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SecurityCPN / Calpine Corp. (131347304)
President & CEOHill Thad
IndustryElectric Services
Institutional Owners25
Institutional Shares59,277,055 - 56,368,622.27%
Institutional Value$ 947,617,000 USD

Institutional Stock Ownership and Shareholders()

CPN / Calpine Corp. Institutional Ownership

Calpine Corp. (NYSE:CPN) has 25 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 59,277,055 shares. Largest shareholders include Marble Holdings, Llc, Energy Capital Partners III, LLC, BlackRock Institutional Trust Company, N.A., BlackRock Fund Advisors, Nomura Holdings Inc, Vega Energy Gp, Llc, BlackRock Group LTD, Signpost Capital Advisors, LP, Janus Capital Management Llc, and BlackRock Japan Co. Ltd.
Calpine Corp. (NYSE:CPN) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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<a href="https://fintel.io/so/us/cpn"><img src="https://images.fintel.io/us-cpn-so.png" alt="CPN / Calpine Corp. Institutional Ownership"><a>

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2017-02-10 13F-HR BlackRock Fund Advisors 3,974,440 4,173,301 5.00 50,237 47,701 -5.05
2018-04-26 13F-HR SIMPLEX TRADING, LLC 20,271 0 -100.00 306 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC Call 11,900 0 -100.00 180 0 -100.00
2018-05-15 13F-HR STATE STREET CORP 6,034,092 0 -100.00 91,295 0 -100.00
2018-05-15 13F-HR Wellington Management Group LLP 743,671 0 -100.00 11,252 0 -100.00
2018-05-11 13F-HR OMNI PARTNERS LLP 6,475,124 0 -100.00 97,969 0 -100.00
2018-05-09 13F-HR IFP Advisors, Inc 3,255 0 -100.00 49 0 -100.00
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 124,357 0 -100.00 1,882 0 -100.00
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 150,240 0 -100.00 2,269 0 -100.00
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 10,387 0 -100.00 157 0 -100.00
2018-05-01 13F-HR/A Mitsubishi UFJ Securities International PLC 560,000 0 -100.00 8,473 0 -100.00
2018-05-10 13F-HR Cheyne Capital Management (UK) LLP 1,101,065 0 -100.00 16,665 0 -100.00
2018-05-11 13F-HR MACQUARIE GROUP LTD 4,200 0 -100.00 64 0 -100.00
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 1,425,309 0 -100.00 21,564 0 -100.00
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 63,126 90,887 43.98 698 1,230 76.22
2017-02-10 13F-HR BlackRock Japan Co. Ltd 439,857 462,049 5.05 5,560 5,281 -5.02
2018-04-20 13F-HR STRS OHIO 5,182,750 0 -100.00 78,415 0 -100.00
2018-05-09 13F-HR KBC Group NV 19,751 0 -100.00 299 0 -100.00
2018-05-15 13F-HR PECONIC PARTNERS LLC 64,190 0 -100.00 971 0 -100.00
2018-05-11 13F-HR Quantbot Technologies LP 32,371 0 -100.00 489 0 -100.00
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 21,246 0 -100.00 321 0 -100.00
2018-05-15 13F-HR Ecp Controlco, Llc 17,500,000 0 -100.00 264,775 0 -100.00
2018-05-15 13F-HR Pentwater Capital Management LP 1,900,000 0 -100.00 28,747 0 -100.00
2018-05-22 13F-HR/A Summit Trail Advisors, Llc 760 0 -100.00 11 0 -100.00
2018-05-15 13F-HR Folger Hill Asset Management LP 165,000 0 -100.00 2,496 0 -100.00
2018-05-14 13F-HR TEACHERS ADVISORS INC 757,322 0 -100.00 11,458 0 -100.00
2017-05-01 13F-HR Signpost Capital Advisors, LP 1,541,173 942,103 -38.87 17,615 10,411 -40.90
2018-07-20 13F-HR WHITTIER TRUST CO OF NEVADA INC 0 7,500 0 179
2018-05-15 13F-HR Gotham Asset Management, LLC 29,893 0 -100.00 452 0 -100.00
2018-05-11 13F-HR Parkside Investments, LLC 111,475 0 -100.00 1,687 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Call 25,900 0 -100.00 392 0 -100.00
2017-01-03 13F-HR Vollero Beach Capital Partners LLC 0 0 0 0
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 1,132 0 -100.00 17 0 -100.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 122,400 0 -100.00 1,852 0 -100.00
2018-04-20 13F-HR Seacrest Wealth Management, Llc 233 0 -100.00 4 0 -100.00
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 68,499 0 -100.00 1,036 0 -100.00
2018-05-15 13F-HR P SCHOENFELD ASSET MANAGEMENT LP 1,918,551 0 -100.00 29,028 0 -100.00
2018-05-09 13F-HR GABELLI FUNDS LLC 1,138,219 0 -100.00 17,221 0 -100.00
2018-05-03 13F-HR SG Americas Securities, LLC 53,022 0 -100.00 802 0 -100.00
2018-05-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 124,375 0 -100.00 1,882 0 -100.00
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 418,251 0 -100.00 6,328 0 -100.00
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 555,418 0 -100.00 8,403 0 -100.00
2018-05-15 13F-HR Standard Life Aberdeen Plc 90,280 0 -100.00 1,366 0 -100.00
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,169,424 0 -100.00 17,693 0 -100.00
2018-05-15 13F-HR GARDNER LEWIS ASSET MANAGEMENT L P 5,524,421 0 -100.00 83,584 0 -100.00
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 20,400 0 -100.00 309 0 -100.00
2018-05-14 13F-HR PineBridge Investments, L.P. 46,120 0 -100.00 697 0 -100.00
2018-05-14 13F-HR DLD Asset Management, LP 25,000 0 -100.00 378 0 -100.00
2018-05-11 13F-HR STIFEL FINANCIAL CORP 20,753 0 -100.00 313 0 -100.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 59,700 0 -100.00 903 0 -100.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 702 0 -100.00 11 0 -100.00
2018-05-15 13F-HR Verition Fund Management LLC Put 3,260,000 0 -100.00 49,324 0 -100.00
2018-05-14 13F-HR K2 PRINCIPAL FUND, L.P. Put 10,000 0 -100.00 151 0 -100.00
2017-11-09 13F-HR Teilinger Capital Ltd. 374,200 230,805 -38.32 5,063 3,404 -32.77
2016-11-14 13F-HR Mizuho Asset Management Co.,Ltd. 4,677 59
2018-05-14 13F-HR Farmhouse Investment Management LLC 839,000 0 -100.00 12,694 0 -100.00
2017-02-10 13F-HR BlackRock Advisors LLC Put 100,000 0 -100.00 1,264 0 -100.00
2018-04-18 13F-HR REGIONS FINANCIAL CORP 500 0 -100.00 8 0 -100.00
2018-05-01 13F-HR COMERICA BANK 18,016 0 -100.00 272 0 -100.00
2018-02-14 13F-HR AHL Partners LLP 229,829 0 -100.00 3,390 0 -100.00
2018-05-14 13F-HR Gideon Capital Advisors, Inc. 23,046 0 -100.00 349 0 -100.00
2018-05-15 13F-HR Squarepoint Ops LLC 101,761 0 -100.00 1,540 0 -100.00
2018-05-21 13F-HR Mcilrath & Eck, Llc 200 0 -100.00 3 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Put 123,500 0 -100.00 1,869 0 -100.00
2018-05-02 13F-HR RHUMBLINE ADVISERS 345,560 0 -100.00 5,228 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 285,300 0 -100.00 4,317 0 -100.00
2017-08-08 13F-HR Airain ltd 40,725 12,730 -68.74 450 172 -61.78
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 44,100 0 -100.00 667 0 -100.00
2018-05-14 13F-HR FMR LLC / Fidelity 235,724 0 -100.00 3,567 0 -100.00
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 783,010 0 -100.00 11,847 0 -100.00
2018-05-04 13F-HR SHUFRO ROSE & CO LLC 300,760 0 -100.00 4,550 0 -100.00
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 63,688 0 -100.00 964 0 -100.00
2018-05-15 13F-HR Utah Retirement Systems 66,779 0 -100.00 1,010 0 -100.00
2018-05-14 13F-HR BOKF, NA 60,633 0 -100.00 918 0 -100.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 36,300 0 -100.00 549 0 -100.00
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 184,354 0 -100.00 2,789 0 -100.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 310,500 0 -100.00 4,698 0 -100.00
2018-05-15 13F-HR Clearbridge Investments, LLC 24,603 0 -100.00 372 0 -100.00
2018-05-15 13F-HR Westchester Capital Management, LLC 4,188,231 0 -100.00 63,368 0 -100.00
2018-05-11 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 140,000 0 -100.00 2,118 0 -100.00
2017-02-10 13F-HR BlackRock Group LTD 2,569,959 2,218,812 -13.66 32,485 25,362 -21.93
2018-05-15 13F-HR FIR TREE INC. 3,908,871 0 -100.00 59,141 0 -100.00
2018-05-11 13F-HR Russell Investments Group, Ltd. 350,897 0 -100.00 5,308 0 -100.00
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 7,400 2,886 -61.00 82 39 -52.44
2018-05-11 13F-HR Cutler Group LP Call 500 0 -100.00 0 0
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 2,772 0 -100.00 39 0 -100.00
2018-05-15 13F-HR Advisors Asset Management, Inc. 8,409 0 -100.00 127 0 -100.00
2017-08-14 13F-HR Cantab Capital Partners LLP 0 11,562 0 156,000
2018-06-20 13F-HR/A City Financial Investment Co Ltd 1,352,316 0 -100.00 20,460 0 -100.00
2018-05-15 13F-HR Marshall Wace North America L.P. 1,752,180 0 -100.00 26,510 0 -100.00
2018-05-14 13F-HR Nuveen Asset Management, LLC 310,727 0 -100.00 4,701 0 -100.00
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 177,654 0 -100.00 2,688 0 -100.00
2018-05-15 13F-HR Perella Weinberg Partners Capital Management LP 1,004,326 0 -100.00 15,195 0 -100.00
2018-05-11 13F-HR HAP Trading, LLC Call 36,000 0 -100.00 9 0 -100.00
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 1,091,667 0 -100.00 16,517 0 -100.00
2018-05-15 13F-HR Natixis 3,746,231 0 -100.00 56,680 0 -100.00
2017-05-01 13F-HR Spot Trading L.L.C Call 400 4
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 2,236,864 0 -100.00 33,844 0 -100.00
2018-05-09 13F-HR Mint Tower Capital Management B.V. 90,000 0 -100.00 1,362 0 -100.00
2018-05-15 13F-HR Lombard Odier Asset Management (USA) Corp 20,000 0 -100.00 303 0 -100.00
2017-05-15 13F-HR R&F Capital Advisors LP 84,312 932
2018-05-10 13F-HR JP Morgan Chase & Co 6,112,144 0 -100.00 92,477 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC 274,248 0 -100.00 4,149 0 -100.00
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 19,761 0 -100.00 299 0 -100.00
2018-05-15 13F-HR TLP GROUP LLC 740 0 -100.00 11 0 -100.00
2018-05-15 13F-HR CREDIT SUISSE AG/ 672,903 0 -100.00 10,179 0 -100.00
2017-08-22 13F-HR/A Energy Capital Partners III, LLC 17,500,000 17,500,000 0.00 193,375 236,775 22.44
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Put 20,500 0 -100.00 310 0 -100.00
2018-05-15 13F-HR MENTA CAPITAL LLC 101,149 0 -100.00 1,530 0 -100.00
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 2,333,634 0 -100.00 35,308 0 -100.00
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 65,000 0 -100.00 983 0 -100.00
2018-05-17 13F-HR Atlantic Trust Group, LLC 143 0 -100.00 2 0 -100.00
2018-05-15 13F-HR FARALLON CAPITAL MANAGEMENT LLC 10,801,403 0 -100.00 163,425 0 -100.00
2018-05-15 13F-HR Telemetry Investments, L.L.C. 11,000 0 -100.00 166 0 -100.00
2018-05-14 13F-HR PROFUND ADVISORS LLC 27,290 0 -100.00 413 0 -100.00
2018-05-15 13F-HR PEAK6 Investments, L.P. 101,839 0 -100.00 1,541 0 -100.00
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,388,558 0 -100.00 21,009 0 -100.00
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 10,500,806 10,915,645 3.95 132,730 124,766 -6.00
2017-05-01 13F-HR Spot Trading L.L.C Put 0 0
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 10,913 0 -100.00 165 0 -100.00
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 42,671 0 -100.00 646 0 -100.00
2017-05-01 13F-HR Spot Trading L.L.C 0 16,503 0 182
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 1,681,200 0 -100.00 25,437 0 -100.00
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 117,522 0 -100.00 1,774 0 -100.00
2018-05-15 13F-HR BTG Pactual Global Asset Management Ltd 282,000 0 -100.00 4,267 0 -100.00
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 548,339 0 -100.00 8,296 0 -100.00
2018-05-08 13F-HR US BANCORP \DE\ 14,668 0 -100.00 222 0 -100.00
2018-05-11 13F-HR OMERS ADMINISTRATION Corp 54,700 0 -100.00 828 0 -100.00
2018-05-15 13F-HR SANDELL ASSET MANAGEMENT CORP 3,542,500 0 -100.00 53,598 0 -100.00
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 1,801,634 0 -100.00 27,259 0 -100.00
2018-05-02 13F-HR HARVEST MANAGEMENT LLC 50,000 0 -100.00 757 0 -100.00
2018-05-15 13F-HR Altalis Capital Management LLC 52,392 0 -100.00 793 0 -100.00
2018-05-16 13F-HR Alpine Partners VI, LLC 300,000 0 -100.00 4,539 0 -100.00
2018-05-11 13F-HR SEI INVESTMENTS CO 9,100 0 -100.00 138 0 -100.00
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 12,116 0 -100.00 183 0 -100.00
2018-05-15 13F-HR We Are One Seven, Llc 196 0 -100.00 3 0 -100.00
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 761,900 0 -100.00 11,528 0 -100.00
2018-05-16 13F-HR Private Capital Group, Llc 149 0 -100.00 2 0 -100.00
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC 34,849 682,532 1,858.54 398 7,542 1,794.97
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 231,405 0 -100.00 3,501 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 214 0 -100.00 1 0 -100.00
2018-05-15 13F-HR GAM Holding AG 646,669 0 -100.00 9,785 0 -100.00
2018-05-15 13F-HR IndexIQ Advisors LLC 1,196,939 0 -100.00 18,110 0 -100.00
2018-05-14 13F-HR INFRASTRUCTURE CAPITAL ADVISORS, LLC 10,400 0 -100.00 157 0 -100.00
2018-05-09 13F-HR Oakworth Capital, Inc. 294 0 -100.00 4 0 -100.00
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 105 0 -100.00 2 0 -100.00
2018-05-15 13F-HR UBS Group AG 1,279,254 0 -100.00 19,355 0 -100.00
2018-04-18 13F-HR/A FNY Partners Fund LP 736,098 0 -100.00 11,137 0 -100.00
2018-05-23 13F-HR/A Allianz Asset Management AG 1,383,600 0 -100.00 20,934 0 -100.00
2018-05-16 13F-HR Quad Capital Management Advisors LLC 2,169,937 0 -100.00 32,831 0 -100.00
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 340 0 -100.00 5 0 -100.00
2018-05-11 13F-HR Cutler Group LP 32,580 0 -100.00 492 0 -100.00
2017-08-14 13F-HR Breithorn Capital Management 339,670 326,290 -3.94 3,753 4,415 17.64
2018-04-26 13F-HR Opera Trading Capital 34,057 0 -100.00 515 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC 473,536 0 -100.00 7,165 0 -100.00
2018-05-14 13F-HR AVIVA PLC 200,933 0 -100.00 3,040 0 -100.00
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 403,148 0 -100.00 6,100 0 -100.00
2018-05-14 13F-HR WATER ISLAND CAPITAL LLC 5,606,415 0 -100.00 84,825 0 -100.00
2018-05-10 13F-HR Jump Trading, LLC 12,283 0 -100.00 186 0 -100.00
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 42,981 0 -100.00 650 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC 16,192 0 -100.00 245 0 -100.00
2018-04-20 13F-HR FIRST MANHATTAN CO 254 0 -100.00 3 0 -100.00
2018-05-10 13F-HR Morningstar Investment Services LLC 13,966 0 -100.00 211 0 -100.00
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 900,000 0 -100.00 13,617 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 59,800 0 -100.00 905 0 -100.00
2017-07-27 13F-HR Spot Trading L.l.c. 31,080 421
2018-05-15 13F-HR CNH PARTNERS LLC 7,156,476 0 -100.00 108,277 0 -100.00
2018-05-08 13F-HR Parallel Advisors, LLC 392 0 -100.00 6 0 -100.00
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 891 0 -100.00 13 0 -100.00
2018-05-15 13F-HR Kite Lake Capital Management (uk) Llp 2,442,949 0 -100.00 36,962 0 -100.00
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 1,893,215 0 -100.00 28,644 0 -100.00
2018-05-11 13F-HR CITIGROUP INC Put 122,300 0 -100.00 1,850 0 -100.00
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 17,510 0 -100.00 265 0 -100.00
2018-05-15 13F-HR BW Gestao de Investimentos Ltda. 200,000 0 -100.00 3,026 0 -100.00
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 75,364 0 -100.00 1,140 0 -100.00
2018-05-15 13F-HR Paloma Partners Management Co 151,000 0 -100.00 2,285 0 -100.00
2018-05-16 13F-HR ASSETMARK, INC 302 0 -100.00 5 0 -100.00
2018-05-14 13F-HR Proficio Capital Partners LLC 162 0 -100.00 2 0 -100.00
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 168,748 0 -100.00 2,553 0 -100.00
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 108,243 0 -100.00 1,596 0 -100.00
2018-05-09 13F-HR Investors Research Corp 64,025 0 -100.00 969 0 -100.00
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 10,002,680 0 -100.00 151,341 0 -100.00
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 762,276 0 -100.00 11,533 0 -100.00
2018-05-15 13F-HR TIG Advisors, LLC 5,444,407 0 -100.00 82,374 0 -100.00
2018-05-08 13F-HR Athos Capital Ltd 72,700 0 -100.00 1,100 0 -100.00
2018-05-15 13F-HR Bruce & Co., Inc. 294,849 0 -100.00 4,461 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 4,126,187 0 -100.00 62,429 0 -100.00
2018-05-11 13F-HR Fortis Advisors, LLC 475 0 -100.00 7 0 -100.00
2018-05-01 13F-HR CEDAR HILL ASSOCIATES, LLC 478,255 0 -100.00 7,236 0 -100.00
2018-05-15 13F-HR Advisor Group, Inc. 3,004 0 -100.00 46 0 -100.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 3,640,217 0 -100.00 55,076 0 -100.00
2018-05-14 13F-HR K2 PRINCIPAL FUND, L.P. 443,078 0 -100.00 6,704 0 -100.00
2018-05-15 13F-HR Marshall Wace LLP 2,096,567 0 -100.00 31,721 0 -100.00
2018-05-15 13F-HR DEUTSCHE BANK AG\ 8,573,152 0 -100.00 129,709 0 -100.00
2018-05-08 13F-HR Neuberger Berman Group LLC 858,531 0 -100.00 12,990 0 -100.00
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 3,010,103 0 -100.00 45,542 0 -100.00
2018-05-08 13F-HR Aperio Group, LLC 113,516 0 -100.00 1,717 0 -100.00
2018-05-14 13F-HR Pacad Investment Ltd. 48,630 0 -100.00 736 0 -100.00
2018-05-14 13F-HR CORSAIR CAPITAL MANAGEMENT, L.P. 55,685 0 -100.00 843 0 -100.00
2018-05-14 13F-HR Yakira Capital Management, Inc. 101,550 0 -100.00 1,536 0 -100.00
2018-05-15 13F-HR American Financial Network Advisory Services Llc 220 0 -100.00 3 0 -100.00
2018-05-09 13F-HR GAMCO INVESTORS, INC. ET AL 183,357 0 -100.00 2,774 0 -100.00
2018-05-15 13F-HR RiverPark Advisors, LLC 79,900 0 -100.00 1,209 0 -100.00
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,510,128 0 -100.00 22,849 0 -100.00
2018-05-14 13F-HR EII CAPITAL MANAGEMENT, INC. 179,530 0 -100.00 2,716 0 -100.00
2018-05-15 13F-HR VANGUARD GROUP INC 30,901,060 0 -100.00 467,533 0 -100.00
2018-05-14 13F-HR Stone Ridge Asset Management LLC 27,541 0 -100.00 417 0 -100.00
2018-05-15 13F-HR Verition Fund Management LLC 3,286,549 0 -100.00 49,725 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 294,140 0 -100.00 4,450 0 -100.00
2018-05-14 13F-HR NOMURA HOLDINGS INC Call 3,260,000 3,260,000 0.00 49,343 49,343 0.00
2018-05-15 13F-HR Holocene Advisors, Lp 19,598 0 -100.00 297 0 -100.00
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 11,400 0 -100.00 172 0 -100.00
2018-05-15 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 10,549,342 0 -100.00 159,612 0 -100.00
2018-05-17 13F-HR Legal & General Group Plc 1,569,588 0 -100.00 23,748 0 -100.00
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 536 0 -100.00 8 0 -100.00
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 742,000 0 -100.00 11,226 0 -100.00
2018-05-11 13F-HR CITIGROUP INC Call 1,108,600 0 -100.00 16,773 0 -100.00
2017-02-10 13F-HR BlackRock Investment Management, LLC 317,431 240,891 -24.11 4,012 2,753 -31.38
2018-05-11 13F-HR PRIVATE MANAGEMENT GROUP INC 1,236,192 0 -100.00 18,704 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 534,300 0 -100.00 8,084 0 -100.00
2018-05-14 13F-HR GREEN SQUARE CAPITAL LLC 19,196 0 -100.00 290 0 -100.00
2018-05-15 13F-HR QS Investors, LLC 169,873 0 -100.00 2,570 0 -100.00
2018-05-15 13F-HR Jefferies Group LLC 584,815 0 -100.00 8,848 0 -100.00
2018-05-09 13F-HR NORTHERN TRUST CORP 1,836,491 0 -100.00 27,786 0 -100.00
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 998,783 0 -100.00 15,111,587 0 -100.00
2018-04-23 13F-HR Advisory Services Network, LLC 147 0 -100.00 2 0 -100.00
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 90,700 0 -100.00 1,372 0 -100.00
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 30,000 0 -100.00 454 0 -100.00
2018-05-11 13F-HR CITIGROUP INC 2,703,012 0 -100.00 40,897 0 -100.00
2018-05-04 13F-HR Swiss National Bank 636,500 0 -100.00 9,630 0 -100.00
2018-03-23 13F-HR/A Marble Holdings, Llc 17,984,953 272,112
2018-05-11 13F-HR Athanor Capital, Lp 67,585 0 -100.00 1,022 0 -100.00
2018-05-15 13F-HR FIFTH THIRD BANCORP 2,490 0 -100.00 38 0 -100.00
2018-05-15 13F-HR Lombard Odier Asset Management (USA) Corp Put 75,000 0 -100.00 1,135 0 -100.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 326,335 0 -100.00 4,937 0 -100.00
2018-05-09 13F-HR Tredje AP-fonden 1 0 -100.00 0 0
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 18,738 0 -100.00 284 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC Call 198,700 0 -100.00 3,006 0 -100.00
2018-05-15 13F-HR DUMAC, INC. 92,500 0 -100.00 1,400 0 -100.00
2018-05-14 13F-HR MORGAN STANLEY 4,572,925 0 -100.00 69,188 0 -100.00
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 611,202 0 -100.00 9,247 0 -100.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 8,629 0 -100.00 130 0 -100.00
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 457,274 0 -100.00 6,920 0 -100.00
2017-02-10 13F-HR BlackRock Investment Management, LLC Put 5,000 0 -100.00 63 0 -100.00
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 179 0 -100.00 3 0 -100.00
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 499,470 0 -100.00 7,557 0 -100.00
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 1,612 0 -100.00 24 0 -100.00
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 8,600 0 -100.00 130 0 -100.00
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 625,555 0 -100.00 9,465 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC Put 539,900 0 -100.00 8,169 0 -100.00
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 6,094,242 0 -100.00 92,205 0 -100.00
2018-05-15 13F-HR Voya Investment Management LLC 97,018 0 -100.00 1,468 0 -100.00
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 470,872 0 -100.00 7,124,293 0 -100.00
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 1,282 0 -100.00 13 0 -100.00
2018-05-14 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 307,520 0 -100.00 4,653 0 -100.00
2018-05-11 13F-HR Cutler Group LP Put 1,300 0 -100.00 0 0
2017-01-13 13F-HR MetLife Securities, Inc 2,098 2,084 -0.67 27 24 -11.11
2018-05-15 13F-HR Invesco Ltd. 311,110 0 -100.00 4,707 0 -100.00
2017-07-27 13F-HR Spot Trading L.l.c. Call 1,000 14
2018-04-30 13F-HR Camarda Financial Advisors, LLC 1,000 0 -100.00 15 0 -100.00
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 473,429 0 -100.00 7,162 0 -100.00
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 19,747 0 -100.00 299 0 -100.00
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 391,346 0 -100.00 5,921 0 -100.00
2017-02-10 13F-HR BlackRock Advisors LLC 1,220,614 456,488 -62.60 15,429 5,218 -66.18
2018-05-04 13F-HR M&T BANK CORP 16,603 0 -100.00 251 0 -100.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 52,914 0 -100.00 801 0 -100.00
2016-11-14 13F-HR Key Colony Management, LLC 649,054 0 -100.00 9,574 0 -100.00
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 381,986 0 -100.00 5,779 0 -100.00
2018-05-15 13F-HR Beryl Capital Management Llc 5,846,214 0 -100.00 88,453 0 -100.00
2018-05-09 13F-HR GABELLI SECURITIES, INC. 807,103 0 -100.00 12,211 0 -100.00
2018-05-15 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 28,040 0 -100.00 424 0 -100.00
2018-05-04 13F-HR VERTEX ONE ASSET MANAGEMENT INC. 260,300 0 -100.00 3,938 0 -100.00
2018-05-11 13F-HR LONGFELLOW INVESTMENT MANAGEMENT CO LLC 400,000 0 -100.00 6,052 0 -100.00
2018-04-19 13F-HR Eidelman Virant Capital 2,000 0 -100.00 30 0 -100.00
2018-05-15 13F-HR Halcyon Management Partners LP 2,752,313 0 -100.00 41,643 0 -100.00
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 51,948 0 -100.00 786 0 -100.00
2018-05-15 13F-HR Bank of New York Mellon Corp 1,310,903 0 -100.00 19,834 0 -100.00
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 79,943 0 -100.00 1,210 0 -100.00
2018-05-15 13F-HR Lsp Investment Advisors, Llc 116,350 0 -100.00 1,760 0 -100.00
2017-10-26 13F-HR Acrospire Investment Management LLC 1,500 0 -100.00 20 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC 50,818 0 -100.00 769 0 -100.00
2018-02-14 13F-HR GLG Partners LP 136,240 459,115 236.99 2,010 6,946 245.57
2018-04-30 13F-HR CIBC Asset Management Inc 17,888 0 -100.00 271 0 -100.00
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 27,330 0 -100.00 414 0 -100.00
2018-05-14 13F-HR HENDERSON GROUP PLC 48,979 0 -100.00 741 0 -100.00
2018-05-08 13F-HR Kassirer Asset Management Corp 135,000 0 -100.00 2,043 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 668 0 -100.00 61 0 -100.00
2018-05-09 13F-HR BlackRock Inc. 15,840,033 0 -100.00 239,659 0 -100.00
2017-11-14 13F-HR VEGA ENERGY GP, LLC 2,419,850 2,419,850 0.00 32,741 35,693 9.02
2018-05-09 13F-HR Kellner Capital, LLC 190,100 0 -100.00 2,876 0 -100.00

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CUSIP: 131347304