Stock Institutional Ownership and Shareholders

SecurityCHN / China Fund, Inc. (169373107)
Institutional Owners35
Institutional Shares14,551,428
Institutional Value$ 210,163,000 USD

China Fund, Inc. (NYSE:CHN) has 35 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 14,551,428 shares. Largest shareholders include City Of London Investment Group Plc, City Of London Investment Management Co Ltd, Lazard Asset Management Llc, Wells Fargo & Company/mn, Standard Life Aberdeen Plc, Aberdeen Asset Management Plc/uk, 1607 Capital Partners, LLC, Bulldog Investors, LLC, Karpus Management, Inc., and Deschutes Portfolio Strategy, LLC.



China Fund, Inc. (NYSE:CHN) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 1,892 4,300 127.27 35 88 151.43
2017-10-24 13F-HR BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 198 698 252.53 4 14 250.00
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 568,834 568,834 0.00 9,443 10,626 12.53
2017-11-14 13F-HR Thomas J. Herzfeld Advisors, Inc. 9,618 13,537 40.75 180 275 52.78
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 0 108 0 2
2017-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 569 0 -100.00 9 0 -100.00
2017-11-14 13F-HR Bulldog Investors, LLC 197,158 351,363 78.21 2,327 7,150 207.26
2018-01-17 13F-HR Edge Wealth Management LLC 580 580 0.00 12 12 0.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 9,300 14,800 59.14 174 301 72.99
2017-11-09 13F-HR CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 3,909,903 3,919,903 0.26 73,076 80,044 9.54
2017-11-14 13F-HR Standard Life Aberdeen Plc 568,834 11,576
2017-10-30 13F-HR IFP Advisors, Inc 664 1,967 196.23 12 40 233.33
2017-11-13 13F-HR Goss Wealth Management LLC 299 0 -100.00 5,555 0 -100.00
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 59,474 51,774 -12.95 1,111 1,054 -5.13
2017-11-03 13F-HR DOLIVER CAPITAL ADVISORS, INC. 25,662 25,970 1.20 479 528 10.23
2017-10-23 13F-HR WHITTIER TRUST CO 2,336 2,336 0.00 44 48 9.09
2017-11-14 13F-HR FIRST WILSHIRE SECURITIES MANAGEMENT INC 78,031 71,790 -8.00 1,458 1,461 0.21
2017-11-13 13F-HR CITIGROUP INC 207 207 0.00 4 4 0.00
2017-08-10 13F-HR CORNERSTONE ADVISORS INC 82,396 0 -100.00 1,368 0 -100.00
2017-11-14 13F-HR MORGAN STANLEY 21,920 27,782 26.74 409 565 38.14
2018-01-03 SC 13D/A CITY OF LONDON INVESTMENT GROUP PLC 4,080,481 4,190,605 2.70
2017-08-14 13F-HR GUGGENHEIM CAPITAL LLC 18,800 0 -100.00 311 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC 2,496 2,496 0.00 47 51 8.51
2017-11-03 13F-HR/A-1 Advisor Group, Inc. 2,062 0 -100.00 34 0 -100.00
2017-11-14 13F-HR UBS Group AG 8,139 11,479 41.04 152 233 53.29
2017-11-14 13F-HR 1607 Capital Partners, LLC 448,020 445,120 -0.65 8,369 9,058 8.23
2017-11-07 13F-HR Commonwealth Equity Services, Inc 22,757 22,781 0.11 425 463 8.94
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 368 368 0.00 7 7 0.00
2017-11-03 13F-HR Stevens First Principles Investment Advisors 65 3,840 5,807.69 1 78 7,700.00
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 5,000 5,000 0.00 93 102 9.68
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 1,008,864 1,052,033 4.28 18,846 21,409 13.60
2017-12-05 13F-HR Perigon Wealth Management, LLC 139 139 0.00 3 3 0.00
2017-08-14 13F-HR STIFEL FINANCIAL CORP 10,825 0 -100.00 180 0 -100.00
2017-10-20 13F-HR Deschutes Portfolio Strategy, LLC 248,935 247,935 -0.40 4,650 5,045 8.49
2017-11-06 13F-HR IAT REINSURANCE CO LTD. 68,399 68,399 0.00 1,278 1,392 8.92
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 706 706 0.00 13 14 7.69
2017-08-14 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 11,836 0 -100.00 197 0 -100.00
2017-11-14 13F-HR CSS LLC/IL 32,774 30,574 -6.71 612 622 1.63
2017-12-01 13F-HR/A-1 Karpus Management, Inc. 248,753 270,174 8.61 4,647 5,498 18.31
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 2,104,333 2,427,651 15.36 39,329 49,402 25.61
2017-11-03 13F-HR Gramercy Funds Management LLC 94,532 143,586 51.89 1,766 2,922 65.46
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 3,759 3,759 0.00 69 76 10.14
CUSIP: 169373107