SecurityCEMP / Cempra, Inc. (58549G100)
President and CEOFernandes Prabhavathi
Institutional Owners86
Form N-Q Owners8
Institutional Shares23,815,709 - 45.35% (ex. N-Q)
Common Shares Outstanding52,512,385 shares (as of 2017-09-30) (ex. N-Q)
Institutional Value$ 109,201,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Cempra, Inc. (NASDAQ:CEMP) has 86 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 23,815,709 shares. Largest shareholders include Vatera Holdings Llc, Flynn James E, Medicines Co /de, FMR LLC / Fidelity, BlackRock Inc., Vanguard Group Inc, Dimensional Fund Advisors Lp, Millennium Management Llc, Sphera Funds Management Ltd., and Numeric Investors Llc.

Cempra, Inc. (NASDAQ:CEMP) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-01-11 SC 13G Medicines Co /de 3,313,702
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 9,380 148
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 10,500 166
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 4,780 75
2018-02-06 13F-HR MCF Advisors LLC 400 6
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 20,700 0 -100.00 67 0 -100.00
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 15,515 245
2018-02-13 13F-HR Legal & General Group Plc 2,722 43
2018-02-14 13F-HR NORTHERN TRUST CORP 112,223 1,774
2018-02-14 13F-HR ROYAL BANK OF CANADA 633 10
2018-02-02 13F-HR Teton Advisors, Inc. 15,000 237
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 44,500 703
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 38,834 614
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 246 4
2018-02-09 13F-HR CITADEL ADVISORS LLC 18,741 296
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 602 9
2018-02-14 13F-HR Palo Alto Investors, LLC 50,689 801
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,921 536
2017-11-22 N-Q Principal Exchange-traded Funds (see advisory)
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 64 2
2017-11-29 N-Q Gabelli Healthcare & Wellnessrx Trust (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 257 0 -100.00 1 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 181 0 -100.00 2 0 -100.00
2018-02-14 13F-HR STATE STREET CORP 161,485 2,552
2018-01-08 SC 13D/A Vatera Holdings Llc 6,729,459 8,729,459 29.72
2018-02-14 13F-HR DEUTSCHE BANK AG\ 92,751 1,464
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 278,915 4,407
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 14,851 235
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 77,011 1,217
2018-02-14 13F-HR VANGUARD GROUP INC 522,074 8,249
2018-02-12 13F-HR FMR LLC / Fidelity 989,509 15,634
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 62,300 0 -100.00 202 0 -100.00
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 37,100 586
2017-08-18 N-Q TETON WESTWOOD FUNDS (see advisory)
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 6,454 102
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,757 28
2018-02-14 13F-HR PDT Partners, LLC 11,273 178
2018-01-17 13F-HR Cutler Group LP 36 0
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 7,789 123
2018-02-13 13F-HR JP Morgan Chase & Co 2,274 36
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 771 12
2018-01-17 13F-HR Cutler Group LP Call 8,200 0
2018-02-12 13F-HR CITIGROUP INC Put 2,800 44
2018-02-09 13F-HR Bank of New York Mellon Corp 37,414 592
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 151,200 2,389
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 17,740 280
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 1,060 17
2018-01-09 SC 13G Flynn James E 6,920,714
2018-01-12 SC 13G/A BlackRock Inc. 604,455
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 430,428 6,801
2018-01-22 13F-HR OGOREK ANTHONY JOSEPH /NY/ /ADV 60 0
2018-01-23 13F-HR STRS OHIO 2,700 42
2018-02-14 13F-HR VIRTUS ETF ADVISERS LLC 22,054 348
2018-02-02 13F-HR GABELLI FUNDS LLC 38,400 607
2018-02-14 13F-HR BARCLAYS PLC Call 1,660 26
2018-02-09 13F-HR South Dakota Investment Council 129,941 2,053
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 723 11
2018-02-02 13F-HR Alambic Investment Management, L.P. 13,082 207
2018-02-06 13F-HR TOTH FINANCIAL ADVISORY CORP 60 1
2018-02-12 13F-HR CITIGROUP INC Call 9,360 148
2018-02-14 13F-HR MACQUARIE GROUP LTD 24 0
2018-02-12 13F-HR Financial Architects, Inc 160 3
2018-02-14 13F-HR TEACHERS ADVISORS INC 17,348 274
2018-02-14 13F-HR Covington Capital Management 200 3
2018-02-14 13F-HR A.R.T. Advisors, LLC 59,166 934
2017-11-28 N-Q Jnl Variable Fund Llc (see advisory)
2018-01-26 13F-HR Sterling Investment Advisors, Ltd. 95 2
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 2,880 46
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 80,561 1,272
2018-02-12 13F-HR SPHERA FUNDS MANAGEMENT LTD. 200,000 3,160
2018-01-10 13F-HR FRANKLIN STREET ADVISORS INC /NC 12,910 204
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 1,470 23
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 10,237 162
2018-02-14 13F-HR UBS Group AG 3,787 59
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 15,560 246
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-14 13F-HR Bellevue Group AG 32,100 507
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 20,498 0 -100.00 67 0 -100.00
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 15,173 240
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 10,641 168
2018-02-13 13F-HR Formidable Asset Management, LLC 100 0
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 513,064 68,012 -86.74 1,667 1,075 -35.51
2018-02-14 13F-HR BARCLAYS PLC Put 280 4
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 31,028 490
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 8,398 133
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 47,621 753
2018-02-14 13F-HR Advisor Group, Inc. 200 3
2018-02-12 13F-HR CITIGROUP INC 2,142 33
2018-02-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 78,140 1,235
2017-08-18 N-Q GABELLI EQUITY SERIES FUNDS INC (see advisory)
2018-02-13 13F-HR Renaissance Technologies LLC 82,320 1,301
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 2,667 42,139
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 2,476 39
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 7,770 123
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-14 13F-HR MORGAN STANLEY 42,718 675
2018-02-09 13F-HR RidgeWorth Capital Management LLC 22,054 348
2018-02-09 13F-HR RHUMBLINE ADVISERS 10,186 161
2018-02-14 13F-HR BARCLAYS PLC 31,512 498
2018-02-14 13F-HR NUMERIC INVESTORS LLC 187,301 2,959

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( CEMP / Cempra, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!


CUSIP: 58549G100