SecurityCCJ / Cameco Corp. (13321L108)
Institutional Owners288
Institutional Shares211,754,972
Institutional Value$ 3,669,476,000 USD

Institutional Stock Ownership and Shareholders

CCJ / Cameco Corp. Institutional Ownership

Cameco Corp. (NYSE:CCJ) has 288 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 211,754,972 shares. Largest shareholders include Beutel, Goodman & Co Ltd., Price T Rowe Associates Inc /md/, Caisse De Depot Et Placement Du Quebec, Kopernik Global Investors, LLC, Vanguard Group Inc, Global X Management CO LLC, Royal Bank Of Canada, Adage Capital Partners GP LLC, Manning & Napier Advisors Llc, and Vaughan Nelson Investment Management, L.p..
Cameco Corp. (NYSE:CCJ) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-08 13F-HR USCA RIA LLC 11,357 12,457 9.69 103 140 35.92
2018-08-08 13F-HR US BANCORP \DE\ 5,388 4,623 -14.20 49 52 6.12
2018-08-09 13F-HR Timber Hill LLC 11,012 11,112 0.91 100 125 25.00
2018-07-05 13F-HR Gulf International Bank (UK) Ltd 125,035 125,035 0.00 1,135 1,408 24.05
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 20,918 28,931 38.31 190 325 71.05
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 176,353 140,629 -20.26 1,602 1,582 -1.25
2018-08-02 13F-HR Sigma Planning Corp 0 10,760 0 121
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 936 922 -1.50 10 1,037 10,270.00
2018-05-11 13F-HR HSBC HOLDINGS PLC 257,121 276,033 7.36 2,378 2,492 4.79
2018-08-13 13F-HR First City Capital Management, Inc. 0 16,100 0 181
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 2,942,532 2,947,196 0.16 26,747 33,155 23.96
2018-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 1,250,747 2,154,453 72.25 11,369 24,238 113.19
2018-05-15 13F-HR We Are One Seven, Llc 1,150 1,315 14.35 11 12 9.09
2018-07-25 13F-HR INTACT INVESTMENT MANAGEMENT INC. 26,900 0 -100.00 313 0 -100.00
2018-08-14 13F-HR ROYAL BANK OF CANADA 8,932,970 7,684,120 -13.98 81,201 86,447 6.46
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 3,341,971 3,139,430 -6.06 30,355 35,297 16.28
2018-08-13 13F-HR BANK OF NOVA SCOTIA TRUST CO 28,290 27,890 -1.41 257 314 22.18
2018-04-18 13F-HR Integral Derivatives, LLC Call 15,200 0 -100.00 140 0 -100.00
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 45,114 98,957 119.35 410 1,113 171.46
2018-08-14 13F-HR 1492 Capital Management LLC Call 33,500 0 -100.00 865 0 -100.00
2018-08-09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 2,366 27
2018-08-14 13F-HR STIFEL FINANCIAL CORP 81,275 183,831 126.18 731 2,070 183.17
2018-08-13 13F-HR Allianz Asset Management AG 1,567,575 1,214,303 -22.54 14,238 13,653 -4.11
2018-08-13 13F-HR St. James Investment Company, LLC 1,749,626 1,106,523 -36.76 15,904 12,448 -21.73
2018-08-13 13F-HR Vantage Investment Advisors, LLC 2,000 2,000 0.00 18 23 27.78
2018-07-03 13F-HR Washington Trust Bank 4,558 4,200 -7.85 41 47 14.63
2018-02-14 13F-HR GLG Partners LP 74,579 0 -100.00 721 0 -100.00
2018-08-09 13F-HR Edgestream Partners, L.P. 75,007 14,325 -80.90 682 161 -76.39
2018-08-13 13F-HR Hillsdale Investment Management Inc. 0 113,700 0 1,280
2018-08-15 13F-HR Pin Oak Investment Advisors Inc 1,475 1,475 0.00 13 17 30.77
2018-08-14 13F-HR Lee Financial CORP 200 2
2018-07-27 13F-HR PACIFIC HEIGHTS ASSET MANAGEMENT LLC 500,000 500,000 0.00 4,545 5,625 23.76
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 156,274 155,364 -0.58 1,419 1,747 23.11
2018-07-31 13F-HR CWM, LLC 177,938 236,505 32.91 1,617 2,661 64.56
2018-08-14 13F-HR Magnetar Financial LLC 0 21,022 0 236
2018-07-30 13F-HR Aperio Group, LLC 110,571 93,245 -15.67 1,005 1,049 4.38
2018-08-06 13F-HR Sonora Investment Management, LLC 1,700 0 -100.00 15,453 0 -100.00
2018-08-14 13F-HR Old West Investment Management, LLC 863,045 899,782 4.26 7,845 10,122 29.02
2018-08-14 13F-HR Robertson Opportunity Capital, LLC 157,776 315,176 99.76 1,434 3,546 147.28
2018-08-13 13F-HR WOLVERINE TRADING, LLC 106,947 106,947 0.00 972 972 0.00
2018-08-07 13F-HR SG Americas Securities, LLC 125,121 46,775 -62.62 1,137 526 -53.74
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC Put 463,400 463,400 0.00 4,212 5,213 23.77
2018-08-10 13F-HR Tyers Asset Management LLC 2,100 2,100 0.00 19 24 26.32
2018-07-17 13F-HR Assenagon Asset Management S.A. 122,319 1,376
2018-08-14 13F-HR BARCLAYS PLC Put 25,800 37,400 44.96 235 421 79.15
2018-08-13 13F-HR/A JUPITER ASSET MANAGEMENT LTD 1,921,713 2,146,913 11.72 21,914 24,131 10.12
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 113,451 0 -100.00 1,030 0 -100.00
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 1,797 1,784 -0.72 14 18 28.57
2018-08-13 13F-HR Boenning & Scattergood, Inc. 92,949 1,046
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 14,700 13,200 -10.20 134 149 11.19
2018-07-20 13F-HR LS Investment Advisors, LLC 190 190 0.00 2 2 0.00
2018-07-19 13F-HR Goss Wealth Management LLC 44,050 56,650 28.60 407 634 55.77
2018-07-13 13F-HR Manning & Napier Group, Llc 3,126,988 2,390,863 -23.54 28,423 26,896 -5.37
2018-08-13 13F-HR SCHNEIDER CAPITAL MANAGEMENT CORP 0 190,000 0 2,137
2017-07-20 13F-HR MANNING & NAPIER ADVISORS LLC 6,941,519 6,404,244 -7.74 76,841 58,276 -24.16
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 606,124 878,683 44.97 5,510 9,885 79.40
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 145,700 173,400 19.01 1,324 1,951 47.36
2018-07-16 13F-HR Live Your Vision, LLC 155 0 -100.00 2 0 -100.00
2018-08-13 13F-HR Mn Services Vermogensbeheer B.V. 63,965 63,965 0.00 749 946 26.30
2018-08-10 13F-HR Quantitative Investment Management, LLC 0 96,300 0 1,083
2018-08-14 13F-HR HighTower Advisors, LLC 13,950 13,389 -4.02 127 152 19.69
2018-08-08 13F-HR Clal Insurance Enterprises Holdings Ltd 120,000 1,350
2018-08-08 13F-HR HANSBERGER GROWTH INVESTORS, LP 424,041 407,913 -3.80 3,855 4,589 19.04
2018-08-10 13F-HR CITIGROUP INC Call 209,300 179,100 -14.43 1,901 2,014 5.94
2018-08-07 13F-HR Landaas & Co /wi /adv 0 157 0 2
2018-08-09 13F-HR Cumberland Partners Ltd 91,735 1,032
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 19,153 18,256 -4.68 174 205 17.82
2018-08-13 13F-HR Renaissance Technologies LLC 183,120 1,665
2017-08-18 13F-HR WFG Advisors, LP 4,363 358 -91.79 48 3 -93.75
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 102,733 936
2018-08-17 13F-HR Matarin Capital Management, LLC 48,939 48,939 0.00 444,856 550,564 23.76
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 409,674 662,874 61.81 3,724 7,457 100.24
2017-08-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 21,000 1,737 -91.73 232 16 -93.10
2018-08-01 13F-HR Migdal Insurance & Financial Holdings Ltd. 20,850 20,850 0.00 190 235 23.68
2018-08-10 13F-HR CITIGROUP INC 2,119,465 1,517,500 -28.40 19,249 17,061 -11.37
2018-08-15 13F-HR JANE STREET GROUP, LLC 0 77,266 0 869
2018-08-14 13F-HR Caption Management, Llc Call 453,300 5,100
2018-08-09 13F-HR Zions Bancorporation 0 410 0 5
2018-09-18 13F-HR/A NORTHERN TRUST CORP 350,267 377,984 7.91 3,185 4,252 33.50
2018-08-10 13F-HR Neuburgh Advisers LLC 1,650 1,650 0.00 15 19 26.67
2018-08-10 13F-HR ING GROEP NV 35,085 22,085 -37.05 319 248 -22.26
2018-07-23 13F-HR Exor Investments (uk) Llp 4,532,124 5,967,410 31.67 41,197 67,133 62.96
2018-08-13 13F-HR Hudson Bay Capital Management LP 10,000 0 -100.00 91 0 -100.00
2018-07-30 13F-HR/A Virtu Financial LLC 11,631 29,933 157.36 106 337 217.92
2018-08-14 13F-HR BARCLAYS PLC 141,884 221,193 55.90 1,290 2,490 93.02
2018-08-14 13F-HR Walleye Trading LLC 83,509 514,278 515.84 759 5,786 662.32
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 1,200 13
2018-08-10 13F-HR Cutler Group LP Put 1,200 1,200 0.00 1 0 -100.00
2018-08-02 13F-HR Scheer, Rowlett & Associates Investment Management Ltd. 1,864,885 1,548,185 -16.98 16,938 17,407 2.77
2018-08-13 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 231,400 2,603
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 30,865 0 -100.00 307 0 -100.00
2018-08-14 13F-HR SPROTT INC. 95,030 94,805 -0.24 864 1,066 23.38
2017-07-27 13F-HR Spot Trading L.l.c. 59,766 544
2018-08-14 13F-HR Walleye Trading LLC Put 82,800 64,500 -22.10 753 726 -3.59
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 172,800 144,000 -16.67 1,571 1,620 3.12
2018-08-10 13F-HR Highstreet Asset Management Inc. 44,980 39,104 -13.06 409 440 7.58
2018-08-14 13F-HR Walleye Trading LLC Call 28,600 80,200 180.42 260 902 246.92
2017-05-01 13F-HR Spot Trading L.L.C 35,639 33,217 -6.80 373 368 -1.34
2018-08-13 13F-HR CoreCommodity Management, LLC 50,442 59,020 17.01 459 664 44.66
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 16,575 0 -100.00 183 0 -100.00
2018-08-13 13F-HR Korea Investment CORP 27,057 278,157 928.04 246 3,127 1,171.14
2018-08-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 16,182,205 13,160,000 -18.68 146,980 147,962 0.67
2018-08-14 13F-HR ROYAL BANK OF CANADA Put 150,000 0 -100.00 1,364 0 -100.00
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 45,710 35,020 -23.39 416 394 -5.29
2018-08-07 13F-HR IFP Advisors, Inc 7,003 3,813 -45.55 64 43 -32.81
2018-08-10 13F-HR Jarislowsky, Fraser Ltd 604,638 477,232 -21.07 5,491 5,365 -2.29
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 10,500 0 -100.00 95 0 -100.00
2018-07-18 13F-HR Granite Springs Asset Management Llc 33,300 31,600 -5.11 303 355 17.16
2018-08-16 13F-HR Global X Management CO LLC 9,034,140 8,148,199 -9.81 82,055 91,613 11.65
2018-08-14 13F-HR Natixis 0 11,555 0 130
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 580,350 388,750 -33.01 5,271 4,371 -17.07
2018-07-18 13F-HR World Asset Management Inc 15,734 11,853 -24.67 143 133 -6.99
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 83,864 64,149 -23.51 758,448 718,518 -5.26
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 0 24,100 0 271
2018-07-12 13F-HR NN Investment Partners Holdings N.V. 201,370 126,039 -37.41 1,830 1,418 -22.51
2018-08-14 13F-HR Banco De Sabadell, S.a 5,000 5,000 0.00 59 74 25.42
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 9,893 10,586 7.00 90 119 32.22
2018-08-10 13F-HR Cutler Group LP Call 3,000 2,100 -30.00 1 2 100.00
2018-07-27 13F-HR VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 4,547,970 6,327,039 39.12 41,341 71,179 72.18
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 152,514 301,802 97.88 1,386 3,395 144.95
2018-07-30 13F-HR Parallel Advisors, LLC 34 34 0.00 0 0
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 130,980 183,680 40.24 1,190 2,065 73.53
2018-08-14 13F-HR Invesco Ltd. 138,318 250,675 81.23 1,258 2,820 124.17
2018-08-13 13F-HR Global Retirement Partners, Llc 100 100 0.00 1 1 0.00
2018-08-10 13F-HR HENDERSON GROUP PLC 65,009 515,819 693.46 590 5,808 884.41
2018-08-15 13F-HR Focused Wealth Management, Inc 1,500 1,500 0.00 14 17 21.43
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 82,003 82,524 0.64 741 931 25.64
2018-08-14 13F-HR Kopernik Global Investors, LLC 10,460,793 10,637,557 1.69 95,089 119,673 25.85
2018-08-13 13F-HR Hilton Capital Management, LLC 0 5,000 0 56
2018-08-13 13F-HR HAP Trading, LLC 29,292 42,592 45.40 266 479 80.08
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 379,528 374,655 -1.28 3,447 4,212 22.19
2018-08-10 13F-HR GABELLI FUNDS LLC 614,000 467,000 -23.94 5,581 5,254 -5.86
2018-08-10 13F-HR RPg Family Wealth Advisory, LLC 2,664 29,970
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 14,360,079 14,277,101 -0.58 130,533 160,617 23.05
2017-01-23 13F-HR KANALY TRUST CO 500 500 0.00 4 5 25.00
2018-07-17 13F-HR Gemmer Asset Management LLC 46 154 234.78 0 2
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 2,215,763 3,809,063 71.91 20,125 42,826 112.80
2018-07-19 13F-HR EXANE DERIVATIVES 68 68 0.00 603 771 27.86
2018-08-10 13F-HR Pacad Investment Ltd. 12,700 0 -100.00 114 0 -100.00
2018-08-13 13F-HR EARNEST PARTNERS LLC 100 1
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,152,534 1,569,209 -27.10 19,567 17,653 -9.78
2018-08-10 13F-HR Summit Trail Advisors, Llc 72,144 13,451 -81.36 671 151 -77.50
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 0 78,000 0 878
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 1,614,122 1,322,775 -18.05 14,673 14,882 1.42
2018-05-11 13F-HR CITIGROUP INC Put 162,200 181,600 11.96 1,503 1,649 9.71
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 21,700 0 -100.00 197 0 -100.00
2018-08-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 2,076,376 1,003,619 -51.66 19,074 11,304 -40.74
2018-08-06 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 500 0 -100.00 5 0 -100.00
2018-08-14 13F-HR PDT Partners, LLC 184,000 208,844 13.50 1,671 2,351 40.69
2018-08-14 13F-HR FRANKLIN RESOURCES INC 73,000 73,000 0.00 664 821 23.64
2018-08-13 13F-HR Ninepoint Partners Lp 50,000 0 -100.00 454 0 -100.00
2018-08-14 13F-HR Moore Capital Management, LP 0 390,000 0 4,388
2018-08-14 13F-HR GV Financial Advisors 142 2
2018-08-03 13F-HR Tobam 969,700 1,402,400 44.62 8,808 15,768 79.02
2018-07-13 13F-HR ATRIA INVESTMENTS LLC 0 12,093 0 136
2018-08-13 13F-HR Bridgewater Associates, LP 16,129 184,240 1,042.29 146 2,071 1,318.49
2017-01-13 13F-HR MetLife Securities, Inc 2,595 6,759 160.46 22 71 222.73
2018-07-25 13F-HR NORTHPOINTE CAPITAL LLC 397,135 4,468
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 44,766 45,836 2.39 496 417 -15.93
2018-08-14 13F-HR DEUTSCHE BANK AG\ 2,095,031 2,300,932 9.83 19,041 25,882 35.93
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 49,304 4,406
2018-07-10 13F-HR HOLLENCREST SECURITIES LLC 29,500 29,500 0.00 268 332 23.88
2018-08-15 13F-HR TANAKA CAPITAL MANAGEMENT INC 2,100 2,100 0.00 19 24 26.32
2018-08-09 13F-HR PineBridge Investments, L.P. 9,437 0 -100.00 111 0 -100.00
2017-02-10 13F-HR BlackRock Investment Management, LLC 517,582 0 -100.00 4,431 0 -100.00
2018-08-07 13F-HR Trexquant Investment LP 89,457 26,398 -70.49 813 297 -63.47
2018-08-14 13F-HR Resources Investment Advisors, Inc. 178 178 0.00 2 2 0.00
2018-08-14 13F-HR KEY GROUP HOLDINGS (CAYMAN), LTD. Put 1,000,000 1,000,000 0.00 125 25 -80.00
2018-07-09 13F-HR Centerstar Asset Management, Llc Put 34
2018-08-07 13F-HR SG Americas Securities, LLC Call 76,600 76,600 0.00 80 125 56.25
2018-08-08 13F-HR CIBC World Markets Inc. 5,116,709 4,745,363 -7.26 46,511 53,385 14.78
2018-08-02 13F-HR GENERAL AMERICAN INVESTORS CO INC 1,127,947 1,127,947 0.00 10,253 12,689 23.76
2018-08-10 13F-HR Proficio Capital Partners LLC 500 500 0.00 5 6 20.00
2018-08-14 13F-HR Goelzer Investment Management, Inc. 10,200 10,200 0.00 93 115 23.66
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 86,530 138,947 60.58 787 1,563 98.60
2017-07-27 13F-HR Spot Trading L.l.c. Call 33,500 305
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 133,358 2 -100.00 1,142 0 -100.00
2018-08-14 13F-HR State of Tennessee, Treasury Department 307,710 307,710 0.00 2,794 3,459 23.80
2018-08-02 13F-HR Barrett Asset Management, LLC 4,670 4,670 0.00 42 53 26.19
2018-08-13 13F-HR Flinton Capital Management LLC 2,550 2,550 0.00 23 29 26.09
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 125 125 0.00 1 1 0.00
2018-07-25 13F-HR ARP AMERICAS LLC 0 48,500 0 546
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 0 16,863 0 187
2018-08-13 13F-HR MUHLENKAMP & CO INC 867,482 867,482 0.00 7,885 9,759 23.77
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 248,275 341,593 37.59 2,257 3,843 70.27
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 57,332 49,218 -14.15 521 554 6.33
2018-08-14 13F-HR Aristotle Capital Management, LLC 997,672 952,143 -4.56 9,065 10,715 18.20
2018-07-11 13F-HR FOUNDATION RESOURCE MANAGEMENT INC 594,534 597,189 0.45 5,404 6,718 24.32
2018-08-07 13F-HR SG Americas Securities, LLC Put 300,000 300,000 0.00 141 33 -76.60
2018-07-30 13F-HR/A Beutel, Goodman & Co Ltd. 22,960,786 22,180,519 -3.40 208,375 249,580 19.77
2018-08-01 13F-HR Capital Investment Advisory Services, LLC 32,270 363
2018-07-27 13F-HR/A WHITTIER TRUST CO OF NEVADA INC 74 74 0.00 1 1 0.00
2018-08-14 13F-HR CREDIT SUISSE AG/ Call 0 86,500 0 973
2018-08-14 13F-HR Candriam Luxembourg S.C.A. 11,247 0 -100.00 102 0 -100.00
2018-08-13 13F-HR IHT Wealth Management, LLC 368 0 -100.00 3 0 -100.00
2018-08-09 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 25,103 0 282
2018-08-02 13F-HR Fiera Capital Corp 56,367 54,157 -3.92 512 609 18.95
2018-08-08 13F-HR Bienville Capital Management, LLC 278,500 857,413 207.87 2,459 9,646 292.27
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 166,373 164,346 -1.22 1,512 1,850 22.35
2018-08-10 13F-HR Meadow Creek Investment Management LLC 1,200 1,200 0.00 11 14 27.27
2018-08-08 13F-HR FDx Advisors, Inc. 31,383 0 -100.00 285 0 -100.00
2017-05-01 13F-HR Spot Trading L.L.C Call 11,000 59,200 438.18 115 655 469.57
2018-08-14 13F-HR 1492 Capital Management LLC 7,961 0 -100.00 72 0 -100.00
2018-08-14 13F-HR Arnhold Llc 411,400 411,400 0.00 3,740 4,628 23.74
2018-07-13 13F-HR Creative Financial Designs Inc /adv 302 302 0.00 3 3 0.00
2018-08-10 13F-HR FIL Ltd 0 20,100 0 226
2018-08-07 13F-HR LETKO, BROSSEAU & ASSOCIATES INC 3,639,849 1,628,863 -55.25 33,060 18,314 -44.60
2018-05-11 13F-HR Delpha Capital Management, Llc 940 0 -100.00 9 0 -100.00
2018-08-14 13F-HR JP Morgan Chase & Co 10,543 152,438 1,345.87 97 1,715 1,668.04
2018-08-10 13F-HR Cutler Group LP 199 2,231 1,021.11 1 25 2,400.00
2018-08-10 13F-HR Legal & General Group Plc 665,167 906,936 36.35 6,040 10,197 68.82
2018-07-31 13F-HR BRADLEY FOSTER & SARGENT INC/CT 0 36,955 0 416
2018-08-09 13F-HR CIBC Asset Management Inc 168,342 214,206 27.24 1,528 2,410 57.72
2018-08-14 13F-HR MORGAN STANLEY 4,447,086 4,497,101 1.12 40,424 50,593 25.16
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 101,637 104,259 2.58 924 1,173 26.95
2018-08-15 13F-HR GLENMEDE TRUST CO NA 13,390 11,555 -13.70 122 130 6.56
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 1,771,597 1,767,997 -0.20 16,104 19,890 23.51
2018-08-10 13F-HR HSBC HOLDINGS PLC 276,033 241,850 -12.38 2,492 2,714 8.91
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 77 221 187.01 700 2,486 255.14
2018-07-23 13F-HR BerganKDV Wealth Management, LLC 180 2
2018-05-11 13F-HR CITIGROUP INC 1,339,008 2,119,465 58.29 12,407 19,249 55.15
2018-08-10 13F-HR Compagnie Odier SCA 7,100 1,400 -80.28 65 16 -75.38
2018-08-14 13F-HR NGAM ADVISORS, L.P. 1,568,612 17,646
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 0 25,000 0 281
2018-08-13 13F-HR Hudson Bay Capital Management LP Put 49,000 0 -100.00 445 0 -100.00
2018-08-14 13F-HR CREDIT SUISSE AG/ 485,449 534,042 10.01 4,413 6,008 36.14
2018-08-02 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 10,000 0 -100.00 91 0 -100.00
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 277,232 320,192 15.50 2,509 3,606 43.72
2018-07-16 13F-HR Rathbone Brothers plc 25,870 25,820 -0.19 235 290 23.40
2017-02-10 13F-HR BlackRock Advisors LLC 4,154,290 0 -100.00 35,561 0 -100.00
2018-08-14 13F-HR Man Group plc 179,214 450,404 151.32 1,629 5,067 211.05
2018-08-14 13F-HR SIGNATUREFD, LLC 797 808 1.38 7 9 28.57
2018-08-14 13F-HR UBS Group AG 549,907 1,113,830 102.55 4,999 12,531 150.67
2018-02-14 13F-HR AHL Partners LLP 302,906 230,679 -23.84 2,929 2,129 -27.31
2018-08-14 13F-HR UBS Group AG Call 80,000 128,600 60.75 727 1,447 99.04
2017-02-10 13F-HR BlackRock Group LTD 1,541,014 0 -100.00 13,191 0 -100.00
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 60,000 0 -100.00 545 0 -100.00
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 1,181,694 1,280,248 8.34 10,731 14,341 33.64
2018-08-01 13F-HR FIRST MANHATTAN CO 77,400 77,400 0.00 703 870 23.76
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 181,500 182,500 0.55 1,650 2,053 24.42
2018-07-17 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 73,091 23,013 -68.51 654 257 -60.70
2018-08-14 13F-HR BlueCrest Capital Management Ltd 37,948 22,104 -41.75 345 249 -27.83
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 30,000 30,000 0.00 277 269 -2.89
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 352 352 0.00 3 4 33.33
2018-08-15 13F-HR HPM Partners LLC 10,000 10,000 0.00 91 112 23.08
2018-08-14 13F-HR GUARDIAN CAPITAL LP 4,573,168 3,598,097 -21.32 41,502 40,487 -2.45
2018-08-02 13F-HR Sg3 Management, Llc Call 500 500 0.00 5 6 20.00
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 68,092 68,092 0.00 613 613 0.00
2018-08-10 13F-HR Shell Asset Management Co 40,201 41,101 2.24 365 462 26.58
2018-07-20 13F-HR Creative Planning 10,200 0 -100.00 93 0 -100.00
2018-08-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 1,101,963 1,164,584 5.68 10,002 13,103 31.00
2018-08-13 13F-HR Neuberger Berman Group LLC 30,034 42,711 42.21 273 481 76.19
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 187 260 39.04 24 292 1,116.67
2018-08-06 13F-HR TORONTO DOMINION BANK 1,101,334 2,217,695 101.36 10,046 24,693 145.80
2018-08-13 13F-HR AMP Capital Investors Ltd 239,058 244,229 2.16 2,148 2,746 27.84
2018-08-14 13F-HR BARCLAYS PLC Call 205,400 192,000 -6.52 1,867 2,160 15.69
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 237,374 251,371 5.90 2,133 2,803 31.41
2018-08-10 13F-HR Regal Investment Advisors LLC 23,753 17,720 -25.40 216 199 -7.87
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 102 0 -100.00 1 0 -100.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 441,200 471,000 6.75 4,010 5,299 32.14
2018-07-18 13F-HR Ipswich Investment Management Co., Inc. 92,345 93,600 1.36 839 1,053 25.51
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 74,001 0 833
2018-08-09 13F-HR Swiss National Bank 1,440,800 1,440,800 0.00 13,079 16,159 23.55
2018-08-14 13F-HR GUARDIAN CAPITAL ADVISORS LP 39,128 38,828 -0.77 489 550 12.47
2017-05-01 13F-HR Spot Trading L.L.C Put 17,200 39,100 127.33 180 433 140.56
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. 37,858 61,458 62.34 344 691 100.87
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 16,815 14,955 -11.06 153 168 9.80
2017-07-27 13F-HR Spot Trading L.l.c. Put 26,800 244
2018-07-09 13F-HR Centerstar Asset Management, Llc Call 2
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 305 5,305 1,639.34 3 60 1,900.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 200,400 800,400 299.40 1,822 9,005 394.24
2018-08-14 13F-HR HBK INVESTMENTS L P 0 18,400 0 207
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 81,482 254,108 211.86 741 2,859 285.83
2018-08-13 13F-HR APG Asset Management N.V. 98,853 98,853 0.00 730 952 30.41
2018-07-10 13F-HR Hexavest Inc. 4,766 0 -100.00 43 0 -100.00
2018-07-27 13F-HR Advisory Services Network, LLC 31,172 0 -100.00 283 0 -100.00
2018-08-14 13F-HR COLONY GROUP LLC 66,387 69,762 5.08 603 785 30.18
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 49,078 552,678 1,026.12 446 6,218 1,294.17
2018-08-09 13F-HR BlackRock Inc. 213,905 210,285 -1.69 1,944 2,366 21.71
2018-08-14 13F-HR Thiel Macro LLC 345,000 0 -100.00 3,136 0 -100.00
2018-08-14 13F-HR Thiel Macro LLC Call 1,000,000 11,250
2018-08-03 13F-HR SEI INVESTMENTS CO 3,356 3,657 8.97 31 41 32.26
2018-08-10 13F-HR Quadrature Capital LTD 0 179,800 0 2,006
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ Call 6,000 406,000 6,666.67 55 4,568 8,205.45
2018-08-13 13F-HR Black Creek Investment Management Inc. 3,845,217 2,360,932 -38.60 34,925 26,545 -23.99
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 21,012 21,347 1.59 191 240 25.65
2018-08-13 13F-HR HAP Trading, LLC Put 0 16,400 0 8
2018-08-10 13F-HR Investors Research Corp 64,300 64,550 0.39 584 726 24.32
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 3,742 3,742 0.00 34 42 23.53
2018-09-04 13F-HR Strategic Wealth Partners, Ltd. 200 0 -100.00 2 0 -100.00
2018-08-02 13F-HR PITCAIRN CO 15,989 40,600 153.92 145 456 214.48
2017-05-11 13F-HR EDGE ASSET MANAGEMENT, INC 30,000 23,000 -23.33 314 255 -18.79
2018-08-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 1,400,380 1,125,980 -19.59 16,398 16,653 1.56
2018-07-18 13F-HR Bedel Financial Consulting, Inc. 300 0 -100.00 3 0 -100.00
2018-08-14 13F-HR LPL Financial LLC 139,496 140,005 0.36 1,268 1,575 24.21
2018-07-11 13F-HR Lowe fs, LLC 2,670 2,670 0.00 24 30 25.00
2018-08-10 13F-HR YorkBridge Wealth Partners, LLC 100 100 0.00 1 1 0.00
2018-07-18 13F-HR Cornerstone Advisors, Inc. 218 218 0.00 2 2 0.00
2018-08-14 13F-HR ROYAL BANK OF CANADA Call 286,200 37,500 -86.90 2,602 422 -83.78
2018-08-14 13F-HR Dynamic Technology Lab Private Ltd 0 46,247 0 520
2018-07-31 13F-HR Bartlett & Co. LLC 145 0 -100.00 1 0 -100.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 50,500 50,500 0.00 459 459 0.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,145,500 890,300 -22.28 10,412 10,016 -3.80
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 996 0 -100.00 9 0 -100.00
2018-08-14 13F-HR Jefferies Group LLC 0 110,775 0 1,245
2018-08-08 13F-HR Bienville Capital Management, LLC Call 200,000 1,200,000 500.00 2,106 13,501 541.07
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 94,374 325,435 244.84 858 3,661 326.69
2018-08-14 13F-HR Adage Capital Partners GP LLC 8,058,939 6,790,722 -15.74 73,256 76,396 4.29
2018-08-15 13F-HR Verition Fund Management LLC 0 64,874 0 730
2018-08-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 206 2
2018-08-13 13F-HR BRANDES INVESTMENT PARTNERS, LP 1,828,004 810,845 -55.64 16,617 9,122 -45.10
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 5,536 14,109 154.86 50 158 216.00
2018-07-26 13F-HR Advisornet Financial, Inc 1,480 675 -54.39 13 8 -38.46
2018-08-13 13F-HR HAP Trading, LLC Call 0 10,800 0 1
2018-08-03 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 7,000 7,000 0.00 64 79 23.44
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 64,654 59,571 -7.86 587 670 14.14
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Call 1,000 1,000 0.00 9 11 22.22
2018-08-14 13F-HR Wellington Management Group LLP 3,511,323 3,300,582 -6.00 31,897 37,113 16.35
2018-07-11 13F-HR BEACON FINANCIAL GROUP 83,549 63,818 -23.62 759 718 -5.40
2018-07-24 13F-HR Cribstone Capital Management, LLC 200 200 0.00 2 2 0.00
2018-08-13 13F-HR SCOTIA CAPITAL INC. 96,133 97,347 1.26 868 905 4.26
2017-01-03 13F-HR Vollero Beach Capital Partners LLC 0 0 0 0
2018-08-13 13F-HR VAN ECK ASSOCIATES CORP 64,735 170,882 163.97 588 1,923 227.04
2018-08-14 13F-HR Teza Capital Management LLC 52,515 591
2018-08-13 13F-HR Advisor Group, Inc. 11,279 31,175 176.40 103 351 240.78
2018-08-14 13F-HR A.R.T. Advisors, LLC 0 15,501 0 174
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 201 1,536 664.18 1 17 1,600.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 58,683 64,302 9.58 534 622 16.48
2018-08-10 13F-HR OPPENHEIMER & CO INC 17,981 202
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 787,440 708,851 -9.98 7,158 7,975 11.41
2018-08-09 13F-HR Private Advisor Group, LLC 41,214 81,191 97.00 376 897 138.56
2018-08-08 13F-HR 10-15 ASSOCIATES, INC. 119,085 119,260 0.15 1,082 1,342 24.03
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 277,800 282,575 1.72 2,525 3,179 25.90
2018-07-24 13F-HR Squar Milner Financial Services Llc 3,705 42
2018-08-08 13F-HR Russell Investments Group, Ltd. 7,425,118 3,567,777 -51.95 67,429 40,087 -40.55
2018-07-09 13F-HR Centerstar Asset Management, Llc 163
2018-07-09 13F-HR THOMPSON INVESTMENT MANAGEMENT, INC. 19,750 19,750 0.00 180 222 23.33
2018-08-14 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 325,883 3,666
2017-02-10 13F-HR BlackRock Fund Advisors 262,490 260,839 -0.63 2,247 2,731 21.54
2018-07-30 13F-HR SIMPLEX TRADING, LLC 920 796 -13.48 8 8 0.00
2018-08-14 13F-HR VANGUARD GROUP INC 10,106,564 10,464,103 3.54 91,869 117,721 28.14
2018-08-14 13F-HR Gotham Asset Management, LLC 500,929 1,148,235 129.22 4,553 12,918 183.73
2017-02-08 13F-HR Geduld E E 25,000 262
2018-08-14 13F-HR 1832 Asset Management L.P. 2,040 1,240 -39.22 19 13 -31.58
2018-08-10 13F-HR CITIGROUP INC Put 181,600 239,900 32.10 1,649 2,697 63.55
2018-08-14 13F-HR Centaurus Financial, Inc. 609 7
2018-08-13 13F-HR Claret Asset Management Corp 16,437 185
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 0 16,292 0 183
2018-08-10 13F-HR Compagnie Odier SCA Call 1,000 1
2018-08-03 13F-HR Morningstar Investment Services LLC 764,320 754,225 -1.32 6,948 8,485 22.12
2018-08-07 13F-HR First Personal Financial Services 26 26 0.00 0 0
2018-07-27 13F-HR S&CO INC 144,500 144,345 -0.11 1,314 1,624 23.59
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 25,000 0 -100.00 227 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC 15,838 0 -100.00 146 0 -100.00
2018-08-10 13F-HR M&T BANK CORP 50,822 51,879 2.08 462 584 26.41
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 466,900 404,600 -13.34 4,244 4,552 7.26
2018-08-09 13F-HR Gradient Investments LLC 180 180 0.00 2 2 0.00
2017-05-12 13F-HR/A DELTA LLOYD NV 102,733 102,733 0.00 1,073 1,135 5.78
2018-08-14 13F-HR FIFTH THIRD BANCORP 3,692 218 -94.10 41 2 -95.12
2018-07-25 13F-HR Main Street Research LLC 20,000 225
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 0 97,500 0 1,097
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 1,116,170 471,152 -57.79 10,146 5,300 -47.76
2018-05-11 13F-HR CITIGROUP INC Call 494,200 209,300 -57.65 4,579 1,901 -58.48
2018-08-09 13F-HR GAM Holding AG 76,424 76,424 0.00 694 860 23.92
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 137,646 148,810 8.11 1,250 1,673 33.84
2018-08-14 13F-HR SUMITOMO MITSUI FINANCIAL GROUP, INC. 1,500 0 -100.00 14 0 -100.00
2018-07-11 13F-HR MITCHELL SINKLER & STARR/PA 10,500 10,000 -4.76 95 113 18.95
2018-08-14 13F-HR Caption Management, Llc Put 453,100 5,098
2018-08-14 13F-HR Skandinaviska Enskilda Banken AB (publ) 36,300 36,300 0.00 330 408 23.64
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 1,900 1,900 0.00 17 21 23.53
2018-08-10 13F-HR HAMEL ASSOCIATES, INC. 208,114 213,114 2.40 1,892 2,398 26.74
2018-07-11 13F-HR TRUST CO OF VERMONT 700 700 0.00 6 8 33.33
2018-08-14 13F-HR PEAK6 Investments, L.P. 0 14,208 0 160
2018-08-01 13F-HR COMERICA BANK 39,534 25,434 -35.67 419 278 -33.65
2018-08-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 44,300 41,500 -6.32 403 467 15.88
2018-08-09 13F-HR/A Smith Asset Management Group LP 2,600 0 -100.00 24 0 -100.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 154,500 154,500 0.00 1,404 1,404 0.00
2018-08-10 13F-HR HSBC HOLDINGS PLC Call 30,000 80,000 166.67 269 900 234.57

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CUSIP: 13321L108