SecurityCDNS / Cadence Design Systems, Inc. (127387108)
Institutional Owners592 (146 N-Q Owners)
Institutional Shares260,629,486 - 92.45% (ex. N-Q)
Common Shares Outstanding281,906,000 shares (as of 2018-03-31)
Institutional Value$ 82,652,938,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

CDNS / Cadence Design Systems, Inc. Institutional Ownership

Cadence Design Systems, Inc. (NASDAQ:CDNS) has 592 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 260,629,486 shares. Largest shareholders include Vanguard Group Inc, Massachusetts Financial Services Co /ma/, BlackRock Inc., Janus Capital Management Llc, State Street Corp, Henderson Group Plc, APG Asset Management N.V., Aqr Capital Management Llc, Alkeon Capital Management Llc, and Goldman Sachs Group Inc.
Cadence Design Systems, Inc. (NASDAQ:CDNS) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

Embed this chart! (it updates automatically)
<a href="https://fintel.io/so/us/cdns"><img src="https://images.fintel.io/us-cdns-so.png" alt="CDNS / Cadence Design Systems, Inc. Institutional Ownership"><a>

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-04-30 13F-HR Advantus Capital Management Inc 28,969 28,869 -0.35 1,211 1,062 -12.30
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 288,148 296,138 2.77 12,050 10,889 -9.63
2018-05-10 13F-HR JP Morgan Chase & Co 1,282,701 454,004 -64.61 53,643 16,694 -68.88
2018-02-28 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-04-27 N-Q Alps Etf Trust (see advisory)
2018-05-09 13F-HR Piermont Capital Management LLC 11,490 11,490 0.00 481 422 -12.27
2018-05-07 13F-HR Spectrum Management Group, Inc. 29,257 1,590 -94.57 1,224 58 -95.26
2018-05-15 13F-HR Intellectus Partners, LLC 205 205 0.00 9 8 -11.11
2018-05-11 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 1,640 1,640 0.00 69 60 -13.04
2018-05-09 13F-HR KBC Group NV 50,869 102,397 101.30 2,127 3,765 77.01
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 108,197 91,441 -15.49 4,525 3,362 -25.70
2018-02-27 N-Q Franklin Custodian Funds (see advisory)
2018-05-15 13F-HR Jefferies Group LLC 188,276 157,726 -16.23 7,874 5,800 -26.34
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 11,247 11,247 0.00 470 414 -11.91
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 8,700 23,500 170.11 364 864 137.36
2018-02-23 N-Q Managed Portfolio Series (see advisory)
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 11,168 11,168 0.00 467 411 -11.99
2018-04-06 13F-HR Cerebellum Gp, Llc 2,933 5,206 77.50 123 191 55.28
2018-02-27 N-Q Etf Series Solutions (see advisory)
2018-02-27 N-Q Vaneck Vectors Etf Trust (see advisory)
2018-05-15 13F-HR Natixis 241,475 713,475 195.47 10,098 26,234 159.79
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-05-21 13F-HR Winton Capital Group Ltd 228,424 228,376 -0.02 9,553 8,397 -12.10
2018-03-01 N-Q Pimco Funds (see advisory)
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 183,507 231,931 26.39 7,669 8,536 11.31
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-04-27 N-Q Horizon Funds (see advisory)
2018-04-20 13F-HR Jaffetilchin Investment Partners, LLC 8,754 0 -100.00 366 0 -100.00
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 310,955 295,036 -5.12 13,005 10,848 -16.59
2018-03-29 N-Q Direxion Shares Etf Trust (see advisory)
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 39,900 58,700 47.12 1,669 2,158 29.30
2018-03-26 N-Q Mfs Series Trust Vi (see advisory)
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 8,309 8,359 0.60 347 307 -11.53
2018-05-07 13F-HR Crewe Advisors Llc 513 19
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 0 22,361 0 822
2018-05-08 13F-HR LS Investment Advisors, LLC 14,781 14,716 -0.44 618 541 -12.46
2018-05-04 13F-HR PICTON MAHONEY ASSET MANAGEMENT 76,800 70,600 -8.07 3,212 2,597 -19.15
2018-05-02 13F-HR RHUMBLINE ADVISERS 519,863 516,594 -0.63 21,741 18,995 -12.63
2018-04-09 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 379,044 374,524 -1.19 15,852 13,771 -13.13
2018-05-14 13F-HR NOMURA HOLDINGS INC 68,964 2,716
2018-02-09 13F-HR Citizens Financial Group Inc/RI 111 0 -100.00 4 0 -100.00
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 172,200 172,200 0.00 7,201 6,332 -12.07
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 2,779,966 2,620,108 -5.75 116,257 96,342 -17.13
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 1,129,288 1,292,788 14.48 47,226 47,535 0.65
2018-05-04 13F-HR Stephens Investment Management Group LLC 758,420 758,802 0.05 31,717 27,901 -12.03
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 43,545 67,793 55.68 1,869 2,493 33.39
2018-01-29 N-Q Nuveen Investment Trust (see advisory)
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 487,658 472,442 -3.12 20,394 17,372 -14.82
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 811,505 798,005 -1.66 33,937 29,343 -13.54
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 1,551,031 2,911,212 87.70 64,864 107,045 65.03
2018-02-14 13F-HR UBS Group AG Call 6,300 0 -100.00 249 0 -100.00
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 4,660 2,960 -36.48 195 109 -44.10
2018-05-09 13F-HR Korea Investment CORP 161,707 332,032 105.33 6,763 12,209 80.53
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 100,936 116,902 15.82 4,221 4,299 1.85
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,473,694 1,560,684 5.90 61,630 57,387 -6.88
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-05-02 13F-HR Dean Capital Investments Management, Llc 11,253 0 -100.00 471 0 -100.00
2018-01-16 13F-HR Convergence Investment Partners, LLC 9,931 415
2018-05-15 13F-HR GV Financial Advisors 15,260 12,899 -15.47 638 474 -25.71
2018-05-11 13F-HR Delpha Capital Management, Llc 1,903 14,098 640.83 80 518 547.50
2018-05-08 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 1,510,373 1,718,835 13.80 63,164 63,202 0.06
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 115,779 125,858 8.71 4,842 4,628 -4.42
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 21,991,971 22,812,813 3.73 919,702 838,827 -8.79
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 53,974 4,367 -91.91 2,257 161 -92.87
2018-05-04 13F-HR Quantitative Systematic Strategies LLC 0 16,101 0 592
2018-05-15 13F-HR Altshuler Shaham Ltd 51,250 1,884
2018-05-11 13F-HR OMERS ADMINISTRATION Corp 142,900 72,700 -49.13 5,976 2,673 -55.27
2018-03-01 N-Q Value Line Asset Allocation Fund Inc (see advisory)
2018-02-28 N-Q Acap Strategic Fund (see advisory)
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 7,605 8,308 9.24 318 305 -4.09
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 200,103 0 7,358
2018-05-11 13F-HR Cutler Group LP 0 763 0 28
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 17,400 640
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 11,515 11,783 2.33 482 433 -10.17
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 9 5 -44.44 0 1
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 441,256 431,259 -2.27 18,453 15,857 -14.07
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 648,730 650,841 0.33 27,130 23,931 -11.79
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 51,760 50,513 -2.41 2,164 1,857 -14.19
2018-04-20 13F-HR JENNISON ASSOCIATES LLC 46,699 26,932 -42.33 1,953 990 -49.31
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 4,300 0 -100.00 180 0 -100.00
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-08 13F-HR Aperio Group, LLC 425,221 383,531 -9.80 17,783 14,102 -20.70
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 4,330,539 3,101,361 -28.38 181,102 114,038 -37.03
2018-02-14 13F-HR ProShare Advisors LLC 34,395 171,869 399.69 1,358 7,188 429.31
2018-05-15 13F-HR Advisors Asset Management, Inc. 24,798 16,054 -35.26 1,037 622 -40.02
2018-04-19 13F-HR State of Alaska, Department of Revenue 47,240 55,940 18.42 1,974 2,056 4.15
2018-04-24 13F-HR Rehmann Capital Advisory Group 1,219 45
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-05-11 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 55,212 29,511 -46.55 2,309 1,085 -53.01
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-04-30 13F-HR CRITERION CAPITAL MANAGEMENT LLC 0 1,984,739 0 72,979
2018-05-07 13F-HR ING GROEP NV 10,398 0 -100.00 435 0 -100.00
2018-04-02 N-Q Investment Managers Series Trust (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 483 315 -34.78 116 5 -95.69
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 40 1
2018-04-19 13F-HR Janney Capital Management LLC 8,136 8,772 7.82 340 323 -5.00
2018-01-17 13F-HR CrestPoint Capital Management, LLC 41,600 21,200 -49.04 1,642 887 -45.98
2018-04-23 13F-HR BALASA DINVERNO & FOLTZ LLC 6,716 0 -100.00 281 0 -100.00
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-05-14 13F-HR IHT Wealth Management, LLC 623 0 -100.00 28 0 -100.00
2018-04-13 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 388 14
2018-01-10 13F-HR FIRST CITIZENS BANK & TRUST CO 12,532 0 -100.00 495 0 -100.00
2018-05-11 13F-HR Covington Capital Management 1,500 1,500 0.00 63 55 -12.70
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-05-03 13F-HR MACKAY SHIELDS LLC 47,526 1,748
2018-02-09 13F-HR Virtu Financial LLC 26,298 1,100
2018-05-08 13F-HR Buckley Wealth Management, Llc 14,005 14,530 3.75 586 534 -8.87
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 48,200 1,772
2018-04-18 13F-HR/A FNY Managed Accounts LLC 139 0 -100.00 5 0 -100.00
2018-03-29 N-Q Hennessy Funds Trust (see advisory)
2018-02-12 13F-HR Cipher Capital LP 0 24,745 0 1,035
2018-05-14 13F-HR Stone Ridge Asset Management LLC 30,278 30,278 0.00 1,266 1,113 -12.09
2018-04-13 13F-HR North Star Investment Management Corp. 1,920 3,035 58.07 80 112 40.00
2018-02-14 13F-HR COHEN & STEERS INC 231,287 0 -100.00 9,129 0 -100.00
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 101,511 161,891 59.48 4,245 5,953 40.24
2018-05-11 13F-HR Private Ocean, LLC 2,500 2,500 0.00 105 91 -13.33
2018-05-15 13F-HR Advisor Group, Inc. 4,751 13,483 183.79 198 496 150.51
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 90 4
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 1,854 546 -70.55 78 20 -74.36
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-05-14 13F-HR AJO, LP 4,040,853 3,877,551 -4.04 168,988 142,578 -15.63
2018-01-30 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 32,341 0 -100.00 1,276 0 -100.00
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 26,900 26,900 0.00 1,125 989 -12.09
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 77,083 73,088 -5.18 3,224 2,687 -16.66
2018-05-14 13F-HR Camelot Portfolios, LLC 11,402 0 -100.00 477 0 -100.00
2018-02-28 N-Q Index Funds (see advisory)
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 187 187 0.00 8 7 -12.50
2018-02-12 13F-HR FMR LLC / Fidelity 76,746 10,690 -86.07 3,029 447 -85.24
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 107,276 31,950 -70.22 4,486 1,175 -73.81
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 7,900 15,600 97.47 330 574 73.94
2017-12-29 N-Q Sunamerica Series Trust (see advisory)
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 651 996 53.00 27 36 33.33
2018-05-14 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 19,663 18,126 -7.82 822 666 -18.98
2018-04-26 N-Q Columbia Funds Series Trust I (see advisory)
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 82,800 83,300 0.60 3,463 3,063 -11.55
2018-02-14 13F-HR BlueMountain Capital Management, LLC 218,522 317,419 45.26 8,625 13,274 53.90
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 294,152 221,085 -24.84 12,301 8,129 -33.92
2018-04-30 13F-HR GREENLEAF TRUST 9,079 9,127 0.53 380 336 -11.58
2018-04-27 N-Q Proshares Trust (see advisory)
2018-02-12 13F-HR Winfield Associates, Inc. 40 0 -100.00 2 0 -100.00
2018-02-13 13F-HR KOCH INDUSTRIES INC 27,447 24,008 -12.53 1,084 1,004 -7.38
2018-05-14 13F-HR DIAM Co., Ltd. 512,120 556,904 8.74 21,457 20,478 -4.56
2018-05-07 13F-HR ETRADE Capital Management LLC 20,123 18,847 -6.34 842 693 -17.70
2018-05-10 13F-HR Spark Investment Management LLC 117,400 117,400 0.00 4,909 4,316 -12.08
2018-05-08 13F-HR Alambic Investment Management, L.P. 106,580 96,100 -9.83 4,457 3,534 -20.71
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-03-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 5,300 0 -100.00 209 0 -100.00
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 1,222 481 -60.64 49 16 -67.35
2018-04-11 13F-HR DnB Asset Management AS 26,400 27,900 5.68 1,104,048 1,025,883 -7.08
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-02-14 13F-HR Dynamic Capital Management Ltd 10,313 0 -100.00 407 0 -100.00
2018-05-14 13F-HR Renaissance Technologies LLC 775,600 1,415,800 82.54 32,436 52,059 60.50
2018-05-08 13F-HR ClariVest Asset Management LLC 140,600 140,300 -0.21 5,880 5,159 -12.26
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-04-27 N-Q Fidelity Concord Street Trust (see advisory)
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 449,598 339,161 -24.56 18,802 12,471 -33.67
2018-02-14 13F-HR NUMERIC INVESTORS LLC 1,336,110 81,012 -93.94 52,736 3,388 -93.58
2018-02-13 13F-HR AMALGAMATED BANK 56,924 59,881 5.19 2,247 2,504 11.44
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 236,074 332,665 40.92 9,872,615 12,232,092 23.90
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-05-15 13F-HR DEUTSCHE BANK AG\ 1,722,111 2,141,720 24.37 72,017 78,748 9.35
2018-04-16 13F-HR PEREGRINE CAPITAL MANAGEMENT LLC 978,489 933,463 -4.60 40,920 34,323 -16.12
2018-04-04 13F-HR CENTRAL TRUST Co 500 300 -40.00 21 11 -47.62
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 2,285 2,501 9.45 95 92 -3.16
2018-05-15 13F-HR aeris Capital Holding GmbH 6,079 4,966 -18.31 254 183 -27.95
2018-05-16 13F-HR/A COWEN GROUP, INC. 12,375 221,101 1,686.67 518 8,130 1,469.50
2017-12-21 N-Q American Pension Investors Trust (see advisory)
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 39,330 39,403 0.19 1,645 1,449 -11.91
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 13,280 13,980 5.27 524 585 11.64
2018-03-22 N-Q Dreyfus Index Funds Inc (see advisory)
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 11,063 6,951 -37.17 463 256 -44.71
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 0 5,822 0 214
2018-05-09 13F-HR/A JNBA Financial Advisors 900 900 0.00 38 33 -13.16
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-02-14 13F-HR Zions Bancorporation 92 0 -100.00 4 0 -100.00
2018-02-27 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-05-09 13F-HR Tredje AP-fonden 113,510 112,320 -1.05 4,747 4,130 -13.00
2018-02-28 N-Q Transparent Value Trust (see advisory)
2018-05-01 13F-HR ALPS ADVISORS INC 28,022 19,409 -30.74 1,172 714 -39.08
2018-05-11 13F-HR VAN ECK ASSOCIATES CORP 552,811 643,423 16.39 23,119 23,659 2.34
2018-03-30 N-Q Exchange Traded Concepts Trust (see advisory)
2018-05-11 13F-HR PITCAIRN CO 47,627 39,699 -16.65 1,991 1,460 -26.67
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,068,758 1,094,049 2.37 42,183,880 45,753,129 8.46
2018-05-15 13F-HR Sound Income Strategies, Llc 14 14 0.00 1 1 0.00
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 57,400 53,853 -6.18 2,400 1,980 -17.50
2017-12-28 N-Q Profunds (see advisory)
2018-05-15 13F-HR FIFTH THIRD BANCORP 61 3,872 6,247.54 3 142 4,633.33
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 4,884,627 4,993,302 2.22 204,276 183,603 -10.12
2018-05-04 13F-HR M&T BANK CORP 18,223 18,758 2.94 762 690 -9.45
2018-02-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 18 5,899 32,672.22 1 217 21,600.00
2018-04-25 13F-HR WRIGHT INVESTORS SERVICE INC 13,071 12,639 -3.31 547 465 -14.99
2018-05-21 13F-HR Front Row Advisors Llc 379 405 6.86 16 15 -6.25
2018-05-10 13F-HR SMITHFIELD TRUST CO 205 205 0.00 9 8 -11.11
2018-02-09 13F-HR Arizona State Retirement System 122,300 139,311 13.91 4,827 5,826 20.70
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 2,700 5,800 114.81 113 213 88.50
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 55,485 55,802 0.57 2,320 2,051,838 88,341.29
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 110,193 109,916 -0.25 4,608 4,042 -12.28
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 116,255 54,558 -53.07 4,862 2,006 -58.74
2018-05-12 13F-HR Hillsdale Investment Management Inc. 9,000 9,000 0.00 376 331 -11.97
2018-04-24 13F-HR Parkwood LLC 5,090 0 -100.00 213 0 -100.00
2018-01-25 N-Q Columbia Funds Series Trust (see advisory)
2018-03-29 N-Q Nuveen Investment Funds Inc (see advisory)
2018-01-30 13F-HR CHICAGO EQUITY PARTNERS LLC 45,770 0 -100.00 1,807 0 -100.00
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 7,975 7,455 -6.52 334 274 -17.96
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 100 900 800.00 4 33 725.00
2018-05-15 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 267,300 187,400 -29.89 11,178 6,891 -38.35
2018-05-15 13F-HR Marshall Wace North America L.P. 0 137,999 0 5,075
2018-03-22 N-Q Dreyfus/laurel Funds Inc (see advisory)
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 326,801 115,848 -64.55 12,898 4,844 -62.44
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 706,097 661,595 -6.30 27,870 27,668 -0.72
2018-02-14 13F-HR TEACHERS ADVISORS INC 507,480 695,990 37.15 20,030 29,106 45.31
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 1,123,995 1,137,829 1.23 47,009 41,838 -11.00
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 859 859 0.00 36 32 -11.11
2018-05-15 13F-HR CLEARARC CAPITAL INC 7,205 7,233 0.39 301 266 -11.63
2018-05-10 13F-HR IBM Retirement Fund 0 6,115 0 225
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 4,994 0 -100.00 209 0 -100.00
2018-05-14 13F-HR AVIVA PLC 139,760 5,139
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 4,200 4,200 0.00 176 154 -12.50
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 21,286 0 783
2018-05-11 13F-HR Sigma Planning Corp 66,146 0 -100.00 2,766 0 -100.00
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 5,623 0 -100.00 235 0 -100.00
2018-05-08 13F-HR INTACT INVESTMENT MANAGEMENT INC. 5,600 206
2018-05-04 13F-HR FFCM LLC 1,376 0 -100.00 58 0 -100.00
2018-02-09 13F-HR Proficio Capital Partners LLC 199 227 14.07 8 9 12.50
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-03-29 N-Q Ofi Funds Trust (see advisory)
2018-05-15 13F-HR PDT Partners, LLC 282,934 0 -100.00 11,832 0 -100.00
2018-04-26 N-Q Putnam Funds Trust (see advisory)
2018-04-27 N-Q Valic Co I (see advisory)
2018-02-01 13F-HR ALGERT GLOBAL LLC 74,855 0 -100.00 2,955 0 -100.00
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 5,601 206
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-05-15 13F-HR BlueCrest Capital Management Ltd 192,644 5,990 -96.89 8,056 220 -97.27
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 91,873 21,033 -77.11 3,843 773 -79.89
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 219,003 221,000 0.91 9,159 8,126 -11.28
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 124,192 121,067 -2.52 5,194 4,452 -14.29
2018-03-23 N-Q Glenmede Fund Inc (see advisory)
2018-04-16 13F-HR IFC Holdings Incorporated/FL 18,982 0 -100.00 790 0 -100.00
2018-05-18 13F-HR Xact Kapitalforvaltning AB 29,732 31,384 5.56 1,243 1,154 -7.16
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-05-11 13F-HR HSBC HOLDINGS PLC 240,409 467,840 94.60 10,052 17,203 71.14
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 5,863 6,171 5.25 245 227 -7.35
2018-05-11 13F-HR Mutual of America Capital Management LLC 33,080 36,155 9.30 1,383 1,329 -3.90
2018-05-15 13F-HR Voya Investment Management LLC 392,163 654,320 66.85 16,400 24,059 46.70
2018-03-28 N-Q Hartford Mutual Funds Ii Inc (see advisory)
2018-03-29 N-Q Nushares Etf Trust (see advisory)
2018-04-30 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 1,465,448 0 -100.00 61,285 0 -100.00
2018-05-11 13F-HR Russell Investments Group, Ltd. 920,286 998,695 8.52 38,916 36,705 -5.68
2018-02-27 N-Q Northern Funds (see advisory)
2018-05-15 13F-HR Achmea Investment Management B.V. 39,635 57,214 44.35 1,655 2,103 27.07
2018-05-17 13F-HR Legal & General Group Plc 581,487 1,730,484 197.60 24,324 63,622 161.56
2018-04-13 13F-HR National Pension Service 339,820 0 -100.00 14,211 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 10,800 397
2018-05-15 13F-HR Magnetar Financial LLC 46,580 17,806 -61.77 1,948 655 -66.38
2018-04-27 13F-HR Retirement Systems of Alabama 136,835 135,133 -1.24 5,722 4,969 -13.16
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 81,222 44,625 -45.06 3,397 1,641 -51.69
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 116,999 106,125 -9.29 4,893 3,902 -20.25
2018-05-14 13F-HR DODGE & COX 720,160 550,365 -23.58 30,117 20,237 -32.81
2018-05-09 13F-HR BBR PARTNERS, LLC 39,100 1,438
2018-05-14 13F-HR Itau Unibanco Holding S.A. 9,398 8,181 -12.95 393 301 -23.41
2018-04-20 13F-HR FIRST QUADRANT L P/CA 761,673 720,219 -5.44 31,853 26,482 -16.86
2018-04-16 13F-HR Ledyard National Bank 126 126 0.00 5 5 0.00
2018-05-16 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 140,000 0 -100.00 5,855 0 -100.00
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 38,549 37,728 -2.13 1,612 1,387 -13.96
2018-05-15 13F-HR Wellington Management Group LLP 4,769,682 1,020,893 -78.60 199,469 37,538 -81.18
2018-05-15 13F-HR Metlife Investment Advisors, Llc 87,364 85,126 -2.56 3,654 3,130 -14.34
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-04-16 13F-HR ORRSTOWN FINANCIAL SERVICES INC 170 170 0.00 7 6 -14.29
2018-03-29 N-Q Lord Asset Management Trust (see advisory)
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 55,000 55,000 0.00 2,300 2,022 -12.09
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-03-26 N-Q Mfs Series Trust Xv (see advisory)
2018-03-27 N-Q Transamerica Funds (see advisory)
2018-05-07 13F-HR GREAT LAKES ADVISORS, LLC 272,788 375,166 37.53 11,408 13,795 20.92
2018-02-14 13F-HR Banco Santander, S.A. 180,200 7,536
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 89,650 88,491 -1.29 3,749 3,253 -13.23
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-05-11 13F-HR Yorktown Management & Research Co Inc 6,900 6,900 0.00 289 254 -12.11
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 0 6,879 0 288
2018-03-05 13F-HR/A NORGES BANK 3,103,949 3,228,386 4.01 97,464 135,011 38.52
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 150,000 0 -100.00 6,273 0 -100.00
2018-02-28 N-Q Ivy Funds (see advisory)
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 297,519 421,571 41.70 12,442 15,501 24.59
2018-05-02 13F-HR NJ State Employees Deferred Compensation Plan 38,250 38,250 0.00 1,600 1,406 -12.12
2018-05-14 13F-HR Laurion Capital Management LP 135,400 145,001 7.09 5,662 5,332 -5.83
2018-05-10 13F-HR FRANKLIN RESOURCES INC 446,406 563,243 26.17 18,669 20,711 10.94
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 649,311 862,768 32.87 27,154 31,724 16.83
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 386,323 561,344 45.30 16,156 20,640 27.75
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 285,639 489,436 71.35 11,944 17,995 50.66
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 411,004 407,878 -0.76 17,188 14,998 -12.74
2018-04-18 13F-HR Louisiana State Employees Retirement System 17,100 17,300 1.17 715 636 -11.05
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-05-11 13F-HR CITIGROUP INC 124,943 216,894 73.59 5,225 7,976 52.65
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 3,143,665 1,722,624 -45.20 131,468 63,341 -51.82
2018-05-16 N-Q Advantage Advisers Xanthus Fund, L.l.c. (see advisory)
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 1,543 58
2018-05-11 13F-HR Cutler Group LP Call 3,900 0 -100.00 16 0 -100.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 5,640 223
2018-02-06 SC 13G/A JANUS CAPITAL MANAGEMENT LLC 23,519,659 12,549,966 -46.64
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 13,700 38,900 183.94 573 1,430 149.56
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 60,312 60,242 -0.12 2,522 2,215 -12.17
2018-03-29 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2018-05-14 13F-HR Shell Asset Management Co 21,398 21,398 0.00 895 787 -12.07
2018-05-14 13F-HR PROFUND ADVISORS LLC 23,631 25,854 9.41 988 951 -3.74
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 1,182,618 921,554 -22.08 49,458 33,886 -31.49
2018-05-15 13F-HR Gotham Asset Management, LLC 268,716 290,925 8.26 11,238 10,697 -4.81
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 686,913 563,780 -17.93 28,727 20,731 -27.83
2018-05-04 13F-HR Financial Gravity Companies, Inc. 0 0 0 0
2018-05-15 13F-HR Sciencast Management LP 13,434 0 -100.00 615 0 -100.00
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 25,920 26,660 2.85 1,084 980 -9.59
2018-05-10 13F-HR Norinchukin Bank, The 37,008 25,919 -29.96 1,548 953 -38.44
2018-05-02 13F-HR Creative Financial Designs Inc /adv 112 0 -100.00 5 0 -100.00
2018-05-08 13F-HR Smith Asset Management Group LP 971,696 967,410 -0.44 40,741 35,580 -12.67
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 46,500 8,800 -81.08 1,945 324 -83.34
2018-05-15 13F-HR Natixis Asset Management 0 15,551 0 572
2018-02-13 13F-HR Richard Bernstein Advisors LLC 9,307 389
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 545 545 0.00 22 23 4.55
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 89,048 567,015 536.75 3,724 20,849 459.85
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 34,900 58,600 67.91 1,460 2,155 47.60
2018-03-30 N-Q Commerce Funds (see advisory)
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 0 61 0 2
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 35,000 0 -100.00 1,464 0 -100.00
2018-05-03 13F-HR FIRST NATIONAL BANK OF OMAHA 181,330 181,330 0.00 3,215 3,215 0.00
2018-05-11 13F-HR STIFEL FINANCIAL CORP 16,756 0 -100.00 703 0 -100.00
2018-04-10 13F-HR Andra AP-fonden 106,100 172,900 62.96 4,437 6,358 43.30
2018-02-13 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 7,946 0 -100.00 314 0 -100.00
2018-04-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-02-12 13F-HR Herald Investment Management Ltd 25,000 25,000 0.00 986 1,045 5.98
2018-02-14 13F-HR Graticule Asia Macro Advisors LLC 208,000 0 -100.00 8,210 0 -100.00
2018-05-15 13F-HR Sws Partners 275 275 0.00 12 10 -16.67
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-05-15 13F-HR Standard Life Aberdeen Plc 51,273 50,861 -0.80 2,144 1,871 -12.73
2018-02-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-02-12 13F-HR SEVEN EIGHT CAPITAL, LLC 9,910 0 -100.00 391 0 -100.00
2018-05-10 13F-HR BESSEMER GROUP INC 110 110 0.00 5 4 -20.00
2018-05-09 13F-HR Meadow Creek Investment Management LLC 224,162 9,374
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 600 600 0.00 25 22 -12.00
2018-05-15 13F-HR Walleye Trading LLC 1,091 4,390 302.38 46 161 250.00
2018-05-15 13F-HR 1832 Asset Management L.P. 0 20,280 0 723
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 2,300 2,300 0.00 96 85 -11.46
2018-05-01 13F-HR ARP AMERICAS LLC 18,200 16,800 -7.69 761 618 -18.79
2018-02-02 13F-HR RAINIER INVESTMENT MANAGEMENT LLC 73,520 27,610 -62.45 2,902 1,155 -60.20
2018-02-14 13F-HR Pacer Advisors, Inc. 6,904 14,119 104.50 273 590 116.12
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 16,536 16,081 -2.75 692 591 -14.60
2018-05-15 13F-HR BARCLAYS PLC 600,833 585,565 -2.54 25,125 21,531 -14.30
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 188 0 -100.00 7 0 -100.00
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-02-28 N-Q Prudential Investment Portfolios 12 (see advisory)
2018-04-30 13F-HR CIBC Asset Management Inc 35,460 36,781 3.73 1,483 1,352 -8.83
2018-05-16 13F-HR ASSETMARK, INC 93 0 -100.00 4 0 -100.00
2018-03-29 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-02-14 13F-HR BOKF, NA 20,476 20,792 1.54 809 869 7.42
2018-04-24 N-Q Voya Series Fund Inc (see advisory)
2018-05-11 13F-HR MACQUARIE GROUP LTD 147,788 134,243 -9.17 8,149 4,936 -39.43
2018-05-15 13F-HR STATE STREET CORP 11,638,624 11,488,859 -1.29 486,731 422,443 -13.21
2018-01-03 N-Q Alphamark Investment Trust (see advisory)
2018-04-12 13F-HR Iberiabank Corp 60,082 41,920 -30.23 2,513 1,541 -38.68
2018-05-10 13F-HR Artemis Investment Management LLP 303,406 11,157
2018-02-12 13F-HR Zweig-DiMenna Associates LLC 11,600 0 -100.00 458 0 -100.00
2018-05-04 13F-HR Campbell & CO Investment Adviser LLC 5,546 204
2018-01-20 13F-HR Shamrock Asset Management LLC 638 638 0.00 25 27 8.00
2018-05-08 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 6,200 6,200 0.00 259 228 -11.97
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 29,360 27,762 -5.44 1,228 1,021 -16.86
2018-05-14 13F-HR GRANAHAN INVESTMENT MANAGEMENT INC/MA 31,180 31,180 0.00 1,304 1,146 -12.12
2018-05-11 13F-HR State of Tennessee, Treasury Department 101,640 67,923 -33.17 4,251 2,498 -41.24
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-05-14 13F-HR ZACKS INVESTMENT MANAGEMENT 83,980 0 -100.00 3,512 0 -100.00
2018-05-15 13F-HR A.R.T. Advisors, LLC 49,100 192,900 292.87 2,053 7,092 245.45
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 219,101 199,914 -8.76 9,266 7,351 -20.67
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 22,510 68,421 203.96 941 2,516 167.38
2018-02-13 13F-HR Axa 1,687,367 2,128,755 26.16 66,600 89,025 33.67
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 1,300 0 48
2018-05-09 13F-HR MV Capital Management, Inc. 351 426 21.37 15 16 6.67
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-05-08 13F-HR SIGNATUREFD, LLC 0 1,759 0 65
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 1,092,826 1,153,660 5.57 43,134 48,246 11.85
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 42,786 43,569 1.83 1,789 1,602 -10.45
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 3,893,509 3,986,018 2.38 162,564 146,281 -10.02
2018-05-02 13F-HR HENNESSY ADVISORS INC 9,210 339
2018-04-05 13F-HR CIM, LLC 12,245 0 -100.00 512 0 -100.00
2018-01-23 N-Q Mfs Series Trust I (see advisory)
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 7,499 6,476 -13.64 314 238 -24.20
2017-12-29 N-Q Arrow Investments Trust (see advisory)
2018-05-15 13F-HR LUCUS ADVISORS LLC 7,785 5,698 -26.81 326 210 -35.58
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 6,313 18,650 195.42 249 686 175.50
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 660 16,787 2,443.48 28 617 2,103.57
2018-03-30 N-Q Tocqueville Trust (see advisory)
2018-02-12 13F-HR Pacad Investment Ltd. 0 8,900 0 372
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 9,800 360
2018-04-17 13F-HR Calton & Associates, Inc. 67 0 -100.00 3 0 -100.00
2018-03-01 N-Q Aqr Funds (see advisory)
2018-05-07 13F-HR Engineers Gate Manager LP 24,317 38,229 57.21 1,017 1,406 38.25
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 25,257 25,311 0.21 1,056 931 -11.84
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 914 665 -27.24 38 24 -36.84
2018-05-01 13F-HR COMERICA BANK 90,227 88,332 -2.10 4,094 3,302 -19.35
2018-05-17 13F-HR Atlantic Trust Group, LLC 855 2,295 168.42 36 84 133.33
2018-05-15 13F-HR GLENMEDE TRUST CO NA 91,460 91,460 0.00 3,823 3,823 0.00
2018-04-18 13F-HR Accredited Investors Inc. 9,942 9,942 0.00 416 366 -12.02
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-03-27 N-Q Schwab Investments (see advisory)
2017-12-28 N-Q Prudential Investment Portfolios 5 (see advisory)
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-05-15 13F-HR Bank of New York Mellon Corp 2,337,198 2,264,469 -3.11 97,741 83,263 -14.81
2018-05-10 13F-HR FRED ALGER MANAGEMENT INC 288 288 0.00 12 11 -8.33
2018-05-15 13F-HR Arrowpoint Asset Management, LLC 1,357,119 0 -100.00 56,755 0 -100.00
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 13,419 22,049 64.31 571 793 38.88
2018-05-15 13F-HR JOHNSON INVESTMENT COUNSEL INC 5,277 0 -100.00 220 0 -100.00
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 478,892 979,677 104.57 20,027 36,023 79.87
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 113,007 1,515,357 1,240.94 4,726 55,720 1,079.01
2018-02-13 13F-HR COLUMBIA WANGER ASSET MANAGEMENT LLC 1,138,503 1,138,503 0.00 44,937 47,612 5.95
2018-05-15 13F-HR GAM Holding AG 31,187 0 -100.00 1,304 0 -100.00
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 253,788 523,708 106.36 10,613 19,257 81.45
2018-05-14 13F-HR CREDIT AGRICOLE S A 61,526 0 -100.00 2,573 0 -100.00
2018-02-01 13F-HR Cambridge Financial Group, Inc. 152,963 6,396,913
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 596 2,214 271.48 25 81 224.00
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 50,000 0 -100.00 1,974 0 -100.00
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 887,168 855,031 -3.62 35,017 35,757 2.11
2018-01-19 13F-HR CATAWBA CAPITAL MANAGEMENT /VA 11,465 0 -100.00 453 0 -100.00
2018-05-11 13F-HR Gemmer Asset Management LLC 329 329 0.00 14 12 -14.29
2018-05-17 N-Q Advisorshares Trust (see advisory)
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC Call 344 0 -100.00 1,358 0 -100.00
2018-02-14 13F-HR Oribel Capital Management, LP Call 160,600 0 -100.00 6,339 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 85,600 74,800 -12.62 3,580 2,750 -23.18
2018-02-27 N-Q Reynolds Funds Inc (see advisory)
2018-05-10 13F-HR TORONTO DOMINION BANK 121,500 370,446 204.89 5,080 13,619 168.09
2018-04-19 13F-HR Versant Capital Management, Inc 8 0
2018-01-30 N-Q Rainier Investment Management Mutual Funds (see advisory)
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 649,661 648,114 -0.24 27,169 23,831 -12.29
2018-03-29 N-Q Global X Funds (see advisory)
2018-05-09 13F-HR EULAV Asset Management 26,000 26,000 0.00 1,087 956 -12.05
2018-05-10 13F-HR First Personal Financial Services 1,339 774 -42.20 56 28 -50.00
2018-05-15 13F-HR Kaizen Advisory, Llc 28,117 261 -99.07 2,994 10 -99.67
2018-05-15 13F-HR SECOR Capital Advisors, LP 55,674 2,047
2018-04-20 13F-HR Seacrest Wealth Management, Llc 150 150 0.00 6 6 0.00
2018-02-12 13F-HR Bayesian Capital Management, LP 7,800 0 -100.00 308 0 -100.00
2018-05-15 13F-HR UBS Group AG 331,274 384,297 16.01 13,854 14,130 1.99
2018-05-09 13F-HR IFP Advisors, Inc 2,415 1,969 -18.47 101 72 -28.71
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-05-03 13F-HR/A Parametrica Management Ltd 0 7,441 0 274
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 82,919 82,813 -0.13 3,468 3,045 -12.20
2018-04-05 13F-HR Destination Wealth Management 2,497 86
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC 23,310 23,603 1.26 975 868 -10.97
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 44,897 43,304 -3.55 1,878 1,592 -15.23
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 7,705 5,706 -25.94 322 210 -34.78
2018-05-01 13F-HR Mitsubishi UFJ Securities International PLC 88,000 3,236
2018-05-14 13F-HR SUN LIFE FINANCIAL INC 619 48 -92.25 26 1,292 4,869.23
2018-05-09 13F-HR NORTHERN TRUST CORP 3,341,535 3,241,309 -3.00 139,743 119,183 -14.71
2018-05-14 13F-HR Allianz Asset Management AG 1,777,989 1,926,819 8.37 74,355 70,849 -4.72
2018-04-27 13F-HR SUMITOMO LIFE INSURANCE CO 43,387 0 -100.00 1,814 0 -100.00
2018-04-09 13F-HR Polaris Wealth Advisers, LLC 11,889 11,416 -3.98 497 420 -15.49
2018-05-15 13F-HR Verition Fund Management LLC 15,138 37,399 147.05 633 1,375 117.22
2018-05-02 13F-HR Global X Management CO LLC 5,970 220
2018-02-14 13F-HR MORGAN STANLEY 402,292 1,721,358 327.89 15,879 71,987 353.35
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 290,847 220,167 -24.30 10,977 8,047 -26.69
2018-05-04 13F-HR Whitnell & Co. 420 15
2018-05-15 13F-HR TLP GROUP LLC 383 7,492 1,856.14 16 275 1,618.75
2018-02-28 N-Q Select Sector Spdr Trust (see advisory)
2018-05-11 13F-HR Cutler Group LP Put 0 100 0 0
2018-04-23 13F-HR JLB & ASSOCIATES INC 13,111 13,025 -0.66 548 478 -12.77
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 6,513 3,981 -38.88 273 146 -46.52
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 2,378,302 2,607,883 9.65 99,461 95,892 -3.59
2018-05-15 13F-HR HBK INVESTMENTS L P 44,800 159,800 256.70 1,874 5,876 213.55
2018-04-23 13F-HR World Asset Management Inc 24,889 18,556 -25.44 1,041 682 -34.49
2018-05-18 13F-HR FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 5,428 0 -100.00 227 0 -100.00
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 775 775 0.00 30 26 -13.33
2018-05-14 13F-HR CLINTON GROUP INC 217,106 163,312 -24.78 9,079 6,005 -33.86
2018-04-27 N-Q Mss Series Trust (see advisory)
2018-05-15 13F-HR CREDIT SUISSE AG/ 545,848 556,722 1.99 22,828 20,470 -10.33
2018-05-07 13F-HR EATON VANCE MANAGEMENT 518,734 518,734 0.00 21,693 19,074 -12.07
2018-02-14 13F-HR Flaharty Asset Management, LLC 3,084 512
2018-04-18 13F-HR REGIONS FINANCIAL CORP 17 0 -100.00 1 0 -100.00
2018-05-15 13F-HR AUA CAPITAL MANAGEMENT, LLC 475 475 0.00 20 17 -15.00
2018-04-23 13F-HR CAPROCK Group, Inc. 14,332 8,508 -40.64 646 313 -51.55
2018-05-10 13F-HR BEACH INVESTMENT COUNSEL INC/PA 9,224 9,224 0.00 386 339 -12.18
2018-02-13 13F-HR Mosaic Family Wealth, LLC 90 0 -100.00 4 0 -100.00
2018-05-21 13F-HR Summit Trail Advisors, Llc 431 18,196 4,121.81 20 18 -10.00
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 19,173 13,950 -27.24 801 513 -35.96
2018-05-01 13F-HR WHITTIER TRUST CO 50 50 0.00 2 2 0.00
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2018-05-08 13F-HR Parallel Advisors, LLC 792 686 -13.38 33 25 -24.24
2018-05-15 13F-HR/A OLD MISSION CAPITAL LLC 24,083 0 -100.00 1,007 0 -100.00
2018-05-15 13F-HR VANGUARD GROUP INC 31,602,713 31,855,808 0.80 1,321,626 1,171,338 -11.37
2018-05-15 13F-HR PRUDENTIAL PLC 5,700 9,800 71.93 238 360 51.26
2018-05-15 13F-HR WOLVERINE TRADING, LLC 14,842 0 -100.00 621 0 -100.00
2018-01-23 N-Q Mfs Series Trust Iv (see advisory)
2018-05-03 13F-HR COMMERCE BANK 29,716 36,942 24.32 1,243 1,358 9.25
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 3,750 13,545 261.20 157 498 217.20
2018-05-03 13F-HR SG Americas Securities, LLC 45,250 99,419 119.71 1,892 3,656 93.23
2018-05-01 13F-HR Westpac Banking Corp 17,598 27,567 56.65 735,949 1,013,638 37.73
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 9,721 5,839 -39.93 407 215 -47.17
2018-03-01 N-Q Janus Investment Fund (see advisory)
2018-05-15 13F-HR PEAK6 Investments, L.P. 15,955 23,838 49.41 667 877 31.48
2018-05-15 13F-HR We Are One Seven, Llc 267 267 0.00 11 10 -9.09
2018-05-15 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 5,405 0 -100.00 226 0 -100.00
2018-05-15 13F-HR ALKEON CAPITAL MANAGEMENT LLC 4,817,226 4,801,726 -0.32 201,457 176,559 -12.36
2018-05-10 13F-HR IFM Investors Pty Ltd 5,489 5,489 0.00 230 202 -12.17
2018-05-09 13F-HR Rockefeller Capital Management L.p. 545 20
2018-01-25 N-Q Usaa Etf Trust (see advisory)
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 323,533 1,776,804 449.19 13,530 65,333 382.88
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 2,019,119 2,103,843 4.20 84,440 77,358 -8.39
2018-05-11 13F-HR NorthCoast Asset Management LLC 143,360 739,907 416.12 5,995 27,206 353.81
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 6,600 0 -100.00 276 0 -100.00
2018-02-14 13F-HR Vident Investment Advisory, LLC 323,271 436,784 35.11 12,760 18,266 43.15
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-05-01 13F-HR Pettee Investors, Inc. 20,723 0 -100.00 867 0 -100.00
2018-05-15 13F-HR National Asset Management, Inc. 7,301 0 -100.00 306 0 -100.00
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 246,003 240,976 -2.04 10,288 8,861 -13.87
2018-01-29 N-Q Nuveen Investment Trust Ii (see advisory)
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 3,044,596 4,475,493 47.00 127,325 164,564 29.25
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-05-15 13F-HR CAXTON ASSOCIATES LP 24,759 17,988 -27.35 1,035 661 -36.14
2018-05-10 13F-HR Employees Retirement System of Texas 79,800 61,000 -23.56 3,337 2,243 -32.78
2018-05-10 13F-HR THOMAS WHITE INTERNATIONAL LTD 38,270 33,995 -11.17 1,601 1,250 -21.92
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 0 100 0 4
2018-05-15 13F-HR QS Investors, LLC 10,324 7,924 -23.25 432 291 -32.64
2018-01-26 N-Q Bmo Funds, Inc. (see advisory)
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-05-14 13F-HR Veritable, L.P. 7,600 7,600 0.00 318 279 -12.26
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 18,780 21,966 16.96 785 808 2.93
2018-03-26 N-Q Goldman Sachs Trust (see advisory)
2018-01-26 N-Q Bny Mellon Funds Trust (see advisory)
2018-05-15 13F-HR Squarepoint Ops LLC 159,969 419,777 162.41 6,690 15,435 130.72
2018-02-01 13F-HR Nationwide Fund Advisors 78,886 0 -100.00 3,114 0 -100.00
2018-05-08 13F-HR Bt Investment Management Ltd 147,500 137,830 -6.56 6,168,450 5,068,008 -17.84
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 42 42 0.00 2 2 0.00
2018-04-23 13F-HR Advisory Services Network, LLC 961 961 0.00 40 35 -12.50
2018-04-30 13F-HR Glassman Wealth Services 3 0 -100.00 0 0
2018-02-21 13F-HR/A APG Asset Management N.V. 3,667,241 5,203,800 41.90 144,746 181,232 25.21
2018-05-10 13F-HR Elkfork Partners LLC 184,604 200,536 8.63 7,720 7,374 -4.48
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 928,598 1,186,859 27.81 38,834 43,641 12.38
2018-05-09 13F-HR Glen Harbor Capital Management LLC 145,046 157,564 8.63 6,066 5,793 -4.50
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 17,618 19,570 11.08 737 720 -2.31
2018-05-09 13F-HR AlphaMark Advisors, LLC 97,935 91,371 -6.70 4,096 3,360 -17.97
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 330,000 0 -100.00 13,801 0 -100.00
2018-05-11 13F-HR Quadrature Capital LTD 0 238,506 0 8,770
2018-03-01 N-Q Optimum Fund Trust (see advisory)
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 1,965,630 1,537,854 -21.76 82,204 56,544 -31.22
2018-05-11 13F-HR SEI INVESTMENTS CO 148,328 278,001 87.42 6,203 10,222 64.79
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 29,147 97,799 235.54 1,219 3,596 195.00
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 118,600 119,386 0.66 4,960 4,390 -11.49
2018-02-13 N-Q Alpha Architect Etf Trust (see advisory)
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 10,828 0 -100.00 453 0 -100.00
2018-05-07 13F-HR Kentucky Retirement Systems 17,412 14,762 -15.22 728 543 -25.41
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 11,852 0 -100.00 496 0 -100.00
2018-05-03 13F-HR Trexquant Investment LP 0 138,196 0 5,081
2018-04-16 13F-HR Santori & Peters, Inc. 217 0 -100.00 8 0 -100.00
2018-05-03 13F-HR QUANTRES ASSET MANAGEMENT Ltd 14,600 16,100 10.27 611 592 -3.11
2018-05-15 13F-HR Rafferty Asset Management, LLC 33,716 42,035 24.67 1,410 1,546 9.65
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 28,320 615,496 2,073.36 1,184 22,632 1,811.49
2018-03-30 N-Q Amg Funds I (see advisory)
2018-05-11 13F-HR Teza Capital Management LLC 19,191 18,163 -5.36 803 668 -16.81
2018-05-15 13F-HR JANE STREET GROUP, LLC 0 60,312 0 2,218
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 141,226 133,392 -5.55 5,906 4,905 -16.95
2018-05-15 13F-HR BANK OF NOVA SCOTIA 44,455 36,262 -18.43 1,860 1,332 -28.39
2018-01-02 N-Q Advisors Series Trust (see advisory)
2018-04-23 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 66,213 65,147 -1.61 2,769 2,396 -13.47
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 39,056 39,202 0.37 1,633 1,441 -11.76
2018-05-09 13F-HR BlackRock Inc. 19,696,293 20,364,162 3.39 823,698 748,789 -9.09
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 41,800 17,870 -57.25 1,748 657 -62.41
2018-05-08 13F-HR Neuburgh Advisers LLC 105,488 114,592 8.63 4,412 4,213 -4.51
2018-03-29 N-Q Aim International Mutual Funds (invesco International Mutual Funds) (see advisory)
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 15,333 20,060 30.83 605 839 38.68
2018-05-15 13F-HR Utah Retirement Systems 51,475 51,575 0.19 2,153 1,897 -11.89
2018-02-09 13F-HR SUNTRUST BANKS INC 7,038 5,997 -14.79 277 250 -9.75
2018-05-15 13F-HR EARNEST PARTNERS LLC 87 87 0.00 4 3 -25.00
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-05-15 13F-HR AMP Capital Investors Ltd 233,857 263,321 12.60 9,780 9,517 -2.69
2018-04-20 13F-HR STRS OHIO 19,464 21,555 10.74 813 792 -2.58
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 17,654 16,366 -7.30 738 602 -18.43
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 56,736 8,839 -84.42 2,373 325 -86.30
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,391 1,272 -8.55 58 47 -18.97
2018-02-14 13F-HR Jefferies Group LLC Call 169,200 0 -100.00 6,678 0 -100.00
2018-05-15 13F-HR Invesco Ltd. 5,351,349 3,928,134 -26.60 223,794 144,438 -35.46
2018-05-04 13F-HR Swiss National Bank 1,031,600 905,900 -12.18 43,142 33,310 -22.79
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 842,270 865,249 2.73 35,224 31,815 -9.68
2018-04-20 13F-HR Cable Hill Partners, LLC 500 500 0.00 22 18 -18.18
2018-04-27 N-Q Fidelity Commonwealth Trust (see advisory)
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 19,843 730
2018-05-15 13F-HR Man Group plc 172,787 6,352
2018-02-12 13F-HR Hutchin Hill Capital, LP 16,700 17,500 4.79 659 732 11.08
2018-02-14 13F-HR NGAM ADVISORS, L.P. 17,339 0 -100.00 684 0 -100.00
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 109 109 0.00 5 4 -20.00
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 18,642 30,982 66.19 780 1,139 46.03
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-02-14 13F-HR AHL Partners LLP 321,918 143,395 -55.46 12,706 5,997 -52.80
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 237,940 246,175 3.46 9,950 9,051 -9.04
2018-04-27 N-Q Northern Lights Fund Trust Ii (see advisory)
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-05-15 13F-HR Ativo Capital Management LLC 30,300 30,300 0.00 1,267 1,114 -12.08
2018-05-15 13F-HR Paloma Partners Management Co 41,574 59,831 43.91 1,738 2,201 26.64
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 21,824 912
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 1,106,255 2,097,474 89.60 46,264 77,124 66.70
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 79,400 79,400 0.00 3,321 2,920 -12.07
2018-04-27 N-Q Lord Abbett Investment Trust (see advisory)
2018-05-10 13F-HR Tortoise Investment Management, LLC 466 466 0.00 19 17 -10.53
2018-05-15 13F-HR Walleye Trading LLC Call 4,200 22,000 423.81 174 809 364.94
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-11 13F-HR Quantbot Technologies LP 81,412 246,062 202.24 3,404 9,047 165.78
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 2,082,631 1,588,414 -23.73 87,096 58,406 -32.94
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 503,105 496,737 -1.27 21,040 18,265 -13.19
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-05-15 13F-HR Walleye Trading LLC Put 2,400 40,900 1,604.17 99 1,504 1,419.19
2018-04-16 13F-HR WESPAC Advisors SoCal, LLC 400 14
2018-01-26 N-Q Monteagle Funds (see advisory)
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 1,960,379 1,448,245 -26.12 81,982 53,251 -35.05
2018-05-15 13F-HR Zebra Capital Management LLC 0 24,090 0 886
2018-05-11 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 1,531,043 56,297
2018-05-15 13F-HR BARCLAYS PLC Put 2,200 6,600 200.00 92 243 164.13
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 43,458 47,258 8.74 1,514 1,738 14.80
2018-05-15 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 380,600 304,400 -20.02 15,917 11,193 -29.68
2018-04-18 N-Q Mfs Series Trust X (see advisory)
2018-05-15 13F-HR MAVERICK CAPITAL LTD 155,030 235,280 51.76 6,483 8,651 33.44
2018-05-11 13F-HR First Allied Advisory Services, Inc. 12,879 12,530 -2.71 535 465 -13.08
2018-02-05 13F-HR CADENCE CAPITAL MANAGEMENT LLC 62,559 45,772 -26.83 2,469 1,914 -22.48
2018-05-14 13F-HR Old Mutual Global Investors (UK) Ltd. 3,055,873 4,110,009 34.50 127,796 151,125 18.25
2018-05-07 13F-HR WEALTHFRONT INC 10,364 0 -100.00 433 0 -100.00
2018-05-11 13F-HR Close Asset Management Ltd 1,120,073 867,073 -22.59 46,847 31,089 -33.64
2018-04-17 13F-HR Columbus Macro, Llc 11,545 11,330 -1.86 483 417 -13.66
2018-02-20 N-Q Mercer Funds (see advisory)
2018-05-15 13F-HR BARCLAYS PLC Call 11,300 18,100 60.18 473 666 40.80
2018-05-03 13F-HR STRATEGY ASSET MANAGERS LLC 61,069 2,246
2018-05-15 13F-HR Gareth Morgan Investments Limited Partnership 61,717 72,934 18.17 2,581 2,682 3.91
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 8,691 10,562 21.53 364 389 6.87
2018-05-08 13F-HR TIVERTON ASSET MANAGEMENT LLC 4,716 4,605 -2.35 197 169 -14.21
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 58,828 54,361 -7.59 2,460 1,999 -18.74
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 24,110 24,110 0.00 1,009 886 -12.19
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 6,075,810 4,744,380 -21.91 254,090 174,450 -31.34
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-04-03 13F-HR Washington Trust Bank 2,675 1,400 -47.66 112 51 -54.46
2018-05-15 13F-HR HighTower Advisors, LLC 205,412 156,159 -23.98 8,592 5,741 -33.18
2018-05-15 13F-HR Mana Advisors Llc 5,115 9,318 82.17 214 343 60.28
2018-04-27 13F-HR Cottage Street Advisors LLC 7,662 7,662 0.00 320 282 -11.87
2018-02-15 13F-HR Bb&t Investment Services, Inc. 247 247 0.00 8 9 12.50
2018-02-14 13F-HR LOOMIS SAYLES & CO L P 506 0 -100.00 20 0 -100.00
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 8,476 9,061 6.90 354 333 -5.93
2018-03-29 N-Q VANGUARD EXPLORER FUND (see advisory)
2018-05-15 13F-HR Holocene Advisors, Lp 15,354 565
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 99,000 15,000 -84.85 4,140 552 -86.67
2018-02-14 13F-HR Gideon Capital Advisors, Inc. 0 6,836 0 286
2018-05-02 13F-HR Daiwa Securities Group Inc. 8,250 9,708 17.67 345 357 3.48
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 8,138 0 -100.00 321 0 -100.00
2018-02-14 13F-HR MENTA CAPITAL LLC 48,095 0 -100.00 1,898 0 -100.00
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 646,721 529,334 -18.15 27,046 19,464 -28.03
2018-02-01 13F-HR Harel Insurance Investments & Financial Services Ltd. 660 0 -100.00 26 0 -100.00
2018-05-14 13F-HR Nuveen Asset Management, LLC 498,932 549,118 10.06 20,865 20,191 -3.23
2018-04-27 N-Q Ab Cap Fund, Inc. (see advisory)
2018-02-13 13F-HR GLOBEFLEX CAPITAL L P 38,400 34,800 -9.38 1,516 1,455 -4.02
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 623,547 383,267 -38.53 26,077 14,093 -45.96
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 87,222 93,362 7.04 3,648 3,433 -5.89
2018-03-29 N-Q Aim Sector Funds (invesco Sector Funds) (see advisory)
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 42,589 7,532 -82.31 1,780 276 -84.49
2018-05-15 13F-HR One Wealth Advisors, Llc 15,682 19,344 23.35 656 711 8.38
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 442,319 439,721 -0.59 18,498 16,169 -12.59
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 40,032 454,546 1,035.46 1,674 16,714 898.45
2018-05-14 13F-HR HENDERSON GROUP PLC 12,852,772 10,850,942 -15.58 537,504 398,991 -25.77
2018-02-23 N-Q Blackrock Funds (see advisory)
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 11,950 15,750 31.80 500 579 15.80
2018-05-08 13F-HR US BANCORP \DE\ 2,823 3,042 7.76 118 112 -5.08
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-05-11 13F-HR Omnia Family Wealth, LLC 52 52 0.00 2 2 0.00
2018-05-01 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 50,000 0 -100.00 2,091 0 -100.00
2018-04-27 13F-HR Cedar Capital, LLC 5,634 207
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 368,701 414,001 12.29 15,419 15,223 -1.27

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( CDNS / Cadence Design Systems, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

Related Articles

ANTH: Anthera Pharmaceuticals Analysis and Research Report

23h - Asif

Overview Anthera Pharmaceuticals, Inc. is a biopharmaceutical company focused on advancing the development and commercialization of innovative medicines that benefit patients with unmet medical needs. The company currently have two compounds in development, Sollpura and blisibimod. The company licensed Sollpura from Eli Lilly & Co (“Eli Lilly”) in July 2014. Sollpura is a novel non-porcine investigational Pancreatic Enzyme Replacement Therapy (“PERT”) intended for the treatment of patients with Exocrine Pancreatic Insufficiency (“EPI”), often seen in patients with cystic fibrosis and other conditions. The company licensed blisibimod from Amgen, Inc. (“Amgen”) in December 2007. Blisibimod targets B-cell activating factor, or BAFF, which has been shown to be elevated in a variety of B-cell mediated autoimmune diseases, including Immunoglobulin A nephropathy, or IgA nephropathy. Sollpura The exocrine pancreas is responsible for synthesis and secretion of digestive en...

AGEN: Agenus Inc Analysis and Research Report

23h - Asif

Business Agenus is a clinical-stage immuno-oncology (“I-O”) company dedicated to becoming a leader in the discovery and development of innovative combination therapies and committed to bringing effective medicines to patients with cancer. The company's business is designed to drive success in I-O through speed, innovation, and effective combination therapies. Agenus has assembled fully integrated capabilities from novel target discovery, antibody generation, cell line development, and good manufacturing practice (“GMP”) manufacturing together with a comprehensive portfolio consisting of antibody-based therapeutics, adjuvants and cancer vaccine platforms. The company leverage its immune biology platforms to identify effective combination therapies for development and have developed productive partnerships to advance its innovation. The company believe the next generation of cancer treatment will build on clinically validated antibodies targeting CTLA-4 and PD-1 combined wi...

SQ: Square Analysis and Research Report

2018-05-21 - Asif

Business The company started Square in February 2009 to enable businesses (sellers) to accept card payments, an important capability that was previously inaccessible to many businesses. However, sellers also need innovative solutions to thrive, and Square has since expanded to provide additional products and services to give these businesses access to the same tools as large businesses. This approach aligns with its purpose of economic empowerment, as everything the company do should give sellers accessible, affordable tools to grow their businesses and participate in the economy. Square is a cohesive commerce ecosystem that helps its sellers start, run, and grow their businesses. The company combine sophisticated software with affordable hardware to enable sellers to turn mobile and computing devices into powerful payment and point-of-sale solutions. Square has high seller acceptance rates and fast onboarding, while maintaining low risk and fraud losses as a result of its a...

Related News Stories

Discovery Communications, Taiwan Semiconductor Manufacturing, World Wrestling Entertainment and Comcast highlighted as Zacks Bull and Bear of the Day

2018-05-18 zacks
Chicago, IL – May 18, 2018 – Zacks Equity Research highlights Discovery Communications (DISCA - Free Report) as the Bull of the Day, Taiwan Semiconductor Manufacturing Company (TSM - Free Report) as the Bear of the Day. In addition, Zacks Equity Research provides analysis onWorld Wrestling Entertainment (WWE - Free Report) and Comcast (CMCSA - Free Report) . (121-0)

The Zacks Analyst Blog Highlights: Kratos Defense & Security Solutions, Boeing, Wesco Aircraft Holdings, ManTech International and CPI Aerostructures

2018-05-18 zacks
Chicago, IL – May 18, 2018 – Zacks.com announces the list of stocks featured in the Analyst Blog. Every day the Zacks Equity Research analysts discuss the latest news and events impacting stocks and the financial markets. Stocks recently featured in the blog include Kratos Defense & Security Solutions, Inc. (KTOS - Free Report) , The Boeing Company (BA - Free Report) , Wesco Aircraft Holdings, Inc. (121-2)

The Zacks Analyst Blog Highlights: Federated National Holding, Delta Apparel, Turtle Beach, Stoneridge and Rocky Brands

2018-05-18 zacks
Chicago, IL – May 18, 2018 – Zacks.com announces the list of stocks featured in the Analyst Blog. Every day the Zacks Equity Research analysts discuss the latest news and events impacting stocks and the financial markets. Stocks recently featured in the blog include Federated National Holding Co. (FNHC - Free Report) , Delta Apparel Inc. (DLA - Free Report) , Turtle Beach Corp. (HEAR - Free Report) , Stoneridge Inc. (41-0)

Zacks Investment Ideas feature highlights: Tesla and Apple

2018-05-18 zacks
Chicago, IL – May 18, 2018 – Today, Zacks Investment Ideas feature highlights Features: Tesla (TSLA - Free Report) ) and Apple (AAPL - Free Report) . (207-0)

The Zacks Analyst Blog Highlights: United Parcel Service, TOTAL, Ford, TD Ameritrade and TELUS

2018-05-18 zacks
Chicago, IL – May 18, 2018 – Zacks.com announces the list of stocks featured in the Analyst Blog. Every day the Zacks Equity Research analysts discuss the latest news and events impacting stocks and the financial markets. Stocks recently featured in the blog include United Parcel Service (UPS - Free Report) , TOTAL (TOT - Free Report) , Ford (F - Free Report) , TD Ameritrade (AMTD - Free Report) and TELUS (TU - Free Report) . (44-0)

CUSIP: 127387108