SecurityCHN / China Fund, Inc. (169373107)
Institutional Owners42
Institutional Shares14,388,757
Institutional Value$ 227,062,000 USD

Institutional Stock Ownership and Shareholders

CHN / China Fund, Inc. Institutional Ownership

China Fund, Inc. (NYSE:CHN) has 42 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 14,388,757 shares. Largest shareholders include City Of London Investment Management Co Ltd, City Of London Investment Group Plc, Lazard Asset Management Llc, Wells Fargo & Company/mn, Bulldog Investors, LLC, Aberdeen Asset Management Plc/uk, Standard Life Aberdeen Plc, 1607 Capital Partners, LLC, Karpus Management, Inc., and Deschutes Portfolio Strategy, LLC.
China Fund, Inc. (NYSE:CHN) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-13 13F-HR Bulldog Investors, LLC 836,651 957,877 14.49 18,523 20,020 8.08
2018-08-06 13F-HR Shaker Financial Services, LLC 42,811 42,811 0.00 948 895 -5.59
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 706 706 0.00 16 15 -6.25
2018-08-07 13F-HR IAT REINSURANCE CO LTD. 68,399 68,399 0.00 1,514 1,430 -5.55
2018-08-10 13F-HR CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 4,335,711 4,335,711 0.00 96,795 90,356 -6.65
2018-08-14 13F-HR MORGAN STANLEY 27,997 28,258 0.93 620 591 -4.68
2018-08-13 13F-HR LAZARD ASSET MANAGEMENT LLC 1,935,671 1,915,495 -1.04 42,855 40,033 -6.58
2018-08-07 13F-HR IFP Advisors, Inc 677 677 0.00 15 14 -6.67
2018-07-27 13F-HR/A WHITTIER TRUST CO 2,336 2,336 0.00 52 49 -5.77
2018-07-25 13F-HR BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 598 598 0.00 13 12 -7.69
2018-08-14 13F-HR CSS LLC/IL 25,303 32,203 27.27 560 673 20.18
2018-08-14 13F-HR UBS Group AG 11,752 10,427 -11.27 260 217 -16.54
2018-08-14 13F-HR Karpus Management, Inc. 389,198 396,119 1.78 8,617 8,116 -5.81
2018-08-14 13F-HR Thomas J. Herzfeld Advisors, Inc. 14,537 14,797 1.79 322 309 -4.04
2018-08-09 13F-HR Standard Life Aberdeen Plc 460,899 460,899 0.00 10,204 9,633 -5.60
2018-08-14 13F-HR Saba Capital Management, L.P. 66,794 99,443 48.88 1,479 2,078 40.50
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 86 0 -100.00 2 0 -100.00
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 720 1,656 130.00 16 35 118.75
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 12,915 12,915 0.00 287 270 -5.92
2018-08-14 13F-HR DOLIVER CAPITAL ADVISORS, INC. 13,922 0 -100.00 308 0 -100.00
2018-08-14 13F-HR FIRST WILSHIRE SECURITIES MANAGEMENT INC 66,885 64,250 -3.94 1,481 1,343 -9.32
2018-08-14 13F-HR BARCLAYS PLC 2,496 2,496 0.00 55 52 -5.45
2018-08-13 13F-HR Advisory Alpha, LLC 0 0
2018-08-13 13F-HR BRINKER CAPITAL INC 11,376 10,886 -4.31 252 228 -9.52
2018-08-08 13F-HR Private Capital Group, Llc 29 2 -93.10 1 0 -100.00
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 368 368 0.00 8 8 0.00
2018-07-17 13F-HR Edge Wealth Management LLC 580 580 0.00 13 12 -7.69
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 20,000 5,000 -75.00 289 82 -71.63
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 1,975 1,975 0.00 44 41 -6.82
2018-08-14 13F-HR RIVERNORTH CAPITAL MANAGEMENT, LLC 38,838 812
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 5,000 5,000 0.00 111 105 -5.41
2018-08-14 13F-HR ROYAL BANK OF CANADA 14,881 14,251 -4.23 329 298 -9.42
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 1,087,315 1,093,750 0.59 24,073 22,860 -5.04
2018-08-10 13F-HR CITIGROUP INC 207 207 0.00 5 4 -20.00
2017-02-10 13F-HR BlackRock Advisors LLC 1,000 1,000 0.00 16 15 -6.25
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 28,665 26,384 -7.96 634 551 -13.09
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 46,324 46,324 0.00 1,026 968 -5.65
2018-05-11 13F-HR CITIGROUP INC 207 207 0.00 4 5 25.00
2018-08-14 13F-HR 1607 Capital Partners, LLC 433,776 438,676 1.13 9,604 9,168 -4.54
2018-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 34,180 34,180 0.00 757 714 -5.68
2018-07-13 13F-HR Deschutes Portfolio Strategy, LLC 194,897 167,592 -14.01 4,315 3,503 -18.82
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 568,834 568,834 0.00 9,443 10,626 12.53
2017-01-09 SC 13G/A CITY OF LONDON INVESTMENT GROUP PLC 2,476,513 3,441,987 38.99
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 22,693 21,568 -4.96 502 451 -10.16
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 22,757 22,781 0.11 425 464 9.18
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 294 294 0.00 7 6 -14.29

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CUSIP: 169373107