Stock Institutional Ownership and Shareholders

SecurityCHTR / Charter Communications, Inc. (16119P108)
Chairman and CEORutledge Thomas
Institutional Owners802
Institutional Shares131,816,168
Outstanding Shares258,341,851 (as of 2017-09-30)
Institutional Value$ 120,602,777,000 USD

Charter Communications, Inc. (NASDAQ:CHTR) has 802 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 131,816,168 shares. Largest shareholders include TCI Fund Management Ltd, Capital World Investors, Dodge & Cox, Berkshire Hathaway Inc, Lone Pine Capital Llc, Jennison Associates Llc, Orbis Allan Gray Ltd, Meritage Group LP, Veritas Asset Management LLP, and Egerton Capital (UK) LLP.



Charter Communications, Inc. (NASDAQ:CHTR) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 42,786 43,054 0.63 3,671 4,055 10.46
2017-11-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 326,370 290,027 -11.14 109,938 105,402 -4.13
2017-08-08 13F-HR Airain ltd 9,031 828 -90.83 2,956 279 -90.56
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 3 1
2017-08-18 13F-HR WFG Advisors, LP 15 15 0.00 5 5 0.00
2017-11-01 13F-HR GLUSKIN SHEFF & ASSOC INC 30,570 111,154 263.60 10,298 40,396 292.27
2017-11-14 13F-HR Banco BTG Pactual S.A. 1,270 2,408 89.61 428 876 104.67
2017-11-03 13F-HR Swiss National Bank 857,609 867,209 1.12 288,886 315,161 9.10
2017-11-15 13F-HR WOLVERINE TRADING, LLC 14,645 13,886 -5.18 4,917 5,046 2.62
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 107,300 139,500 30.01 36,144 50,697 40.26
2017-11-06 13F-HR First Eagle Investment Management, LLC 1,276 1,276 0.00 430 464 7.91
2017-11-15 13F-HR CQS Cayman LP 168,692 147,827 -12.37 14,472 13,922 -3.80
2017-11-14 13F-HR Magnetar Financial LLC 0 5,037 0 1,831
2017-11-09 13F-HR TimesSquare Capital Management, LLC 26,401 0 -100.00 8,893 0 -100.00
2017-11-09 13F-HR Trexquant Investment LP 1,092 397
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 35,832 37,332 4.19 12,070 13,567 12.40
2017-11-14 13F-HR Compagnie Odier SCA 10 8 -20.00 4 3 -25.00
2017-10-12 13F-HR Bogart Wealth, Llc 9 3
2017-10-24 13F-HR NIPPON LIFE INSURANCE CO 6,650 6,832 2.74 2,240 2,483 10.85
2017-11-14 13F-HR HIGHLINE CAPITAL MANAGEMENT, L.P. 394,100 375,400 -4.74 132,753 136,428 2.77
2017-10-30 13F-HR Warren Averett Asset Management, LLC 758 758 0.00 255 275 7.84
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 2,638 1,485 -43.71 890 540 -39.33
2017-11-14 13F-HR BloombergSen Inc. 490,623 488,326 -0.47 165,266 177,467 7.38
2017-10-16 13F-HR State of Alaska, Department of Revenue 1,314 3,504 166.67 442 1,273 188.01
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 1,560 1,169 -25.06 526 425 -19.20
2017-11-14 13F-HR KSA CAPITAL MANAGEMENT, LLC 1,000 363
2017-10-20 13F-HR CONNING INC. 4,267 4,127 -3.28 1,437 1,500 4.38
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 848 848 0.00 286 308 7.69
2017-11-13 13F-HR BROWN ADVISORY INC 81,954 592,689 623.20 27,606 215,394 680.24
2017-11-15 13F-HR Neuberger Berman Group LLC 496,923 465,428 -6.34 167,389 169,146 1.05
2017-11-03 13F-HR PITCAIRN CO 1,949 4,345 122.93 657 1,579 140.33
2017-11-08 13F-HR Willingdon Wealth Management 2
2017-11-14 13F-HR GAM Holding AG 38,114 1,200 -96.85 12,839 436 -96.60
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 162,300 178,100 9.74 54,671 64,725 18.39
2017-11-14 13F-HR SLS MANAGEMENT LLC 13,070 0 -100.00 4,403 0 -100.00
2017-10-27 13F-HR NORTHERN CAPITAL MANAGEMENT LLC 40,155 36,855 -8.22 3,445 3,471 0.75
2017-11-09 13F-HR Hartland & Co., LLC 639 634 -0.78 215 230 6.98
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 51,838 31,855 -38.55 17,462 11,577 -33.70
2017-11-14 13F-HR EAGLE CAPITAL MANAGEMENT LLC 1,808 1,808 0.00 609 657 7.88
2017-11-14 13F-HR Soroban Capital Partners LP 2,015,877 1,314,948 -34.77 679,048 477,878 -29.63
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 827 827 0.00 279 301 7.89
2017-11-13 13F-HR BOSTON FAMILY OFFICE LLC 618 618 0.00 208 225 8.17
2017-11-14 13F-HR Jefferies Group LLC Call 15,000 15,000 0.00 5,053 5,451 7.88
2017-11-14 13F-HR Integral Derivatives, LLC Put 0 3,100 0 1,127
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 376,058 388,679 3.36 126,675 141,254 11.51
2017-11-16 13F-HR Cetera Advisor Networks LLC 620 614 -0.97 207 223 7.73
2017-11-07 13F-HR Lee Financial CORP 2,268 8 -99.65 764 3 -99.61
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 0 6,469 0 2,351
2017-11-06 13F-HR GILDER GAGNON HOWE & CO LLC 596 596 0.00 201 217 7.96
2017-10-18 13F-HR Locust Wood Capital Advisers, LLC 115,951 89,700 -22.64 9,947 8,448 -15.07
2017-08-02 13F-HR SUMMIT SECURITIES GROUP, LLC 3,094 0 -100.00 1,013 0 -100.00
2017-11-14 13F-HR Empire Life Investments Inc. 31,000 30,464 -1.73 10,442 11,071 6.02
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 450,907 451,663 0.17 151,888 164,143 8.07
2017-11-13 13F-HR B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 8,676 6,950 -19.89 2,923 2,526 -13.58
2017-10-25 13F-HR Rehmann Capital Advisory Group 613 736 20.07 206 267 29.61
2017-10-18 13F-HR Verde Servicos Internacionais S.A. 4,864 1,767
2017-11-14 13F-HR HRS Investment Holdings, LLC 3,093 3,093 0.00 1,042 1,124 7.87
2017-11-15 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 2,343 223
2017-10-25 13F-HR SIMPLEX TRADING, LLC 0 7,432 0 2,700
2017-10-30 13F-HR BP PLC 26,000 22,400 -13.85 8,758 8,141 -7.04
2017-11-08 13F-HR/A-1 MERIDIAN INVESTMENT COUNSEL INC. 1,822 1,822 0.00 614 662 7.82
2017-11-07 13F-HR SG Americas Securities, LLC Call 25,000 0 -100.00 425 0 -100.00
2017-11-09 13F-HR FNY Partners Fund LP 936 4,725 404.81 315 1,717 445.08
2017-11-14 13F-HR MORGAN STANLEY 427,166 340,704 -20.24 143,892 123,818 -13.95
2017-11-01 13F-HR/A-1 Financial Architects, Inc 73 73 0.00 25 27 8.00
2017-08-14 13F-HR HBK INVESTMENTS L P Put 2,900 0 -100.00 949 0 -100.00
2017-11-15 13F-HR CS MCKEE LP 20,460 20,235 -1.10 6,892 7,354 6.70
2017-11-03 13F-HR BRADLEY FOSTER & SARGENT INC/CT 7,933 7,946 0.16 2,672 2,888 8.08
2017-11-14 13F-HR 1832 Asset Management L.P. 0 1,183 0 417
2017-08-07 13F-HR Balter Liquid Alternatives, LLC 2,776 0 -100.00 909 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 339,200 536,300 58.11 114,259 194,902 70.58
2017-11-13 13F-HR Global Endowment Management, LP 4,040 3,240 -19.80 1,361 1,178 -13.45
2017-11-14 13F-HR BlackRock Inc. 1,531,863 1,581,414 3.23 131,419 148,938 13.33
2017-10-13 13F-HR BTIM Corp. 50,167 49,630 -1.07 16,899 18,037 6.73
2017-11-14 13F-HR ARAVT GLOBAL LLC 363,000 307,000 -15.43 122,277 111,570 -8.76
2017-11-14 13F-HR SUNTRUST BANKS INC 9,144 7,784 -14.87 3,077 2,826 -8.16
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 13,581 17,532 29.09 4,565 6,349 39.08
2017-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 2,000 0 -100.00 655 0 -100.00
2017-11-13 13F-HR Private Advisor Group, LLC 8,096 10,059 24.25 2,725 3,680 35.05
2017-10-18 13F-HR DIAMOND HILL CAPITAL MANAGEMENT INC 518,034 507,539 -2.03 174,500 184,450 5.70
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 2 0 -100.00 1 0 -100.00
2017-10-06 13F-HR North Star Investment Management Corp. 174 174 0.00 59 63 6.78
2017-10-17 13F-HR CITY HOLDING CO 145 145 0.00 49 53 8.16
2017-11-13 13F-HR BISLETT MANAGEMENT, LLC 140,000 140,000 0.00 12,011 13,185 9.77
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 2 2 0.00 1 1 0.00
2017-10-12 13F-HR Hanson McClain, Inc. 44 44 0.00 15 16 6.67
2017-11-13 13F-HR US BANCORP \DE\ 4,033 4,019 -0.35 346 378 9.25
2017-11-14 13F-HR BARCLAYS PLC Put 380,656 33,756 -91.13 128,224 12,268 -90.43
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Put 12 52 333.33 19,920 50,360 152.81
2017-11-13 13F-HR Raine Capital LLC 40,000 40,000 0.00 13,474 14,537 7.89
2017-11-09 13F-HR Amica Retiree Medical Trust 1,304 1,304 0.00 439 474 7.97
2017-11-06 13F-HR Spot Trading L.l.c. Put 9,400 1,300 -86.17 3,166 472 -85.09
2017-11-14 13F-HR PEAK6 Investments, L.P. 0 2,041 0 742
2017-11-14 13F-HR CHEMICAL BANK 1,715 1,690 -1.46 578 614 6.23
2017-11-15 13F-HR COLONY GROUP LLC 813 816 0.37 274 297 8.39
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 9,658 9,658 0.00 3,253 3,849 18.32
2017-11-14 13F-HR CSS LLC/IL 56,407 56,407 0.00 4,839 5,312 9.77
2017-11-13 13F-HR TradeLink Capital LLC 700 254
2017-11-08 13F-HR Yorktown Management & Research Co Inc 3,700 3,700 0.00 317 348 9.78
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 8,140 9,191 12.91 2,742 3,341 21.85
2017-11-14 13F-HR Vident Investment Advisory, LLC 4,118 4,988 21.13 1,387 1,813 30.71
2017-11-06 13F-HR CIBC Asset Management Inc 4,379 7,103 62.21 376 669 77.93
2017-11-14 13F-HR SEGALL BRYANT & HAMILL, LLC 1,728 1,735 0.41 582 631 8.42
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Call 1 154 15,300.00 3,765 108,370 2,778.35
2017-11-13 13F-HR FIL Ltd 67,349 76,342 13.35 22,687 27,744 22.29
2017-08-14 13F-HR GLENVIEW CAPITAL MANAGEMENT, LLC 379,000 0 -100.00 124,054 0 -100.00
2017-10-12 13F-HR Sonora Investment Management, LLC 3 283
2017-08-14 13F-HR Miura Global Management, LLC Call 65,000 0 -100.00 21,276 0 -100.00
2017-11-13 13F-HR Douglass Winthrop Advisors, LLC 1,099 1,117 1.64 370 406 9.73
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 22 8
2017-11-14 13F-HR CAPITAL INTERNATIONAL INC /CA/ 5,100 5,000 -1.96 1,718 1,817 5.76
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 38,622 99,332 157.19 13,009,821 36,099,237 177.48
2017-11-06 13F-HR Spot Trading L.l.c. 3,066 877 -71.40 1,033 319 -69.12
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 1,600 8,600 437.50 539 3,125 479.78
2017-11-14 13F-HR CHILTON INVESTMENT CO LLC 87,508 172,873 97.55 29,477 62,826 113.14
2017-11-14 13F-HR GLG Partners LP 2,739 447 -83.68 923 162 -82.45
2017-11-13 13F-HR Winton Capital Group Ltd 5,630 1,910 -66.07 1,896 694 -63.40
2017-10-20 13F-HR JFS WEALTH ADVISORS, LLC 33 33 0.00 11 12 9.09
2017-11-14 13F-HR WADDELL & REED FINANCIAL INC 0 126,099 0 45,827
2017-11-14 13F-HR Hound Partners, LLC 741,452 645,608 -12.93 249,758 234,627 -6.06
2017-11-14 13F-HR RAFFLES ASSOCIATES LP 2,669 2,669 0.00 229 251 9.61
2017-11-06 13F-HR SEI INVESTMENTS CO 221 358 61.99 19 34 78.95
2017-10-25 13F-HR First Bank & Trust 0 714 0 259
2017-08-14 13F-HR HOPLITE CAPITAL MANAGEMENT, L.P. Call 125,000 0 -100.00 40,915 0
2017-11-13 13F-HR Engineers Gate Manager LP 0 4,248 0 1,544
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 2,251 32,412 1,339.89 758 11,779 1,453.96
2017-11-14 13F-HR Bluefin Trading, LLC 0 2,344 0 221
2017-08-14 13F-HR HBK INVESTMENTS L P Call 5,800 0 -100.00 1,898 0 -100.00
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 262,880 238,959 -9.10 88,552 86,840 -1.93
2017-10-27 13F-HR Mosaic Family Wealth, LLC 7 102 1,357.14 2 37 1,750.00
2017-10-24 13F-HR RAYMOND JAMES TRUST N.A. 728 728 0.00 245 264 7.76
2017-10-12 13F-HR PRIVATE TRUST CO NA 0 757 0 275
2017-11-14 13F-HR Sachem Head Capital Management LP 350,000 0 -100.00 117,898 0 -100.00
2017-11-14 13F-HR YG PARTNERS, LLC 8,191 0 -100.00 2,759 0 -100.00
2017-12-05 13F-HR Perigon Wealth Management, LLC 191 46 -75.92 64 4 -93.75
2017-11-14 13F-HR HighVista Strategies LLC 28,157 23,657 -15.98 9,485 8,597 -9.36
2017-11-08 13F-HR P SCHOENFELD ASSET MANAGEMENT LP Call 0 178,900 0 65,016
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 9,350 8,722 -6.72 802,137 821,439 2.41
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 49,890 51,072 2.37 16,889 18,560 9.89
2017-10-25 13F-HR Korea Investment CORP 204,129 197,929 -3.04 68,761 71,931 4.61
2017-11-09 13F-HR OSKIE CAPITAL MANAGEMENT, LLC 10,027 6,527 -34.91 3,378 2,372 -29.78
2017-11-14 13F-HR M&R CAPITAL MANAGEMENT INC 126 126 0.00 49 45 -8.16
2017-11-14 13F-HR THREE BAYS CAPITAL LP Call 200,000 72,684
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 5,907 5,703 -3.45 1,990 2,073 4.17
2017-10-27 13F-HR Parametrica Management Ltd 622 226
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 67,500 28,300 -58.07 22,737 10,285 -54.77
2017-10-23 13F-HR New Capital Management LP 3 3 0.00 1 1 0.00
2017-11-13 13F-HR Sarasin & Partners LLP 49,952 50,129 0.35 16,826 18,218 8.27
2017-08-08 13F-HR Bellwether Investment Group, LLC 85 0 -100.00 28 0 -100.00
2017-11-02 13F-HR AlphaMark Advisors, LLC 8 8 0.00 3 3 0.00
2017-10-30 13F-HR Cribstone Capital Management, LLC 11 11 0.00 4 4 0.00
2017-11-14 13F-HR Global Financial Private Capital, LLC 990 360
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 6,256 0 -100.00 2,107 0 -100.00
2017-08-11 13F-HR RUANE, CUNNIFF & GOLDFARB INC 15,892 0 -100.00 5,202 0 -100.00
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 35,781 36,505 2.02 12,053 13,267 10.07
2017-10-19 13F-HR Kistler-Tiffany Companies, LLC 42 42 0.00 14 15 7.14
2017-11-06 13F-HR Zweig-DiMenna Associates LLC 9,957 9,957 0.00 3,354 3,619 7.90
2017-11-13 13F-HR MACKENZIE FINANCIAL CORP 0 606 0 220
2017-11-13 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 146,794 124,912 -14.91 49,448 45,396 -8.19
2017-11-14 13F-HR Taconic Capital Advisors LP 0 11,000 0 3,998
2017-11-14 13F-HR/A-1 INTL FCSTONE INC. 2,395 0 -100.00 807 0 -100.00
2017-11-13 13F-HR Rafferty Asset Management, LLC 5,733 5,352 -6.65 1,931 1,945 0.73
2017-10-11 13F-HR QUANTRES ASSET MANAGEMENT Ltd 4,200 1,526
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 159 473 197.48 54 171 216.67
2017-11-14 13F-HR SOUTH TEXAS MONEY MANAGEMENT LTD 792 795 0.38 267 289 8.24
2017-10-27 13F-HR Hudock Capital Group, LLC 95 95 0.00 32 34 6.25
2017-11-16 13F-HR GOFEN & GLOSSBERG LLC /IL/ 1,336 1,336 0.00 450 486 8.00
2017-10-18 13F-HR Private Capital Advisors, Inc. 6,751 6,708 -0.64 579 632 9.15
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 4,153 4,153 0.00 1,399 1,509 7.86
2017-11-14 13F-HR Cavalry Management Group, LLC 34,745 52,455 50.97 11,704 19,063 62.88
2017-11-13 13F-HR RidgeWorth Capital Management LLC 375 375 0.00 125 136 8.80
2017-10-25 13F-HR FIRST QUADRANT L P/CA 34,086 3,210
2017-11-14 13F-HR MARIANAS FUND MANAGEMENT LLC 7,600 0 -100.00 2,560 0 -100.00
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 10,990 35,590 223.84 3,702 12,934 249.38
2017-11-14 13F-HR Integral Derivatives, LLC Call 3,500 1,500 -57.14 1,179 545 -53.77
2017-11-02 13F-HR Nelson Roberts Investment Advisors, LLC 48 0 -100.00 16 0 -100.00
2017-11-14 13F-HR Landaas & Co /wi /adv 6 2
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 173 168 -2.89 56,626 56,591 -0.06
2017-11-13 13F-HR Vantage Investment Advisors, LLC 1,549 2,323 49.97 133 221 66.17
2017-11-14 13F-HR CREDIT SUISSE AG/ Put 1,200 11,200 833.33 404 4,070 907.43
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 1,671 1,746 4.49 563 634 12.61
2017-10-10 13F-HR ATALANTA SOSNOFF CAPITAL, LLC 106,249 102,317 -3.70 35,790 37,184 3.89
2017-11-14 13F-HR Brahman Capital Corp. 1,491,277 1,415,585 -5.08 502,337 514,452 2.41
2017-11-13 13F-HR COCONUT GROVE BANK 107 107 0.00 36 39 8.33
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 41,411 36,733 -11.30 13,949 13,350 -4.29
2017-11-14 13F-HR FPR PARTNERS LLC 769,788 784,787 1.95 66,040 73,911 11.92
2017-11-13 13F-HR ACT II MANAGEMENT, LP 150,310 140,310 -6.65 12,895 13,214 2.47
2017-11-14 13F-HR SOROS FUND MANAGEMENT LLC Call 25,000 9,086
2017-10-18 13F-HR Mutual of America Capital Management LLC 26,326 24,526 -6.84 8,868 8,913 0.51
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 49,495 45,098 -8.88 16,672 16,390 -1.69
2017-11-14 13F-HR NOMURA HOLDINGS INC 114,427 114,376 -0.04 38,556 41,566 7.81
2017-11-14 13F-HR BOKF, NA 969 352
2017-11-06 13F-HR Retirement Systems of Alabama 186,275 172,087 -7.62 62,747 62,540 -0.33
2017-11-06 13F-HR STRATEGY ASSET MANAGERS LLC 8,597 0 -100.00 2,896 0 -100.00
2017-11-14 13F-HR Gotham Asset Management, LLC 5,743 3,796 -33.90 1,935 1,380 -28.68
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 90,000 544,100 504.56 20,578 197,737 860.91
2017-10-12 13F-HR Regent Investment Management LLC 7,198 3,067 -57.39 2,425 1,115 -54.02
2017-10-24 13F-HR Mps Loria Financial Planners, Llc 1 0 -100.00 0 0
2017-10-25 13F-HR Aperio Group, LLC 4,681 4,559 -2.61 402 429 6.72
2017-11-14 13F-HR NOMURA HOLDINGS INC Put 77,000 0 -100.00 25,945 0 -100.00
2017-11-14 13F-HR Covington Capital Management 738 3,658 395.66 249 1,329 433.73
2017-11-14 13F-HR Verition Fund Management LLC 0 1,125 0 409
2017-11-14 13F-HR IHT Wealth Management, LLC 55 55 0.00 183 20 -89.07
2017-10-11 13F-HR FIRST NATIONAL BANK OF OMAHA 727 727 0.00 245 264 7.76
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 36,451 35,056 -3.83 12,279 12,740 3.75
2017-11-14 13F-HR COURAGE CAPITAL MANAGEMENT LLC 9,200 0 -100.00 3,099 0 -100.00
2017-11-14 13F-HR Adage Capital Partners GP LLC 245,868 286,417 16.49 82,821 104,090 25.68
2017-11-14 13F-HR FARALLON CAPITAL MANAGEMENT LLC 334,825 191,255 -42.88 112,786 69,506 -38.37
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 3,721 3,255 -12.52 1,253 1,183 -5.59
2017-11-14 13F-HR Hutchin Hill Capital, LP 24,000 24,000 0.00 8,084 8,722 7.89
2017-11-09 13F-HR UNITED STATES STEEL & CARNEGIE PENSION FUND 20,390 20,390 0.00 1,749 1,920 9.78
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 0 35 0 13
2017-11-09 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 8,203 8,203 0.00 2,763 2,981 7.89
2017-11-14 13F-HR Honeycomb Asset Management LP Call 100,000 36,342
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 121 121 0.00 41 44 7.32
2017-11-06 13F-HR Winfield Associates, Inc. 43 43 0.00 14 16 14.29
2017-11-08 13F-HR HAP Trading, LLC Put 51,000 100,400 96.86 625 394 -36.96
2017-11-09 13F-HR BBT Capital Management, LLC Call 19,000 7,500 -60.53 6,400 2,726 -57.41
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 16,888 16,186 -4.16 5,689 5,882 3.39
2017-11-09 13F-HR Achmea Investment Management B.V. 3,329 3,329 0.00 1,121 1,209 7.85
2017-08-08 13F-HR CHICAGO EQUITY PARTNERS LLC 2,450 0 -100.00 802 0 -100.00
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 14,500 0 -100.00 4,884 0 -100.00
2017-11-14 13F-HR MARTIN CURRIE LTD 16,092 13,009 -19.16 5,421 4,728 -12.78
2017-11-14 13F-HR SOROS FUND MANAGEMENT LLC 0 38,700 0 14,064
2017-10-27 13F-HR GENERAL AMERICAN INVESTORS CO INC 20,000 15,000 -25.00 6,737 5,451 -19.09
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 602,830 455,822 -24.39 203,063 165,655 -18.42
2017-11-17 13F-HR Archford Capital Strategies, LLC 4,343 0 -100.00 1,347 0 -100.00
2017-11-13 13F-HR WITTENBERG INVESTMENT MANAGEMENT, INC. 10,537 10,537 0.00 904 992 9.73
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 60,601 55,745 -8.01 20,413 20,259 -0.75
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 113,600 83,800 -26.23 38,140 30,455 -20.15
2017-11-13 13F-HR MISSION WEALTH MANAGEMENT, LLC 1,204 1,109 -7.89 406 403 -0.74
2017-11-09 13F-HR/A-2 VAUGHAN DAVID INVESTMENTS INC/IL 701 701 0.00 236 255 8.05
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 14,399 13,984 -2.88 4,850 5,082 4.78
2017-11-13 13F-HR SevenBridge Financial Group, LLC 224 224 0.00 75 81 8.00
2017-11-13 13F-HR AVIVA PLC 125,003 121,453 -2.84 42,107 44,142 4.83
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 0 1,674 0 608
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 15 4 -73.33 5 1 -80.00
2017-11-14 13F-HR Lenox Wealth Management, Inc. 92 91 -1.09 31 33 6.45
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 12,959 11,496 -11.29 4,365 4,177 -4.31
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 1,632 1,834 12.38 549 667 21.49
2017-11-06 13F-HR QCI ASSET MANAGEMENT INC/NY 13 13 0.00 4 5 25.00
2017-10-17 13F-HR Cutler Group LP Put 203,100 135,700 -33.19 1,009 735 -27.16
2017-11-28 13F-HR/A-1 Wellington Shields Capital Management, LLC 2,348 3,148 34.07 791 1,144 44.63
2017-11-14 13F-HR Squarepoint Ops LLC 72,752 0 -100.00 24,507 0 -100.00
2017-11-14 13F-HR Force Capital Management LLC 4,101 4,101 0.00 1,381 1,490 7.89
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 19,995 18,967 -5.14 6,545 6,389 -2.38
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,748 5,794 -77.50 8,673 2,106 -75.72
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 196,815 252,931 28.51 16,884 23,821 41.09
2017-08-11 13F-HR KCG HOLDINGS, INC. 2,892 5,305 83.44 246 455 84.96
2017-11-14 13F-HR LOOMIS SAYLES & CO L P 139,385 128,612 -7.73 11,958 12,113 1.30
2017-11-14 13F-HR HENDERSON GROUP PLC 604,019 465,582 -22.92 203,464 169,203 -16.84
2017-11-14 13F-HR Natixis 34,676 8,728 -74.83 11,681 3,172 -72.84
2017-08-11 13F-HR ASCEND CAPITAL, LLC 92,970 0 -100.00 30,431 0 -100.00
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 842 903 7.24 284 328 15.49
2017-10-18 13F-HR D. SCOTT NEAL, INC. 257 55 -78.60 87 20 -77.01
2017-11-14 13F-HR PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC 6,085 4,160 -31.64 2,050 1,512 -26.24
2017-10-23 13F-HR Nationwide Fund Advisors 89,966 78,543 -12.70 30,305 28,544 -5.81
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 136,938 132,467 -3.26 46,128 48,141 4.36
2017-08-14 13F-HR York Capital Management Global Advisors, LLC 46,020 0 -100.00 15,064 0 -100.00
2017-08-09 13F-HR Timber Hill LLC Put 7,200 0 -100.00 2,357 0 -100.00
2017-11-13 13F-HR Catamount Wealth Management 114 114 0.00 38 41 7.89
2017-11-14 13F-HR JET CAPITAL INVESTORS L P 55,018 19,995
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 449,060 509,903 13.55 151,266 185,309 22.51
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 42,157 45,825 8.70 14,199 16,653 17.28
2017-08-14 13F-HR TYBOURNE CAPITAL MANAGEMENT HK LTD 853,424 0 -100.00 279,343 0 -100.00
2017-10-23 13F-HR LOEB PARTNERS CORP 1,443 1,443 0.00 486 524 7.82
2017-11-14 13F-HR Jafra Capital Management LP 5,984 7,538 25.97 2,016 2,739 35.86
2017-07-12 13F-HR TRUST CO OF VERMONT 4 0 -100.00 1 0 -100.00
2017-11-14 13F-HR COWEN GROUP, INC. 5,719 74,451 1,201.82 491 7,012 1,328.11
2017-11-14 13F-HR Latimer Light Capital, L.P. 96,284 105,584 9.66 32,433 38,371 18.31
2017-10-16 13F-HR Baxter Brothers Inc 4,769 4,474 -6.19 1,606 1,626 1.25
2017-11-14 13F-HR SPO ADVISORY CORP 1,603,780 1,603,780 0.00 540,233 582,846 7.89
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 61,900 193,000 211.79 20,851 70,140 236.39
2017-08-14 13F-HR Steel Canyon Capital, LLC 1,232 0 -100.00 403 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Put 142,900 2,600 -98.18 48,136 945 -98.04
2017-11-14 13F-HR Telemetry Investments, L.L.C. 655 238
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 15,154 15,154 0.00 1,300 1,427 9.77
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 0 4 0 1
2017-11-13 13F-HR TEACHERS ADVISORS INC 324,963 315,973 -2.77 109,464 114,831 4.90
2017-11-13 13F-HR SHAPIRO CAPITAL MANAGEMENT LLC 16,700 7,700 -53.89 5,625,395 2,798,334 -50.26
2017-11-14 13F-HR Blue Ridge Capital, L.L.C. 793,300 872,480 9.98 267,223 317,077 18.66
2017-11-13 13F-HR FRANKLIN RESOURCES INC 333,328 408,333 22.50 28,596 38,457 34.48
2017-10-10 13F-HR First Command Financial Services, Inc. 10 4
2017-10-16 13F-HR RNC CAPITAL MANAGEMENT LLC 908 908 0.00 306 330 7.84
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 3,300 18,700 466.67 1,112 6,796 511.15
2017-10-25 13F-HR Gierl Augustine Investment Management Inc 196 196 0.00 66 71 7.58
2017-10-17 13F-HR Addison Capital Co 4,794 4,355 -9.16 1,615 1,583 -1.98
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 44,225 36,096 -18.38 14,897 13,118 -11.94
2017-11-14 13F-HR Hillhouse Capital Management, Ltd. 49,603 49,603 0.00 16,709 18,027 7.89
2017-10-25 13F-HR DUFF & PHELPS INVESTMENT MANAGEMENT CO 2,275 827
2017-11-02 13F-HR Jacobi Capital Management LLC 66 66 0.00 22 24 9.09
2017-11-14 13F-HR ROYAL BANK OF CANADA 15,343 15,801 2.99 1,317 1,488 12.98
2017-11-14 13F-HR NGAM ADVISORS, L.P. 42,150 40,085 -4.90 14,198 14,567 2.60
2017-11-13 13F-HR Bb&t Investment Services, Inc. 7 0
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 348,923 637,381 82.67 117,535 231,638 97.08
2017-10-27 13F-HR Cable Hill Partners, LLC 44 44 0.00 14 16 14.29
2017-11-08 13F-HR ING GROEP NV 28,779 42,625 48.11 9,694 15,491 59.80
2017-11-13 13F-HR Signature Financial Management, Inc. 719 214
2017-10-26 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 1,380 1,380 0.00 465 502 7.96
2017-11-14 13F-HR Palestra Capital Management LLC 188,658 124,000 -34.27 63,549 45,064 -29.09
2017-11-14 13F-HR BANBURY PARTNERS LLC 85,065 83,174 -2.22 28,654 30,227 5.49
2017-11-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 14,300 0 -100.00 4,817 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 80,900 87,700 8.41 27,161 31,872 17.34
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 30,163 10,962
2017-11-09 13F-HR JP MORGAN CHASE & CO 311 5,189 1,568.49 27 485 1,696.30
2017-11-08 13F-HR Pacer Advisors, Inc. 8,397 9,268 10.37 2,829 3,368 19.05
2017-11-08 13F-HR FAYEZ SAROFIM & CO 35,276 35,276 0.00 11,883 12,820 7.89
2017-11-03 13F-HR FDx Advisors, Inc. 852 3,238 280.05 287 1,177 310.10
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 1,167 0 -100.00 393 0 -100.00
2017-11-14 13F-HR Coronation Fund Managers Ltd. 153,141 136,653 -10.77 51,586 49,662 -3.73
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 24,636 33,242 34.93 8,299 12,081 45.57
2017-11-15 13F-HR Balentine LLC 51 70 37.25 4 7 75.00
2017-11-14 13F-HR Consulta Ltd 125,000 0 -100.00 42,106 0 -100.00
2017-08-14 13F-HR TWO SIGMA SECURITIES, LLC 1,071 0 -100.00 351 0 -100.00
2017-11-13 13F-HR Graticule Asia Macro Advisors LLC 0 183,173 0 66,569
2017-10-17 13F-HR Cutler Group LP Call 128,800 190,700 48.06 3,816 4,592 20.34
2017-11-14 13F-HR Stockbridge Partners LLC 567,611 458,982 -19.14 191,200 166,803 -12.76
2017-11-08 13F-HR Oakworth Capital, Inc. 20 20 0.00 7 8 14.29
2017-11-14 13F-HR Fortress Investment Group LLC 114,400 114,400 0.00 38,535 41,575 7.89
2017-11-09 13F-HR Third Point LLC 500,000 0 -100.00 168,425 0 -100.00
2017-11-14 13F-HR Invesco Ltd. 638,565 476,363 -25.40 54,783 44,863 -18.11
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 2,248,921 2,300,679 2.30 757,545 836,081 10.37
2017-11-13 13F-HR NORTHERN TRUST CORP 104,200 104,423 0.21 8,940 9,835 10.01
2017-11-14 13F-HR Ionic Capital Management LLC 22,119 0 -100.00 1,898 0 -100.00
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 113,092 104,052 -7.99 38,095 37,815 -0.74
2017-10-12 13F-HR Advisory Services Network, LLC 8 8 0.00 3 3 0.00
2017-10-25 13F-HR Calamos Advisors LLC 23,833 0 -100.00 2,045 0 -100.00
2017-11-13 13F-HR Banco Santander, S.A. 12,000 4,361
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 142,813 126,431 -11.47 48,107 45,948 -4.49
2017-10-18 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 2,128 3,378 58.74 717 1,241 73.08
2017-11-14 13F-HR Orbis Investment Management (U.S.), LLC 11,049 9,707 -12.15 3,722 3,528 -5.21
2017-11-02 13F-HR Harel Insurance Investments & Financial Services Ltd. 518 401 -22.59 174 146 -16.09
2017-11-13 13F-HR EATON VANCE MANAGEMENT 6,056 6,056 0.00 520 570 9.62
2017-11-14 13F-HR Senator Investment Group LP 466,066 469,636 0.77 39,984 44,230 10.62
2017-08-11 13F-HR Theleme Partners LLP 147,500 0 -100.00 48,280 0 -100.00
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 1,970 1,976 0.30 664 718 8.13
2017-11-08 13F-HR LaSalle Street Capital Management, LLC 3,753 3,753 0.00 1,264 1,364 7.91
2017-10-10 13F-HR West Oak Capital, LLC 50 50 0.00 16,843 18,171 7.88
2017-11-06 13F-HR Archon Partners LLC 15,000 15,000 0.00 1,287 1,413 9.79
2017-11-08 13F-HR Findlay Park Partners LLP 265,289 211,288 -20.36 89,363 76,786 -14.07
2017-11-03 13F-HR SMITHFIELD TRUST CO 92 92 0.00 31 33 6.45
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 29,935 27,923 -6.72 10,084 10,148 0.63
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 1,048 1,048 0.00 90 99 10.00
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 18,109 18,109 0.00 6,581 6,581 0.00
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 9,000 0 -100.00 2,946 0 -100.00
2017-11-13 13F-HR Glassman Wealth Services 38 38 0.00 13 14 7.69
2017-11-13 13F-HR CKW FINANCIAL GROUP 552 552 0.00 181 201 11.05
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 81,343 71,722 -11.83 27,400 26,065 -4.87
2017-10-24 13F-HR Rathbone Brothers plc 59,302 59,302 0.00 19,976 21,552 7.89
2017-10-17 13F-HR BEESE FULMER INVESTMENT MANAGEMENT, INC. 976 980 0.41 329 356 8.21
2017-11-09 13F-HR Concourse Capital Management, LLC 49,191 49,311 0.24 16,570 17,921 8.15
2017-11-14 13F-HR Clearbridge Investments, LLC 2,096,156 2,074,145 -1.05 179,829 195,343 8.63
2017-10-16 13F-HR Sterling Investment Management, Inc. 7,782 7,446 -4.32 2,621 2,706 3.24
2017-11-07 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 2,891 0 -100.00 248 0 -100.00
2017-10-25 13F-HR REGENTATLANTIC CAPITAL LLC 1,104 987 -10.60 372 359 -3.49
2017-11-14 13F-HR Standard Life Aberdeen Plc 39,358 14,305
2017-11-08 13F-HR D.A. DAVIDSON & CO. 404 0 -100.00 136 0 -100.00
2017-11-14 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 957 957 0.00 322 348 8.07
2017-11-14 13F-HR LPL Financial LLC 10,570 8,673 -17.95 3,560 3,152 -11.46
2017-11-13 13F-HR CITIGROUP INC Put 300,796 218,492 -27.36 101,324 79,405 -21.63
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 2,451 2,451 0.00 826 891 7.87
2017-10-20 13F-HR/A-1 Shell Asset Management Co 16,887 13,624 -19.32 5,688 4,951 -12.96
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 47,600 82,600 73.53 16,034 30,018 87.21
2017-08-31 13F-HR/A-1 UBS OCONNOR LLC Put 312,600 0 -100.00 6,148,000 0 -100.00
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. Call 16,000 13,500 -15.62 651 332 -49.00
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 309,860 0 112,609
2017-11-14 13F-HR UBS Group AG 21,285 24,298 14.16 1,826 2,288 25.30
2017-11-03 13F-HR Ironwood Financial, llc 3 3 0.00 1 1 0.00
2017-11-14 13F-HR Point72 Asset Management, L.P. Call 200,600 72,902
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 364,491 28,138 -92.28 122,779 2,650 -97.84
2017-11-14 13F-HR ETF MANAGERS GROUP, LLC 564 619 9.75 48 58 20.83
2017-11-14 13F-HR Omnia Family Wealth, LLC 36 36 0.00 12 13 8.33
2017-11-02 13F-HR/A-1 USA Financial Portformulas Corp 17,087 17,294 1.21 5,756 6,285 9.19
2017-11-14 13F-HR Lee Capital Management LP 3,000 2,700 -10.00 1,011 981 -2.97
2017-11-13 13F-HR Renaissance Technologies LLC 92,700 155,450 67.69 7,953 14,640 84.08
2017-11-07 13F-HR Advisors Asset Management, Inc. 7,259 11,171 53.89 2,445 4,060 66.05
2017-07-21 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 3,300 0 -100.00 1,080 0 -100.00
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 83,272 393,298 372.31 7,144 37,041 418.49
2017-11-13 13F-HR FDO Partners, LLC 6,882 5,250 -23.71 2,318 1,908 -17.69
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 7,872 0 2,861
2017-11-09 13F-HR FTB Advisors, Inc. 265 265 0.00 106 96 -9.43
2017-08-14 13F-HR BOARDMAN BAY CAPITAL MANAGEMENT LLC 930 0 -100.00 304 0 -100.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Put 0 20,000 0 214
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 50,762 51,670 1.79 17,099 18,778 9.82
2017-11-07 13F-HR Motco 178 21 -88.20 60 8 -86.67
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 316 6,573 1,980.06 106 2,388 2,152.83
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 10,563 13,274 25.67 3,558 4,824 35.58
2017-11-13 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 999 999 0.00 337 363 7.72
2017-10-23 13F-HR KIRR MARBACH & CO LLC /IN/ 20,790 0 -100.00 1,784 0 -100.00
2017-11-13 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 48,905 49,916 2.07 16,474 18,140 10.11
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 41,288 38,827 -5.96 13,908 14,111 1.46
2017-11-06 13F-HR Advisor Group, Inc. 1,130 1,184 4.78 379 430 13.46
2017-11-14 13F-HR FRIESS ASSOCIATES LLC 50,043 50,908 1.73 16,857 18,501 9.75
2017-08-04 13F-HR BOSTON PRIVATE WEALTH LLC 1,538 0 -100.00 504 0 -100.00
2017-11-03 13F-HR Sterling Investment Advisors, Ltd. 258 258 0.00 87 94 8.05
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 1,021,885 1,002,102 -1.94 87,665 94,376 7.66
2017-11-15 13F-HR Tuttle Tactical Management LLC 3,882 1,410
2017-10-02 13F-HR HALL LAURIE J TRUSTEE 3,086 3,086 0.00 1,039,519 1,121,514 7.89
2017-11-14 13F-HR HighTower Advisors, LLC 19,217 18,931 -1.49 6,465 6,864 6.17
2017-11-14 13F-HR CLEARFIELD CAPITAL MANAGEMENT LP 86,411 10,000 -88.43 29,108 3,634 -87.52
2017-11-07 13F-HR CORNERSTONE ADVISORS INC 5,600 9,100 62.50 1,886 3,307 75.34
2017-11-13 13F-HR Tekne Capital Management, LLC 100,945 69,936 -30.72 34,003 25,416 -25.25
2017-12-14 13F-HR AustralianSuper Pty Ltd 49,900 18,135
2017-11-13 13F-HR Twin Tree Management, LP 1,482 0 -100.00 499 0 -100.00
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 161,060 130,878 -18.74 55,655 47,563 -14.54
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 64,400 46,500 -27.80 21,693 16,899 -22.10
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 405,726 644,682 58.90 136,669 234,290 71.43
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 208 208 0.00 68 76 11.76
2017-10-17 13F-HR Creative Planning 4,350 5,416 24.51 1,465 1,968 34.33
2017-11-09 13F-HR AMICA MUTUAL INSURANCE CO 8,030 8,030 0.00 2,705 2,918 7.87
2017-10-26 13F-HR Integrated Investment Consultants, LLC 16 16 0.00 1 2 100.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ Put 1,293 0 -100.00 435 0 -100.00
2017-11-14 13F-HR Conatus Capital Management LP 2,814 0 -100.00 948 0 -100.00
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 0 2,000 0 727
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 2,286,214 856,551 -62.53 770,110 311,288 -59.58
2017-11-14 13F-HR Jericho Capital Asset Management L.P. Call 300,000 0 -100.00 101,055 0 -100.00
2017-11-03 13F-HR World Asset Management Inc 20,163 18,703 -7.24 6,792 6,797 0.07
2017-11-13 13F-HR Carmignac Gestion 85,580 0 -100.00 28,828 0 -100.00
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 162 195 20.37 55 71 29.09
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 158,084 0 -100.00 51,693 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO Call 0 114,000 0 41,148
2017-11-08 13F-HR HUNTINGTON ASSET ADVISORS, INC. 500 3,882 676.40 168 1,411 739.88
2017-10-31 13F-HR Syntal Capital Partners, LLC 1,707 1,901 11.36 575 690 20.00
2017-11-14 13F-HR Point72 Asset Management, L.P. 0 237,552 0 86,331
2017-11-08 13F-HR Meiji Yasuda Asset Management Co Ltd. 8,287 8,327 0.48 2,791 3,026 8.42
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 28,769 30,182 4.91 9,691 10,969 13.19
2017-10-18 13F-HR Asset Dedication, LLC 994 1,174 18.11 333 434 30.33
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,681 5,683 0.04 487 535 9.86
2017-11-14 13F-HR Capital Bank & Trust Co 240,439 234,547 -2.45 80,992 85,239 5.24
2017-10-27 13F-HR MARKEL CORP 183,250 205,250 12.01 15,721 19,330 22.96
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 168,309 170,674 1.41 56,694 62,026 9.40
2017-11-13 13F-HR M&T BANK CORP 2,595 2,583 -0.46 223 243 8.97
2017-11-14 13F-HR BlueCrest Capital Management Ltd 21,810 32,814 50.45 7,347 11,925 62.31
2017-11-15 13F-HR ARGENT CAPITAL MANAGEMENT LLC 1,104 1,108 0.36 372 403 8.33
2017-11-15 13F-HR SRS Capital Advisors, Inc. 98 101 3.06 33 36 9.09
2017-11-01 13F-HR First Personal Financial Services 1,001 837 -16.38 338 304 -10.06
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 3,327 9,192 176.28 1,121 3,341 198.04
2017-11-14 13F-HR Proficio Capital Partners LLC 199 224 12.56 77 81 5.19
2017-11-09 13F-HR ETRADE Capital Management LLC 687 1,054 53.42 231 383 65.80
2017-11-08 13F-HR HAP Trading, LLC Call 80,000 86,300 7.88 3,559 4,442 24.81
2017-10-31 13F-HR Jacobus Wealth Management, Inc. 824 824 0.00 278 299 7.55
2017-06-19 13F-HR/A-1 CPCM, LLC 1,305 0 -100.00 352 0 -100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 82,898 83,098 0.24 7,112 7,826 10.04
2017-11-14 13F-HR GLENMEDE TRUST CO NA 2,411 2,448 1.53 788 888 12.69
2017-10-24 13F-HR Gladstone Capital Management LLP 44,200 39,200 -11.31 14,527,214 13,526,744 -6.89
2017-10-16 13F-HR National Pension Service 177,255 184,672 4.18 59,512 66,657 12.01
2017-07-24 13F-HR FIRST CITIZENS BANK & TRUST CO 2,235 0 -100.00 732 0 -100.00
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 48,729 46,980 -3.59 15,950 15,825 -0.78
2017-11-07 13F-HR Russell Investments Group, Ltd. 270,470 270,067 -0.15 91,111 98,129 7.70
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 156,427 156,360 -0.04 52,633 56,349 7.06
2017-10-20 13F-HR Alpha Cubed Investments, LLC 601 0 -100.00 202 0 -100.00
2017-11-14 13F-HR Honeycomb Asset Management LP 25,000 75,000 200.00 8,421 27,257 223.68
2017-11-01 13F-HR Veritas Asset Management LLP 3,845,110 2,668,027 -30.61 1,295,225 969,614 -25.14
2017-11-13 13F-HR SHUFRO ROSE & CO LLC 2,989 3,000 0.37 256 282 10.16
2017-11-14 13F-HR Deccan Value Investors L.P. 682,943 636,900 -6.74 230,049 231,462 0.61
2017-11-14 13F-HR Pacific Center for Financial Services 10 10 0.00 3 4 33.33
2017-08-14 13F-HR Magnetar Financial LLC Call 100,000 0 -100.00 32,732 0 -100.00
2017-11-13 13F-HR Columbus Hill Capital Management, L.P. 30,000 0 -100.00 10,106 0 -100.00
2017-11-13 13F-HR Napier Park Global Capital (US) LP Put 80,000 646
2017-11-14 13F-HR Atlantic Trust Group, LLC 0 594 0 216
2017-11-14 13F-HR CRITERION CAPITAL MANAGEMENT LLC Call 0 57,700 0 20,969
2017-10-13 13F-HR First PREMIER Bank 13 0 -100.00 4 0 -100.00
2017-11-14 13F-HR Marble Arch Investments, LP 484,700 389,600 -19.62 163,271 141,588 -13.28
2017-11-07 13F-HR Allen Investment Management LLC 379,547 395,327 4.16 127,850 143,670 12.37
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 54 57 5.56 18 21 16.67
2017-11-13 13F-HR Fox Point Capital Management LLC 5,000 0 -100.00 1,684 0 -100.00
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 6,570 6,870 4.57 2,213 2,497 12.83
2017-11-09 13F-HR FFCM LLC 30 26 -13.33 10 10 0.00
2017-10-18 13F-HR ARROW FINANCIAL CORP 48 48 0.00 16 17 6.25
2017-11-09 13F-HR Manchester Capital Management LLC 106 106 0.00 36 39 8.33
2017-11-02 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 26,419 0 -100.00 8,899 0 -100.00
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 32 32 0.00 11 12 9.09
2017-10-31 13F-HR Artemis Investment Management LLP 669,279 725,116 8.34 58,050 69,071 18.99
2017-12-01 13F-HR/A-1 Axa 39,727 40,969 3.13 13,382 14,889 11.26
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 0 12 0 4
2017-10-25 13F-HR Carroll Financial Associates, Inc. 57 57 0.00 4 5 25.00
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,074 1,114 3.72 362 405 11.88
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 1,419 146,161 10,200.28 478 53,118 11,012.55
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 17,136 16,342 -4.63 5,772 5,939 2.89
2017-10-12 13F-HR Conservest Capital Advisors, Inc. 1,004 365
2017-08-14 13F-HR TCS CAPITAL MANAGEMENT LLC 15,500 0 -100.00 5,073 0 -100.00
2017-11-14 13F-HR CRITERION CAPITAL MANAGEMENT LLC 249,728 204,691 -18.03 84,121 74,389 -11.57
2017-08-11 13F-HR AlphaOne Investment Services, LLC 4,370 0 -100.00 1,430 0 -100.00
2017-11-13 13F-HR WEITZ INVESTMENT MANAGEMENT, INC. 350,000 350,000 0.00 30,027 32,963 9.78
2017-11-27 13F-HR/A-1 SPHERA FUNDS MANAGEMENT LTD. 13,362 13,362 0.00 4,501 4,856 7.89
2017-11-14 13F-HR SkyTop Capital Management LLC 15,000 0 -100.00 5,053 0 -100.00
2017-10-30 13F-HR Westpac Banking Corp 40,747 26,394 -35.22 13,725,627 9,592,108 -30.12
2017-11-14 13F-HR 3G Capital Partners LP 124,556 0 -100.00 41,957 0 -100.00
2017-11-14 13F-HR TRAFELET BROKAW CAPITAL MANAGEMENT, L.P. 1,050 0 -100.00 354 0 -100.00
2017-11-14 13F-HR A.R.T. Advisors, LLC 2,800 0 -100.00 943 0 -100.00
2017-11-13 13F-HR Marshall Wace LLP 254,167 93,228 -63.32 85,654 33,842 -60.49
2017-11-07 13F-HR HANSEATIC MANAGEMENT SERVICES INC 6,116 576
2017-11-14 13F-HR Cantab Capital Partners LLP 752 273,000
2017-11-09 13F-HR Hosking Partners LLP 27,845 28,001 0.56 9,380 10,176 8.49
2017-11-14 13F-HR Alpine Partners VI, LLC 0 37,782 0 3,558
2017-10-23 13F-HR CAPROCK Group, Inc. 593 932 57.17 200 339 69.50
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 31,424 32,564 3.63 10,585 11,834 11.80
2017-11-09 13F-HR TWIN CAPITAL MANAGEMENT INC 2,518 915
2017-08-14 13F-HR SRS Investment Management, LLC 1,183,317 0 -100.00 387,323 0 -100.00
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 7,389 9,065 22.68 2,489 3,294 32.34
2017-10-25 13F-HR FIRST MANHATTAN CO 9,833 7,864 -20.02 3,312 2,857 -13.74
2017-11-14 13F-HR SIGNATUREFD, LLC 689 764 10.89 232 278 19.83
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 22,295 27,233 22.15 7,510 9,897 31.78
2017-08-08 13F-HR ALLEN OPERATIONS LLC 979 0 -100.00 320 0 -100.00
2017-11-06 13F-HR Ballentine Partners, LLC 1,594 1,050 -34.13 554 381 -31.23
2017-11-07 13F-HR Timber Hill LLC 0 1,841 0 669
2017-11-14 13F-HR Newbrook Capital Advisors LP 205,929 100,987 -50.96 33,651 36,701 9.06
2017-10-31 13F-HR SEIZERT CAPITAL PARTNERS, LLC 265,206 245,788 -7.32 22,752 23,148 1.74
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 13,687 8,734 -36.19 4,610 3,174 -31.15
2017-11-14 13F-HR Winslow Capital Management, LLC 43 938,083 2,181,488.37 14 340,918 2,435,028.57
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 34,888 32,909 -5.67 11,752 11,960 1.77
2017-11-14 13F-HR HARRIS ASSOCIATES L P 2,040,836 2,113,077 3.54 687,456 767,936 11.71
2017-11-13 13F-HR Graticule Asia Macro Advisors LLC Call 0 50,000 0 18,171
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 795,344 740,862 -6.85 267,912 269,244 0.50
2017-11-14 13F-HR DIAM Co., Ltd. 344,615 342,343 -0.66 116,063 124,366 7.15
2017-10-25 13F-HR Cornerstone Advisors, Inc. 343 343 0.00 116 125 7.76
2017-11-14 13F-HR CREDIT AGRICOLE S A 70,383 71,613 1.75 23,708 26,025 9.77
2017-10-27 13F-HR Alexandria Capital, LLC 402 402 0.00 135 146 8.15
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 67,400 6,348
2017-11-14 13F-HR Hengistbury Investment Partners LLP 308,438 146,638 -52.46 103,897 53,291 -48.71
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 23,446 29,310 25.01 2,012 2,760 37.18
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 2,800 2,647 -5.46 943 962 2.01
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 3,112 1,493 -52.02 1,048 543 -48.19
2017-11-14 13F-HR Walleye Trading LLC 5,969 10,235 71.47 2,011 3,720 84.98
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 3,172 3,548 11.85 1,068 1,289 20.69
2017-11-13 13F-HR BB&T SECURITIES, LLC 13,295 14,205 6.84 4,478 5,162 15.27
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 25,100 59,200 135.86 8,455 21,514 154.45
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 258,358 227,023 -12.13 87,029 82,506 -5.20
2017-11-03 13F-HR ADVISOR PARTNERS LLC 3,901 3,840 -1.56 1,314 1,396 6.24
2017-11-13 13F-HR Meritage Group LP 2,726,976 2,819,596 3.40 918,582 1,024,698 11.55
2017-11-14 13F-HR Voya Investment Management LLC 7,139 7,139 0.00 612 672 9.80
2017-11-08 13F-HR BRIGHTON JONES LLC 2,051 2,072 1.02 691 753 8.97
2017-10-25 13F-HR Doyle Wealth Management 19,824 20,770 4.77 6,678 7,548 13.03
2017-10-24 13F-HR BOSTON ADVISORS LLC 1,193 1,099 -7.88 402 399 -0.75
2017-11-08 13F-HR ASSETMARK, INC 9 9 0.00 1 1 0.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 545 523 -4.04 430 335 -22.09
2017-10-17 13F-HR CENTRAL TRUST Co 1,822 1,840 0.99 614 669 8.96
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 3,880 3,745 -3.48 1,307 1,361 4.13
2017-11-14 13F-HR EP Wealth Advisors, Inc. 666 0 -100.00 224 0 -100.00
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 1,286 0 -100.00 433 0 -100.00
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 2,536 2,969 17.07 854 1,079 26.35
2017-10-31 13F-HR Andra AP-fonden 34,500 39,425 14.28 11,621 14,328 23.29
2017-08-01 13F-HR Blue Sky Asset Management, LLC 9,212 0 -100.00 784 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 366 463 26.50 31 44 41.94
2017-08-14 13F-HR Teza Capital Management LLC 1,729 0 -100.00 566 0 -100.00
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 17 17 0.00 6 6 0.00
2017-11-09 13F-HR FARR MILLER & WASHINGTON LLC/DC 1,230 1,267 3.01 414 460 11.11
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 649,750 660,618 1.67 218,868 240,082 9.69
2017-11-13 13F-HR Laurion Capital Management LP 0 287,146 0 104,354
2017-11-14 13F-HR Glen Harbor Capital Management LLC 1,312 992 -24.39 442 361 -18.33
2017-10-31 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 2,429 2,229 -8.23 818 810 -0.98
2017-11-03 13F-HR Triple Frond Partners LLC 387,654 390,629 0.77 130,581 141,962 8.72
2017-11-13 13F-HR Marshall Wace North America L.P. 196,993 85,758 -56.47 66,386 31,130 -53.11
2017-08-14 13F-HR APPALOOSA LP 129,784 0 -100.00 42,481 0 -100.00
2017-11-03 13F-HR CONNABLE OFFICE INC 9,450 8,790 -6.98 3,183 3,194 0.35
2017-11-14 13F-HR Orbis Allan Gray Ltd 3,599,854 2,983,765 -17.11 1,212,611 1,084,360 -10.58
2017-10-19 13F-HR Tarbox Group, Inc. 60 69 15.00 20 25 25.00
2017-11-14 13F-HR LEUCADIA NATIONAL CORP 112,076 113,911 1.64 9,615 10,728 11.58
2017-11-14 13F-HR Zimmer Partners, LP 350,000 255,000 -27.14 117,898 92,672 -21.40
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 2,785 2,774 -0.39 239 261 9.21
2017-10-06 13F-HR Cohen Capital Management, Inc. 2,486 2,486 0.00 837 903 7.89
2017-08-14 13F-HR Hitchwood Capital Management LP 190,000 0 -100.00 62,191 0 -100.00
2017-11-06 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 18,153 0 -100.00 6,083 0 -100.00
2017-11-13 13F-HR Dorsey & Whitney Trust CO LLC 3,538 3,304 -6.61 1,191 1,201 0.84
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 614 635 3.42 52 59 13.46
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 0 590 0 214
2017-11-07 13F-HR PALLADIUM PARTNERS LLC 2,142 202
2017-11-09 13F-HR AMALGAMATED BANK 23,258 22,833 -1.83 7,834 8,298 5.92
2017-10-10 13F-HR Baystate Wealth Management LLC 12 12 0.00 4 4 0.00
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 10,744 11,247 4.68 3,619 4,087 12.93
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 552 0 -100.00 47 0 -100.00
2017-11-14 13F-HR Claar Advisors LLC 24,517 24,867 1.43 8,259 9,037 9.42
2017-10-30 13F-HR Mercer Capital Advisers, Inc. 375 375 0.00 126 136 7.94
2017-11-14 13F-HR Night Owl Capital Management, LLC 14,533 14,265 -1.84 4,895 5,184 5.90
2017-10-27 13F-HR TRUE Private Wealth Advisors 1,162 1,162 0.00 391 422 7.93
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 344,972 350,986 1.74 116,204 127,555 9.77
2017-10-19 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 1,111 1,141 2.70 374 415 10.96
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 9 9 0.00 1 1 0.00
2017-11-09 13F-HR Burt Wealth Advisors 352 292 -17.05 118 106 -10.17
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 123,300 44,700 -63.75 41,534 16,245 -60.89
2017-11-09 13F-HR Johnson Financial Group, Inc. 16 16 0.00 5 6 20.00
2017-11-14 13F-HR PRUDENTIAL PLC 843 881 4.51 284 320 12.68
2017-11-14 13F-HR HSBC HOLDINGS PLC 147,692 184,169 24.70 49,750 66,931 34.53
2017-07-11 13F-HR CENTRAL BANK & TRUST CO 19 0 -100.00 6 0 -100.00
2017-11-13 13F-HR MAD RIVER INVESTORS 16,280 16,255 -0.15 1,397 1,531 9.59
2017-11-13 13F-HR STIFEL FINANCIAL CORP 0 3,969 0 317
2017-11-14 13F-HR BANK OF NOVA SCOTIA 288,365 238,196 -17.40 97,135 86,565 -10.88
2017-11-09 13F-HR Reynders McVeigh Capital Management, LLC 693 693 0.00 233 252 8.15
2017-11-14 13F-HR Jefferies Group LLC Put 20,000 0 -100.00 6,737 0 -100.00
2017-11-14 13F-HR TCI Fund Management Ltd 13,849,812 11,741,217 -15.22 4,665,309 4,266,993 -8.54
2017-11-14 13F-HR UBS Group AG Put 0 100,300 0 36,451
2017-10-27 13F-HR Parkside Financial Bank & Trust 90 105 16.67 30 39 30.00
2017-11-07 13F-HR IBM Retirement Fund 4,851 4,760 -1.88 1,826 1,905 4.33
2017-11-13 13F-HR GREENLEAF TRUST 254 92
2017-11-14 13F-HR CLS Investments, LLC 9 435 4,733.33 3 158 5,166.67
2017-11-14 13F-HR Capital International Investors 447,669 447,669 0.00 150,797 162,692 7.89
2017-10-12 13F-HR VNBTrust, National Association 11,519 0 -100.00 3,880 0 -100.00
2017-11-13 13F-HR Quantitative Investment Management, LLC 0 66,100 0 24,022
2017-11-13 13F-HR Oz Management LP 63,535 0 -100.00 21,402 0 -100.00
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 536 541 0.93 181 197 8.84
2017-11-13 13F-HR Employees Retirement System of Texas 62,000 5,839
2017-11-13 13F-HR CIBC World Markets Inc. 4,182 0 -100.00 1,409 0 -100.00
2017-10-12 13F-HR Portfolio Solutions, LLC 31 31 0.00 10 11 10.00
2017-11-14 13F-HR BERKSHIRE HATHAWAY INC 9,443,491 8,489,391 -10.10 3,181,040 3,085,214 -3.01
2017-10-19 13F-HR Financial Management Professionals, Inc. 1 1 0.00 0 0
2017-11-14 13F-HR PointState Capital LP 0 74,700 0 27,147
2017-10-27 13F-HR Linscomb & Williams, Inc. 580 211
2017-11-07 13F-HR/A-1 COMMERCE BANK 3,332 3,390 1.74 1,123 1,232 9.71
2017-11-08 13F-HR OBERNDORF WILLIAM E 18,758 10,958 -41.58 6,319 3,982 -36.98
2017-11-14 13F-HR MAVEN SECURITIES Ltd 0 2,150 0 203
2017-11-08 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 20 28 40.00 6 10 66.67
2017-10-20 13F-HR Bristlecone Advisors, LLC 794 794 0.00 267 289 8.24
2017-11-13 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 6,642 6,642 0.00 570 626 9.82
2017-11-14 13F-HR Intellectus Partners, LLC 66 66 0.00 6 6 0.00
2017-11-14 13F-HR TLP GROUP LLC 26 9
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 355,200 380,400 7.09 119,650 138,245 15.54
2017-11-09 13F-HR OPPENHEIMER & CO INC 0 1,097 0 399
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 3,717 3,237 -12.91 1,252 1,176 -6.07
2017-08-15 13F-HR EastBay Asset Management, LLC 116,972 0 -100.00 38,287 0 -100.00
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 143,310 48,274
2017-11-15 13F-HR INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 4,054 0 -100.00 1,366 0 -100.00
2017-11-08 13F-HR Kentucky Retirement Systems 13,826 13,243 -4.22 4,657 4,813 3.35
2017-10-23 13F-HR Sageworth Trust Co 18 18 0.00 6 7 16.67
2017-11-13 13F-HR Allianz Asset Management AG Call 19,700 32,600 65.48 6,636 11,847 78.53
2017-11-13 13F-HR UNIVERSITY OF NOTRE DAME DU LAC 39,815 23,722 -40.42 13,412 8,621 -35.72
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 2 0 -100.00 1 0 -100.00
2017-11-14 13F-HR Slate Path Capital LP 605,000 605,000 0.00 203,794 219,869 7.89
2017-11-14 13F-HR Bridgewater Wealth & Financial Management, LLC 1,053 0 -100.00 355 0 -100.00
2017-11-14 13F-HR BTG Pactual Global Asset Management Ltd 23,523 28,496 21.14 7,924 10,356 30.69
2017-11-13 13F-HR Meiji Yasuda Life Insurance Co 743 270
2017-11-14 13F-HR ROYAL BANK OF CANADA Call 13,800 53,800 289.86 4,517 19,552 332.85
2017-10-12 13F-HR MAI Capital Management 2,468 2,468 0.00 212 232 9.43
2017-11-14 13F-HR FIFTH THIRD BANCORP 2,607 1,928 -26.05 878 701 -20.16
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 600 0 -100.00 202 0 -100.00
2017-11-08 13F-HR MACQUARIE GROUP LTD 13,007 13,991 7.57 4,382 5,084 16.02
2017-11-13 13F-HR Quadrature Capital LTD 7,533 66,428 781.83 2,537 24,141 851.56
2017-11-13 13F-HR Fiduciary Group LLC 168 168 0.00 14 16 14.29
2017-11-08 13F-HR Harbour Capital Advisors, LLC 19,537 0 -100.00 58 0 -100.00
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 10,800 12,820 18.70 3,638 4,659 28.06
2017-11-03 13F-HR Advantus Capital Management Inc 21,795 20,434 -6.24 7,342 7,426 1.14
2017-11-14 13F-HR TAURUS ASSET MANAGEMENT, LLC 1,126 1,126 0.00 379 409 7.92
2017-11-13 13F-HR WELCH & FORBES LLC 24,663 24,663 0.00 8,307 8,963 7.90
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 52,306 7,327 -85.99 17,619 2,663 -84.89
2017-11-15 13F-HR DIMENSION CAPITAL MANAGEMENT PARTNERS 1,616 1,616 0.00 544 587 7.90
2017-11-08 13F-HR P SCHOENFELD ASSET MANAGEMENT LP 36,167 0 -100.00 12,183 0 -100.00
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 90,410 128,395 42.01 30,455 46,661 53.21
2017-08-14 13F-HR Latimer Light Capital, L.P. Call 33,600 0 -100.00 10,998 0 -100.00
2017-11-02 13F-HR S&CO INC 19,982 19,982 0.00 6,731 7,262 7.89
2017-11-13 13F-HR KBC Group NV 96,342 102,071 5.95 32,453 37,095 14.30
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 370,977 326,358 -12.03 124,963 118,605 -5.09
2017-11-14 13F-HR CAPITAL GUARDIAN TRUST CO 256,447 255,336 -0.43 86,384 92,794 7.42
2017-11-14 13F-HR AMP Capital Investors Ltd 74,843 77,135 3.06 25,128 28,034 11.56
2017-11-13 13F-HR IBEX WEALTH ADVISORS 5,084 5,141 1.12 1,711 1,882 9.99
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 8,175 7,671 -6.17 2,754 2,787 1.20
2017-10-26 13F-HR Harbor Advisors LLC 25,166 25,166 0.00 8,478 9,146 7.88
2017-11-14 13F-HR Perella Weinberg Partners Capital Management LP 11,375 8,729 -23.26 3,832 3,172 -17.22
2017-11-14 13F-HR STATE STREET CORP 308,683 301,327 -2.38 26,478 28,374 7.16
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 22,447 22,447 0.00 7,561 8,158 7.90
2017-07-07 13F-HR AMERICAN NATIONAL BANK 2 0 -100.00 1 0 -100.00
2017-11-03 13F-HR Breton Hill Capital Ltd. 2,635 2,039 -22.62 888 741 -16.55
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 83,085 93,771 12.86 27,894 33,845 21.33
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Put 8,000 2,907
2017-11-13 13F-HR Evercore Wealth Management, LLC 302 302 0.00 102 110 7.84
2017-11-14 13F-HR Miura Global Management, LLC 66,000 62,000 -6.06 22,232 22,532 1.35
2017-11-03 13F-HR Alpha Omega Wealth Management LLC 15 5
2017-11-09 13F-HR PIONEER INVESTMENT MANAGEMENT INC 92,342 92,211 -0.14 7,922 8,684 9.62
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 19 16 -15.79 2 1 -50.00
2017-10-23 13F-HR BB&T CORP 6,048 5,653 -6.53 2,037 2,055 0.88
2017-08-31 13F-HR/A-1 UBS OCONNOR LLC Call 18,300 0 -100.00 272,000 0 -100.00
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 400 0 -100.00 135 0 -100.00
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 3,328 3,328 0.00 286 313 9.44
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 4,024 16,359 306.54 1,355 5,945 338.75
2017-08-07 13F-HR Geneva Advisors, LLC 662 0 -100.00 217 0 -100.00
2017-11-02 13F-HR Checchi Capital Advisers, LLC 2,010 1,926 -4.18 677 700 3.40
2017-11-14 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 31,431 31,431 0.00 10,588 11,423 7.89
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 41,180 31,080 -24.53 13,871 11,295 -18.57
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 145,955 144,377 -1.08 12,521 13,597 8.59
2017-11-14 13F-HR JANE STREET GROUP, LLC 15,010 62,001 313.06 5,056 22,532 345.65
2017-10-17 13F-HR St. Johns Investment Management Company, LLC 1 1 0.00 0 0
2017-11-14 13F-HR HBK INVESTMENTS L P 0 24,638 0 8,954
2017-11-07 13F-HR SG Americas Securities, LLC 1,177 1,193 1.36 101 112 10.89
2017-11-14 13F-HR CREDIT SUISSE AG/ 9,681 8,943 -7.62 831 843 1.44
2017-11-08 13F-HR Barrett Asset Management, LLC 398 433 8.79 134 157 17.16
2017-11-07 13F-HR Quantbot Technologies LP 0 1,493 0 140
2017-11-03 13F-HR Egerton Capital (UK) LLP 3,080,627 2,488,401 -19.22 1,037,709 904,335 -12.85
2017-11-03 13F-HR Sandy Spring Bank 149 83 -44.30 50 30 -40.00
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 67,783 67,683 -0.15 22,832 24,597 7.73
2017-11-15 13F-HR BAMCO INC /NY/ 100,000 100,000 0.00 8,579 9,418 9.78
2017-11-14 13F-HR CLEARARC CAPITAL INC 5,314 5,168 -2.75 1,790 1,878 4.92
2017-11-15 13F-HR RWC Asset Management LLP 79,625 97,378 22.30 26,822 35,389 31.94
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 5 0 -100.00 0 0
2017-11-14 13F-HR Elliott Management Corporation Call 129,000 46,881
2017-10-19 13F-HR APG Asset Management N.V. 372,236 374,936 0.73 125,388 136,259 8.67
2017-11-14 13F-HR Neuburgh Advisers LLC 2,788 2,108 -24.39 939 766 -18.42
2017-11-09 13F-HR Keel Point, LLC 1,149 1,149 0.00 387 418 8.01
2017-10-18 13F-HR WealthTrust-Arizona, LLC 196 212 8.16 66 77 16.67
2017-10-23 13F-HR PEOPLES BANK NATIONAL ASSOCIATION 1,524 1,420 -6.82 513 516 0.58
2017-08-11 13F-HR PBWM Holdings, LLC 968 968 0.00 317 326 2.84
2017-11-15 13F-HR Fieldpoint Private Securities, LLC 0 576 0 209
2017-11-08 13F-HR REAVES W H & CO INC 428,214 279,416 -34.75 144,244 101,545 -29.60
2017-11-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 440,000 460,146 4.58 148,214 167,226 12.83
2017-11-13 13F-HR/A-1 NORGES BANK 1,781,081 1,608,314 -9.70 407,226 414,705 1.84
2017-11-08 13F-HR DOWLING & YAHNKE LLC 619 619 0.00 209 225 7.66
2017-10-26 13F-HR Argyle Capital Management Inc. 2,336 2,336 0.00 787 849 7.88
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 17 17 0.00 1 1 0.00
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 20,000 19,500 -2.50 7,838 7,087 -9.58
2017-10-30 13F-HR BBVA COMPASS BANCSHARES, INC 15,815 15,563 -1.59 5,327 5,657 6.19
2017-11-14 13F-HR Ancient Art, L.P. 136,685 96,685 -29.26 46,042 35,137 -23.68
2017-10-12 13F-HR Gemmer Asset Management LLC 61 61 0.00 21 22 4.76
2017-11-06 13F-HR INTRUST BANK NA 980 826 -15.71 330 300 -9.09
2017-11-14 13F-HR BIRINYI ASSOCIATES INC 800 0 -100.00 269 0 -100.00
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 49 49 0.00 16 18 12.50
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 37,564 0 -100.00 12,653 0 -100.00
2017-11-13 13F-HR Hudson Bay Capital Management LP 528,659 541,645 2.46 45,354 51,012 12.48
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 333,574 1,384,725 315.12 112,362 503,237 347.87
2017-11-14 13F-HR Nuveen Asset Management, LLC 30,719 16,949 -44.83 10,348 6,160 -40.47
2017-08-14 13F-HR Castle Hook Partners LP 72,072 0 -100.00 23,591 0
2017-11-08 13F-HR NEXT Financial Group, Inc 110 121 10.00 9,000 11 -99.88
2017-10-25 13F-HR/A-1 OTA Financial Group L.P. 13,663 4,965
2017-10-23 13F-HR RELIANCE TRUST CO OF DELAWARE 4,401 4,292 -2.48 1,482 1,560 5.26
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 3 10 233.33 1 4 300.00
2017-11-14 13F-HR Tyers Asset Management LLC 1,804 1,364 -24.39 608 496 -18.42
2017-11-14 13F-HR Walleye Trading LLC Call 49,580 117,180 136.35 16,699 42,586 155.02
2017-11-14 13F-HR GLG LLC 11,491 15,292 33.08 3,871 5,557 43.55
2017-11-09 13F-HR Eos Focused Equity Management, L.P. 11,669 0 -100.00 3,931 0 -100.00
2017-11-14 13F-HR UBS Group AG Call 0 1,000 0 363
2017-11-08 13F-HR Texas Yale Capital Corp. 10,630 10,630 0.00 3,581 3,863 7.87
2017-11-14 13F-HR Tiger Eye Capital LLC 58,740 56,740 -3.40 19,787 20,620 4.21
2017-11-14 13F-HR QS Investors, LLC 17,722 5,052 -71.49 5,970 1,836 -69.25
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 277 285 2.89 93 104 11.83
2017-11-14 13F-HR Antipodean Advisors LLC 51,300 62,000 20.86 17,280 22,532 30.39
2017-11-06 13F-HR COMERICA BANK 5,200 5,200 0.00 461 439 -4.77
2017-11-14 13F-HR DEUTSCHE BANK AG\ 22,016 37,933 72.30 1,886 3,569 89.24
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS LLP 17,300 0 -100.00 5,828 0 -100.00
2017-11-15 13F-HR Highlander Capital Management, LLC 10 10 0.00 1 1 0.00
2017-10-17 13F-HR MU Investments Co., Ltd. 111 91 -18.02 37 33 -10.81
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 14,731 14,808 0.52 4,962 5,382 8.46
2017-11-14 13F-HR Paloma Partners Management Co 3,200 0 -100.00 275 0 -100.00
2017-11-07 13F-HR Commonwealth Equity Services, Inc 2,990 3,002 0.40 1,007 1,091 8.34
2017-11-08 13F-HR Cranbrook Wealth Management, LLC 42 42 0.00 14 15 7.14
2017-11-01 13F-HR GABELLI SECURITIES, INC. 1,302 1,302 0.00 439 473 7.74
2017-11-13 13F-HR Tredje AP-fonden 14,486 14,698 1.46 4,880 5,342 9.47
2017-11-14 13F-HR Meru Capital Group, LP 10,000 10,000 0.00 3,369 3,634 7.87
2017-11-06 13F-HR Opera Trading Capital 21,213 2,212 -89.57 1,820 208 -88.57
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 584 584 0.00 50 55 10.00
2017-11-13 13F-HR GREAT LAKES ADVISORS, LLC 6,213 2,802 -54.90 533 264 -50.47
2017-10-19 13F-HR LS Investment Advisors, LLC 4,032 4,053 0.52 1,358 1,473 8.47
2017-11-14 13F-HR Ashe Capital Management, LP 696,465 696,465 0.00 59,750 65,593 9.78
2017-11-14 13F-HR Adi Capital Management LLC 25,713 29,529 14.84 8,661 10,731 23.90
2017-11-13 13F-HR PARTNERS CAPITAL INVESTMENT GROUP LLC 73,932 80,429 8.79 24,904 29,230 17.37
2017-11-01 13F-HR Mountain Capital Investment Advisors, Inc 4 4 0.00 0 0
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 482 460 -4.56 162 167 3.09
2017-11-14 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 0 41,445 0 15,062
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 40,775 41,345 1.40 3,498 3,894 11.32
2017-11-14 13F-HR MARK ASSET MANAGEMENT CORP 217,346 211,590 -2.65 18,646 19,928 6.88
2017-11-14 13F-HR Discovery Capital Management, LLC 75,000 610,225 713.63 25,264 221,768 777.80
2017-07-31 13F-HR Stratos Wealth Partners, LTD. 872 0 -100.00 286 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ Call 7,400 2,689
2017-10-10 13F-HR Ledyard National Bank 24 54 125.00 8 20 150.00
2017-11-06 13F-HR RHUMBLINE ADVISERS 343,267 334,551 -2.54 115,629 121,583 5.15
2017-11-09 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 750 750 0.00 253 273 7.91
2017-10-11 13F-HR Pure Financial Advisors, Inc. 1,094 1,094 0.00 369 398 7.86
2017-11-01 13F-HR Parkwood LLC 1,407 0 -100.00 474 0 -100.00
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 46,742 43,871 -6.14 15,745 15,944 1.26
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 55,100 57,600 4.54 4,727 5,425 14.77
2017-10-30 13F-HR IFP Advisors, Inc 178 168 -5.62 15 16 6.67
2017-08-09 13F-HR SYNOVUS FINANCIAL CORP 107 0 -100.00 35 0 -100.00
2017-08-11 13F-HR Feltz WealthPLAN Inc. 3 0 -100.00 996 0 -100.00
2017-11-13 13F-HR DODGE & COX 9,848,231 9,440,412 -4.14 3,317,377 3,430,835 3.42
2017-11-07 13F-HR MARKSTON INTERNATIONAL LLC 25,015 23,773 -4.97 2,147 2,239 4.29
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 120,600 465,700 286.15 40,624 169,245 316.61
2017-11-03 13F-HR W.G. Shaheen & Associates DBA Whitney & Co 755 755 0.00 254 254 0.00
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 1,275 0 -100.00 429 0 -100.00
2017-11-14 13F-HR ALTAROCK PARTNERS LLC 410,537 232,573 -43.35 138,289 84,522 -38.88
2017-10-12 13F-HR DAVENPORT & Co LLC 13,932 5,063,167
2017-11-13 13F-HR Resources Investment Advisors, Inc. 64 35 -45.31 5 3 -40.00
2017-11-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 160,400 160,400 0.00 54,031 58,293 7.89
2017-11-14 13F-HR Arrowpoint Asset Management, LLC 4,000 4,000 0.00 1,347 1,454 7.94
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 182,432 168,167 -7.82 61,488 67,718 10.13
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 148,879 122,168 -17.94 50,150 44,398 -11.47
2017-08-10 13F-HR Myriad Asset Management Ltd. 5,700 0 -100.00 1,866 0 -100.00
2017-10-18 13F-HR PEOPLES FINANCIAL SERVICES CORP. 12 12 0.00 4 4 0.00
2017-10-17 13F-HR Cutler Group LP 3,984 3,039 -23.72 341 286 -16.13
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 14,940 0 -100.00 5,033 0 -100.00
2017-10-17 13F-HR SUMITOMO LIFE INSURANCE CO 7,257 7,128 -1.78 2,445 2,590 5.93
2017-11-13 13F-HR Westside Investment Management, Inc. 12 12 0.00 4,039 4,392 8.74
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 8,450 8,450 0.00 725 796 9.79
2017-10-05 13F-HR Washington Trust Bank 13 0 -100.00 4 0 -100.00
2017-11-14 13F-HR CAXTON ASSOCIATES LP 38,650 29,171 -24.53 12,651 10,601 -16.20
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 35,041 35,541 1.43 11,804 12,916 9.42
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 42,404 41,234 -2.76 14,284 14,985 4.91
2017-11-13 13F-HR Nicholas Investment Partners, LP 3,533 0 -100.00 1,190 0 -100.00
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 133,501 134,809 0.98 44,970 48,992 8.94
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 62,829 39,434 -37.24 5,391 3,714 -31.11
2017-11-14 13F-HR Flinton Capital Management LLC 2,296 1,736 -24.39 773 631 -18.37
2017-10-16 13F-HR Louisiana State Employees Retirement System 13,400 12,600 -5.97 4,514 4,579 1.44
2017-11-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 29,300 13,600 -53.58 9,870 4,943 -49.92
2017-11-14 13F-HR STEINBERG ASSET MANAGEMENT LLC 17,244 16,456 -4.57 5,809 5,980 2.94
2017-11-14 13F-HR BARCLAYS PLC Call 15,376 18,076 17.56 5,179 6,569 26.84
2017-11-13 13F-HR Laurion Capital Management LP Put 0 465,000 0 168,991
2017-10-23 13F-HR STRS OHIO 191,483 187,559 -2.05 64,501 68,162 5.68
2017-11-17 13F-HR/A-1 Virtu Financial LLC 0 1,303 0 474
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 48 48 0.00 16 17 6.25
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 0 549 0 199
2017-10-30 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 2,360 1,794 -23.98 795 652 -17.99
2017-08-14 13F-HR CREDIT AGRICOLE S A Call 0 0
2017-11-27 13F-HR/A-1 TIEDEMANN WEALTH MANAGEMENT, LLC 1,877 1,297 -30.90 632 471 -25.47
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 39,381 87,081 121.12 13,229 31,780 140.23
2017-08-14 13F-HR Cat Rock Capital Management LP 68,065 0 -100.00 22,279 0 -100.00
2017-11-06 13F-HR Massey, Quick & Co., LLC 229 22
2017-08-14 13F-HR GARDNER LEWIS ASSET MANAGEMENT L P 16,815 0 -100.00 1,431 0 -100.00
2017-10-26 13F-HR Hanson & Doremus Investment Management 871 871 0.00 293 317 8.19
2017-11-01 13F-HR GABELLI FUNDS LLC 177,260 129,560 -26.91 59,710 47,085 -21.14
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 613 456 -25.61 1,026 663 -35.38
2017-11-02 13F-HR Daiwa Securities Group Inc. 25,043 20,165 -19.48 8,435 7,328 -13.12
2017-11-13 13F-HR Pacad Investment Ltd. 300 0 -100.00 26 0 -100.00
2017-11-13 13F-HR TD Capital Management LLC 11 11 0.00 4 4 0.00
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC Put 60,000 0 -100.00 20,211 0 -100.00
2017-11-14 13F-HR Horizon Kinetics LLC 246,944 242,671 -1.73 21,185 22,855 7.88
2017-11-14 13F-HR FIC CAPITAL INC 38,578 38,456 -0.32 3,310 3,622 9.43
2017-11-14 13F-HR BARCLAYS PLC 5,478 14,582 166.19 470 1,373 192.13
2017-10-19 13F-HR OLD SECOND NATIONAL BANK OF AURORA 24 24 0.00 8 9 12.50
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 14,900 24,800 66.44 5,019 9,013 79.58
2017-10-06 13F-HR FIRST AMERICAN TRUST, FSB 7,882 7,961 1.00 2,655 2,894 9.00
2017-11-14 13F-HR Ratan Capital Management LP 42,656 16,949 -60.27 14,369 6,160 -57.13
2017-11-09 13F-HR Mitsubishi UFJ Securities International PLC 20,000 7,268
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 1,405,153 1,471,206 4.70 120,548 138,558 14.94
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 136 136 0.00 46 49 6.52
2017-11-01 13F-HR Perpetual Ltd 11,174 0 -100.00 3,764 0 -100.00
2017-11-13 13F-HR Oz Management LP Call 291,100 0 -100.00 98,057 0 -100.00
2017-11-14 13F-HR Itau Unibanco Holding S.A. 2,777 525 -81.09 931 604 -35.12
2017-08-10 13F-HR Twin Tree Management, LP Call 12,000 0 -100.00 3,928 0 -100.00
2017-11-14 13F-HR TIGER GLOBAL MANAGEMENT LLC 990,710 990,710 0.00 333,721 360,044 7.89
2017-11-14 13F-HR KINGS POINT CAPITAL MANAGEMENT 285 206 -27.72 96 75 -21.87
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 3,628,569 3,602,322 -0.72 1,222,283 1,309,156 7.11
2017-11-13 13F-HR AO Asset Management, LLC 18,300 29,600 61.75 6,164 10,757 74.51
2017-11-01 13F-HR State of Tennessee, Treasury Department 132,035 120,278 -8.90 44,476 43,711 -1.72
2017-08-08 13F-HR River Road Asset Management, LLC 11,313 0 -100.00 963 0 -100.00
2017-11-09 13F-HR PICTON MAHONEY ASSET MANAGEMENT 465 425 -8.60 156 155 -0.64
2017-11-14 13F-HR Arizona State Retirement System 62,400 60,823 -2.53 21,019 22,104 5.16
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 70,900 61,000 -13.96 23,883 22,169 -7.18
2017-11-13 13F-HR INFRASTRUCTURE CAPITAL ADVISORS, LLC 0 1,705 0 620
2017-10-02 13F-HR Norman Fields, Gottscho Capital Management, LLC 9,409 9,409 0.00 3,169 3,419 7.89
2017-11-14 13F-HR Psagot Investment House Ltd. 100 100 0.00 9 9 0.00
2017-11-14 13F-HR NEW MOUNTAIN VANTAGE ADVISERS, L.L.C. 44,928 41,113 -8.49 15,134 14,941 -1.28
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 186,749 176,306 -5.59 62,906 64,072 1.85
2017-08-11 13F-HR Epoch Investment Partners, Inc. 35,160 0 -100.00 11,508 0 -100.00
2017-11-14 13F-HR LONE PINE CAPITAL LLC Call 0 700,000 0 254,394
2017-11-14 13F-HR BRIDGER MANAGEMENT, LLC 390,292 390,292 0.00 33,483 36,758 9.78
2017-11-14 13F-HR Hudson Way Capital Management LLC 17,618 10,618 -39.73 5,935 3,859 -34.98
2017-08-07 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 1,950 0 -100.00 638,274 0 -100.00
2017-11-08 13F-HR MONROE BANK & TRUST/MI 0 10 0 3
2017-11-14 13F-HR Azimuth Capital Management LLC 645 0 -100.00 217 0 -100.00
2017-10-13 13F-HR Exane Asset Management 0 1,000 0 363,420
2017-11-03 13F-HR BESSEMER GROUP INC 481 179 -62.79 41 17 -58.54
2017-11-13 13F-HR Utah Retirement Systems 36,384 34,984 -3.85 12,256 12,714 3.74
2017-11-14 13F-HR Capital World Investors 10,215,326 10,136,326 -0.77 3,441,033 3,683,744 7.05
2017-11-08 13F-HR AMF Pensionsforsakring AB 225,214 213,184 -5.34 73,717 77,475 5.10
2017-11-14 13F-HR Williams Jones & Associates LLC 2,744 2,744 0.00 235 258 9.79
2017-11-15 13F-HR IFM Investors Pty Ltd 5,888 6,029 2.39 1,983 2,191 10.49
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 74,534 77,169 3.54 25,107 28,045 11.70
2017-11-14 13F-HR PATHSTONE FAMILY OFFICE, LLC 68 68 0.00 23 25 8.70
2017-10-16 13F-HR CWM, LLC 12 23 91.67 1 2 100.00
2017-11-14 13F-HR Foxhaven Asset Management, LP 170,856 16,091
2017-08-10 13F-HR COWEN GROUP, INC. Call 136 0 -100.00 4,451 0 -100.00
2017-11-13 13F-HR CITIGROUP INC Call 166,572 310,772 86.57 56,110 112,940 101.28
2017-11-08 13F-HR Edge Advisors, Llc 490 490 0.00 42 46 9.52
2017-11-08 13F-HR HAP Trading, LLC 0 32,627 0 11,857
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 18,143 10,038 -44.67 6,111 3,648 -40.30
2017-08-14 13F-HR Focused Wealth Management, Inc Call 4,000 0 -100.00 38 0 -100.00
2017-11-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 114 41
2017-11-14 13F-HR BRINKER CAPITAL INC 0 1,209 0 439
2017-11-14 13F-HR Kemnay Advisory Services Inc. 22,111 20,391 -7.78 7,448 7,410 -0.51
2017-10-17 13F-HR INVERNESS COUNSEL LLC /NY/ 77,689 66,479 -14.43 26,170 24,160 -7.68
2017-11-03 13F-HR Global X Management CO LLC 4,878 4,239 -13.10 1,643 1,541 -6.21
2017-10-16 13F-HR Gradient Investments LLC 1 0 -100.00 0 0
2017-11-09 13F-HR CITADEL ADVISORS LLC 140,431 890,592 534.18 47,304 323,658 584.21
2017-11-06 13F-HR Mraz, Amerine & Associates, Inc. 2,454 2,368 -3.50 211 223 5.69
2017-11-13 13F-HR East Coast Asset Management, LLC. 57,621 57,342 -0.48 19,410 20,839 7.36
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 6,571 16,992 158.59 2,213 6,175 179.03
2017-11-07 13F-HR SG Americas Securities, LLC Put 0 7,900 0 287
2017-11-13 13F-HR Allianz Asset Management AG Put 297,300 408,100 37.27 100,146 148,312 48.10
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 14,176 14,589 2.91 4,775 5,302 11.04
2017-11-13 13F-HR BlueMountain Capital Management, LLC 171,907 172,879 0.57 57,907 62,828 8.50
2017-07-19 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 3,521 0 -100.00 1,152 0 -100.00
2017-11-14 13F-HR D'Orazio & Associates, Inc. 1,047 1,047 0.00 353 381 7.93
2017-10-10 13F-HR First Command Bank 10 4
2017-10-06 13F-HR CenturyLink Investment Management Co 4,796 4,796 0.00 1,616 1,743 7.86
2017-11-02 13F-HR HARVEST MANAGEMENT LLC 0 1,000 0 363
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 162,834 199,915 22.77 54,851 72,653 32.46
2017-11-13 13F-HR Lido Advisors, LLC 2,721 2,721 0.00 917 909 -0.87
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 0 50,000 0 18,171
2017-08-14 13F-HR PDT Partners, LLC 31,600 0 -100.00 10,343 0 -100.00
2017-11-14 13F-HR Veritable, L.P. 6,171 6,175 0.06 2,079 2,244 7.94
2017-10-27 13F-HR OLD NATIONAL BANCORP /IN/ 1,724 627
2017-11-13 13F-HR BLOCKHOUSE CAPITAL MANAGEMENT LP 22,900 11,300 -50.66 7,714 4,107 -46.76
2017-11-15 13F-HR Janney Montgomery Scott LLC 2,999 2,911 -2.93 257 274 6.61
2017-07-14 13F-HR VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 124,568 0 -100.00 40,774 0 -100.00
2017-11-14 13F-HR AHL Partners LLP 986 358
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 2,836 3,242 14.32 955 1,178 23.35
2017-11-09 13F-HR Legal & General Group Plc 939,080 932,872 -0.66 316,326 338,999 7.17
2017-11-14 13F-HR Baird Financial Group, Inc. 672 591 -12.05 226 215 -4.87
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 99,900 79,800 -20.12 33,651 29,001 -13.82
2017-11-13 13F-HR Laurion Capital Management LP Call 0 76,000 0 27,620
2017-10-23 13F-HR WHITTIER TRUST CO 927 763 -17.69 312 277 -11.22
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 2,200 15,000 581.82 741 5,451 635.63
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 47,037 47,874 1.78 15,844 17,398 9.81
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 5,033 7,374 46.51 1,695 2,680 58.11
2017-10-19 13F-HR Douglas Lane & Associates, LLC 586 213
2017-11-14 13F-HR Point72 Asset Management, L.P. Put 50,000 0 -100.00 16,843 0 -100.00
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 4,112 2,189 -46.77 347 203 -41.50
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 2,163 2,163 0.00 729 786 7.82
2017-11-06 13F-HR Spot Trading L.l.c. Call 5,200 490
2017-11-14 13F-HR Newtyn Management, LLC 245,000 23,074
2017-11-03 13F-HR/A-1 Legacy Advisors, Llc 40 14
2017-11-13 13F-HR Aureus Asset Management, LLC 44,657 44,829 0.39 15,043 16,292 8.30
2017-11-14 13F-HR Walleye Trading LLC Put 4,612 4,312 -6.50 1,554 1,566 0.77
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 145 0 -100.00 49 0 -100.00
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 439,462 463,451 5.46 148,033 168,427 13.78
2017-11-14 13F-HR LAKEWOOD CAPITAL MANAGEMENT, LP 10,744 0 -100.00 3,619 0 -100.00
2017-11-08 13F-HR DAVIDSON INVESTMENT ADVISORS 75 0 -100.00 25 0 -100.00
2017-08-07 13F-HR Karp Capital Management Corp 3,467 0 -100.00 295 0 -100.00
2017-11-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 1 1 0.00 0 0
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 3,792 388,902 10,155.85 1,277 141,335 10,967.74
2017-11-13 13F-HR Round Hill Asset Management 20,393 17,310 -15.12 6,869 6,291 -8.41
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 89 90 1.12 7,635 8,384 9.81
2017-11-13 13F-HR GQG Partners LLC 147,760 335,580 127.11 49,772,955 121,956 -99.75
2017-11-06 13F-HR TORONTO DOMINION BANK 73,693 188,279 155.49 24,818 68,416 175.67
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 19,338 380,556 1,867.92 6,514 138,302 2,023.15
2017-11-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 1,550 1,550 0.00 522 563 7.85
2017-11-09 13F-HR ZEKE CAPITAL ADVISORS, LLC 1,650 2,275 37.88 556 827 48.74
2017-11-08 13F-HR Armbruster Capital Management, Inc. 46 46 0.00 15 17 13.33
2017-08-14 13F-HR Bronson Point Management LLC 7,000 0 -100.00 2,291 0 -100.00
2017-11-07 13F-HR Timber Hill LLC Call 0 1,300 0 472
2017-11-14 13F-HR ADVENT CAPITAL MANAGEMENT /DE/ 3,500 0 -100.00 1,179 0 -100.00
2017-11-14 13F-HR RMB Capital Management, LLC 883 780 -11.66 297 283 -4.71
2017-10-12 13F-HR Selz Capital LLC 18,750 18,750 0.00 1,609 1,766 9.76
2017-10-10 13F-HR Nikko Asset Management Americas, Inc. 2,000 1,100 -45.00 674 400 -40.65
2017-11-13 13F-HR ACT II MANAGEMENT, LP Put 10,000 3,634
2017-11-14 13F-HR Contour Asset Management LLC 91,660 33,311
2017-10-31 13F-HR EVERENCE CAPITAL MANAGEMENT INC 5,389 5,389 0.00 1,815 1,958 7.88
2017-11-14 13F-HR LONE PINE CAPITAL LLC 4,353,832 3,660,652 -15.92 1,466,588 1,330,354 -9.29
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 4,084 0 -100.00 350 0 -100.00
2017-11-13 13F-HR Allianz Asset Management AG 38,267 40,400 5.57 12,887 14,682 13.93
2017-11-14 13F-HR Arrowpoint Asset Management, LLC Call 7,000 7,000 0.00 2,358 2,544 7.89
2017-11-15 13F-HR WESTPORT ASSET MANAGEMENT INC 4,059 4,059 0.00 1,367 1,367 0.00
2017-10-26 13F-HR BALDWIN BROTHERS INC/MA 115 115 0.00 39 42 7.69
2017-11-13 13F-HR CITIGROUP INC 183,834 35,548 -80.66 61,924 12,919 -79.14
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 1,150 1,445 25.65 387 525 35.66
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 923 1,027 11.27 311 373 19.94
2017-11-09 13F-HR MOGY JOEL R INVESTMENT COUNSEL INC 1,183 1,182 -0.08 398 430 8.04
2017-11-08 13F-HR Norinchukin Bank, The 19,990 30,414 52.15 6,734 11,053 64.14
2017-11-14 13F-HR Zions Bancorporation 39 1,573 3,933.33 13 572 4,300.00
2017-11-08 13F-HR Risk Paradigm Group, LLC 131 131 0.00 44,127 47,608 7.89
2017-07-27 13F-HR GRANDFIELD & DODD, LLC 668 0 -100.00 219 0 -100.00
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 1,558,225 984,249 -36.84 133,680 92,697 -30.66
2017-11-14 13F-HR CLINTON GROUP INC 27,984 9,655 -65.50 9,426 3,509 -62.77
2017-11-13 13F-HR Wallace Capital Management Inc. 31,239 30,877 -1.16 2,680 2,908 8.51
2017-11-13 13F-HR Ferris Capital, Llc 61 0 -100.00 21 0 -100.00
2017-08-14 13F-HR Jericho Capital Asset Management L.P. 144,000 0 -100.00 47,134 0 -100.00
2017-11-13 13F-HR Swift Run Capital Management, LLC Put 6,000 2,181
2017-11-14 13F-HR Cider Mill Investments LP 44,963 42,463 -5.56 15,146 15,432 1.89
2017-08-14 13F-HR Hutchin Hill Capital, LP Call 7,500 0 -100.00 2,455 0 -100.00
2017-11-22 13F-HR Chicago Partners Investment Group LLC 0 178 0 17
2017-11-14 13F-HR Bayesian Capital Management, LP 0 8,552 0 3,108
2017-11-14 13F-HR SUVRETTA CAPITAL MANAGEMENT, LLC 996,031 909,571 -8.68