Stock Institutional Ownership and Shareholders

SecurityCDXC / ChromaDex Corporation (171077407)
CEO, PRESIDENTJaksch Frank L Jr
Institutional Owners45
Institutional Shares17,631,516
Outstanding Shares47,556,697 (as of 2017-09-30)
Institutional Value$ 14,233,000 USD

ChromaDex Corporation (NASDAQ:CDXC) has 45 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 17,631,516 shares. Largest shareholders include Champion River Ventures Ltd, Pioneer Step Holdings Ltd, Frost Phillip Md Et Al, Vanguard Group Inc, Tieton Capital Management, LLC, Millennium Management Llc, Granite Investment Partners, LLC, North Star Investment Management Corp., Geode Capital Management, Llc, and BlackRock Inc..



ChromaDex Corporation (NASDAQ:CDXC) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR ROYAL BANK OF CANADA 0 6 0 0
2017-08-14 13F-HR Invesco Ltd. 22,638 0 -100.00 61 0 -100.00
2017-08-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 57,620 0 -100.00 155 0 -100.00
2017-08-01 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 44,800 0 -100.00 121 0 -100.00
2017-08-11 13F-HR KCG HOLDINGS, INC. 0 11,549 0 44
2017-11-08 13F-HR Granite Investment Partners, LLC 236,677 250,276 5.75 904 1,076 19.03
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 8 8 0.00 31 34 9.68
2017-11-14 13F-HR BARCLAYS PLC 77,288 21,290 -72.45 295 91 -69.15
2017-11-14 13F-HR DEUTSCHE BANK AG\ 48,127 72 -99.85 183 0 -100.00
2017-11-14 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 3,380 3,380 0.00 13 15 15.38
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 359,545 337,142 -6.23 1,373 1,450 5.61
2017-11-14 13F-HR BlackRock Inc. 96,957 101,290 4.47 370 436 17.84
2017-08-10 13F-HR TEACHERS ADVISORS INC 54,509 0 -100.00 147 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 182,633 0 -100.00 698 0 -100.00
2017-10-12 13F-HR MAI Capital Management 10,667 10,667 0.00 41 46 12.20
2017-10-25 13F-HR SIMPLEX TRADING, LLC 822 0 -100.00 3 0 -100.00
2017-11-14 13F-HR SEGALL BRYANT & HAMILL, LLC 38,834 30,000 -22.75 148 129 -12.84
2017-10-26 13F-HR Acrospire Investment Management LLC 4,513 0 -100.00 17 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 43,968 36,422 -17.16 168 156 -7.14
2017-11-14 13F-HR BlueCrest Capital Management Ltd 23,708 0 -100.00 91 0 -100.00
2017-08-11 13F-HR Commonwealth Equity Services, Inc 10,002 0 -100.00 27 0 -100.00
2017-08-15 13F-HR Ameritas Investment Partners, Inc. 2,230 0 -100.00 6 0 -100.00
2017-08-11 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 7,401 0 -100.00 20 0 -100.00
2017-08-02 13F-HR RHUMBLINE ADVISERS 53,053 0 -100.00 143 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 55,381 0 -100.00 211 0 -100.00
2017-11-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 2,000 0 -100.00 8 0 -100.00
2017-08-03 13F-HR Legal & General Group Plc 4,744 0 -100.00 13 0 -100.00
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 12,813 55
2017-11-14 13F-HR UBS Group AG 13,309 35,000 162.98 51 151 196.08
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 20 0 -100.00 2 0 -100.00
2017-11-15 13F-HR Arete Wealth Advisors, LLC 62,593 62,593 0.00 239 269 12.55
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 10,334 0 -100.00 39 0 -100.00
2017-11-21 SC 13D/A Pioneer Step Holdings Ltd 3,846,155 4,333,960 12.68
2017-08-14 13F-HR LPL Financial LLC 12,334 0 -100.00 33 0 -100.00
2017-11-14 13F-HR VANGUARD GROUP INC 893,941 978,990 9.51 3,415 4,210 23.28
2017-11-14 13F-HR PEAK6 Investments, L.P. 13,874 0 -100.00 53 0 -100.00
2017-08-14 13F-HR STATE STREET CORP 331,073 0 -100.00 891 0 -100.00
2017-08-11 13F-HR AMERICAN INTERNATIONAL GROUP INC 17,628 0 -100.00 47 0 -100.00
2017-11-14 13F-HR PATHSTONE FAMILY OFFICE, LLC 3,000 3,000 0.00 11 13 18.18
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 1,132 0 -100.00 4 0 -100.00
2017-11-14 13F-HR Paloma Partners Management Co 106,250 0 -100.00 406 0 -100.00
2017-11-02 13F-HR AlphaMark Advisors, LLC 667 667 0.00 3 3 0.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 16,138 4,668 -71.07 62 20 -67.74
2017-11-06 13F-HR Bank of New York Mellon Corp 25,479 25,479 0.00 97 110 13.40
2017-11-09 13F-HR LMR Partners LLP 90,841 0 -100.00 347 0 -100.00
2017-11-08 13F-HR D.A. DAVIDSON & CO. 38,000 43,000 13.16 145 184 26.90
2017-11-17 13F-HR/A-1 Virtu Financial LLC 63,189 272
2017-10-13 13F-HR Horan Securities, Inc. 1,090 1,090 0.00 4 5 25.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 101,081 32,962 -67.39 386 142 -63.21
2017-11-13 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 136,301 32,351 -76.27 521 139 -73.32
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 646 677 4.80 2 3 50.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 11,800 0 -100.00 45 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO 0 18,638 0 81
2017-11-13 13F-HR CITIGROUP INC 1 0 -100.00 0 0
2017-11-09 13F-HR Tieton Capital Management, LLC 616,620 590,702 -4.20 2,355 2,540 7.86
2017-10-12 13F-HR Advisory Services Network, LLC 1,500 6
2017-11-14 13F-HR IHT Wealth Management, LLC 1,668 1,668 0.00 21 8 -61.90
2017-11-14 13F-HR MORGAN STANLEY 1,504 2,100 39.63 6 9 50.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 1,000 11,000 1,000.00 4 47 1,075.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 0 4,000 0 17
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 29,750 128
2017-10-06 13F-HR North Star Investment Management Corp. 265,334 239,200 -9.85 1,014 1,029 1.48
2017-11-14 13F-HR Squarepoint Ops LLC 23,361 30,000 28.42 89 129 44.94
2017-08-10 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 81,255 0 -100.00 219 0 -100.00
2017-11-21 SC 13D/A Champion River Ventures Ltd 5,769,230 6,500,937 12.68
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 672 1,159 72.47 3 5 66.67
2017-10-17 13F-HR Creative Planning 19,001 19,819 4.31 73 85 16.44
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 166,699 175,437 5.24 636 754 18.55
2017-11-03 13F-HR PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL 35,000 150
2017-08-17 SC 13D/A FROST PHILLIP MD ET AL 3,558,410 3,493,410 -1.83
2017-08-10 13F-HR Nationwide Fund Advisors 18,670 0 -100.00 50 0 -100.00
2017-11-13 13F-HR Resources Investment Advisors, Inc. 4,000 4,000 0.00 15 17 13.33
2017-11-13 13F-HR NORTHERN TRUST CORP 42,888 40,655 -5.21 164 175 6.71
CUSIP: 171077407