SecurityCBS / CBS Corp. (124857202)
Chairman, President & CEOMOONVES LESLIE
Institutional Owners982
Form N-Q Owners267
Institutional Shares300,769,071 - 73.90% (ex. N-Q)
Weighted Average Number Of Diluted Shares Outstanding407,000,000 shares (as of 2017-12-31) (ex. N-Q)
Institutional Value$ 255,473,623,000 USD (ex. N-Q)
Related CBS.A / CBS Corp.
CPV / CBS Corp. 6.75% Senior Bond Due 3/27/2056
CBS.WD / CBS Corporation

Institutional Stock Ownership and Shareholders

CBS Corp. (NYSE:CBS) has 982 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 300,769,071 shares. Largest shareholders include Capital World Investors, Vanguard Group Inc, BlackRock Inc., State Street Corp, JP Morgan Chase & Co, Wellington Management Group LLP, Glenview Capital Management, Llc, Morgan Stanley, Boston Partners, and Bank of New York Mellon Corp.

CBS Corp. (NYSE:CBS) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-09 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 0 238,672 0 14,082
2017-11-27 N-Q American Century Variable Portfolios Inc (see advisory)
2018-02-13 13F-HR Hillsdale Investment Management Inc. 120 120 0.00 7 7 0.00
2017-11-29 N-Q Northern Lights Fund Trust Iii (see advisory)
2017-08-28 N-Q Northern Lights Fund Trust (see advisory)
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 75,007 4,582 -93.89 4,350 270 -93.79
2018-02-09 13F-HR Shell Asset Management Co 16,486 22,963 39.29 956 1,355 41.74
2018-02-14 13F-HR Point72 Asset Management, L.P. 1,159,360 7,500 -99.35 67,243 443 -99.34
2018-02-14 13F-HR WADDELL & REED FINANCIAL INC 355,000 345,000 -2.82 20,590 20,355 -1.14
2018-02-09 13F-HR HAP Trading, LLC Put 0 80,400 0 20
2018-02-02 13F-HR GABELLI FUNDS LLC 8,000 22,000 175.00 464 1,298 179.74
2017-11-02 N-Q Hussman Investment Trust (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC 36,274 45,467 25.34 2,103 2,682 27.53
2017-08-28 N-Q John Hancock Funds Iii (see advisory)
2018-02-14 13F-HR GARDNER LEWIS ASSET MANAGEMENT L P 21,155 25,505 20.56 1,227 1,505 22.66
2018-02-13 13F-HR Round Hill Asset Management 58,925 58,610 -0.53 3,417 3,458 1.20
2017-08-24 N-Q Centre Funds (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 75,700 63,800 -15.72 4,391 3,764 -14.28
2018-02-12 13F-HR FMR LLC / Fidelity 3,524,068 3,795,458 7.70 204,395 223,932 9.56
2017-10-26 N-Q Thompson Im Funds Inc (see advisory)
2018-02-02 13F-HR TRUST CO OF VERMONT 136 136 0.00 8 8 0.00
2017-11-14 13F-HR NOMURA HOLDINGS INC Put 1,800 0 -100.00 115 0 -100.00
2018-01-22 13F-HR Chevy Chase Trust Holdings, Inc. 319,102 315,967 -0.98 18,508 18,642 0.72
2018-01-23 13F-HR FNY Managed Accounts LLC 35,020 0 -100.00 2,031 0 -100.00
2017-10-26 13F-HR Acrospire Investment Management LLC 300 0 -100.00 19 0 -100.00
2018-01-25 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 197 0 -100.00 11 0 -100.00
2018-02-12 13F-HR Sheaff Brock Investment Advisors, LLC 16,623 15,676 -5.70 964 925 -4.05
2018-02-14 13F-HR Bluefin Trading, LLC 17,550 0 -100.00 1,018 0 -100.00
2018-02-14 13F-HR Kovitz Investment Group Partners, LLC 988,080 1,335,609 35.17 57,309 78,801 37.50
2018-02-14 13F-HR/A-1 Capital Analysts, Inc. 997 833 -16.45 58 49 -15.52
2018-02-14 13F-HR DEUTSCHE BANK AG\ Call 1,431 1,431 0.00 82 84 2.44
2018-02-14 13F-HR Honeycomb Asset Management LP 700,000 0 -100.00 40,600 0 -100.00
2018-02-08 13F-HR SEI INVESTMENTS CO 269,321 258,597 -3.98 15,620 15,257 -2.32
2017-11-22 N-Q Elfun Income Fund (see advisory)
2018-02-05 13F-HR Advantus Capital Management Inc 36,866 36,719 -0.40 2,138 2,166 1.31
2017-10-24 N-Q Federated Fixed Income Securities Inc (see advisory)
2018-02-13 13F-HR COLONY GROUP LLC 130,986 33,720 -74.26 7,597 1,989 -73.82
2018-02-08 SC 13G/A VANGUARD GROUP INC 24,503,351 24,105,448 -1.62
2018-02-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 5,548 4,048 -27.04 322 239 -25.78
2018-02-09 13F-HR Holistic Financial Partners 92 5
2017-11-01 13F-HR PARK CIRCLE Co 102,525 0 -100.00 6,539 0 -100.00
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 427,514 455,386 6.52 24,811 26,880 8.34
2018-02-13 13F-HR Financial Gravity Companies, Inc. 2,479 143
2018-02-13 13F-HR Evercore Wealth Management, LLC 450 450 0.00 26 27 3.85
2018-02-12 13F-HR Advisors Preferred, LLC 3,607 213
2018-02-14 13F-HR DIAM Co., Ltd. 661,178 603,951 -8.66 38,244 35,647 -6.79
2018-02-13 13F-HR BANK OF NOVA SCOTIA 63,201 57,194 -9.50 3,666 3,375 -7.94
2018-01-30 13F-HR Elite Wealth Management, LLC Put 54 0 -100.00 0 0
2018-01-30 13F-HR LMR Partners LLP 7,665 0 -100.00 445 0 -100.00
2018-02-07 13F-HR HUNTINGTON ASSET ADVISORS, INC. 3,800 0 -100.00 220 0 -100.00
2017-09-28 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2017-11-29 N-Q Mairs & Power Funds Trust (see advisory)
2017-11-28 N-Q Calvert Variable Series Inc (see advisory)
2018-02-14 13F-HR DEUTSCHE BANK AG\ Put 1,687 1,687 0.00 97 98 1.03
2018-02-14 13F-HR HSBC HOLDINGS PLC Call 25,000 0 -100.00 1,450 0 -100.00
2017-08-25 N-Q Putnam Asset Allocation Funds (see advisory)
2018-01-23 13F-HR NORRIS PERNE & FRENCH LLP/MI 3,549 3,500 -1.38 206 206 0.00
2018-02-14 13F-HR BARCLAYS PLC Put 121,000 252,400 108.60 7,018 14,892 112.20
2018-01-19 13F-HR TEALWOOD ASSET MANAGEMENT INC 30,919 31,292 1.21 1,793 1,846 2.96
2018-02-14 13F-HR Andra AP-fonden 63,900 77,200 20.81 3,706 4,555 22.91
2018-02-09 13F-HR Employees Retirement System of Texas 143,000 117,000 -18.18 8,294 6,903 -16.77
2018-02-12 13F-HR Bayesian Capital Management, LP 5,000 0 -100.00 290 0 -100.00
2017-11-08 13F-HR Harbour Capital Advisors, LLC 12,373 0 -100.00 194 0 -100.00
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 443,024 219,596 -50.43 25,695 12,956 -49.58
2018-01-26 N-Q GROWTH FUND OF AMERICA (see advisory)
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,371,791 1,411,688 2.91 79,564 83,290 4.68
2018-02-14 13F-HR FRANKLIN RESOURCES INC 7,150 6,788 -5.06 415 400 -3.61
2017-11-13 13F-HR Frontier Wealth Management LLC 3,430 0 -100.00 219 0 -100.00
2018-02-16 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 7,916 7,916 0.00 459 467 1.74
2018-02-12 13F-HR Johnson Financial Group, Inc. 333 116 -65.17 19 7 -63.16
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 400,530 449,863 12.32 22,858 26,509 15.97
2017-11-29 N-Q Nuveen S&p 500 Buywrite Income Fund (see advisory)
2018-02-14 13F-HR Neuberger Berman Group LLC 684,571 528,770 -22.76 39,705 31,197 -21.43
2018-02-14 13F-HR Moab Capital Partners LLC 124,876 0 -100.00 7,243 0 -100.00
2017-10-18 13F-HR SpiderRock Advisors LLC Call 18 32 77.78
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 54,956 52,347 -4.75 3,187 3,099 -2.76
2018-02-13 13F-HR Icon Wealth Partners, Llc 1,152 68
2018-02-12 13F-HR Quadrature Capital LTD 121,722 51,092 -58.03 7,059 3,015 -57.29
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2017-12-29 N-Q Domini Investment Trust (see advisory)
2018-02-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 1,701,399 1,724,057 1.33 98,681 101,719 3.08
2018-02-13 13F-HR WESPAC Advisors SoCal, LLC 108 108 0.00 6 6 0.00
2018-02-06 13F-HR DUBUQUE BANK & TRUST CO 821 821 0.00 48 48 0.00
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 3,887 3,393 -12.71 225 200 -11.11
2017-10-03 13F-HR Centre Asset Management, LLC 102,570 0 -100.00 6,542 0 -100.00
2018-02-14 13F-HR Independent Advisor Alliance 6,693 0 -100.00 388 0 -100.00
2017-11-29 N-Q Spirit Of America Investment Fund Inc (see advisory)
2017-08-29 N-Q Rivernorth Funds (see advisory)
2018-01-25 13F-HR Cornerstone Advisors, Inc. 340 205 -39.71 20 12 -40.00
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 0 109,025 0 6,432
2018-01-17 13F-HR Cutler Group LP Call 2,700 18,100 570.37 6 20 233.33
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 43,408 43,888 1.11 2,518 2,589 2.82
2018-01-19 13F-HR World Asset Management Inc 37,343 34,692 -7.10 2,166 2,047 -5.49
2017-11-03 N-Q Sit Mutual Funds Inc (see advisory)
2018-02-22 13F-HR Wagner Wealth Management, Llc 401 23
2018-02-12 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 4,425 4,662 5.36 257 275 7.00
2018-02-14 13F-HR Nuveen Asset Management, LLC 111,285 55,139 -50.45 6,455 3,253 -49.60
2018-01-29 N-Q Ubs Investment Trust (see advisory)
2018-02-14 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 22,000 27,000 22.73 1,276 1,593 24.84
2018-02-14 13F-HR SHAPIRO CAPITAL MANAGEMENT LLC 1,835,770 1,830,747 -0.27 106,474,660 108,014,073 1.45
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 10,335 21,949 112.38 599 1,295 116.19
2018-02-14 13F-HR Utah Retirement Systems 65,418 62,018 -5.20 3,794 3,659 -3.56
2017-11-20 N-Q Ohio National Fund Inc (see advisory)
2018-01-23 13F-HR GSB Wealth Management, LLC 4,557 4,571 0.31 264 270 2.27
2018-02-14 13F-HR Advisor Group, Inc. 17,807 26,063 46.36 1,033 1,538 48.89
2018-01-30 13F-HR Roble, Belko & Company, Inc 281 281 0.00 16 17 6.25
2018-02-13 13F-HR Gyroscope Capital Management Group, LLC 4,183 3,910 -6.53 243 231 -4.94
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 270,414 269,471 -0.35 15,684 15,899 1.37
2018-02-14 13F-HR Arrowpoint Asset Management, LLC Call 50,000 2,950
2018-02-14 13F-HR CSS LLC/IL 13,700 2,800 -79.56 795 165 -79.25
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 41,206 38,986 -5.39 2,390 2,300 -3.77
2018-02-13 13F-HR Simcoe Capital Management, LLC 418,445 0 -100.00 24,270 0 -100.00
2017-10-13 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 3,221 0 -100.00 205 0 -100.00
2018-02-15 13F-HR CS MCKEE LP 131,815 127,415 -3.34 7,645 7,517 -1.67
2017-10-24 N-Q Federated Investment Series Funds Inc (see advisory)
2018-01-26 13F-HR COMMUNITY TRUST & INVESTMENT CO 128,239 200,582 56.41 7,438 11,834 59.10
2018-02-02 13F-HR Mn Services Vermogensbeheer B.V. 60,384 53,884 -10.76 3,502 2,648 -24.39
2018-02-14 13F-HR PEAK6 Investments, L.P. 0 28,160 0 1,661
2018-02-13 13F-HR/A-1 Centerstar Asset Management, Llc 20
2018-01-26 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-09 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 28,059 24,019 -14.40 1,627 1,417 -12.91
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2017-11-27 N-Q Brighthouse Funds Trust I (see advisory)
2017-08-28 N-Q Deutsche Investment Trust (see advisory)
2018-02-14 13F-HR Natixis 47,522 3,499 -92.64 2,756 206 -92.53
2017-08-25 N-Q Ab Global Bond Fund, Inc. (see advisory)
2018-02-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 81,621 81,898 0.34 4,734 4,832 2.07
2018-01-25 13F-HR Assenagon Asset Management S.A. 7,631 450
2018-01-17 13F-HR Edge Wealth Management LLC 200 200 0.00 12 11 -8.33
2017-10-26 13F-HR FIRST BUSINESS FINANCIAL SERVICES, INC. 7,818 0 -100.00 499 0 -100.00
2018-02-14 13F-HR Brandywine Global Investment Management, LLC 540,785 209,955 -61.18 31,366 12,388 -60.51
2018-02-16 13F-HR SevenBridge Financial Group, LLC 1,092 1,541 41.12 63 91 44.44
2018-02-15 13F-HR Pacific Center for Financial Services 180 161 -10.56 10 9 -10.00
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Call 135,300 115,000 -15.00 7,848 6,785 -13.54
2017-11-08 13F-HR TURNER INVESTMENTS, L.P. 1,820 0 -100.00 116 0 -100.00
2018-01-23 13F-HR SeaBridge Investment Advisors LLC 381 311 -18.37 22 18 -18.18
2018-01-12 13F-HR Private Capital Advisors, Inc. 73,845 144,580 95.79 4,283 8,530 99.16
2018-02-13 13F-HR Axa 219,395 156,795 -28.53 12,725 9,251 -27.30
2018-02-14 13F-HR UBS Group AG Call 0 100 0 6
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 435,819 450,490 3.37 25,278 26,579 5.15
2017-12-18 N-Q Allianzgi Nfj Dividend, Interest & Premium Strategy Fund (see advisory)
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2017-11-13 13F-HR FIRST MERCANTILE TRUST CO 5,950 0 -100.00 379 0 -100.00
2018-02-13 13F-HR ASSETMARK, INC 7,473 3,935 -47.34 434 232 -46.54
2018-02-14 13F-HR Voya Financial Advisors, Inc. 4,890 0 -100.00 278 0 -100.00
2018-02-13 13F-HR Renaissance Technologies LLC 326,800 742,600 127.23 18,954 43,813 131.15
2017-09-28 N-Q Valued Advisers Trust (see advisory)
2018-01-11 13F-HR BOYD WATTERSON ASSET MANAGEMENT LLC/OH 13,007 4,850 -62.71 754 286 -62.07
2018-02-12 13F-HR FIL Ltd 0 445,008 0 26,255
2017-08-29 N-Q Virtus Opportunities Trust (see advisory)
2018-02-14 13F-HR Westchester Capital Management, LLC 115,600 37,225 -67.80 6,705 2,196 -67.25
2017-11-27 N-Q State Farm Mutual Fund Trust (see advisory)
2018-02-12 13F-HR FINANCIAL COUNSELORS INC 91,831 139,468 51.87 5,326 8,229 54.51
2018-02-14 13F-HR DSC Advisors, L.P. 85,000 85,000 0.00 4,930 5,015 1.72
2018-02-01 13F-HR HL FINANCIAL SERVICES LLC 7,554 3,704 -50.97 438 219 -50.00
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 50,538 50,505 -0.07 2,931 2,980 1.67
2018-02-07 13F-HR Private Advisor Group, LLC 5,085 0 -100.00 295 0 -100.00
2018-02-12 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 16,486 11,209 -32.01 956 661 -30.86
2018-02-12 13F-HR Cipher Capital LP 82,637 0 -100.00 4,793 0 -100.00
2018-02-14 13F-HR Voya Investment Management LLC 2,209,915 1,871,357 -15.32 128,175 110,410 -13.86
2018-02-09 13F-HR GFS Advisors, LLC 13,540 16,940 25.11 785 999 27.26
2017-11-14 13F-HR Redwood Investments, LLC 158,388 0 -100.00 10,102 0 -100.00
2018-02-14 13F-HR CSS LLC/IL Put 12,000 7,000 -41.67 696 413 -40.66
2017-11-13 13F-HR Omnia Family Wealth, LLC 70 0 -100.00 4 0 -100.00
2018-01-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 1,332 0 -100.00 77 0 -100.00
2018-02-08 13F-HR BABSON CAPITAL MANAGEMENT LLC 19,527 6,627 -66.06 1,133 391 -65.49
2017-11-21 N-Q Premier Multi-series Vit (see advisory)
2017-12-29 N-Q Prudential Investment Portfolios 2 (see advisory)
2017-11-13 13F-HR Geller Family Office Services, LLC 12,000 0 -100.00 765 0 -100.00
2018-02-14 13F-HR Clark Capital Management Group, Inc. 3,345 0 -100.00 208 0 -100.00
2017-11-29 N-Q Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/claymore Long-short Fund) (see advisory)
2017-10-16 13F-HR CLARK ESTATES INC/NY 54,000 0 -100.00 3,444 0 -100.00
2017-11-29 N-Q Amg Funds Ii (see advisory)
2018-02-13 13F-HR KOCH INDUSTRIES INC 5,411 0 -100.00 314 0 -100.00
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 1,523 1,525 0.13 88 90 2.27
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 574,430 564,639 -1.70 33,317 33,314 -0.01
2018-02-13 13F-HR Channing Capital Management, LLC 251,345 251,346 0.00 14,578 14,829 1.72
2018-02-21 13F-HR/A-1 APG Asset Management N.V. 1,815,278 1,783,376 -1.76 105,286 87,624 -16.78
2018-02-16 13F-HR Banco De Sabadell, S.a 15,885 937
2017-11-29 N-Q Oppenheimer Variable Account Funds (see advisory)
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 187,709 70,160 -62.62 10,887 4,139 -61.98
2018-02-08 13F-HR First Allied Advisory Services, Inc. 4,487 6,849 52.64 263 409 55.51
2017-11-28 N-Q Jpmorgan Insurance Trust (see advisory)
2018-01-26 N-Q Vanguard Scottsdale Funds (see advisory)
2017-11-24 N-Q Transamerica Funds (see advisory)
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2017-10-31 13F-HR WASHINGTON TRUST Co 4,481 0 -100.00 286 0 -100.00
2018-01-31 13F-HR LSV ASSET MANAGEMENT 392,600 386,200 -1.63 22,770 22,785 0.07
2018-02-12 13F-HR Kiley Juergens Wealth Management, Llc 112 6
2018-02-13 13F-HR KINGS POINT CAPITAL MANAGEMENT 1,208 727 -39.82 70 43 -38.57
2018-02-14 13F-HR Summit Trail Advisors, Llc 806 48
2017-11-29 N-Q Value Line Funds Variable Trust (see advisory)
2018-02-14 13F-HR Crestline Management, LP 25,000 1,475
2018-02-13 13F-HR JP Morgan Chase & Co Call 0 20,000 0 1,180
2018-01-26 13F-HR SHIKIAR ASSET MANAGEMENT INC 141,010 166,520 18.09 8,179 9,825 20.12
2017-10-12 13F-HR WEBSTER BANK, N. A. 144 0 -100.00 9 0 -100.00
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 326,156 402,569 23.43 18,917 23,751 25.55
2017-09-28 N-Q Goldman Sachs Trust (see advisory)
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 19 0 -100.00 1 0 -100.00
2018-02-13 13F-HR Dana Investment Advisors, Inc. 358,332 4,402 -98.77 20,783 260 -98.75
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 3,315 3,176 -4.19 192 187 -2.60
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,125,553 904,083 -19.68 65,282 53,341 -18.29
2017-11-06 13F-HR STRATEGY ASSET MANAGERS LLC 38,316 0 -100.00 2,444 0 -100.00
2018-02-14 13F-HR Walleye Trading LLC Call 10,100 4,400 -56.44 586 261 -55.46
2017-10-27 N-Q Fidelity Advisor Series I (see advisory)
2018-01-22 13F-HR Osborn Rohs Williams & Donohoe Ltd 9,891 10,986 11.07 574 648 12.89
2018-02-09 13F-HR Alexandria Capital, LLC 677 0 -100.00 39 0 -100.00
2018-02-16 13F-HR We Are One Seven, Llc 2,329 137
2018-02-06 13F-HR ING GROEP NV 40,593 0 -100.00 2,354 0 -100.00
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 485,493 593,901 22.33 28,159 35,040 24.44
2018-02-06 13F-HR Daiwa Securities Group Inc. 23,693 23,357 -1.42 1,374 1,378 0.29
2018-01-04 13F-HR Fulton Bank, N.A. 4,403 4,342 -1.39 256 257 0.39
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 10,539 12,888 22.29 611 760 24.39
2017-09-21 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-02-14 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 2,802 2,802 0.00 163 165 1.23
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 1,326,923 1,193,180 -10.08 76,952 70,401 -8.51
2017-10-27 N-Q Cca Investments Trust (see advisory)
2018-01-18 13F-HR ACADIAN ASSET MANAGEMENT LLC 1,697 1,697 0.00 98 100 2.04
2018-02-14 13F-HR Horizon Kinetics LLC 215,136 97,711 -54.58 12,478 5,765 -53.80
2018-02-14 13F-HR Roystone Capital Management LP 343,800 0 -100.00 19,940 0 -100.00
2018-02-12 13F-HR Skandinaviska Enskilda Banken AB (publ) 63,221 58,179 -7.98 3,667 3,433 -6.38
2018-02-09 13F-HR Baird Financial Group, Inc. 0 7,760 0 458
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 34,678 17,221 -50.34 2,011 1,016 -49.48
2018-02-13 13F-HR MCRAE CAPITAL MANAGEMENT INC 118,590 111,366 -6.09 6,878 6,571 -4.46
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 5,000 0 -100.00 319 0 -100.00
2018-02-07 13F-HR Benchmark Capital Advisors 5,100 0 -100.00 296 0 -100.00
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 45,000 17,000 -62.22 2,610 1,003 -61.57
2017-11-22 N-Q Mml Series Investment Fund (see advisory)
2018-02-09 13F-HR THOMAS WHITE INTERNATIONAL LTD 10,450 9,366 -10.37 606 553 -8.75
2017-11-28 N-Q Morgan Stanley Variable Investment Series (see advisory)
2017-09-29 N-Q Two Roads Shared Trust (see advisory)
2018-02-14 13F-HR PHILADELPHIA TRUST CO 211,159 169,028 -19.95 12,247 9,973 -18.57
2018-02-12 13F-HR State of Tennessee, Treasury Department 283,002 183,799 -35.05 16,414 10,844 -33.93
2018-02-09 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 39,147 34,934 -10.76 2,270 2,061 -9.21
2018-02-15 13F-HR SRS Capital Advisors, Inc. 38 32 -15.79 2 1 -50.00
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 65,638 67,044 2.14 3,807 3,956 3.91
2018-01-17 13F-HR Lowe fs, LLC 1,242 1,242 0.00 72 73 1.39
2018-02-05 13F-HR Jacobi Capital Management LLC 438 488 11.42 25 28 12.00
2018-01-17 13F-HR CITY HOLDING CO 81 81 0.00 3 3 0.00
2018-02-06 13F-HR ICON ADVISERS INC/CO 66,904 25,200 -62.33 3,880 1,487 -61.68
2018-02-07 13F-HR CONNABLE OFFICE INC 30,261 1,785
2018-02-01 13F-HR CIBC World Markets Inc. 23,123 32,082 38.74 1,341 1,893 41.16
2018-02-12 13F-HR CITIGROUP INC 1,766,071 726,647 -58.86 102,432 42,872 -58.15
2017-11-29 N-Q Tax-managed Growth Portfolio (see advisory)
2017-11-17 N-Q Third Avenue Variable Series Trust (see advisory)
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 2,728,555 2,775,806 1.73 158,258 163,772 3.48
2017-09-29 N-Q American Beacon Institutional Funds Trust (see advisory)
2018-02-14 13F-HR QS Investors, LLC 71,667 72,062 0.55 4,157 4,252 2.29
2018-02-14 13F-HR PUTNAM INVESTMENTS LLC 186,285 10,991
2018-02-14 13F-HR Adage Capital Partners GP LLC 522,836 97,936 -81.27 30,324 5,778 -80.95
2018-01-12 13F-HR Addenda Capital Inc. 103,848 97,106 -6.49 6,040 5,746 -4.87
2018-02-15 13F-HR GLENMEDE TRUST CO NA 1,041,953 568,105 -45.48 60,432 33,516 -44.54
2018-02-14 13F-HR CAPITAL INTERNATIONAL INC /CA/ 28,200 15,400 -45.39 1,636 909 -44.44
2017-11-07 13F-HR British Airways Pensions Investment Management Ltd 450,431 0 -100.00 28,712 0 -100.00
2018-01-02 13F-HR Pensionfund DSM Netherlands 51,000 51,000 0.00 2,958 3,009 1.72
2018-02-09 13F-HR Norinchukin Bank, The 55,148 39,623 -28.15 3,199 2,338 -26.91
2018-02-13 13F-HR Parallel Advisors, LLC 1,653 1,567 -5.20 92 92 0.00
2018-01-26 N-Q Jpmorgan Trust I (see advisory)
2017-09-28 N-Q Ab Bond Fund, Inc. (see advisory)
2018-02-07 13F-HR GREAT LAKES ADVISORS, LLC 8,385 7,082 -15.54 486 418 -13.99
2018-02-07 13F-HR Gradient Investments LLC 0 408 0 24
2018-02-01 13F-HR Plante Moran Financial Advisors, LLC 933 921 -1.29 54 54 0.00
2018-02-02 13F-HR Steinberg Global Asset Management 11,520 18,424 59.93 668 1,087 62.72
2018-02-13 13F-HR/A-1 Centerstar Asset Management, Llc Put 10
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 3,392,473 3,837,584 13.12 196,338 225,946 15.08
2017-11-17 N-Q Chestnut Street Exchange Fund (see advisory)
2018-02-14 13F-HR Zurich Insurance Group Ltd/FI 54,493 62,119 13.99 3,161 3,665 15.94
2017-10-27 N-Q Horizon Funds (see advisory)
2017-11-09 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 1,600 0 -100.00 102 0 -100.00
2018-02-13 13F-HR Laurion Capital Management LP 129,468 0 -100.00 7,509 0 -100.00
2018-02-15 13F-HR MARCO INVESTMENT MANAGEMENT LLC 14,975 9,200 -38.56 869 543 -37.51
2018-02-14 13F-HR Bragg Financial Advisors, Inc 18,918 18,918 0.00 1,097 1,116 1.73
2018-02-08 SC 13G/A BlackRock Inc. 23,364,830 23,450,073 0.36
2018-02-14 13F-HR UBS Group AG 894,581 806,493 -9.85 51,885 47,583 -8.29
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 26,229 27,049 3.13 1,673 1,569 -6.22
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 97,324 85,824 -11.82 5,669 5,064 -10.67
2018-01-17 13F-HR PEOPLES FINANCIAL SERVICES CORP. 78 78 0.00 5 5 0.00
2018-01-16 13F-HR E&G Advisors, LP 7,528 7,628 1.33 437 450 2.97
2017-09-26 N-Q Voya Mutual Funds (see advisory)
2018-02-02 13F-HR GAMCO INVESTORS, INC. ET AL 475,255 341,995 -28.04 27,565 20,178 -26.80
2018-02-13 13F-HR Lombard Odier Asset Management (Europe) Ltd 0 3,846 0 227
2018-02-14 13F-HR Ursa Fund Management, LLC 15,100 0 -100.00 876 0 -100.00
2018-02-12 13F-HR Sg3 Management, Llc Put 445 0 -100.00 990 0 -100.00
2018-01-31 13F-HR Mutual of America Capital Management LLC 44,757 43,852 -2.02 2,596 2,587 -0.35
2017-08-28 N-Q NEW PERSPECTIVE FUND (see advisory)
2017-09-29 N-Q Alger Institutional Funds (see advisory)
2018-02-02 13F-HR CIBC Asset Management Inc 37,666 35,604 -5.47 2,185 2,101 -3.84
2018-01-29 13F-HR PGGM Investments 579,591 445,800 -23.08 33,616 26,302 -21.76
2017-11-15 13F-HR Krilogy Financial LLC 2,110 0 -100.00 135 0 -100.00
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 12,370 8,480 -31.45 717 500 -30.26
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-02-09 13F-HR Proficio Capital Partners LLC 126 0 -100.00 7 0 -100.00
2017-08-29 N-Q Morgan Stanley Income Securities Inc (see advisory)
2018-02-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 89,184 101,731 14.07 5,173 6,002 16.03
2018-02-22 N-Q Tributary Funds, Inc. (see advisory)
2018-02-13 13F-HR Zuckerman Investment Group, LLC 310,724 311,249 0.17 18,022 18,364 1.90
2017-09-22 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-02-12 13F-HR YorkBridge Wealth Partners, LLC 554 329 -40.61 32 18 -43.75
2018-01-25 13F-HR JENNISON ASSOCIATES LLC 221,792 0 -100.00 12,864 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Call 61,200 103,000 68.30 3,903 5,974 53.06
2017-11-14 13F-HR Mariner Wealth Advisors, LLC 75,091 0 -100.00 4,789 0 -100.00
2018-02-14 13F-HR Dynamic Capital Management Ltd 10,201 10,257 0.55 592 605 2.20
2018-02-14 13F-HR Chieftain Capital Management, Inc. 2,825,415 3,169,073 12.16 163,874 186,975 14.10
2018-01-16 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 170 170 0.00 10 10 0.00
2018-02-14 13F-HR Vident Investment Advisory, LLC 9,913 10,291 3.81 575 607 5.57
2018-01-24 13F-HR Tower View Investment Management & Research Llc 20,362 1,201
2018-02-13 13F-HR Impala Asset Management LLC 0 114,655 0 6,765
2018-01-31 13F-HR Resources Investment Advisors, Inc. 0 39 0 2
2018-02-12 13F-HR Argent Trust Co 3,994 3,994 0.00 232 236 1.72
2017-11-29 N-Q Oppenheimer Integrity Funds (see advisory)
2017-11-29 N-Q Mutual Fund & Variable Insurance Trust (see advisory)
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 10,550 10,788 2.26 612 636 3.92
2018-02-20 N-Q Mercer Funds (see advisory)
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2017-11-29 N-Q Blackrock Series Fund, Inc. (see advisory)
2017-09-28 N-Q Federated Index Trust (see advisory)
2018-02-05 13F-HR Calton & Associates, Inc. 40 2
2017-11-21 N-Q Securian Funds Trust (see advisory)
2018-02-16 13F-HR Woodard & Co Asset Management Group Inc /adv 100 6
2017-11-15 13F-HR MV Capital Management, Inc. 61 80 31.15 4 5 25.00
2018-02-08 13F-HR Retirement Systems of Alabama 488,008 269,169 -44.84 28,304 15,881 -43.89
2017-11-09 13F-HR FNY Partners Fund LP Call 25 0 -100.00 1 0 -100.00
2017-09-25 N-Q Horizons Etf Trust I (see advisory)
2018-02-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 80,000 88,000 10.00 4,640 5,192 11.90
2018-01-29 N-Q Aim Counselor Series Trust (invesco Counselor Series Trust) (see advisory)
2018-01-16 13F-HR Louisiana State Employees Retirement System 22,700 22,000 -3.08 1,317 1,298 -1.44
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 129 129 0.00 7 8 14.29
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 29,001 58,705 102.42 1,682 3,464 105.95
2018-01-29 N-Q Neuberger Berman Equity Funds (see advisory)
2018-02-13 13F-HR Douglass Winthrop Advisors, LLC 6,400 6,400 0.00 371 378 1.89
2017-12-27 N-Q Natixis Funds Trust Iv (see advisory)
2018-01-18 13F-HR State of Alaska, Department of Revenue 13,994 43,365 209.88 810 2,556 215.56
2018-02-06 13F-HR New Jersey Better Educational Savings Trust 8,000 8,000 0.00 464 472 1.72
2017-11-27 N-Q Voya Variable Funds (see advisory)
2018-01-16 13F-HR Watermark Asset Management, Inc. 43 43 0.00 2 3 50.00
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 529,373 510,553 -3.56 30,704 30,123 -1.89
2017-12-21 N-Q Blackrock Funds (see advisory)
2017-09-28 N-Q Prudential Investment Portfolios, Inc. 10 (see advisory)
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 3,547 0 -100.00 206 0 -100.00
2018-02-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 834,977 725,081 -13.16 48,429 42,780 -11.66
2018-01-26 13F-HR Tarbox Group, Inc. 99 0 -100.00 6 0 -100.00
2018-02-14 13F-HR CREDIT SUISSE AG/ Call 100,000 0 -100.00 5,800 0 -100.00
2017-11-29 N-Q Gabelli Asset Fund (see advisory)
2018-01-11 13F-HR Gierl Augustine Investment Management Inc 157 158 0.64 9 9 0.00
2018-02-01 13F-HR NORTH STAR ASSET MANAGEMENT INC 4,012 0 -100.00 233 0 -100.00
2017-09-27 N-Q Pioneer Series Trust Vi (see advisory)
2017-10-30 N-Q Vanguard Wellington Fund (see advisory)
2018-02-14 13F-HR PRUDENTIAL PLC 1,196,000 1,382,400 15.59 69,368 81,562 17.58
2018-02-13 13F-HR Investec Asset Management LTD 5,187,468 3,578,736 -31.01 300,873 211,145 -29.82
2018-01-19 13F-HR HOLLENCREST SECURITIES LLC 0 8,730 0 515
2017-11-29 N-Q American Beacon Funds (see advisory)
2018-02-12 13F-HR Institute for Wealth Management, LLC. 12,363 8,093 -34.54 723 478 -33.89
2017-08-28 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-02-14 13F-HR STATE STREET CORP 14,993,952 14,518,027 -3.17 869,652 856,574 -1.50
2017-11-22 N-Q General Electric Rsp Income Fund (see advisory)
2018-02-09 13F-HR AlphaMark Advisors, LLC 0 162 0 10
2018-02-12 13F-HR PINNACLE ASSOCIATES LTD 359,299 359,755 0.13 20,839 21,226 1.86
2018-01-11 13F-HR Kistler-Tiffany Companies, LLC 863 863 0.00 50 51 2.00
2018-02-01 13F-HR WESBANCO BANK INC 108,586 8,354 -92.31 6,298 493 -92.17
2018-02-14 13F-HR BARCLAYS PLC Call 174,700 162,100 -7.21 10,133 9,564 -5.62
2018-02-14 13F-HR People's United Financial, Inc. 18,562 18,012 -2.96 1,077 1,062 -1.39
2018-02-13 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 3,750,495 4,067,895 8.46 217,529 240,006 10.33
2018-01-10 13F-HR SIT INVESTMENT ASSOCIATES INC 316,560 288,660 -8.81 18,360 17,031 -7.24
2018-02-07 13F-HR WHITTIER TRUST CO 4,346 4,595 5.73 252 271 7.54
2018-02-12 13F-HR Artisan Partners Limited Partnership 4,209,939 4,443,448 5.55 244,176 262,163 7.37
2017-11-27 N-Q Kinetics Mutual Funds Inc (see advisory)
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 112,821 107,165 -5.01 6,544 6,323 -3.38
2018-01-25 13F-HR FTB Advisors, Inc. 5,417 5,160 -4.74 316 293 -7.28
2018-02-13 13F-HR AMALGAMATED BANK 43,080 43,900 1.90 2,499 2,590 3.64
2017-08-28 N-Q Allianzgi Institutional Multi-series Trust (see advisory)
2018-02-22 N-Q American Century Investment Trust (see advisory)
2017-11-13 13F-HR Ferris Capital, Llc 267 0 -100.00 17 0 -100.00
2018-01-22 13F-HR FIRST MANHATTAN CO 1,204,832 1,163,399 -3.44 69,880 68,640 -1.77
2018-01-17 13F-HR GATEWAY INVESTMENT ADVISERS LLC 74,991 72,421 -3.43 4,349 4,273 -1.75
2018-02-14 13F-HR NORTHERN TRUST CORP 4,428,581 4,192,562 -5.33 256,858 247,361 -3.70
2017-11-28 N-Q World Funds Trust (see advisory)
2018-01-16 13F-HR WASATCH ADVISORS INC 56,701 26,860 -52.63 3,289 1,585 -51.81
2018-02-09 13F-HR Mitsubishi UFJ Trust & Banking Corp 751,312 735,143 -2.15 43,576 43,373 -0.47
2018-02-06 13F-HR Bedell Frazier Investment Counseling, LLC 94,340 95,102 0.81 5,472 5,611 2.54
2017-09-26 N-Q Wilmington Funds (see advisory)
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 361,360 602,128 66.63 20,959 35,526 69.50
2018-02-14 13F-HR MORGAN STANLEY 3,755,222 5,142,490 36.94 217,803 303,408 39.30
2017-11-29 N-Q Oppenheimer Main Street Mid Cap Fund (see advisory)
2018-02-14 13F-HR AMP Capital Investors Ltd 198,973 249,886 25.59 11,541 14,743 27.74
2017-11-14 13F-HR Harvey Partners, LLC 32,021 0 -100.00 2,042 0 -100.00
2018-01-25 13F-HR CAMPBELL NEWMAN ASSET MANAGEMENT INC 4,962 4,982 0.40 288 294 2.08
2017-11-22 N-Q State Street Institutional Investment Trust (see advisory)
2018-02-01 13F-HR Engineers Gate Manager LP 62,561 6,761 -89.19 3,629 399 -89.01
2017-11-29 N-Q Vanguard Bond Index Funds (see advisory)
2018-02-13 13F-HR Calamos Advisors LLC 161,001 0 -100.00 9,338 0 -100.00
2017-08-29 N-Q Virtus Equity Trust (see advisory)
2018-02-12 13F-HR Pacad Investment Ltd. 58,500 27,700 -52.65 3,393 1,634 -51.84
2018-01-20 13F-HR Shamrock Asset Management LLC 6,139 6,106 -0.54 356 360 1.12
2018-02-08 13F-HR Advisory Services Network, LLC 1,541 1,565 1.56 89 92 3.37
2018-02-02 13F-HR COMERICA BANK 105,571 92,862 -12.04 5,924 5,501 -7.14
2017-08-25 N-Q Index Funds (see advisory)
2018-02-13 13F-HR Allianz Asset Management AG 1,786,083 601,328 -66.33 103,592 35,479 -65.75
2017-09-28 N-Q Ab Corporate Shares (see advisory)
2017-11-14 13F-HR Bridgewater Wealth & Financial Management, LLC 3,421 0 -100.00 218 0 -100.00
2018-01-23 13F-HR CENTRAL TRUST Co 43,799 35,505 -18.94 2,540 2,095 -17.52
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 35,599 241,170 577.46 2,065 14,229 589.06
2017-11-08 13F-HR DAVIDSON INVESTMENT ADVISORS 600 0 -100.00 38 0 -100.00
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC Put 12,000 708
2018-02-13 13F-HR AVIVA PLC 397,721 364,191 -8.43 23,064 21,487 -6.84
2018-02-14 13F-HR CAPITAL GUARDIAN TRUST CO 95,171 16,100 -83.08 5,520 950 -82.79
2018-02-14 13F-HR Meadow Creek Investment Management LLC 66,470 32,742 -50.74 3,855 1,931 -49.91
2017-11-29 N-Q Janus Investment Fund (see advisory)
2018-02-13 13F-HR Allianz Asset Management AG Put 449,000 495,100 10.27 26,042 29,211 12.17
2018-02-12 13F-HR Azimuth Capital Management LLC 4,450 3,550 -20.22 258 209 -18.99
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 37 2
2017-09-27 N-Q American Century International Bond Funds (see advisory)
2018-02-12 13F-HR BBVA COMPASS BANCSHARES, INC 8,316 7,138 -14.17 483 421 -12.84
2018-02-13 13F-HR Godshalk Welsh Capital Management, Inc. 6,475 5,829 -9.98 376 344 -8.51
2018-02-15 13F-HR Sterling Capital Management LLC 2,490,471 2,528,154 1.51 144,447 149,161 3.26
2018-02-06 13F-HR MILLIE CAPITAL MANAGEMENT, LLC 49,105 42,828 -12.78 2,848 2,527 -11.27
2018-01-31 13F-HR Front Row Advisors Llc 73 4
2017-11-02 13F-HR FIDUCIARY TRUST CO 1,750 0 -100.00 111 0 -100.00
2018-02-09 13F-HR BlackRock Inc. Call 0 563,000 0 33,218
2018-02-14 13F-HR Ursa Fund Management, LLC Call 63,500 0 -100.00 3,683 0 -100.00
2018-02-07 13F-HR OLD NATIONAL BANCORP /IN/ 16,077 16,261 1.14 933 959 2.79
2017-09-29 N-Q Putnam Income Fund (see advisory)
2018-02-14 13F-HR GLG LLC 60,126 0 -100.00 3,488 0 -100.00
2017-08-28 N-Q Calvert Fund (see advisory)
2018-01-26 13F-HR Whitnell & Co. 217 217 0.00 13 13 0.00
2018-02-01 13F-HR Asset Planning Services, Ltd. 125 125 0.00 7 7 0.00
2018-01-22 13F-HR FOSTER & MOTLEY INC 12,972 6,297 -51.46 752 372 -50.53
2018-02-13 13F-HR Cannell Peter B & Co Inc 413,089 417,077 0.97 23,959 24,608 2.71
2018-02-14 13F-HR ARIEL INVESTMENTS, LLC 880,306 880,199 -0.01 51,058 51,932 1.71
2017-09-29 N-Q Victory Portfolios (see advisory)
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 2,132 2,344 9.94 123 138 12.20
2018-01-25 13F-HR First Personal Financial Services 3,187 3,423 7.41 185 202 9.19
2018-02-09 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 165,377 105,029 -36.49 9,592 6,197 -35.39
2017-12-28 N-Q Fidelity Puritan Trust (see advisory)
2018-02-01 13F-HR DELPHI MANAGEMENT INC /MA/ 35,460 39,475 11.32 2,057 2,329 13.22
2018-02-13 13F-HR JP Morgan Chase & Co 8,298,828 9,309,387 12.18 472,371 549,254 16.28
2017-12-29 N-Q Sunamerica Series Trust (see advisory)
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 14,659 14,714 0.38 850 868 2.12
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 185,177 199,406 7.68 10,740 11,765 9.54
2018-01-30 13F-HR JFS WEALTH ADVISORS, LLC 996 996 0.00 58 59 1.72
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,296,332 43,591 -96.64 75,187 2,572 -96.58
2018-02-14 13F-HR Moore Capital Management, LP 0 475,000 0 28,025
2018-02-14 13F-HR UBS OCONNOR LLC 63,200 0 -100.00 3,666,000 0 -100.00
2018-02-13 13F-HR OMERS ADMINISTRATION Corp 65,000 0 -100.00 3,770 0 -100.00
2018-02-14 13F-HR KSA CAPITAL MANAGEMENT, LLC 17,500 15,685 -10.37 1,015 925 -8.87
2018-02-09 13F-HR RHUMBLINE ADVISERS 607,968 600,966 -1.15 35,262 35,457 0.55
2018-02-06 13F-HR/A-1 Mitsubishi UFJ Securities International PLC 30,000 0 -100.00 1,740 0 -100.00
2018-02-09 13F-HR HENDERSON GROUP PLC 3,430,001 2,380,705 -30.59 198,939 140,462 -29.39
2017-11-21 N-Q Mutual Of America Investment Corp (see advisory)
2018-02-06 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 1,147,664 1,113,866 -2.94 66,565 65,718 -1.27
2018-02-14 13F-HR AHL Partners LLP 15,512 0 -100.00 900 0 -100.00
2018-01-26 N-Q Fidelity Summer Street Trust (see advisory)
2018-02-14 13F-HR Covington Capital Management 15,031 20,236 34.63 872 1,194 36.93
2017-11-21 N-Q Brighthouse Funds Trust Ii (see advisory)
2017-09-25 N-Q Lord Asset Management Trust (see advisory)
2018-01-29 13F-HR REILLY FINANCIAL ADVISORS, LLC 741 607 -18.08 43 36 -16.28
2018-02-09 13F-HR Private Ocean, LLC 44 3
2018-01-24 13F-HR Vantage Investment Advisors, LLC 218 218 0.00 13 13 0.00
2018-02-14 13F-HR BRINKER CAPITAL INC 15,345 18,431 20.11 891 1,088 22.11
2018-02-06 13F-HR Community Bank, N.A. 200 339 69.50 12 20 66.67
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 9,400 20,800 121.28 545 1,228 125.32
2017-11-13 13F-HR Horizon Investment Services, LLC 76,143 0 -100.00 4,856 0 -100.00
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 241,085 187,751 -22.12 13,983 11,077 -20.78
2017-11-15 N-Q Oppenheimer Etf Trust (see advisory)
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 6,865 3,533 -48.54 398 208 -47.74
2018-02-12 13F-HR Capital Investment Counsel, Inc 4,953 4,953 0.00 287 292 1.74
2018-02-12 13F-HR Mirae Asset Global Investments Co., Ltd. 0 30,907 0 1,823
2018-02-14 13F-HR Omega Advisors Inc. 318,000 18,762
2018-01-24 13F-HR Sg3 Management, Llc Call 445 92
2018-01-18 13F-HR Westpac Banking Corp 24,278 24,278 0.00 1,408,124 1,432,402 1.72
2018-02-14 13F-HR FIFTH THIRD BANCORP 153,047 4,540 -97.03 8,877 268 -96.98
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 25,900 0 -100.00 1,502 0 -100.00
2017-11-29 N-Q Nuveen Investment Funds Inc (see advisory)
2017-11-29 N-Q Gabelli Value 25 Fund Inc (see advisory)
2018-02-14 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 119 0 -100.00 6 0 -100.00
2018-02-14 13F-HR Integral Derivatives, LLC Put 35,800 25,800 -27.93 2,076 1,522 -26.69
2018-02-15 13F-HR BRYN MAWR TRUST Co 74,447 73,433 -1.36 4,319 4,332 0.30
2018-02-12 13F-HR Quantbot Technologies LP 73,347 0 -100.00 4,254 0 -100.00
2017-11-14 13F-HR AJO, LP 30,287 0 -100.00 1,932 0 -100.00
2017-11-13 13F-HR/A-1 NORGES BANK 4,077,726 4,362,742 6.99 221,992 228,096 2.75
2017-12-28 N-Q Profunds (see advisory)
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 100,800 67,100 -33.43 5,846 3,959 -32.28
2017-11-14 13F-HR Shellback Capital, LP 315,000 0 -100.00 20,091 0 -100.00
2018-02-13 13F-HR Mosaic Family Wealth, LLC 822 72 -91.24 48 4 -91.67
2018-02-22 13F-HR Elkfork Partners LLC 54,740 0 -100.00 3,175 0 -100.00
2018-02-09 13F-HR Virtu Financial LLC 35,477 7,788 -78.05 2,058 459 -77.70
2018-02-14 13F-HR MACQUARIE GROUP LTD 338,150 140,477 -58.46 19,613 8,238 -58.00
2018-01-31 13F-HR SOL Capital Management CO 5,165 4,165 -19.36 300 246 -18.00
2018-02-14 13F-HR Perigon Wealth Management, LLC 845 845 0.00 49 50 2.04
2017-11-28 N-Q Federated Managed Pool Series (see advisory)
2018-02-07 13F-HR Pinkerton Retirement Specialists, LLC 0 337 0 20
2018-01-29 13F-HR Price Wealth Management, Inc. 286 16
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 4,962 45,210 811.12 288 2,667 826.04
2017-09-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 668,344 638,924 -4.40 38,764 37,697 -2.75
2017-09-29 N-Q Commerce Funds (see advisory)
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 2,689,487 1,743,173 -35.19 155,990 102,847 -34.07
2018-01-17 13F-HR DAVENPORT & Co LLC 5,246 0 -100.00 304,292 0 -100.00
2017-09-29 N-Q Alger Funds Ii (see advisory)
2018-01-18 13F-HR Carroll Financial Associates, Inc. 385 332 -13.77 22 19 -13.64
2018-02-14 13F-HR Anchorage Capital Group, L.L.C. Call 400,000 400,000 0.00 23,200 23,600 1.72
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-13 13F-HR CREDIT AGRICOLE S A 170,979 0 -100.00 9,918 0 -100.00
2018-02-14 13F-HR Capital International Investors 720,000 720,000 0.00 41,760 42,480 1.72
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 1,908,803 1,640,445 -14.06 110,710 96,786 -12.58
2018-01-11 13F-HR/A-1 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 42,603 91,490 114.75 2,471 5,398 118.45
2018-02-08 13F-HR BBT Capital Management, LLC 160,000 0 -100.00 9,280 0 -100.00
2017-09-25 N-Q Exchange Listed Funds Trust (see advisory)
2018-02-14 13F-HR Jefferies Group LLC 240,347 133,275 -44.55 13,940 7,863 -43.59
2018-01-03 13F-HR/A-1 BEACON FINANCIAL GROUP 4,783 4,731 -1.09 277 279 0.72
2018-01-30 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 26,039 0 -100.00 1,510 0 -100.00
2017-11-29 N-Q Aim Variable Insurance Funds (invesco Variable Insurance Funds) (see advisory)
2017-09-29 N-Q Alger Global Growth Fund (see advisory)
2017-11-17 N-Q Guardian Variable Products Trust (see advisory)
2018-02-06 13F-HR Motco 0 132 0 8
2018-02-12 13F-HR Cambria Investment Management, L.P. 18,078 19,650 8.70 1,049 1,159 10.49
2018-02-14 13F-HR Integre Asset Management, LLC 31,452 0 -100.00 1,824 0 -100.00
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 543,772 721,041 32.60 31,538 42,542 34.89
2017-08-24 N-Q Touchstone Funds Group Trust (see advisory)
2017-11-14 13F-HR/A-1 INTL FCSTONE INC. 4,645 0 -100.00 296 0 -100.00
2018-01-02 13F-HR First Financial Bank, N.A. - Trust Division 4,995 4,820 -3.50 290 284 -2.07
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 51,049 39,218 -23.18 2,959 2,314 -21.80
2018-02-14 13F-HR IHT Wealth Management, LLC 800 790 -1.25 46 45 -2.17
2018-02-07 13F-HR LS Investment Advisors, LLC 10,562 9,577 -9.33 613 565 -7.83
2018-02-14 13F-HR NGAM ADVISORS, L.P. 167,750 159,586 -4.87 9,729 9,415 -3.23
2018-01-26 13F-HR CIGNA INVESTMENTS INC /NEW 13,980 13,062 -6.57 811 771 -4.93
2018-01-26 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 300 300 0.00 17 18 5.88
2018-02-09 13F-HR Timber Hill LLC Call 15,500 11,800 -23.87 899 696 -22.58
2018-02-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 44 6,576 14,845.45 2,552 719,809 28,105.68
2018-01-18 13F-HR Endurance Wealth Management, Inc. 211 211 0.00 12 12 0.00
2017-11-06 13F-HR Ballentine Partners, LLC 3,067 0 -100.00 202 0 -100.00
2018-02-09 13F-HR CITADEL ADVISORS LLC 3,920,940 224,349 -94.28 227,414 13,237 -94.18
2018-02-13 13F-HR Bridgewater Associates, LP 105,428 162,176 53.83 6,115 9,568 56.47
2018-01-18 13F-HR DORCHESTER WEALTH MANAGEMENT Co 63,875 70,395 10.21 3,705 4,153 12.09
2018-02-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 4,159 245
2018-01-29 13F-HR BB&T CORP 216,253 203,099 -6.08 12,543 11,982 -4.47
2018-02-13 13F-HR Truewealth Llc 65 4
2018-02-15 13F-HR/A-1 WESTWOOD HOLDINGS GROUP INC 46,661 54,316 16.41 2,706 3,204 18.40
2018-01-24 13F-HR IFP Advisors, Inc 16,249 15,071 -7.25 942 889 -5.63
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 765,421 614,722 -19.69 44,392 36,269 -18.30
2018-02-12 13F-HR BANK OF HAWAII 18,458 4,203 -77.23 1,071 248 -76.84
2017-09-29 N-Q Primecap Odyssey Funds (see advisory)
2018-01-23 13F-HR Baystate Wealth Management LLC 50 50 0.00 3 3 0.00
2018-02-13 13F-HR Ally Financial Inc. 0 20,000 0 1,180
2018-02-09 13F-HR Bank of New York Mellon Corp 4,385,143 4,697,713 7.13 254,336 277,163 8.98
2018-01-24 13F-HR HERMES INVESTMENT MANAGEMENT LTD 5,284 0 -100.00 306 0 -100.00
2018-01-24 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-02-21 13F-HR/A-1 Xact Kapitalforvaltning AB 63,917 65,958 3.19 3,707 3,892 4.99
2018-02-13 13F-HR CIBC WORLD MARKETS CORP 56,613 81,842 44.56 3,284 4,829 47.05
2018-02-14 13F-HR Marshall Wace LLP 204,077 0 -100.00 11,836 0 -100.00
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA Put 403 19,200 4,664.27 653,509 1,132,800 73.34
2018-01-22 13F-HR OGOREK ANTHONY JOSEPH /NY/ /ADV 325 325 0.00 18 19 5.56
2018-02-02 13F-HR TODD ASSET MANAGEMENT LLC 718,344 624,693 -13.04 41,664 36,857 -11.54
2018-02-13 13F-HR Highlander Capital Management, LLC 1,300 12,675 875.00 75 748 897.33
2017-11-29 N-Q Value Line Income & Growth Fund Inc (see advisory)
2018-01-16 13F-HR Norway Savings Bank 38 38 0.00 2 2 0.00
2018-02-13 13F-HR VESTOR CAPITAL, LLC 28,326 16,846 -40.53 1,643 994 -39.50
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-02-05 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 3,644 0 -100.00 211 0 -100.00
2018-02-14 13F-HR STIFEL FINANCIAL CORP 923,081 887,875 -3.81 53,582 52,421 -2.17
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 11,519 10,514 -8.72 668 620 -7.19
2018-02-13 13F-HR BLUESTEIN R H & CO 4,075 0 -100.00 236 0 -100.00
2018-01-30 13F-HR Savant Capital, LLC 5,666 5,627 -0.69 329 332 0.91
2017-11-03 N-Q Sit Large Cap Growth Fund Inc (see advisory)
2018-02-14 13F-HR BOKF, NA 10,901 9,629 -11.67 632 568 -10.13
2018-02-01 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 92 0 -100.00 5 0 -100.00
2018-02-13 13F-HR Meiji Yasuda Life Insurance Co 22,973 22,973 0.00 1,332 1,355 1.73
2017-11-28 N-Q Jpmorgan Trust Ii (see advisory)
2018-02-14 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 158 158 0.00 9 9 0.00
2018-02-02 13F-HR Cribstone Capital Management, LLC 139 31 -77.70 8 2 -75.00
2018-02-07 13F-HR MEYER HANDELMAN CO 140,528 140,528 0.00 8,151 8,291 1.72
2018-02-12 13F-HR MONROE BANK & TRUST/MI 80 80 0.00 5 5 0.00
2018-02-22 13F-HR KCM INVESTMENT ADVISORS LLC 32,781 6,895 -78.97 1,901 407 -78.59
2018-02-14 13F-HR FRED ALGER MANAGEMENT INC 4,347,763 2,683,716 -38.27 252,170 158,339 -37.21
2017-11-27 N-Q John Hancock Variable Insurance Trust (see advisory)
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 952,948 4,600 -99.52 55,271 271 -99.51
2017-11-28 N-Q Putnam Variable Trust (see advisory)
2018-02-12 13F-HR COMMERCE BANK 26,884 24,783 -7.82 1,559 1,463 -6.16
2018-02-14 13F-HR A.R.T. Advisors, LLC 83,400 47,600 -42.93 4,836 2,808 -41.94
2018-01-24 13F-HR Lenox Wealth Management, Inc. 385 385 0.00 22 23 4.55
2018-01-29 N-Q Ishares Trust (see advisory)
2018-01-25 13F-HR Middleton & Co Inc/MA 9,183 7,799 -15.07 533 460 -13.70
2018-02-05 13F-HR Sonora Investment Management, LLC 34 200 488.24 1,972 11,800 498.38
2017-11-06 13F-HR QCI ASSET MANAGEMENT INC/NY 200 0 -100.00 13 0 -100.00
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 25,092 1,480
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 981,500 1,043,000 6.27 56,927 61,537 8.10
2018-02-12 N-Q Nicholas Fund, Inc. (see advisory)
2018-02-01 13F-HR Harel Insurance Investments & Financial Services Ltd. 710 1,500 111.27 41 89 117.07
2017-10-16 13F-HR Independence Advisors, LLC 10,071 0 -100.00 1,468 0 -100.00
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2017-12-28 N-Q Putnam Funds Trust (see advisory)
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-14 13F-HR WOLVERINE TRADING, LLC 10,304 19,058 84.96 598 1,124 87.96
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 52,468 0 -100.00 3,043 0 -100.00
2018-01-18 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 18,001 14,012 -22.16 1,044 827 -20.79
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-02-14 13F-HR Williams Jones & Associates LLC 84,383 30,153 -64.27 4,894 1,779 -63.65
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 5,316,724 4,091,351 -23.05 308,370 241,390 -21.72
2018-02-20 13F-HR LETKO, BROSSEAU & ASSOCIATES INC 371,580 21,923
2018-02-14 13F-HR Davidson Kempner Capital Management LP Call 150,000 0 -100.00 8,700 0 -100.00
2018-02-05 13F-HR Mascoma Wealth Management LLC 9 0 -100.00 1 0 -100.00
2017-11-14 13F-HR PECONIC PARTNERS LLC 10,000 0 -100.00 638 0 -100.00
2018-01-18 13F-HR BKD Wealth Advisors, LLC 6,202 0 -100.00 360 0 -100.00
2018-02-14 13F-HR One Wealth Advisors, Llc 3,098 183
2018-02-22 13F-HR GREEN SQUARE CAPITAL LLC 7,590 7,790 2.64 442 461 4.30
2017-11-22 N-Q State Street Master Funds (see advisory)
2018-02-15 13F-HR JANE STREET GROUP, LLC 4,152 0 -100.00 241 0 -100.00
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 103 5,515 5,254.37 6 325 5,316.67
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 8,308 7,849 -5.52 532 463 -12.97
2018-02-15 13F-HR Altman Advisors, Inc. 24,975 1,474
2018-02-14 13F-HR DSC Advisors, L.P. Call 35,000 0 -100.00 2,030 0 -100.00
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 7,403 7,403 0.00 472 429 -9.11
2017-08-24 N-Q Forum Funds (see advisory)
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 101,446 7,281 -92.82 5,884 430 -92.69
2017-11-14 13F-HR Paloma Partners Management Co Put 44,500 0 -100.00 2,838 0 -100.00
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-02-15 13F-HR Metlife Investment Advisors, Llc 112,185 6,619
2017-11-29 N-Q Alger Portfolios (see advisory)
2018-02-05 13F-HR STEPHENS INC /AR/ 6,345 5,182 -18.33 368 306 -16.85
2017-11-29 N-Q Ubs Relationship Funds (see advisory)
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Call 0 380,200 0 22,432
2018-02-14 13F-HR Clearbridge Investments, LLC 2,040,742 2,036,974 -0.18 118,363 120,181 1.54
2018-01-29 13F-HR MURPHY CAPITAL MANAGEMENT INC 10,435 0 -100.00 605 0 -100.00
2017-11-28 N-Q American Balanced Fund (see advisory)
2017-08-23 N-Q Managed Portfolio Series (see advisory)
2017-12-28 N-Q George Putnam Balanced Fund (see advisory)
2018-02-09 13F-HR South Dakota Investment Council 198,984 204,064 2.55 11,541 12,040 4.32
2018-02-14 13F-HR BlueMountain Capital Management, LLC 69,266 31,175 -54.99 4,017 1,839 -54.22
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 29,607 32,432 9.54 1,717 1,913 11.42
2018-02-14 13F-HR NUMERIC INVESTORS LLC 10,300 4,400 -57.28 597 260 -56.45
2018-02-14 13F-HR TLP GROUP LLC 65 0 -100.00 4 0 -100.00
2017-11-29 N-Q Fpa U.s. Value Fund Inc (see advisory)
2017-11-29 N-Q First Investors Life Series Funds (see advisory)
2018-02-14 13F-HR AidennLair Capital Management LP 130,647 7,708
2018-02-14 13F-HR Engine Capital Management, LLC 45,000 45,000 0.00 2,610 2,655 1.72
2018-02-14 13F-HR Lee Capital Management LP 10,000 0 -100.00 580 0 -100.00
2018-02-12 13F-HR Achmea Investment Management B.V. 55,726 68,700 23.28 3,229 4,052 25.49
2018-02-14 13F-HR CREDIT SUISSE AG/ Put 445,000 0 -100.00 25,810 0 -100.00
2018-01-24 13F-HR SG Americas Securities, LLC 55,481 43,431 -21.72 3,218 2,562 -20.39
2018-02-07 13F-HR NuWave Investment Management, LLC 6,159 832 -86.49 329 50 -84.80
2017-11-22 N-Q Legg Mason Partners Variable Equity Trust (see advisory)
2018-02-13 13F-HR Advisors Asset Management, Inc. 1,697 1,105 -34.89 98 65 -33.67
2017-08-28 N-Q Sunamerica Income Funds (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 966,041 329,910 -65.85 56,031 19,464 -65.26
2018-02-14 13F-HR BARCLAYS PLC 409,054 757,240 85.12 23,725 44,677 88.31
2017-11-09 13F-HR Burt Wealth Advisors 637 0 -100.00 40 0 -100.00
2018-02-14 13F-HR THIRD AVENUE MANAGEMENT LLC 353,287 0 -100.00 20,491 0 -100.00
2018-02-09 13F-HR Citizens Financial Group Inc/RI 92,244 3,160 -96.57 5,351 187 -96.51
2018-02-08 13F-HR PineBridge Investments, L.P. 1,812 2,379 31.29 105 140 33.33
2018-02-14 13F-HR CAPTRUST FINANCIAL ADVISORS 0 299 0 18
2017-09-29 N-Q Neuberger Berman Alternative Funds (see advisory)
2018-01-23 13F-HR STRS OHIO 201,508 178,590 -11.37 11,687 10,536 -9.85
2018-01-18 13F-HR MOODY NATIONAL BANK TRUST DIVISION 11,201 11,201 0.00 650 660 1.54
2018-02-02 13F-HR Sandy Spring Bank 2,641 2,516 -4.73 153 148 -3.27
2017-08-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-02-14 13F-HR Legg Mason Asset Management (Japan) Co., Ltd. 17,100 15,200 -11.11 992 897 -9.58
2018-01-26 13F-HR Eagle Ridge Investment Management 137,200 132,970 -3.08 7,958 7,845 -1.42
2017-08-29 N-Q Calvert Social Investment Fund (see advisory)
2018-02-12 13F-HR Ford Financial Group, Inc. 108 6
2018-02-14 13F-HR GLENVIEW CAPITAL MANAGEMENT, LLC 6,567,902 6,765,742 3.01 380,938 399,179 4.79
2018-01-26 N-Q Jpmorgan Institutional Trust (see advisory)
2018-02-06 13F-HR D'Orazio & Associates, Inc. 0 95 0 6
2018-02-02 13F-HR DOWLING & YAHNKE LLC 8,464 7,128 -15.78 491 421 -14.26
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 191,800 144,200 -24.82 11,124 8,508 -23.52
2018-02-06 13F-HR M&T BANK CORP 88,414 61,045 -30.96 5,129 3,601 -29.79
2018-01-24 13F-HR SG Americas Securities, LLC Put 0 195,100 0 41
2018-02-02 13F-HR Seacrest Wealth Management, Llc 8,444 498
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,010,675 1,046,614 3.56 58,619 61,750 5.34
2018-01-29 N-Q First Western Funds Trust (see advisory)
2018-01-22 13F-HR CFO4Life Group, LLC 6,499 5,910 -9.06 377 349 -7.43
2018-02-02 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 9,539 10,544 10.54 553 622 12.48
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 13,033 194,593 1,393.08 756 11,481 1,418.65
2018-02-14 13F-HR Jefferies Group LLC Call 75,000 0 -100.00 4,350 0 -100.00
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 200 0 -100.00 13 0 -100.00
2018-02-13 13F-HR MAVERICK CAPITAL LTD 82,400 0 -100.00 4,779 0 -100.00
2018-02-14 13F-HR Glen Harbor Capital Management LLC 43,010 21,186 -50.74 2,495 1,250 -49.90
2018-02-14 13F-HR HBK INVESTMENTS L P 84,596 51,649 -38.95 4,907 3,047 -37.91
2018-02-14 13F-HR Magnetar Financial LLC 27,271 18,861 -30.84 1,582 1,113 -29.65
2018-02-12 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 828,270 802,020 -3.17 48,039 47,319 -1.50
2018-02-08 13F-HR Trexquant Investment LP 9,900 0 -100.00 574 0 -100.00
2018-02-13 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0 4,798 0 283
2018-02-02 13F-HR CPCM, LLC 4,148 4,131 -0.41 241 244 1.24
2018-01-17 13F-HR MU Investments Co., Ltd. 71,100 94,900 33.47 4,047 5,624 38.97
2017-11-27 N-Q American Century Variable Portfolios Ii Inc (see advisory)
2017-11-22 N-Q Spdr Series Trust (see advisory)
2018-02-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 834 1,182 41.73 48 70 45.83
2018-02-12 13F-HR MADISON INVESTMENT HOLDINGS INC 79,014 97,879 23.88 4,583 5,775 26.01
2018-02-14 13F-HR Baker Avenue Asset Management, LP 6,036 9,136 51.36 350 539 54.00
2017-11-28 N-Q Lkcm Funds (see advisory)
2018-02-13 13F-HR MATRIX ASSET ADVISORS INC/NY 48,397 2,855
2017-11-14 13F-HR Natixis Asset Management 13,216 0 -100.00 843 0 -100.00
2017-11-22 N-Q Clearwater Investment Trust (see advisory)
2018-02-14 13F-HR GV Financial Advisors 8,346 492
2017-11-28 N-Q Calvert Variable Products, Inc. (see advisory)
2018-02-14 13F-HR Neuburgh Advisers LLC 31,280 15,408 -50.74 1,814 909 -49.89
2018-02-12 13F-HR SEVEN EIGHT CAPITAL, LLC 132,600 0 -100.00 7,691 0 -100.00
2017-11-22 N-Q Elfun Diversified Fund (see advisory)
2018-02-13 13F-HR Israel Discount Bank of New York 1,040 1,040 0.00 60 61 1.67
2018-02-02 13F-HR FORT PITT CAPITAL GROUP, LLC 4,668 4,835 3.58 271 285 5.17
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 585,418 516,228 -11.82 33,954 30,457 -10.30
2018-02-14 13F-HR Capital World Investors 30,346,387 38,331,289 26.31 1,760,090 2,261,546 28.49
2018-02-12 13F-HR BROWN ADVISORY INC 16,911 16,279 -3.74 981 961 -2.04
2018-01-25 13F-HR Eqis Capital Management, Inc. 21,847 21,619 -1.04 1,267 1,276 0.71
2018-02-05 13F-HR PALLADIUM PARTNERS LLC 3,757 0 -100.00 218 0 -100.00
2018-02-06 13F-HR Landaas & Co /wi /adv 596 603 1.17 35 36 2.86
2018-01-05 13F-HR QUANTRES ASSET MANAGEMENT Ltd 21,300 4,000 -81.22 1,235 236 -80.89
2018-02-14 13F-HR CLEARARC CAPITAL INC 9,341 9,224 -1.25 542 544 0.37
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 101,903 180,299 76.93 5,910 10,638 80.00
2018-02-14 13F-HR Invesco Ltd. 3,916,120 3,577,266 -8.65 227,134 211,059 -7.08
2018-02-12 13F-HR EATON VANCE MANAGEMENT 736,651 736,614 -0.01 42,726 43,460 1.72
2017-10-24 N-Q Federated Income Securities Trust (see advisory)
2018-02-14 13F-HR Nuveen Fund Advisors, LLC 69,932 59,187 -15.36 4,056 3,492 -13.91
2018-01-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 48,219 24,901 -48.36 2,796 1,469 -47.46
2018-02-13 13F-HR VALLEY NATIONAL ADVISERS INC 11 11 0.00 1 1 0.00
2018-01-26 13F-HR TEXAS CAPITAL BANCSHARES INC/TX 3,474 3,474 0.00 201 205 1.99
2017-08-29 N-Q First Investors Equity Funds (see advisory)
2018-02-12 13F-HR Santori & Peters, Inc. 54 2
2018-01-30 13F-HR HALL LAURIE J TRUSTEE 340 580 70.59 33,640 34 -99.90
2018-02-08 13F-HR TORONTO DOMINION BANK 138,277 155,517 12.47 8,019 9,176 14.43
2018-02-14 13F-HR PICTET ASSET MANAGEMENT LTD 185,359 190,544 2.80 10,751 11,242 4.57
2018-02-08 13F-HR CONDOR CAPITAL MANAGEMENT 23,727 24,234 2.14 1,376 1,430 3.92
2018-02-01 13F-HR STATE TREASURER STATE OF MICHIGAN 110,427 106,327 -3.71 6,405 6,273 -2.06
2017-09-29 N-Q Hennessy Funds Trust (see advisory)
2017-11-09 13F-HR OSKIE CAPITAL MANAGEMENT, LLC 28,059 39,559 40.99 1,790 2,294 28.16
2018-02-14 13F-HR Raine Capital LLC 100,000 100,000 0.00 5,800 5,900 1.72
2017-11-28 N-Q American Funds Fundamental Investors (see advisory)
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 7,800 17,800 128.21 452 1,050 132.30
2018-02-02 13F-HR THOMPSON INVESTMENT MANAGEMENT, INC. 91,248 138,483 51.77 5,292 8,170 54.38
2018-02-14 13F-HR NOMURA HOLDINGS INC 59,298 91,598 54.47 3,437 5,406 57.29
2018-02-14 13F-HR/A-1 Boston Partners 4,927,295 4,930,979 0.07 285,783 290,927 1.80
2018-02-14 13F-HR DSC Advisors, L.P. Put 17,500 0 -100.00 1,015 0 -100.00
2018-02-05 13F-HR Palouse Capital Management, Inc. 75,655 74,840 -1.08 4,388 4,416 0.64
2017-11-21 N-Q Neuberger Berman Advisers Management Trust (see advisory)
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN Call 0 25,400 0 264
2017-10-25 N-Q Federated Total Return Series Inc (see advisory)
2018-02-13 13F-HR 1ST SOURCE BANK 4,154 4,154 0.00 241 245 1.66
2018-02-13 13F-HR Intellectus Partners, LLC 6,009 6,905 14.91 350 409 16.86
2018-02-15 13F-HR JANE STREET GROUP, LLC Call 30,900 0 -100.00 1,792 0 -100.00
2017-09-29 N-Q Alger Funds (see advisory)
2018-02-14 13F-HR Wealthcare Advisory Partners LLC 75 76 1.33 4 4 0.00
2018-02-14 13F-HR Verition Fund Management LLC 27,610 5,904 -78.62 1,601 348 -78.26
2017-08-28 N-Q VANGUARD CHESTER FUNDS (see advisory)
2017-11-29 N-Q Gabelli Multimedia Trust Inc. (see advisory)
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 389 0 -100.00 23 0 -100.00
2017-11-24 N-Q Touchstone Variable Series Trust (see advisory)
2017-09-27 N-Q Schwab Investments (see advisory)
2018-02-06 13F-HR Sunbelt Securities, Inc. 4,328 4,557 5.29 251 269 7.17
2018-01-18 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 20 0 -100.00 1 0 -100.00
2017-08-29 N-Q Fundvantage Trust (see advisory)
2018-02-13 13F-HR PRENTISS SMITH & CO INC 0 250 0 15
2018-02-21 13F-HR/A-1 Handelsbanken Fonder AB 190,000 190,000 0.00 11,020 11,210 1.72
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 521,877 332,664 -36.26 30,269 19,627 -35.16
2017-11-22 13F-HR Chicago Partners Investment Group LLC 2,200 1,256 -42.91 140 73 -47.86
2018-02-09 13F-HR LLBH Private Wealth Management, LLC 12,605 12,606 0.01 731 746 2.05
2017-08-23 N-Q Rbc Funds Trust (see advisory)
2018-02-14 13F-HR CAXTON ASSOCIATES LP 9,100 0 -100.00 528 0 -100.00
2018-02-13 13F-HR Venturi Wealth Management, LLC 7,765 458
2018-01-10 13F-HR DALTON GREINER HARTMAN MAHER & CO 322,266 19,014
2017-09-28 N-Q Fidelity Advisor Series Viii (see advisory)
2017-11-15 13F-HR Camarda Financial Advisors, LLC 25,993 0 -100.00 1,658 0 -100.00
2018-02-07 13F-HR KBC Group NV 207,869 174,955 -15.83 12,056 10,323 -14.37
2017-11-28 N-Q Jnl Variable Fund Llc (see advisory)
2018-02-14 13F-HR CARLSON CAPITAL L P 321,941 0 -100.00 18,673 0 -100.00
2018-02-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Call 5,000 0 -100.00 29,000 0 -100.00
2018-02-14 13F-HR TREMBLANT CAPITAL GROUP 1,165,583 1,329,248 14.04 67,604 78,426 16.01
2018-02-05 13F-HR Crossmark Global Holdings, Inc. 26,935 28,372 5.34 1,562 1,674 7.17
2018-02-09 13F-HR Legacy Financial Advisors, Inc. 503 29
2017-11-28 N-Q Jp Morgan Fleming Mutual Fund Group Inc (see advisory)
2018-02-09 13F-HR SUNTRUST BANKS INC 58,804 37,191 -36.75 3,409 2,192 -35.70
2018-02-13 13F-HR BOWEN HANES & CO INC 190,000 0 -100.00 11,020 0 -100.00
2018-01-16 13F-HR Legacy Private Trust Co. 18,084 3,980 -77.99 1,049 235 -77.60
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 211,600 336,200 58.88 12,273 19,836 61.62
2018-02-12 13F-HR Brookmont Capital Management 50,899 85,646 68.27 2,952 5,053 71.17
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 601 521 -13.31 27 25 -7.41
2017-11-24 N-Q Transamerica Etf Trust (see advisory)
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Put 50,000 45,600 -8.80 2,900 2,690 -7.24
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 47,986 0 -100.00 2,783 0 -100.00
2018-02-21 13F-HR Hanson McClain, Inc. 197 197 0.00 11 12 9.09
2018-02-14 13F-HR BlueCrest Capital Management Ltd 10,333 0 -100.00 599 0 -100.00
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 65,000 0 -100.00 3,770 0 -100.00
2018-02-12 13F-HR CITIGROUP INC Call 47,000 162,700 246.17 2,726 9,599 252.13
2018-02-13 13F-HR Investec Asset Management (PTY) Ltd 24,215 24,215 0.00 1,391 1,431 2.88
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6,631 6,075 -8.38 385 359 -6.75
2018-02-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 66,103 49,342 -25.36 3,834 2,911 -24.07
2017-10-25 13F-HR Highstreet Asset Management Inc. 26,048 0 -100.00 1,662 0 -100.00
2018-02-14 13F-HR Folger Hill Asset Management LP 350,000 0 -100.00 20,300 0 -100.00
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Put 0 60,000 0 3,540
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Call 660 0 -100.00 19,260 0 -100.00
2018-02-14 13F-HR Zions Bancorporation 684 154 -77.49 40 9 -77.50
2018-02-15 13F-HR BB&T SECURITIES, LLC 128,636 122,330 -4.90 7,460 7,217 -3.26
2018-01-17 13F-HR Somerset Trust Co 35,069 33,607 -4.17 2,035 1,982 -2.60
2017-11-28 N-Q Hotchkis & Wiley Funds /de/ (see advisory)
2017-11-21 N-Q Mutual Of America Institutional Funds Inc (see advisory)
2017-08-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-02-14 13F-HR ShearLink Capital, LLC 152,100 0 -100.00 8,822 0 -100.00
2017-11-14 13F-HR Itau Unibanco Holding S.A. 20 0 -100.00 1 0 -100.00
2018-01-03 13F-HR Washington Trust Bank 5,170 5,044 -2.44 300 298 -0.67
2018-02-07 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 34,286 31,357 -8.54 1,989 1,850 -6.99
2018-02-12 13F-HR MRJ CAPITAL INC 111,900 111,200 -0.63 6,490 6,560 1.08
2017-11-24 N-Q Transamerica Series Trust (see advisory)
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 22,824 0 -100.00 1,324 0 -100.00
2018-02-02 13F-HR FIRST MIDWEST BANK TRUST DIVISION 31,920 13,775 -56.85 1,851 812 -56.13
2017-11-29 N-Q Gabelli Equity Trust Inc (see advisory)
2018-01-18 13F-HR REGIONS FINANCIAL CORP 30,052 5,080 -83.10 1,743 300 -82.79
2018-02-12 13F-HR Korea Investment CORP 546,151 523,551 -4.14 31,677 30,890 -2.48
2018-02-13 13F-HR AllSquare Wealth Management LLC 125 125 0.00 7 7 0.00
2018-01-17 13F-HR Gulf International Bank (UK) Ltd 121,775 107,675 -11.58 7,062 6,352 -10.05
2018-02-14 13F-HR Alpine Partners VI, LLC 4,824 0 -100.00 280 0 -100.00
2018-02-14 13F-HR NICHOLAS CO INC /WI 1,006,570 1,003,980 -0.26 58,381 59,234 1.46
2018-02-13 13F-HR Winton Capital Group Ltd 10,895 5,190 -52.36 632 306 -51.58
2018-02-14 13F-HR DekaBank Deutsche Girozentrale 315,068 315,068 0.00 21,062 21,062 0.00
2018-02-09 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 115,396 92,016 -20.26 6,693 5,429 -18.89
2017-09-28 N-Q Washington Mutual Investors Fund (see advisory)
2018-02-13 13F-HR Dorsey & Whitney Trust CO LLC 3,607 0 -100.00 209 0 -100.00
2018-02-14 13F-HR Walleye Trading LLC Put 30,200 29,500 -2.32 1,752 1,742 -0.57
2017-11-27 N-Q State Farm Variable Product Trust (see advisory)
2018-02-13 13F-HR Nippon Life Global Investors Americas, Inc. 95,930 70,010 -27.02 5,563 4,131 -25.74
2018-01-30 13F-HR CHICAGO EQUITY PARTNERS LLC 186,675 136,285 -26.99 10,827 8,041 -25.73
2018-02-10 13F-HR PBWM Holdings, LLC 6,365 5,960 -6.36 406 352 -13.30
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 246,258 232,470 -5.60 14,283 13,716 -3.97
2018-02-15 13F-HR SEGALL BRYANT & HAMILL, LLC 240,006 270,820 12.84 13,920 15,978 14.78
2017-11-20 N-Q Great-west Funds Inc (see advisory)
2018-01-16 13F-HR NEXT Financial Group, Inc 710 0 -100.00 40 0 -100.00
2017-11-13 13F-HR Everett Capital Advisors UK LLP 55,000 0 -100.00 3,508 0 -100.00
2017-11-29 N-Q Eaton Vance Tax-managed Buy-write Opportunities Fund (see advisory)
2017-09-29 N-Q Oppenheimer Discovery Mid Cap Growth Fund (see advisory)
2018-02-13 13F-HR BOSTON PRIVATE WEALTH LLC 5,507 3,515 -36.17 319 207 -35.11
2017-09-26 13F-HR Perpetual Ltd 86,100 4,765
2018-01-17 13F-HR National Pension Service 385,645 401,236 4.04 21,951 23,673 7.84
2018-02-14 13F-HR ROYAL BANK OF CANADA 814,057 951,115 16.84 47,215 56,115 18.85
2017-11-29 N-Q Vanguard Tax-managed Funds (see advisory)
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 13,031 11,753 -9.81 756 692 -8.47
2018-02-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 4,498 4,938 9.78 261 291 11.49
2018-01-17 13F-HR Creative Planning 17,277 16,225 -6.09 1,002 957 -4.49
2017-09-21 N-Q Glenmede Fund Inc (see advisory)
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 89 0 -100.00 5 0 -100.00
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 0 60,000 0 3,540
2018-02-14 13F-HR ROYAL BANK OF CANADA Call 114,600 1,000 -99.13 6,647 59 -99.11
2018-01-25 13F-HR Moloney Securities Asset Management, LLC 3,945 3,759 -4.71 229 222 -3.06
2017-11-13 13F-HR Bruderman Asset Management, LLC 542 0 -100.00 35 0 -100.00
2018-02-14 13F-HR GAM Holding AG 0 8,610 0 510
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 295,261 295,261 0.00 18,832 17,125 -9.06
2018-02-14 13F-HR Walleye Trading LLC 2,848 47,347 1,562.46 165 2,793 1,592.73
2018-01-11 13F-HR North Star Investment Management Corp. 2,963 2,963 0.00 172 175 1.74
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 8,300 7,000 -15.66 481 413 -14.14
2018-01-30 13F-HR CONNING INC. 14,081 13,491 -4.19 817 796 -2.57
2017-10-12 13F-HR V Wealth Management,LLC 22,439 0 -100.00 1,437 0 -100.00
2017-11-03 13F-HR/A-1 Legacy Advisors, Llc 81 4
2018-01-30 13F-HR Ledyard National Bank 1,589 1,589 0.00 92 94 2.17
2018-02-14 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 689,845 675,343 -2.10 40,011 39,845 -0.41
2018-01-12 13F-HR BREMER TRUST NATIONAL ASSOCIATION 32,458 29,469 -9.21 1,883 1,738 -7.70
2018-02-14 13F-HR Strategic Global Advisors, LLC 23,249 22,509 -3.18 1,348 1,328 -1.48
2018-02-14 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 105,960 105,960 0.00 6,146 6,252 1.72
2017-08-28 N-Q Vanguard Wellesley Income Fund (see advisory)
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 594,085 543,231 -8.56 34,456 32,051 -6.98
2018-02-01 13F-HR Nationwide Fund Advisors 102,995 0 -100.00 5,974 0 -100.00
2018-02-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 7,280 430
2017-10-24 N-Q Fdp Series, Inc. (see advisory)
2018-02-07 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 95,746 98,131 2.49 5,553 5,790 4.27
2018-02-14 13F-HR CLEARBRIDGE, LLC 637,243 636,983 -0.04 36,960 37,582 1.68
2017-11-03 N-Q Sound Shore Fund Inc (see advisory)
2018-02-20 13F-HR/A-1 ALPS ADVISORS INC 4,049 0 -100.00 235 0 -100.00
2018-02-13 13F-HR RELIANCE TRUST CO OF DELAWARE 9,604 8,010 -16.60 557 472 -15.26
2018-02-13 13F-HR SUN LIFE FINANCIAL INC 2,674 788 -70.53 155 46 -70.32
2018-02-14 13F-HR Integral Derivatives, LLC Call 25,100 41,400 64.94 1,456 2,443 67.79
2017-09-27 N-Q Russell Investment Co (see advisory)
2017-09-01 N-Q Calamos Investment Trust/il (see advisory)
2018-01-29 N-Q Advisors Series Trust (see advisory)
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 8,900 318,200 3,475.28 516 18,774 3,538.37
2018-02-14 13F-HR CAPITAL INTERNATIONAL SARL 112,400 20,700 -81.58 6,519 1,221 -81.27
2017-08-29 N-Q Transparent Value Trust (see advisory)
2017-11-29 N-Q Nuveen Nasdaq 100 Dynamic Overwrite Fund (see advisory)
2018-02-02 13F-HR Patten Group, Inc. 75 75 0.00 4 4 0.00
2018-01-23 13F-HR NORTHPOINTE CAPITAL LLC 36,261 0 -100.00 2,103 0 -100.00
2018-01-23 13F-HR HENNESSY ADVISORS INC 31,800 31,800 0.00 1,844 1,876 1.74
2018-01-09 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 66,482 57,652 -13.28 3,856 3,401 -11.80
2017-12-29 N-Q Investment Managers Series Trust (see advisory)
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 610,975 560,214 -8.31 35,437 33,053 -6.73
2017-11-14 13F-HR Cantab Capital Partners LLP 14,421 8,722 -39.52 920,000 506,000 -45.00
2018-02-08 13F-HR HOURGLASS CAPITAL, LLC 129,656 155,896 20.24 7,520 9,198 22.31
2017-08-29 N-Q Loomis Sayles Funds I (see advisory)
2018-02-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 1,200,000 649,000 -45.92 69,600 38,291 -44.98
2017-08-24 N-Q State Street Institutional Funds (see advisory)
2017-09-21 N-Q TIAA-CREF FUNDS (see advisory)
2017-08-28 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-02-02 13F-HR Financial Engines Advisors L.L.C. 0 17 0 1
2018-02-13 13F-HR FDO Partners, LLC 0 6,416 0 379
2017-11-22 N-Q Mml Series Investment Fund Ii (see advisory)
2018-02-13 13F-HR SCOTIA CAPITAL INC. 0 3,986 0 235
2018-02-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Put 852 85,200 9,900.00 4,942 5,027 1.72
2018-02-13 13F-HR Kaizen Advisory, Llc 351 21
2017-11-27 N-Q Voya Partners Inc (see advisory)
2018-02-14 13F-HR Gotham Asset Management, LLC 338,602 14,381 -95.75 19,639 848 -95.68
2018-01-16 13F-HR CWM, LLC 70,054 78,482 12.03 4,063 4,630 13.96
2018-02-13 13F-HR/A-1 Centerstar Asset Management, Llc Call 16
2018-02-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 60,076 60,060 -0.03 3,479 3,536 1.64
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 4,349 0 -100.00 252 0 -100.00
2018-02-02 13F-HR US BANCORP \DE\ 198,730 168,108 -15.41 11,526 9,919 -13.94
2018-02-14 13F-HR Point72 Asset Management, L.P. Call 610,000 0 -100.00 35,380 0 -100.00
2018-01-05 13F-HR ABNER HERRMAN & BROCK LLC 7,522 7,522 0.00 436 444 1.83
2018-02-09 13F-HR Signature Financial Management, Inc. 5,588 0 -100.00 292 0 -100.00
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 4,845 85,947 1,673.93 281 5,071 1,704.63
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 4,600 6,300 36.96 267 372 39.33
2018-02-01 13F-HR SUMITOMO LIFE INSURANCE CO 41,116 30,826 -25.03 2,385 1,819 -23.73
2018-01-23 13F-HR