SecurityCBS / CBS Corp. (124857202)
Institutional Owners910 (228 N-Q Owners)
Institutional Shares288,570,791 - 83.61% (ex. N-Q)
Common Shares Outstanding2345,147,497 shares (as of 2017-12-31)
Institutional Value$ 209,765,013,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

CBS Corp. (NYSE:CBS) has 910 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 288,570,791 shares. Largest shareholders include Capital World Investors, Vanguard Group Inc, BlackRock Inc., State Street Corp, Wellington Management Group LLP, Capital Research Global Investors, Glenview Capital Management, Llc, JP Morgan Chase & Co, Hotchkis & Wiley Capital Management Llc, and Boston Partners.
CBS Corp. (NYSE:CBS) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-15 13F-HR Banco De Sabadell, S.a 15,885 0 -100.00 937 0 -100.00
2018-02-14 13F-HR Roystone Capital Management LP 343,800 0 -100.00 19,940 0 -100.00
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 43,888 50,524 15.12 2,589 2,596 0.27
2018-04-24 N-Q Voya Equity Trust (see advisory)
2017-12-27 N-Q Pioneer Series Trust Iv (see advisory)
2018-05-15 13F-HR CREDIT SUISSE AG/ 1,026,031 884,627 -13.78 60,534 45,461 -24.90
2018-05-11 13F-HR Well Done, LLC 287 15
2018-05-15 13F-HR Engine Capital Management, LLC 45,000 8,700 -80.67 2,655 447 -83.16
2018-05-11 13F-HR HAP Trading, LLC Put 80,400 0 -100.00 20 0 -100.00
2018-05-10 13F-HR Employees Retirement System of Texas 117,000 20,000 -82.91 6,903 1,028 -85.11
2018-05-09 13F-HR NORTHERN TRUST CORP 4,192,562 3,957,494 -5.61 247,361 203,375 -17.78
2018-05-15 13F-HR FIFTH THIRD BANCORP 4,540 5,829 28.39 268 300 11.94
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 70,160 68,299 -2.65 4,139 3,509,886 84,700.34
2018-05-14 13F-HR SSI INVESTMENT MANAGEMENT INC 3,860 0 -100.00 228 0 -100.00
2018-05-15 13F-HR Arrowpoint Asset Management, LLC Call 50,000 50,000 0.00 2,950 2,570 -12.88
2018-03-29 N-Q Powershares Actively Managed Exchange-traded Fund Trust (see advisory)
2018-05-11 13F-HR State of Tennessee, Treasury Department 183,799 156,922 -14.62 10,844 8,064 -25.64
2018-05-04 13F-HR Trustcore Financial Services, Llc 602 603 0.17 35 31 -11.43
2018-05-14 13F-HR WESTWOOD HOLDINGS GROUP INC 54,316 56,406 3.85 3,204 2,899 -9.52
2018-05-04 13F-HR Financial Gravity Companies, Inc. 2,479 0 -100.00 143 0 -100.00
2018-02-14 13F-HR Voya Financial Advisors, Inc. 4,890 0 -100.00 278 0 -100.00
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 43,591 338,181 675.80 2,572 17,379 575.70
2018-05-15 13F-HR WOLVERINE TRADING, LLC 19,058 0 -100.00 1,124 0 -100.00
2018-02-05 13F-HR PALLADIUM PARTNERS LLC 3,757 0 -100.00 218 0 -100.00
2018-05-09 13F-HR IFP Advisors, Inc 15,071 15,193 0.81 889 781 -12.15
2018-05-04 13F-HR Warren Averett Asset Management, LLC 19,990 20,048 0.29 1,179 1,030 -12.64
2018-05-11 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 47 2
2018-05-03 13F-HR STEPHENS INC /AR/ 5,182 5,913 14.11 306 304 -0.65
2018-05-14 13F-HR Allianz Asset Management AG 601,328 428,292 -28.78 35,479 22,010 -37.96
2018-01-25 13F-HR JENNISON ASSOCIATES LLC 221,792 0 -100.00 12,864 0 -100.00
2018-05-04 13F-HR Swiss National Bank 1,276,965 1,105,865 -13.40 75,341 56,830 -24.57
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Call 380,200 0 -100.00 22,432 0 -100.00
2018-05-14 13F-HR SUN LIFE FINANCIAL INC 788 81 -89.72 46 1,580 3,334.78
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 144,200 408,000 182.94 8,508 20,967 146.44
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 6,467 4,659 -27.96 382 239 -37.43
2018-05-07 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 10,544 9,894 -6.16 622 508 -18.33
2018-03-05 13F-HR/A NORGES BANK 3,880,805 3,194,334 -17.69 269,172 188,466 -29.98
2018-04-27 N-Q John Hancock Sovereign Bond Fund (see advisory)
2018-01-18 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 20 0 -100.00 1 0 -100.00
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,011 1,011 0.00 60 52 -13.33
2018-03-28 N-Q Prudential Investment Portfolios 16 (see advisory)
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 12,888 17,813 38.21 760 915 20.39
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 332,664 30,206 -90.92 19,627 1,552 -92.09
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 10,514 0 -100.00 620 0 -100.00
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 607 334 -44.98 36 17 -52.78
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 24,820 24,307 -2.07 1,464 1,249 -14.69
2018-05-14 13F-HR BlueMountain Capital Management, LLC 31,175 0 -100.00 1,839 0 -100.00
2018-05-15 13F-HR PRUDENTIAL PLC 1,382,400 1,586,600 14.77 81,562 81,535 -0.03
2018-05-14 13F-HR Investec Asset Management (PTY) Ltd 24,215 24,215 0.00 1,431 1,247 -12.86
2018-05-16 13F-HR Israel Discount Bank of New York 1,040 1,040 0.00 61 53 -13.11
2018-05-15 13F-HR HBK INVESTMENTS L P 51,649 0 -100.00 3,047 0 -100.00
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 13,184 13,427 1.84 777 690 -11.20
2018-04-25 13F-HR CAMPBELL NEWMAN ASSET MANAGEMENT INC 4,982 5,040 1.16 294 259 -11.90
2018-05-14 13F-HR Wallace Capital Management Inc. 4,634 4,638 0.09 273 238 -12.82
2018-03-28 N-Q Janus Detroit Street Trust (see advisory)
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 2,344 1,600 -31.74 138 82 -40.58
2018-04-20 13F-HR BB&T CORP 203,099 150,746 -25.78 11,982 7,747 -35.34
2018-04-16 13F-HR GSB Wealth Management, LLC 4,571 4,585 0.31 270 236 -12.59
2018-04-18 13F-HR Louisiana State Employees Retirement System 22,000 21,100 -4.09 1,298 1,084 -16.49
2018-05-04 13F-HR THOMPSON INVESTMENT MANAGEMENT, INC. 138,483 138,463 -0.01 8,170 7,116 -12.90
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-04-09 13F-HR Trust Co 596 596 0.00 35 31 -11.43
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 0 28,170 0 1,448
2018-04-27 N-Q Fidelity Advisor Series I (see advisory)
2018-02-13 13F-HR Calamos Advisors LLC 161,001 0 -100.00 9,338 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC 0 22,194 0 1,141
2018-01-26 N-Q Fidelity Summer Street Trust (see advisory)
2018-05-15 13F-HR DSC Advisors, L.P. 85,000 85,000 0.00 5,015 4,368 -12.90
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 20,800 20,800 0.00 1,228 1,069 -12.95
2018-02-14 13F-HR Davidson Kempner Capital Management LP Call 150,000 0 -100.00 8,700 0 -100.00
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 503 503 0.00 29 26 -10.34
2018-05-11 13F-HR Cutler Group LP Put 28,200 32,800 16.31 67 239 256.72
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 1,128 16 -98.58 67 1 -98.51
2017-12-28 N-Q Profunds (see advisory)
2018-05-03 13F-HR Wellington Shields Capital Management, LLC 42,368 53,815 27.02 2,500 2,766 10.64
2018-04-02 13F-HR KSA CAPITAL MANAGEMENT, LLC 15,685 0 -100.00 925 0 -100.00
2018-01-26 N-Q Fidelity Advisor Series Ii (see advisory)
2018-04-02 N-Q Primecap Odyssey Funds (see advisory)
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 10,788 10,510 -2.58 636 540 -15.09
2018-05-04 13F-HR D.A. DAVIDSON & CO. 11,451 9,418 -17.75 676 484 -28.40
2018-05-07 13F-HR CFO4Life Group, LLC 5,910 6,357 7.56 349 327 -6.30
2018-05-03 13F-HR Zions Bancorporation 154 375 143.51 9 19 111.11
2018-05-14 13F-HR MONROE BANK & TRUST/MI 80 0 -100.00 5 0 -100.00
2017-12-29 N-Q Sunamerica Series Trust (see advisory)
2018-05-10 13F-HR HALL LAURIE J TRUSTEE 580 580 0.00 34 30 -11.76
2018-05-11 13F-HR Cambria Investment Management, L.P. 19,650 20,174 2.67 1,159 1,037 -10.53
2018-05-08 13F-HR US BANCORP \DE\ 168,108 152,258 -9.43 9,919 7,825 -21.11
2018-04-18 13F-HR Integral Derivatives, LLC Call 41,400 0 -100.00 2,443 0 -100.00
2018-05-11 13F-HR MADISON INVESTMENT HOLDINGS INC 97,879 81,929 -16.30 5,775 4,210 -27.10
2018-05-14 13F-HR Cipher Capital LP 0 59,548 0 3,060
2018-03-01 N-Q Aqr Funds (see advisory)
2018-05-03 13F-HR COMMERCE BANK 24,783 31,812 28.36 1,463 1,635 11.76
2018-05-15 13F-HR Capital International Investors 720,000 1,132,500 57.29 42,480 58,199 37.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 64,800 44,200 -31.79 3,823 2,271 -40.60
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 2,775,806 2,896,257 4.34 163,772 148,838 -9.12
2018-05-03 13F-HR Sageworth Trust Co 156 8
2018-05-14 13F-HR MORGAN STANLEY 5,142,490 3,954,475 -23.10 303,408 203,220 -33.02
2018-05-15 13F-HR Clearbridge Investments, LLC 2,036,974 2,051,833 0.73 120,181 105,444 -12.26
2018-03-30 N-Q Financial Investors Trust (see advisory)
2017-12-28 N-Q Prudential Investment Portfolios 5 (see advisory)
2018-05-11 13F-HR Omnia Family Wealth, LLC 0 77 0 4
2018-02-14 13F-HR GLG LLC 60,126 0 -100.00 3,488 0 -100.00
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 11,753 15,053 28.08 692 770 11.27
2018-05-15 13F-HR Sterling Capital Management LLC 2,528,154 2,544,229 0.64 149,161 130,748 -12.34
2018-05-15 13F-HR Institute for Wealth Management, LLC. 8,093 0 -100.00 478 0 -100.00
2018-05-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 71,752 50,036 -30.27 4,233 2,571 -39.26
2018-02-27 N-Q Artisan Partners Funds Inc (see advisory)
2018-01-26 N-Q Vanguard Scottsdale Funds (see advisory)
2018-03-29 N-Q Hsbc Funds (see advisory)
2018-05-15 13F-HR TREMBLANT CAPITAL GROUP Call 0 1,253,300 0 64,407
2018-05-14 13F-HR Estabrook Capital Management 938 938 0.00 55,342 48,204 -12.90
2018-05-15 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 66,400 126,000 89.76 3,918 6,475 65.26
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 24,924 24,924 0.00 1,471 1,281 -12.92
2018-02-23 N-Q Sterling Capital Funds (see advisory)
2018-02-14 13F-HR TLP GROUP LLC 65 0 -100.00 4 0 -100.00
2018-04-03 13F-HR Pensionfund DSM Netherlands 51,000 0 -100.00 3,009 0 -100.00
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 43,261 0 -100.00 2,552 0 -100.00
2018-05-17 N-Q Guardian Variable Products Trust (see advisory)
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 3,176 2,721 -14.33 187 140 -25.13
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 0 47,443 0 2,438
2018-05-08 13F-HR CONNABLE OFFICE INC 30,261 37,736 24.70 1,785 1,939 8.63
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 38,986 19,806 -49.20 2,300 1,018 -55.74
2018-03-27 N-Q Federated Index Trust (see advisory)
2018-04-24 13F-HR Regent Investment Management LLC 5,752 6,952 20.86 339 357 5.31
2018-02-27 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 1,072 1,072 0.00 63 55 -12.70
2018-02-22 N-Q American Century Investment Trust (see advisory)
2018-02-07 13F-HR Private Advisor Group, LLC 5,085 0 -100.00 295 0 -100.00
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 4,600 177,807 3,765.37 271 9,138 3,271.96
2018-05-14 13F-HR Capital Analysts, Inc. 833 910 9.24 49 47 -4.08
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 1,193,180 1,224,886 2.66 70,401 62,947 -10.59
2018-04-12 13F-HR Osborn Rohs Williams & Donohoe Ltd 10,986 10,986 0.00 648 565 -12.81
2018-04-06 13F-HR Cerebellum Gp, Llc 3,664 188
2018-05-15 13F-HR WADDELL & REED FINANCIAL INC 345,000 0 -100.00 20,355 0 -100.00
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 861,330 2,100,000 143.81 50,818 107,919 112.36
2018-05-10 13F-HR Artisan Partners Limited Partnership 4,443,448 2,258,355 -49.18 262,163 116,057 -55.73
2018-05-14 13F-HR Baird Financial Group, Inc. 7,760 17,239 122.15 458 887 93.67
2018-04-24 13F-HR Rehmann Capital Advisory Group 0 470 0 24
2018-01-30 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 26,039 0 -100.00 1,510 0 -100.00
2018-04-20 13F-HR STRS OHIO 178,590 175,045 -1.98 10,536 8,995 -14.63
2018-05-11 13F-HR SEI INVESTMENTS CO 258,597 54,111 -79.08 15,257 2,781 -81.77
2018-05-14 13F-HR Nuveen Fund Advisors, LLC 59,187 37,359 -36.88 3,492 1,920 -45.02
2018-04-30 13F-HR Assenagon Asset Management S.A. 7,631 0 -100.00 450 0 -100.00
2018-05-14 13F-HR Tobam 19,786 31,505 59.23 1,167 1,619 38.73
2018-05-04 13F-HR Middleton & Co Inc/MA 7,799 0 -100.00 460 0 -100.00
2018-03-28 N-Q Valued Advisers Trust (see advisory)
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 53,884 53,884 0.00 2,648 2,769 4.57
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 300 357 19.00 18 18 0.00
2018-04-26 N-Q Federated Total Return Series Inc (see advisory)
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 107,675 105,991 -1.56 6,352 5,446 -14.26
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 60,060 51,273 -14.63 3,536 2,629 -25.65
2018-04-23 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 13,273 13,172 -0.76 783 677 -13.54
2018-05-15 13F-HR Moore Capital Management, LP 475,000 0 -100.00 28,025 0 -100.00
2018-05-15 13F-HR BlueCrest Capital Management Ltd 0 141,155 0 7,254
2018-04-02 N-Q American Beacon Funds (see advisory)
2018-05-22 N-Q Blackrock Funds (see advisory)
2018-05-10 13F-HR Myda Advisors Llc Put 40,000 2,056
2018-03-29 N-Q Franklin Investors Securities Trust (see advisory)
2018-04-30 13F-HR EVERENCE CAPITAL MANAGEMENT INC 4,421 4,421 0.00 261 227 -13.03
2018-05-15 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 4,048 4,048 0.00 239 208 -12.97
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 3,704 0 -100.00 219 0 -100.00
2018-05-14 13F-HR Pinkerton Retirement Specialists, LLC 337 337 0.00 20 17 -15.00
2018-05-14 13F-HR Allianz Asset Management AG Put 495,100 50,600 -89.78 29,211 2,600 -91.10
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-05-02 13F-HR HENNESSY ADVISORS INC 31,800 57,000 79.25 1,876 2,929 56.13
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 299 272 -9.03 18 14 -22.22
2018-05-01 13F-HR Centerstar Asset Management, Llc Call 16 87 443.75
2018-03-28 N-Q Alger Funds (see advisory)
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 60,000 0 -100.00 3,540 0 -100.00
2018-03-23 N-Q Glenmede Fund Inc (see advisory)
2018-03-29 N-Q Wilmington Funds (see advisory)
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 3,533 0 -100.00 208 0 -100.00
2018-05-14 13F-HR Arizona State Retirement System 91,864 85,664 -6.75 5,420 4,402 -18.78
2018-04-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-05-15 13F-HR GLENMEDE TRUST CO NA 568,105 568,105 0.00 33,516 33,516 0.00
2018-03-01 N-Q Loomis Sayles Funds I (see advisory)
2018-05-11 13F-HR First Allied Advisory Services, Inc. 6,849 6,528 -4.69 409 337 -17.60
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 455,386 316,777 -30.44 26,880 16,292 -39.39
2018-05-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 45,210 26,937 -40.42 2,667 1,384 -48.11
2018-05-15 13F-HR Capital World Investors 38,331,289 42,890,448 11.89 2,261,546 2,204,140 -2.54
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 4,582 43,833 856.63 270 2,253 734.44
2018-04-26 13F-HR FINANCIAL COUNSELORS INC 139,468 147,806 5.98 8,229 7,596 -7.69
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 107,165 103,665 -3.27 6,323 5,327 -15.75
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 49,342 50,811 2.98 2,911 2,611 -10.31
2018-05-09 13F-HR Silvant Capital Management Llc 413 21
2018-04-23 13F-HR Sterling Investment Advisors, Ltd. 80 80 0.00 5 4 -20.00
2018-05-09 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 105,029 104,709 -0.30 6,197 5,381 -13.17
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 67,100 92,400 37.70 3,959 4,748 19.93
2018-05-15 13F-HR GAM Holding AG 8,610 5,694 -33.87 510 293 -42.55
2018-05-14 13F-HR NOMURA HOLDINGS INC Put 230,200 11,841
2018-02-14 13F-HR CARLSON CAPITAL L P 321,941 0 -100.00 18,673 0 -100.00
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 402,569 385,077 -4.35 23,751 19,790 -16.68
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-05-09 13F-HR Cannell Peter B & Co Inc 417,077 395,978 -5.06 24,608 20,349 -17.31
2018-05-01 13F-HR Wealthstreet Investment Advisors, Llc 7,403 7,403 0.00 437 380 -13.04
2018-05-10 13F-HR SMITHFIELD TRUST CO 1,226 1,226 0.00 72 63 -12.50
2018-05-15 13F-HR CS MCKEE LP 127,415 125,785 -1.28 7,517 6,464 -14.01
2018-04-27 N-Q Ultimus Managers Trust (see advisory)
2018-05-14 13F-HR Shell Asset Management Co 22,963 25,117 9.38 1,355 1,291 -4.72
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 4,938 10,615 114.97 291 546 87.63
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-05-14 13F-HR FORT PITT CAPITAL GROUP, LLC 4,835 4,976 2.92 285 256 -10.18
2018-04-27 13F-HR SUMITOMO LIFE INSURANCE CO 30,826 29,597 -3.99 1,819 1,521 -16.38
2018-02-22 N-Q Tributary Funds, Inc. (see advisory)
2018-04-30 13F-HR Exane Asset Management 4,171 214,348
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 58,705 27,234 -53.61 3,464 1,399 -59.61
2018-02-12 13F-HR Hutchin Hill Capital, LP 50,000 0 -100.00 2,900 0 -100.00
2018-04-06 13F-HR Berson & Corrado Investment Advisors, LLC 61,660 76,933 24.77 3,638 3,954 8.69
2018-05-15 13F-HR Metlife Investment Advisors, Llc 112,185 103,868 -7.41 6,619 5,338 -19.35
2018-05-01 13F-HR Alpha Omega Wealth Management LLC 33 33 0.00 2 2 0.00
2018-04-17 13F-HR Calton & Associates, Inc. 40 0 -100.00 2 0 -100.00
2018-05-15 13F-HR People's United Financial, Inc. 18,012 16,986 -5.70 1,062 873 -17.80
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 4,091,351 2,823,404 -30.99 241,390 145,095 -39.89
2018-05-10 13F-HR Bedell Frazier Investment Counseling, LLC 95,102 0 -100.00 5,611 0 -100.00
2018-05-01 13F-HR Hanson McClain, Inc. 197 100 -49.24 12 5 -58.33
2018-03-29 N-Q Hennessy Funds Trust (see advisory)
2018-05-15 13F-HR Ionic Capital Management LLC 112,399 5,776
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 521 528 1.34 25 24 -4.00
2018-04-26 13F-HR Lenox Wealth Management, Inc. 385 372 -3.38 23 19 -17.39
2018-05-14 13F-HR IHT Wealth Management, LLC 790 791 0.13 45 40 -11.11
2018-05-11 13F-HR SevenBridge Financial Group, LLC 1,541 754 -51.07 91 39 -57.14
2018-02-14 13F-HR Independent Advisor Alliance 6,693 0 -100.00 388 0 -100.00
2018-05-14 13F-HR Allianz Asset Management AG Call 86,600 0 -100.00 5,109 0 -100.00
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 62,495 68,168 9.08 3,623 4,021 10.99
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 112 0 -100.00 6 0 -100.00
2018-04-04 13F-HR First Financial Bank, N.A. - Trust Division 4,820 0 -100.00 284 0 -100.00
2018-05-15 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 4,159 3,808 -8.44 245 196 -20.00
2018-02-26 N-Q Ab Global Bond Fund, Inc. (see advisory)
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 14,714 15,131 2.83 868 778 -10.37
2018-05-15 13F-HR CRAMER ROSENTHAL MCGLYNN LLC 162 162 0.00 10 8 -20.00
2018-02-28 N-Q Index Funds (see advisory)
2017-12-27 N-Q Natixis Funds Trust Iv (see advisory)
2018-05-04 13F-HR MARKSTON INTERNATIONAL LLC 1,950 100
2018-05-10 13F-HR KINGS POINT CAPITAL MANAGEMENT 727 761 4.68 43 39 -9.30
2018-04-27 N-Q John Hancock Strategic Series (see advisory)
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 152,000 40,100 -73.62 8,968 2,061 -77.02
2018-01-20 13F-HR Shamrock Asset Management LLC 6,139 6,106 -0.54 356 360 1.12
2018-03-29 N-Q Lord Abbett Securities Trust (see advisory)
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 101,731 99,871 -1.83 6,002 5,132 -14.50
2018-02-27 N-Q Bernstein Sanford C Fund Inc (see advisory)
2018-04-17 13F-HR PBWM Holdings, LLC 5,960 5,960 0.00 352 306 -13.07
2018-05-14 13F-HR FDO Partners, LLC 6,416 0 -100.00 379 0 -100.00
2018-01-29 N-Q Ubs Investment Trust (see advisory)
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 136,285 7,630 -94.40 8,041 392 -95.12
2018-04-25 N-Q Federated Fixed Income Securities Inc (see advisory)
2018-05-15 13F-HR BANK OF NOVA SCOTIA 57,194 44,595 -22.03 3,375 2,293 -32.06
2018-05-15 13F-HR Graticule Asia Macro Advisors LLC Put 218,000 630,200 189.08 12,862 32,386 151.80
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 17,800 13,100 -26.40 1,050 673 -35.90
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN Call 25,400 25,400 0.00 264 94 -64.39
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 1,697 1,697 0.00 100 87 -13.00
2018-05-15 13F-HR CAPITAL INTERNATIONAL INC /CA/ 15,400 0 -100.00 909 0 -100.00
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 614,722 696,335 13.28 36,269 35,785 -1.33
2018-01-29 13F-HR TWIN CAPITAL MANAGEMENT INC 99,760 0 -100.00 5,786 0 -100.00
2018-03-01 N-Q Calvert Fund (see advisory)
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 7,000 0 -100.00 413 0 -100.00
2018-05-15 13F-HR Chieftain Capital Management, Inc. 3,169,073 2,958,937 -6.63 186,975 152,060 -18.67
2018-05-09 13F-HR KBC Group NV 174,955 123,526 -29.40 10,323 6,348 -38.51
2018-02-14 13F-HR Moab Capital Partners LLC 124,876 0 -100.00 7,243 0 -100.00
2018-05-16 13F-HR Private Capital Group, Llc 1,668 2,076 24.46 99 107 8.08
2018-05-08 13F-HR Advisornet Financial, Inc 8 142 1,675.00 0 7
2018-04-06 13F-HR BEACON FINANCIAL GROUP 4,731 0 -100.00 279 0 -100.00
2018-05-01 13F-HR Lester Murray Antman Dba Simplyrich 10,100 10,100 0.00 596 519 -12.92
2018-02-13 13F-HR BLUESTEIN R H & CO 4,075 0 -100.00 236 0 -100.00
2018-02-07 13F-HR Old Mutual Global Investors (UK) Ltd. 46 0 -100.00 2 0 -100.00
2018-05-10 13F-HR Wagner Wealth Management, Llc 401 401 0.00 23 21 -8.70
2018-03-29 N-Q First Trust Exchange-traded Fund Iii (see advisory)
2018-05-09 13F-HR Glen Harbor Capital Management LLC 21,186 11,836 -44.13 1,250 608 -51.36
2018-04-19 13F-HR BOYD WATTERSON ASSET MANAGEMENT LLC/OH 4,850 0 -100.00 286 0 -100.00
2018-05-09 13F-HR Korea Investment CORP 523,551 133,142 -74.57 30,890 6,842 -77.85
2018-04-18 13F-HR OGOREK ANTHONY JOSEPH /NY/ /ADV 325 325 0.00 19 16 -15.79
2018-05-08 13F-HR Aperio Group, LLC 221,387 211,078 -4.66 13,062 10,847 -16.96
2018-05-04 13F-HR Newport Trust Co 1,165,205 59,880
2018-04-17 13F-HR Hapanowicz & Associates Financial Services, Inc 5,287 5,287 0.00 300 268 -10.67
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-04-20 13F-HR Cable Hill Partners, LLC 100 0 -100.00 6 0 -100.00
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 4,529,331 3,854,853 -14.89 267,231 198,101 -25.87
2018-05-08 13F-HR FLIPPIN BRUCE & PORTER INC 27,859 1,432
2018-05-09 13F-HR AlphaMark Advisors, LLC 162 162 0.00 10 8 -20.00
2018-05-03 13F-HR Jacobi Capital Management LLC 488 644 31.97 28 33 17.86
2018-05-10 13F-HR Bruderman Asset Management, LLC 0 699 0 36
2018-04-06 13F-HR Lowe fs, LLC 1,242 1,242 0.00 73 64 -12.33
2018-05-15 13F-HR CSS LLC/IL Put 7,000 2,000 -71.43 413 103 -75.06
2018-02-14 13F-HR Alpine Partners VI, LLC 4,824 0 -100.00 280 0 -100.00
2018-05-15 13F-HR BARCLAYS PLC Put 252,400 123,500 -51.07 14,892 6,347 -57.38
2018-02-28 N-Q Guggenheim Strategy Funds Trust (see advisory)
2018-04-25 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 0 120 0 6
2018-02-08 13F-HR BBT Capital Management, LLC 160,000 0 -100.00 9,280 0 -100.00
2018-05-09 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 27,000 35,000 29.63 1,593 1,799 12.93
2018-05-16 N-Q Chestnut Street Exchange Fund (see advisory)
2018-05-17 13F-HR Atlantic Trust Group, LLC 8,362 8,900 6.43 493 457 -7.30
2018-05-01 13F-HR Centerstar Asset Management, Llc Put 10 350 3,400.00
2018-05-11 13F-HR Citizens Financial Group Inc/RI 3,160 2,698 -14.62 187 138 -26.20
2018-04-30 13F-HR GILDER GAGNON HOWE & CO LLC 18,306 18,752 2.44 1,080 964 -10.74
2018-02-12 13F-HR Bayesian Capital Management, LP 5,000 0 -100.00 290 0 -100.00
2018-02-14 13F-HR Folger Hill Asset Management LP 350,000 0 -100.00 20,300 0 -100.00
2018-05-09 13F-HR Tredje AP-fonden 91,942 50,692 -44.87 5,431 1,016 -81.29
2018-02-26 N-Q Blackrock Bond Fund, Inc. (see advisory)
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 9,629 7,902 -17.94 568 406 -28.52
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 3,547 0 -100.00 206 0 -100.00
2018-04-23 13F-HR REGENTATLANTIC CAPITAL LLC 50,485 47,134 -6.64 2,979 2,422 -18.70
2018-04-23 13F-HR World Asset Management Inc 34,692 25,732 -25.83 2,047 1,322 -35.42
2018-02-28 N-Q Select Sector Spdr Trust (see advisory)
2018-02-13 13F-HR NIPPON LIFE INSURANCE CO 23,585 0 -100.00 1,368 0 -100.00
2018-04-18 13F-HR Cordasco Financial Network 25 216 764.00 1 11 1,000.00
2018-02-27 N-Q Blackrock Large Cap Series Funds, Inc. (see advisory)
2018-04-27 13F-HR CENTRAL BANK & TRUST CO 0 535 0 27
2018-05-15 13F-HR STELLIAM INVESTMENT MANAGEMENT, LP 2,290,200 0 -100.00 135,122 0 -100.00
2018-05-15 13F-HR VANGUARD GROUP INC 24,105,448 23,644,974 -1.91 1,422,222 1,215,115 -14.56
2018-02-14 13F-HR HSBC HOLDINGS PLC Call 25,000 0 -100.00 1,450 0 -100.00
2018-04-20 N-Q Thompson Im Funds Inc (see advisory)
2018-05-15 13F-HR STATE STREET CORP 14,518,027 13,648,882 -5.99 856,574 701,414 -18.11
2018-02-15 13F-HR Bb&t Investment Services, Inc. 2,911 3,063 5.22 155 163 5.16
2018-05-07 13F-HR Johnson Financial Group, Inc. 116 186 60.34 7 10 42.86
2018-05-09 13F-HR AT Bancorp 18,264 0 -100.00 1,078 0 -100.00
2018-05-11 13F-HR M&R CAPITAL MANAGEMENT INC 3,264 3,264 0.00 192 167 -13.02
2018-05-14 13F-HR APG Asset Management N.V. 1,783,376 1,810,776 1.54 87,624 75,664 -13.65
2018-04-09 13F-HR BLB&B Advisors, LLC 8,457 8,682 2.66 499 446 -10.62
2018-05-01 13F-HR Westpac Banking Corp 24,278 24,278 0.00 1,432,402 1,247,647 -12.90
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 0 407 0 21
2018-05-07 13F-HR Focused Wealth Management, Inc 5 5 0.00 0 0
2018-03-29 N-Q Aim Sector Funds (invesco Sector Funds) (see advisory)
2018-05-03 13F-HR CAPITAL MANAGEMENT ASSOCIATES /NY/ 12,272 16,575 35.06 724 852 17.68
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 52,347 48,741 -6.89 3,099 2,505 -19.17
2018-04-27 13F-HR Altman Advisors, Inc. 24,975 25,492 2.07 1,474 1,310 -11.13
2018-05-14 13F-HR DELPHI MANAGEMENT INC /MA/ 39,475 37,299 -5.51 2,329 1,917 -17.69
2018-05-15 13F-HR Gareth Morgan Investments Limited Partnership 114,919 0 -100.00 6,780 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Put 29,500 50,200 70.17 1,742 2,580 48.11
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 821 821 0.00 48 42 -12.50
2018-05-15 13F-HR Capital Bank & Trust Co 1,189 1,189 0.00 70 61 -12.86
2018-05-14 13F-HR Acorn Wealth Advisors, Llc 37 37 0.00 2 2 0.00
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 7,281 12,700 74.43 430 653 51.86
2018-05-14 13F-HR Heritage Trust Co 9,923 9,923 0.00 585 510 -12.82
2018-05-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 88,000 5,192
2018-05-12 13F-HR First Pacific Advisors, LLC 21,350 8,200 -61.59 1,260 421 -66.59
2018-01-29 N-Q Advisors Series Trust (see advisory)
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 81,898 62,824 -23.29 4,832 3,229 -33.17
2018-04-16 13F-HR Ledyard National Bank 1,589 1,229 -22.66 94 63 -32.98
2018-05-14 13F-HR Renaissance Technologies LLC 742,600 371,300 -50.00 43,813 19,081 -56.45
2018-03-26 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-05-15 13F-HR Williams Jones & Associates LLC 30,153 25,265 -16.21 1,779 1,298 -27.04
2018-02-28 N-Q Vanguard Wellesley Income Fund (see advisory)
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-05-14 13F-HR Pacer Advisors, Inc. 11,718 13,978 19.29 691 718 3.91
2018-05-10 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 113,135 110,616 -2.23 6,674,965 5,684,556 -14.84
2018-03-27 N-Q American Century International Bond Funds (see advisory)
2018-05-11 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 1,280 66
2018-02-27 N-Q Etf Series Solutions (see advisory)
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2018-05-15 13F-HR SHAPIRO CAPITAL MANAGEMENT LLC 1,830,747 2,132,694 16.49 108,014,073 109,599,144 1.47
2018-05-09 13F-HR Sunbelt Securities, Inc. 4,557 4,685 2.81 269 241 -10.41
2018-05-03 13F-HR ADVISOR PARTNERS LLC 7,776 5,689 -26.84 449 292 -34.97
2018-02-27 N-Q Northern Funds (see advisory)
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 1,525 1,466 -3.87 90 75 -16.67
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-05-10 13F-HR Vantage Investment Advisors, LLC 218 219 0.46 13 11 -15.38
2018-05-15 13F-HR SOROS FUND MANAGEMENT LLC 450,000 0 -100.00 26,550 0 -100.00
2018-05-15 13F-HR CSS LLC/IL 2,800 2,800 0.00 165 144 -12.73
2018-04-26 13F-HR SIMPLEX TRADING, LLC 45,467 66,439 46.13 2,682 3,414 27.29
2018-05-14 13F-HR ARIEL INVESTMENTS, LLC 880,199 867,556 -1.44 51,932 44,584 -14.15
2018-03-26 N-Q Goldman Sachs Trust (see advisory)
2018-05-14 13F-HR SRS Capital Advisors, Inc. 32 80 150.00 1 4 300.00
2018-05-18 13F-HR DALTON GREINER HARTMAN MAHER & CO 322,266 198,558 -38.39 19,014 10,204 -46.33
2018-04-27 N-Q Trust For Professional Managers (see advisory)
2018-05-08 13F-HR Neuberger Berman Group LLC 528,770 270,829 -48.78 31,197 13,917 -55.39
2018-05-14 13F-HR Strategic Global Advisors, LLC 22,509 16,853 -25.13 1,328 866 -34.79
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 81,842 65,779 -19.63 4,829 3,380 -30.01
2018-05-14 13F-HR DRW Securities, LLC 5,088 0 -100.00 300 0 -100.00
2018-05-14 13F-HR Evercore Wealth Management, LLC 450 0 -100.00 27 0 -100.00
2018-04-18 13F-HR E&G Advisors, LP 7,628 7,628 0.00 450 392 -12.89
2018-05-14 13F-HR Zuckerman Investment Group, LLC 311,249 460,643 48.00 18,364 23,672 28.90
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 680,486 266,593 -60.82 40,149 13,700 -65.88
2018-05-04 13F-HR M&T BANK CORP 61,045 52,413 -14.14 3,601 2,696 -25.13
2018-05-10 13F-HR IFM Investors Pty Ltd 10,249 11,147 8.76 605 573 -5.29
2018-05-14 13F-HR NICHOLAS CO INC /WI 1,003,980 978,690 -2.52 59,234 50,294 -15.09
2018-05-14 13F-HR Investec Asset Management North America, Inc. 32,493 113,415 249.04 1,917 5,828 204.02
2018-04-18 13F-HR OLD NATIONAL BANCORP /IN/ 16,261 15,750 -3.14 959 809 -15.64
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 1,100 1,100 0.00 65 57 -12.31
2018-05-08 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 2,802 2,802 0.00 165 144 -12.73
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 1,182 834 -29.44 70 43 -38.57
2018-03-28 N-Q Voya Mutual Funds (see advisory)
2018-05-15 13F-HR Gotham Asset Management, LLC 14,381 565,909 3,835.12 848 29,082 3,329.48
2018-05-09 13F-HR Meadow Creek Investment Management LLC 32,742 1,931
2018-05-18 13F-HR CIBC World Markets Inc. 32,082 51,351 60.06 1,893 2,639 39.41
2018-04-26 13F-HR JFS WEALTH ADVISORS, LLC 996 996 0.00 59 51 -13.56
2018-05-04 13F-HR Whitnell & Co. 217 217 0.00 13 11 -15.38
2018-05-01 13F-HR DOWLING & YAHNKE LLC 7,128 8,202 15.07 421 422 0.24
2018-03-26 N-Q 1290 Funds (see advisory)
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2017-12-29 N-Q Domini Investment Trust (see advisory)
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 65,000 0 -100.00 3,770 0 -100.00
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 98,131 89,540 -8.75 5,790 4,601 -20.54
2018-02-12 13F-HR SEVEN EIGHT CAPITAL, LLC 132,600 0 -100.00 7,691 0 -100.00
2018-05-14 13F-HR Mosaic Family Wealth, LLC 72 72 0.00 4 4 0.00
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 89 0 -100.00 5 0 -100.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 26,229 27,049 3.13 1,673 1,569 -6.22
2018-05-15 13F-HR SECOR Capital Advisors, LP 62,437 0 -100.00 3,684 0 -100.00
2018-05-08 13F-HR Douglass Winthrop Advisors, LLC 6,400 12,500 95.31 378 642 69.84
2018-05-14 13F-HR Baker Avenue Asset Management, LP 9,136 10,367 13.47 539 533 -1.11
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 98,981 89,179 -9.90 5,840 4,583 -21.52
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 141,815 136,281 -3.90 8,367 7,003 -16.30
2018-04-10 13F-HR Gierl Augustine Investment Management Inc 158 158 0.00 9 8 -11.11
2018-05-11 13F-HR Russell Investments Group, Ltd. 469,318 458,517 -2.30 27,810 23,569 -15.25
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 269,471 269,471 0.00 15,899 13,848 -12.90
2018-05-11 13F-HR AllSquare Wealth Management LLC 125 125 0.00 7 6 -14.29
2018-05-01 13F-HR MARCO INVESTMENT MANAGEMENT LLC 9,200 8,950 -2.72 543 460 -15.29
2018-05-15 13F-HR Holocene Advisors, Lp 6,666 343
2018-02-14 13F-HR Ursa Fund Management, LLC Call 63,500 0 -100.00 3,683 0 -100.00
2018-02-14 13F-HR Jefferies Group LLC Call 75,000 0 -100.00 4,350 0 -100.00
2018-05-21 13F-HR Summit Trail Advisors, Llc 806 61,267 7,501.36 48 61 27.08
2018-05-22 N-Q Blackrock Funds Ii (see advisory)
2018-05-09 13F-HR MCRAE CAPITAL MANAGEMENT INC 111,366 122,161 9.69 6,571 6,278 -4.46
2018-05-02 13F-HR RHUMBLINE ADVISERS 600,966 583,629 -2.88 35,457 29,993 -15.41
2018-05-09 13F-HR Oakworth Capital, Inc. 50 0 -100.00 3 0 -100.00
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 13,062 12,862 -1.53 771 661 -14.27
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2018-05-15 13F-HR Wellington Management Group LLP 9,169,838 12,760,994 39.16 541,021 655,788 21.21
2018-04-17 13F-HR Atlas Capital Advisors Llc 2,867 147,335
2018-01-24 13F-HR HERMES INVESTMENT MANAGEMENT LTD 5,284 0 -100.00 306 0 -100.00
2018-02-28 N-Q Marsico Investment Fund (see advisory)
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 39,218 20,696 -47.23 2,314 1,063 -54.06
2018-02-13 13F-HR CREDIT AGRICOLE S A 170,979 0 -100.00 9,918 0 -100.00
2018-05-11 13F-HR Patten Group, Inc. 75 75 0.00 4 4 0.00
2018-05-02 13F-HR FDx Advisors, Inc. 31,595 28,611 -9.44 1,864 1,470 -21.14
2018-04-25 13F-HR TEXAS CAPITAL BANCSHARES INC/TX 3,474 0 -100.00 205 0 -100.00
2018-05-14 13F-HR Corient Capital Partners, LLC 0 49,333 0 2,535
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 32,432 30,884 -4.77 1,913 1,587 -17.04
2018-02-08 13F-HR Global Financial Private Capital, LLC 28,336 0 -100.00 1,643 0 -100.00
2018-05-09 13F-HR Venturi Wealth Management, LLC 7,765 8,845 13.91 458 455 -0.66
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 13,005 13,005 0.00 767 668 -12.91
2018-05-14 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC Call 0 20,000 0 1,028
2018-05-07 13F-HR Engineers Gate Manager LP 6,761 0 -100.00 399 0 -100.00
2018-05-10 13F-HR TORONTO DOMINION BANK 155,517 186,647 20.02 9,176 9,589 4.50
2018-02-26 N-Q Allianzgi Institutional Multi-series Trust (see advisory)
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 564,639 533,758 -5.47 33,314 27,430 -17.66
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Put 0 80,000 0 4,111
2018-02-14 13F-HR Campbell & CO Investment Adviser LLC 7,743 0 -100.00 449 0 -100.00
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 315,068 202,539 -35.72 21,062 10,577 -49.78
2018-05-07 13F-HR HOURGLASS CAPITAL, LLC 155,896 157,517 1.04 9,198 8,095 -11.99
2018-05-04 13F-HR Sandy Spring Bank 2,516 2,245 -10.77 148 115 -22.30
2018-05-11 13F-HR Quadrature Capital LTD 51,092 24,464 -52.12 3,015 1,257 -58.31
2018-05-15 13F-HR Squarepoint Ops LLC 0 96,016 0 4,934
2018-04-27 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-04-06 13F-HR Eqis Capital Management, Inc. 21,619 0 -100.00 1,276 0 -100.00
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 951,115 947,393 -0.39 56,115 48,688 -13.24
2018-05-10 13F-HR First Personal Financial Services 3,423 6,019 75.84 202 309 52.97
2018-03-27 N-Q Schwab Capital Trust (see advisory)
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 1,457 3,369 131.23 86 173 101.16
2018-01-25 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 197 0 -100.00 11 0 -100.00
2018-02-27 N-Q John Hancock Funds Iii (see advisory)
2018-05-10 13F-HR Norinchukin Bank, The 39,623 31,625 -20.19 2,338 1,625 -30.50
2018-04-24 13F-HR SOL Capital Management CO 4,165 3,991 -4.18 246 205 -16.67
2018-01-26 N-Q Fidelity Merrimack Street Trust (see advisory)
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 389 0 -100.00 23 0 -100.00
2018-05-15 13F-HR Omega Advisors Inc. 318,000 0 -100.00 18,762 0 -100.00
2018-04-19 13F-HR SeaBridge Investment Advisors LLC 311 211 -32.15 18 11 -38.89
2018-05-09 13F-HR BALTIMORE CAPITAL MANAGEMENT, INC 19,300 20,850 8.03 1,139 1,071 -5.97
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 3,837,584 3,867,598 0.78 225,946 198,306 -12.23
2018-05-14 13F-HR Archford Capital Strategies, LLC 0 320 0 19
2018-04-24 13F-HR Telos Capital Management, Inc. 3,711 5,371 44.73 219 276 26.03
2018-05-08 13F-HR Pacific Center for Financial Services 161 161 0.00 9 8 -11.11
2018-05-15 13F-HR CAPITAL INTERNATIONAL SARL 20,700 0 -100.00 1,221 0 -100.00
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 560,214 543,786 -2.93 33,053 27,945 -15.45
2018-04-12 13F-HR Valeo Financial Advisors, Llc 24,229 26,833 10.75 1,429 1,379 -3.50
2018-05-14 13F-HR Laurion Capital Management LP 0 21,651 0 1,113
2018-05-04 13F-HR Boston Partners 4,930,979 4,256,386 -13.68 290,927 218,736 -24.81
2018-03-29 N-Q Ab Bond Fund, Inc. (see advisory)
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 186,285 5,393 -97.10 10,991 277 -97.48
2018-02-14 13F-HR CLINTON GROUP INC 13,499 0 -100.00 783 0 -100.00
2018-05-15 13F-HR MATRIX ASSET ADVISORS INC/NY 48,397 113,121 133.74 2,855 5,813 103.61
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-02 13F-HR FTB Advisors, Inc. 5,160 5,166 0.12 293 258 -11.95
2018-04-25 13F-HR Eagle Ridge Investment Management 132,970 0 -100.00 7,845 0 -100.00
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Put 19,200 0 -100.00 1,132,800 0 -100.00
2018-05-14 13F-HR Quinn Opportunity Partners LLC 0 40,000 0 2,056
2018-05-08 13F-HR Motco 132 119 -9.85 8 6 -25.00
2018-05-14 13F-HR Resources Investment Advisors, Inc. 39 39 0.00 2 2 0.00
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-04-13 13F-HR North Star Investment Management Corp. 2,963 2,503 -15.52 175 129 -26.29
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 675,343 674,745 -0.09 39,845 34,675 -12.98
2018-05-01 13F-HR Clear Harbor Asset Management, LLC 145,430 110,002 -24.36 8,580 5,653 -34.11
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 495 100 -79.80 29,205 5,139 -82.40
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC Call 315,000 0 -100.00 18,585 0 -100.00
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC 15,676 13,376 -14.67 925 687 -25.73
2018-05-03 13F-HR Community Bank, N.A. 339 339 0.00 20 17 -15.00
2018-04-17 13F-HR FIRST FINANCIAL CORP /IN/ 217 217 0.00 13 11 -15.38
2018-05-14 13F-HR PRIMECAP MANAGEMENT CO/CA/ 1,724,057 1,779,057 3.19 101,719 91,426 -10.12
2018-05-10 13F-HR IBM Retirement Fund 8,472 7,346 -13.29 548 378 -31.02
2018-04-19 13F-HR Sequent Asset Management, LLC 9,600 9,300 -3.12 566 645 13.96
2018-02-01 13F-HR Parametrica Management Ltd 9,167 0 -100.00 532 0 -100.00
2018-05-15 13F-HR Spectrum Financial Alliance Ltd Llc 35 1
2018-05-15 13F-HR Impala Asset Management LLC 114,655 0 -100.00 6,765 0 -100.00
2018-04-27 N-Q Northern Lights Fund Trust Ii (see advisory)
2018-05-11 13F-HR Cutler Group LP 12,957 11,318 -12.65 764 581 -23.95
2018-05-14 13F-HR NOMURA HOLDINGS INC 272,087 14,689
2018-02-14 13F-HR Sciencast Management LP 25,290 0 -100.00 1,401 0 -100.00
2018-05-14 13F-HR Virtu Financial LLC 7,788 0 -100.00 459 0 -100.00
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-05-10 13F-HR JP Morgan Chase & Co 9,309,387 6,523,429 -29.93 549,254 335,240 -38.96
2018-05-09 13F-HR KCM INVESTMENT ADVISORS LLC 6,740 346
2018-05-15 13F-HR Natixis 3,499 165,543 4,631.15 206 8,507 4,029.61
2018-03-23 N-Q Thrivent Core Funds (see advisory)
2018-04-27 N-Q Alps Etf Trust (see advisory)
2018-04-19 13F-HR VALLEY NATIONAL ADVISERS INC 11 0 -100.00 1 0 -100.00
2018-05-15 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 158 158 0.00 9 8 -11.11
2018-02-13 13F-HR Dorsey & Whitney Trust CO LLC 3,607 0 -100.00 209 0 -100.00
2018-04-17 13F-HR RELIANCE TRUST CO OF DELAWARE 8,010 7,950 -0.75 472 408 -13.56
2018-02-27 N-Q Reynolds Funds Inc (see advisory)
2018-04-27 13F-HR Retirement Systems of Alabama 269,169 267,884 -0.48 15,881 13,767 -13.31
2018-05-22 N-Q Blackrock Series Fund, Inc. (see advisory)
2018-05-15 13F-HR QS Investors, LLC 72,062 72,062 0.00 4,252 3,703 -12.91
2018-05-16 13F-HR ASSETMARK, INC 3,935 2,750 -30.11 232 141 -39.22
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 5,515 2,253 -59.15 325 116 -64.31
2018-02-27 N-Q Touchstone Strategic Trust (see advisory)
2017-12-28 N-Q George Putnam Balanced Fund (see advisory)
2018-01-29 N-Q Oppenheimer Limited-term Bond Fund (see advisory)
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 22,824 0 -100.00 1,324 0 -100.00
2018-05-14 13F-HR Investec Asset Management LTD 3,578,736 2,860,548 -20.07 211,145 147,004 -30.38
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 7,849 7,178 -8.55 463 369 -20.30
2018-05-11 13F-HR HSBC HOLDINGS PLC 492,266 427,955 -13.06 29,043 21,992 -24.28
2018-05-10 13F-HR BRINKER CAPITAL INC 18,431 27,708 50.33 1,088 1,425 30.97
2018-02-07 13F-HR Blueport Capital, L.P. 2,612 0 -100.00 151 0 -100.00
2018-05-02 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 11,209 4,836 -56.86 661 249 -62.33
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 187,751 190,408 1.42 11,077 9,785 -11.66
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 115,000 28,700 -75.04 6,785 1,474 -78.28
2018-04-30 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-04-18 13F-HR Integral Derivatives, LLC Put 25,800 0 -100.00 1,522 0 -100.00
2018-05-15 13F-HR Bank of New York Mellon Corp 4,697,713 3,384,071 -27.96 277,163 173,907 -37.25
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 288,660 30,635 -89.39 17,031 1,574 -90.76
2018-02-23 13F-HR/A Sg3 Management, Llc Put 44,500 0 -100.00 2,581 0 -100.00
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 59,200 41,100 -30.57 3,493 2,112 -39.54
2018-03-01 N-Q Forum Funds (see advisory)
2018-03-23 N-Q Pacer Funds Trust (see advisory)
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 85,947 46,697 -45.67 5,071 2,400 -52.67
2018-04-18 13F-HR Creative Planning 16,225 17,335 6.84 957 891 -6.90
2018-01-26 N-Q Voya Global Advantage & Premium Opportunity Fund (see advisory)
2018-04-06 13F-HR ABNER HERRMAN & BROCK LLC 7,522 7,522 0.00 444 387 -12.84
2018-04-25 N-Q 360 Funds (see advisory)
2018-04-20 13F-HR Focused Investors LLC 2,565,400 2,489,100 -2.97 151,359 127,915 -15.49
2018-05-14 13F-HR Vident Investment Advisory, LLC 10,291 11,842 15.07 607 602 -0.82
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 74,733 65,521 -12.33 4,409 3,367 -23.63
2018-03-01 N-Q Rivernorth Funds (see advisory)
2018-04-27 N-Q Mss Series Trust (see advisory)
2018-04-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 170 215 26.47 10 11 10.00
2018-05-14 13F-HR BOKF, NA 9,629 8,005 -16.87 568 411 -27.64
2018-05-14 13F-HR BROWN ADVISORY INC 16,279 13,224 -18.77 961 679 -29.34
2018-03-30 N-Q Fidelity Advisor Series Viii (see advisory)
2018-04-24 13F-HR Channing Capital Management, LLC 251,346 0 -100.00 14,829 0 -100.00
2018-03-28 N-Q Alger Institutional Funds (see advisory)
2018-05-11 13F-HR CITIGROUP INC Call 162,700 95,500 -41.30 9,599 4,908 -48.87
2018-05-15 13F-HR Anchorage Capital Group, L.L.C. Call 400,000 0 -100.00 23,600 0 -100.00
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 184,219 193,771 5.19 10,869 9,958 -8.38
2018-02-07 13F-HR NWAM LLC 5,227 0 -100.00 303 0 -100.00
2018-05-11 13F-HR CITIGROUP INC Put 296,800 70,200 -76.35 17,511 3,608 -79.40
2018-05-15 13F-HR Man Group plc 20,000 1,028
2018-04-02 N-Q American Beacon Institutional Funds Trust (see advisory)
2018-02-09 13F-HR Stanley-Laman Group, Ltd. 10,624 0 -100.00 616 0 -100.00
2018-05-15 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 20,296 13,196 -34.98 1,198 678 -43.41
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 543,231 514,652 -5.26 32,051 26,448 -17.48
2018-04-16 13F-HR MOODY NATIONAL BANK TRUST DIVISION 11,201 10,976 -2.01 660 564 -14.55
2018-05-11 N-Q Ultra Series Fund (see advisory)
2018-04-24 13F-HR Baystate Wealth Management LLC 50 202 304.00 3 10 233.33
2018-02-01 13F-HR Nationwide Fund Advisors 102,995 0 -100.00 5,974 0 -100.00
2018-05-15 13F-HR CPCM, LLC 4,131 4,159 0.68 244 214 -12.30
2018-05-07 13F-HR Price Wealth Management, Inc. 286 143 -50.00 16 7 -56.25
2018-04-24 13F-HR 1ST SOURCE BANK 4,154 4,154 0.00 245 213 -13.06
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 4,255 4,223 -0.75 251 217 -13.55
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 0 7,545 0 388
2018-05-15 13F-HR ETF MANAGERS GROUP, LLC 32,519 1,649
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,914,088 1,311,951 -31.46 112,931,192 67,421,162 -40.30
2018-05-07 13F-HR EATON VANCE MANAGEMENT 736,614 736,614 0.00 43,460 37,855 -12.90
2018-04-30 N-Q Tanaka Funds Inc (see advisory)
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 510,553 530,826 3.97 30,123 27,279 -9.44
2018-05-08 13F-HR LETKO, BROSSEAU & ASSOCIATES INC 371,580 1,003,245 169.99 21,923 51,557 135.17
2018-03-29 N-Q Lord Asset Management Trust (see advisory)
2018-05-15 13F-HR HBK Sorce Advisory LLC 9,770 10,462 7.08 576 538 -6.60
2018-03-29 N-Q Columbia Funds Series Trust I (see advisory)
2018-03-29 N-Q Flexshares Trust (see advisory)
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2018-04-27 N-Q Horizon Funds (see advisory)
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 0 50,000 0 2,569
2018-05-15 13F-HR CLEARARC CAPITAL INC 9,224 8,791 -4.69 544 452 -16.91
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 0 11,269 0 579
2018-05-15 13F-HR Brandywine Global Investment Management, LLC 209,955 202,114 -3.73 12,388 10,387 -16.15
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 62,119 49,920 -19.64 3,665 2,565 -30.01
2018-05-11 13F-HR MACQUARIE GROUP LTD 140,477 139,885 -0.42 8,238 7,189 -12.73
2018-02-14 13F-HR Ursa Fund Management, LLC 15,100 0 -100.00 876 0 -100.00
2018-04-06 13F-HR BREMER TRUST NATIONAL ASSOCIATION 29,469 27,363 -7.15 1,738 1,406 -19.10
2018-02-14 13F-HR AHL Partners LLP 15,512 0 -100.00 900 0 -100.00
2018-05-15 13F-HR Adage Capital Partners GP LLC 97,936 482,121 392.28 5,778 24,776 328.80
2018-05-14 13F-HR ACT II MANAGEMENT, LP 63,777 63,777 0.00 3,763 3,278 -12.89
2018-04-02 N-Q Pioneer Equity Income Fund (see advisory)
2018-05-17 13F-HR McKinley Carter Wealth Services, Inc. 108 6
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 17,221 9,671 -43.84 1,016 497 -51.08
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 315,967 292,682 -7.37 18,642 15,041 -19.32
2018-05-07 13F-HR ETRADE Capital Management LLC 11,171 0 -100.00 659 0 -100.00
2018-05-14 13F-HR Lake Street Advisors Group, Llc 4,010 0 -100.00 237 0 -100.00
2018-04-17 13F-HR INGALLS & SNYDER LLC 10,233 9,633 -5.86 604 495 -18.05
2018-04-20 13F-HR TEALWOOD ASSET MANAGEMENT INC 31,292 62,776 100.61 1,846 3,226 74.76
2018-05-11 13F-HR Private Ocean, LLC 44 0 -100.00 3 0 -100.00
2018-04-25 13F-HR PEOPLES FINANCIAL SERVICES CORP. 78 78 0.00 5 4 -20.00
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-05-09 13F-HR BlackRock Inc. Call 563,000 489,500 -13.06 33,218 25,154 -24.28
2018-05-18 13F-HR WESBANCO BANK INC 8,354 7,554 -9.58 493 388 -21.30
2018-02-07 13F-HR Benchmark Capital Advisors 5,100 0 -100.00 296 0 -100.00
2018-05-22 N-Q Blackrock Variable Series Funds, Inc. (see advisory)
2018-05-23 13F-HR Bdo Wealth Advisors, Llc 3,846 1,271 -66.95 227 65 -71.37
2018-05-15 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 4,067,895 4,519,595 11.10 240,006 232,262 -3.23
2018-05-04 13F-HR Asset Planning Services, Ltd. 125 125 0.00 7 6 -14.29
2018-04-13 13F-HR Legacy Private Trust Co. 3,980 0 -100.00 235 0 -100.00
2018-02-28 N-Q Deutsche Investment Trust (see advisory)
2018-05-15 13F-HR SCOTIA CAPITAL INC. 3,986 6,461 62.09 235 332 41.28
2018-04-02 N-Q Pioneer Series Trust Vi (see advisory)
2018-04-03 13F-HR Washington Trust Bank 5,044 5,472 8.49 298 281 -5.70
2018-05-11 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 92,016 0 -100.00 5,429 0 -100.00
2018-04-25 13F-HR Supplemental Annuity Collective Trust of NJ 13,444 24,000 78.52 793 1,233 55.49
2018-04-20 13F-HR FIRST MANHATTAN CO 1,163,399 1,434,211 23.28 68,640 73,704 7.38
2018-05-15 13F-HR A.R.T. Advisors, LLC 47,600 168,000 252.94 2,808 8,633 207.44
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 21,949 14,721 -32.93 1,295 757 -41.54
2018-03-01 N-Q Value Line Asset Allocation Fund Inc (see advisory)
2018-05-10 13F-HR Elkfork Partners LLC 26,964 15,064 -44.13 1,590 774 -51.32
2018-05-15 13F-HR BARCLAYS PLC 757,240 1,015,266 34.07 44,677 52,174 16.78
2018-05-15 13F-HR Capital Research Global Investors 9,251,381 475,428
2018-05-15 13F-HR Krasney Financial LLC 125 6
2018-04-10 13F-HR Lourd Capital, LLC 4,220 0 -100.00 249 0 -100.00
2018-05-15 13F-HR SANDLER CAPITAL MANAGEMENT Put 0 283,000 0 14,543
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 72,421 70,580 -2.54 4,273 3,627 -15.12
2018-01-29 13F-HR MURPHY CAPITAL MANAGEMENT INC 10,435 0 -100.00 605 0 -100.00
2018-05-15 13F-HR Point72 Asset Management, L.P. Call 0 250,000 0 12,848
2018-04-20 13F-HR MU Investments Co., Ltd. 94,900 94,900 0.00 5,624 4,877 -13.28
2018-05-14 13F-HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC 629,606 32,355
2018-05-09 13F-HR GAMCO INVESTORS, INC. ET AL 341,995 339,451 -0.74 20,178 17,444 -13.55
2017-12-29 N-Q Investment Managers Series Trust (see advisory)
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 190,544 194,044 1.84 11,242 9,972 -11.30
2018-04-20 13F-HR DORCHESTER WEALTH MANAGEMENT Co 70,395 106,495 51.28 4,153 5,473 31.78
2018-05-15 13F-HR MARSICO CAPITAL MANAGEMENT LLC 36,947 0 -100.00 2,180 0 -100.00
2018-03-15 N-Q Tcw Funds Inc (see advisory)
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 282,821 0 -100.00 16,686 0 -100.00
2018-05-14 13F-HR HOWE & RUSLING INC 234 428 82.91 14 22 57.14
2018-05-14 13F-HR FMR LLC / Fidelity 3,795,458 1,389,859 -63.38 223,932 71,425 -68.10
2018-05-10 13F-HR THOMAS WHITE INTERNATIONAL LTD 9,366 9,366 0.00 553 481 -13.02
2018-05-09 13F-HR Nippon Life Global Investors Americas, Inc. 70,010 68,660 -1.93 4,131 3,529 -14.57
2018-05-03 13F-HR BANK OF HAWAII 4,203 0 -100.00 248 0 -100.00
2018-03-14 13F-HR/A CREDIT SUISSE AG/ Call 100,000 0 -100.00 5,800 0 -100.00
2018-04-17 13F-HR Watermark Asset Management, Inc. 43 0 -100.00 3 0 -100.00
2018-05-07 13F-HR BANK OF THE WEST 46,273 2,378
2018-05-10 13F-HR Ford Financial Group, Inc. 108 0 -100.00 6 0 -100.00
2018-04-30 13F-HR CIBC Asset Management Inc 35,604 33,838 -4.96 2,101 1,739 -17.23
2018-05-18 13F-HR TRUST CO OF VERMONT 136 136 0.00 8 7 -12.50
2018-03-30 N-Q Fidelity Salem Street Trust (see advisory)
2018-03-28 N-Q Alger Funds Ii (see advisory)
2018-05-22 13F-HR AMALGAMATED BANK 43,900 48,819 11.21 2,590 2,509 -3.13
2018-04-25 N-Q Vanguard Wellington Fund (see advisory)
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 31,357 34,557 10.21 1,850 1,776 -4.00
2018-05-15 13F-HR Ferris Capital, Llc 0 208 0 11
2018-04-24 13F-HR HOLLENCREST SECURITIES LLC 8,730 10,930 25.20 515 562 9.13
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 131,340 95,132 -27.57 7,749,060 4,888,833 -36.91
2018-05-15 13F-HR AMP Capital Investors Ltd 249,886 233,225 -6.67 14,743 12,099 -17.93
2018-05-15 13F-HR Westchester Capital Management, LLC Put 269,700 200,900 -25.51 15,913 10,324 -35.12
2018-05-14 13F-HR Nissay Asset Management Corp /japan/ /adv 61,566 57,657 -6.35 3,631 2,963 -18.40
2018-04-19 13F-HR Janney Montgomery Scott LLC 45,746 36,599 -20.00 2,699 1,881 -30.31
2018-05-03 13F-HR QCI ASSET MANAGEMENT INC/NY 0 1,010 0 52
2018-05-02 13F-HR Global X Management CO LLC 2,048 2,177 6.30 121 112 -7.44
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-05-01 13F-HR WHITTIER TRUST CO 4,595 4,113 -10.49 271 211 -22.14
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 449,863 453,494 0.81 26,509 23,318 -12.04
2018-05-15 13F-HR GV Financial Advisors 8,346 5,360 -35.78 492 275 -44.11
2018-05-11 13F-HR STIFEL FINANCIAL CORP 887,875 690,802 -22.20 52,421 35,467 -32.34
2018-04-16 13F-HR SII INVESTMENTS INC/WI 8,019 0 -100.00 469 0 -100.00
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 151,020 245,534 62.58 8,910 12,619 41.63
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 638,924 600,924 -5.95 37,697 30,881 -18.08
2018-05-11 13F-HR BOSTON PRIVATE WEALTH LLC 3,515 4,165 18.49 207 214 3.38
2018-05-14 13F-HR GREEN SQUARE CAPITAL LLC 7,790 0 -100.00 461 0 -100.00
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-04-02 N-Q John Hancock Investment Trust (see advisory)
2018-02-28 N-Q Vanguard Fenway Funds (see advisory)
2018-05-15 13F-HR Paloma Partners Management Co 5,342 20,022 274.80 315 1,028 226.35
2018-02-28 N-Q NEW PERSPECTIVE FUND (see advisory)
2018-05-15 13F-HR Raine Capital LLC 100,000 0 -100.00 5,900 0 -100.00
2018-02-20 13F-HR GRIFFIN ASSET MANAGEMENT, INC. 5,325 0 -100.00 309 0 -100.00
2018-04-30 13F-HR Truewealth Llc 65 65 0.00 4 3 -25.00
2018-04-19 13F-HR Cribstone Capital Management, LLC 31 31 0.00 2 2 0.00
2018-05-15 13F-HR Dorsal Capital Management, LLC 1,400,000 0 -100.00 82,600 0 -100.00
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 19,800 1,018
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-02-14 13F-HR APPALOOSA LP 898,317 0 -100.00 52,102 0 -100.00
2018-03-29 N-Q VANGUARD WINDSOR FUNDS (see advisory)
2018-01-31 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 100,000 0 -100.00 5,800 0 -100.00
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 658 208 -68.39 38,822 10,692 -72.46
2018-05-15 13F-HR UBS Group AG Put 331,500 413,600 24.77 19,559 21,255 8.67
2018-04-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-03-29 N-Q Ab Corporate Shares (see advisory)
2018-04-27 N-Q John Hancock Bond Trust (see advisory)
2018-05-14 13F-HR DIAM Co., Ltd. 603,951 594,245 -1.61 35,647 30,538 -14.33
2018-02-14 13F-HR Clark Capital Management Group, Inc. 3,345 0 -100.00 208 0 -100.00
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 9,590 19,661 105.02 566 1,010 78.45
2018-05-17 N-Q Advisorshares Trust (see advisory)
2018-03-28 N-Q Victory Portfolios (see advisory)
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 1,743,173 1,739,817 -0.19 102,847 89,409 -13.07
2018-05-14 13F-HR Bragg Financial Advisors, Inc 18,918 18,657 -1.38 1,116 959 -14.07
2018-05-03 13F-HR HUDSON CANYON INVESTMENT COUNSELORS LLC 0 715 0 37
2018-05-15 13F-HR AidennLair Capital Management LP 130,647 124,508 -4.70 7,708 6,398 -17.00
2018-05-15 N-Q Bridge Builder Trust (see advisory)
2018-02-14 13F-HR UBS OCONNOR LLC 63,200 0 -100.00 3,666,000 0 -100.00
2018-05-07 13F-HR Marathon Capital Management 34,449 36,236 5.19 2,032 1,862 -8.37
2018-02-26 N-Q Master Bond Llc (see advisory)
2018-01-25 13F-HR COURIER CAPITAL CORP 4,356 0 -100.00 253 0 -100.00
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 180,299 0 -100.00 10,638 0 -100.00
2018-05-09 13F-HR MV Capital Management, Inc. 80 80 0.00 5 4 -20.00
2018-03-29 N-Q Washington Mutual Investors Fund (see advisory)
2018-05-14 13F-HR Proficio Capital Partners LLC 0 156 0 8
2018-05-11 13F-HR Mutual of America Capital Management LLC 43,852 44,195 0.78 2,587 2,271 -12.21
2018-05-15 13F-HR COLONY GROUP LLC 33,720 0 -100.00 1,989 0 -100.00
2018-05-14 13F-HR AlphaOne Investment Services, LLC 2,750 2,510 -8.73 162 129 -20.37
2018-04-24 13F-HR Tarbox Group, Inc. 0 25 0 1
2018-05-08 13F-HR Parallel Advisors, LLC 1,567 1,388 -11.42 92 71 -22.83
2018-05-15 13F-HR Asset Management Group, Inc. 6,177 6,195 0.29 364 318 -12.64
2018-04-23 13F-HR MEYER HANDELMAN CO 140,528 140,528 0.00 8,291 7,222 -12.89
2018-04-10 13F-HR/A Massey, Quick & Co., LLC 200 0 -100.00 12 0 -100.00
2018-05-14 13F-HR ASCEND CAPITAL, LLC 0 194,847 0 10,012
2018-03-29 N-Q Oppenheimer Quest For Value Funds (see advisory)
2018-05-11 13F-HR CITIGROUP INC 726,647 716,213 -1.44 42,872 36,806 -14.15
2018-05-15 13F-HR Walleye Trading LLC Call 4,400 11,800 168.18 261 606 132.18
2018-05-14 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 152 8
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 329 519 57.75 18 26 44.44
2018-02-08 13F-HR Trexquant Investment LP 9,900 0 -100.00 574 0 -100.00
2018-05-15 N-Q Russell Investment Funds (see advisory)
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 109,025 71,025 -34.85 6,432 3,650 -43.25
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 516,228 497,281 -3.67 30,457 25,555 -16.09
2018-02-23 N-Q Icon Funds (see advisory)
2018-05-15 13F-HR LPL Financial LLC 30,578 43,028 40.72 1,804 2,211 22.56
2018-05-15 13F-HR Jefferies Group LLC 133,275 10,760 -91.93 7,863 553 -92.97
2018-05-15 13F-HR TPG-AXON Management LP 41,200 0 -100.00 2,431 0 -100.00
2018-05-15 13F-HR Bridgewater Associates, LP 162,176 185,895 14.63 9,568 9,553 -0.16
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,411,688 1,426,041 1.02 83,290 73,285 -12.01
2018-05-15 13F-HR ELLINGTON MANAGEMENT GROUP LLC 6,300 7,500 19.05 372 385 3.49
2018-05-22 N-Q Transamerica Etf Trust (see advisory)
2018-01-26 N-Q Jpmorgan Institutional Trust (see advisory)
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 60,000 20,000 -66.67 3,540 1,028 -70.96
2018-05-15 13F-HR CAPITAL GUARDIAN TRUST CO 16,100 0 -100.00 950 0 -100.00
2018-05-18 13F-HR Xact Kapitalforvaltning AB 65,958 69,167 4.87 3,892 3,554 -8.68
2018-04-13 13F-HR National Pension Service 401,236 381,992 -4.80 23,673 19,631 -17.07
2018-05-02 13F-HR Fulton Bank, N.A. 4,342 0 -100.00 257 0 -100.00
2018-05-16 13F-HR Braun-bostich & Associates Inc. 193 193 0.00 11 10 -9.09
2018-02-23 13F-HR/A Sg3 Management, Llc 44,500 0 -100.00 2,581 0 -100.00
2018-02-23 13F-HR/A Sg3 Management, Llc Call 44,500 0 -100.00 3,087 0 -100.00
2018-05-15 13F-HR Westchester Capital Management, LLC 37,225 37,225 0.00 2,196 1,913 -12.89
2018-05-07 13F-HR MUFG Americas Holdings Corp 1,736 1,736 0.00 102 89 -12.75
2018-05-15 13F-HR UBS Group AG 806,493 605,285 -24.95 47,583 31,105 -34.63
2018-03-27 N-Q Nationwide Mutual Funds (see advisory)
2018-04-10 13F-HR Gradient Investments LLC 408 317 -22.30 24 16 -33.33
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 28,372 25,972 -8.46 1,674 1,335 -20.25
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 7,916 7,916 0.00 467 407 -12.85
2018-05-15 13F-HR BARCLAYS PLC Call 162,100 70,800 -56.32 9,564 3,638 -61.96
2018-05-15 13F-HR Invesco Ltd. 3,577,266 2,506,052 -29.95 211,059 128,786 -38.98
2018-05-01 13F-HR OPPENHEIMER & CO INC 20,985 20,668 -1.51 1,239 1,062 -14.29
2018-02-06 13F-HR ING GROEP NV 40,593 0 -100.00 2,354 0 -100.00
2018-01-30 13F-HR LMR Partners LLP 7,665 0 -100.00 445 0 -100.00
2018-01-29 N-Q Neuberger Berman Equity Funds (see advisory)
2018-05-14 13F-HR PineBridge Investments, L.P. 2,379 2,344 -1.47 140 120 -14.29
2018-02-13 13F-HR Simcoe Capital Management, LLC 418,445 0 -100.00 24,270 0 -100.00
2018-04-24 13F-HR Berman Capital Advisors, Llc 3,981 210
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-05-15 13F-HR Argent Trust Co 3,994 0 -100.00 236 0 -100.00
2018-03-28 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-05-02 13F-HR NuWave Investment Management, LLC 832 0 -100.00 50 0 -100.00
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 625,411 0 -100.00 36,899 0 -100.00
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 19,180 985
2018-05-14 13F-HR ProShare Advisors LLC 49,933 49,558 -0.75 2,946 2,547 -13.54
2018-02-14 13F-HR DSC Advisors, L.P. Call 35,000 0 -100.00 2,030 0 -100.00
2018-05-15 13F-HR SPRINGOWL ASSOCIATES LLC 12,000 617
2018-04-18 13F-HR Sonora Investment Management, LLC 200 200 0.00 11,800 10,278 -12.90
2018-04-23 13F-HR Whitener Capital Management, Inc. 3,505 1,335 -61.91 206 68 -66.99
2018-03-30 N-Q Commerce Funds (see advisory)
2018-04-27 13F-HR ROTHSCHILD INVESTMENT CORP /IL 0 4,670 0 240
2018-05-10 13F-HR South Dakota Investment Council 204,064 411,803 101.80 12,040 21,163 75.77
2018-05-02 13F-HR MRJ CAPITAL INC 111,200 1,300 -98.83 6,560 66 -98.99
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 1,113,866 1,050,092 -5.73 65,718 53,964 -17.89
2018-05-15 13F-HR Kovitz Investment Group Partners, LLC 1,335,609 1,758,992 31.70 78,801 90,395 14.71
2018-05-01 13F-HR Centerstar Asset Management, Llc 20 1,299 6,395.00
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 642 33
2018-05-07 13F-HR Westbourne Investment Advisors, Inc. 0 4,868 0 250
2018-05-22 N-Q Master Investment Portfolio (see advisory)
2018-05-04 13F-HR Quantitative Systematic Strategies LLC 12,827 0 -100.00 757 0 -100.00
2018-05-21 13F-HR Winton Capital Group Ltd 5,190 5,207 0.33 306 268 -12.42
2018-05-15 13F-HR HPM Partners LLC 26,802 16,716 -37.63 1,581 859 -45.67
2018-05-03 13F-HR QUANTRES ASSET MANAGEMENT Ltd 4,000 0 -100.00 236 0 -100.00
2018-05-02 13F-HR WASATCH ADVISORS INC 26,860 12,860 -52.12 1,585 661 -58.30
2017-12-28 N-Q Fidelity Devonshire Trust (see advisory)
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 1,431 122 -91.47 84 6 -92.86
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 2,750 1,850 -32.73 162 95 -41.36
2018-05-14 13F-HR BB&T SECURITIES, LLC 122,330 155,068 26.76 7,217 7,968 10.41
2018-05-14 13F-HR FOSTER & MOTLEY INC 6,297 4,337 -31.13 372 223 -40.05
2018-04-18 13F-HR REGIONS FINANCIAL CORP 5,080 5,169 1.75 300 266 -11.33
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 0 2,570 0 132
2018-05-15 13F-HR Walleye Trading LLC 47,347 18,276 -61.40 2,793 939 -66.38
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 58,179 43,485 -25.26 3,433 2,235 -34.90
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 127,374 107,869 -15.31 7,515 5,580 -25.75
2018-04-10 13F-HR Tower View Investment Management & Research Llc 20,362 0 -100.00 1,201 0 -100.00
2018-05-15 13F-HR BRYN MAWR TRUST Co 73,433 175,466 138.95 4,332 9,017 108.15
2018-04-20 13F-HR PRENTISS SMITH & CO INC 250 250 0.00 15 13 -13.33
2018-05-15 13F-HR Achmea Investment Management B.V. 68,700 47,090 -31.46 4,052 2,419 -40.30
2018-04-24 13F-HR ZWJ INVESTMENT COUNSEL INC 4,178 0 -100.00 247 0 -100.00
2018-05-15 13F-HR Horizon Kinetics LLC 97,711 94,140 -3.65 5,765 4,838 -16.08
2018-02-14 13F-HR THIRD AVENUE MANAGEMENT LLC 353,287 0 -100.00 20,491 0 -100.00
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 199,406 101,879 -48.91 11,765 5,236 -55.50
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 3,577,959 2,554,005 -28.62 211,100 131,250 -37.83
2018-02-14 13F-HR Integre Asset Management, LLC 31,452 0 -100.00 1,824 0 -100.00
2018-05-08 13F-HR Neuburgh Advisers LLC 15,408 8,608 -44.13 909 442 -51.38
2018-05-11 13F-HR Cutler Group LP Call 18,100 1,100 -93.92 20 0 -100.00
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 12,905 12,828 -0.60 761 659 -13.40
2018-01-30 13F-HR Elite Wealth Management, LLC Put 54 0 -100.00 0 0
2018-02-14 13F-HR NUMERIC INVESTORS LLC 10,300 4,400 -57.28 597 260 -56.45
2018-01-16 13F-HR NEXT Financial Group, Inc 710 0 -100.00 40 0 -100.00
2018-05-04 13F-HR LSV ASSET MANAGEMENT 386,200 383,400 -0.73 22,785 19,702 -13.53
2018-04-10 13F-HR Norway Savings Bank 38 16 -57.89 2 1 -50.00
2018-05-03 13F-HR ARGENT CAPITAL MANAGEMENT LLC 12,600 12,600 0.00 726 648 -10.74
2018-05-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC Call 245 0 -100.00 1,446 0 -100.00
2018-04-27 13F-HR Chicago Partners Investment Group LLC 1,157 1,157 0.00 68 59 -13.24
2018-03-30 N-Q Amg Funds I (see advisory)
2018-04-16 13F-HR Santori & Peters, Inc. 54 0 -100.00 2 0 -100.00
2018-05-14 13F-HR Holistic Financial Partners 92 95 3.26 5 5 0.00
2018-04-11 13F-HR Ruggie Capital Group 1,558 1,072 -31.19 92 55 -40.22
2018-05-10 13F-HR Godshalk Welsh Capital Management, Inc. 5,829 5,304 -9.01 344 273 -20.64
2018-05-02 13F-HR Financial Engines Advisors L.L.C. 17 0 -100.00 1 0 -100.00
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 25,092 25,705 2.44 1,480 1,320 -10.81
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 17,000 2,000 -88.24 1,003 103 -89.73
2018-04-16 13F-HR SHIKIAR ASSET MANAGEMENT INC 166,520 64,870 -61.04 9,825 3,334 -66.07
2018-04-11 13F-HR First Capital Advisors Group, LLC. 152 8
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 6,627 6,627 0.00 391 341 -12.79
2018-05-14 13F-HR Qube Research & Technologies Ltd 3,411 175
2018-05-09 13F-HR GABELLI FUNDS LLC 22,000 35,000 59.09 1,298 1,799 38.60
2018-04-11 13F-HR DnB Asset Management AS 45,562 45,362 -0.44 2,688,158 2,331,153 -13.28
2018-04-04 13F-HR CENTRAL TRUST Co 35,505 12,428 -65.00 2,095 639 -69.50
2018-05-04 13F-HR D'Orazio & Associates, Inc. 95 95 0.00 6 5 -16.67
2018-05-14 13F-HR Clear Perspective Advisors, LLC 36 2
2018-05-15 13F-HR Point72 Asset Management, L.P. 7,500 0 -100.00 443 0 -100.00
2018-02-28 N-Q American High Income Trust (see advisory)
2018-05-15 13F-HR Legg Mason Asset Management (Japan) Co., Ltd. 15,200 14,900 -1.97 897 766 -14.60
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 451,396 402,463 -10.84 26,632 20,683 -22.34
2018-02-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 268,278 0 -100.00 15,560 0 -100.00
2018-04-27 N-Q Usaa Mutual Funds Trust (see advisory)
2018-04-27 N-Q Proshares Trust (see advisory)
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 158,949 129,564 -18.49 9,378 6,658 -29.00
2018-05-10 13F-HR BESSEMER GROUP INC 2,662 1,243 -53.31 157 64 -59.24
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-05-15 13F-HR HRS Investment Holdings, LLC 15,000 15,000 0.00 885 771 -12.88
2018-03-27 N-Q American Century Mutual Funds, Inc. (see advisory)
2018-02-14 13F-HR Honeycomb Asset Management LP 700,000 0 -100.00 40,600 0 -100.00
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-05-18 13F-HR HUNTINGTON ASSET ADVISORS, INC. 0 11 0 1
2018-03-01 N-Q Calvert Social Investment Fund (see advisory)
2018-05-15 13F-HR Dana Investment Advisors, Inc. 4,402 0 -100.00 260 0 -100.00
2017-12-28 N-Q Fidelity Puritan Trust (see advisory)
2018-05-15 13F-HR Intellectus Partners, LLC 6,905 585 -91.53 409 31 -92.42
2018-02-12 13F-HR Carnegie Capital Asset Management, LLC 3,425 0 -100.00 201 0 -100.00
2018-05-11 13F-HR PINNACLE ASSOCIATES LTD 359,755 329,642 -8.37 21,226 16,940 -20.19
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-22 N-Q Meeder Funds (see advisory)
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-05-14 13F-HR Roble, Belko & Company, Inc 281 200 -28.83 17 10 -41.18
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 602,128 674,087 11.95 35,526 34,641 -2.49
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Call 1,000 1,000 0.00 59 51 -13.56
2018-04-02 N-Q John Hancock Income Securities Trust (see advisory)
2018-05-14 13F-HR AVIVA PLC 364,191 503,867 38.35 21,487 25,894 20.51
2018-05-21 13F-HR Gyroscope Capital Management Group, LLC 3,910 0 -100.00 231 0 -100.00
2018-03-29 N-Q Jpmorgan Trust I (see advisory)
2018-05-14 13F-HR Convergence Investment Partners, LLC 0 666 0 34
2018-05-14 13F-HR Meiji Yasuda Asset Management Co Ltd. 11,877 11,877 0.00 701 610 -12.98
2018-05-15 13F-HR Edge Advisors, Llc 21 141 571.43 1 7 600.00
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 735,143 713,432 -2.95 43,373 36,663 -15.47
2018-02-20 N-Q Mercer Funds (see advisory)
2018-05-15 13F-HR We Are One Seven, Llc 2,329 2,331 0.09 137 120 -12.41
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 649 649 0.00 38 33 -13.16
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6,075 6,206 2.16 359 319 -11.14
2018-05-15 13F-HR Magnetar Financial LLC 18,861 0 -100.00 1,113 0 -100.00
2018-01-24 13F-HR BALDWIN BROTHERS INC/MA 75 0 -100.00 4 0 -100.00
2018-05-03 13F-HR SG Americas Securities, LLC 43,431 18,567 -57.25 2,562 954 -62.76
2018-02-05 13F-HR Mascoma Wealth Management LLC 9 0 -100.00 1 0 -100.00
2018-04-30 13F-HR Certified Advisory Corp 268 269 0.37 15 13 -13.33
2018-01-29 N-Q Aim Counselor Series Trust (invesco Counselor Series Trust) (see advisory)
2018-04-25 13F-HR Empowered Funds, LLC 60,624 3,145
2018-05-15 13F-HR DEUTSCHE BANK AG\ Put 1,687 459 -72.79 98 23 -76.53
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 50,000 50,000 0.00 2,950 2,594 -12.07
2018-03-29 13F-HR/A Marshall Wace LLP 204,077 0 -100.00 11,836 0 -100.00
2018-05-11 N-Q Neuberger Berman Advisers Management Trust (see advisory)
2018-02-09 13F-HR RidgeWorth Capital Management LLC 413 413 0.00 24 24 0.00
2018-04-13 13F-HR Steinberg Global Asset Management 18,424 20,669 12.19 1,087 1,062 -2.30
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 593,901 574,672 -3.24 35,040 29,533 -15.72
2018-04-24 13F-HR McAdam, LLC 38 2
2018-01-25 N-Q Columbia Funds Series Trust (see advisory)
2018-05-22 N-Q Blackrock Funds Iii (see advisory)
2018-04-27 13F-HR HARVEY CAPITAL MANAGEMENT INC 160,046 162,246 1.37 9,442 8,337 -11.70
2018-05-14 13F-HR Landaas & Co /wi /adv 603 0 -100.00 36 0 -100.00
2018-03-27 N-Q Schwab Investments (see advisory)
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 129 0 -100.00 8 0 -100.00
2018-04-27 13F-HR Savant Capital, LLC 5,627 5,972 6.13 332 307 -7.53
2018-05-18 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 24,019 24,019 0.00 1,417 1,234 -12.91
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 76 168 121.05 4 9 125.00
2018-04-25 13F-HR Moloney Securities Asset Management, LLC 3,759 0 -100.00 222 0 -100.00
2018-04-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 8 8 0.00 0 0
2018-04-05 13F-HR Edge Wealth Management LLC 200 200 0.00 11 10 -9.09
2018-05-14 13F-HR SUNTRUST BANKS INC 37,191 21,145 -43.14 2,192 1,086 -50.46
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 7,280 6,948 -4.56 430 357 -16.98
2018-05-15 13F-HR REDWOOD CAPITAL MANAGEMENT, LLC 80,000 4,111
2018-05-15 13F-HR Lombard Odier Asset Management (Europe) Ltd 3,846 0 -100.00 227 0 -100.00
2018-02-13 13F-HR BOWEN HANES & CO INC 190,000 0 -100.00 11,020 0 -100.00
2018-02-14 13F-HR Schonfeld Strategic Advisors LLC 5,040 0 -100.00 292 0 -100.00
2018-05-21 N-Q Eagle Growth & Income Opportunities Fund (see advisory)
2018-05-11 13F-HR Quantbot Technologies LP 0 2,300 0 118
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 276,100 51,400 -81.38 16,290 2,641 -83.79
2018-05-01 13F-HR COMERICA BANK 92,862 88,631 -4.56 5,501 4,515 -17.92
2018-05-14 13F-HR Brookmont Capital Management 85,646 40,776 -52.39 5,053 2,095 -58.54
2018-01-16 13F-HR FIRST UNITED BANK TRUST/ 10,390 0 -100.00 603 0 -100.00
2018-05-15 13F-HR CLEARBRIDGE, LLC 636,983 623,996 -2.04 37,582 32,067 -14.67
2018-05-14 13F-HR Icon Wealth Partners, Llc 1,152 0 -100.00 68 0 -100.00
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 57,652 52,838 -8.35 3,401 2,715 -20.17
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-01-23 13F-HR NORTHPOINTE CAPITAL LLC 36,261 0 -100.00 2,103 0 -100.00
2018-04-26 N-Q Putnam Funds Trust (see advisory)
2018-04-27 N-Q Valic Co I (see advisory)
2018-05-09 13F-HR Signature Financial Management, Inc. 0 5,012 0 258
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 2,892 1,035 -64.21 308 521 69.16
2018-02-14 13F-HR ShearLink Capital, LLC 152,100 0 -100.00 8,822 0 -100.00
2018-05-15 13F-HR Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 0 6,935 0 356
2018-05-02 13F-HR Daiwa Securities Group Inc. 23,357 24,180 3.52 1,378 1,243 -9.80
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-05-08 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 4,662 4,515 -3.15 275 232 -15.64
2018-04-12 13F-HR Bogart Wealth, Llc 175 175 0.00 10 9 -10.00
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 194,593 91,883 -52.78 11,481 4,722 -58.87
2018-05-10 13F-HR TODD ASSET MANAGEMENT LLC 624,693 351,712 -43.70 36,857 18,074 -50.96
2018-03-01 N-Q Pimco Funds (see advisory)
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 880,325 854,297 -2.96 51,939 43,902 -15.47
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 106,327 101,627 -4.42 6,273 5,223 -16.74
2018-02-09 N-Q Ariel Investment Trust (see advisory)
2018-02-26 N-Q Blackrock Balanced Capital Fund, Inc. (see advisory)
2018-02-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. Call 500,000 0 -100.00 29,000 0 -100.00
2018-04-20 13F-HR Seacrest Wealth Management, Llc 8,444 8,444 0.00 498 434 -12.85
2018-05-11 13F-HR Cnb Bank 516 478 -7.36 30 25 -16.67
2018-05-10 13F-HR Avestar Capital, Llc 2,310 2,729 18.14 119 126 5.88
2018-05-15 13F-HR VESTOR CAPITAL, LLC 16,846 1,828 -89.15 994 94 -90.54
2018-05-15 13F-HR Utah Retirement Systems 62,018 62,118 0.16 3,659 3,192 -12.76
2018-05-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 802,020 757,778 -5.52 47,319 38,942 -17.70
2018-05-08 13F-HR Timber Hill LLC Call 11,800 0 -100.00 696 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,043,000 896,300 -14.07 61,537 46,060 -25.15
2018-04-30 13F-HR ICON ADVISERS INC/CO 25,200 25,200 0.00 1,487 1,295 -12.91
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 14,012 14,012 0.00 827 720 -12.94
2018-02-27 N-Q Master Large Cap Series Llc (see advisory)
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 232,470 222,658 -4.22 13,716 11,442 -16.58
2018-05-22 N-Q Transamerica Funds (see advisory)
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 53,761 0 -100.00 3,118 0 -100.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 1,126,420 259,721 -76.94 66,457 13,348 -79.91
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 4,349 0 -100.00 252 0 -100.00
2018-05-15 13F-HR Crestline Management, LP 25,000 10,000 -60.00 1,475 514 -65.15
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 8,480 2,685 -68.34 500 138 -72.40
2018-05-03 13F-HR MACKAY SHIELDS LLC 58,506 3,007
2018-05-11 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 4,798 0 -100.00 283 0 -100.00
2018-05-15 13F-HR GLENVIEW CAPITAL MANAGEMENT, LLC 6,765,742 6,573,114 -2.85 399,179 337,792 -15.38
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-02-09 13F-HR Alexandria Capital, LLC 677 0 -100.00 39 0 -100.00
2018-03-14 13F-HR/A CREDIT SUISSE AG/ Put 445,000 0 -100.00 25,810 0 -100.00
2018-05-17 13F-HR Legal & General Group Plc 1,768,652 1,705,989 -3.54 104,352 87,654 -16.00
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2018-04-19 13F-HR Versant Capital Management, Inc 257 281 9.34 15 14 -6.67
2018-05-14 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC 53,950 70,451 30.59 3,183 3,620 13.73
2018-05-14 13F-HR PHILADELPHIA TRUST CO 169,028 157,528 -6.80 9,973 8,095 -18.83
2018-05-08 13F-HR INTACT INVESTMENT MANAGEMENT INC. 0 5,900 0 303
2018-05-11 13F-HR LLBH Private Wealth Management, LLC 12,606 12,606 0.00 746 648 -13.14
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 6,977 0 -100.00 412 0 -100.00
2018-05-10 13F-HR JP Morgan Chase & Co Call 20,000 0 -100.00 1,180 0 -100.00
2018-05-14 13F-HR Pacad Investment Ltd. 27,700 0 -100.00 1,634 0 -100.00
2018-04-13 13F-HR Somerset Trust Co 33,607 31,370 -6.66 1,982 1,611 -18.72
2018-04-24 13F-HR BIRMINGHAM CAPITAL MANAGEMENT CO INC/AL 126,702 116,702 -7.89 7,475 5,997 -19.77
2018-04-18 13F-HR Cornerstone Advisors, Inc. 205 205 0.00 12 11 -8.33
2018-05-02 13F-HR Parkside Financial Bank & Trust 139 29 -79.14 8 1 -87.50
2018-05-15 13F-HR UBS Group AG Call 100 2,000 1,900.00 6 103 1,616.67
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 59,206 46,031 -22.25 3,491 2,366 -32.23
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-05-14 13F-HR Ally Financial Inc. 20,000 28,000 40.00 1,180 1,439 21.95
2018-04-10 13F-HR Andra AP-fonden 77,200 119,800 55.18 4,555 6,157 35.17
2018-05-15 13F-HR DSC Advisors, L.P. Put 0 50,000 0 2,570
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-04-18 13F-HR WealthTrust-Arizona, LLC 163 284 74.23 10 15 50.00
2018-02-27 N-Q Doubleline Funds Trust (see advisory)
2018-03-30 N-Q Credit Suisse Opportunity Funds (see advisory)
2018-04-26 N-Q Federated Investment Series Funds Inc (see advisory)
2018-04-11 13F-HR Addenda Capital Inc. 97,106 94,324 -2.86 5,746 4,862 -15.38
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 241,170 781,081 223.87 14,229 40,140 182.10
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-05-14 13F-HR BRANT POINT INVESTMENT MANAGEMENT LLC Put 60,000 3,083
2018-05-08 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 725,081 564,416 -22.16 42,780 29,006 -32.20
2018-05-15 13F-HR Verition Fund Management LLC 5,904 16,303 176.13 348 838 140.80
2018-04-18 13F-HR Private Capital Advisors, Inc. 144,580 141,530 -2.11 8,530 7,273 -14.74
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 91,490 91,798 0.34 5,398 4,717 -12.62
2018-05-15 13F-HR EARNEST PARTNERS LLC 189 189 0.00 11 10 -9.09
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 329,910 4,107 -98.76 19,464 211 -98.92
2018-05-15 13F-HR PEAK6 Investments, L.P. 28,160 37,347 32.62 1,661 1,919 15.53
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 8,853 8,205 -7.32 522 422 -19.16
2018-05-15 13F-HR HighTower Advisors, LLC 51,429 34,057 -33.78 3,039 1,754 -42.28
2018-02-28 N-Q Professionally Managed Portfolios (see advisory)
2018-05-04 13F-HR BBVA COMPASS BANCSHARES, INC 7,138 6,051 -15.23 421 311 -26.13
2018-04-06 13F-HR Carroll Financial Associates, Inc. 332 285 -14.16 19 14 -26.32
2018-04-20 13F-HR COMMUNITY TRUST & INVESTMENT CO 200,582 205,421 2.41 11,834 10,556 -10.80
2017-12-29 N-Q Prudential Investment Portfolios 2 (see advisory)
2018-03-29 N-Q Rydex Etf Trust (see advisory)
2018-02-06 13F-HR MILLIE CAPITAL MANAGEMENT, LLC 49,105 42,828 -12.78 2,848 2,527 -11.27
2018-05-04 13F-HR Palouse Capital Management, Inc. 74,840 74,686 -0.21 4,416 3,838 -13.09
2018-04-30 13F-HR Advisors Preferred, LLC 3,607 0 -100.00 213 0 -100.00
2018-04-20 N-Q Exchange Listed Funds Trust (see advisory)
2018-05-07 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 238,672 225,682 -5.44 14,082 11,598 -17.64
2018-02-01 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 92 0 -100.00 5 0 -100.00
2018-03-23 N-Q Alpine Series Trust (see advisory)
2018-05-15 13F-HR TREMBLANT CAPITAL GROUP 1,329,248 2,240,694 68.57 78,426 115,149 46.83
2018-04-12 13F-HR CITY HOLDING CO 81 81 0.00 3 3 0.00
2018-04-30 13F-HR Advantus Capital Management Inc 36,719 34,991 -4.71 2,166 1,798 -16.99
2018-02-13 13F-HR KOCH INDUSTRIES INC 5,411 0 -100.00 314 0 -100.00
2018-05-01 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 105,960 105,960 0.00 6,252 5,445 -12.91
2018-02-13 13F-HR OMERS ADMINISTRATION Corp 65,000 0 -100.00 3,770 0 -100.00
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 5,028 4,397 -12.55 297 225 -24.24
2018-05-15 13F-HR DEUTSCHE BANK AG\ 2,592,193 2,105,403 -18.78 152,935 108,191 -29.26
2018-02-13 13F-HR MAVERICK CAPITAL LTD 82,400 0 -100.00 4,779 0 -100.00
2018-04-19 13F-HR Endurance Wealth Management, Inc. 211 211 0.00 12 11 -8.33
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 85,824 80,139 -6.62 5,064 4,118 -18.68
2018-04-03 13F-HR Pensionfund Sabic 28,200 0 -100.00 1,664 0 -100.00
2018-03-29 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-04-16 13F-HR WESPAC Advisors SoCal, LLC 108 0 -100.00 6 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 0 290,600 0 14,934
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 0 8,551 0 439
2018-05-07 13F-HR Kentucky Retirement Systems 22,359 18,013 -19.44 1,319 926 -29.80
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 25,900 0 -100.00 1,502 0 -100.00
2018-05-14 13F-HR FIL Ltd 445,008 452,435 1.67 26,255 23,251 -11.44
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 26,900 45,100 67.66 1,587 2,318 46.06
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 219,596 0 -100.00 12,956 0 -100.00
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 50,505 48,078 -4.81 2,980 2,471 -17.08
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-05-15 13F-HR Standard Life Aberdeen Plc 149,457 141,772 -5.14 8,818 7,288 -17.35
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-05-21 13F-HR Front Row Advisors Llc 73 96 31.51 4 5 25.00
2018-05-14 13F-HR Fragasso Group Inc. 19,319 21,157 9.51 1,140 1,087 -4.65
2018-05-08 13F-HR SIGNATUREFD, LLC 0 1,877 0 96
2018-05-15 13F-HR SALEM INVESTMENT COUNSELORS INC 150 150 0.00 9 8 -11.11
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 67,044 61,026 -8.98 3,956 3,136 -20.73
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-05-15 13F-HR Kaizen Advisory, Llc 351 351 0.00 21 18 -14.29
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 2,055 2,055 0.00 121 106 -12.40
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 34,934 29,598 -15.27 2,061 1,521 -26.20
2018-05-15 13F-HR Round Hill Asset Management 58,610 57,555 -1.80 3,458 2,958 -14.46
2018-05-14 13F-HR American Trust Investment Advisors, LLC 26,140 27,465 5.07 1,542 1,411 -8.50
2018-04-17 13F-HR NORRIS PERNE & FRENCH LLP/MI 3,500 0 -100.00 206 0 -100.00
2018-05-10 13F-HR FRANKLIN RESOURCES INC 6,788 7,360 8.43 400 379 -5.25
2018-05-11 13F-HR PITCAIRN CO 10,297 9,273 -9.94 607 476 -21.58
2018-05-15 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 649,000 0 -100.00 38,291 0 -100.00
2018-05-04 13F-HR Capital Investment Counsel, Inc 4,953 4,953 0.00 292 255 -12.67
2018-05-14 13F-HR Veritable, L.P. 16,275 17,985 10.51 960 924 -3.75
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,032,400 674,700 -34.65 60,911 34,672 -43.08
2018-05-15 13F-HR Voya Investment Management LLC 1,871,357 1,822,432 -2.61 110,410 93,655 -15.18
2018-05-04 13F-HR CONDOR CAPITAL MANAGEMENT 24,234 24,577 1.42 1,430 1,263 -11.68
2018-04-26 N-Q Federated Income Securities Trust (see advisory)
2018-05-07 13F-HR COCONUT GROVE BANK 2,465 0 -100.00 145 0 -100.00
2018-05-15 13F-HR Advisors Asset Management, Inc. 1,105 1,060 -4.07 65 56 -13.85
2018-01-29 N-Q First Western Funds Trust (see advisory)
2018-02-28 N-Q Metropolitan West Funds (see advisory)
2018-03-30 N-Q Amg Funds Iv (see advisory)
2018-05-01 13F-HR KLINGENSTEIN FIELDS & CO LLC 443,773 420,026 -5.35 26,182 21,585 -17.56
2018-04-30 13F-HR New Jersey Better Educational Savings Trust 8,000 12,000 50.00 472 617 30.72
2018-05-09 13F-HR GFS Advisors, LLC 16,940 16,940 0.00 999 871 -12.81
2018-01-23 13F-HR Clear Harbor Asset Management, LLC Call 1,000 0 -100.00 2 0 -100.00
2018-05-14 13F-HR Nuveen Asset Management, LLC 55,139 49,568 -10.10 3,253 2,547 -21.70
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 224,349 191,959 -14.44 13,237 9,865 -25.47
2018-05-15 13F-HR GARDNER LEWIS ASSET MANAGEMENT L P 25,505 16,505 -35.29 1,505 848 -43.65
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-05-07 13F-HR SOUND SHORE MANAGEMENT INC /CT/ 3,001,274 3,510,235 16.96 177,075 180,391 1.87
2018-04-26 13F-HR CWM, LLC 78,482 90,754 15.64 4,630 4,664 0.73
2018-04-25 13F-HR Sompo Japan Nipponkoa Asset Management Co.,ltd. 153,413 152,013 -0.91 9,051 7,812 -13.69
2018-05-15 13F-HR Oribel Capital Management, LP Call 138,100 0 -100.00 8,148 0 -100.00
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 19,335 10,712 -44.60 1,141 550 -51.80
2018-02-12 N-Q Nicholas Fund, Inc. (see advisory)
2018-01-18 13F-HR BKD Wealth Advisors, LLC 6,202 0 -100.00 360 0 -100.00
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 1,640,445 2,969,418 81.01 96,786 152,598 57.67
2018-02-14 13F-HR Bluefin Trading, LLC 17,550 0 -100.00 1,018 0 -100.00
2018-05-15 13F-HR Hilltop Holdings Inc. 6,889 354
2018-04-27 13F-HR Woodard & Co Asset Management Group Inc /adv 100 100 0.00 6 5 -16.67
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 3,393 1,424 -58.03 200 73 -63.50
2018-05-11 13F-HR Covington Capital Management 20,236 1,220 -93.97 1,194 63 -94.72
2018-05-09 13F-HR 6 Meridian 7,947 408
2018-05-14 13F-HR Meiji Yasuda Life Insurance Co 22,973 22,973 0.00 1,355 1,181 -12.84
2018-02-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Call 5,000 0 -100.00 29,000 0 -100.00
2018-04-02 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-02-02 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 66,870 0 -100.00 3,878 0 -100.00
2018-05-21 13F-HR/A Handelsbanken Fonder AB 190,000 190,000 0.00 11,210 9,764 -12.90
2018-05-14 13F-HR Perigon Wealth Management, LLC 845 845 0.00 50 44 -12.00
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 904,083 955,481 5.69 53,341 49,102 -7.95
2018-01-26 N-Q GROWTH FUND OF AMERICA (see advisory)
2018-05-08 13F-HR LS Investment Advisors, LLC 9,577 9,854 2.89 565 506 -10.44
2018-05-10 13F-HR FRED ALGER MANAGEMENT INC 2,683,716 425,555 -84.14 158,339 21,869 -86.19
2018-02-06 13F-HR/A Mitsubishi UFJ Securities International PLC 30,000 0 -100.00 1,740 0 -100.00
2018-05-15 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Put 85,200 0 -100.00 5,027 0 -100.00
2018-05-14 13F-HR Axa 156,795 617,095 293.57 9,251 31,713 242.81
2018-04-18 13F-HR/A FNY Managed Accounts LLC 0 106 0 5
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 1,681 739 -56.04 157 77 -50.96
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-01 13F-HR NORTH STAR ASSET MANAGEMENT INC 4,012 0 -100.00 233 0 -100.00
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 30,907 42,444 37.33 1,823 2,182 19.69
2018-04-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 1,500 0 -100.00 89 0 -100.00
2018-03-28 N-Q Alger Global Growth Fund (see advisory)
2018-04-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 10,100 10,100 0.00 596 519 -12.92
2018-05-15 13F-HR Highlander Capital Management, LLC 12,675 12,675 0.00 748 639 -14.57
2018-02-05 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 3,644 0 -100.00 211 0 -100.00
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 323,543 346,500 7.10 19,089 17,807 -6.72
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 336,200 314,100 -6.57 19,836 16,142 -18.62
2018-04-23 13F-HR Advisory Services Network, LLC 1,565 2,724 74.06 92 140 52.17
2018-02-28 N-Q VANGUARD CHESTER FUNDS (see advisory)
2018-05-15 13F-HR Advisor Group, Inc. 26,063 26,194 0.50 1,538 1,347 -12.42
2018-05-15 13F-HR Balentine LLC 508 0 -100.00 30 0 -100.00
2018-05-10 13F-HR NGAM ADVISORS, L.P. 159,586 151,824 -4.86 9,415 7,802 -17.13
2018-02-20 13F-HR/A ALPS ADVISORS INC 4,049 0 -100.00 235 0 -100.00
2018-03-28 N-Q Putnam Income Fund (see advisory)
2018-05-03 13F-HR SG Americas Securities, LLC Put 195,100 0 -100.00 41 0 -100.00
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 12,000 31,100 159.17 708 1,598 125.71
2018-05-14 13F-HR TEACHERS ADVISORS INC 1,437,701 825,228 -42.60 84,824 42,408 -50.00
2018-01-17 13F-HR DAVENPORT & Co LLC 5,246 0 -100.00 304,292 0 -100.00
2018-05-07 13F-HR GREAT LAKES ADVISORS, LLC 7,082 0 -100.00 418 0 -100.00
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-05-12 13F-HR Hillsdale Investment Management Inc. 120 120 0.00 7 6 -14.29
2018-02-27 N-Q GABELLI EQUITY SERIES FUNDS INC (see advisory)
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 24,901 24,315 -2.35 1,469 1,249 -14.98
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 450,490 348,148 -22.72 26,579 17,891 -32.69
2018-04-23 13F-HR Financial Architects, Inc 2,714 5,833 114.92 160 300 87.50
2018-05-10 13F-HR Taylor Hoffman Wealth Management 26 26 0.00 2 1 -50.00
2018-05-14 13F-HR PROFUND ADVISORS LLC 12,499 11,887 -4.90 737 611 -17.10
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-04-19 13F-HR State of Alaska, Department of Revenue 43,365 51,775 19.39 2,556 2,659 4.03
2018-04-26 13F-HR PGGM Investments 445,800 445,800 0.00 26,302 22,910 -12.90
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 270 270 0.00 16 14 -12.50
2018-05-14 13F-HR HENDERSON GROUP PLC 2,380,705 766,196 -67.82 140,462 39,376 -71.97
2018-04-06 13F-HR Kistler-Tiffany Companies, LLC 863 863 0.00 51 44 -13.73
2018-04-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 13,775 7,764 -43.64 812 399 -50.86
2018-05-09 13F-HR BlackRock Inc. 22,887,073 20,781,814 -9.20 1,350,339 1,067,979 -20.91
2018-02-14 13F-HR Lee Capital Management LP 10,000 0 -100.00 580 0 -100.00
2018-05-15 13F-HR One Wealth Advisors, Llc 3,098 4,787 54.52 183 247 34.97
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 29,039 0 -100.00 1,721 0 -100.00
2018-03-28 N-Q Putnam Global Income Trust (see advisory)
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 721,041 532,056 -26.21 42,542 27,342 -35.73
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 63,800 119,500 87.30 3,764 6,141 63.15
2018-05-15 13F-HR SEGALL BRYANT & HAMILL, LLC 270,820 195,591 -27.78 15,978 10,051 -37.09
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 578,258 481,186 -16.79 34,117 24,728 -27.52
2018-05-11 13F-HR Gemmer Asset Management LLC 178 178 0.00 11 9 -18.18
2018-05-03 13F-HR CONNING INC. 13,491 13,341 -1.11 796 686 -13.82
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 921 921 0.00 54 47 -12.96
2018-05-01 13F-HR American National Registered Investment Advisor, Inc. 12,370 12,145 -1.82 730 624 -14.52
2018-02-14 13F-HR Ursa Fund Management, LLC Put 78,600 0 -100.00 4,559 0 -100.00
2018-05-22 N-Q Transamerica Series Trust (see advisory)
2018-04-02 N-Q Dunham Funds (see advisory)
2018-02-28 N-Q State Street Institutional Funds (see advisory)
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,046,614 1,038,161 -0.81 61,750 53,351 -13.60
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 21,419 24,177 12.88 1,264 1,242 -1.74
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 45,600 0 -100.00 2,690 0 -100.00
2018-05-22 N-Q Securian Funds Trust (see advisory)
2018-02-28 N-Q Ivy Funds (see advisory)
2018-02-14 13F-HR CAXTON ASSOCIATES LP 9,100 0 -100.00 528 0 -100.00
2018-05-14 13F-HR Dynamic Capital Management Ltd 10,257 9,400 -8.36 605 483 -20.17
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Put 318,200 27,700 -91.29 18,774 1,424 -92.42
2018-05-11 13F-HR Azimuth Capital Management LLC 3,550 0 -100.00 209 0 -100.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( CBS / CBS Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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