SecurityCNQ / Canadian Natural Resources Limited (136385101)
Institutional Owners411
Institutional Shares812,671,846
Institutional Value$ 179,727,772,000 USD

Institutional Stock Ownership and Shareholders

CNQ / Canadian Natural Resources Limited Institutional Ownership

Canadian Natural Resources Limited (NYSE:CNQ) has 411 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 812,671,846 shares. Largest shareholders include Capital Research Global Investors, Royal Bank Of Canada, Wellington Management Group LLP, Vanguard Group Inc, Invesco Ltd., FIL Ltd, Bank Of Montreal /can/, Td Asset Management Inc, Canada Pension Plan Investment Board, and Jarislowsky, Fraser Ltd.
Canadian Natural Resources Limited (NYSE:CNQ) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-07-30 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 2,762,482 2,782,623 0.73 86,936 100,369 15.45
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 14,037 22,786 62.33 442 822 85.97
2018-08-14 13F-HR SAMLYN CAPITAL, LLC 0 703,612 0 25,379
2018-08-14 13F-HR Capital International Investors 3,465,033 3,480,098 0.43 108,921 125,608 15.32
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 372,200 380,892 2.34 11,692 13,739 17.51
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 10,102 7,634 -24.43 317 275 -13.25
2018-08-10 13F-HR AGF INVESTMENTS INC. 2,288,978 2,570,640 12.31 71,955 92,783 28.95
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 0 59,600 0 2,152
2018-07-26 13F-HR Sharkey, Howes & Javer 400 400 0.00 12 14 16.67
2018-08-15 13F-HR GLENMEDE TRUST CO NA 3,839 1,981 -48.40 136 71 -47.79
2018-08-10 13F-HR Quantitative Investment Management, LLC 0 83,700 0 3,019
2018-08-09 13F-HR CIBC Asset Management Inc 13,805,668 14,494,425 4.99 433,327 523,246 20.75
2018-08-13 13F-HR Axa 51,308 75,988 48.10 1,614 2,741 69.83
2018-10-12 13F-HR Rathbone Brothers plc 8,000 8,000 0.00 289 261 -9.69
2018-10-09 13F-HR Nelson Roberts Investment Advisors, LLC 65 2
2018-08-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 11,929 13,102 9.83 483 473 -2.07
2018-05-11 13F-HR HSBC HOLDINGS PLC 367,974 351,270 -4.54 13,187 11,025 -16.39
2017-08-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 2,846,613 5,134,394 80.37 93,151 148,185 59.08
2018-10-11 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 102 102 0.00 4 3 -25.00
2018-08-13 13F-HR IHT Wealth Management, LLC 1,702 0 -100.00 52 0 -100.00
2018-08-07 13F-HR GREENLEAF TRUST 9,854 9,854 0.00 310 355 14.52
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 78,700 11,100 -85.90 2,477 400 -83.85
2018-08-14 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 968,997 1,042,579 7.59 30,450 37,624 23.56
2018-08-13 13F-HR Ninepoint Partners Lp 15,100 540,500 3,479.47 475 19,496 4,004.42
2018-08-13 13F-HR Mn Services Vermogensbeheer B.V. 172,418 191,918 11.31 6,983 9,107 30.42
2018-08-13 13F-HR Mobius Capital Management, Llc 99,014 136,211 37.57 4,010 6,463 61.17
2017-05-15 13F-HR R&F Capital Advisors LP 19,942 654
2018-08-10 13F-HR INGALLS & SNYDER LLC 1,943,855 2,290,330 17.82 61,173 82,612 35.05
2018-08-14 13F-HR Voya Investment Management LLC 2,306,605 2,459,461 6.63 72,580 88,712 22.23
2018-08-13 13F-HR Certified Advisory Corp 363 0 -100.00 11 0 -100.00
2018-08-08 13F-HR MADISON INVESTMENT HOLDINGS INC 416,070 709,999 70.64 13,094 25,610 95.59
2018-08-14 13F-HR Arosa Capital Management LP Put 250,000 9,018
2018-08-10 13F-HR M&T BANK CORP 77,668 85,447 10.02 2,424 3,057 26.11
2018-05-11 13F-HR CITIGROUP INC 137,770 157,612 14.40 4,939 4,952 0.26
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 87,675 89,181 1.72 2,760 3,217 16.56
2018-08-10 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 672,036 770,890 14.71 21,111 27,824 31.80
2018-08-14 13F-HR Alpha Omega Wealth Management LLC 3,480 3,180 -8.62 110 115 4.55
2018-08-15 13F-HR/A GMT Capital Corp 491,022 2,945,422 499.86 15,425 106,245 588.78
2018-09-27 13F-HR/A UNITED SERVICES AUTOMOBILE ASSOCIATION 22,341 21,911 -1.92 703 790 12.38
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 3,545 3,545 0.00 112 128 14.29
2018-08-14 13F-HR Point72 Asset Management, L.P. 325,000 2,928,814 801.17 10,209 105,670 935.07
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 23,551 25,527 8.39 741 921 24.29
2018-08-14 13F-HR Walleye Trading LLC Put 28,100 38,100 35.59 884 1,374 55.43
2018-08-01 13F-HR PICTON MAHONEY ASSET MANAGEMENT 0 204,100 0 7,362
2018-08-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 17,545,000 15,295,000 -12.82 551,152 551,711 0.10
2018-08-15 13F-HR Verition Fund Management LLC 0 40,345 0 1,455
2018-08-14 13F-HR HighTower Advisors, LLC 76,006 100,838 32.67 2,394 3,636 51.88
2018-07-17 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 199,698 146,812 -26.48 6,084 5,167 -15.07
2018-08-13 13F-HR TLP GROUP LLC 8,711 6,445 -26.01 274 232 -15.33
2018-08-14 13F-HR CREDIT SUISSE AG/ 1,686,195 1,716,278 1.78 53,066 61,906 16.66
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,176,448 1,938,582 64.78 36,978 69,988 89.27
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 107,500 0 -100.00 3,377 0 -100.00
2018-08-14 13F-HR Invesco Ltd. 31,052,874 30,607,525 -1.43 977,233 1,104,013 12.97
2018-08-06 13F-HR FTB Advisors, Inc. 3,180 3,180 0.00 111 114 2.70
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 615,422 2,436,616 295.93 19,367 87,889 353.81
2018-08-09 13F-HR Swiss National Bank 3,988,100 4,422,400 10.89 125,208 159,123 27.09
2018-08-14 13F-HR Polar Capital LLP 2,847,021 3,413,883 19.91 102,863 161,989 57.48
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 0 294,900 0 10,637
2018-08-14 13F-HR FIFTH THIRD BANCORP 262 262 0.00 8 9 12.50
2018-08-10 13F-HR Cutler Group LP Put 13,400 14,100 5.22 16 7 -56.25
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 109,900 0 -100.00 3,453 0 -100.00
2017-07-27 13F-HR Spot Trading L.l.c. Put 63,200 1,823
2018-10-05 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 436,100 0 -100.00 15,730 0 -100.00
2018-08-14 13F-HR MORGAN STANLEY 1,845,350 2,259,857 22.46 58,073 81,513 40.36
2018-08-10 13F-HR SHELTON CAPITAL MANAGEMENT 8,065 8,065 0.00 254 291 14.57
2018-08-14 13F-HR RiverPoint Capital Management, LLC 8,820 8,820 0.00 278 318 14.39
2018-08-08 13F-HR Mawer Investment Management Ltd. 7,848,299 8,304,750 5.82 246,353 299,994 21.77
2018-08-13 13F-HR RMB Capital Management, LLC 10,604 9,520 -10.22 334 343 2.69
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 5,693,652 3,497,645 -38.57 179,179 126,160 -29.59
2018-10-15 13F-HR Nikko Asset Management Americas, Inc. 212,954 180,235 -15.36 7,681 5,986 -22.07
2018-07-27 13F-HR/A WHITTIER TRUST CO 375 375 0.00 12 14 16.67
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 90,200 98,200 8.87 2,839 3,542 24.76
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 159,046 271,089 70.45 4,995 9,790 96.00
2018-08-02 13F-HR Atlantic Trust Group, LLC 21,652 21,385 -1.23 681 771 13.22
2018-08-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 3,101,443 3,739,120 20.56 97,356 134,972 38.64
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 298 325 9.06 9 1,172 12,922.22
2018-09-18 13F-HR/A NORTHERN TRUST CORP 1,279,041 1,347,676 5.37 40,252 48,611 20.77
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 523,141 514,263 -1.70 16,463 18,549 12.67
2018-08-14 13F-HR DEUTSCHE BANK AG\ 2,761,036 2,755,900 -0.19 86,887 99,402 14.40
2018-08-09 13F-HR Cumberland Partners Ltd 0 147,697 0 5,342
2017-04-17 13F-HR Pinnacle Bank 426 14
2018-08-01 13F-HR Asset Planning Services, Ltd. 323 323 0.00 10 12 20.00
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 3,809,242 4,817,984 26.48 119,630 173,084 44.68
2018-08-15 13F-HR SALEM INVESTMENT COUNSELORS INC 18,400 18,400 0.00 571 664 16.29
2018-07-24 13F-HR WETHERBY ASSET MANAGEMENT INC 22,041 22,273 1.05 693 804 16.02
2018-07-11 13F-HR TRUST CO OF VERMONT 800 800 0.00 25 29 16.00
2018-08-14 13F-HR FAYEZ SAROFIM & CO 31,000 31,000 0.00 976 1,118 14.55
2018-08-14 13F-HR Marshall Wace LLP 0 1,004,994 0 36,250
2018-08-13 13F-HR GLUSKIN SHEFF & ASSOC INC Put 80,000 4,990
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 10,370,518 10,926,357 5.36 325,601 395,631 21.51
2018-08-14 13F-HR CAPITAL INTERNATIONAL SARL 46,600 46,600 0.00 1,464 1,682 14.89
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 3,601,789 3,677,916 2.11 113,159 132,680 17.25
2018-08-14 13F-HR/A Polygon Management Ltd. 68,000 2,457
2018-08-07 13F-HR Convergence Investment Partners, LLC 151 0 -100.00 5 0 -100.00
2018-08-14 13F-HR Folger Hill Asset Management LP 676,500 0 -100.00 21,239 0 -100.00
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 4,130 675 -83.66 130 24 -81.54
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 8,024 30 -99.63 252 1 -99.60
2018-08-03 13F-HR DIVIDEND ASSET CAPITAL, LLC 830,185 61,385 -92.61 26,126 2,214 -91.53
2018-08-13 13F-HR VAN ECK ASSOCIATES CORP 13,548 10,089 -25.53 426 364 -14.55
2018-10-10 13F-HR Lourd Capital, LLC 51,811 51,811 0.00 1,869 1,692 -9.47
2018-08-14 13F-HR Brandywine Global Investment Management, LLC 6,231,774 6,409,198 2.85 196,114 231,180 17.88
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 57,300 70,500 23.04 1,803 2,543 41.04
2018-08-14 13F-HR Capital World Investors 8,699,072 14,819,520 70.36 273,449 534,752 95.56
2018-08-13 13F-HR Ninepoint Partners Lp 540,500 322,000 -40.43 19,496 11,615 -40.42
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 0 11,333 0 409
2018-08-13 13F-HR APG Asset Management N.V. 317,215 329,115 3.75 8,102 10,168 25.50
2018-08-14 13F-HR VANGUARD GROUP INC 30,850,216 32,689,944 5.96 970,856 1,179,126 21.45
2018-08-14 13F-HR Schonfeld Strategic Advisors LLC 23,894 0 -100.00 752 0 -100.00
2018-08-10 13F-HR CITIGROUP INC Call 54,200 39,900 -26.38 1,702 1,439 -15.45
2018-08-14 13F-HR Centenus Global Management, Lp 65,000 95,000 46.15 2,046 3,427 67.50
2018-08-14 13F-HR STIFEL FINANCIAL CORP 36,048 35,626 -1.17 1,131 1,291 14.15
2018-08-10 13F-HR Avestar Capital, Llc 65 65 0.00 1 1 0.00
2018-08-03 13F-HR NOMURA ASSET MANAGEMENT CO LTD 7,945 7,945 0.00 250 287 14.80
2018-07-18 13F-HR CAMBIAR INVESTORS LLC 7,420,197 7,106,691 -4.23 233,514 256,338 9.77
2018-08-07 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 6,480 6,480 0.00 204 234 14.71
2017-05-01 13F-HR Spot Trading L.L.C Call 3,700 121
2018-08-08 13F-HR FDx Advisors, Inc. 7,411 6,975 -5.88 233 252 8.15
2018-08-13 13F-HR Hillsdale Investment Management Inc. 34,000 78,400 130.59 1,068 2,831 165.07
2018-08-03 13F-HR Financial Architects, Inc 1,107 435 -60.70 35 16 -54.29
2018-07-12 13F-HR NN Investment Partners Holdings N.V. 154,332 199,810 29.47 4,857 7,207 48.38
2018-08-10 13F-HR Cutler Group LP Call 100 21,700 21,600.00 0 48
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 73 122 67.12 2 4 100.00
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 26,467,581 26,972,796 1.91 831,444 972,944 17.02
2018-08-14 13F-HR PEAK6 Investments, L.P. 0 9,193 0 332
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 0 24,100 0 870
2018-08-14 13F-HR Candriam Luxembourg S.C.A. 79,927 79,899 -0.04 2,511 2,882 14.77
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 36,200 80,200 121.55 1,139 2,893 153.99
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 546,800 584,400 6.88 17,207 21,079 22.50
2018-08-08 13F-HR Acorn Advisory Capital L.p. 42,000 1,515
2018-05-04 13F-HR Financial Gravity Companies, Inc. 7 11 57.14 0 0
2018-08-13 13F-HR Cider Mill Investments LP 88,500 3,192
2018-08-07 13F-HR LETKO, BROSSEAU & ASSOCIATES INC 13,675,959 13,754,606 0.58 429,611 496,147 15.49
2018-08-02 13F-HR Adviser Investments LLC 1,000 1,000 0.00 31 36 16.13
2018-08-08 13F-HR First Allied Advisory Services, Inc. 7,242 7,348 1.46 229 266 16.16
2018-08-09 13F-HR OMERS ADMINISTRATION Corp 4,798,305 7,440,117 55.06 150,732 268,373 78.05
2018-08-16 13F-HR Guinness Atkinson Asset Management Inc 31,200 33,900 8.65 981 1,224 24.77
2018-07-27 13F-HR Advisory Services Network, LLC 529 529 0.00 17 19 11.76
2018-08-03 13F-HR Well Done, LLC 151 0 -100.00 5 0 -100.00
2018-08-03 13F-HR Morningstar Investment Services LLC 9,993 11,821 18.29 314 426 35.67
2018-08-10 13F-HR HENDERSON GROUP PLC 5,415,857 6,652,872 22.84 170,303 239,983 40.92
2018-08-06 13F-HR TORONTO DOMINION BANK 1,754,405 5,262,156 199.94 55,080 189,350 243.77
2018-10-10 13F-HR Kiley Juergens Wealth Management, Llc 1,674 1,674 0.00 60 54 -10.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC 0 4,648 0 167
2018-08-13 13F-HR KNOTT DAVID M 32,350 32,350 0.00 1,018 1,167 14.64
2018-08-14 13F-HR SOROS FUND MANAGEMENT LLC Call 1,000,000 36,070
2018-08-23 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 169,300 477,700 182.16 6,857 22,113 222.49
2018-08-14 13F-HR SCHALLER INVESTMENT GROUP INC 303,000 10,929
2018-08-08 13F-HR/A Nicola Wealth Management Ltd. 266,800 290,800 9.00 10,805 13,798 27.70
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ Put 218,600 20,000 -90.85 7,885 653 -91.72
2018-07-25 13F-HR BESSEMER GROUP INC 507 651 28.40 16 23 43.75
2018-07-27 13F-HR Hartree Partners, LP 78,000 0 -100.00 2,449,976 0 -100.00
2018-07-25 13F-HR INTACT INVESTMENT MANAGEMENT INC. 1,335,550 1,193,650 -10.62 54,076 56,627 4.72
2018-08-10 13F-HR Shell Asset Management Co 104,373 117,273 12.36 3,279 4,230 29.00
2018-08-16 13F-HR Guinness Asset Management Ltd 272,231 310,231 13.96 8,552 11,190 30.85
2018-08-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 4,643,238 4,487,538 -3.35 188,051 212,934 13.23
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 405 420 3.70 13 15 15.38
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 45,644 45,608 -0.08 1,436 1,645 14.55
2018-08-08 13F-HR LaSalle Street Capital Management, LLC 32,152 32,152 0.00 1,012 1,160 14.62
2018-08-10 13F-HR HSBC HOLDINGS PLC 351,270 282,507 -19.58 11,025 10,159 -7.85
2018-08-14 13F-HR WADDELL & REED FINANCIAL INC 0 1,982,676 0 71,515
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 1,226,881 1,484,036 20.96 38,541 53,531 38.89
2018-08-14 13F-HR SIGNATUREFD, LLC 4,676 6,999 49.68 147 252 71.43
2018-07-17 13F-HR DORCHESTER WEALTH MANAGEMENT Co 145,365 187,710 29.13 4,566 6,764 48.14
2018-08-06 13F-HR Mcilrath & Eck, Llc 228 228 0.00 7 8 14.29
2018-08-15 13F-HR JANE STREET GROUP, LLC 46,808 1,034,861 2,110.86 1,470 37,373 2,442.38
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 11,184,439 11,389,420 1.83 351,974 410,785 16.71
2018-08-14 13F-HR ROYAL BANK OF CANADA Call 30,000 360,100 1,100.33 944 12,989 1,275.95
2018-07-30 13F-HR Aperio Group, LLC 303,923 320,934 5.60 9,564 11,576 21.04
2018-07-31 13F-HR Heronetta Management, L.P. 50,500 55,500 9.90 2,045 2,633 28.75
2018-08-14 13F-HR UBS Group AG 677,172 826,625 22.07 21,311 29,816 39.91
2018-07-20 13F-HR LS Investment Advisors, LLC 530 530 0.00 17 19 11.76
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 837,489 1,411,721 68.57 26,356 50,921 93.20
2018-08-13 13F-HR Renaissance Technologies LLC 1,943,400 61,101
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 17,825 611,995 3,333.35 561 22,075 3,834.94
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 0 38,684 0 1,233
2018-08-13 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 56,551 0 -100.00 1,780 0 -100.00
2018-08-02 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 389 389 0.00 12 14 16.67
2018-08-10 13F-HR CITIGROUP INC Put 49,700 53,900 8.45 1,561 1,944 24.54
2018-08-13 13F-HR OXFORD ASSET MANAGEMENT 44,268 13,174 -70.24 1,393 470 -66.26
2018-08-14 13F-HR Natixis Asset Management 5,347 5,347 0.00 168 193 14.88
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 0 5,740 0 207
2018-08-14 13F-HR Integre Asset Management, LLC 20,000 20,000 0.00 629 721 14.63
2018-08-10 13F-HR CITIGROUP INC 157,612 201,418 27.79 4,952 7,266 46.73
2018-08-14 13F-HR State of Tennessee, Treasury Department 853,436 853,436 0.00 26,802 30,782 14.85
2018-08-08 13F-HR Manchester Capital Management LLC 424 15
2018-08-15 13F-HR HPM Partners LLC 7,436 7,578 1.91 234 273 16.67
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 26,593 20,289 -23.71 837 732 -12.54
2018-08-14 13F-HR GUARDIAN CAPITAL LP 7,381,187 7,534,371 2.08 231,676 271,990 17.40
2018-08-03 13F-HR WRAPMANAGER INC 12,572 12,315 -2.04 396 444 12.12
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 2,000 2,000 0.00 63 72 14.29
2018-08-13 13F-HR Bridgewater Associates, LP 204,475 562,696 175.19 6,423 20,297 216.00
2018-07-24 13F-HR Cribstone Capital Management, LLC 75 75 0.00 2 3 50.00
2018-08-10 13F-HR Itau Unibanco Holding S.A. 406 15
2017-05-01 13F-HR Spot Trading L.L.C 0 17,840 0 585
2018-08-13 13F-HR Bristol Gate Capital Partners Inc. 5,578 201
2018-08-10 13F-HR Compagnie Odier SCA 2,700 2,700 0.00 85 97 14.12
2018-08-14 13F-HR Mraz, Amerine & Associates, Inc. 18,814 22,107 17.50 592 797 34.63
2018-08-14 13F-HR Paloma Partners Management Co Put 42,200 0 -100.00 1,328 0 -100.00
2018-08-14 13F-HR SOROS FUND MANAGEMENT LLC 760,000 0 -100.00 23,917 0 -100.00
2018-08-07 13F-HR Timber Creek Capital Management LLC 800 800 0.00 25 28 12.00
2018-08-13 13F-HR AJO, LP 0 213,780 0 7,711
2018-08-09 13F-HR Edgestream Partners, L.P. 19,031 34,853 83.14 599 1,257 109.85
2018-08-14 13F-HR Alyeska Investment Group, L.P. 127,186 627,837 393.64 4,003 22,646 465.73
2018-08-13 13F-HR Hudson Bay Capital Management LP 0 49,500 0 1,785
2018-10-11 13F-HR Jones Collombin Investment Counsel Inc 217,602 218,264 0.30 7,862 7,136 -9.23
2018-08-14 13F-HR Jacobi Capital Management LLC 400 400 0.00 12 14 16.67
2018-08-14 13F-HR Walleye Trading LLC Call 13,900 46,000 230.94 437 1,659 279.63
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 10,766,645 11,040,142 2.54 338,826 398,217 17.53
2018-07-31 13F-HR TELEMUS CAPITAL, LLC 13,036 13,309 2.09 410 480 17.07
2018-08-14 13F-HR LPL Financial LLC 25,867 26,725 3.32 814 964 18.43
2018-08-10 13F-HR Tyers Asset Management LLC 2,268 2,268 0.00 71 82 15.49
2018-08-13 13F-HR SCOTIA CAPITAL INC. 2,140,544 2,164,619 1.12 67,218 66,935 -0.42
2018-08-14 13F-HR Centaurus Financial, Inc. 675 24
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 403 1,054 161.54 12 38 216.67
2018-08-02 13F-HR Fiera Capital Corp 5,147,909 5,110,863 -0.72 161,596 184,489 14.17
2018-08-14 13F-HR Point72 Asset Management, L.P. Call 200,000 0 -100.00 6,294 0 -100.00
2018-08-14 13F-HR Scp Investment, Lp 60,000 90,000 50.00 1,888 3,246 71.93
2018-08-13 13F-HR Advisor Group, Inc. 31,075 11,970 -61.48 978 431 -55.93
2018-08-06 13F-HR Tradewinds Capital Management, LLC 200 200 0.00 6 7 16.67
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 1,622 233 -85.64 51 8 -84.31
2018-08-03 13F-HR SEI INVESTMENTS CO 600,961 198,199 -67.02 18,909 7,149 -62.19
2017-08-11 13F-HR Tetrem Capital Management Ltd. 1,574,296 1,685,472 7.06 51,814 48,641 -6.12
2018-08-13 13F-HR Neuberger Berman Group LLC 242,737 247,467 1.95 7,637 8,929 16.92
2018-08-10 13F-HR Jarislowsky, Fraser Ltd 21,014,423 20,857,747 -0.75 660,139 752,366 13.97
2018-07-13 13F-HR Campbell & CO Investment Adviser LLC 8,027 10,127 26.16 253 365 44.27
2018-10-15 13F-HR Wallington Asset Management, LLC 6,500 6,500 0.00 234 212 -9.40
2018-08-14 13F-HR ROYAL BANK OF CANADA 56,402,765 60,692,679 7.61 1,774,995 2,189,184 23.33
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 686,652 9,506 -98.62 21,306 342 -98.39
2018-08-13 13F-HR AMP Capital Investors Ltd 730,224 871,802 19.39 22,313 31,448 40.94
2017-07-27 13F-HR Spot Trading L.l.c. Call 18,900 545
2018-08-10 13F-HR BLUESTEIN R H & CO 18,537 15,000 -19.08 583 541 -7.20
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 25,999,003 27,121,112 4.32 937,784 885,773 -5.55
2018-08-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 28,700 28,700 0.00 882 1,035 17.35
2018-08-15 13F-HR/A MONETA GROUP INVESTMENT ADVISORS LLC 15,900 15,900 0.00 500 574 14.80
2018-10-10 13F-HR Nexus Investment Management Inc. 25,475 25,475 0.00 920 832 -9.57
2018-07-27 13F-HR/A WHITTIER TRUST CO OF NEVADA INC 428 144 -66.36 13 5 -61.54
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 16,097,928 16,579,322 2.99 506,602 598,016 18.04
2018-07-30 13F-HR Taylor, Cottrill, Erickson & Associates, Inc. 15,616 15,616 0.00 491 563 14.66
2018-10-03 13F-HR/A Sound Income Strategies, Llc 256 8
2018-08-02 13F-HR BABSON CAPITAL MANAGEMENT LLC 43,760 43,760 0.00 1,377 1,578 14.60
2018-08-14 13F-HR BARCLAYS PLC Put 37,400 29,200 -21.93 1,177 1,053 -10.54
2018-07-26 13F-HR Lenox Wealth Management, Inc. 0 36 0 1
2018-10-15 13F-HR Bartlett & Co. LLC 3,255 3,255 0.00 117 106 -9.40
2018-08-10 13F-HR Pacad Investment Ltd. 3,900 0 -100.00 119 0 -100.00
2018-08-14 13F-HR Polar Asset Management Partners Inc. 35,000 1,262
2018-08-14 13F-HR Jefferies Group LLC 14,402 11,102 -22.91 453 400 -11.70
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 11 144 1,209.09 0 5
2018-08-13 13F-HR Flinton Capital Management LLC 2,754 2,754 0.00 87 99 13.79
2018-08-14 13F-HR CREDIT SUISSE AG/ Put 70,700 0 -100.00 2,225 0 -100.00
2018-08-13 13F-HR Pathway Financial Advisors Llc 533 533 0.00 17 19 11.76
2018-07-25 13F-HR ARP AMERICAS LLC 21,995 14,295 -35.01 691 516 -25.33
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 1,815,800 2,444,794 34.64 57,143 88,184 54.32
2018-08-14 13F-HR CUSHING ASSET MANAGEMENT, LP 83,500 26,805 -67.90 2,628 967 -63.20
2018-10-10 13F-HR HENNESSY ADVISORS INC 170,500 170,500 0.00 6,150 5,569 -9.45
2018-07-13 13F-HR/A Addenda Capital Inc. 1,435,539 1,647,292 14.75 45,475 59,849 31.61
2018-07-17 13F-HR Assenagon Asset Management S.A. 1,422,397 51,306
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 5,524,722 8,250,634 49.34 173,551 297,611 71.48
2018-08-13 13F-HR CoreCommodity Management, LLC 0 44,017 0 1,588
2018-08-01 13F-HR PCJ Investment Counsel Ltd. 2,137,400 2,121,380 -0.75 67,143 76,521 13.97
2018-08-14 13F-HR Wellington Management Group LLP 29,494,282 49,021,627 66.21 927,882 1,768,219 90.57
2017-02-10 13F-HR BlackRock Fund Advisors 725,797 726,731 0.13 23,255 23,168 -0.37
2018-08-14 13F-HR Capital Bank & Trust Co 78 78 0.00 2 3 50.00
2018-07-05 13F-HR Gulf International Bank (UK) Ltd 342,735 396,011 15.54 10,760 14,308 32.97
2018-07-18 13F-HR Cornerstone Advisors, Inc. 281 307 9.25 9 11 22.22
2018-07-24 13F-HR ACADIAN ASSET MANAGEMENT LLC 2,800 8,200 192.86 88 296 236.36
2018-05-11 13F-HR CITIGROUP INC Call 35,800 54,200 51.40 1,284 1,702 32.55
2018-08-14 13F-HR CAPITAL GUARDIAN TRUST CO 84,800 78,300 -7.67 2,666 2,826 6.00
2018-08-13 13F-HR Icon Wealth Partners, Llc 0 1,902 0 69
2018-08-14 13F-HR FRANKLIN RESOURCES INC 3,785,812 4,141,941 9.41 118,886 149,535 25.78
2018-08-14 13F-HR HIGHFIELDS CAPITAL MANAGEMENT LP 600,000 0 -100.00 18,848 0 -100.00
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 73,900 88,900 20.30 2,326 3,207 37.88
2018-08-10 13F-HR Burgundy Asset Management Ltd. 15,200 15,200 0.00 477 548 14.88
2018-08-14 13F-HR Caption Management, Llc 90,000 3,246
2018-08-13 13F-HR GLUSKIN SHEFF & ASSOC INC 2,270,048 1,785,741 -21.33 71,361 64,453 -9.68
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 65,700 65,700 0.00 2,068 2,068 0.00
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 0 124,962 0 4,507
2018-10-09 13F-HR O'Brien Wealth Partners LLC 113 4
2018-08-10 13F-HR Highstreet Asset Management Inc. 663,159 2,344,514 253.54 20,847 84,621 305.91
2018-08-14 13F-HR BARCLAYS PLC 87,885 110,872 26.16 2,766 4,000 44.61
2018-08-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 439,373 452,980 3.10 13,827 16,339 18.17
2018-08-10 13F-HR FIL Ltd 810,854 30,442,992 3,654.44 25,517 1,098,766 4,206.02
2018-08-14 13F-HR Natixis 0 24,567 0 886
2018-07-30 13F-HR First Capital Advisors Group, LLC. 238 0 -100.00 7 0 -100.00
2018-10-11 13F-HR World Asset Management Inc 36,884 31,188 -15.44 1,330 1,019 -23.38
2018-07-30 13F-HR DUPONT CAPITAL MANAGEMENT Corp 115,621 104,830 -9.33 3,639 3,781 3.90
2018-08-13 13F-HR South Dakota Investment Council 245,101 196,201 -19.95 7,713 7,077 -8.25
2018-08-10 13F-HR Neuburgh Advisers LLC 1,782 1,782 0.00 56 64 14.29
2018-08-07 13F-HR Harbor Advisors LLC 259,900 259,900 0.00 8,179 9,375 14.62
2018-07-31 13F-HR HOWE & RUSLING INC 465 465 0.00 15 17 13.33
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 95,438 73,315 -23.18 3,003 2,644 -11.95
2018-08-08 13F-HR Russell Investments Group, Ltd. 4,012,067 2,733,844 -31.86 125,979 97,856 -22.32
2018-07-30 13F-HR Parallel Advisors, LLC 432 537 24.31 14 19 35.71
2018-07-03 13F-HR Washington Trust Bank 90 90 0.00 3 3 0.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 125,800 148,400 17.97 3,959 5,353 35.21
2018-08-09 13F-HR Premia Global Advisors, Llc 4,531 0 -100.00 142 0 -100.00
2017-01-03 13F-HR Vollero Beach Capital Partners LLC 92,263 0 -100.00 2,845 0 -100.00
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 29,250 31,638 8.16 919 1,141 24.16
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 364,520 416,485 14.26 11,471 15,022 30.96
2018-08-13 13F-HR HAP Trading, LLC Put 29,200 0 -100.00 10 0 -100.00
2018-10-05 13F-HR Peachtree Investment Advisors, Inc. 23,375 23,000 -1.60 843 751 -10.91
2018-10-12 13F-HR Gemmer Asset Management LLC 74 74 0.00 3 2 -33.33
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 12,000 0 -100.00 378 0 -100.00
2018-08-14 13F-HR CAPITAL INTERNATIONAL INC /CA/ 23,600 23,600 0.00 741 851 14.84
2018-07-27 13F-HR Mercer Capital Advisers, Inc. 600 600 0.00 19 22 15.79
2018-10-15 13F-HR CITY HOLDING CO 74 0 -100.00 3 0 -100.00
2018-08-14 13F-HR Paloma Partners Management Co Call 49,000 0 -100.00 1,542 0 -100.00
2018-08-14 13F-HR SAMLYN CAPITAL, LLC Call 1,007,900 36,355
2018-08-02 13F-HR BBVA COMPASS BANCSHARES, INC 62,705 68,973 10.00 1,974 2,488 26.04
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 53,007 36,833 -30.51 1,668 1,329 -20.32
2018-08-14 13F-HR Waratah Capital Advisors Ltd. 6,396 1,079,579 16,778.97 201 38,902 19,254.23
2018-08-10 13F-HR OPPENHEIMER & CO INC 9,598 12,446 29.67 302 449 48.68
2018-07-27 13F-HR PACIFIC HEIGHTS ASSET MANAGEMENT LLC 500,000 400,000 -20.00 15,735 14,428 -8.31
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 294,000 402,200 36.80 9,252 14,508 56.81
2018-10-16 13F-HR FIRST HAWAIIAN BANK 2,669 87
2018-08-14 13F-HR Thomas J. Herzfeld Advisors, Inc. 272 272 0.00 9 10 11.11
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 3,613,247 3,973,330 9.97 113,505 143,323 26.27
2018-08-08 13F-HR INTRUST BANK NA 15,435 16,671 8.01 485 601 23.92
2018-08-08 13F-HR Private Capital Group, Llc 108 108 0.00 3 3 0.00
2018-08-14 13F-HR SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 135,700 36,030 -73.45 4,270 1,300 -69.56
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 164,300 630,600 283.81 5,171 22,746 339.88
2018-08-14 13F-HR Cambrian Capital Limited Partnership 0 17,400 0 628
2018-04-18 13F-HR Integral Derivatives, LLC Put 0 7,400 0 233
2018-08-02 13F-HR Scheer, Rowlett & Associates Investment Management Ltd. 1,543,452 1,984,906 28.60 48,485 71,598 47.67
2018-08-14 13F-HR Credit Capital Investments LLC 25,000 52,500 110.00 787 1,924 144.47
2018-08-14 13F-HR 1832 Asset Management L.P. 15,639,381 19,138,965 22.38 493,007 689,457 39.85
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 60,900 60,900 0.00 1,917 2,197 14.61
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC 2,313,050 2,400,830 3.79 73,740 78,723 6.76
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 18,000 20,000 11.11 566 721 27.39
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 39 0 -100.00 1 0 -100.00
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 486,700 0 -100.00 15,310 0 -100.00
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 14,500 80,100 452.41 456 2,889 533.55
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 5,088,866 5,464,661 7.38 160,146 197,111 23.08
2018-07-26 13F-HR Advisornet Financial, Inc 377 377 0.00 12 14 16.67
2018-08-14 13F-HR Magnetar Financial LLC 35,200 0 -100.00 1,105 0 -100.00
2018-08-09 13F-HR BlackRock Inc. 596,788 669,634 12.21 18,781 24,154 28.61
2018-10-15 13F-HR Winslow, Evans & Crocker, Inc. 60 60 0.00 4 2 -50.00
2018-07-31 13F-HR Front Row Advisors Llc 198 7
2018-08-08 13F-HR US BANCORP \DE\ 642,306 447,695 -30.30 20,213 16,149 -20.11
2018-09-20 13F-HR Rehmann Capital Advisory Group 231 431 86.58 7 15,546 221,985.71
2018-08-13 13F-HR Allianz Asset Management AG 796,862 778,508 -2.30 25,032 28,082 12.18
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 0 50,000 0 1,803
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 694,760 835,691 20.28 21,864 30,143 37.87
2018-08-14 13F-HR SIR Capital Management, L.P. 694,828 412,400 -40.65 21,866 14,875 -31.97
2018-08-10 13F-HR Investec Asset Management North America, Inc. 31,705 38,968 22.91 996 1,406 41.16
2018-08-01 13F-HR AVIVA PLC 607,012 605,886 -0.19 19,049 21,780 14.34
2018-07-31 13F-HR Marathon Asset Management LLP 4,030,985 3,949,810 -2.01 127,614 143,459 12.42
2018-07-25 13F-HR JFS WEALTH ADVISORS, LLC 138 0 -100.00 4 0 -100.00
2018-08-07 13F-HR First Personal Financial Services 584 584 0.00 18 21 16.67
2018-08-13 13F-HR Claret Asset Management Corp 7,947 8,858 11.46 250 320 28.00
2018-10-15 13F-HR SHEETS SMITH WEALTH MANAGEMENT 35,120 35,120 0.00 1,267 1,147 -9.47
2018-10-05 13F-HR Jaffetilchin Investment Partners, LLC 22,829 22,332 -2.18 823 729 -11.42
2018-07-26 13F-HR Whitnell & Co. 137 137 0.00 4 5 25.00
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 600 600 0.00 19 22 15.79
2018-07-30 13F-HR Spectrum Management Group, Inc. 97 3
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 42,350 41,677 -1.59 1,337 1,504 12.49
2018-08-14 13F-HR CI Global Investments Inc. 434,840 500,664 15.14 13,684 18,059 31.97
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 78 152 94.87 11 548 4,881.82
2018-08-13 13F-HR Veritable, L.P. 14,077 14,078 0.01 443 508 14.67
2017-01-13 13F-HR MetLife Securities, Inc 2,000 1,870 -6.50 64 60 -6.25
2018-08-14 13F-HR HBK INVESTMENTS L P 24,900 0 -100.00 784 0 -100.00
2018-08-08 13F-HR Caymus Capital Partners, L.P. 0 380,000 0 13,707
2018-08-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 1,060,447 630,479 -40.55 33,642 22,776 -32.30
2018-08-14 13F-HR GV Financial Advisors 89 0 -100.00 3 0 -100.00
2018-08-10 13F-HR Precocity Capital LP 85,000 600,000 605.88 2,675 21,642 709.05
2018-08-14 13F-HR BlueCrest Capital Management Ltd 8,724 0 -100.00 275 0 -100.00
2018-10-10 13F-HR Endurance Wealth Management, Inc. 1,000 1,000 0.00 36 33 -8.33
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 5,509 5,644 2.45 163 193 18.40
2018-08-08 13F-HR 180 Wealth Advisors, Llc 9,246 13,134 42.05 294 474 61.22
2018-08-03 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 133,100 151,300 13.67 4,181 5,458 30.54
2018-08-14 13F-HR Squarepoint Ops LLC 24,751 0 -100.00 779 0 -100.00
2018-08-14 13F-HR QS Investors, LLC 17,517 17,517 0.00 551 632 14.70
2018-08-10 13F-HR YorkBridge Wealth Partners, LLC 500 500 0.00 17 18 5.88
2018-08-10 13F-HR Quadrature Capital LTD 51,400 363,358 606.92 1,613 13,007 706.39
2018-08-10 13F-HR WASHINGTON TRUST Co 651 23
2018-08-14 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 79,323 71,940 -9.31 2,492 2,595 4.13
2018-07-30 13F-HR Atlas Capital Advisors Llc 3,064 26,363 760.41 96,424 951,177 886.45
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 11,000 0 -100.00 346 0 -100.00
2018-08-07 13F-HR Twin Tree Management, LP Call 0 500 0 18
2018-08-08 13F-HR CIBC World Markets Inc. 13,361,305 11,754,717 -12.02 420,480 423,993 0.84
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 111,821 119,230 6.63 3,515 4,301 22.36
2018-08-14 13F-HR Capital Research Global Investors 84,294,777 86,698,970 2.85 2,649,873 3,129,090 18.08
2018-08-14 13F-HR JP Morgan Chase & Co 977,921 1,649,064 68.63 30,776 59,481 93.27
2018-08-14 13F-HR Valeo Financial Advisors, Llc 96 1,017 959.38 3 35 1,066.67
2018-08-14 13F-HR PRUDENTIAL PLC 756,119 763,311 0.95 23,795 27,533 15.71
2018-08-13 13F-HR Worth Venture Partners, LLC 7,160 0 -100.00 225 0 -100.00
2017-08-08 13F-HR Airain ltd 50,020 30,850 -38.32 1,640 890 -45.73
2018-02-14 13F-HR AHL Partners LLP 30,699 61,804 101.32 1,028 2,208 114.79
2018-07-17 13F-HR PenderFund Capital Management Ltd. 4,810 0 -100.00 223,000 0 -100.00
2018-07-30 13F-HR Trustcore Financial Services, Llc 92 3
2018-10-09 13F-HR Cerebellum Gp, Llc 5,344 0 -100.00 193 0 -100.00
2018-08-01 13F-HR Israel Discount Bank of New York 1,725 1,725 0.00 54 62 14.81
2018-08-10 13F-HR Legal & General Group Plc 4,347,848 4,302,117 -1.05 136,552 155,179 13.64
2018-08-14 13F-HR Rikoon Group, LLC 0 5,880 0 214
2018-08-13 13F-HR Knights of Columbus Asset Advisors LLC 46,550 45,618 -2.00 1,462 1,647 12.65
2018-05-11 13F-HR CITIGROUP INC Put 180,600 49,700 -72.48 6,475 1,561 -75.89
2018-08-10 13F-HR Investors Research Corp 13,026 13,026 0.00 410 470 14.63
2018-08-10 13F-HR Investec Asset Management (PTY) Ltd 36,342 1,311
2018-08-14 13F-HR LOOMIS SAYLES & CO L P 76,937 66,390 -13.71 2,421 2,395 -1.07
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 3,522,869 4,209,614 19.49 110,865 151,841 36.96
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 135,700 200,295 47.60 4,270 7,224 69.18
2017-04-28 13F-HR Dunvegan Associates, Inc. 1,502 207 -86.22 29 5 -82.76
2018-08-07 13F-HR Manitou Investment Management Ltd. 739,810 570,582 -22.87 23,237 20,561 -11.52
2018-04-03 13F-HR GENESEE VALLEY TRUST CO 6,637 6,632 -0.08 237 209 -11.81
2018-08-03 13F-HR Boston Partners 164,418 146,085 -11.15 5,174 5,269 1.84
2018-08-14 13F-HR LINCLUDEN MANAGEMENT LTD 276,425 273,785 -0.96 8,683 9,875 13.73
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 1,194 0 -100.00 38 0 -100.00
2018-08-14 13F-HR Mirae Asset Global Investments Co., Ltd. 0 16,365 0 590
2018-08-07 13F-HR Quantitative Systematic Strategies LLC 21,109 761
2018-08-09 13F-HR Marble Harbor Investment Counsel, LLC 6,950 6,950 0.00 219 251 14.61
2018-08-03 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 39,200 47,307 20.68 1,234 1,706 38.25
2018-08-13 13F-HR Quantbot Technologies LP 56,901 0 -100.00 1,790 0 -100.00
2018-08-10 13F-HR Summit Trail Advisors, Llc 4,819 0 -100.00 5 0 -100.00
2018-08-14 13F-HR NGAM ADVISORS, L.P. 167,309 6,034
2018-05-11 13F-HR Sentry Investments Corp. 974,353 1,921,756 97.23 34,804 60,478 73.77
2018-08-09 13F-HR Timber Hill LLC 16,149 16,149 0.00 508 582 14.57
2018-08-14 13F-HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC 979,492 932,090 -4.84 30,825 33,620 9.07
2018-08-13 13F-HR Baird Financial Group, Inc. 13,000 12,400 -4.62 409 447 9.29
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 89,700 214,800 139.46 2,823 7,748 174.46
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 297 297 0.00 9 11 22.22
2018-08-13 13F-HR First Eagle Investment Management, LLC 4,661,273 4,643,458 -0.38 146,524 167,770 14.50
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 400 400 0.00 13 14 7.69
2018-08-08 13F-HR CIBC World Markets Inc. Call 0 37,500 0 1,353
2018-08-14 13F-HR LUMINUS MANAGEMENT LLC 500,000 18,035
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 15,667,959 15,633,949 -0.22 493,071 563,917 14.37
2018-08-13 13F-HR Korea Investment CORP 824,285 804,385 -2.41 25,894 29,015 12.05
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 125,000 156,100 24.88 3,934 5,631 43.14
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 113,200 113,200 0.00 3,562 3,562 0.00
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 8,019 10,190 27.07 252 368 46.03
2018-08-13 13F-HR BOKF, NA 928 34
2017-07-27 13F-HR Spot Trading L.l.c. 23,667 683
2018-08-15 13F-HR Focused Wealth Management, Inc 200 200 0.00 6 7 16.67
2018-08-10 13F-HR Investec Asset Management LTD 2,308,241 2,277,328 -1.34 72,510 82,146 13.29
2018-08-14 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 1 1 0.00 0 0
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 2,008,941 1,280,313 -36.27 63,122 46,183 -26.84
2018-08-14 13F-HR GUARDIAN CAPITAL ADVISORS LP 322,289 318,045 -1.32 14,277 15,171 6.26
2018-08-14 13F-HR ROYAL BANK OF CANADA Put 0 85,100 0 3,070
2018-07-31 13F-HR CWM, LLC 294 100 -65.99 9 4 -55.56
2018-10-15 13F-HR Centerstar Asset Management, Llc 74 4 -94.59
2018-07-24 13F-HR Janney Montgomery Scott LLC 62,297 53,453 -14.20 1,961 1,928 -1.68
2018-08-14 13F-HR Man Group plc 27,920 82,837 196.69 879 2,988 239.93
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 6,889 6,889 0.00 217 217 0.00
2018-10-15 13F-HR FIRST MANHATTAN CO 3,070,562 3,059,070 -0.37 110,755 99,909 -9.79
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 1,777 2,129 19.81 55,922 76,793 37.32
2018-10-05 13F-HR Cardinal Capital Management, Inc. 1,407,462 1,423,863 1.17 50,809 46,484 -8.51
2018-08-14 13F-HR BARCLAYS PLC Call 135,900 212,900 56.66 4,277 7,679 79.54
2018-08-03 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 7,454 7,298 -2.09 235 263 11.91
2018-08-09 13F-HR KWMG, LLC 0 1,094 0 39
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 89,041 102,941 15.61 2,718 3,604 32.60
2018-08-10 13F-HR Cutler Group LP 60 3,400 5,566.67 1 122 12,100.00
2018-10-10 13F-HR Hexavest Inc. 2,728,119 2,810,866 3.03 98,407 91,767 -6.75
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 382 13
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 24,306,601 24,310,201 0.01 763,558 876,901 14.84
2018-08-15 13F-HR Krilogy Financial LLC 4,065 0 -100.00 128 0 -100.00
2018-10-05 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 14,016 0 458
2018-08-14 13F-HR Marshall Wace North America L.P. 334,637 704,061 110.40 10,511 25,396 141.61
2018-08-13 13F-HR TORON CAPITAL MARKETS INC. 2,110,141 2,264,158 7.30 66,285 80,851 21.97
2018-08-14 13F-HR ETRADE Capital Management LLC 63,261 64,339 1.70 1,991 2,321 16.57
2018-07-26 13F-HR REGIONS FINANCIAL CORP 525 966 84.00 17 35 105.88
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,479 2,280 54.16 47 82 74.47
2018-08-14 13F-HR SUNTRUST BANKS INC 56,948 66,620 16.98 1,790 2,401 34.13
2018-07-09 13F-HR Fisher Asset Management, LLC 17,984 0 -100.00 566 0 -100.00
2018-07-26 13F-HR BB&T CORP 67,038 65,304 -2.59 2,110 2,356 11.66
2018-08-01 13F-HR BNP Paribas Investment Partners S.A. 25,181 27,995 11.18 792 1,010 27.53
2017-05-01 13F-HR Spot Trading L.L.C Put 42,700 1,400
2018-08-09 13F-HR Tortoise Investment Management, LLC 340 340 0.00 11 12 9.09
2018-08-01 13F-HR Joel Isaacson & Co., LLC 22,000 22,000 0.00 692 794 14.74
2018-07-23 13F-HR Greystone Managed Investments Inc. 1,946,432 1,896,610 -2.56 61,145 68,414 11.89
2018-07-26 13F-HR Eagle Ridge Investment Management 37,830 38,803 2.57 1,191 1,400 17.55
2018-10-12 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 0 4,670 0 153
2018-08-13 13F-HR BB&T SECURITIES, LLC 20,403 21,207 3.94 642 764 19.00
2018-08-08 13F-HR Hanson McClain, Inc. 135 5
2018-08-14 13F-HR Blue Rock Advisors, LLC 38,875 26,202 -32.60 1,223 945 -22.73
2018-08-01 13F-HR COMERICA BANK 108,125 81,063 -25.03 3,895 2,925 -24.90
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ Call 190,300 39,200 -79.40 6,864 1,280 -81.35
2018-02-15 13F-HR Bb&t Investment Services, Inc. 1,637 1,884 15.09 56 69 23.21
2018-07-25 13F-HR ROANOKE ASSET MANAGEMENT CORP/ NY 48,130 45,615 -5.23 1,515 1,645 8.58
2018-07-30 13F-HR/A Beutel, Goodman & Co Ltd. 19,980,770 17,751,972 -11.15 627,148 640,843 2.18
2018-08-14 13F-HR Teza Capital Management LLC 77,488 0 -100.00 2,439 0 -100.00
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 3,600 5,400 50.00 113 195 72.57
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. 89,009 222,640 150.13 2,801 8,031 186.72
2018-08-07 13F-HR Johnson Financial Group, Inc. 75 0 -100.00 2 0 -100.00
2017-02-14 13F-HR EverPoint Asset Management, LLC 0 200,000 0.00 0 6,376
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 950 950 0.00 30 34 13.33
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 62,443 22,552 -63.88 1,964 813 -58.60
2018-08-10 13F-HR Proficio Capital Partners LLC 2,688 2,661 -1.00 85 96 12.94
2018-08-08 13F-HR People's United Financial, Inc. 40,699 39,546 -2.83 1,280 1,427 11.48
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 85,639 83,009 -3.07 2,808 2,394 -14.74
2018-08-07 13F-HR ROBOTTI ROBERT 215,309 212,629 -1.24 6,776 7,670 13.19
2018-08-10 13F-HR Meadow Creek Investment Management LLC 1,296 1,296 0.00 41 47 14.63
2018-08-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 102,800 0 3,708
2018-08-14 13F-HR A.R.T. Advisors, LLC 0 6,900 0 248
2018-08-14 13F-HR Skandinaviska Enskilda Banken AB (publ) 77,700 87,300 12.36 2,445 3,149 28.79
2018-08-07 13F-HR Trexquant Investment LP 153,677 0 -100.00 4,836 0 -100.00
2018-07-23 13F-HR Perpetual Ltd 23,815 375,500 1,476.74 1,168 13,568 1,061.64
2018-08-14 13F-HR Lee Financial CORP 335 12
2018-08-14 13F-HR CIGNA INVESTMENTS INC /NEW 14,559 16,227 11.46 458 581 26.86
2018-08-07 13F-HR IFP Advisors, Inc 795 672 -15.47 25 24 -4.00
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 3,159,649 4,147,710 31.27 99,256,004 149,613,315 50.73

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CUSIP: 136385101