,821 22,773 9.38
2017-11-14 13F-HR DEUTSCHE BANK AG\ 1,298,704 1,214,749 -6.46 112,460 113,474 0.90
2017-11-13 13F-HR AO Asset Management, LLC 203,600 389,900 91.50 17,632 36,424 106.58
2017-11-14 13F-HR Adage Capital Partners GP LLC 1,134,440 1,394,240 22.90 98,243 130,250 32.58
2017-11-14 13F-HR HOPLITE CAPITAL MANAGEMENT, L.P. Call 700,000 0 -100.00 60,620 0 -100.00
2017-11-14 13F-HR/A-1 HARDING LOEVNER LP 130 130 0.00 11 12 9.09
2017-11-06 13F-HR BINGHAM OSBORN & SCARBOROUGH LLC 24,382 24,056 -1.34 2,111 2,247 6.44
2017-08-14 13F-HR WATER ISLAND CAPITAL LLC 52,895 0 -100.00 4,363 0 -100.00
2017-07-18 13F-HR/A-1 BOOTHBAY FUND MANAGEMENT, LLC Put 6,800 0 -100.00 502 0 -100.00
2017-11-14 13F-HR Pomelo Capital LLC Put 54,400 5,082
2017-08-11 13F-HR Banco Santander, S.A. 3,326 0 -100.00 240 0 -100.00
2017-11-09 13F-HR AMALGAMATED BANK 79,625 81,644 2.54 6,896 7,627 10.60
2017-11-14 13F-HR HighTower Advisors, LLC Call 2,000 1,000 -50.00 6 4 -33.33
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 1,549,062 1,588,673 2.56 134,149 148,414 10.63
2017-11-14 13F-HR FIFTH THIRD BANCORP 3,988 4,153 4.14 345 388 12.46
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 0 41,159 0 3,845
2017-10-10 13F-HR APPROPRIATE BALANCE FINANCIAL SERVICES INC. 513 562 9.55 5,928 6,019 1.54
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 6,007,749 6,239,374 3.86 519,291 581,610 12.00
2017-10-30 13F-HR EMERALD ADVISERS INC/PA 2,563 2,563 0.00 222 239 7.66
2017-10-31 13F-HR Andra AP-fonden 17,000 27,400 61.18 1,472 2,560 73.91
2017-10-24 13F-HR NIPPON LIFE INSURANCE CO 32,041 32,684 2.01 2,775 3,053 10.02
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 2,113,950 2,239,499 5.94 183,069 209,214 14.28
2017-11-03 13F-HR Global X Management CO LLC 3,577 3,582 0.14 310 335 8.06
2017-10-11 13F-HR American Financial Network Advisory Services Llc 10,574 988
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 35,590 27,003 -24.13 3,082 2,523 -18.14
2017-10-20 13F-HR CONNING INC. 18,184 18,204 0.11 1,575 1,701 8.00
2017-11-02 13F-HR NICOLET BANKSHARES INC 7,576 8,529 12.58 656 797 21.49
2017-11-13 13F-HR CIBC World Markets Inc. 12,105 8,048 -33.52 1,048 752 -28.24
2017-10-26 13F-HR HONEYWELL INTERNATIONAL INC 124,400 204,400 64.31 10,773 19,095 77.25
2017-10-10 13F-HR Ledyard National Bank 1,087 1,297 19.32 94 121 28.72
2017-11-07 13F-HR Commonwealth Equity Services, Inc 48,246 51,114 5.94 4,178 4,775 14.29
2017-11-14 13F-HR CMT Capital Markets Trading GmbH 24,493 24,050 -1.81 2,121 2,247 5.94
2017-11-14 13F-HR Summit Global Investments 23,394 49,575 111.91 2,026 4,631 128.58
2017-10-30 13F-HR Community Bank, N.A. 347 532 53.31 30 50 66.67
2017-10-12 13F-HR MOODY NATIONAL BANK TRUST DIVISION 9,135 7,835 -14.23 791 732 -7.46
2017-08-14 13F-HR Focused Wealth Management, Inc Call 18,000 0 -100.00 28 0
2017-08-10 13F-HR FNY Partners Fund LP 300 0 -100.00 24 0 -100.00
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Put 3,264 3,059 -6.28 403,399 163,072 -59.58
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP Call 500 1,415 183.00 466 1,656 255.36
2017-11-06 13F-HR Bank of New York Mellon Corp 8,428,277 8,585,854 1.87 729,889 802,092 9.89
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 3,280 3,356 2.32 284 314 10.56
2017-08-14 13F-HR HOPLITE CAPITAL MANAGEMENT, L.P. 410,431 0 -100.00 33,856 0 -100.00
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 0 202,711 0 18,937
2017-11-14 13F-HR Jefferies Group LLC 0 36,690 0 3,428
2017-10-10 13F-HR AMERICAN NATIONAL BANK 215 215 0.00 19 20 5.26
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 81,300 151,400 86.22 7,041 14,144 100.88
2017-11-02 13F-HR/A-1 Advisor Group, Inc. Call 25 0 -100.00 0 0
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 2,651,275 2,843,331 7.24 229,600,416 265,623,982 15.69
2017-08-14 13F-HR WEITZ INVESTMENT MANAGEMENT, INC. 8,000 0 -100.00 660 0 -100.00
2017-10-18 13F-HR EXANE DERIVATIVES 978 147 -84.97 84,677 13,730 -83.79
2017-11-09 13F-HR VAN ECK ASSOCIATES CORP 346,753 354,368 2.20 30,029 33,105 10.24
2017-11-14 13F-HR DAVIDE LEONE & PARTNERS INVESTMENT Co LLP 909,698 200,000 -78.01 78,780 18,684 -76.28
2017-11-01 13F-HR Sapphire Star Partners LP 5,300 5,300 0.00 459 495 7.84
2017-10-11 13F-HR Triangle Securities Wealth Management 11,705 12,005 2.56 1,014 1,122 10.65
2017-11-08 13F-HR NEXT Financial Group, Inc 6,484 5,634 -13.11 562,000 546 -99.90
2017-11-13 13F-HR BOSTON PRIVATE WEALTH LLC 12,607 15,343 21.70 1,092 1,433 31.23
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 12,304 12,304 0.00 1,066 1,149 7.79
2017-11-15 13F-HR Fieldpoint Private Securities, LLC 200 200 0.00 17 19 11.76
2017-11-01 13F-HR Parkwood LLC 30,524 0 -100.00 2,643 0 -100.00
2017-11-13 13F-HR BLOOM TREE PARTNERS, LLC 442,200 384,763 -12.99 38,295 35,945 -6.14
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 8,496 9,049 6.51 736 845 14.81
2017-10-12 13F-HR MAI Capital Management 4,678 4,478 -4.28 405 418 3.21
2017-11-14 13F-HR TYBOURNE CAPITAL MANAGEMENT HK LTD 4,738,144 3,401,500 -28.21 410,323 317,768 -22.56
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 15 1,011 6,640.00 1 94 9,300.00
2017-10-18 13F-HR Asset Dedication, LLC 76 76 0.00 7 7 0.00
2017-08-14 13F-HR Waratah Capital Advisors Ltd. 27,897 0 -100.00 2,301 0 -100.00
2017-10-12 13F-HR V Wealth Management,LLC 160 0 -100.00 14 0 -100.00
2017-10-17 13F-HR Cutler Group LP 14,874 4,100 -72.44 1,288 383 -70.26
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 7,103 0 664
2017-10-19 13F-HR MYCIO WEALTH PARTNERS, LLC 2,914 2,833 -2.78 252 265 5.16
2017-11-14 13F-HR CREDIT SUISSE AG/ 1,111,654 937,110 -15.70 96,268 87,545 -9.06
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 1,729,441 1,763,300 1.96 149,769 164,727 9.99
2017-11-13 13F-HR American National Registered Investment Advisor, Inc. 8,820 7,520 -14.74 764 703 -7.98
2017-10-16 13F-HR Watermark Asset Management, Inc. 298 408 36.91 26 38 46.15
2017-11-07 13F-HR Timber Hill LLC Put 22,600 0 -100.00 1,957 0 -100.00
2017-11-13 13F-HR Glassman Wealth Services 274 139 -49.27 24 13 -45.83
2017-11-14 13F-HR PATHSTONE FAMILY OFFICE, LLC 421 240 -42.99 37 22 -40.54
2017-11-13 13F-HR SevenBridge Financial Group, LLC 400 400 0.00 35 37 5.71
2017-11-13 13F-HR Tekne Capital Management, LLC 349,389 349,389 0.00 30,257 32,640 7.88
2017-11-13 13F-HR KBC Group NV 466,724 526,622 12.83 40,418 49,197 21.72
2017-10-16 13F-HR Iowa State Bank 50,472 50,667 0.39 4,371 4,733 8.28
2017-11-14 13F-HR potrero capital research llc 24,300 24,300 0.00 2,104 2,270 7.89
2017-11-13 13F-HR SYNOVUS FINANCIAL CORP 22,247 22,601 1.59 1,927 2,113 9.65
2017-08-08 13F-HR Airain ltd 187,319 76,812 -58.99 15,452 6,652 -56.95
2017-08-08 13F-HR MONROE BANK & TRUST/MI 540 0 -100.00 45 0 -100.00
2017-10-20 13F-HR Mathes Company, Inc. 61,080 60,905 -0.29 5,290 5,690 7.56
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 128,381 124,683 -2.88 11,118 11,648 4.77
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 2,390,700 2,498,300 4.50 207,035 233,392 12.73
2017-11-13 13F-HR BlueMountain Capital Management, LLC 0 19,295 0 1,803
2017-11-14 13F-HR CREDIT AGRICOLE S A 403,575 408,675 1.26 34,951 38,180 9.24
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 320 320 0.00 28 30 7.14
2017-11-13 13F-HR Twin Tree Management, LP 23,727 0 -100.00 2,055 0 -100.00
2017-08-14 13F-HR Corvex Management LP 1,294,900 0 -100.00 106,816 0 -100.00
2017-11-14 13F-HR Oribel Capital Management, LP 41,700 0 -100.00 3,612 0 -100.00
2017-11-22 13F-HR/A-1 National Planning Corp 3,099 3,896 25.72 267 364 36.33
2017-07-07 13F-HR KAMES CAPITAL plc 19,749 0 -100.00 1,629,095 0 -100.00
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 13,382 13,239 -1.07 1,159 1,237 6.73
2017-11-13 13F-HR RB Capital Management, LLC 14,801 16,181 9.32 1,282 1,512 17.94
2017-11-15 13F-HR MV Capital Management, Inc. 61 61 0.00 5 6 20.00
2017-11-14 13F-HR Voya Investment Management LLC 2,773,015 2,699,682 -2.64 240,143 252,001 4.94
2017-11-14 13F-HR ALLSTATE CORP 19,931 0 -100.00 1,726 0 -100.00
2017-11-13 13F-HR NATIONS FINANCIAL GROUP INC, /IA/ /ADV 6,500 6,500 0.00 563 607 7.82
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 3,697 3,962 7.17 320 370 15.63
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 3,675 0 -100.00 318 0 -100.00
2017-11-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC 85,561 65,015 -24.01 7,410 6,074 -18.03
2017-10-12 13F-HR FIRST CITIZENS BANK & TRUST CO 6,638 6,604 -0.51 575 617 7.30
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 18,994 18,994 0.00 1,645 1,774 7.84
2017-11-13 13F-HR GREENLEAF TRUST 79,545 79,368 -0.22 6,889 7,415 7.64
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 0 52,000 0 4,858
2017-11-08 13F-HR Buckingham Asset Management, LLC 2,280 213
2017-10-16 13F-HR Main Street Research LLC 117,776 119,495 1.46 10,199 11,163 9.45
2017-11-13 13F-HR Winton Capital Group Ltd 204,166 207,050 1.41 17,681 19,343 9.40
2017-11-14 13F-HR Conatus Capital Management LP 545,019 0 -100.00 47,199 0 -100.00
2017-11-14 13F-HR IHT Wealth Management, LLC 733 1,311 78.85 1 126 12,500.00
2017-11-07 13F-HR OAK ASSOCIATES LTD /OH/ 53,150 53,150 0.00 4,603 4,965 7.86
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 1,512 1,551 2.58 131 145 10.69
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 1,029 0 -100.00 89 0 -100.00
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 187,874 189,215 0.71 16,270 17,676 8.64
2017-11-15 13F-HR Krilogy Financial LLC 375 175 -53.33 32 16 -50.00
2017-11-13 13F-HR Graticule Asia Macro Advisors LLC 0 160,547 0 14,998
2017-07-11 13F-HR New England Research & Management, Inc. 4,800 0 -100.00 396 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 1,028,500 689,400 -32.97 89,068 64,404 -27.69
2017-11-13 13F-HR Marshall Wace LLP 8,000 6,200 -22.50 696 577 -17.10
2017-11-14 13F-HR BOKF, NA 44,543 37,505 -15.80 3,857 3,504 -9.15
2017-11-14 13F-HR Capital Research Global Investors 8,419,131 5,197,758 -38.26 729,097 485,575 -33.40
2017-11-14 13F-HR Institute for Wealth Management, LLC. 3,398 0 -100.00 294 0 -100.00
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 0 5 0 0
2017-07-10 13F-HR Country Club Trust Company, n.a. 6,532 0 -100.00 539 0 -100.00
2017-11-14 13F-HR Itau Unibanco Holding S.A. 3,044 904 -70.30 264 268 1.52
2017-11-08 13F-HR Jasper Ridge Partners, L.P. 0 2,216 0 207
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 4,884 5,032 3.03 423 470 11.11
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 8,815 9,045 2.61 759 845 11.33
2017-11-01 13F-HR Seatown Holdings Pte. Ltd. 280,000 130,000 -53.57 24,248 12,145 -49.91
2017-11-14 13F-HR Sand Hill Global Advisors, LLC 51,374 52,560 2.31 4,449 4,910 10.36
2017-11-15 13F-HR South Street Advisors LLC 132,360 131,655 -0.53 11,462 12,299 7.30
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 49,677 55,527 11.78 4,302 5,187 20.57
2017-11-14 13F-HR Bayesian Capital Management, LP 9,035 17,800 97.01 782 1,663 112.66
2017-11-14 13F-HR HHR Asset Management, LLC 909,371 840,921 -7.53 78,752 78,559 -0.25
2017-10-30 13F-HR Karp Capital Management Corp 9,910 10,050 1.41 858 939 9.44
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 233 230 -1.29 21 22 4.76
2017-11-06 13F-HR Cedar Capital, LLC 3,485 4,690 34.58 302 438 45.03
2017-11-08 13F-HR Edge Advisors, Llc 965 965 0.00 83 90 8.43
2017-10-23 13F-HR CAPROCK Group, Inc. 9,216 10,018 8.70 798 936 17.29
2017-11-13 13F-HR Allegis Investment Advisors, LLC 0 2,263 0 211
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 5,929 3,478 -41.34 513 325 -36.65
2017-11-13 13F-HR STIFEL FINANCIAL CORP 284,536 566,008 98.92 24,643 52,843 114.43
2017-11-09 13F-HR FNY Partners Fund LP Call 30 0 -100.00 2 0 -100.00
2017-11-14 13F-HR Motley Fool Wealth Management, LLC 244,750 237,099 -3.13 21,195 22,150 4.51
2017-10-12 13F-HR Hanson McClain, Inc. 2,000 2,000 0.00 173 187 8.09
2017-11-14 13F-HR Standard Life Aberdeen Plc 1,120,461 104,674
2017-10-10 13F-HR Nikko Asset Management Americas, Inc. 113,900 189,300 66.20 9,864 17,684 79.28
2017-08-14 13F-HR SAMLYN CAPITAL, LLC 156,700 0 -100.00 12,926 0 -100.00
2017-11-14 13F-HR Sustainable Insight Capital Management, LLC 66,300 56,300 -15.08 5,742 5,260 -8.39
2017-11-03 13F-HR Rosenbaum Jay D. 6,605 6,955 5.30 572 650 13.64
2017-10-23 13F-HR REGIONS FINANCIAL CORP 42,735 40,397 -5.47 3,701 3,774 1.97
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 992,135 1,228,004 23.77 85,919 114,720 33.52
2017-11-09 13F-HR Legal & General Group Plc 3,032,601 3,132,927 3.31 262,623 292,674 11.44
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 24,977 8,651 -65.36 2,168 808 -62.73
2017-11-15 13F-HR Arete Wealth Advisors, LLC 0 2,783 0 260
2017-11-13 13F-HR NORTHERN TRUST CORP 9,758,101 10,095,501 3.46 845,052 943,122 11.61
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 5,841,070 6,031,067 3.25 505,836 563,423 11.38
2017-11-01 13F-HR BADGLEY PHELPS & BELL INC 117,490 115,664 -1.55 10,175 10,805 6.19
2017-11-06 13F-HR TORONTO DOMINION BANK 226,456 258,730 14.25 19,607 24,168 23.26
2017-11-14 13F-HR Matrix Capital Management Company, LP 1,000,000 0 -100.00 86,600 0 -100.00
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 61,671 61,671 0.00 5,761 5,761 0.00
2017-08-11 13F-HR INVESTMENT CENTERS OF AMERICA INC 3,132 0 -100.00 256 0 -100.00
2017-11-13 13F-HR ProShare Advisors LLC 75,165 83,626 11.26 6,509 7,812 20.02
2017-11-14 13F-HR CARLSON CAPITAL L P 168,226 302,227 79.66 14,568 28,234 93.81
2017-11-14 13F-HR Compagnie Odier SCA Call 6,100 82
2017-11-01 13F-HR Watch Point Trust Co 18,497 19,452 5.16 1,602 1,818 13.48
2017-11-14 13F-HR JT Stratford LLC 14,600 15,728 7.73 1,264 1,469 16.22
2017-11-13 13F-HR ITHAKA GROUP LLC 344,295 326,828 -5.07 29,816 30,532 2.40
2017-11-20 13F-HR Crestwood Advisors LLC 0 2,200 0 206
2017-10-26 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 23,810 23,780 -0.13 2,062 2,222 7.76
2017-11-13 13F-HR Bb&t Investment Services, Inc. 686 878 27.99 60 83 38.33
2017-11-13 13F-HR EATON VANCE MANAGEMENT 507,235 509,434 0.43 43,927 47,591 8.34
2017-11-14 13F-HR UBS Group AG Call 2,000 389,900 19,395.00 173 36,424 20,954.34
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 18,800 130,800 595.74 1,628 12,219 650.55
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 74,502 76,624 2.85 6,452 7,158 10.94
2017-10-30 13F-HR ADAMS DIVERSIFIED EQUITY FUND, INC. 200,200 181,200 -9.49 17,337 16,928 -2.36
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 89,900 25,500 -71.64 7,785 2,382 -69.40
2017-11-14 13F-HR GARDNER LEWIS ASSET MANAGEMENT L P 88,850 80,165 -9.77 7,694 7,489 -2.66
2017-11-03 13F-HR/A-1 Legacy Advisors, Llc 229 21
2017-11-14 13F-HR PEAK6 Investments, L.P. 101,039 0 -100.00 8,750 0 -100.00
2017-11-15 13F-HR IFM Investors Pty Ltd 17,970 18,899 5.17 1,556 1,766 13.50
2017-11-14 13F-HR GENERATION INVESTMENT MANAGEMENT LLP 1,684,148 1,675,059 -0.54 145,847 156,484 7.29
2017-10-19 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 3,205 4,205 31.20 278 393 41.37
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 76,246 74,544 -2.23 6,603 6,964 5.47
2017-11-13 13F-HR CITIZENS & NORTHERN CORP 15,026 14,746 -1.86 1,301 1,378 5.92
2017-10-25 13F-HR CALAMOS WEALTH MANAGEMENT LLC 14,745 14,752 0.05 1,277 1,378 7.91
2017-11-09 13F-HR BBT Capital Management, LLC 55,000 55,000 0.00 4,763 5,138 7.87
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 105,196 106,155 0.91 9,110 9,917 8.86
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 76,904 83,560 8.65 6,660 7,806 17.21
2017-10-31 13F-HR Savant Capital, LLC 2,774 2,784 0.36 240 260 8.33
2017-11-02 13F-HR FIDUCIARY TRUST CO 2,155 0 -100.00 187 0 -100.00
2017-10-13 13F-HR CENTRAL BANK & TRUST CO 23,632 23,200 -1.83 2,047 2,167 5.86
2017-11-14 13F-HR NEXT CENTURY GROWTH INVESTORS LLC 19,245 17,763 -7.70 1,666 1,659 -0.42
2017-11-13 13F-HR Oz Management LP Call 150,000 0 -100.00 12,990 0 -100.00
2017-11-14 13F-HR Elkfork Partners LLC 37,230 15,640 -57.99 3,224 1,461 -54.68
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 173,397 178,448 2.91 15,116 16,669 10.27
2017-08-11 13F-HR Quantitative Investment Management, LLC 219,900 0 -100.00 18,139 0 -100.00
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 7,700 8,500 10.39 667 794 19.04
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 3,777,110 3,550,694 -5.99 327,097,631 331,705,743 1.41
2017-11-14 13F-HR LGL PARTNERS, LLC 5,239 0 -100.00 454 0 -100.00
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 0 7,518 0 702
2017-08-14 13F-HR Integre Asset Management, LLC 4,969 0 -100.00 410 0 -100.00
2017-11-13 13F-HR Douglass Winthrop Advisors, LLC 7,579 7,685 1.40 656 718 9.45
2017-11-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 1,502 1,585 5.53 130 148 13.85
2017-11-08 13F-HR Pacer Advisors, Inc. 13,214 14,586 10.38 1,144 1,363 19.14
2017-10-30 13F-HR BBVA COMPASS BANCSHARES, INC 5,078 4,710 -7.25 440 440 0.00
2017-11-14 13F-HR RMB Capital Management, LLC 16,066 19,042 18.52 1,391 1,779 27.89
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 350 633 80.86 30 59 96.67
2017-11-03 13F-HR Jaffetilchin Investment Partners, LLC 0 4,230 0 395
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 118,738 118,934 0.17 10,281 11,110 8.06
2017-11-14 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 2,365 2,225 -5.92 204,809 207,860 1.49
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 1,775 1,775 0.00 154 165 7.14
2017-11-08 13F-HR ProVise Management Group, LLC 5,335 5,335 0.00 462 498 7.79
2017-11-13 13F-HR Intersect Capital LLC 2,862 2,862 0.00 248 267 7.66
2017-11-14 13F-HR Meadow Creek Investment Management LLC 24,090 10,120 -57.99 2,086 945 -54.70
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 88 68 -22.73 7,259 5,889 -18.87
2017-11-03 13F-HR Swiss National Bank 2,418,272 2,494,272 3.14 209,422 233,015 11.27
2017-11-14 13F-HR WEALTHFRONT INC 10,601 12,236 15.42 918 1,143 24.51
2017-11-14 13F-HR Sachem Head Capital Management LP 2,130,000 2,130,000 0.00 184,458 198,985 7.88
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 350,807 352,670 0.53 30,380 32,946 8.45
2017-11-16 13F-HR Cypress Capital Group 16,349 29,439 80.07 1,416 2,750 94.21
2017-11-14 13F-HR Integral Derivatives, LLC Call 53,500 58,000 8.41 4,633 5,418 16.94
2017-10-30 13F-HR BP PLC 130,000 130,000 0.00 11,253 12,141 7.89
2017-11-22 13F-HR Chicago Partners Investment Group LLC 306 248 -18.95 23 23 0.00
2017-11-14 13F-HR HSBC HOLDINGS PLC Put 35,000 67,100 91.71 3,031 6,268 106.80
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 358,800 360,800 0.56 31,072 33,706 8.48
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 266,829 288,562 8.14 23,107 26,957 16.66
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 842,900 0 78,744
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 3,662 3,979 8.66 317 372 17.35
2017-08-10 13F-HR HAP Trading, LLC 96,553 0 -100.00 7,965 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO Put 173,700 393,700 126.66 15,042 36,457 142.37
2017-10-10 13F-HR HOLLENCREST SECURITIES LLC 11,844 3,844 -67.54 1,026 359 -65.01
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 21,830 17,640 -19.19 1,890 1,648 -12.80
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 3,469,147 3,606,759 3.97 300,428 336,943 12.15
2017-11-02 13F-HR Nelson Roberts Investment Advisors, LLC 73,229 73,149 -0.11 6,342 6,834 7.76
2017-10-17 13F-HR Cutler Group LP Call 1,000 9,100 810.00 5 18 260.00
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 550,984 926,584 68.17 47,715 86,561 81.41
2017-10-20 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 2,267 9,022 297.97 196 843 330.10
2017-11-14 13F-HR BARCLAYS PLC Put 415,500 479,600 15.43 35,982 44,804 24.52
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 11,163 14,887 33.36 967 1,391 43.85
2017-10-02 13F-HR HALL LAURIE J TRUSTEE 50 50 0.00 4,330 4,671 7.88
2017-11-14 13F-HR TCTC Holdings, LLC 11,665 11,665 0.00 1,011 1,089 7.72
2017-11-14 13F-HR ROYAL BANK OF CANADA Call 15,300 15,300 0.00 1,325 1,429 7.85
2017-06-23 13F-HR/A-1 SYMPHONY ASSET MANAGEMENT LLC 10,620 0 -100.00 757 0 -100.00
2017-11-07 13F-HR SG Americas Securities, LLC Put 477,600 547,600 14.66 560 454 -18.93
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 5,065 4,905 -3.16 439 458 4.33
2017-11-14 13F-HR Richard Bernstein Advisors LLC 33,521 33,521 0.00 2,903 3,132 7.89
2017-11-13 13F-HR PineBridge Investments, L.P. 0 81,408 0 7,605
2017-11-14 13F-HR PointState Capital LP Call 19,000 119,800 530.53 1,645 11,192 580.36
2017-11-03 13F-HR Moreno Evelyn V 47,348 48,590 2.62 4,100 4,539 10.71
2017-10-12 13F-HR Sonora Investment Management, LLC 679 334 -50.81 58,801 31,202 -46.94
2017-11-28 13F-HR/A-1 Wellington Shields Capital Management, LLC 15,250 14,850 -2.62 1,321 1,387 5.00
2017-11-13 13F-HR Seven Bridges Advisors LLC 8,885 12,066 35.80 769 1,127 46.55
2017-11-13 13F-HR Twin Tree Management, LP Put 0 36,700 0 3,429
2017-11-13 13F-HR Invictus RG 3,537 3,296 -6.81 306 308 0.65
2017-11-08 13F-HR WELCH CAPITAL PARTNERS LLC/NY 54,150 52,110 -3.77 4,689 4,868 3.82
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 228,757 194,723 -14.88 19,810 18,191 -8.17
2017-11-14 13F-HR Paloma Partners Management Co Call 54,000 45,500 -15.74 4,677 4,251 -9.11
2017-11-08 13F-HR HAP Trading, LLC Call 11,600 0 -100.00 7 0 -100.00
2017-11-15 13F-HR Neuberger Berman Group LLC 384,892 359,257 -6.66 33,332 33,562 0.69
2017-10-10 13F-HR Summit Financial Group Inc 3,908 365
2017-11-14 13F-HR BRYN MAWR TRUST Co 2,600 2,783 7.04 225 260 15.56
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 532 50
2017-11-14 13F-HR BlackRock Inc. 38,983,104 39,040,432 0.15 3,375,937 3,647,156 8.03
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 95 0 -100.00 8 0 -100.00
2017-11-14 13F-HR Ferris Capital, Llc 3,687 3,687 0.00 319 344 7.84
2017-10-30 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 29,898 28,120 -5.95 2,589 2,627 1.47
2017-10-17 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 13,047 14,318 9.74 1,130 1,338 18.41
2017-11-21 13F-HR OPTIMUM INVESTMENT ADVISORS 2,755 2,605 -5.44 239 243 1.67
2017-10-24 13F-HR EASTERN BANK 187,084 164,460 -12.09 16,202 15,364 -5.17
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 2,029,510 2,086,588 2.81 175,756 194,929 10.91
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 216,688 220,124 1.59 19,013 20,536 8.01
2017-11-14 13F-HR Venator Capital Management Ltd. 72,795 35,739 -50.90 6,304 3,339 -47.03
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 60,300 24,700 -59.04 5,222 2,307 -55.82
2017-11-02 13F-HR WESBANCO BANK INC 63,960 64,014 0.08 5,539 5,980 7.96
2017-11-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 63,314 63,314 0.00 5,483 5,915 7.88
2017-11-03 13F-HR Essex Financial Services, Inc. 4,447 5,299 19.16 385 495 28.57
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 956,917 964,467 0.79 82,869 90,101 8.73
2017-11-14 13F-HR Walleye Trading LLC Call 101,600 99,400 -2.17 8,806 9,279 5.37
2017-11-13 13F-HR GQG Partners LLC 220,375 20,587
2017-11-13 13F-HR Allianz Asset Management AG 3,531,241 3,489,908 -1.17 305,824 326,027 6.61
2017-10-25 13F-HR Carroll Financial Associates, Inc. 760 822 8.16 65 78 20.00
2017-11-13 13F-HR Allianz Asset Management AG Call 110,400 138,100 25.09 9,561 12,901 34.93
2017-08-14 13F-HR SECOR Capital Advisors, LP Put 8,600 0 -100.00 709 0 -100.00
2017-08-14 13F-HR QCM Cayman, Ltd. Call 14,400 0 -100.00 1,188 0
2017-11-03 13F-HR World Asset Management Inc 64,474 65,225 1.16 5,583 6,093 9.13
2017-11-14 13F-HR UBS Group AG Put 16,600 38,100 129.52 1,438 3,560 147.57
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 378,998 385,820 1.80 32,821 36,043 9.82
2017-08-04 13F-HR Marshall Wace North America L.P. 432,664 0 -100.00 35,478 0 -100.00
2017-11-14 13F-HR CPCM, LLC 5,158 3,889 -24.60 447 363 -18.79
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 175,400 32,500 -81.47 15,189 3,036 -80.01
2017-08-14 13F-HR Capital World Investors 2,830,000 0 -100.00 233,447 0 -100.00
2017-08-11 13F-HR WADE G W & INC 4,640 0 -100.00 383 0 -100.00
2017-10-17 13F-HR TOMPKINS FINANCIAL CORP 2,164 2,164 0.00 187 202 8.02
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 124,171 115,730 -6.80 10,243 10,022 -2.16
2017-11-14 13F-HR CLEARBRIDGE, LLC 840 840 0.00 73 78 6.85
2017-08-15 13F-HR Alpine Partners VI, LLC 3,620 0 -100.00 299 0 -100.00
2017-11-08 13F-HR Willingdon Wealth Management 26,156 27,088 3.56 2,265 2,531 11.74
2017-08-14 13F-HR Kavi Asset Management, LP 85,400 0 -100.00 7,045 0
2017-10-13 13F-HR Perkins Coie Trust Co 319 319 0.00 28 30 7.14
2017-10-26 13F-HR Hanson & Doremus Investment Management 450 450 0.00 39 42 7.69
2017-11-02 13F-HR CULLEN/FROST BANKERS, INC. 204,354 202,159 -1.07 17,698 18,885 6.71
2017-10-16 13F-HR JAG CAPITAL MANAGEMENT, LLC 92,487 91,642 -0.91 8,009 8,562 6.90
2017-11-08 13F-HR ING GROEP NV 50,739 17,927 -64.67 4,394 1,675 -61.88
2017-10-04 13F-HR Fulton Bank, N.A. 16,345 15,209 -6.95 1,415 1,421 0.42
2017-11-14 13F-HR HENDERSON GROUP PLC 12,759,741 13,435,212 5.29 1,104,945 1,255,082 13.59
2017-10-17 13F-HR Diversified Trust Co 34,930 24,650 -29.43 3,025 2,303 -23.87
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 47,759 64,000 34.01 4,136 5,978 44.54
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 986 895 -9.23 85 84 -1.18
2017-11-14 13F-HR CROSSLINK CAPITAL INC 253,174 225,064 -11.10 21,925 21,025 -4.10
2017-10-30 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 7,360 5,716 -22.34 637 534 -16.17
2017-10-05 13F-HR Parker Investment Management, LLC 8,064 8,072 0.10 698 754 8.02
2017-07-26 13F-HR ARTHUR M. COHEN & ASSOCIATES, LLC 0 3,411 0.00 0 294 -7.84
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 80,737 92,718 14.84 6,992 8,662 23.88
2017-11-08 13F-HR RPg Family Wealth Advisory, LLC 537 537 0.00 46,504 50,166 7.87
2017-11-14 13F-HR Hutchin Hill Capital, LP 102,000 114,000 11.76 8,833 10,650 20.57
2017-11-02 13F-HR Covington Investment Advisors Inc. 44,210 42,925 -2.91 3,829 4,010 4.73
2017-11-13 13F-HR ShearLink Capital, LLC 53,500 143,100 167.48 4,633 13,368 188.54
2017-10-17 13F-HR Bach Investment Advisors Ltd Put 10,500 981
2017-11-14 13F-HR LPL Financial LLC 67,811 73,637 8.59 5,872 6,879 17.15
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 450,700 618,200 37.16 39,031 57,752 47.96
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 107,814 111,614 3.52 9,337 10,427 11.67
2017-11-07 13F-HR NewSquare Capital LLC 350 33
2017-11-14 13F-HR Homrich & Berg 2,756 2,658 -3.56 239 248 3.77
2017-11-14 13F-HR Verition Fund Management LLC 6,999 0 -100.00 606 0 -100.00
2017-10-31 13F-HR Middleton & Co Inc/MA 91,939 112,624 22.50 7,962 10,521 32.14
2017-11-09 13F-HR TWIN CAPITAL MANAGEMENT INC 31,440 31,190 -0.80 2,723 2,914 7.01
2017-11-09 13F-HR ZEKE CAPITAL ADVISORS, LLC 6,181 12,128 96.21 535 1,133 111.78
2017-11-08 13F-HR HUNTINGTON ASSET ADVISORS, INC. 5,640 0 -100.00 488 0 -100.00
2017-11-14 13F-HR 1832 Asset Management L.P. 400 531,004 132,651.00 35 47,063 134,365.71
2017-12-12 13F-HR/A-1 Patten Group, Inc. 100 100 0.00 9 9 0.00
2017-10-12 13F-HR SHEETS SMITH WEALTH MANAGEMENT 6,070 6,025 -0.74 526 563 7.03
2017-11-13 13F-HR Aureus Asset Management, LLC 137,235 139,335 1.53 11,885 13,017 9.52
2017-11-13 13F-HR Renaissance Technologies LLC 393,800 516,100 31.06 32,485 48,214 48.42
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 56 56 0.00 5 5 0.00
2017-11-14 13F-HR Arizona State Retirement System 165,856 169,256 2.05 14,363 15,812 10.09
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 1,022,978 869,434 -15.01 88,795 80,509 -9.33
2017-11-07 13F-HR Russell Investments Group, Ltd. 959,125 1,158,439 20.78 83,085 108,203 30.23
2017-11-08 13F-HR Roble, Belko & Company, Inc 26 26 0.00 2 2 0.00
2017-11-09 13F-HR JP MORGAN CHASE & CO 3,776,135 5,017,319 32.87 327,013 464,604 42.08
2017-10-13 13F-HR DUBUQUE BANK & TRUST CO 3,226 3,226 0.00 279 301 7.89
2017-10-30 13F-HR Cribstone Capital Management, LLC 60 60 0.00 5 6 20.00
2017-11-14 13F-HR BlueCrest Capital Management Ltd 0 5,390 0 504
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 6,612 8,813 33.29 572 823 43.88
2017-11-14 13F-HR AlphaOne Investment Services, LLC 5,120 5,052 -1.33 443 472 6.55
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 249,597 242,896 -2.68 21,615 22,691 4.98
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 5,780 3,706 -35.88 496,438 346,216 -30.26
2017-11-17 13F-HR Archford Capital Strategies, LLC 725 0 -100.00 5 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,417,500 2,095,600 47.84 122,755 195,771 59.48
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 84,322,276 84,439,738 0.14 7,302,309 7,888,362 8.03
2017-11-14 13F-HR SRS Investment Management, LLC 2,337,222 2,368,722 1.35 202,403 221,286 9.33
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 226,631 561,106 147.59 19,626 52,419 167.09
2017-11-03 13F-HR PAX WORLD MANAGEMENT LLC 29,500 29,500 0.00 2,555 2,756 7.87
2017-11-14 13F-HR Heritage Trust Co 2,491 2,220 -10.88 216 207 -4.17
2017-11-13 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 373,987 315,946 -15.52 32,387 29,515 -8.87
2017-10-25 13F-HR Cornerstone Advisors, Inc. 3,809 3,993 4.83 330 373 13.03
2017-08-11 13F-HR QUENTEC ASSET MANAGEMENT LLC Put 275,100 0 -100.00 22,693 0
2017-11-14 13F-HR AMP Capital Investors Ltd 180,705 191,139 5.77 15,685 17,856 13.84
2017-11-14 13F-HR BRINKER CAPITAL INC 63,027 67,713 7.43 5,458 6,326 15.90
2017-10-27 13F-HR ROSENBLUM SILVERMAN SUTTON S F INC /CA 60,612 62,912 3.79 5,249 5,877 11.96
2017-11-01 13F-HR Ariel Capital Advisors, LLC 22,596 22,431 -0.73 1,957 2,095 7.05
2017-11-27 13F-HR/A-1 TIEDEMANN WEALTH MANAGEMENT, LLC 4,875 456
2017-11-09 13F-HR FFCM LLC 510 460 -9.80 44 44 0.00
2017-11-14 13F-HR COMPTON CAPITAL MANAGEMENT INC /RI 6,301 6,301 0.00 546 589 7.88
2017-11-13 13F-HR Artisan Partners Limited Partnership 1,597,272 1,626,295 1.82 138,324 151,928 9.83
2017-11-13 13F-HR Tredje AP-fonden 43,282 46,106 6.52 3,748 4,307 14.91
2017-10-12 13F-HR ADIRONDACK TRUST CO 230 230 0.00 20 21 5.00
2017-11-07 13F-HR ALLEN OPERATIONS LLC 10,098 10,098 0.00 874 943 7.89
2017-11-13 13F-HR Evercore Wealth Management, LLC 27,128 27,313 0.68 2,350 2,552 8.60
2017-11-13 13F-HR Westside Investment Management, Inc. 1,398 1,198 -14.31 123,723 115,330 -6.78
2017-11-13 13F-HR PROFUND ADVISORS LLC 75,677 87,780 15.99 6,554 8,200 25.11
2017-08-14 13F-HR Discovery Capital Management, LLC Call 0 0
2017-11-09 13F-HR Johnson Financial Group, Inc. 3,869 3,869 0.00 335 361 7.76
2017-10-20 13F-HR Norway Savings Bank 100 100 0.00 9 9 0.00
2017-11-13 13F-HR FIL Ltd 1,530,096 1,311,489 -14.29 132,506 122,519 -7.54
2017-11-07 13F-HR Advisors Asset Management, Inc. 28,863 31,881 10.46 2,500 2,978 19.12
2017-07-12 13F-HR SpiderRock Advisors LLC Call 1 1 0.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 3,974 3,979 0.13 1,536 1,940 26.30
2017-11-14 13F-HR BIRINYI ASSOCIATES INC 3,800 3,800 0.00 329 355 7.90
2017-11-13 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 2,935 3,414 16.32 254 319 25.59
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 432,664 0 -100.00 35,478 0 -100.00
2017-11-07 13F-HR Timber Hill LLC Call 18,500 0 -100.00 1,602 0 -100.00
2017-11-13 13F-HR Allianz Asset Management AG Put 892,500 1,152,200 29.10 77,291 107,639 39.26
2017-11-14 13F-HR FIC CAPITAL INC 8,230 8,030 -2.43 713 750 5.19
2017-11-13 13F-HR CIM INVESTMENT MANGEMENT INC 8,164 7,645 -6.36 707 714 0.99
2017-08-15 13F-HR Strategic Wealth Advisors Group,Inc. 12,686 0 -100.00 1,046 0 -100.00
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 46,274 47,274 2.16 3,996 4,435 10.99
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 46,039 58,625 27.34 3,987 5,477 37.37
2017-11-08 13F-HR Granite Investment Partners, LLC 92,913 96,307 3.65 8,046 8,997 11.82
2017-11-15 13F-HR Janney Montgomery Scott LLC 46,463 54,736 17.81 4,024 5,113 27.06
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 110,000 110,000 0.00 9,526 10,276 7.87
2017-11-14 13F-HR Melvin Capital Management LP 775,000 850,000 9.68 67,115 79,407 18.31
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 252,407 271,407 7.53 21,859 25,355 15.99
2017-11-14 13F-HR Proficio Capital Partners LLC 286 291 1.75 26 27 3.85
2017-11-16 13F-HR Cetera Advisor Networks LLC 9,224 9,489 2.87 797 889 11.54
2017-10-17 13F-HR MU Investments Co., Ltd. 730 580 -20.55 63 54 -14.29
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 6,400 14,311 123.61 554 1,337 141.34
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Call 1,791 1,679 -6.25 2,593,445 3,291,891 26.93
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 144,515 145,899 0.96 12,515 13,630 8.91
2017-11-14 13F-HR Falcon Edge Capital LP 300,400 222,700 -25.87 26,015 20,805 -20.03
2017-11-13 13F-HR Vantage Investment Advisors, LLC 50 50 0.00 4 5 25.00
2017-11-14 13F-HR Partner Investment Management, L.P. 9,919 22,275 124.57 859 2,081 142.26
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 12,540 14,265 13.76 1,086 1,333 22.74
2017-10-25 13F-HR Calamos Advisors LLC 361,858 366,609 1.31 31,337 34,249 9.29
2017-08-14 13F-HR SECOR Capital Advisors, LP 21 0 -100.00 2 0 -100.00
2017-11-13 13F-HR Ally Financial Inc. 12,000 15,000 25.00 1,039 1,401 34.84
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 54,111,858 47,235,047 -12.71 4,686,087 4,412,698 -5.83
2017-07-21 13F-HR Financial Architects, Inc Put 400 0 -100.00 33 0 -100.00
2017-11-08 13F-HR Harbour Capital Advisors, LLC 15,685 15,850 1.05 1,358 1,481 9.06
2017-11-13 13F-HR/A-1 NORGES BANK 5,027,306 5,155,325 2.55 399,219 351,221 -12.02
2017-10-12 13F-HR ORRSTOWN FINANCIAL SERVICES INC 14,858 13,075 -12.00 1,287 1,221 -5.13
2017-11-03 13F-HR PITCAIRN CO 50,747 48,442 -4.54 4,395 4,526 2.98
2017-11-14 13F-HR Passport Capital, LLC 157,731 157,839 0.07 13,660 14,745 7.94
2017-11-14 13F-HR Partner Fund Management, L.P. 448,700 955,567 112.96 38,857 89,269 129.74
2017-11-14 13F-HR Pacific Center for Financial Services 10 10 0.00 1 1 0.00
2017-10-24 13F-HR RAYMOND JAMES TRUST N.A. 7,096 7,366 3.80 615 688 11.87
2017-11-07 13F-HR Allen Investment Management LLC 11,665 11,987 2.76 1,010 1,120 10.89
2017-10-16 13F-HR CULLINAN ASSOCIATES INC 63,170 70,075 10.93 5,471 6,546 19.65
2017-11-07 13F-HR BANK HAPOALIM BM 4,350 0 -100.00 377 0 -100.00
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 1,149 1,218 6.01 85 101 18.82
2017-10-13 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 71,129 71,626 0.70 6,160 6,691 8.62
2017-11-13 13F-HR AVIVA PLC 658,931 623,771 -5.34 57,043 58,260 2.13
2017-10-17 13F-HR Cutler Group LP Put 13,300 5,300 -60.15 49 16 -67.35
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 153,440 153,076 -0.24 13,288 14,300 7.62
2017-11-09 13F-HR FTB Advisors, Inc. 822 822 0.00 72 77 6.94
2017-11-03 13F-HR Sandy Spring Bank 26,512 26,912 1.51 2,296 2,514 9.49
2017-11-08 13F-HR BRIGHTON JONES LLC 4,930 4,847 -1.68 427 453 6.09
2017-11-14 13F-HR L & S Advisors Inc 35,161 0 -100.00 3,045 0 -100.00
2017-10-20 13F-HR HERITAGE INVESTORS MANAGEMENT CORP 4,330 405
2017-10-27 13F-HR FORTALEZA ASSET MANAGEMENT INC/ 6,410 6,410 0.00 555 599 7.93
2017-11-06 13F-HR COMERICA BANK 247,780 259,195 4.61 22,218 26,101 17.48
2017-11-08 13F-HR STEPHENS INC /AR/ 94,028 0 -100.00 8,143 0 -100.00
2017-11-14 13F-HR Corient Capital Partners, LLC 3,917 3,895 -0.56 339 364 7.37
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 468,270 469,967 0.36 40,552 43,904 8.27
2017-11-14 13F-HR NICHOLAS CO INC /WI 329,860 329,860 0.00 28,565 30,815 7.88
2017-10-31 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 114,436 111,251 -2.78 9,910 10,393 4.87
2017-11-14 13F-HR CHEMICAL BANK 4,416 6,216 40.76 382 581 52.09
2017-11-08 13F-HR Kentucky Retirement Systems 42,864 41,056 -4.22 3,712 3,835 3.31
2017-10-30 13F-HR DELTEC ASSET MANAGEMENT LLC 66,000 33,500 -49.24 5,719 3,130 -45.27
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 600 100 -83.33 52 9 -82.69
2017-11-16 13F-HR GOFEN & GLOSSBERG LLC /IL/ 9,907 10,375 4.72 858 969 12.94
2017-11-13 13F-HR Graticule Asia Macro Advisors LLC Call 262,000 24,476
2017-11-13 13F-HR People's United Financial, Inc. 1,465 0 -100.00 127 0 -100.00
2017-11-13 13F-HR WETHERBY ASSET MANAGEMENT INC 11,616 12,126 4.39 1,006 1,133 12.62
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 40,133 33,837 -15.69 3,476 3,161 -9.06
2017-11-13 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 819,389 847,112 3.38 70,916 79,137 11.59
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 92,802 94,780 2.13 8,037 8,854 10.17
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 2,155,731 2,116,831 -1.80 186,686 197,754 5.93
2017-11-08 13F-HR Oakworth Capital, Inc. 24 24 0.00 2 2 0.00
2017-10-27 13F-HR 1ST SOURCE BANK 3,561 3,561 0.00 308 332 7.79
2017-11-14 13F-HR NOMURA HOLDINGS INC 97,289 49,489 -49.13 8,420 4,620 -45.13
2017-10-17 13F-HR SUMITOMO LIFE INSURANCE CO 32,461 31,874 -1.81 2,811 2,978 5.94
2017-11-07 13F-HR IBM Retirement Fund 16,540 16,850 1.87 1,601 1,733 8.24
2017-11-14 13F-HR LOGe Solutions, LLC Put 99,000 99,000 0.00 8,573 9,249 7.89
2017-11-13 13F-HR BB&T SECURITIES, LLC 16,339 16,679 2.08 1,414 1,558 10.18
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 510,933 615,161 20.40 44,247 57,468 29.88
2017-11-13 13F-HR Bernicke & Associates, LTD 7,399 6,477 -12.46 641 605 -5.62
2017-11-14 13F-HR BARCLAYS PLC 372,824 341,569 -8.38 32,288 31,909 -1.17
2017-10-10 13F-HR Grassi Investment Management 16,888 18,288 8.29 1,463 1,708 16.75
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 189,878 219,584 15.64 16,443 20,514 24.76
2017-11-14 13F-HR Raab & Moskowitz Asset Management LLC 10,645 10,070 -5.40 932 1,030 10.52
2017-11-13 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 10,762 8,621 -19.89 932 805 -13.63
2017-11-13 13F-HR Nippon Life Global Investors Americas, Inc. 54,330 5,076
2017-11-13 13F-HR RidgeWorth Capital Management LLC 131,188 102,166 -22.12 11,534 9,544 -17.25
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 1,045,941 1,048,115 0.21 90,578 97,915 8.10
2017-11-14 13F-HR ARDSLEY ADVISORY PARTNERS 9,000 4,000 -55.56 779 374 -51.99
2017-07-13 13F-HR Princeton Alpha Management LP 5,520 0 -100.00 455 0 -100.00
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 659,509 656,784 -0.41 57,113 61,357 7.43
2017-10-17 13F-HR CENTRAL TRUST Co 11,824 13,395 13.29 1,024 1,251 22.17
2017-10-24 13F-HR TRUST CO OF VERMONT 10,516 18,127 72.38 910 1,694 86.15
2017-08-14 13F-HR CREDIT AGRICOLE S A Call 0 0
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 9,400 0 -100.00 814 0 -100.00
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 236 22
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 482,125 495,447 2.76 41,687 45,823 9.92
2017-11-14 13F-HR Walleye Trading LLC Put 38,100 64,700 69.82 3,303 6,043 82.95
2017-11-14 13F-HR Moore Capital Management, LP 560,000 555,000 -0.89 48,496 51,848 6.91
2017-11-14 13F-HR SANDLER CAPITAL MANAGEMENT 74,900 0 -100.00 6,486 0 -100.00
2017-10-27 13F-HR BREMER TRUST NATIONAL ASSOCIATION 6,568 6,133 -6.62 569 573 0.70
2017-11-07 13F-HR Stratos Wealth Partners, LTD. 4,496 4,662 3.69 389 436 12.08
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 228,033 172,063 -24.54 19,749 16,074 -18.61
2017-08-04 13F-HR BLAIR WILLIAM & CO/IL Call 1,500 0 -100.00 124 0 -100.00
2017-11-14 13F-HR PDT Partners, LLC 87,500 92,600 5.83 7,577 8,651 14.17
2017-11-14 13F-HR MORGAN STANLEY 16,045,049 15,586,483 -2.86 1,389,502 1,456,091 4.79
2017-11-08 13F-HR Legacy Capital Partners, Inc. 2,798 2,798 0.00 242 261 7.85
2017-11-14 13F-HR A.R.T. Advisors, LLC 0 9,410 0 879
2017-10-10 13F-HR ATALANTA SOSNOFF CAPITAL, LLC 367,574 356,889 -2.91 31,832 33,340 4.74
2017-11-07 13F-HR Timber Hill LLC 9,884 0 -100.00 856 0 -100.00
2017-11-06 13F-HR Bridgecreek Investment Management, LLC 93,744 93,944 0.21 8,118 8,776 8.11
2017-10-19 13F-HR Edge Wealth Management LLC 3,470 3,400 -2.02 303 317 4.62
2017-10-27 13F-HR Sitrin Capital Management LLC 57,108 56,755 -0.62 4,946 5,302 7.20
2017-08-14 13F-HR Discovery Capital Management, LLC 1,809,620 0 -100.00 149,276 0 -100.00
2017-11-14 13F-HR HighTower Advisors, LLC 108,280 116,863 7.93 9,375 10,899 16.26
2017-11-14 13F-HR RAINIER INVESTMENT MANAGEMENT LLC 16,610 11,120 -33.05 1,438 1,039 -27.75
2017-11-03 13F-HR Alpha Omega Wealth Management LLC 1,600 1,600 0.00 139 149 7.19
2017-11-14 13F-HR Integral Derivatives, LLC 17,932 16,406 -8.51 1,553 1,533 -1.29
2017-11-14 13F-HR Tuttle Tactical Management LLC 5,640 0 -100.00 488 0 -100.00
2017-11-14 13F-HR JANA PARTNERS LLC 1,035,279 936,490 -9.54 89,655 87,487 -2.42
2017-10-12 13F-HR PRIVATE BANK & TRUST CO 2,415 2,415 0.00 209 225 7.66
2017-11-15 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 8,958 16,214 81.00 764 1,537 101.18
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 299,900 285,500 -4.80 26,031 26,671 2.46
2017-11-18 13F-HR WEALTHSOURCE PARTNERS, LLC 7,913 8,807 11.30 685 823 20.15
2017-11-01 13F-HR State of Tennessee, Treasury Department 222,886 249,611 11.99 19,302 23,319 20.81
2017-11-07 13F-HR NF Trinity Capital (Hong Kong) Ltd 45,000 45,000 0.00 3,897 4,204 7.88
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 900,833 789,712 -12.34 78,012 73,774 -5.43
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 205,000 238,400 16.29 17,753 22,271 25.45
2017-10-18 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 46,020 4,433
2017-11-17 13F-HR Aldebaran Financial Inc. 14,495 14,545 0.34 1,255 1,359 8.29
2017-11-14 13F-HR QS Investors, LLC 20,351 20,151 -0.98 1,762 1,883 6.87
2017-11-14 13F-HR UBS Group AG 2,106,116 2,057,020 -2.33 182,390 192,167 5.36
2017-07-18 13F-HR Capital Impact Advisors, LLC 29,266 29,266 0.00 2,414 2,534 4.97
2017-11-14 13F-HR DIAM Co., Ltd. 1,067,119 1,092,734 2.40 92,424 102,030 10.39
2017-11-14 13F-HR Jefferies Group LLC Call 0 93,200 0 8,707
2017-11-14 13F-HR VANGUARD GROUP INC 46,149,530 47,402,219 2.71 3,996,548 4,428,315 10.80
2017-10-27 13F-HR Hudock Capital Group, LLC 379 379 0.00 32 35 9.38
2017-11-14 13F-HR CLINTON GROUP INC 0 4,796 0 448
2017-11-14 13F-HR MORGENS WATERFALL VINTIADIS & CO INC 0 34,000 0 3,176
2017-11-01 13F-HR Mountain Capital Investment Advisors, Inc 100 100 0.00 9 9 0.00
2017-10-30 13F-HR Perennial Advisors, LLC 140 140 0.00 12 13 8.33
2017-11-14 13F-HR Hitchwood Capital Management LP 800,000 1,000,000 25.00 69,280 93,420 34.84
2017-07-11 13F-HR BANK OF MONTREAL /CAN/ Call 10,000 0 -100.00 825 0 -100.00
2017-11-14 13F-HR Covington Capital Management 6,377 7,927 24.31 552 741 34.24
2017-10-12 13F-HR Koshinski Asset Management, Inc. 5,259 19,024 261.74 455,429 1,777,222 290.23
2017-11-15 13F-HR TIEMANN INVESTMENT ADVISORS, LLC 9,140 9,140 0.00 792 854 7.83
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 726 609 -16.12 63 57 -9.52
2017-10-30 13F-HR Westpac Banking Corp 104,621 168,929 61.47 9,060,179 15,781,347 74.18
2017-11-08 13F-HR Meiji Yasuda Asset Management Co Ltd. 19,898 19,828 -0.35 1,723 1,852 7.49
2017-11-02 13F-HR Checchi Capital Advisers, LLC 4,549 4,351 -4.35 394 406 3.05
2017-11-02 13F-HR AlphaMark Advisors, LLC 300 300 0.00 26 28 7.69
2017-11-14 13F-HR Oribel Capital Management, LP Call 0 475,100 0 37,542
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 14,200 35,100 147.18 1,230 3,279 166.59
2017-11-14 13F-HR BARCLAYS PLC Call 79,500 310,700 290.82 6,885 29,025 321.57
2017-11-03 13F-HR COHEN LAWRENCE B 17,830 18,545 4.01 1,544 1,733 12.24
2017-11-01 13F-HR NWAM LLC 2,889 3,069 6.23 250 287 14.80
2017-11-15 13F-HR INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 0 19,741 0 1,844
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 577,814 596,938 3.31 50,039 55,766 11.45
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 39,637 39,412 -0.57 3,433 3,682 7.25
2017-11-03 13F-HR Tradewinds Capital Management, LLC