SecurityCM / Canadian Imperial Bank of Commerce, (Toronto, ON) (136069101)
Institutional Owners390
Institutional Shares206,280,562
Institutional Value$ 199,127,186,000 USD

Institutional Stock Ownership and Shareholders

CM / Canadian Imperial Bank of Commerce, (Toronto, ON) Institutional Ownership

Canadian Imperial Bank of Commerce, (Toronto, ON) (NYSE:CM) has 390 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 206,280,562 shares. Largest shareholders include Royal Bank Of Canada, Td Asset Management Inc, Bank Of Montreal /can/, Toronto Dominion Bank, Vanguard Group Inc, 1832 Asset Management L.P., CIBC Asset Management Inc, CIBC World Markets Inc., Acadian Asset Management Llc, and Bank Of Nova Scotia.
Canadian Imperial Bank of Commerce, (Toronto, ON) (NYSE:CM) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-14 13F-HR Candriam Luxembourg S.C.A. 125,865 108,812 -13.55 11,102 9,460 -14.79
2018-08-10 13F-HR Neuburgh Advisers LLC 1,518 1,518 0.00 134 132 -1.49
2018-07-19 13F-HR Epstein & White Financial Llc 4,191 3,910 -6.70 353 323 -8.50
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 14,635 14,635 0.00 1,426 1,292 -9.40
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 365,209 370,504 1.45 32,241 32,204 -0.11
2018-07-23 13F-HR ORRSTOWN FINANCIAL SERVICES INC 17 17 0.00 2 1 -50.00
2018-07-23 13F-HR Diligent Investors, LLC 3,006 3,006 0.00 265 261 -1.51
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 484,524 299,124 -38.26 42,738 26,005 -39.15
2018-10-16 13F-HR FIRST HAWAIIAN BANK 54 5
2017-05-15 13F-HR R&F Capital Advisors LP 7,469 0 -100.00 609 0 -100.00
2018-08-10 13F-HR Jarislowsky, Fraser Ltd 30,114 25,544 -15.18 2,656 2,220 -16.42
2018-08-10 13F-HR STEPHENS INC /AR/ 74,172 61,385 -17.24 6,548 5,336 -18.51
2018-10-10 13F-HR Iberiabank Corp 2,311 217
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 139,232 139,591 0.26 12,301 12,134 -1.36
2018-08-08 13F-HR DEAN INVESTMENT ASSOCIATES, LLC 27,063 26,447 -2.28 2,389 2,299 -3.77
2018-08-14 13F-HR SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 9,939 0 -100.00 877 0 -100.00
2018-07-23 13F-HR NAPLES GLOBAL ADVISORS, LLC 16,770 17,520 4.47 1,480 1,523 2.91
2018-08-13 13F-HR Horizon Investments, LLC 7,495 0 -100.00 662 0 -100.00
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 1,965 1,965 0.00 173 171 -1.16
2017-08-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 4,283,600 671,809 -84.32 369,171 54,608 -85.21
2018-07-05 13F-HR Gulf International Bank (UK) Ltd 137,985 140,385 1.74 12,164 12,224 0.49
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 3,600 24,900 591.67 318 2,164 580.50
2018-08-14 13F-HR Banco De Sabadell, S.a 14,100 0 -100.00 1,597 0 -100.00
2018-08-10 13F-HR Shell Asset Management Co 89,325 91,225 2.13 7,879 7,931 0.66
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 41,594 43,422 4.39 3,586 3,524 -1.73
2018-07-18 13F-HR Shoker Investment Counsel, Inc. 3,721 3,905 4.94 328 339 3.35
2018-05-04 13F-HR Financial Gravity Companies, Inc. 436 403 -7.57 43 35 -18.60
2018-08-10 13F-HR HENDERSON GROUP PLC 156,979 165,463 5.40 13,843 14,388 3.94
2018-08-10 13F-HR MUFG Americas Holdings Corp 200 900 350.00 18 78 333.33
2018-08-15 13F-HR Pin Oak Investment Advisors Inc 199 200 0.50 18 17 -5.56
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 8,452 5,545 -34.39 746 483 -35.25
2018-08-14 13F-HR Strategic Global Advisors, LLC 4,760 4,760 0.00 420 420 0.00
2018-07-20 13F-HR Creative Planning 8,053 10,035 24.61 711 872 22.64
2018-08-13 13F-HR Mn Services Vermogensbeheer B.V. 68,559 71,659 4.52 7,797 8,195 5.10
2018-08-06 13F-HR FTB Advisors, Inc. 831 1,347 62.09 72 116 61.11
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 18,281 19,605 7.24 1,614 1,704 5.58
2018-08-14 13F-HR STIFEL FINANCIAL CORP 85,438 76,513 -10.45 7,540 6,661 -11.66
2018-07-26 13F-HR Lenox Wealth Management, Inc. 38 26 -31.58 2 2 0.00
2018-08-10 13F-HR Avestar Capital, Llc 18 36 100.00 1 3 200.00
2018-10-12 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 175 16
2018-10-09 13F-HR First PREMIER Bank 235 235 0.00 20 22 10.00
2018-05-11 13F-HR Delpha Capital Management, Llc 20 0 -100.00 2 0 -100.00
2018-10-11 13F-HR Jones Collombin Investment Counsel Inc 1,325 1,325 0.00 115 124 7.83
2018-08-14 13F-HR Man Group plc 148,750 193,650 30.18 13,121 16,835 28.31
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ Put 499,100 528,100 5.81 43,382 49,520 14.15
2018-10-05 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 0 30,600 0 2,869
2018-08-13 13F-HR AMF Pensionsforsakring AB 400,000 409,431 2.36 35,283 35,594 0.88
2018-08-07 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 13 13 0.00 1 1 0.00
2018-08-10 13F-HR City Financial Investment Co Ltd Put 225,000 500,000 122.22 19,863 43,460 118.80
2018-08-10 13F-HR Quantitative Investment Management, LLC 72,900 10,700 -85.32 6,435 930 -85.55
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 240,103 406,114 69.14 21,193 35,321 66.66
2018-08-31 13F-HR Chicago Partners Investment Group LLC 4,259 4,259 0.00 376 370 -1.60
2018-07-12 13F-HR NN Investment Partners Holdings N.V. 375,521 361,040 -3.86 33,153 31,383 -5.34
2018-08-08 13F-HR CIBC World Markets Inc. 7,180,034 6,486,344 -9.66 633,853 563,793 -11.05
2018-08-10 13F-HR M&T BANK CORP 10,126 13,605 34.36 894 1,183 32.33
2018-08-15 13F-HR Argent Trust Co 4,590 399
2018-07-25 13F-HR ARP AMERICAS LLC 0 7,366 0 641
2018-08-08 13F-HR MONROE BANK & TRUST/MI 250 0 -100.00 22 0 -100.00
2018-08-14 13F-HR Voya Financial Advisors, Inc. 7,511 8,545 13.77 656 735 12.04
2018-08-14 13F-HR VANGUARD GROUP INC 10,785,300 11,266,548 4.46 952,127 979,288 2.85
2018-08-15 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 125 0 -100.00 11 0 -100.00
2018-08-10 13F-HR HSBC HOLDINGS PLC 290,741 185,191 -36.30 25,632 16,060 -37.34
2018-08-10 13F-HR Investec Asset Management LTD 4,362 4,337 -0.57 385 377 -2.08
2018-10-15 13F-HR Winslow, Evans & Crocker, Inc. 216 246 13.89 20 24 20.00
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 275 0 -100.00 23 0 -100.00
2018-08-14 13F-HR Resources Investment Advisors, Inc. 880 859 -2.39 78 76 -2.56
2018-07-17 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 78,702 54,620 -30.60 6,866 4,739 -30.98
2018-08-10 13F-HR Meadow Creek Investment Management LLC 1,104 1,104 0.00 97 96 -1.03
2018-08-09 13F-HR Private Advisor Group, LLC 0 4,619 0 400
2018-08-13 13F-HR IHT Wealth Management, LLC 355 0 -100.00 31 0 -100.00
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 100 37 -63.00 8 3 -62.50
2018-08-10 13F-HR Cutler Group LP Call 1,000 300 -70.00 0 0
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 286,345 289,411 1.07 25,279 25,156 -0.49
2018-08-14 13F-HR Cetera Advisors LLC 3,790 3,745 -1.19 332 325 -2.11
2018-08-14 13F-HR PORTLAND INVESTMENT COUNSEL INC. 87,638 88,238 0.68 7,736 7,676 -0.78
2018-08-14 13F-HR HighTower Advisors, LLC 35,511 37,494 5.58 3,146 3,252 3.37
2018-08-14 13F-HR AFAM CAPITAL, INC. 45,127 44,367 -1.68 3,984 3,856 -3.21
2018-08-23 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 432,847 559,379 29.23 49,224 63,831 29.67
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 28 0 -100.00 2 0 -100.00
2018-08-08 13F-HR Russell Investments Group, Ltd. 1,502,993 1,138,157 -24.27 132,544 98,057 -26.02
2018-08-13 13F-HR BRINKER CAPITAL INC 9,805 9,878 0.74 868 861 -0.81
2018-08-15 13F-HR FORSTA AP-FONDEN 125,646 130,846 4.14 11,083 11,375 2.63
2018-08-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 0 198,400 0 17,248
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 29,534 341
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 15,397,165 16,535,116 7.39 1,338,322 1,550,497 15.85
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 1,977 105 -94.69 175 9 -94.86
2018-08-07 13F-HR Quantitative Systematic Strategies LLC 3,366 0 -100.00 297 0 -100.00
2018-08-15 13F-HR GLENMEDE TRUST CO NA 853 885 3.75 82 77 -6.10
2018-08-13 13F-HR Flinton Capital Management LLC 2,346 2,346 0.00 207 204 -1.45
2018-08-08 13F-HR Glassman Wealth Services 30 0 -100.00 3 0 -100.00
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 276 0 -100.00 24 0 -100.00
2018-08-14 13F-HR MORGAN STANLEY 473,717 551,597 16.44 41,819 47,944 14.65
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 10,891 11,901 9.27 884 1,042 17.87
2018-07-26 13F-HR K.J. Harrison & Partners Inc 36,357 39,692 9.17 3,204 3,453 7.77
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 578,961 509,261 -12.04 51,068 44,273 -13.31
2018-02-14 13F-HR AHL Partners LLP 17,460 9,102 -47.87 1,528 887 -41.95
2018-08-13 13F-HR SPRING CREEK CAPITAL LLC 5,085 442
2018-08-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 4,162 0 -100.00 473 0 -100.00
2018-08-14 13F-HR Gotham Asset Management, LLC 2,807 0 -100.00 248 0 -100.00
2018-08-13 13F-HR Neuberger Berman Group LLC 156,461 154,541 -1.23 13,807 13,454 -2.56
2018-07-17 13F-HR Assenagon Asset Management S.A. 4,153 361
2018-08-14 13F-HR AE Wealth Management LLC 4,828 5,840 20.96 426 508 19.25
2018-07-30 13F-HR/A Beutel, Goodman & Co Ltd. 4,869,336 853,038 -82.48 429,150 74,218 -82.71
2018-08-09 13F-HR OMERS ADMINISTRATION Corp 3,823,890 5,120,519 33.91 337,291 445,158 31.98
2018-08-03 13F-HR Dean Capital Investments Management, Llc 2,307 4,124 78.76 204 358 75.49
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,764,698 4,451,749 -6.57 420,628 386,947 -8.01
2018-08-01 13F-HR PCJ Investment Counsel Ltd. 373,361 201,651 -45.99 32,933 17,531 -46.77
2018-08-14 13F-HR PRUDENTIAL PLC 293,602 295,343 0.59 25,919 25,671 -0.96
2018-08-14 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 2,787 242
2018-07-26 13F-HR BB&T CORP 30,488 34,546 13.31 2,691 3,003 11.59
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 10,360 12,230 18.05 914 1,064 16.41
2018-10-11 13F-HR World Asset Management Inc 13,194 11,299 -14.36 1,147 1,060 -7.59
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 161,347 156,489 -3.01 14,243 13,603 -4.49
2018-08-03 13F-HR COCONUT GROVE BANK 4,090 4,480 9.54 361 389 7.76
2018-08-10 13F-HR FIL Ltd 0 325,270 0 28,295
2018-10-16 13F-HR Addenda Capital Inc. 44,560 44,560 0.00 3,919 4,219 7.66
2018-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 19,808 0 -100.00 1,749 0 -100.00
2018-07-25 13F-HR Gateway Advisory, LLC 3,305 284
2018-08-03 13F-HR Close Asset Management Ltd 3,581 3,581 0.00 313 313 0.00
2018-10-12 13F-HR Rathbone Brothers plc 83,685 83,685 0.00 7,276 7,835 7.68
2018-08-14 13F-HR Lee Financial CORP 79 79 0.00 7 7 0.00
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 2,181,395 2,058,026 -5.66 192,574 178,884 -7.11
2018-08-10 13F-HR EATON VANCE MANAGEMENT 21,707 1,887
2018-10-12 13F-HR Gemmer Asset Management LLC 116 116 0.00 10 11 10.00
2018-08-13 13F-HR Certified Advisory Corp 17 17 0.00 1 2 100.00
2018-10-09 13F-HR NEXT Financial Group, Inc 0 26 0 2
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 109,557 99,517 -9.16 9,589 8,591 -10.41
2018-07-31 13F-HR Vantage Investment Partners, LLC 129,265 100,145 -22.53 11,411 8,704 -23.72
2018-08-14 13F-HR CREDIT SUISSE AG/ 760,198 838,059 10.24 67,111 72,846 8.55
2018-07-25 13F-HR Mondrian Investment Partners LTD 204 205 0.49 23 23 0.00
2018-08-13 13F-HR VAN ECK ASSOCIATES CORP 11,675 12,124 3.85 1,029 1,056 2.62
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 3,054 265
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 280,619 535,326 90.77 24,773 46,531 87.83
2018-08-03 13F-HR PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL 2,503 0 -100.00 221 0 -100.00
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,652 2,168 31.23 146 188 28.77
2018-08-07 13F-HR Valmark Advisers, Inc. 4,681 4,681 0.00 413 407 -1.45
2018-08-14 13F-HR BARCLAYS PLC 163,412 281,449 72.23 14,426 24,463 69.58
2018-08-08 13F-HR CIBC World Markets Inc. Call 200,000 200,000 0.00 17,656 17,384 -1.54
2018-08-13 13F-HR Hudson Bay Capital Management LP Call 14,800 0 -100.00 1,307 0 -100.00
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 215,601 196,898 -8.67 19,033 17,114 -10.08
2018-08-13 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 6,393 4,793 -25.03 564 417 -26.06
2018-08-13 13F-HR Laurion Capital Management LP 0 2,679 0 233
2018-08-14 13F-HR CLS Investments, LLC 4,088 4,184 2.35 361 364 0.83
2018-10-01 13F-HR Timbercreek Asset Management Ltd. 90,086 90,086 0.00 7,812 8,447 8.13
2018-08-01 13F-HR ASSETMARK, INC 52 52 0.00 5 5 0.00
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,604,956 1,468,751 -8.49 141,650 127,799 -9.78
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 132,948 130,241 -2.04 11,737 11,321 -3.54
2018-08-10 13F-HR CITIGROUP INC Call 370,000 270,000 -27.03 32,633 23,473 -28.07
2018-07-31 13F-HR HOWE & RUSLING INC 73,719 74,921 1.63 6,508 6,512 0.06
2018-08-13 13F-HR Korea Investment CORP 260,502 225,502 -13.44 22,978 19,604 -14.68
2018-08-10 13F-HR Highstreet Asset Management Inc. 12,238 20,220 65.22 1,080 1,759 62.87
2018-08-03 13F-HR Seacrest Wealth Management, Llc 2,010 2,010 0.00 177 175 -1.13
2018-08-10 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 8,424 3,842 -54.39 744 334 -55.11
2018-07-10 13F-HR TRUST CO OF TOLEDO NA /OH/ 4,340 4,340 0.00 383 377 -1.57
2018-07-25 13F-HR INTACT INVESTMENT MANAGEMENT INC. 1,190,480 1,117,480 -6.13 135,250 127,717 -5.57
2018-08-14 13F-HR ETRADE Capital Management LLC 28,163 26,356 -6.42 2,486 2,291 -7.84
2018-08-17 13F-HR Trilogy Capital Inc. 25 2
2017-08-07 13F-HR Geneva Advisors, LLC 3,693 300
2018-10-15 13F-HR Nikko Asset Management Americas, Inc. 34,871 0 -100.00 3,034 0 -100.00
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 7,427 6,507 -12.39 640 528 -17.50
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 1,727,349 1,219,902 -29.38 152,490 106,034 -30.46
2018-07-30 13F-HR SIMPLEX TRADING, LLC 5,492 180 -96.72 484 15 -96.90
2018-08-22 13F-HR Mount Yale Investment Advisors, Llc 492 674 36.99 43 59 37.21
2018-08-13 13F-HR Hudson Bay Capital Management LP 5,900 0 -100.00 521 0 -100.00
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 57,291 4,659
2018-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 321,187 275,365 -14.27 28,354 23,935 -15.59
2018-08-18 13F-HR Laurel Wealth Advisors, Inc. 6,075 6,075 0.00 536 528 -1.49
2018-07-19 13F-HR EXANE DERIVATIVES Call 500 900 80.00 7,751 1,994 -74.27
2018-08-14 13F-HR GUARDIAN CAPITAL ADVISORS LP 227,692 231,334 1.60 25,019 26,826 7.22
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 55,316 60,933 10.15 4,883 5,296 8.46
2018-08-10 13F-HR RPg Family Wealth Advisory, LLC 666 0 -100.00 58,794 0 -100.00
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 15,205 16,369 7.66 1,342 1,423 6.04
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 1,700 1,700 0.00 150 148 -1.33
2018-08-07 13F-HR Convergence Investment Partners, LLC 71 0 -100.00 6 0 -100.00
2018-08-13 13F-HR BB&T SECURITIES, LLC 77,796 80,122 2.99 6,867 6,963 1.40
2018-08-14 13F-HR Eliot Finkel Investment Counsel, LLC 14,300 14,300 0.00 1,262 1,243 -1.51
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 4,025,130 4,074,242 1.22 354,756 355,463 0.20
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 200 200 0.00 18 17 -5.56
2018-08-15 13F-HR Cozad Asset Management Inc 3,654 318
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 55,371 1,032 -98.14 4,884 89 -98.18
2018-08-14 13F-HR Polar Asset Management Partners Inc. Call 100,000 0 -100.00 8,828 0 -100.00
2018-08-14 13F-HR FRANKLIN RESOURCES INC 4,659,346 4,474,767 -3.96 410,839 389,356 -5.23
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 1,610,823 1,396,529 -13.30 142,202 121,387 -14.64
2018-08-14 13F-HR CIGNA INVESTMENTS INC /NEW 5,799 5,896 1.67 512 509 -0.59
2018-08-14 13F-HR Walleye Trading LLC Put 43,700 400 -99.08 3,858 35 -99.09
2018-08-13 13F-HR Bridgewater Associates, LP 42,854 176,130 311.00 3,780 15,312 305.08
2017-08-08 13F-HR Airain ltd 12,900 1,047
2018-04-10 13F-HR/A CGOV Asset Management 13,065 12,565 -3.83 1,601 1,108 -30.79
2018-05-11 13F-HR HSBC HOLDINGS PLC 545,168 290,741 -46.67 53,209 25,632 -51.83
2018-08-16 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 90 0 -100.00 8 0 -100.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 123,000 191,800 55.93 10,858 16,671 53.54
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 88,392 88,353 -0.04 7,797 7,681 -1.49
2018-10-09 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 3,000 3,000 0.00 261 281 7.66
2018-08-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 3,094 3,094 0.00 273 269 -1.47
2018-07-24 13F-HR ACADIAN ASSET MANAGEMENT LLC 6,399,282 5,855,183 -8.50 564,455 509,021 -9.82
2018-10-10 13F-HR First Bank & Trust 13,957 15,326 9.81 1,213 1,436 18.38
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 37,243 38,507 3.39 3,284 3,346 1.89
2018-08-14 13F-HR GV Financial Advisors 55 5
2018-05-11 13F-HR Argent Trust Co 3,742 4,527 20.98 365 400 9.59
2018-07-26 13F-HR Whitnell & Co. 10 10 0.00 1 1 0.00
2018-07-24 13F-HR Squar Milner Financial Services Llc 33 3
2018-08-14 13F-HR JP Morgan Chase & Co 540,701 548,638 1.47 47,733 47,688 -0.09
2018-08-09 13F-HR STEVENS CAPITAL MANAGEMENT LP 6,668 0 -100.00 589 0 -100.00
2018-07-31 13F-HR Ariel Capital Advisors, LLC 3,500 3,500 0.00 309 304 -1.62
2018-07-18 13F-HR BOSTON ADVISORS LLC 4,100 3,550 -13.41 362 309 -14.64
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 40 40 0.00 4 3 -25.00
2018-08-08 13F-HR Private Capital Group, Llc 1,005 934 -7.06 90 82 -8.89
2018-08-14 13F-HR Magnetar Financial LLC 11,546 4,554 -60.56 1,018 396 -61.10
2018-08-14 13F-HR Sciencast Management LP 0 3,305 0 289
2018-10-04 13F-HR American Research & Management Co. 2,122 1,914 -9.80 184 179 -2.72
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 660,753 706,804 6.97 58,331 61,434 5.32
2018-08-14 13F-HR Rodgers Brothers Inc. 8,001 10,383 29.77 706 902 27.76
2018-08-14 13F-HR SIGNATUREFD, LLC 2,957 3,784 27.97 261 329 26.05
2018-07-27 13F-HR PINNACLE FINANCIAL PARTNERS INC 29,887 32,923 10.16 2,638 2,862 8.49
2017-01-31 13F-HR Trutina Financial LLC 18,623 18,593 -0.16 1,444 1,517 5.06
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 19,542,176 18,492,100 -5.37 1,723,743 1,607,630 -6.74
2018-08-14 13F-HR LOGAN CAPITAL MANAGEMENT INC 13,027 13,514 3.74 1,150 1,174 2.09
2018-07-31 13F-HR Taylor Hoffman Wealth Management 100 100 0.00 9 9 0.00
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 14,406 0 1,252
2018-08-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 21 21 0.00 2 2 0.00
2018-08-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 1,256,180 1,363,828 8.57 110,721 118,651 7.16
2018-08-10 13F-HR Tyers Asset Management LLC 1,932 1,932 0.00 171 168 -1.75
2018-08-15 13F-HR/A Qube Research & Technologies Ltd 167 167 0.00 14 15 7.14
2018-08-13 13F-HR APG Asset Management N.V. 1,253,760 1,997,760 59.34 89,920 148,754 65.43
2018-08-21 13F-HR SRS Capital Advisors, Inc. 70 70 0.00 6 6 0.00
2018-08-09 13F-HR Sawtooth Asset Management, Inc. 4,260 6,209 45.75 376 539 43.35
2018-05-11 13F-HR CITIGROUP INC Call 170,000 370,000 117.65 16,627 32,633 96.27
2018-08-01 13F-HR BNP Paribas Investment Partners S.A. 160,057 148,104 -7.47 14,131 12,873 -8.90
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 40,744 762,453 1,771.33 3,596 66,317 1,744.19
2018-08-07 13F-HR Johnson Financial Group, Inc. 37 0 -100.00 3 0 -100.00
2018-08-07 13F-HR Texas Yale Capital Corp. 11,620 11,620 0.00 1,026 1,010 -1.56
2018-08-14 13F-HR VALLEY NATIONAL ADVISERS INC 73 73 0.00 6 6 0.00
2018-08-08 13F-HR Hanson McClain, Inc. 22 2
2018-10-05 13F-HR OPTIMUM INVESTMENT ADVISORS 1,377 1,377 0.00 120 129 7.50
2018-08-15 13F-HR Mutual Advisors, Llc 5,808 5,746 -1.07 513 499 -2.73
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 75,453 49,517 -34.37 6,660 4,307 -35.33
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 4,151 4,151 0.00 365 365 0.00
2018-07-26 13F-HR Advisornet Financial, Inc 547 524 -4.20 48 46 -4.17
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 302 95 -68.54 63 825 1,209.52
2018-08-03 13F-HR SEI INVESTMENTS CO 33,430 26,001 -22.22 2,951 2,260 -23.42
2018-08-02 13F-HR Scheer, Rowlett & Associates Investment Management Ltd. 1,176,458 1,311,298 11.46 103,771 113,999 9.86
2018-08-14 13F-HR LPL Financial LLC 104,562 111,701 6.83 9,231 9,709 5.18
2018-08-14 13F-HR UBS Group AG 558,476 470,563 -15.74 49,303 40,900 -17.04
2018-08-14 13F-HR Wellington Management Group LLP 455,259 433,834 -4.71 40,162 37,715 -6.09
2018-08-15 13F-HR Verition Fund Management LLC 12,009 0 -100.00 1,060 0 -100.00
2018-08-02 13F-HR Sigma Planning Corp 6,557 7,383 12.60 579 642 10.88
2018-08-10 13F-HR Cutler Group LP 251 0 -100.00 22 0 -100.00
2017-07-27 13F-HR Spot Trading L.l.c. Put 7,100 576
2018-08-14 13F-HR AVALON ADVISORS, LLC 12,291 16,687 35.77 1,197 1,450 21.14
2018-08-06 13F-HR Lipe & Dalton 63,585 63,775 0.30 5,613 5,543 -1.25
2018-08-10 13F-HR Legal & General Group Plc 1,885,035 1,805,823 -4.20 166,236 156,987 -5.56
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 3,888 3,488 -10.29 343 303 -11.66
2018-08-14 13F-HR Colonial Trust Advisors 5,025 5,025 0.00 444 437 -1.58
2018-08-09 13F-HR Cumberland Partners Ltd 0 31,979 0 3,499
2018-08-14 13F-HR QS Investors, LLC 41,253 47,329 14.73 3,642 4,114 12.96
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 819 700 -14.53 72 61 -15.28
2018-08-14 13F-HR ROYAL BANK OF CANADA 28,669,078 28,085,715 -2.03 2,530,906 2,441,212 -3.54
2018-08-13 13F-HR GLUSKIN SHEFF & ASSOC INC 2,383 0 -100.00 210 0 -100.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 3,037 6,942 128.58 258 668 158.91
2017-02-07 13F-HR FIRST NEW YORK SECURITIES LLC /NY 0 300 0.00 0 24,480
2018-08-07 13F-HR Gideon Capital Advisors, Inc. 6,053 0 -100.00 534 0 -100.00
2018-07-27 13F-HR FIRST QUADRANT L P/CA 2,352 2,352 0.00 208 204 -1.92
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 766,623 719,307 -6.17 67,677 62,523 -7.62
2017-05-01 13F-HR Spot Trading L.L.C Call 2,000 0 -100.00 163 0
2018-07-25 13F-HR BESSEMER GROUP INC 35 35 0.00 3 3 0.00
2018-08-13 13F-HR KOCH INDUSTRIES INC 6,137 0 -100.00 542 0 -100.00
2018-08-08 13F-HR Mawer Investment Management Ltd. 0 2,350 0 205
2018-08-10 13F-HR Cutler Group LP Put 2,100 1,700 -19.05 12 9 -25.00
2018-08-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 400 400 0.00 35 35 0.00
2018-08-20 13F-HR MASSMUTUAL TRUST CO FSB/ADV 59 59 0.00 5,209 5,128 -1.56
2018-08-14 13F-HR Partners Value Investments LP 66,200 66,200 0.00 5,844 5,754 -1.54
2018-09-20 13F-HR Rehmann Capital Advisory Group 134 130 -2.99 12 11,262 93,750.00
2018-10-03 13F-HR Fulton Bank, N.A. 20,314 21,859 7.61 1,766 2,050 16.08
2018-08-02 13F-HR Fiera Capital Corp 294,183 296,727 0.86 25,930 25,815 -0.44
2018-08-14 13F-HR Clearbridge Investments, LLC 10 0 -100.00 1 0 -100.00
2018-08-14 13F-HR Rainier Group Investment Advisory LLC 235 0 -100.00 21 0 -100.00
2018-07-31 13F-HR Camarda Financial Advisors, LLC 1,772 1,647 -7.05 156 143 -8.33
2018-07-24 13F-HR Aull & Monroe Investment Management Corp 8,800 8,700 -1.14 776 756 -2.58
2018-08-09 13F-HR Lakeview Capital Partners, LLC 5,079 441
2018-08-10 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 224,550 193,854 -13.67 19,807 16,863 -14.86
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 5,017,664 5,172,697 3.09 442,532 449,513 1.58
2018-07-24 13F-HR WETHERBY ASSET MANAGEMENT INC 8,235 9,471 15.01 727 823 13.20
2018-08-14 13F-HR LINCLUDEN MANAGEMENT LTD 514,304 517,450 0.61 45,365 44,984 -0.84
2018-08-14 13F-HR KEMPEN CAPITAL MANAGEMENT N.V. 263,150 260,550 -0.99 29,925 29,796 -0.43
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 403 476 18.11 35 43 22.86
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 211 388 83.89 52 3,372 6,384.62
2017-05-12 13F-HR/A DELTA LLOYD NV 43,330 44,786 3.36 3,531 3,855 9.18
2018-08-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 27,935 27,735 -0.72 2,444 2,411 -1.35
2018-08-10 13F-HR HSBC HOLDINGS PLC Call 150,000 150,000 0.00 13,242 13,038 -1.54
2018-10-05 13F-HR Cardinal Capital Management, Inc. 620,288 623,543 0.52 53,968 58,381 8.18
2018-08-13 13F-HR Allianz Asset Management AG 1,465,253 1,439,172 -1.78 129,243 125,117 -3.19
2018-08-07 13F-HR ROOF EIDAM & MAYCOCK/ADV 16,985 0 -100.00 1,499 0 -100.00
2018-08-10 13F-HR HAVERFORD TRUST CO 2,970 2,622 -11.72 262 228 -12.98
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ Call 250,000 245,000 -2.00 21,730 22,974 5.72
2018-07-19 13F-HR EXANE DERIVATIVES Put 500 900 80.00 1,166,600 1,857,482 59.22
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 38,700 30,900 -20.16 3,416 2,686 -21.37
2018-07-19 13F-HR Wealth Advisors Of Tampa Bay, Llc 25,105 27,115 8.01 2,219 2,343 5.59
2018-07-19 13F-HR EXANE DERIVATIVES 45,133 33 -99.93 3,950,687 2,842 -99.93
2018-08-10 13F-HR CITIGROUP INC 226,099 141,405 -37.46 19,942 12,294 -38.35
2018-08-03 13F-HR WRAPMANAGER INC 13,613 11,249 -17.37 1,202 978 -18.64
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 798 812 1.75 63 64 1.59
2018-02-14 13F-HR NUMERIC INVESTORS LLC 71,500 292,550 309.16 6,241 28,612 358.45
2018-08-08 13F-HR LSV ASSET MANAGEMENT 36,700 36,700 0.00 3,239 3,189 -1.54
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 23 23 0.00 2,030 1,999 -1.53
2018-07-20 13F-HR LS Investment Advisors, LLC 190 190 0.00 17 17 0.00
2018-08-13 13F-HR Renaissance Technologies LLC 1,078,364 95,198
2018-08-13 13F-HR Hudson Bay Capital Management LP Put 30,200 0 -100.00 2,666 0 -100.00
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 454,131 17,003 -96.26 39,791 1,478 -96.29
2018-08-03 13F-HR NOMURA ASSET MANAGEMENT CO LTD 3,200 3,200 0.00 282 278 -1.42
2018-08-07 13F-HR First Personal Financial Services 32,900 0 -100.00 2,904 0 -100.00
2018-04-18 13F-HR/A FNY Partners Fund LP 82,704 0 -100.00 8,056 0 -100.00
2017-07-27 13F-HR Spot Trading L.l.c. 2,891 235
2018-07-24 13F-HR Unigestion Holding Sa 424,994 36,970
2018-08-07 13F-HR IFP Advisors, Inc 3,351 3,276 -2.24 296 285 -3.72
2018-08-13 13F-HR EARNEST PARTNERS LLC 61 61 0.00 5 5 0.00
2017-01-13 13F-HR MetLife Securities, Inc 1,252 1,177 -5.99 97 96 -1.03
2018-08-13 13F-HR CAPTRUST FINANCIAL ADVISORS 153 153 0.00 14 13 -7.14
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 45,700 23,700 -48.14 4,034 2,060 -48.93
2018-08-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 296,512 305,078 2.89 26,176 26,518 1.31
2018-08-03 13F-HR Financial Architects, Inc 351 337 -3.99 31 29 -6.45
2018-08-14 13F-HR ROYAL BANK OF CANADA Put 1,771,100 2,360,100 33.26 156,352 205,140 31.20
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,931,086 2,078,216 7.62 170,334,015 180,671,842 6.07
2017-08-14 13F-HR NUMERIC INVESTORS LLC 350,353 24,700 -92.95 30,124 2,004 -93.35
2018-07-24 13F-HR Cribstone Capital Management, LLC 85 85 0.00 8 7 -12.50
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 16,397 109,515 567.90 1,445 9,534 559.79
2018-08-10 13F-HR Summit Trail Advisors, Llc 111,120 0 -100.00 111 0 -100.00
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 3,383 3,310 -2.16 299 288 -3.68
2018-07-31 13F-HR CWM, LLC 0 46 0 4
2018-10-15 13F-HR Taylor Frigon Capital Management LLC 11,428 11,577 1.30 993 1,085 9.26
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 720,368 691,615 -3.99 63,576 60,149 -5.39
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 525,193 684,267 30.29 46,364 59,477 28.28
2018-08-15 13F-HR HPM Partners LLC 4,165 0 -100.00 368 0 -100.00
2018-08-13 13F-HR Axa 505,857 514,257 1.66 44,658 44,699 0.09
2018-10-16 13F-HR RAYMOND JAMES TRUST N.A. 11,627 11,759 1.14 1,010 1,103 9.21
2018-08-14 13F-HR CAUSEWAY CAPITAL MANAGEMENT LLC 1,281,566 4,743,640 270.14 113,137 120,010 6.07
2018-08-14 13F-HR FIFTH THIRD BANCORP 11,334 9,922 -12.46 1,001 862 -13.89
2018-08-03 13F-HR Global Financial Private Capital, LLC 186,846 163,509 -12.49 16,498 14,216 -13.83
2018-08-07 13F-HR LETKO, BROSSEAU & ASSOCIATES INC 426,246 954,335 123.89 37,598 82,966 120.67
2018-07-27 13F-HR SHUFRO ROSE & CO LLC 74,125 75,555 1.93 6,544 6,567 0.35
2018-08-14 13F-HR Skandinaviska Enskilda Banken AB (publ) 1,806,901 2,073,454 14.75 205,481 237,120 15.40
2018-08-13 13F-HR COMERICA SECURITIES INC 4,160 4,333 4.16 372 381 2.42
2018-08-14 13F-HR DEUTSCHE BANK AG\ 4,966,523 4,865,031 -2.04 438,440 422,865 -3.55
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 39,740 2,710 -93.18 3,508 236 -93.27
2018-10-16 13F-HR Andra AP-fonden 76,100 75,200 -1.18 8,703 9,101 4.57
2018-08-13 13F-HR Claret Asset Management Corp 39,009 39,995 2.53 3,440 3,479 1.13
2018-08-08 13F-HR SEGALL BRYANT & HAMILL, LLC 2,296 2,629 14.50 203 229 12.81
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 10,050 9,899 -1.50 887 860 -3.04
2017-05-01 13F-HR Spot Trading L.L.C Put 1,800 0 -100.00 147 0
2017-05-12 13F-HR Kernodle & Katon Asset Management Group, LLC 18,290 18,656 2.00 1,492 1,608 7.77
2018-08-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 127,747 97,743 -23.49 11,265 8,507 -24.48
2018-08-13 13F-HR Centerpoint Advisors, Llc 225 20
2018-08-07 13F-HR EAGLE ASSET MANAGEMENT INC 38,595 38,595 0.00 3,407 3,354 -1.56
2018-10-12 13F-HR Versant Capital Management, Inc 65 65 0.00 5 6 20.00
2018-08-14 13F-HR Natixis 88,281 92,860 5.19 7,793 8,071 3.57
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 475 475 0.00 42 41 -2.38
2018-08-10 13F-HR City Financial Investment Co Ltd 137,500 11,952
2018-07-30 13F-HR Parallel Advisors, LLC 1,314 1,173 -10.73 116 101 -12.93
2018-08-08 13F-HR/A Nicola Wealth Management Ltd. 100,600 100,600 0.00 11,440 11,505 0.57
2018-07-27 13F-HR Eqis Capital Management, Inc. 4,253 5,339 25.53 375 464 23.73
2018-10-16 13F-HR DORCHESTER WEALTH MANAGEMENT Co 25,205 24,648 -2.21 2,189 2,304 5.25
2018-08-07 13F-HR Twin Tree Management, LP 17,103 66,938 291.38 1,510 5,818 285.30
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 185 0 -100.00 14 0
2018-08-13 13F-HR INR ADVISORY SERVICES LLC 1,536 1,536 0.00 136 134 -1.47
2018-08-13 13F-HR BOKF, NA 5,805 5,194 -10.53 513 451 -12.09
2018-08-08 13F-HR US BANCORP \DE\ 14,595 9,877 -32.33 1,288 858 -33.39
2018-07-18 13F-HR Townsend & Associates, Inc 22,140 23,345 5.44 1,954 2,029 3.84
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Call 350,000 625,000 78.57 30,898 54,325 75.82
2018-08-14 13F-HR Voya Investment Management LLC 22,584 90,220 299.49 1,992 7,844 293.78
2018-08-14 13F-HR Balentine LLC 0 158 0 14
2018-10-04 13F-HR CENTRAL TRUST Co 100 100 0.00 9 9 0.00
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Put 0 4,900 0 426
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 57,100 40,000 -29.95 5,041 3,477 -31.03
2018-08-14 13F-HR BARCLAYS PLC Call 5,000 4,900 -2.00 441 426 -3.40
2018-08-03 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 409,000 357,700 -12.54 36,076 31,097 -13.80
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 19,849 37,400 88.42 1,752 3,253 85.67
2018-08-14 13F-HR STATE STREET CORP 103,487 56,629 -45.28 9,134 4,920 -46.14
2018-08-14 13F-HR Lido Advisors, LLC 6,470 6,370 -1.55 571 553 -3.15
2018-08-10 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 37,964 37,964 0.00 3,349 3,277 -2.15
2018-08-10 13F-HR Investec Asset Management (PTY) Ltd 718 718 0.00 63 62 -1.59
2018-08-14 13F-HR Invesco Ltd. 1,066,750 1,100,513 3.17 94,174 95,656 1.57
2018-08-03 13F-HR Baskin Financial Services Inc. 4,675 4,675 0.00 412 407 -1.21
2018-08-15 13F-HR Lingohr & Partner Asset Management GmbH 8,543 8,543 0.00 753 743 -1.33
2018-09-27 13F-HR/A UNITED SERVICES AUTOMOBILE ASSOCIATION 33,188 33,188 0.00 2,930 2,885 -1.54
2018-08-10 13F-HR ING GROEP NV 131,093 23,093 -82.38 11,573 2,007 -82.66
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 100 100 0.00 9 9 0.00
2018-08-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 911,300 694,700 -23.77 103,633 79,446 -23.34
2018-08-13 13F-HR AMP Capital Investors Ltd 144,547 155,792 7.78 12,659 13,544 6.99
2018-08-01 13F-HR Israel Discount Bank of New York 25 25 0.00 2 2 0.00
2018-08-14 13F-HR TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 2,465 0 -100.00 218 0 -100.00
2018-08-14 13F-HR Cynosure Advisors, Llc 3,131 3,131 0.00 276 272 -1.45
2018-08-14 13F-HR BARCLAYS PLC Put 14,600 11,500 -21.23 1,289 1,000 -22.42
2018-08-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 4,502 4,502 0.00 512 392 -23.44
2018-08-01 13F-HR AVIVA PLC 223,638 222,056 -0.71 19,706 19,239 -2.37
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 651,481 436,881 -32.94 57,465 37,981 -33.91
2018-08-08 13F-HR FDx Advisors, Inc. 21,159 18,804 -11.13 1,868 1,634 -12.53
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 14,800 25,800 74.32 1,307 2,243 71.61
2018-08-06 13F-HR TORONTO DOMINION BANK 8,715,713 11,741,312 34.71 768,885 1,024,111 33.19
2018-08-14 13F-HR PDT Partners, LLC 22,770 29,097 27.79 2,008 2,532 26.10
2018-08-10 13F-HR Amerivest Investment Management LLC 3 0
2018-07-30 13F-HR First Capital Advisors Group, LLC. 57 0 -100.00 5 0 -100.00
2018-08-13 13F-HR TORON CAPITAL MARKETS INC. 318,077 324,125 1.90 28,053 27,895 -0.56
2018-08-14 13F-HR ROYAL BANK OF CANADA Call 358,600 126,000 -64.86 31,657 10,952 -65.40
2018-07-25 13F-HR IMS Capital Management 28 2
2018-07-24 13F-HR Janney Montgomery Scott LLC 32,404 32,331 -0.23 2,861 2,810 -1.78
2018-08-13 13F-HR Icon Wealth Partners, Llc 2,597 2,600 0.12 232 226 -2.59
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 235,600 149,500 -36.54 20,799 12,995 -37.52
2018-07-26 13F-HR WP Advisors, LLC 256 22
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 500 600 20.00 44 52 18.18
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 3,359,154 2,861,806 -14.81 296,299 248,794 -16.03
2018-08-14 13F-HR SUNTRUST BANKS INC 139,336 136,600 -1.96 12,299 11,872 -3.47
2018-07-26 13F-HR Kassirer Asset Management Corp 4,000 4,000 0.00 353 348 -1.42
2018-08-14 13F-HR Valeo Financial Advisors, Llc 54 0 -100.00 5 0 -100.00
2018-08-13 13F-HR Hillsdale Investment Management Inc. 190,650 183,090 -3.97 16,827 15,935 -5.30
2018-07-26 13F-HR REGIONS FINANCIAL CORP 52 215 313.46 5 19 280.00
2018-08-15 13F-HR JANE STREET GROUP, LLC 12,189 14,000 14.86 1,076 1,217 13.10
2018-08-14 13F-HR Dynamic Technology Lab Private Ltd 4,082 0 -100.00 360 0 -100.00
2018-07-27 13F-HR Advisory Services Network, LLC 147 120 -18.37 13 11 -15.38
2018-08-14 13F-HR Natixis Asset Management 3,123 3,123 0.00 275 272 -1.09
2018-08-10 13F-HR OPPENHEIMER & CO INC 20,556 20,556 0.00 1,815 1,787 -1.54
2018-10-12 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 4,757 5,216 9.65 413 489 18.40
2018-07-30 13F-HR Aperio Group, LLC 422,112 425,192 0.73 37,264 36,958 -0.82
2018-08-10 13F-HR Proficio Capital Partners LLC 958 991 3.44 85 86 1.18
2018-09-04 13F-HR Strategic Wealth Partners, Ltd. 125 125 0.00 11 11 0.00
2018-08-01 13F-HR COMERICA BANK 33,431 30,003 -10.25 2,917 2,646 -9.29
2018-08-09 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 70,146 52,846 -24.66 4,803 3,492 -27.30
2018-08-10 13F-HR Quadrature Capital LTD 66,756 0 -100.00 5,876 0 -100.00
2018-08-13 13F-HR Global Retirement Partners, Llc 91 280 207.69 8 24 200.00
2018-07-30 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 128,665 125,293 -2.62 11,359 10,890 -4.13
2018-08-14 13F-HR 1832 Asset Management L.P. 7,395,797 8,662,158 17.12 655,052 754,518 15.18
2018-09-18 13F-HR/A NORTHERN TRUST CORP 511,268 492,761 -3.62 45,135 42,831 -5.10
2018-08-13 13F-HR Ninepoint Partners Lp 237,600 217,850 -8.31 20,975 18,936 -9.72
2018-08-14 13F-HR State of Tennessee, Treasury Department 362,190 362,190 0.00 31,940 31,485 -1.42
2018-10-04 13F-HR PRIVATE BANK & TRUST CO 49,660 49,500 -0.32 4,316 4,642 7.55
2018-08-02 13F-HR D.A. DAVIDSON & CO. 5,308 11,361 114.04 469 987 110.45
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 0 150,000 0 13,242
2018-10-09 13F-HR Daiwa SB Investments Ltd. 260 260 0.00 23 24 4.35
2018-08-14 13F-HR Walleye Trading LLC Call 12,700 15,600 22.83 1,121 1,356 20.96
2018-08-13 13F-HR Advisor Group, Inc. 10,374 8,114 -21.79 916 705 -23.03
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 5,789 5,319 -8.12 528 462 -12.50
2018-08-04 13F-HR BANK OF HAWAII 11,034 11,478 4.02 974 998 2.46
2018-07-18 13F-HR Sawyer & Company, Inc 220 220 0.00 19 19 0.00
2018-08-13 13F-HR Baird Financial Group, Inc. 39,334 36,679 -6.75 3,472 3,188 -8.18
2018-08-14 13F-HR Hilltop Holdings Inc. 7,129 8,079 13.33 629 702 11.61
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 47 314 568.09 4 28 600.00
2018-08-10 13F-HR GABELLI FUNDS LLC 10,857 10,000 -7.89 958 869 -9.29
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 88 132 50.00 8 11 37.50
2017-08-14 13F-HR Cantab Capital Partners LLP 8,754 710,000
2018-05-11 13F-HR CITIGROUP INC 317,169 226,099 -28.71 31,021 19,942 -35.71
2018-08-08 13F-HR First Allied Advisory Services, Inc. 5,749 6,320 9.93 511 548 7.24
2018-10-10 13F-HR Nexus Investment Management Inc. 33,915 34,223 0.91 2,951 3,204 8.57
2018-07-25 13F-HR ADVISOR PARTNERS LLC 2,649 4,209 58.89 234 366 56.41
2018-08-13 13F-HR Marino, Stram & Associates Llc 172 174 1.16 15 15 0.00
2018-08-14 13F-HR Legg Mason Asset Management (Japan) Co., Ltd. 9,700 0 -100.00 856 0 -100.00
2018-10-05 13F-HR ELM ADVISORS, LLC 230 22
2018-08-13 13F-HR Ativo Capital Management LLC 16,611 16,611 0.00 1,466 1,444 -1.50
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 13,692 17,424 27.26 1,208 1,514 25.33
2018-08-03 13F-HR Cable Hill Partners, LLC 122 122 0.00 11 11 0.00
2018-08-03 13F-HR/A WESPAC Advisors SoCal, LLC 47,785 48,330 1.14 4,218 4,200 -0.43
2018-08-13 13F-HR SCOTIA CAPITAL INC. 1,463,678 1,489,646 1.77 128,967 128,757 -0.16
2018-08-02 13F-HR PARK CIRCLE Co 120,600 120,600 0.00 10,650 10,483 -1.57
2018-08-14 13F-HR Jefferies Group LLC 53,686 15,524 -71.08 4,738 1,349 -71.53
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD Put 550,000 550,000 0.00 48,513 47,806 -1.46
2018-08-14 13F-HR GUARDIAN CAPITAL LP 1,304,609 1,258,399 -3.54 114,979 109,487 -4.78
2018-08-09 13F-HR CIBC Asset Management Inc 8,044,329 8,080,967 0.46 708,971 703,085 -0.83
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 42,038 42,267 0.54 3,711 3,675 -0.97
2018-07-23 13F-HR DUNCKER STREETT & CO INC 125 125 0.00 11 11 0.00
2018-07-18 13F-HR Cornerstone Advisors, Inc. 614 623 1.47 54 54 0.00

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