SecurityCCC / Calgon Carbon Corp. (129603106)
Institutional Owners191 (41 N-Q Owners)
Institutional Shares42,266,547 - 83.18% (ex. N-Q)
Common Shares Outstanding50,812,679 shares (as of 2017-12-31)
Institutional Value$ 1,433,032,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Calgon Carbon Corp. (NYSE:CCC) has 191 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 42,266,547 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, Dimensional Fund Advisors Lp, Magnetar Financial LLC, Gabelli Funds Llc, Water Island Capital Llc, Allianz Asset Management AG, Citigroup Inc, Cnh Partners Llc, and State Street Corp.

Calgon Carbon Corp. (NYSE:CCC) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-14 13F-HR GLAZER CAPITAL, LLC 1,500 32
2017-11-29 N-Q Gabelli Go Anywhere Trust (see advisory)
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 19,040 19,040 0.00 407 406 -0.25
2017-10-25 13F-HR HEARTLAND ADVISORS INC 100,000 0 -100.00 1,510 0 -100.00
2018-02-14 13F-HR CRAMER ROSENTHAL MCGLYNN LLC 538,895 0 -100.00 11,532 0 -100.00
2018-02-07 13F-HR Swiss National Bank 85,100 85,100 0.00 1,821 1,813 -0.44
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 283,451 6,037
2017-11-14 13F-HR Integre Asset Management, LLC 11,526 0 -100.00 174 0 -100.00
2018-02-14 13F-HR GAM Holding AG 146,417 3,119
2018-04-10 SC 13G/A FMR LLC / Fidelity 5,938,000 0 -100.00
2018-02-14 13F-HR Neuberger Berman Group LLC 16,150 344
2018-02-13 13F-HR CREDIT AGRICOLE S A 775,270 0 -100.00 16,591 0 -100.00
2018-02-22 13F-HR Cambridge Investment Research Advisors, Inc. 9,813 0 -100.00 210 0 -100.00
2018-02-14 13F-HR Burren Capital Advisors Ltd 77,018 0 -100.00 1,648 0 -100.00
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 0 17,487 0 372
2018-01-31 13F-HR Brown Trout Management, LLC 25,000 50,918 103.67 535 1,085 102.80
2018-02-09 13F-HR RHUMBLINE ADVISERS 110,725 127,122 14.81 2,370 2,708 14.26
2018-04-18 13F-HR/A-1 FNY Partners Fund LP Call 280 0 -100.00 5 0 -100.00
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 35,410 15,502 -56.22 758 330 -56.46
2017-10-30 N-Q Managed Portfolio Series (see advisory)
2018-03-01 N-Q CALVERT IMPACT FUND INC (see advisory)
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 385,100 0 -100.00 5,815 0 -100.00
2017-11-22 N-Q Spdr Series Trust (see advisory)
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0 79 0 2
2018-02-08 13F-HR SEI INVESTMENTS CO 17,208 3,005 -82.54 368 64 -82.61
2018-01-19 SC 13G/A BlackRock Inc. 5,986,390 6,485,473 8.34
2018-01-29 13F-HR BTIM Corp. 528,690 0 -100.00 11,314 0 -100.00
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 262,626 258,026 -1.75 5,620 5,496 -2.21
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 38,864 38,197 -1.72 832 814 -2.16
2018-02-02 13F-HR TRUST CO OF VERMONT 2,100 45
2018-02-28 N-Q Seasons Series Trust (see advisory)
2017-11-29 N-Q Gabelli Investor Funds Inc (see advisory)
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 300,000 6,390
2017-11-03 13F-HR JOHN G ULLMAN & ASSOCIATES INC 394,282 0 -100.00 5,954 0 -100.00
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 0 7,686 0 164
2018-02-14 13F-HR Polar Asset Management Partners Inc. 25,000 0 -100.00 535 0 -100.00
2017-11-28 N-Q Highland Funds I (see advisory)
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 42,777 42,777 0.00 915 911 -0.44
2018-02-05 13F-HR QCI ASSET MANAGEMENT INC/NY 115 115 0.00 2 2 0.00
2017-11-24 N-Q Transamerica Etf Trust (see advisory)
2017-11-13 13F-HR Bruderman Asset Management, LLC 122 0 -100.00 2 0 -100.00
2018-02-05 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 112,100 2,388
2018-02-02 13F-HR COMERICA BANK 54,110 52,574 -2.84 1,169 1,117 -4.45
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 137,322 137,322 0.00 2,939 2,925 -0.48
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 72,592 66,658 -8.17 1,550 1,419 -8.45
2018-03-01 N-Q Pimco Funds (see advisory)
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 0 13,998 0 298,157
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 25,179 0 -100.00 380 0 -100.00
2018-02-14 13F-HR Summit Trail Advisors, Llc 7 0
2018-01-23 13F-HR TEXAS PERMANENT SCHOOL FUND 37,083 34,347 -7.38 794 732 -7.81
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 11,000 0 -100.00 235 0 -100.00
2018-02-14 13F-HR CNH PARTNERS LLC 1,400,000 1,501,492 7.25 29,960 31,982 6.75
2017-11-14 13F-HR Ulysses Management LLC 30,000 0 -100.00 453 0 -100.00
2018-02-23 13F-HR/A-1 Sg3 Management, Llc Call 93,000 0 -100.00 1,990 0 -100.00
2017-11-15 N-Q Oppenheimer Etf Trust (see advisory)
2017-11-14 13F-HR Brevan Howard Capital Management LP 17,858 382
2017-11-08 13F-HR D.A. DAVIDSON & CO. 3,880 0 -100.00 58 0 -100.00
2018-02-14 13F-HR Paloma Partners Management Co 0 54,808 0 1,167
2017-10-30 13F-HR RICE HALL JAMES & ASSOCIATES, LLC 191,009 0 -100.00 2,884 0 -100.00
2018-04-18 13F-HR Louisiana State Employees Retirement System 21,900 0 -100.00 466 0 -100.00
2018-02-14 13F-HR/A-1 S. MUOIO & CO. LLC 60,000 1,278
2018-02-09 13F-HR BARROW HANLEY MEWHINNEY & STRAUSS LLC 122,655 0 -100.00 2,625 0 -100.00
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 343,000 0 -100.00 7,340 0 -100.00
2017-11-06 13F-HR Winfield Associates, Inc. 168 0 -100.00 3 0 -100.00
2018-02-06 13F-HR NJ State Employees Deferred Compensation Plan 28,000 0 -100.00 599 0 -100.00
2018-02-05 13F-HR Kassirer Asset Management Corp 249,833 134,594 -46.13 5,346 2,867 -46.37
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 649 0 13
2017-11-29 N-Q Tiff Investment Program (see advisory)
2018-02-13 13F-HR Highlander Capital Management, LLC 131,635 104,885 -20.32 2,817 2,234 -20.70
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 133 74,230 55,712.03 3 1,581 52,600.00
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 89,043 163,063 83.13 1,906 3,473 82.21
2018-02-14 13F-HR Voya Investment Management LLC 24,759 24,103 -2.65 530 513 -3.21
2018-03-01 N-Q Vericimetry Funds (see advisory)
2018-02-14 13F-HR Magnetar Financial LLC 2,383,349 2,383,349 0.00 51,004 50,765 -0.47
2018-02-09 13F-HR IndexIQ Advisors LLC 374,668 7,980
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-02-13 13F-HR Quinn Opportunity Partners LLC 89,000 0 -100.00 1,905 0 -100.00
2018-02-07 13F-HR KBC Group NV 357,194 775,050 116.98 7,644 16,509 115.97
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 32,099 32,099 0.00 687 684 -0.44
2018-01-19 13F-HR LONGFELLOW INVESTMENT MANAGEMENT CO LLC 470,000 0 -100.00 10,058 0 -100.00
2018-02-12 13F-HR Pacad Investment Ltd. 1,700 0 -100.00 36 0 -100.00
2018-02-08 13F-HR Global X Management CO LLC 2,810 4,925 75.27 60 105 75.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 2,500 3,100 24.00 54 66 22.22
2018-01-25 13F-HR Hanson & Doremus Investment Management 2,655 2,655 0.00 57 57 0.00
2018-02-28 N-Q Ishares Trust (see advisory)
2017-11-14 13F-HR Glen Harbor Capital Management LLC 4,510 0 -100.00 68 0 -100.00
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 14,988 38,599 157.53 321 822 156.07
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 77,400 45,500 -41.21 1,656 969 -41.49
2018-02-13 13F-HR Financial Gravity Companies, Inc. 44 1
2017-11-14 13F-HR Elkfork Partners LLC 5,740 0 -100.00 87 0 -100.00
2018-02-14 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 11,064 10,444 -5.60 237 222 -6.33
2017-11-29 N-Q Boston Trust & Walden Funds (see advisory)
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-14 13F-HR BlueCrest Capital Management Ltd 0 30,873 0 658
2018-02-01 13F-HR Nationwide Fund Advisors 34,919 0 -100.00 747 0 -100.00
2018-02-13 13F-HR Investors Research Corp 39,000 831
2018-02-12 13F-HR VAN ECK ASSOCIATES CORP 28,049 28,011 -0.14 600 597 -0.50
2017-11-13 13F-HR Employees Retirement System of Texas 152,700 0 -100.00 2,306 0 -100.00
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 15,700 15,700 0.00 336 334 -0.60
2018-01-30 N-Q Shelton Funds (see advisory)
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 31,310 31,940 2.01 670 680 1.49
2018-02-13 13F-HR CONNORS INVESTOR SERVICES INC 156,858 0 -100.00 3,357 0 -100.00
2018-01-18 13F-HR State of Alaska, Department of Revenue 10,023 10,113 0.90 214 215 0.47
2018-02-13 13F-HR JP Morgan Chase & Co 853,931 734,726 -13.96 18,274 15,650 -14.36
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 33,000 15,847 -51.98 706 338 -52.12
2018-02-14 13F-HR WOLVERINE TRADING, LLC 12,673 0 -100.00 271 0 -100.00
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 19,250 0 -100.00 291 0 -100.00
2017-11-29 N-Q Advisors Series Trust (see advisory)
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 73,776 139,518 89.11 1,579 2,972 88.22
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 40,058 40,220 0.40 857 857 0.00
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 4,724 10,518 122.65 101 224 121.78
2018-02-12 13F-HR CITIGROUP INC 688,073 1,508,663 119.26 14,724 32,134 118.24
2018-02-14 13F-HR TEACHERS ADVISORS INC 90,707 92,272 1.73 1,941 1,965 1.24
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 242,900 0 -100.00 3,668 0 -100.00
2018-03-09 13F-HR Marino, Stram & Associates Llc 310 7
2018-02-13 13F-HR Legal & General Group Plc 101,270 101,235 -0.03 2,167 2,156 -0.51
2017-10-31 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 13,300 0 -100.00 201 0 -100.00
2017-11-14 13F-HR Neuburgh Advisers LLC 3,280 0 -100.00 49 0 -100.00
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 5,747 133,240 2,218.43 123 2,838 2,207.32
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-14 13F-HR NORTHERN TRUST CORP 650,008 631,709 -2.82 13,911 13,456 -3.27
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 25,039 68,774 174.67 426 1,465 243.90
2018-01-30 13F-HR CAMBIAR INVESTORS LLC 856,361 393,200 -54.08 18,326 8,375 -54.30
2018-02-02 13F-HR GABELLI FUNDS LLC 1,196,291 1,737,531 45.24 25,601 37,009 44.56
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-13 13F-HR Renaissance Technologies LLC 102,800 0 -100.00 2,200 0 -100.00
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 57,470 42,394 -26.23 1,230 903 -26.59
2017-10-27 N-Q Valic Co I (see advisory)
2018-02-02 13F-HR GABELLI SECURITIES, INC. 178,841 381,684 113.42 3,827 8,130 112.44
2018-02-02 13F-HR US BANCORP \DE\ 26,439 26,219 -0.83 566 559 -1.24
2018-03-05 13F-HR/A-1 NORGES BANK 485,004 65,574 -86.48 8,245 1,397 -83.06
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 112,564 119,864 6.49 2,409 2,553 5.98
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,757 2,722 54.92 38 58 52.63
2018-03-12 SC 13D/A GAMCO INVESTORS, INC. ET AL 1,614,612 0 -100.00
2018-02-14 13F-HR SHAPIRO CAPITAL MANAGEMENT LLC 2,354,652 0 -100.00 50,389,552 0 -100.00
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 177 37 -79.10 4 1 -75.00
2018-03-29 13F-HR/A-1 Marshall Wace North America L.P. 325,476 0 -100.00 6,835 0 -100.00
2017-11-28 N-Q Usaa Mutual Funds Trust (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC 31,655 13,011 -58.90 677 277 -59.08
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 1,665 1,629 -2.16 35 35 0.00
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 50,500 52,400 3.76 1,081 1,116 3.24
2018-02-14 13F-HR Zions Bancorporation 7,905 5,196 -34.27 169 111 -34.32
2018-02-13 13F-HR ST GERMAIN D J CO INC 392,041 386,495 -1.41 8,390 8,232 -1.88
2018-02-14 13F-HR UBS Group AG 236,914 375,683 58.57 5,070 8,002 57.83
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 4,296 0 -100.00 65 0 -100.00
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 19,131 19,216 0.44 409 409 0.00
2018-02-14 13F-HR CoreCommodity Management, LLC 34,868 37,327 7.05 746 795 6.57
2018-02-14 13F-HR MORGAN STANLEY 130,580 117,391 -10.10 2,794 2,500 -10.52
2018-02-13 13F-HR Allianz Asset Management AG 1,203,000 1,594,098 32.51 25,744 33,954 31.89
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 507 84 -83.43 249 0 -100.00
2017-11-22 N-Q Quantitative Master Series Llc (see advisory)
2018-02-15 13F-HR CS MCKEE LP 67,950 67,550 -0.59 1,454 1,439 -1.03
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 85,607 74,799 -12.63 1,832 1,593 -13.05
2017-11-13 13F-HR Royce & Associates LLC 947,598 0 -100.00 14,309 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 5,332 1,415 -73.46 78 30 -61.54
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 8,200 0 -100.00 175 0 -100.00
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-12 13F-HR Financial Architects, Inc 225 5
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Call 175,000 489,400 179.66 3,745 10,423 178.32
2018-04-13 13F-HR Steinberg Global Asset Management 48,320 0 -100.00 1,029 0 -100.00
2018-02-09 13F-HR Tibra Equities Europe Ltd 21,317 454
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 12,865 13,215 2.72 275 281 2.18
2018-02-09 SC 13G/A DIMENSIONAL FUND ADVISORS LP 2,661,661 3,367,237 26.51
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2018-02-13 13F-HR ASSETMARK, INC 0 32 0 1
2017-11-09 13F-HR ROBECOSAM AG 459,502 0 -100.00 6,961 0 -100.00
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 27,763 25,812 -7.03 594,128 549,796 -7.46
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 1,491 1,453 -2.55 32 31 -3.12
2018-02-12 13F-HR HARVEST MANAGEMENT LLC 60,598 0 -100.00 1,297 0 -100.00
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 50,587 50,587 0.00 1,083 1,078 -0.46
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 516,368 516,368 0.00 11,050 10,999 -0.46
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 18,601 0 -100.00 281 0 -100.00
2018-02-14 13F-HR STATE STREET CORP 1,199,240 1,282,715 6.96 25,664 27,322 6.46
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 5,500 5,500 0.00 117 117 0.00
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 84,468 86,768 2.72 1,808 1,848 2.21
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 470,122 440,638 -6.27 10,061 9,386 -6.71
2018-02-08 13F-HR Segantii Capital Management Ltd 27,800 169,140 508.42 595 3,603 505.55
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 377,117 427,031 13.24 8,071 9,096 12.70
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 51,520 0 -100.00 778 0 -100.00
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 19,000 14,100 -25.79 407 300 -26.29
2018-02-09 13F-HR ARP AMERICAS LLC 655,788 348,479 -46.86 14,034 7,423 -47.11
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 208,224 420,861 102.12 4,456 8,964 101.17
2018-02-02 13F-HR Aperio Group, LLC 0 10,347 0 220
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 289,346 0 -100.00 6,192 0 -100.00
2018-02-14 13F-HR BARCLAYS PLC 53,281 207,018 288.54 1,140 4,410 286.84
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 53,250 0 -100.00 804 0 -100.00
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 450,322 380,219 -15.57 9,637 8,099 -15.96
2018-02-14 13F-HR DEUTSCHE BANK AG\ 864,758 233,622 -72.98 18,504 4,975 -73.11
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,922 0 -100.00 316 0 -100.00
2018-02-14 13F-HR Invesco Ltd. 1,084,227 122,566 -88.70 23,202 2,611 -88.75
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 4,068 4,068 0.00 49 87 77.55
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 140,100 82,300 -41.26 2,998 1,753 -41.53
2018-02-09 13F-HR Bank of New York Mellon Corp 712,093 653,077 -8.29 15,240 13,911 -8.72
2017-11-29 N-Q Investment Managers Series Trust (see advisory)
2017-11-14 13F-HR BRINKER CAPITAL INC 22,487 0 -100.00 340 0 -100.00
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 14,622 14,622 0.00 313 311 -0.64
2018-02-07 13F-HR RUTABAGA CAPITAL MANAGEMENT LLC/MA 1,269,778 0 -100.00 27,173 0 -100.00
2018-01-17 13F-HR Cutler Group LP Call 7,100 400 -94.37 34 2 -94.12
2018-02-09 13F-HR Arizona State Retirement System 26,339 85,400 224.23 564 1,819 222.52
2018-02-14 13F-HR MACQUARIE GROUP LTD 1,600 34
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 135,718 123,829 -8.76 2,904 2,638 -9.16
2017-11-14 13F-HR GLENMEDE TRUST CO NA 13,120 0 -100.00 191 0 -100.00
2018-02-08 13F-HR Manchester Capital Management LLC 44,308 44,308 0.00 948 944 -0.42
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 73,224 82,628 12.84 1,567 1,760 12.32
2018-02-27 N-Q Vaneck Vectors Etf Trust (see advisory)
2018-02-14 13F-HR Mint Tower Capital Management B.V. 25,000 533
2018-02-12 13F-HR FINANCIAL COUNSELORS INC 56,838 56,267 -1.00 1,216 1,198 -1.48
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 3,700 0 -100.00 56 0 -100.00
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 13,600 27,000 98.53 291 575 97.59
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 83 23 -72.29 0 0
2018-02-14 13F-HR HSBC HOLDINGS PLC 0 215,181 0 4,583
2018-04-06 13F-HR Eqis Capital Management, Inc. 12,101 0 -100.00 258 0 -100.00
2017-11-21 N-Q Dreyfus Investment Portfolios (see advisory)
2018-02-06 13F-HR State of New Jersey Common Pension Fund D 760,000 500,000 -34.21 16,264 10,650 -34.52
2017-11-14 13F-HR Meadow Creek Investment Management LLC 6,970 0 -100.00 105 0 -100.00
2018-02-14 13F-HR PEAK6 Investments, L.P. 156,301 37,901 -75.75 3,345 807 -75.87
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 3,691 0 -100.00 56 0 -100.00
2018-02-12 13F-HR Kellner Capital, LLC 65,500 148,700 127.02 1,402 3,167 125.89
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 5,950 0 -100.00 127 0 -100.00
2017-11-29 N-Q Crm Mutual Fund Trust (see advisory)
2018-02-13 13F-HR WATER ISLAND CAPITAL LLC 1,250,000 1,653,315 32.27 26,750 35,216 31.65
2018-02-12 13F-HR DLD Asset Management, LP 17,600 375
2018-03-01 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-02-14 13F-HR Advisor Group, Inc. 955 709 -25.76 20 15 -25.00
2018-01-17 13F-HR Cutler Group LP 8,067 2,267 -71.90 172 48 -72.09
2018-04-13 13F-HR Cwm Advisors, Llc 441 0 -100.00 9 0 -100.00
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 80,884 79,686 -1.48 1,731 1,697 -1.96
2018-01-17 13F-HR Cutler Group LP Put 5,600 4,600 -17.86 1 1 0.00
2018-02-08 SC 13G/A VANGUARD GROUP INC 4,344,813 4,905,463 12.90
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 209,348 75,064 -64.14 4,481 1,597 -64.36
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 3,433 3,478 1.31 73 73 0.00
2018-01-30 13F-HR LMR Partners LLP 9,346 0 -100.00 200 0 -100.00
2018-02-13 13F-HR CIM INVESTMENT MANGEMENT INC 36,929 0 -100.00 790 0 -100.00
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 0 700 0 15
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 15,343 13,654 -11.01 232 292 25.86
2018-02-15 13F-HR JANE STREET GROUP, LLC 0 30,457 0 649
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 84,277 83,177 -1.31 1,804 1,772 -1.77
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-02-08 13F-HR PineBridge Investments, L.P. 71,627 90,340 26.13 1,533 1,924 25.51
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 385,547 204,301 -47.01 8,251 4,351 -47.27
2018-02-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 491,066 434,201 -11.58 10,508 9,248 -11.99
2017-10-26 13F-HR Parkside Financial Bank & Trust 44 0 -100.00 1 0 -100.00
2018-04-18 13F-HR Versant Capital Management, Inc 577 12
2018-02-12 13F-HR State of Tennessee, Treasury Department 44,906 40,497 -9.82 961 863 -10.20
2018-02-15 13F-HR Metlife Investment Advisors, Llc 24,113 514
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2017-10-26 N-Q Global X Funds (see advisory)
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 45 0 -100.00 1 0 -100.00
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 412,608 415,407 0.68 8,829 8,848 0.22
2017-11-29 N-Q Gdl Fund (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 20,000 90,400 352.00 428 1,926 350.00
2018-04-18 13F-HR DEPRINCE RACE & ZOLLO INC 118,748 0 -100.00 2,529 0 -100.00
2017-11-14 13F-HR FIFTH THIRD BANCORP 97 0 -100.00 1 0 -100.00
2018-02-14 13F-HR ROYAL BANK OF CANADA 7,417 2,350 -68.32 159 50 -68.55
2018-01-24 13F-HR SG Americas Securities, LLC 30,875 24,371 -21.07 661 519 -21.48
2018-02-14 13F-HR Telemetry Investments, L.L.C. 33,000 703
2018-02-15 13F-HR JANE STREET GROUP, LLC Call 39,100 0 -100.00 837 0 -100.00
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-02-07 13F-HR LS Investment Advisors, LLC 1,775 1,482 -16.51 38 32 -15.79
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 49,900 0 -100.00 753 0 -100.00
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-05 13F-HR ISTHMUS PARTNERS, LLC 52,691 0 -100.00 796 0 -100.00
2018-02-09 13F-HR Virtu Financial LLC 38,595 52,622 36.34 826 1,121 35.71
2018-02-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 837,475 726,085 -13.30 17,922 15,466 -13.70
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 195,305 0 -100.00 4,160 0 -100.00
2018-02-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 47,400 0 -100.00 1,014 0 -100.00
2017-11-13 13F-HR BLUESTEIN R H & CO 15,000 0 -100.00 227 0 -100.00
2018-02-14 13F-HR TORTOISE INDEX SOLUTIONS, LLC 5,130 109

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( CCC / Calgon Carbon Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 129603106